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CM E

Developmental Trauma Disorder


A new, rational diagnosis for children with complex trauma histories.
Bessel A. van der Kolk, MD

C
hildhood trauma, including obtaining information about childhood EDUCATIONAL OBJECTIVES
abuse and neglect, is probably trauma, abuse, neglect, and other expo- 1. Identify emotional triggers
the single most important pub- sures to violence. Research has shown and patterns of re-enactment
lic health challenge in the United States, that traumatic childhood experiences in traumatized children.
a challenge that has the potential to be not only are extremely common but also
largely resolved by appropriate preven- have a profound impact on many differ- 2. Discuss the spectrum of de-
tion and intervention. Each year, more ent areas of functioning. For example, velopmental derailments sec-
than 3 million children are reported to children exposed to alcoholic parents ondary to complex trauma
authorities for abuse or neglect in the or domestic violence rarely have secure exposure.
US; about 1 million of those cases are childhoods; their symptomatology tends 3. Describe patterns of accom-
substantiated.1 Many thousands more to be pervasive and multifaceted and modation in traumatized
undergo traumatic medical and surgical is likely to include depression, various children.
procedures and are victims of accidents medical illnesses, and a variety of im-
and of community violence (see Spin- pulsive and self-destructive behaviors. maintenance organization (HMO) mem-
azzola et al., page xxx). However, most Approaching each of these problems bers responded to a questionnaire about
trauma begins at home; the vast majority piecemeal, rather than as expressions of adverse childhood experiences, includ-
of people (about 80%) responsible for a vast system of internal disorganization, ing childhood abuse, neglect, and fam-
child maltreatment are children’s own runs the risk of losing sight of the forest ily dysfunction. Eleven percent reported
parents. in favor of one tree. having been emotionally abused as a
Inquiry into developmental mile- child, 30.1% reported physical abuse,
stones and family medical history is rou- COMPLEX TRAUMA and 19.9% sexual abuse. In addition,
tine in medical and psychiatric examina- The traumatic stress field has adopted 23.5% reported being exposed to fam-
tions. In contrast, social taboos prevent the term “complex trauma” to describe ily alcohol abuse, 18.8% were exposed
the experience of multiple, chronic and to mental illness, 12.5% witnessed their
Dr. van der Kolk is professor of psychiatry, prolonged, developmentally adverse mothers being battered, and 4.9% re-
Boston University Medical School, Boston, MA; traumatic events, most often of an inter- ported family drug abuse.
clinical director, The Trauma Center at Justice personal nature (eg, sexual or physical The ACE study showed that adverse
Resource Institute, Brookline, MA; and co-di- abuse, war, community violence) and childhood experiences are vastly more
rector, the National Child Traumatic Stress early-life onset. These exposures often common than recognized or acknowl-
Network Community Program, Boston. occur within the child’s caregiving sys- edged and that they have a powerful re-
Address reprint requests to: Bessel A. van tem and include physical, emotional, lationship to adult health a half-century
der Kolk, MD, [ADDRESS]. and educational neglect and child mal- later. The study confirmed earlier inves-
Dr. van der Kolk has no industry relation- treatment beginning in early childhood tigations that found a highly significant
ships to disclose. (Cook et al., page xxx, and Spinazzola relationship between adverse childhood
et al., page xxx). experiences and depression, suicide at-
In the Adverse Childhood Experi- tempts, alcoholism, drug abuse, sexual
ences (ACE) study by Kaiser Perman- promiscuity, domestic violence, ciga-
ente and the Centers for Disease Control rette smoking, obesity, physical inactiv-
and Prevention,2 17,337 adult health ity, and sexually transmitted diseases.

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In addition, the more adverse childhood ior by anticipating their caregivers’ re- child’s response is likely to mimic that
experiences reported, the more likely sponses to them.8 This interaction allows of the parent — the more disorganized
a person was to develop heart disease, them to construct what Bowlby called the parent, the more disorganized the
cancer, stroke, diabetes, skeletal frac- “internal working models.”9 A child’s child.13
tures, and liver disease. internal working models are defined by However, if the distress is over-
Isolated traumatic incidents tend to the internalization of the affective and whelming, or when the caregivers them-
produce discrete conditioned behavioral cognitive characteristics of their primary selves are the source of the distress,
and biological responses to reminders relationships. Because early experiences children are unable to modulate their
of the trauma, such as those captured in occur in the context of a developing arousal. This causes a breakdown in
the posttraumatic stress disorder (PTSD) brain, neural development and social their capacity to process, integrate, and
diagnosis. In contrast, chronic maltreat- interaction are inextricably intertwined. categorize what is happening. At the
ment or inevitable repeated traumatiza- As Don Tucker has said: “For the human core of traumatic stress is a breakdown
tion, such as occurs in children who are brain, the most important information in the capacity to regulate internal states.
exposed to repeated medical or surgical for successful development is conveyed If the distress does not ease, the relevant
procedures, have a pervasive effects on by the social rather than the physical en- sensations, affects, and cognitions can-
the development of mind and brain. vironment. The baby brain must begin not be associated — they are dissociated
Chronic trauma interferes with neuro- participating effectively in the process into sensory fragments14 — and, as a re-
biological development (Ford, see page of social information transmission that sult, these children cannot comprehend
xxx) and the capacity to integrate senso- offers entry into the culture.”10 what is happening or devise and execute
ry, emotional and cognitive information Early patterns of attachment affect appropriate plans of action.
into a cohesive whole. Developmental the quality of information processing When caregivers are emotionally ab-
trauma sets the stage for unfocused re- throughout life.11 Secure infants learn to sent, inconsistent, frustrating, violent,
sponses to subsequent stress,3 leading to trust both what they feel and how they intrusive, or neglectful, children are
dramatic increases in the use of medical, understand the world. This allows them likely to become intolerably distressed
correctional, social and mental health to rely on both their emotions and their and unlikely to develop a sense that the
services.4 People with childhood histo- thoughts to react to any given situation. external environment is able to provide
ries of trauma, abuse and neglect make Their experience of feeling understood relief. Thus, children with insecure at-
up almost the entire criminal justice provides them with the confidence that tachment patterns have trouble relying
population in the US.5 Physical abuse they are capable of making good things on others to help them and are unable
and neglect are associated with very happen and that, if they do not know to regulate their emotional states by
high rates of arrest for violent offenses. how to deal with difficult situations, they themselves. As a result, they experience
In one prospective study of victims of can find people who can help them find excessive anxiety, anger, and longings
abuse and neglect, almost half were ar- a solution. to be taken care of. These feelings may
rested for nontraffic-related offenses by Secure children learn a complex vo- become so extreme as to precipitate dis-
age 32.6 Seventy-five percent of perpe- cabulary to describe their emotions, sociative states or self-defeating aggres-
trators of child sexual abuse report to such as love, hate, pleasure, disgust, and sion. “Spaced out” and hyperaroused
have themselves been sexually abused anger. This allows them to communicate children learn to ignore either what they
during childhood.7 how they feel and to formulate efficient feel (their emotions), or what they per-
These data suggest that most interper- response strategies. They spend more ceive (their cognitions).
sonal trauma on children is perpetuated time describing physiological states such When children are unable to achieve
by victims who grow up to become per- as hunger and thirst, as well as emotional a sense of control and stability, they be-
petrators or repeat victims of violence. states, than do maltreated children.12 come helpless. If they are unable to grasp
This tendency to repeat represents an Under most conditions, parents are what is going on and unable do anything
integral aspect of the cycle of violence able to help their distressed children about it to change it, they go immedi-
in our society. restore a sense of safety and control. ately from (fearful) stimulus to (fight/
The security of the attachment bond flight/freeze) response without being
TRAUMA, CAREGIVERS, AND AFFECT mitigates against trauma-induced terror. able to learn from the experience. Sub-
TOLERANCE When trauma occurs in the presence of sequently, when exposed to reminders of
Children learn to regulate their behav- a supportive, if helpless, caregiver, the a trauma (eg, sensations, physiological

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states, images, sounds, situations), they do not have the option to report, move “out of touch” with their feelings, and
tend to behave as if they were trauma- away or otherwise protect themselves; often have no language to describe in-
tized all over again — as a catastrophe.15 they depend on their caregivers for their ternal states.20
Many problems of traumatized children very survival. When a child lacks a sense of predict-
can be understood as efforts to minimize When trauma emanates from within ability, he or she may experience diffi-
objective threat and to regulate their the family, children experience a crisis culty developing of object constancy
emotional distress.16 Unless caregivers of loyalty and organize their behavior and inner representations of their own
understand the nature of such re-enact- to survive within their families. Being inner world or their surroundings. As a
ments, they are likely to label the child prevented from articulating what they result, they lack a good sense of cause
as “oppositional,” “rebellious,” “unmoti- observe and experience, traumatized and effect and of their own contribu-
vated,” or “antisocial.” children will organize their behavior tions to what happens to them. Without
around keeping the secret, deal with internal maps to guide them, they act,
THE DYNAMICS OF CHILDHOOD their helplessness with compliance or instead of plan, and show their wishes
TRAUMA defiance, and acclimate in any way they in their behaviors, rather than discussing
Young children, still embedded in the can to entrapment in abusive or neglect- what they want.15 Unable to appreciate
here-and-now and lacking the capacity ful situations.18 clearly who they or others are, they have
to see themselves in the perspective of When professionals are unaware of problems enlisting other people as allies
the larger context, have no choice but children’s need to adjust to traumatiz- on their behalf. Other people are sources
to see themselves as the center of the ing environments and expect that chil- of terror or pleasure but are rarely fel-
universe. In their eyes, everything that dren should behave in accordance with low human beings with their own sets of
happens is related directly to their own adult standards of self-determination needs and desires.
sensations. Development consists of and autonomous, rational choices, these These children also have difficulty
learning to master and “own” one’s ex- maladaptive behaviors tend to inspire re- appreciating novelty. Without a map to
periences and to learn to experience the vulsion and rejection. Ignorance of this compare and contrast, anything new is
present as part of one’s personal experi- fact is likely to lead to labeling and stig- potentially threatening. What is familiar
ence over time.17 Piaget[REFERENCE] matizing children for behaviors that are tends to be experienced as safer, even if
called this “decentration”: moving from meant to ensure survival. it is a predictable source of terror.15
being one’s reflexes, movements, and Being left to their own devices leaves Traumatized children rarely dis-
sensations to having them. chronically traumatized children with cuss their fears and traumas spontane-
Predictability and continuity are criti- deficits in emotional self-regulation. ously. They also have little insight into
cal for a child to develop a good sense This results in problems with self-defi- the relationship between what they do,
of causality and learn to categorize ex- nition as reflected by a lack of a con- what they feel, and what has happened
perience. A child needs to develop cat- tinuous sense of self, poorly modulated to them. They tend to communicate the
egories to be able to place any particular affect and impulse control, including nature of their traumatic past by repeat-
experience in a larger context. Only then aggression against self and others, and ing it in the form of interpersonal en-
will he or she be able to evaluate what uncertainty about the reliability and pre- actments, both in their play and in their
is happening and entertain a range of dictability of others, expressed as dis- fantasy lives.
options with which they can affect the trust, suspiciousness, and problems with
outcome of events. Imagining being able intimacy, resulting in social isolation.19 CHILDHOOD TRAUMA AND
to play an active role leads to problem- Chronically traumatized children tend to PSYCHIATRIC ILLNESS
focused coping.15 suffer from distinct alterations in states Posttraumatic stress disorder (PTSD)
If children are exposed to unmanage- of consciousness, including amnesia, is not the most common psychiatric
able stress and if the caregiver does not hypermnesia, dissociation, depersonal- diagnosis in children with histories of
take over the function of modulating ization and derealization, flashbacks and chronic trauma (Cook et al., see page
the child’s arousal, as occurs when chil- nightmares of specific events, school xxx). For example, in one study of 364
dren are exposed to family dysfunction problems, difficulties in attention regu- abused children,21 the most common di-
or violence, the child will be unable to lation, disorientation in time and space, agnoses in order of frequency were sepa-
organize and categorize experiences in a and sensorimotor developmental disor- ration anxiety disorder, oppositional de-
coherent fashion. Unlike adults, children ders. The children often are literally are fiant disorder, phobic disorders, PTSD,

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TABLE 1
and ADHD.21 Numerous studies of
traumatized children find problems with Developmental Trauma Disorder
unmodulated aggression and impulse
control,22,23 attentional and dissociative A. Exposure
problems,24 and difficulty negotiating • Multiple or chronic exposure to one or more forms of developmentally adverse
relationships with caregivers, peers, and, interpersonal trauma (eg, abandonment, betrayal, physical assaults, sexual as-
later in life, intimate partners.25 saults, threats to bodily integrity, coercive practices, emotional abuse, witnessing
A history of childhood physical and violence and death).
sexual assault is associated with a host • Subjective experience (eg, rage, betrayal, fear, resignation, defeat, shame).
of other psychiatric diagnoses in adoles- B. Triggered pattern of repeated dysregulation in response to trauma cues
cence and adulthood. These may include Dysregulation (high or low) in presence of cues. Changes persist and do not return
substance abuse, borderline and antiso- to baseline; not reduced in intensity by conscious awareness.
cial personality, and eating, dissociative, • Affective
affective, somatoform, cardiovascular, • Somatic (eg, physiological, motoric, medical)
metabolic, immunological, and sexual • Behavioral (eg, re-enactment, cutting)
disorders.26 • Cognitive (eg, thinking that it is happening again, confusion, dissociation, deper-
The results of the DSM-IV Field Trial sonalization).
suggested that trauma has its most per- • Relational (eg, clinging, oppositional, distrustful, compliant).
vasive impact during the first decade of • Self-attribution (eg, self-hate, blame).
life and becomes more circumscribed C. Persistently Altered Attributions and Expectancies
(ie, more like “pure” PTSD) with age.27 • Negative self-attribution.
The diagnosis of PTSD is not devel- • Distrust of protective caretaker.
opmentally sensitive and does not ad- • Loss of expectancy of protection by others.
equately describe the effect of exposure • Loss of trust in social agencies to protect.
to childhood trauma on the developing • Lack of recourse to social justice/retribution.
child. Because infants and children who • Inevitability of future victimization.
experience multiple forms of abuse often D. Functional Impairment
experience developmental delays across • Educational.
a broad spectrum, including cogni- • Familial.
tive, language, motor, and socialization • Peer.
skills,28 they tend to display very com- • Legal.
plex disturbances, with a variety of dif- • Vocational.
ferent, often fluctuating, presentations.
However, because there currently is
no other diagnostic entity that describes of applying treatment approaches that not meet diagnostic criteria for PTSD29
the pervasive effects of trauma on child are not helpful. (Cook et al., see page xxx), and PTSD
development, these children are given a cannot capture the multiplicity of expo-
range of “comorbid” diagnoses, as if they A NEW DIAGNOSIS: sures over critical developmental peri-
occurred independently from the PTSD DEVELOPMENTAL TRAUMA ods.
symptoms. None of these do justice to DISORDER Moreover, the PTSD diagnosis does
the spectrum of problems of traumatized The question of how to best organize not capture the developmental effects of
children, and none provide guidelines on the very complex emotional, behavioral, childhood trauma: the complex disrup-
what is needed for effective prevention and neurobiological sequelae of child- tions of affect regulation; the disturbed
and intervention. By relegating the full hood trauma has vexed clinicians for attachment patterns; the rapid behav-
spectrum of trauma-related problems to several decades. Because DSM-IV in- ioral regressions and shifts in emotional
seemingly unrelated “comorbid” condi- cludes a diagnosis for adult onset trau- states; the loss of autonomous strivings;
tions, fundamental trauma-related dis- ma, PTSD, this label often is applied to the aggressive behavior against self
turbances may be lost to scientific inves- traumatized children as well. However, and others; the failure to achieve de-
tigation, and clinicians may run the risk the majority of traumatized children do velopmental competencies; the loss of

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bodily regulation in the areas of sleep, children with complex histories. In an children. After having become aroused,
food, and self-care; the altered schemas attempt to more clearly delineate what these children have a great deal of dif-
of the world; the anticipatory behavior these children suffer from and to serve ficulty restoring homeostasis and return-
and traumatic expectations; the multiple as a guide for rational therapeutics this ing to baseline. Insight and understand-
somatic problems, from gastrointestinal taskforce has started to conceptualize a ing about the origins of their reactions
distress to headaches; the apparent lack new diagnosis provisionally called de- seems to have little effect.
of awareness of danger and resulting self velopmental trauma disorder (Sidebar, In addition to the conditioned physi-
endangering behaviors; the self-hatred see page xxx). This proposed diagnosis ological and emotional responses to
and self-blame; and the chronic feelings is organized around the issue of triggered reminders characteristic of PTSD, chil-
of ineffectiveness. dysregulation in response to traumatic dren with complex trauma develop a
Interestingly, many forms of interper- reminders, stimulus generalization, and view of the world that incorporates their
sonal trauma, in particular psychological the anticipatory organization of behavior betrayal and hurt. They anticipate and
maltreatment, neglect, separation from to prevent the recurrence of the trauma expect the trauma to recur and respond
caregivers, traumatic loss, and inappro- effects. with hyperactivity, aggression, defeat, or
priate sexual behavior, do not necessar- This provisional diagnosis is based freeze responses to minor stresses. Cog-
ily meet DSM-IV “Criterion A” defini- on the concept that multiple exposures nition in these children also is affected
tion for a traumatic event. This criteria to interpersonal trauma, such as aban- by reminders of the trauma. They tend
requires, in part, an experience involving donment, betrayal, physical or sexual as- to become confused, dissociated, and
“actual or threatened death or serious in- saults, or witnessing domestic violence, disoriented when faced with stressful
jury, or a threat to the physical integrity have consistent and predictable conse- stimuli. They easily misinterpret events
of self or others.”[REF] Children ex- quences that affect many areas of func- in the direction of a return of trauma
posed to these common types of inter- tioning. These experiences engender in- and helplessness, which causes them to
personal adversity thus typically would tense affects, such as rage, betrayal, fear, be constantly on guard, frightened, and
not qualify for a PTSD diagnosis unless resignation, defeat, and shame, and ef- overreactive.
they also were exposed to experiences or forts to ward off the recurrence of those In addition, expectations of a return
events that qualify as “traumatic,” even emotions, including the avoidance of ex- of the trauma permeate their relation-
if they have symptoms that would other- periences that precipitate them or engag- ships. This is expressed as negative self-
wise warrant a PTSD diagnosis. ing in behaviors that convey a subjective attributions, loss of trust in caretakers,
This finding has several implications sense of control in the face of potential and loss of the belief that some some-
for the diagnosis and treatment of trau- threats. These children tend to reenact body will look after them and making
matized children and adolescents. Non- their traumas behaviorally, either as per- feel safe. They tend to lose the expecta-
Criterion A forms of childhood trauma petrators (eg, aggressive or sexual acting tion that they will be protected and act
exposure — such as psychological or out against other children) or in frozen accordingly. As a result, they organize
emotional abuse and traumatic loss avoidance reactions. Their physiological their relationships around the expecta-
— have been demonstrated to be asso- dysregulation may lead to multiple so- tion or prevention of abandonment or
ciated with PTSD symptoms and self- matic problems, such as headaches and victimization. This is expressed as ex-
regulatory impairments in children30 and stomachaches, in response to fearful and cessive clinging, compliance, opposi-
into adulthood.31 Thus, classification of helpless emotions. tional defiance, and distrustful behavior.
traumatic events may need to be defined Persistent sensitivity to reminders They also may be preoccupied with ret-
more broadly, and treatment may need interferes with the development of emo- ribution and revenge.
to address directly the sequelae of these tional regulation and causes long-term All of these problems are expressed
interpersonal adversities, given their emotional dysregulation and precipitous in dysfunction in multiple areas of func-
prevalence and potentially severe nega- behavior changes. Their over- and un- tioning: educational, familial, peer-re-
tive effects on children’s development derreactivity is manifested on multiple lated, legal, and work-related.
and emotional health. levels: emotional, physical, behavioral,
The Complex Trauma taskforce of cognitive, and relational. They have TREATMENT IMPLICATIONS
the National Child Traumatic Stress fearful, enraged, or avoidant emotional In the treatment of traumatized chil-
Network has been concerned about the reactions to minor stimuli that would dren and adolescents, there often is a
need for a more precise diagnosis for have no significant effect on secure painful dilemma of whether to keep them

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Health and Human Services, Administration
in the care of people or institutions who Because these children are prone to ex- on Children, Youth and Families. 2003. Avail-
are sources of hurt and threat, or whether perience anything novel, including rules able at: http://www.acf.dhhs.gov/programs/
cb/publications/cm01/outcover.htm. Accessed
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