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access to Mind
In section 96 of Reasons and Persons, Derek Parfit offers his now familiar tripartite
distinction among candidates for 'what matters': (1) Relation R with its normal
cause; (2) R with any reliable cause; (3) R with any cause. He defends option (3).
This paper tries to show that there is important ambiguity in this distinction and in
Parfiťs defence of his position. There is something strange about Parfit's way of
dividing up the territory: I argue that those who have followed him in viewing the
choice among ( 1 )- (3) as the (or an) important question in thinking about 'what
matters' are mistaken, and that they bypass what seems to be a more important,
even crucial, set of options and considerations. I am less concerned with what he
does say than with what he ought to say, given his intuitions and arguments, and the
general framework within which he is working. And I am particularly concerned to
show that whether or not I am correct about what he is doing with his tripartite
distinction, it is a distinction with which we should not be particularly concerned
in the analysis either of what matters or of psychological continuity.
1. Introduction
This will include the grammatical forms 'A survives', 'A survives in B' and 'A survives
process p (teletransportation)', perhaps the first and last of which can be defined in terms of
the second - A survives iff there is some В in whom A survives, and A survives process p iff
there is some В existing after the process such that A survives in В. I follow standard assump-
tions in treating 'survival' as 'monolithic' - that is, that A survives in В only if (the following
is but a partial list): (а) В can be appropriately praised/blamed for A's earlier actions, (b) B's
existence means that A has not 'completely gone out of existence' (in a way that fission
products so suffice), (с) В is a proper target of A's forward-looking first-person concern,
(d) B's good is a matter of (non-derivative) prudential, not merely moral, concern for A, and
so on. (For some of these, no doubt 'if would be appropriate as well.) I am quite sympathetic
to David Shoemaker's suggestion that this standard assumption may be mistaken, and that
perhaps different relations between В and A underlie these different concerns, which - before
Parfit - were all thought to be monolithically underlain by identity. However, in all the cases
with which we shall be concerned, all these aspects of survival will be present if any are, so
there is no need to aim at further precision.
2 Interestingly for what follows, Parfit actually says here 'R is psychological connectedness
and/or continuity with the right kind of cause ' Whether this is meant simply to generally
characterize the issue among the options, or is something that is built-in to R, and so common
ground among all the options, is our primary concern below.
3 I do not mean to overstate this - lots of philosophers have asked, for instance, whether
certain aspects of psychological continuity - memory, character, commitments - are of
2. Some readings
When Parfit says that what matters is R with any cause, and that conly
the effect matters', a reader might be excused for thinking that Parfit is
endorsing the claim that a person would survive in a randomly pro-
duced artificial person who happened to be a perfect duplicate of that
person at the time he died. Such an individual would be intrinsically
just like a teletransportation product, but there would be no causal
relation at all between the states of the dying person, and this later
one. One will read Parfit this way if one thinks the 'effect' that matters
is the existence of a person who has a psychological profile sufficiently
similar4 to that of an earlier person - which, then, is taken to suffice
for the holding of R - and 'any cause' expresses the idea that it does
not matter why such a person exists. On such a reading, Parfit is
actually denying that there is any causal requirement for survival (or
for relation R).
One reason not to read Parfit in this way is that the position is so
striking that it would call for explicit discussion of 'survival through
doppelgängers', or through such 'random matches', which many
would take to be a reductio of such a view - but Parfit nowhere ex-
plicitly discusses this.5 Other philosophers have denied the causal re-
quirement, precisely endorsing the claim of survival in such random
greater, or sole importance, as well as asking whether connectedness has extra, or sole value. I
only mean in connection with the causal aspect of what matters.
4 'Similar' is not quite right, because as Shoemaker points out, the 'right sort' of relation
will actually involve change of state - if at ^ one believes it is 5 seconds until when one should
push the button, at t2 - one second later - a normal person, with proper psychological con-
nectedness to his earlier self, will no longer believe this , but instead that it is 4 seconds to push
time. See his 1984, pp. 95-6; also 1997.
5 This is itself somewhat curious anyway, since it seems eminently natural, given how far
Parfit has already gone by this point in his book, to wonder whether one would survive in such
random duplicates - but I suppose his book is long enough and explores sufficiently many
issues and nuances as it is.
6 See, for instance, Kolak and Martin 1987 and Elliot 1991.
7 Further textual evidence - if it is needed - that relation R ('the effect') requires causal
relations comes in Parfiťs concession, in his 'Branch-Line case', that there is no psychological
connectedness between the person 'on the branch line' and the duplicate created by the
teletransporter (p. 289).
and misleading about endorsing 'R with any cause' if that just meant
the same as 'R' - at any rate, one might think it would be worth saying
that, however 'extreme' this might look, it simply is the traditional
account (aside, of course, from pointing out that the relation is not
logically one-to-one, but denying that the 'extra' needed to make it
one-to-one has any bearing on survival). But this is not to say that it is
not how Parfit ought to be read. I will return to this reading later.
The other reading may be brought out by turning to Kolak and
Martin, who argue against Parfit, claiming that what matters has no
causal requirements at all. They do so by arguing that (a) Parfit is
committed to the claim that we survive in a case they describe (cMOC
Match' - see below) and (b) there is no relevant difference between
this case and a further case they offer ('Random Match'), in which
there is no causal relation between the states of the earlier and later
selves.8'9 So let us look at their case, which they call the 'MOC Match
Example' (Kolak and Martin 1987, p. 343). 'MOC' stands for 'math-
ematical object-configurations', which are, 'in the form of mathemat-
ical equations', complete information about every cell in some (actual
or possible) body, which can then be used to create bodies in accord-
ance with these instructions. (The MOCs, though, are just the 'infor-
mation', not the bodies.) We imagine a supercomputer which can
generate completely random MOCs, which are not modelled on any
particular existing people, and it can also 'scan' an existing individual
and make an MOC modelled on it. Now, suppose some particular
individual is so scanned (they choose Robert Nozick), and then the
computer starts randomly generating MOCs. As it does so, it checks to
see whether each MOC matches Nozick's MOC. If it does (call this
Matching blueprint 'MOCM'), then it creates a flesh-and-blood indi-
vidual in accordance with MOCM (simultaneously destroying the ori-
ginal Nozick)10 which will be cell-for-cell identical to Nozick at the
time he was scanned - and, of course, equally identical to a product
of deliberate teletransportation, where the teletransporter works rather
8 I do not mean to say this is their only argument, although most of their considerations
have a similar structure (as do Elliot's, but he does not start with an (a) case which meets our
purposes here).
9 Some prefer 'person-stage' to 'self in such formulations. I do not mean to grind any
axes in my choice, but prefer it since 'person-stage', to my ear, conjures up a four-dimensional
framework, and that is something on which I wish to stay neutral.
10 The destruction of the original is not really essential, in my view, but it simplifies the
discussion, avoiding worries arising from the simultaneous existence of the 'replica' and the
original which might make some think the replica cannot survive the original. See my 2002.
like this machine, except that the individual is created from Nozick's
MOC, instead of the randomly created МОСм which happens to be
just like Nozick's. Kolak and Martin claim that (a) Parfit can have no
grounds for denying that Nozick survives in this new individual, and
(b) there is then no basis for denying that Nozick would survive even
if he had never been scanned, so that no MOC was ever made from
him, but instead he simply died and the computer, quite independ-
ently, created a person from the completely randomly generated
MOCM. (They call this the 'Random Match' case.) The reasoning
for (b), roughly, is that the causal connection between the states of
early-Nozick and the person created out of МОСм in the MOC match
case was so weak as to not be of any real significance. So, its absence in
the Random Match case (and, consequently, the absence of any casual
connection) cannot really make a difference.
Why do Kolak and Martin think that if one accepts that one sur-
vives in ordinary teletransportation, one is also committed to thinking
that one survives in the product of one's MOC match? 'The only
relevant difference is in the nature of the causal connection between
person-stages ... But it is hard to imagine that anyone who thought
that personal identity was preserved in the Beaming Example [i.e.
teletransportation] would feel confident that it wasn't also preserved
in the MOC Match Example . . . Remember Parfit's argument that it is
the effect that matters, not its cause' (Kolak and Martin 1987, p. 343).
While not conclusive, this sounds very like the idea that Parfit is
committed to the claim that any causal relationship that obtains be-
tween a person's states at f,, and a person's at t2, so long as the states
bear the right intrinsic qualitative relation to each other (sameness of
belief; experience/memory-like presentation with (something like) E
as the content;11 desire/intention ... ), gives us a psychological connec-
tion. This, then, gives us another potential reading of 'relation R with
its normal/a reliable/any cause' - these modify the causal relation
between the earlier and later states, and, we might say, concern the
causal relation in relation R, rather than of relation R. On this reading,
'with any cause' does not (directly) commit us to survival in a random
duplicate, because there is no causal relation between the states of the
11 I say 'something like', since on most views of content, a doppelgänger or random du-
plicate's 'memory state' of, as it were, seeing Barack Obama, will not have Obama as part of its
content (this is especially so for my doppelgänger whose state was caused by seeing someone
where he lives who looks just like Obama). So, if we are not going to beg any questions, we
cannot right off the bat require common wide content. Similar remarks will presumably apply
for all contentful states.
original and the duplicate - but so long as there is some causal rela-
tion, then we have connectedness and (if the degree is sufficient)
survival.12
This attribution is made more explicitly by Jeff McMahan (2002).
Discussing quasi-memory, and the requirement that 'the person's ap-
parent memory is causally dependent, in the right sort of way, on [the]
past experience', he says: 'For many adherents of the theory, the right
sort of cause can be any cause' (p. 59). Context makes it clear that he
would number Parfit among these many. And like Kolak and Martin,
McMahan argues that Parfit's belief that we survive in teletransporta-
tion commits him to the claim that one would survive in a causally
unrelated duplicate (pp. 60-1) - though for McMahan, this is in-
tended as a reductio of the claim that there is survival in teletranspor-
tation, rather than a reason to abandon causal requirements, as it is
treated by Kolak and Martin.
Thus, we have the following ideas: (1) if one accepts that teletran-
sportation is, as they say, ca way to travel', then one has no grounds for
any sort of causal requirement on survival at all, and should say that
we also survive in random duplicates; (2) in Parfit's options of what
matters - namely, relation R with its normal cause, a reliable cause, or
any cause - one should read cwith' as meaning ťin the specification of
relation R itself', that is, in the articulation of the nature of the causal
relationship that must hold between the earlier and later states in
order for relation R to hold; and consequently (3) when Parfit opts
for 'relation R with any cause', he is saying that so long as there is some
causal relation between A's earlier states and B's later states (again,
supposing they have the right sort of qualitative relation), there is,
then, a psychological connection between A and B.
I suspect that (2) and (3) represent a common understanding of
Parfit, and frame recent discussion of the question of what 'the right
sort' of causal relation is that is needed for psychological connected-
ness, or more generally for survival. I will now argue that while there is
some textual support for this reading, there is also reason for resisting
it, both as an interpretation of Parfit, and more importantly as a way
of investigating this question. A side benefit of this discussion will be a
reply to (1). (See section 6 below.)
12 This is not quite to say that Kolak and Martin read Parfit this way - they say he is
committed to survival in the MOC case because, they think, simply looking at the case,
without further argument, it is not relevantly different from the case of ordinary teletranspor-
tation. However, as we will see, if Parfit is not so read, he has a fairly straightforward way of
driving a wedge between the cases.
13 While continuity is under analysis too, the causal issue concerns the direct psychological
connections which define connectedness.
the right way.14 With this causal condition in place, we can then drop
the requirement that В was witness to E, and simply require that
someone's witnessing E caused, in the right sort of way, B's memory
impression. Whether we use this to define memory itself, and deny
that memory presupposes identity, or to instead define 'quasi-
memory' (and thence identity in terms of quasi- memory), circularity
is averted, so long as 'the right sort of way' is not itself specified in
terms of identity.15 Now for us, the important point is not that circu-
larity is avoided, but that the important work 'binding' the earlier and
later selves is done by causation , and it came to seem to many Lockean
sympathizers that the causal relation holding between memories and
earlier experiences does no more for one's overall continuity as a
person than other causal relations which obtain between states at dif-
ferent times, such as the retention of belief or desire, or the relation
between an earlier desire and a later intention to act. Thus, we find
ourselves with the broader 'psychological continuity' account.16
My point in rehearsing this is to remind ourselves that the question
'What is the right sort of cause?' in the specification of psychological
connectedness is but a generalized version of the same but older ques-
tion asked about memory in particular. For, as with many causal
analyses, it seemed to many that (a) there is a causal requirement,
but (b) not just any causal relation would do. At the same time - and
again, as with many other causal analyses - there has not been a great
deal of work done on this exact specification. And so, to return to
Parfit, on the current interpretation, he is offering us a way of thinking
about this question, and indeed suggesting an extremely liberal
answer. Indeed, an answer which denies (b).
As I noted at the end of the last section, there is some textual
support for this. When Parfit describes the Narrow Psychological
14 See Deutscher and Martin 1966, though they motivate this quite independently of, and
do not apply it to, the worry about circularity.
15 John Perry sticks with 'memory' in his 1975; the now more common 'q-' or
'quasi-memory' variant is associated with Shoemaker (1970; 1984, Sects 4 and 5) and Parfit
(1971, Sect. 3; 1984, Sect. 80).
16 Whether all this really is properly seen as a development of Locke's actual view is a
matter of some debate, but not really pertinent to the current discussion, which I think
uncontroversially captures a central strain of the development of the widely accepted psycho-
logical continuity view. For dissent, see Kolak 2008, Sect. 1.
It looks like 'the normal way' is standing in for 'the right sort of way',
and Parfit says that (3) is needed to rule out a case in which a climber
seems to recall what he said before a given accident, but this was
entirely caused by his fellow climber's telling him what he had said.
And Parfit goes on, then, to say 'The two Wide Psychological Criteria
appeal to a wider sense of "memory", which allows either any reliable
cause, or any cause' (p. 208) - which sounds like one gets these views
by substituting 'a reliable' or 'any' for 'the normal' in the above
Narrow Psychological Criterion as applied to memory. However,
there are reasons to doubt that this is really what Parfit means to
propose.
The Fishbone :
At time P chokes on a fishbone. For whatever reason, by time i2,
P has completely forgotten about it - there is not so much as a brain trace
17 Of course, for most, it will be 'q-memory', and other q/quasi-states that will be involved
in the analysis of R, but the differences between these and their non-quasified counterparts
only concern the requirement of identity between the subject of the earlier and later states; the
causal requirements will be the same.
seen that no one should be taking that answer seriously, whether or not
it is Parfiťs. This further suggests (we will consider this more below)
that in so far as one is investigating what the right sort of causal
relation is, it will be a bad idea to think of the competing theories
as 'the normal one', 'any reliable one', or 'any cause', and this holds
whether or not I am right about what Parfit is trying to do.
is present. And again, if 'the effect' is not relation R, but simply some-
one of the right psychological sort, or someone of that sort who stands
in some causal relation to the original, then Parfit is subject to more
familiar difficulties: opponents may claim this is not the effect that
matters.18
Parfit does have one other argument against the normal cause
requirement we should look at. This is his analogy with seeing.
Parfit imagines people with artificial eyes who, through these devices,
come to have visual experiences of the sort, and in the circumstances,
that ordinary sighted people do. Whether or not they would count as
seeing, Parfit insists (no doubt correctly) that it would be just as good
as seeing (p. 208). He returns to this later: 'Suppose that these eyes
would give to those people visual sensations just like those involved in
normal sight, and that these sensations would provide true beliefs
about what can be seen. This would surely be as good as normal
sight' (p. 285). For this to defeat the normal cause requirement, or
support teletransportation, what we 'get' ('the effect') from teletran -
sportation, as compared to ordinary survival, must be analogous to
what we get from the artificial eyes, as compared to ordinary seeing.
The candidates for what we get seem to be: (a) a relevantly qualita-
tively similar future person; (b) a relevantly qualitatively similar
person whose states are in some causal relation or other to our earlier
states; or (c) someone who is psychologically connected to us. On the
sight side, (a) would be analogous to simply having visual experiences
which matched, even if only accidentally, objects in the environment.
This would amount to rejecting any causal requirement on either
seeing or surviving, and cannot be expected to be convincing in
either case. The analogue of (b) would be having experiences which
matched the objects in the environment, as the result of some causal
18 A possible alternative opponent might claim that what matters is 'having the same
consciousness', and that this is not to be analysed in terms of psychological continuity, but
must ultimately simply be understood in physical terms. McMahan seems to advocate such a
view, motivated in large part by the conviction that Alzheimer's patients, and others with
serious day-to-day connectedness gaps, none the less have reason to be concerned about their
futures (or more neutrally, about the futures of those who will be physically continuous with
them). See McMahan 2002, Ch. 1, Sects 4 and 5. I am not so clear whether someone with this
view can really think that teletransportation products remember, or quasi -remember, the
earlier experiences; if not, they should not admit that relation R obtains, as with the opponents
noted in the text (though perhaps for different reasons). This is implicitly acknowledged by
McMahan, in his distinction between psychological connections and what he calls ' real psy-
chological connection(s)' (p. 63).
19 Well - aside from those who base their judgement entirely upon the qualitative rela-
tionship between the states of the original and the products. But this is ruled out in the next
sentence but one.
20 Roughly, a focus entirely upon the subjective perspective of the later person, and its
qualitative relation to the earlier, and the thought that this is what is really driving our
intuitions in cases like teletransportation.
7. Conclusion
References
21 Many thanks to Daniel Kolak, Pete Nichols, Dennis Stampe, the Editor of this journal,
and two anonymous referees for their helpful feedback and support. The referees have
subsequently been identified to me as Ray Martin and Eric Olson.
Press.
pp. 283-304.
Shoemaker, Sydney and Richard Swinburne 1984: Personal Identity.
New York: Blackwell.
Sidelle, Alan 2002: 'Some Episodes in the Sameness of Conscious-
ness'. Philosophical Topics, 30, pp. 269-93.