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Remote Sensing of Environment 202 (2017) 98–112

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Remote Sensing of Environment

journal homepage: www.elsevier.com/locate/rse

Satellite-based water use dynamics using historical Landsat data


(1984–2014) in the southwestern United States
Gabriel B. Senay a,⁎, Matthew Schauer b, MacKenzie Friedrichs c, Naga Manohar Velpuri d, Ramesh K. Singh d
a
U.S. Geological Survey (USGS), Earth Resources Observation and Science (EROS) Center, North Central Climate Science Center, Fort Collins, CO, USA
b
Innovate! Inc., Contractor to the USGS EROS Center, Sioux Falls, SD, USA
c
SGT Inc., Contractor to the USGS EROS Center, Sioux Falls, SD, USA
d
ASRC InuTeq LLC, Contractor to the USGS EROS Center, Sioux Falls, SD, USA

a r t i c l e i n f o a b s t r a c t

Article history: Remote sensing-based field-scale evapotranspiration (ET) maps are useful for characterizing water use patterns
Received 31 July 2016 and assessing crop performance. The relative impact of climate variability and water management decisions are
Received in revised form 14 April 2017 better studied and quantified using historical data that are derived using a set of consistent datasets and meth-
Accepted 8 May 2017
odology. Historical (1984–2014) Landsat-based ET maps were generated for major irrigation districts in Califor-
Available online 18 May 2017
nia, i.e., Palo Verde and eight other sub-basins in parts of the middle and lower Central Valley. A total of 3396
Keywords:
Landsat images were processed using the Operational Simplified Surface Energy Balance (SSEBop) model that in-
Evapotranspiration tegrates weather and remotely sensed images to estimate monthly and annual ET within the study sites over the
ET modeling 31 years. Model output evaluation and validation using gridded-flux data and water balance ET approaches indi-
Historical ET cated relatively good correspondence (R2 up to 0.88, root mean square error as low as 14 mm/month) between
Landsat SSEBop ET and validation datasets. In a pairwise comparison, annual variability of agro-hydrologic parameters of
SSEBop model actual evapotranspiration (ETa), land surface temperature (Ts), and runoff (Q) were found to be more variable
Thermal remote sensing than their corresponding climatic counterparts of atmospheric water demand (ETo), air temperature (Ta), and
Water use
precipitation (P), revealing process differences between regional climatic drivers and localized agro-hydrologic
responses. However, only Ta showed a consistent increase (up to 1.2 K) over study sites during the 31 years,
whereas other climate variables such as ETo and P showed a generally neutral trend. This study demonstrates a
useful application of “Big Data” science where large volumes of historical Landsat and weather datasets were
used to quantify and understand the relative importance of water management and climate variability in crop
water use dynamics in regards to the linkages among water management decisions, hydrologic processes and
economic transactions. Irrigation district-wide ETa estimates were used to compute historical crop water use vol-
umes and monetary equivalents of water savings for the Palo Verde Irrigation District (PVID). During the peak
crop fallowing year in PVID, the water saved reached a maximum of ~107,200 acre-feet in 2011 with an estimat-
ed monetary payout value of $20.5 million. A significant decreasing trend in actual ET despite an increasing atmo-
spheric demand in PVID highlights the role of management decisions in affecting local hydrologic processes. This
study has importance for planning water resource allocation, managing water rights, sustaining agricultural pro-
duction, and quantifying impacts of climate and land use/land cover changes on water resources. With increased
computational efficiency, similar studies can be conducted in other parts of the world to help policy and decision
makers understand and quantify various aspects of water resources management.
Published by Elsevier Inc. This is an open access article under the CC BY license (http://creativecommons.org/
licenses/by/4.0/).

1. Introduction impacts of climate change and land use/land cover changes on water re-
sources over space and time.
Estimates of historical water use, particularly from agricultural Local and regional hydrologic processes are impacted by the water
fields, are crucial for planning water resource allocation, managing lost during evapotranspiration (ET) due to soil-plant-atmosphere inter-
water rights, sustaining agricultural production, and quantifying the actions. The effect of ET on hydrology and climate particularly in arid/
semi-arid areas with intensive agriculture, such as the Central Valley
in California, shows wide ranging impacts (Felton 1979; Jin et al.
⁎ Corresponding author at: U.S. Geological Survey, Earth Resources Observation and
2012; Lo and Famiglietti 2013; Lobell et al. 2009; Shelton 1987;
Science Center, North Central Climate Science Center, Fort Collins, CO 80523-1499, USA. Sorooshian et al. 2014). Modeling results have shown that irrigation-in-
E-mail address: senay@usgs.gov (G.B. Senay). duced ET exhibits a long-term decreasing trend in the western United

http://dx.doi.org/10.1016/j.rse.2017.05.005
0034-4257/Published by Elsevier Inc. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112 99

States (Sorooshian et al. 2014). Based on studies in several major irrigat- by land surface processes such as soil moisture and vegetation condi-
ed regions of the world, Lobell et al. (2009) found substantial regional tions and operate at a local scale: actual ET (ETa), land surface tempera-
differences in the magnitude of irrigation-induced cooling depending ture (Ts), runoff (Q) and Normalized Difference Vegetation Index
upon differences in extent of the irrigated area, differences in the simu- (NDVI).
lated soil moisture for the control simulation (without irrigation), and
the nature of cloud response to irrigation. 2. Methodology
Remotely sensed images are widely used to quantify daily and sea-
sonal ET estimates over large areas in river basins (Anderson et al. 2.1. Study sites
2011; Bastiaanssen et al. 2014; Senay et al. 2016; Singh et al. 2014).
Thermal infrared (TIR) sensors available on Landsat, Moderate Resolu- 2.1.1. Palo Verde Irrigation District
tion Imaging Spectroradiometer (MODIS), and other satellites are vital The Palo Verde Irrigation District (PVID) has an area of about
to capturing variations of land surface temperature (Ts). Ts provides 490 km2 in Riverside and Imperial Counties (California) and La Paz
valuable information about the surface and subsurface moisture status County (Arizona) and is located along the Colorado River bordering Cal-
required for estimating ET and detecting the onset and severity of ifornia and Arizona (Fig. 1). We chose to use hydrological unit codes
drought (Anderson et al. 2011). Since 1972, the Landsat series of satel- (HUC) at the HUC8 level to delineate sub-basin areas from watershed
lites has been collecting global images and the Landsat archive is the boundaries (https://water.usgs.gov/GIS/huc.html). In this study, the
world's longest continuously acquired collection of remotely sensed PVID boundary we used is the subset of the Imperial Reservoir HUC8
data. With the launch of Landsat 4 in 1982, Landsat TIR images have en- boundary. The predominant soil within the PVID is sandy loam, and
abled scientists and modelers to use energy balance models to estimate mean annual precipitation is b100 mm. Hot, long growing seasons,
ET using spatially explicit Ts derived from the thermal band. mild winters, and a water supply from the Colorado River allow for mul-
The rich archive of moderately high-resolution Landsat imagery tiple crops to be grown and harvested throughout the year. Alfalfa is the
combined with a simplified energy balance model can reliably quantify most dominant crop grown within the PVID among other crops such as
evapotranspiration in irrigated fields (Senay et al. 2013; Senay et al. cotton, wheat, barley, maize, vegetables, melons, and citrus. Detailed re-
2016; Singh et al. 2014; Velpuri et al. 2013). This approach is not only cords of water supply and consumptive use in the lower Colorado River
suitable for scientific investigations of hydrologic processes, but also Basin are provided by the U.S. Bureau of Reclamation (http://www.usbr.
provides an advantageous and efficient tool for water management gov/lc/region/g4000/wtracct.html, accessed on 22 Feb, 2016).
agencies and farmers to make decisions about water budgeting and irri-
gation scheduling. Researchers have used Landsat time series for under- 2.1.2. Central Valley
standing the surface water extent dynamics at the subcontinental scale The middle to southern portion of the Central Valley in California,
(Mueller et al. 2016; Tulbure et al. 2016). The time is ripe for “Big Data” between the Sierra Nevada Mountains and the Coast Ranges, is one of
remote sensing – the analysis of millions of freely available Landsat im- the most productive agricultural areas in the United States (Fig. 1). Av-
ages – to understand historical crop water use dynamics and the links erage annual precipitation ranges from about 400 mm in the northwest-
between water resources and land management decisions. ern part of the valley to b 100 mm in the southeast. The Central Valley
The U.S. Geological Survey (USGS) has played a critical role in utiliz- climate is characterized by hot, dry summers and mild, rainy winters.
ing and promoting remote sensing data in water resource management. Snowpack on the Sierra Nevada is a major source for the supply of
In 1981, the USGS established an experimental project to assess the pos- water within the valley. As the largest single agricultural area in Califor-
sible and practical use of remote sensing to estimate ET as an approxi- nia, this region leads in almost all categories of agricultural production
mation of consumptive use of water in the lower Colorado River Basin — total acreage, cultivated acreage, irrigated acreage, water use, and
(Raymond and Rezin 1989). In recent years, the USGS started using re- value of production. Crops grown in the valley include grapes, cotton, al-
motely sensed images in implementing the national water availability monds, citrus, alfalfa, and a diverse range of vegetables. In this study, we
and use assessment program (Alley et al. 2013; Michelsen et al. 2016). chose eight HUC8 sub-basins (Fig. 1) classified into two groups as Mid-
The approach for estimating ET using remote sensing data has evolved dle Central Valley (Rock Creek, Lower San Joaquin, Middle San Joaquin
from a simple crop coefficient-based method (Raymond and Rezin and, Fresno River) and Lower Central Valley (Upper Kaweah, Upper
1989) to an energy balance-based method using the latest Landsat 8 Tule, Upper Deer and, Upper Poso) sub-basins.
data (Senay et al. 2016). Remotely sensed images have been used in
two well-documented irrigated regions in the United States, specifically 2.2. Input datasets
the Palo Verde Irrigation District (PVID) (Chatterjee et al. 2012;
Elhaddad et al. 2011; Raymond and Rezin 1989) and the Central Valley This study focused on the use of Landsat 5, Landsat 7, and Landsat 8,
(Anderson et al. 2012; Fisher et al. 2007; Marshall et al. 2016; Semmens which all share the same global orbit (U.S. Geological Survey, 2015). We
et al. 2015) in California. One of the main advantages of this ET time se- downloaded 3396 total Landsat images including 1776 images covering
ries is the higher spatial resolution of Landsat imagery and the relatively the PVID (Paths 38–39, Row 37) and 1620 images covering the Middle
long record. These studies (and many more) have provided valuable in- and Lower Central Valley sub-basins in southern California (Path/Row
formation on hydrologic regimes within the study site using satellite 42/35, 43/34).
data, but to our knowledge, no study has been carried out to estimate Table 1 shows the number of Landsat images processed for each of
the historical ET (N 30 years) across these regions using a consistent ap- the 4 path/rows. About 58% of images were from Landsat 5, 38% from
proach based on remote sensing data. Landsat 7, and 4% from Landsat 8. The number of images used per
The main objective of this study is to quantify and characterize the year ranged from a minimum of 6 (1984) with one satellite in orbit to
spatio-temporal dynamics of historical (1984–2014) ET using Landsat a maximum of 45 (2004) when using two satellites together. The time
for the Palo Verde Irrigation District along the lower Colorado River, interval between used images also varied depending on cloud cover
and for irrigation districts in California's Central Valley. Furthermore, and the number of satellites in the orbit. In general, there is an 8-day re-
seven agro-climatic/hydrologic variables were evaluated for their peat cycle during years with two satellites (1999–2011; 2013–2014)
spatio-temporal dynamics. Climatic variables refer to those that are and increasing to a 16-day repeat cycle during years with only one sat-
mainly a result of large-scale interactions between solar radiation and ellite (1984–1998; 2012).
the atmosphere such as atmospheric demand (ETo), daily maximum The thermal band (Band 6 in Landsat 5/7 and Band 10 in Landsat 8)
air temperature (Ta) and precipitation (P). On the other hand, agro-hy- was used to compute Ts and the NDVI was computed from top-of-atmo-
drologic variables refer to those parameters that are mainly influenced sphere reflectance in red and near-infrared bands. We used the Fmask
100 G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112

Fig. 1. Map of study areas including the Palo Verde Irrigation District (in the Imperial Reservoir sub-basin) and the eight other HUC8 sub-basins in the Middle and Lower Central Valley.
Rectangular outlines indicate the four Landsat path/rows used in this study.

(Function of Mask) version 3.2 algorithm to detect clouds and cloud Independent Slopes Model) precipitation datasets (Daly et al. 2007;
shadows for all satellite types (Zhu et al. 2015). Daly et al. 2000). Mean monthly 4 km gridded runoff data for each
Other model input data included a gridded (4-km) daily reference study site was processed from HUC8 runoff data by combining historical
evapotranspiration (ETo) dataset from GridMET (Abatzoglou 2013). Val- flow data from stream gauges, their drainage basins, and the boundaries
idation of gridded ETo data using automated weather stations across the of the HUCs (Jian et al. 2008). In order to validate our model results, we
western United States has shown it to be comparable to interpolated compared our ET estimates to global estimates of land evapotranspira-
station observations (Abatzoglou 2013). Gridded daily maximum air tion from 1984 to 2011 from the Max Planck Institute (MPI) in Germa-
temperature (Ta) was obtained from the TopoWx dataset, which is ny. These monthly MPI ET estimates are compiled using a machine
available at 30 arc-second (~800 m) spatial resolution for the contermi- learning approach to upscale eddy covariance measurements
nous United States since 1948. TopoWx is a collection of gridded esti- (FLUXNET), meteorological data, climate data, and the fraction of
mates of daily minimum and maximum topo-climatic air temperature absorbed photosynthetic active radiation data (Jung et al. 2009; Jung
that are based on historical daily station observations, digital elevation et al. 2010). MPI ET data are available at ~50-km spatial resolution on
model (DEM) variables, atmospheric reanalysis data and MODIS land a monthly time scale and provide reasonable estimates and longest
surface temperature (monthly average of 2002–2012) (Oyler et al. time-series of ET estimates when compared to other ET products
2015). (Jung et al. 2009; Velpuri et al. 2013) and these estimates have been
used for validating remote sensing ET results (Senay et al. 2014;
2.3. Other hydrologic datasets Velpuri et al. 2013).

Other hydrologic datasets included gridded monthly total precipita- 2.4. Crop acreage and fallowing in PVID
tion for the study regions for the period 1984–2014, extracted from
4 km monthly PRISM (Parameter-elevation Relationships on Farmed crop acreages and estimates on fallowing for the Palo Verde
Irrigation District were collected from the PVID Annual Water Depart-
ment Crop Reports provided by PVID Watermaster Bert Bell (personal
Table 1 communication via http://pvid.org/contact.html, last accessed: 02/14/
Distribution of 3396 Landsat images used in the study by sensor type and path/rows (P/R).
2017). The Watermaster provided reports from 1988 (the earliest re-
38/37a 39/37a 42/35a 43/34a Total Imagery dates cord) through 2014. The actual farmed crop acreage from 1988 to
Landsat 5 512 510 450 480 1952 03/1984–01/2013 2014 in the PVID averaged 78,108 acres (31,609 ha), with a maximum
Landsat 7 337 341 312 303 1293 04/1999–12/2014 acreage of 91,990 acres (37,227 ha) in 2000 and reached a minimum
Landsat 8 38 38 38 37 151 02/2013–12/2014 of 47,734 acres (19,317 ha) in 2010. These acreage totals are impacted
Total 887 889 800 820 3396 by a water management agreement between PVID and the Metropoli-
a
P/R: indicate the Landsat Path/Row numbers. tan Water District (MWD) of Southern California to leave a fraction of
G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112 101

PVID fields fallow so water can be transferred to meet other demands crop such as alfalfa (in this study, we used k as 1.25). The ET fraction
outside of PVID (http://pvid.org/PVID-MWD.html, last accessed 7/22/ (ETf) is calculated using Eq. (2):
2016). As a result of this MWD/PVID Fallow Field program, cropped
area in PVID reduced from 88,867 acres (35,963 ha) in 2004 to T h −T s ðTc þ dT Þ−T s Ts−Tc
ET f ¼ ¼ ¼ 1− ð2Þ
62,391 acres (25,249 ha) in 2005 when the program began and dT dT dT
remained below 70,000 acres (28,328 ha) until 2013.
where Ts (K) is the satellite-observed land surface temperature of the
2.5. Water use statistics pixel; Th (K) is the estimated Ts at the idealized “hot/dry” boundary
limit; Tc (K) is the estimated Ts at the idealized “cold/wet” boundary;
The U.S. Bureau of Reclamation (USBR) provides records of water di- and dT (K) is a pre-defined temperature difference between Th and Tc
version, returns, and consumptive water use in the lower Colorado for each pixel; it is a spatially dynamic constant that is unique for each
River Basin in both monthly and yearly totals. These reports are pub- pixel and for day-of-year, calculated under clear-sky conditions for a
lished annually since 1964 as “Colorado River Accounting and Water bare, dry soil where ET is assumed to be zero and sensible heat is as-
Use Report: Arizona, California, and Nevada” (http://www.usbr.gov/lc/ sumed to be maximum (Senay et al. 2013; Senay et al. 2016; Singh et
region/g4000/wtracct.html#decree, last accessed: 02/14/2017). We al. 2014).
collected data (henceforth USBR data) from 1984 to 2014 from these re- The cold/wet limiting condition, Tc, is calculated from Ta based on the
ports for evaluation of ET model results to compare and contrast the es- assumption that for a well-watered vegetated pixel, Ta is equal to Tc, as
timated water use within the PVID study site, which is part of the lower all the available energy is used for latent heat flux. However, a correc-
Colorado River Basin. tion coefficient (c factor) is necessary for using Ta as a surrogate for Tc
for two reasons: 1) Ta and Ts will not correspond uniformly in magni-
2.6. Land cover/land use dataset tude even at the cold pixel due to differences in acquisition and process-
ing of the two datasets, and 2) daily maximum Ta from weather datasets
In order to isolate irrigated agricultural lands in our analysis of the (TopoWx) and Ts from Landsat are acquired at different times of the day
final ET products, we used the National Land Cover Database 2011 (Senay et al. 2013). This difference can be rectified by evaluating the
(NLCD 2011) from the Multi-Resolution Land Characteristics Consor- ratio between Ta and Landsat Ts in the well-watered vegetated areas of
tium (Homer et al. 2015). This dataset is classified into several major a study region where the assumption of Ta equal to Tc applies. As a result,
land cover types such as water, wetlands, developed spaces, forested we determined the Tc boundary as a fraction of Ta using the c factor, in
areas, and planted/cultivated areas, among others. We reclassified the Eq. (3):
NLCD 2011 to identify planted/cultivated areas (classes 81 and 82) for
use as a mask to extract statistics on ET and other variables for our anal- Tc ¼ c ∗Ta ð3Þ
ysis of historical trends. The PVID boundary we used in this study covers
areas of California and Arizona (see Fig. 1). However, to enable compar- where c is the c factor that relates Ta to Ts on a well-watered, fully tran-
ison with reports obtained from the PVID and USBR, we have excluded spiring vegetation surface. As described in the next section, we used a
farm lands from Arizona. unique c factor for each processed Landsat image. We calculated Th
(K) by adding dT (K) to Tc (K) using Eq. (4):
2.7. Modeling framework
T h ¼ T c þ dT ð4Þ
2.7.1. The SSEBop modeling approach
The Operational Simplified Surface Energy Balance (SSEBop) model Note that although dT is unique for each period and location, the
computes daily total actual evapotranspiration (ETa) as a product of ET value does not vary from year to year (Senay et al. 2013). The observed
fractions generated from land surface temperature and reference ET. dT during the peak crop growing season is on the order of 20 K but
In this study, we used the same method to process Landsat images for varies between 15 K and 25 K based on location (Senay et al. 2013).
ETa as presented in Senay et al. (2016) and Singh et al. (2014). The For example, dT ranges from 13 K in late September to a maximum of
SSEBop model does not solve all energy balance terms explicitly; in- 23 K in mid-July for the peak growing season of May–September in
stead of solving ET as a residual, SSEBop directly estimates pixel-based PVID.
ETa by calculating an ET fraction (ETf) (0 to 1) from Ts using two key pa-
rameters, i.e., (1) Ta for establishing a maximum ET limit (cold bound- 2.7.2. Calculation of the c factor
ary) and (2) a pre-defined temperature difference (dT) between bare- In previous studies (Senay et al. 2013; Senay et al. 2016; Singh et al.
dry-surface and canopy-level air temperature. Then, ETf is multiplied 2014), the median c factor was used to effectively characterize spatial
by ETo to obtain ETa in mm/day. variation of ET with an acceptable level of seasonal stability. However,
The SSEBop model defines limiting (minimum and maximum ET) historical analysis requires more accurate parameterization than cap-
conditions based on daily maximum Ta and daily-average net radiation turing seasonality or spatial pattern mapping. Particularly, initial evalu-
under a clear-sky assumption (Senay et al. 2013; Senay et al. 2016). Al- ation of ET over Palo Verde (Path/Row 38/37) produced saturated ETf,
though a brief overview of the SSEBop model is presented here, readers i.e., well above 1.0 especially during the summer growing season due
can refer to Senay et al. (2013) for full details on the model parameters. to the use of a constant c factor. This necessitated the development of
The most important assumption of the model is that the surface energy a unique c factor for every image.
balance process is mostly driven by available net radiation (Rn), and a We calculated the c factor dynamically on a per-image basis using
decline in ET due to water stress and other factors can be quantified the same general principle as reported in Senay et al. (2013) using Eq.
by differences in land surface temperature (Senay et al. 2013). (5):
With such simplification, ETa can be estimated using Eq. (1) as a frac-
tion of the ETo. T S cold
c¼ ð5Þ
Ta
ET a ¼ ET f  k ∗ ET o ð1Þ
where Ts_cold (K) is the satellite-based Ts at the well-watered vegetated
where ETo is the grass reference ET for a location, k is the coefficient to pixels with model parameters as outlined below; Ta (K) is the corre-
scale the ETo to the maximum level ET for an aerodynamically rougher sponding daily maximum air temperature.
102 G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112

We automated the process of determining a statistical c factor for particularly useful method when using multiple satellites for a single
each image by implementing a set of constraining conditions to define year, up to 45 images when combining Landsat 5 and 7 or combining
Ts_cold in Eq. (5). This creates an initial c factor called Tcorr (Ta correc- Landsat 7 and 8. In general, reasonable ET results can be determined
tion), i.e., spatially explicit ratio of Ts to Ta that satisfy the constraints with at least 10–12 images per year and, ideally, at least one Landsat
listed in Table 2. Tcorr is the ratio of Ts to Ta and Tdiff is the difference be- image per month, especially during the crop growing season (Singh et
tween Ta and Ts. The Tcorr is then filtered by the following conditions: 1) al. 2014). The early years of the study (1984 and 1985) had a limited
NDVI greater or equal to 0.7 and less than or equal to 1, 2) Ts N 270 K availability of cloud-free Landsat 5 images, numbering 7 images in
(b270 K tend to be clouds or snow), 3) Tdiff between 0 and 30 K (in 1984 and 10 images in 1985 with larger gaps between images. Howev-
most cases Tdiff stays between 3 and 10 K, but can be higher in the sum- er, for the entire historical study, the median number is 22 images per
mer months, therefore, a bigger window is used to include as many po- year for each path/row. Most years have good representation in the
tential pixels as possible), and 4) at least 50 cloud-free pixels (as number of summer images (June–August) and have larger gaps (due
determined by Fmask) that meet the above parameter requirements to cloudy images) in the winter months (November–January).
are proposed for a statistically valid sample size (most cloud-free im-
ages will have several hundred thousand Landsat pixels, especially dur- 2.8. Basin-scale validation of ET estimates
ing the growing season).
Exploratory analysis showed cloud-free images to have normal or We performed basin-scale validation of SSEBop ET estimates using
near-normal statistical distributions of Tcorr (not presented here); thus, MPI ET data for all land cover types. In this study, the monthly MPI ET
we determined the c factor of the Tcorr distribution by subtracting 2 stan- data (mm/month) were summarized for eight HUC8 sub-basins and
dard deviations from the mean value using Eq. (6): PVID (Fig. 1). Monthly MPI ET time-series estimates were compared
with SSEBop ET data for 1984–2011. Coefficient of determination (R2)
c ¼ T corr mean −2SD ð6Þ and root mean square error (RMSE) were calculated for each study
site. The comparison over PVID was challenging since the PVID was rep-
where Tcorr_mean is the spatial mean of Tcorr in the image and 2SD is two resented by only three MPI pixels at 50 km resolution compared to sev-
standard deviations of Tcorr pixels which satisfy the parameters in Table eral thousand pixels for SSEBop ET at 100 m Landsat scale. To improve
2 in order to calibrate the c factor for the wettest and greenest locations. the spatial correspondence we expanded the comparison extent outside
Whenever an image failed to meet the c factor parameter constraints, a of PVID by including ETa results over the 3 MPI pixels.
historical scene-average was used based on all successful c factors from Furthermore, the correspondence between remote sensing ETa and
31 years from that path/row. Additional discussion about c factor results crop consumptive use, generated from an inflow-outflow water balance
is presented in Section 3.1. calculation by USBR, was evaluated using basin average annual values
for estimating bias and correlation statistics. The spatial average of an-
2.7.3. Cloud masking, gap filling, and monthly aggregation nual PVID ETa was calculated based on the PVID water accounting
The following is a brief overview on the procedure of masking basin boundary (excluding Cibola Valley and surroundings) and 2011
clouds, filling those masked pixels and aggregating the overpass ET NLCD-identified cropland area within the California boundary
into cumulative totals, but full details can be found in Senay et al. (90,606 ac); the USBR consumptive use estimate was obtained from
(2016). For this study, we used the Fmask algorithm to detect clouds the Water Accounting Report on PVID water allocation and use
and cloud shadows for all Landsat imagery (Zhu et al. 2015). Identifying (http://www.usbr.gov/lc/region/g4000/wtracct.html, last accessed 2/
cloud-contaminated pixels is essential as those masked out cloudy 14/2017).
pixels can then be interpolated with valid pixels. Pixel-based gap-filling
uses iterative linear interpolation based on cloud-free pixels from tem- 2.9. Year-to-year variability and seasonal Mann-Kendal trend analysis
porally adjacent images in the path/row. When a given pixel ETf could
not be calculated due to clouds (or Landsat 7 data gaps), the interpolat- One of the advantages of using Landsat is its relatively long record. In
ed or extrapolated ETf value for that pixel was used from previous or addition to 31 years of monthly SSEBop ETa estimates from Landsat, we
next occurring image date(s) to fill the data gap. The extent of gap-fill- also analyzed accompanying agro-climatic variables. Time-series infor-
ing exercise depends on the number of overpass scenes (within a mation (1984–2014) of spatially averaged monthly estimates of ETa,
month, season, or year) and the number of days between consecutive ETo, precipitation (P), runoff (Q), NDVI, Ts, and Ta were derived for
images. This resulted in a gap-filled ETf product that was spatially and each HUC8 sub-basin.
temporally consistent. Year-to-year variability of the seven agro-climatic parameters was
We created monthly and annual ET estimates from available ETf quantified at monthly and annual time scales by using their respective co-
values for each satellite overpass date. Aggregated ETa values were de- efficient of variability (CV), calculated as the ratio between standard devi-
rived from the scaled daily ETo and its nearest respective overpass ETf ation and mean from 31 years of datasets for each month and annual
value (Eq. 1) (Senay et al. 2016; Singh et al. 2011). This was a total. Furthermore, presence or absence of trend in time-series data for
each parameter was tested using the Seasonal Mann-Kendal (SMK)
Table 2 trend test. The SMK trend test has been widely used for the analysis of
Constraining parameters for producing c factor by filtering the Tcorr. Pixels that meet all trends in hydrologic data (Douglas et al. 2000; Hirsch and Slack 1984;
listed criteria are used for c factor calculation. Lettenmaier et al. 1994). This is a non-parametric rank-based method
Data Parameters Remark for evaluating trends in time-series data. Hirsh and Slack (1984) defined
NDVI 0.7 ≤ NDVI ≤ Healthy “greenest” vegetation
the SMK trend test using a set of equations as shown below.
1.0
2 3
Ts N270 K Mask out clouds and snow pixels X 11 X 12 … … X 1p
Fmask ≥50 clear minimum statistical sample size 6 X 21 X 22 … … X 2p 7
6 7
pixels X¼6
6 … … … … … 7 7 ð7Þ
0 ≤ (Ta − Ts) Unrealistic Ta − Ts differences removed 4 …
Tdiff
… … … … 5
≤ 30 K
Tcorr Ts/Ta Pixel-based preliminary c factor over well-vegetated
X n1 X n2 … … X np
surfaces, meeting above criteria
c Mean Tcorr − c factor based on greenest and wettest/coldest vegetation where matrix X denotes a sequence of observations taken over p seasons
2SD
for n years. In this study, p = 12 months and n = 31 years. The SMK test
G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112 103

examines slopes between all pairwise combinations of samples. The data 101.5 gal (385 l per person per day) obtained from the USGS 2005
are first ranked with reference to time, and each data point is treated as Water Use statistics (https://pubs.usgs.gov/circ/1344/pdf/c1344.pdf,
the reference for the data points in successive time periods. The SMK last accessed: 02/14/2017) and estimated 2.6 dwellers per household,
test statistic for each month or a subset (Sg) is estimated as obtained from U.S. Census Bureau (https://www.census.gov/hhes/
families/files/graphics/HH-6.pdf, last accessed: 02/14/2017).
n  
Sg ¼ ∑ sign X j −X i ð8Þ
ib j 3. Results and discussion

and 3.1. c factor


8
< 1; when : X j −X i N0 For the 3396 Landsat images processed, the success rate of the c fac-
signðX Þ ¼ 0; when : X j −X i ¼ 0 ð9Þ tor calculation (i.e. conditions met in Table 2) was 98% (3334). Remain-
:
−1; when : X j −X i b0 ing images featuring insufficient qualifying pixels were processed using
historical scene-based average c factors (as described at the end of
Xi and Xj are the observations at times i and j, respectively (i is the month Section 2.7.2) in order to include all usable pixels (albeit limited) even
and j is the same month from the following year) and n is total number of in cloudy images.
years. The overall SMK statistic (Sk) is estimated as sum of Sg shown as The use of this dynamic c factor approach across a large time series
g¼12
(31 years) has revealed important seasonal patterns and valuable in-
Sk ¼ ∑ Sg ð10Þ sights in SSEBop parameterization and its versatility for large-scale ap-
g¼1 plications. The two path/rows covering the PVID (path/row 38/37, 39/
37) exhibited the same seasonal pattern: around day of year (DOY)
where, g is the month/subset, Sk is asymptotically normal with a mean of 161 (10th June), the c factors “dip” and remain below a 0.96 average
0, and variance (var) is accounted for ties and serial dependency as until rising again after DOY 269 (26th September) as shown in Fig. 2.
We did not see the same seasonal pattern in the c factor generated
varðSk Þ ¼ ∑ σ g 2 þ ∑ σ gh ð11Þ from the other two path/rows covering parts of the Central Valley
g g; h;
g≠h (path/row 42/35, 43/34). Seasonally increased atmospheric water
vapor in this arid environment is one potential explanation for reducing
where g and h are subsets representing different months, σ2g =var[Sg] and the Ts signal (in relation to Ta) thereby lowering the c factor, however,
σgh =cov(Sg,Sh). more independent investigation is required to validate this hypothesis.
Finally, parameters such as SMK statistic and 5% significance level These varying differences in c factor highlight the importance of incor-
(p-value ≤ 0.05) presence or absence of trend were reported. Annual es- porating an image-based approach to take into account the spatio-tem-
timates for each parameter (1984–2014) were computed, and the slope poral variability of the c factor.
of the regression-fit obtained from each parameter was used to estimate
decadal rate of change (DROC). 3.2. Evaluation and validation of ET estimates

2.10. Fallowing and water saving economics 3.2.1. Basin-scale validation of ET estimates
Basin-scale validation of SSEBop ET data using MPI ET data for all
The linkages among water management decisions, hydrologic im- land cover types for HUC8 sub-basins is presented in Fig. 3 below. Re-
pacts, socio-economic transactions and implications were investigated sults indicate a reasonably high level of correlation with R2 ranging
by converting ET depth into volumetric magnitudes and applying pay-
out rates on a per acre foot (ac ft) basis and knowledge of household
water use rates.
We converted time-series ETa estimates (1984–2014) into irrigation
district-based volumetric water use. For this, we used the spatially ex-
plicit crop acreage (90,606 ac) map for the PVID (covering farm lands
within California) obtained from the NLCD 2011 dataset. This acreage
number is slightly (1.5%) smaller than the maximum acreage identified
by the USBR (91,990 ac) in 2000. To compute the historical mean water
use estimate, we excluded the years of the fallowing program (1992–
1994 and 2005–2014). The volumetric difference between the historical
mean of non-fallow years and a given year was used to calculate water
savings and district-wide payout amounts as a result of the fallowing
program. We used the 2014 cost of water ($752 per acre) obtained
from the PVID “landowner agreement” document (http://www.pvid.
org/MWDDocs/Landowner%20Agreement%2008-20-04%20rh.pdf, see
exhibit G, last accessed 01/04/2017) to estimate monetary equivalent
of water savings. Payout rates designed on a per acre basis were con-
verted into acre foot rates by using the long-term PVID mean ET depth
of 3.9 ft. (non-fallow years). Thus, an annual payout rate of $191/ac ft
of water saved was used as a basis to quantify the total potential pay-
ment to PVID farmers for not irrigating a portion of their land. The
value of savings for the earlier years would appear inflated as we used
a higher 2014 payout rate (inflation adjusted at 2.6%) for all years. How-
ever, a uniform payout rate would make this illustration comparable Fig. 2. Seasonality of c factor: (a) 872 historical (1984–2014) c factors processed from P/R:
across years using 2014 dollar value. The number of beneficiary house- 38/37 (PVID) and (b) 799 historical (1984–2014) c factors processed from P/R: 43/34
holds was calculated using an average per capita daily water use rate of (Central Valley) plotted over the course of a year.
104 G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112

Fig. 3. MPI Monthly ET compared to SSEBop monthly ET over 8 sub-basins within the Central Valley and the Palo Verde Irrigation District. PVID (bottom panel) also shows additional
SSEBop ET (grey line) that was made coarser to match the scale of MPI. For PVID, blue and grey data points (coarse scale) were used to calculate R2 and RMSE.

from 0.59 to 0.88 and an RMSE ranging from 14 to 24 mm/month for ET (grey line) corresponding to the three coarse-pixels of MPI ET cover-
Central Valley sub-basins. Fig. 3 indicates that SSEBop ET data (red- ing the PVID. Results indicate a low correlation (R2 of 0.11) and RMSE of
dish-brown line) successfully captured the monthly dynamics and sea- 23.8 mm/year for PVID (blue versus grey line). The apparent differences
sonality seen in MPI data (blue line) in the Central Valley. Moreover, due between the MPI ET and SSEBop ET could be attributed to the uncer-
to the larger pixel size of MPI data, peak estimates of ET show more tainties in the modeled SSEBop ET data (Velpuri et al. 2013) and the in-
smoothed features compared to the SSEBop ET. accuracies in MPI ET to accurately quantify ET over irrigated areas due to
The degree of correlation, however, appears to be dependent on the inadequate training data input into the upscaling model (Jung et al.
spatial correspondence between the coarser resolution MPI data and 2009). Nevertheless, we have good confidence in our model result as
the more detailed landscape response represented by the SSEBop the magnitude of annual ET in the PVID is similar to that reported by
Landsat data. For example, correlation was very low for the PVID. This other researchers (Nagler et al. 2013). To further validate modeled ET
is a result of the spatial mismatch between the two datasets. As men- estimates over PVID, we compared SSEBop ET with water balance and
tioned earlier, PVID is covered by three large pixels in MPI ET data com- crop acreage estimates obtained from the USBR.
pared with several thousand pixels at Landsat scale from SSEBop ET
data. Fig. 3 (bottom panel) indicates the average estimate from three 3.2.2. PVID ET and USBR water balance ET
pixels of MPI ET (blue line) and thousands of pixels of SSEBop ET (red- The year to year correspondence between SSEBop ET and USBR con-
dish-brown line). The larger pixel size of the MPI ET data included sumptive use is encouraging in capturing major annual patterns with a
large areas of near-zero ET estimates from the desert landscape outside significant positive correlation (r = 0.71, p b 0.01), but does not track in
the PVID, decreasing the spatially averaged value for MPI ET. However, the same direction in some years (Fig. 4). Notable differences are when
to enable comparison we also plotted the mean estimate from SSEBop SSEBop ET is either higher in consecutive years 1990–1993 or lower
G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112 105

Fig. 4. Historical (1984–2014) traces of annual ET over PVID using two methods: 1) SSEBop ET is satellite-based ET and 2) water balance ET is estimated from the differences between
inflows and outflows, which are reported as consumptive use by USBR. Crop acreage is also shown with period of fallowing initiated under the PVID and Metropolitan Water District
of Southern California program. Scatterplot shows relationships between the USBR water balance consumptive use and SSEBop ET. Precipitation is annual total from PRISM.

during 1999–2002. However, the average SSEBop ET (1131 mm) and the reduced ET (absence of irrigation on several fields) in 2005 and
USBR ET (1070 mm) show a close match within 6% of each other, sug- 2010 compared to earlier years (Figs. 4 and 5).
gesting the reliability of the estimated volumetric crop water use Fig. 6 shows the median and annual ETa estimates for the Middle and
estimate. Lower Central Valley HUC8 sub-basins computed from 31 years of data.
Annual ET statistics for the PVID show a general decline in ET over It is to be noted that unlike the PVID, these sub-basins cover a variety
the 1984–2014 period, peaking at 1335 mm in 1995 but falling to a of landscapes, both agricultural and non-agricultural. The annual ETa
low of 840 mm in 2011. The declining trend is attributable to land man- in these hydrologic sub-basins points to distinct regions: high ETa in
agement practices rather than climatic forces as precipitation has mini- the cropped valley centers and forested headwaters separated by
mal impact in the PVID, averaging just over 92 mm a year and never low ETa in the drier foothills located in the east. The overall ETa mag-
reaching higher than 209 mm. The association between crop acreage nitude was found to be less than PVID estimates, a result of a relative-
and ET is demonstrated by a strong correlation coefficient (r) of 0.84 ly lower atmospheric demand (ETo). The time-series information on
and 0.87 with SSEBop ET and USBR ET, respectively. There is a sharp ET a (shown for every 5 years) is also illustrated for the Lower San
and sustained decline in annual ET from 2005 through 2011 in associa- Joaquin sub-basin. The zoom-in views cover mostly agriculture
tion with a decline in farmed acreage reported by the PVID areas where greater spatio-temporal dynamics of ET a can be seen
Watermaster, as well as a decline in 1993–1994 that corresponds to a (Fig. 6).
Fallow Field program implemented by MWD/PVID (http://pvid.org/
PVID-MWD.html, accessed 02/14/2017) — see Fig. 4. The consumptive 3.3.1. Characterizing temporal and spatial variability of agro-climatic/hy-
water use values (water balance) reported by the USBR for the PVID drologic variables
are mainly a result of the difference between water diverted into the Inter-comparison and characterization of time-series variability and
PVID (inflow + precipitation) and loss and return flow (outflow). How- trends can provide useful information for effective management of
ever, not all of this can be attributed to crop water use as there are a few water. Fig. 7 shows the comparison of annual time-series data for the
small towns in the PVID such as Blythe and Ripley, CA. But, the PVID is climatic (ETo, P, and Ta) and management (ETa, Q, NDVI, and Ts) influ-
predominantly agricultural, where farmlands account for about N72% enced agro-hydrologic parameters across the study sites. Climate in
of the PVID boundary (within California). In addition, the USBR water the PVID is more arid than in the Central Valley sub-basins, and the at-
balance ET values largely track well with the annual SSEBop ET patterns mospheric evaporative demand as measured by ETo for the PVID was
over NLCD-identified croplands, especially during the MWD/PVID Fal- found to be higher (~ 2200 mm/year, Coefficient of Variation, CV =
low Field program with a substantial dip in both annual ETa and USBR 3%) than Central Valley sub-basins (~1550 mm/year, CV = ~4.5%), indi-
water balance ET since 2005 (start of the fallowing program) and rising cating that irrigation in the PVID would require more water for the same
together in later years (2012–2014) with the easing of the of fallowing crop. Mean annual precipitation decreases from a high of 310 mm in the
program (Fig. 4). This finding suggests that the historical ET patterns of Middle Central Valley to a low of 93 in the PVID, with 199 mm for the
irrigated agricultural lands of PVID can represent the response to land Lower Central Valley. On the other hand the year-to-year variability as
management practices and their impact on water use. measured by CV increases from a low of 35% for the Middle Central Val-
ley to a high of 50% in the PVID, with 40% for the Lower Central Valley.
The PVID showed the highest annual average for daily maximum air
3.3. Spatio-temporal dynamics of ETa temperature (Ta of 305 K, CV = 0.19%) among all study sites. Lower
and Middle Central Valley sub-basins showed average annual Ta of
This study used, for the first time, 31 years of Landsat imagery to un- 299 K (CV = 0.21%) and 298 K (CV = 0.22%), respectively.
derstand the dynamics of water use in the PVID and Middle and Lower The average annual ETa for the PVID (including regions from Califor-
Central Valley sub-basins. Fig. 5 shows the median and annual ETa esti- nia and Arizona) was found to be 1208 mm with a higher year-to-year
mates for the PVID computed from 31 years of analysis. The map shows variability (CV = 11%) than the Central Valley sub-basins, with mean
a range of ETa with higher values coming from agricultural fields and annual ET and CV of 705 mm and 9%, and 772 mm and 6% for the Middle
along riparian corridors and lower estimates coming from non-agricul- and Lower sub-basins, respectively. The ETa to ETo ratio for the PVID,
tural areas. The time-series information on ETa (shown for every Lower, and Middle Central Valley sub-basins was found to be 55%,
5 years) clearly reflects the impact of the fallowing program (1993– 46%, and 49%, respectively. Runoff (not shown) in the PVID was found
1994 and since 2005) on the reduction of crop water use as shown by to be low (6 mm/year, CV = 140%) with an average annual runoff
106 G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112

Fig. 5. Median annual ETa estimates (SSEBop) for the Palo Verde Irrigation District over 1984–2014 (left panel). Also shown are maps of annual ETa for every 5 years since 1985.

coefficient (RC: ratio of annual runoff to precipitation) of 7%. On the Using differences in coefficient of variation (CV), we can conclude
other hand, Lower (56 mm, CV = 96%) and Middle (81 mm, CV = that management influenced agro-hydrologic variables (ETa, Q, and Ts)
91%) Central Valley sub-basins showed relatively higher estimates of tend to have a much higher (up to 4 times) year-to-year variability
runoff, with a substantial year-to-year variability (CV close to 100%) than their corresponding climatic variables (ETo, P, and Ta). This is not
but still lower than the PVID. The average annual RC for Lower and Mid- necessarily attributed to the sole impact of management, but reveals
dle Central Valley sub-basins was found to be much higher than the differences in process characteristics between climatic drivers and
PVID with RCs of 27% and 25%, respectively. Ts showed a difference of agro-hydrologic response variables. For example, air temperature (cli-
up to 5 K among sites with annual Ts estimates of 303 K (CV = 0.75%), mate) is a regional variable and tends to be stable over the years as com-
300 K (CV = 0.83%), and 298 K (CV = 0.73%) for the PVID, Lower, and pared to land surface temperature which is a local variable that can be
Middle Central Valley sub-basins, respectively. Average annual NDVI influenced by moisture movement and vegetation conditions caused
for the study sites was 0.38, 0.35, and 0.36, respectively. Temporal pat- by either or both natural- and human-influenced processes. However,
terns of NDVI in the PVID closely followed that of ETa where the majority management can substantially influence agro-hydrologic variables
of the sub-basin is covered by irrigated crops. with little or no impact to climatic drivers at such local scales. This is

Fig. 6. Median annual ETa estimates (SSEBop) for the Middle and Lower Central Valley sub-basins over 1984–2014. Also shown are zoom-in views of time-series annual ETa from the
irrigated areas located in the Lower San Joaquin sub-basin for every 5 years since 1985.
G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112 107

Fig. 7. Inter-comparison of annual time-series observations (1984–2014) for all parameters studied for the Palo Verde Irrigation District, Middle Central Valley sub-basins (Rock Creek,
Lower San Joaquin, Middle San Joaquin and, Fresno River) and Lower Central Valley sub-basins (Upper Kaweah, Upper Tule, Upper Deer and, Upper Poso). Note: For estimates of slope
and significance of trends, please refer to Table 4 on decadal rate of change. μ and CV are the mean and coefficient of variation, respectively.

more evident in the PVID when a drastic management change such as a sites including low estimates in winter months (November–January)
fallowing program caused a significant decline in crop water use there- and high estimates in summer months (June–August). Average ETo esti-
by exaggerating the annual variability in ETa compared to ETo. mates in summer were found to be 285 mm, 226 mm, and 234 mm/-
month for the PVID, Lower, and Middle Central Valley sub-basins,
3.3.2. Characterizing seasonality of agro-climatic/hydrologic variables respectively. High month-to-month precipitation variability was ob-
within agricultural lands served in all study sites, with mean monthly precipitation ranging
Characterizing annual time-series data provides information on from b0.1 mm in June for the PVID to a high of 59 mm in January for
long-term trends, but does not provide information on the seasonal Middle Central Valley sub-basins. Although the peak precipitation oc-
(intra-annual timing) variability of water use drivers and responses. curred in January for all three study sites, 31% of the annual precipitation
Fig. 8 compares seasonality of the agro-climatic variables using mean in the PVID is contributed by the summer months of July–August–Sep-
monthly values in the PVID (entire PVID boundary including regions tember as opposed to only 1% for the Central Valley sub-basins. As ex-
of California and Arizona), Lower, and Middle Central Valley sub-basins. pected, Ta showed the highest temperatures in summer months and
The climatic parameter ETo shows similar seasonality across all study lowest temperatures in winter months. Like in the annual time scale,
108 G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112

Fig. 8. Mean monthly seasonality of agro-climatic variables for the Palo Verde Irrigation District, Middle Central Valley sub-basins, and Lower Central Valley sub-basins. Dotted line
indicates the mean and shaded grey area shows the variability (±1SD) observed during 1984–2014.

historical monthly Ta variability was found to be lowest when compared the Lower and Middle Central Valley, respectively; the lowest runoff oc-
to other agro-climatic variables (shaded area in Fig. 8). curred in November with b3 mm per month. The historical spread for
ETa followed a similar pattern as ETo, with peak estimates in summer each month is more pronounced for runoff compared to the precipita-
months and low estimates in winter months. However, magnitude of tion for Central Valley sub-basins, especially for the rainy winter
basin average ETa was higher in the PVID, followed by Middle and months, but the monthly runoff spread for the PVID is not as clear due
Lower Central Valley sub-basins with corresponding peak-month to smaller magnitudes, exhibiting an overall comparable CV between
values of 211 mm, 144 mm, and 136 mm, respectively. Monthly runoff precipitation and runoff at the monthly time scale. Ts also showed sim-
is negligible (b1 mm) in the case of the PVID. However, Lower and Mid- ilar seasonal pattern as Ta but with slightly more spread for each month.
dle Central Valley sub-basins showed high month-to-month variability Monthly NDVI plots provided information on crop phenology in
with the peak runoff occurring in April with 8.5 mm and 12.1 mm for each study site. Although average NDVI for the PVID and Lower and
G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112 109

Middle Central Valley sub-basins is comparable, they have distinct dif- b5% of precipitation towards the end. The negative trend in runoff, de-
ferences in month-to-month phenological curves. The PVID showed spite a neutral precipitation, may suggest a reduction in diversion and
more of a unimodal curve implying a dominant single season cropping return flow from the irrigated fields as supported by the lower ETa. In-
pattern. Lower and Middle Central Valley sub-basins showed distinct bi- terestingly, NDVI did not show any significant trend, while Ts showed
modal curves implying more double cropping. It is interesting to note a positive trend as expected with the reduction in ETa.
that despite the bimodal crop phenological curves, ETa shows only a Middle Central Valley sub-basins were similar to one another, show-
unimodal signal, indicating the relatively small contribution of winter ing no significant trend in ETo or precipitation but with a significant pos-
ET to the overall annual water use. Comparing the monthly relative itive trend in Ta. On the other hand, ETa exhibited a decreasing trend in
spread (as measured by CV) with the annual spread for each of the cli- Rock Creek and an increasing trend in Fresno River sub-basin. Contrary
mate- and management-influenced agro-hydrologic variables, the agro- to what is expected from the increasing ETa, the total area under irriga-
hydrologic variables still maintained a higher degree of variability. This tion has reduced in Fresno River sub-basin since 1989, according to the
observation is not as clear for the PVID runoff where monthly precipita- Fresno Irrigation District Water Management Plan (http://www.usbr.
tion shows as many months with higher CV in precipitation than runoff. gov/mp/watershare/wcplans/2015/fresno-irrigation-district.pdf, last
This also implies the impact of management on the precipitation-runoff accessed 7/26/2016). However, the contrary increasing trend in basin
process is relatively small when compared to its impact on land surface ETa may indicate a potential switch to water-intensive crops. Further-
temperature and ET, especially in the PVID where the peak runoff in more, we did not see any significant trend in runoff. NDVI showed an in-
March constitutes only a small percentage (1.1%) of the corresponding crease in Rock Creek while it did not show any trend in the other three
monthly ET and markedly lower during the summer. Middle Central Valley sub-basins.
Lower Central Valley sub-basins also showed similar trends in cli-
3.4. SMK trend analysis matic parameters with ETo and P having no trend while Ta showed a sig-
nificant positive trend. All sub-basins showed similar impacts of
Results from the SMK test conducted on monthly time-series data management practices with no trend in ETa and Q, but positive trends
for agricultural lands are presented in Table 3. PVID climatic parameters, in NDVI and Ts (except for Upper Poso sub-basin which showed a posi-
such as ETo and Ta, showed a significant positive trend during 1984– tive trend in ETa). The contrary increase in NDVI accompanied with an
2014. However, precipitation did not show a similar trend. The effect increasing Ts, or an increasing NDVI accompanied by a decreasing ETa
of management practices can be understood based on trends observed could not be explained with the available data.
in management-influenced agro-hydrologic parameters. ETa exhibited Results show that in all nine sub-basins studied, temperature (Ta and
a significant decreasing trend. Although an increase in ETo was found, Ts) consistently showed a positive trend. These findings are similar to
management practices such as fallowing programs may have decreased other researchers (Bonfils et al. 2007; Westerling et al. 2006) who dem-
basin-wide ET losses. However small in absolute magnitude, runoff co- onstrated a warming trend in the California region. Lack of trend in pre-
efficient decreased from N 20% at the beginning of the study period to cipitation in these sub-basins is also in line with findings from Velpuri
and Senay (2013), which indicated absence of precipitation trends in
the western U.S.
Table 3
Seasonal Mann-Kendall trend analysis (1984–2014) of basin average agro-climatic/hydro-
logic parameters summarized for nine study sites. 3.5. Decadal rate of change

Climate parameters Agro-hydrologic parameters


Sub-basin Decadal rate of change for each parameter estimated from the annu-
name Statistic ETo P Ta ETa Q NDVI Ts al estimates of agro-climatic variables is presented in Table 4. For cli-
PVID MKS 774 −63 798 −1020 −1846 −654 1456 matic variables, the PVID showed increasing ETo and Ta. ETo increased
p-Val 0.027 0.761 0.002 0.029 0.000 0.184 0.000 up to 26 mm/decade and a total of nearly 80 mm over the 31-year peri-
Trend (+) (#) (+) (−) (−) (#) (+) od (1984–2014). Ta increased at a rate of 0.4 K/decade and a total of
Middle Central Valley sub-basins 1.2 K over the 31-year period. While P showed a decline of up to 11
Rock Creek MKS 612 −74 670 −616 −384 −462 1392 mm/decade, it was not statistically significant. On the other hand, a gen-
p-Val 0.069 0.696 0.013 0.038 0.542 0.116 0.000 eral declining trend of parameters such as ETa, Q, and NDVI reflected im-
Trend (#) (#) (+) (−) (#) (#) (+)
Lower San MKS 620 48 652 −124 −411 641 1408
pacts of management practices in the PVID. A decline in ETa up to 58
Joaquin p-Val 0.075 0.819 0.020 0.684 0.514 0.019 0.000 mm/decade or 180 mm over 31-year period indicates changes in irriga-
Trend (#) (#) (+) (#) (#) (+) (+) tion and land management practices. This decline in ETa (5.8 mm/year)
Middle San MKS 548 78 610 −452 −513 815 1458 is equal to 2584 acre-feet (3.19 M m3) of water savings from the entire
Joaquin p-Val 0.125 0.714 0.025 0.202 0.406 0.002 0.000
Trend (#) (#) (+) (#) (#) (+) (+)
Table 4
Fresno River MKS 507 84 632 766 −581 1443 1001
Decadal rate of change for agro-climatic/hydrologic parameters summarized by study site.
p-Val 0.150 0.682 0.020 0.018 0.342 0.000 0.000
Trend (#) (#) (+) (+) (#) (+) (+) Climate parameters Agro-hydrologic parameters
Lower Central Valley sub-basins Sub-basin ETo P Ta ETa Q NDVI Ts
Upper MKS 310 −44 666 −396 −651 1213 1198 Units (per decade) mm mm K mm mm (−) K
Kaweah p-Val 0.311 0.809 0.015 0.273 0.303 0.000 0.000
Trend (#) (#) (+) (#) (#) (+) (+) PVID 26⁎ −11 0.4⁎ −58⁎ −5.2⁎ −0.02⁎ 0.8⁎
Upper Tule MKS 186 −258 576 −394 −625 955 910 Middle Central Valley sub-basins
p-Val 0.517 0.219 0.025 0.272 0.324 0.000 0.003 Rock Creek 25 −7.3 0.3⁎ −24⁎ −6.3 −0.01⁎ 0.4
Trend (#) (#) (+) (#) (#) (+) (+) Lower San Joaquin 23 8.4 0.3⁎ 0.11 −6.3 −0.01 0.3
Upper Deer MKS 232 −11 674 258 −610 1163 1048 Middle San Joaquin 20 0.98 0.3⁎ −16 −2.4 0.02⁎ 0.5
p-Val 0.442 0.961 0.013 0.505 0.335 0.001 0.001 Fresno River 16 −2.1 0.3⁎ 35⁎ −2.3 0.00 −0.2
Trend (#) (#) (+) (#) (#) (+) (+)
Upper Poso MKS 402 −258 576 952 −625 925 866 Lower Central Valley sub-basins
p-Val 0.190 0.219 0.025 0.016 0.324 0.000 0.004 Upper Kaweah 6.9 −4.8 0.3⁎ −15 −5 0.00 0.2
Trend (#) (#) (+) (+) (#) (+) (+) Upper Tule 2.8 −3.9 0.3⁎ −14 −4.9 0.01 0.2
Upper Deer 7.1 −1.9 0.3⁎ −1.7 −4.9 0.00 0.2
Note: MKS: Mann-Kendall Statistic; p-Val: statistical p-value; (#): no significant trend;
Upper Poso 13 −6.2 0.3⁎ 35⁎ −4.9 0.00 −0.2
(+): significant positive trend; (−): significant negative trend. Significance determined
at p = 0.05. ⁎ Indicates statistical significance at p = 0.05.
110 G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112

PVID — see Fig. 9. This reduction could mainly be attributed to the water saved from agricultural use is redirected for municipal water
fallowing program in the irrigation district (see Fig. 4). use through the Metropolitan Water District of Southern California. As-
Middle Central Valley sub-basins all showed no statistically signifi- suming all water is used for domestic purposes, the estimated number
cant trend in ETo and P. However, Ta increased significantly (0.3 K/de- of beneficiary households is shown in Fig. 9 (bottom right axis 2),
cade). In terms of agro-hydrologic parameters for Rock Creek, ETa and reaching up to 362,700 households or nearly 1 million individuals in
NDVI showed a negative trend with ETa declining at 24 mm/decade. 2011. This illustrates the strong linkages between upstream water man-
However, Q and Ts did not show any trend. In the Lower San Joaquin agement decisions and broader hydrologic and societal impacts from
sub-basin, none of the parameters (ETa, Q, NDVI, Ts) had any significant farming communities to municipal dwellers.
decadal trend, indicating the absence of a significant change in manage-
ment practices. In the Middle San Joaquin sub-basin, only NDVI showed 4. Conclusions
significant increase, while other parameters did not show any signifi-
cant decadal change. In the Fresno River sub-basin, agro-hydrologic pa- Our main objective was to quantify and characterize the spatio-tem-
rameters (Q, NDVI, and Ts) did not show any significant decadal change. poral dynamics of historical (1984–2014) ET using Landsat images over
However, ETa showed significant positive DROC with an increasing the Palo Verde Irrigation District and irrigated sub-basins in parts of the
trend of 35 mm/decade. This shows that the consumptive water use in- Central Valley in California along with six other agro-climatic/hydrolog-
creased by 14% in Fresno River sub-basin over 31 years. ic variables.
Lower Central Valley sub-basins also showed similar climatic trends A total of 3396 Landsat images were processed and analyzed to pro-
with only Ta showing increasing decadal change (0.3 K/decade). ETo and duce monthly and annual ET using the SSEBop model with a unique c
P did not show significant decadal change. The impacts of management factor parameterization for each Landsat image. The c factor helps estab-
in these sub-basins were found to be minimal as all of the parameters lish the lower limit of the land surface temperature (Tc) using a daily
showed no significant trends, except Upper Poso, which exhibited an in- maximum air temperature (Ta). Our results highlight the importance
creasing DROC of ETa at 35 mm/decade. of a dynamic c factor to account for the observed seasonal and locational
variation in the ratio of Ts (from well-watered, full canopy, healthy veg-
3.6. Estimation of water use statistics for agricultural lands in the PVID etation) at the time of image acquisition (morning for Landsat) to that of
Ta (daily maximum), which generally occurs in the afternoon.
One of the major advantages of using Landsat imagery for ETa esti- A reasonable correspondence between SSEBop ET and USBR con-
mation is its ability to provide field-level information for district-wide sumptive use reports (water balance approach) and MPI ET (basin val-
crop water use statistics. Here we illustrate the use of time-series idation) indicates the reliability of Landsat-based ET for trend analysis of
Landsat imagery to compute volumetric water use statistics for the crop water use. In addition, since Landsat-based ET can be estimated at
PVID. Fig. 9 (top panel) shows the long-term time series of water use the field scale, the relationships between water allocation and use can
(in × 1000 ac ft). The historical mean water use in the PVID is shown be analyzed at the individual field level.
as a dashed line. According to SSEBop ET, the maximum and minimum We grouped seven key agro-climatic/hydrologic parameters into
water use in the PVID occurred in 1995 (398,100 ac ft in a non-fallow two: climate and agro-hydrologic groups. Climatic parameters included
year) and 2011 (249,700 ac ft, fallow year), respectively. Fig. 9 (bottom atmospheric water demand (ETo), air temperature (Ta) and precipita-
left axis) indicates volumetric water use deviations from the non-fallow tion (P), and agro-hydrologic variables consisted of actual ET (ETa),
years. Positive bars indicate years when water is saved from a basin- land surface temperature (Ts), runoff (Q) and NDVI. Generally, agro-hy-
wide reduction in ET. The largest saving occurred in 2011 with an esti- drologic parameters showed higher year-to-year variability than cli-
mated 107,200 ac ft. Fig. 9 (bottom panel, right axis 1) indicates mone- matic parameters, indicating the combined impact of dynamic local-
tary value of water savings (in millions of U.S. Dollars); this is the annual scale land surface processes and management practices on agro-hydro-
payout to PVID farmers for not using irrigation water at the rate of $191 logic responses as compared to the more stable regional processes on
per ac ft, with a maximum total payment of $20.5 million in 2011. The climatic drivers. In terms of long-term changes, only Ta, among climatic

Fig. 9. Time-series annual estimates in the PVID: (top) volumetric crop water use (ac ft) with mean of non-fallow years shown as dotted line; (bottom left) relative water savings due to
fallowing as deviations from mean of non-fallow years (×1000 of ac ft); and (bottom right 1) estimated monetary value of water saved (million $) and (bottom right 2) number of
beneficiary households (x 1000).
G.B. Senay et al. / Remote Sensing of Environment 202 (2017) 98–112 111

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contracts G13PC00028 and G10PC00044 in support of the USGS Land Viovy, N., Weber, U., Williams, C., Wood, E., Zaehle, S., Zhang, K., 2010. Recent decline
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Lo, M.H., Famiglietti, J.S., 2013. Irrigation in California's Central Valley strengthens the
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temperature (North Central Climate Science Center through Dr. Jared 1002/grl.50108.
Oyler); GridMET reference evapotranspiration (University of Idaho Lobell, D., Bala, G., Mirin, A., Phillips, T., Maxwell, R., Rotman, D., 2009. Regional differences
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through Dr. John Abatzoglou); MPI fluxnet data (Dr. Martin Jung); U.S. 1175/2008jcli2703.1.
Bureau of Reclamation (USBR) Consumptive User report. We would like Marshall, M., Thenkabail, P., Biggs, T., Post, K., 2016. Hyperspectral narrowband and mul-
to extend our appreciation to all peer reviewers (Dr. Trent Biggs, Dr. tispectral broadband indices for remote sensing of crop evapotranspiration and its
components (transpiration and soil evaporation). Agric. For. Meteorol. 218-219:
Bruce Wylie and three other anonymous reviewers) whose constructive
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and detailed comments improved the final manuscript. Any use of trade, Michelsen, A.M., Jones, S., Evenson, E., Blodgett, D., 2016. The USGS water availability and
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