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https://doi.org/10.1007/s10965-018-1578-3
REVIEW PAPER
Abstract
Among the various polymers, polyurethanes are likely the most versatile specialty polymers. These polymers are widely used in
many applications such as foams, coatings, insulations, adhesives, paints and upholstery. Similar to many polymers, polyure-
thanes relies on petrochemicals as raw materials for its major components. Indeed, nowadays many researches have focused to
replace petroleum-based resources with renewable ones to improve polyurethanes sustainability. Polyurethanes are synthesized
by polymerization reactions between isocyanates and polyols. Only a few isocyanates are commonly used in polyurethane
industries, while a variety of polyols are available. Renewable materials such as vegetable oils are promising raw materials for
the manufacture of polyurethane components such as polyols. Vegetable oils are triglycerides which are the esterification product
of glycerol with three fatty acids. Several highly reactive sites including carbon-carbon double bond, allylic position and ester
group in triglycerides and fatty acids open the opportunities for various chemical modifications for new polyol with different
structures and functionalities. Different methods such as are epoxidation, ozonolysis, hydroformylation and metathesis have been
widely studied to synthesise bio-polyol from vegetable oil for new polyurethanes, which depend on triglyceride and isocyanate
reagents used. The incorporation of a vegetable oil moiety can enhance thermal stability and mechanical strength of polyure-
thanes. Similar to bio-polyol, the development of renewable resource based bio-isocyanates is also gained attention to produce
entirely bio-polyurethanes. This article comprehensively reviews recent developments in the preparation of renewable resource
based polyols and isocyanates for producing polyurethanes and applications.
reaction. When polyurea is formed in the presence of excess of uncertainty and volatility of petroleum supply and pricing.
polyisocyanates, similar to the allophanate formation, the ac- Since polyurethane chemistry is wide-ranging in terms of both
tive hydrogen of polyurea reacts with polyisocynates to gen- feedstock possibilities and applications, the following sections
erate a biuret. Also similar to the allophanate formation, the will endeavour to present the preparation of polyols from veg-
reaction between urea and isocyanate is a reversible reaction etable oils and their derived polyurethane, followed by discus-
and needs high temperature too (>110 °C). Heterocyclic sion on commercial polyols derived from renewable
isocyanurate can be formed from trimerisation of isocyanates resources.
that takes place in the presence of special catalyst (e.g. potas-
sium acetate). The isocyanurate rings act as extremely stable
cross-links in the polyurethane network. Isocyanurates are
frequently used to produce polyurethane of high temperature Bio-polyols for polyurethane
stability and flame retardance [3, 4].
The development of bio-polyols from renewable resources
played an important role in the polyurethane industry. The
bio-polyols can be drop-in replacements for existing polyols,
Renewable resource based polyurethane as they have similar structures and properties but are derived
from renewable raw materials rather than petrochemicals, as
The principal raw materials currently used for the production well as substitutes for existing polyols that have slightly dif-
of diisocyantes are derived mainly from petroleum and its ferent structures and properties, or new compounds with en-
derivatives [5]. It is possible to produce aliphatic tirely new functionality and performance characteristics.
diisocyanates from dimerised fatty acid which is originated Depending on the preferred building blocks and their origin,
from renewable resource; and such commercial products can the renewable content of commercially available bio-polyols
be found in the market. However, these polyurethanes can varies between 30 and 100%. Consequently, the renewable
only be used as coatings and are not suitable for foam appli- content of polyurethane based on different formulations also
cations [6, 7]. On the other hand, in some applications, the varies substantially among different products and applica-
polyol component has the potential to be bio-based using raw tions, with a range of 8–70% [7, 8].
materials from renewable resources. These bio-polyols diver- Preparation of polymeric materials from renewable re-
sify the industry’s supply options and help mitigate the effects sources is of great significance economically and ecologically.
Vegetable oils are becoming very important as renewable re- Depending on the origin and type of fatty acids in vegetable
sources for the preparation of polyols required for the poly- oils such as soybean oil [13, 14], castor oil [15], palm oil [5,
urethane industry. The vegetable oils such as soybean oil, 16], canola oil [17], sunflower oil [18], corn oil and linseed oil
castor oil, sunflower oil, palm oil, rapeseed oil, olive oil, lin- [19], the fatty acid side chains contain carbon numbers rang-
seed oil, canola oil, and so on, with a worldwide production of ing from 8 to 24 and carbon-carbon double bond numbers
around 156 million tons per year (in 2012) are used mainly in from 0 to 5 [20, 21]. Some fatty acids have specific functional
human food applications (76%), in technical applications groups, for example hydroxyl-containing ricinoleic acid from
(19.5%) such as soap and oleochemical industry, and in other Castor oil. In all vegetable oils the general reactive sites are
applications (1.5%) [9, 10]. The properties of polyurethanes esters and carbon–carbon double bonds, which can be modi-
are closely tied to the properties of the polyols from which fied to give a variety of monomers. Some common fatty acids
they are produced, so it is critical that bio-polyols offer the are shown in Fig. 7.
performance needed for a given polyurethane application. In Castor oil (Fig. 8) is pale yellow and viscous liquid, derived
many cases vegetable oil-based polyols do not have the nec- from the bean of the castor plant (Ricinus communis) that
essary functionality (hydroxyl groups) in their native form to grows in tropical and subtropical regions. This oil is one of
be useful for polyurethane manufacture so this needs first to be the best industrial choices due to its unique fatty acid compo-
introduced by chemical manipulation [11]. sition and ready availability [22–24]. It is unique among all
Glycerol is an important starter for the synthesis of bio- fats and oils in that:
polyol, which is produced by the hydrolysis of triglycerides
(esters of glycerol with fatty acid) as available abundantly in i. it contains an 18-carbon hydroxylated fatty acid with one
vegetable and animal sources [3, 12]. Chemical structure of a double bond
triglyceride is shown in Fig. 6. Bio-based polyurethanes have ii. ricinoleic acid comprises approximately 92–95% of the
been generally prepared by first converting the triglycerides of fatty acid composition
fatty acid into polyols, followed by reaction with
diisocyanates [9].
Fig. 6 Chemical structure of a triglyceride Fig. 7 Chemical structures of different fatty acids of vegetable oils
J Polym Res (2018) 25:184 Page 5 of 15 184
iii. high degree in product uniformity and consistency coatings. Because the fatty acid portions make up the larger
iv. it is a nontoxic, biodegradable, renewable resource proportion (about 90% fatty acids to 10% glycerol) of the
triglycerides, most of the physical and chemical properties
result from the effects of the various fatty acids esterified with
The hydroxyl groups in castor oil account for a unique glycerol [27, 28].
combination of physical properties, for example (i) relatively Like the transesterification process, transamidation with
high viscosity and specific gravity, (ii) solubility in alcohols in amines, usually with diethanolamine, can also transfer vege-
any proportion, and (iii) limited solubility in aliphatic petro- table oils, such as linseed, soybean, rapeseed, and sunflower
leum solvents. High purity castor oil may be used as a polyol oils, into diethanol fatty acid amides for producing polyure-
to produce polyurethane coating, adhesives and casting com- thane products. The fatty acid diethnolamides are bifunctional
pounds. The monoglyceride of castor oil is found to be a better compounds and improve the compatibility of various polyols
choice as a triol over the oil itself in the synthesis of with reasonable physical and mechanical properties of
hyperbranched polyurethane. Hyperbranched polymers are a polyurethane.
unique class of polymers with many unusual and desirable Different reactions of double bonds used for the conversion
properties such as low viscosity, high solubility, good reactiv- of unsaturated triglyceride of vegetable oils to produce
ity, easy processing etc. polyols. The most commonly used reactions are (i) epoxida-
As mentioned earlier that most vegetable oils do not have tion, (ii) ozonolysis, (iii) hydroformylation and (iv)
the necessary functionality (hydroxyl groups) in their native metathesis.
form to be useful directly for polyurethane manufacture. The
preparation of polyols from vegetable oils can be categorised
into two groups: (i) reaction through esteric groups and (ii) Epoxidation of vegetable oil
reaction through double bonds [25, 26].
Epoxidation of carbon–carbon double bonds, followed by ox-
irane ring opening with amines, carboxylic acids/halogenated
Transesterification and Transamidation acids, or alcohols is used for the preparation of commercial
of vegetable oil vegetable oil based polyols for polyurethane [21, 29, 30]. A
schematic representation of epoxidation of vegetable oil
Transesterification and transamidation reactions use the ester followed by oxirane ring-opening is presented in Fig. 9.
moieties in the structures of vegetable oils to produce polyols. Prilezhaev reaction, a chemical reaction of an alkene with a
Polyols produced from vegetable oils by transesterification peroxy acid, is one of the most common methods of
with glycerol are a mixture of monoglycerides, diclycerides, epoxidation [31]. The most widely used peroxy acid for
and triglycerides of unsaturated fatty acids. Among these oxidation of the alkene is meta-Chloroperoxybenzoic acid
components, monoglycerides, which contain two hydroxyl due to its stability and good solubility in most organic sol-
groups per molecule, play an important role for polyurethane vents. In industrial process, epoxidation is carried out using
production. Pre-polymer is formed by the reaction between peracetic acid, which is prepared from acetic acid and H2O2.
diols (i.e. monoglycerides) and diisocyanates. The resulting Another process of epoxidation of vegetable oils with formic
unsaturated pre-polymer are cross-linked by radical polymer- acid and H2O2 has been reported in [32]. The molar ratio of
isation of the double bonds in a cross-linked network. This vegetable oils and formic acid was 1:4.12, and the molar ratio
process is used for the manufacture of urethane alkyd of H2O2 to double bonds in triglyceride was 1.8:1. The
184 Page 6 of 15 J Polym Res (2018) 25:184
Ozonolysis of vegetable oil into ozonides, followed by reduc- Fig. 10 Ozonolysis of vegetable oil for the production of bio-polyols (R1,
tion to aldehyde and finally to alcohol creates polyols that R2, R11 and R22 are fatty acid side chains of vegetable oils)
J Polym Res (2018) 25:184 Page 7 of 15 184
analysis, the manufacturing of bio-polyols with RENUVA™ is increase the sustainability of end products without sacrificing
greenhouse gas neutral and uses 60% fewer fossil fuel resources performance. In some cases, products are even enhanced with
than the manufacturing of conventional polyols. lighter weight, more strength and better durability. It has mul-
Vertellus Performance Materials produces castor oil de- tiple functionalities that enable manufacturers to formulate
rived polyols designed for polyurethane coating systems with applications ranging from flexible to case to rigid foams.
the trade name Polycin® D, T, M and GR series (D for diols, T Bayer Material Science has developed soybean polyol sys-
for triols, and M for multi-functional polyols), with a molec- tem for polyurethane product, Baydur 730S. This soy-based
ular weight ranging from 370 to 3500 g/mol and a hydroxyl polyurethane is used for flexible foam systems. In addition,
content from 400 down to 35. The GR series is derived only Bayer announced its bio-polyols for rigid foams, with 40–
from the building blocks of castor oil and results in a wide 70% bio-content, high functionality (2–5) and molecular
range of physical properties. The Polycin DTM series polyols weights of 140–280 g/mol; these rigid foams may be used
are based on ricinoleic acid combined with glycerine. for building and refrigeration insulations [49].
Myriant’s bio-succinic acid can be used to produce polyes- Mitsui Chemicals has launched cost-competitive bio-
ter polyols with renewable content up to 100%, which is com- polyols based on castor oil. 80% of the world’s castor oil is
parable in performance to adipic acid polyols. Using succinic produced from non-edible plants, thus ensuring a stable feed-
acid polyols offers formulators renewable content at a com- stock supply. The new manufacturing plant, with an 8000 ton
petitive, stable long term price. Myriant has produced a line of per year capacity, started commercial production of bio-
developmental polyester polyols. polyols in January 2016.
Soy based polyol marketed as Agrol® has been developed Huntsman has developed a new product Glycerin carbon-
by BioBased Technologies in 2005. Agrol® is available in a ate (GC) called JEFFADDTM having 73% bio-content, and is
range of functionalities that can be used in a variety of poly- a unique hydroxyl-functional carbonate having carbonate and
urethane applications. The typical hydroxyl values are from hydroxyl reactive sites. Each reactive site opens pathways to
340 down to 70 mg KOH/kg and the typical molecular weight utilize GC in polyurethanes. One component polyurethane
is between 560 and 2070 g/mol. Soy polyols perform like their system blocked with GC are fully polymerized when reacted
petrochemical counterparts and enable manufacturers to with amines. This is an advantage to conventional blocked
J Polym Res (2018) 25:184 Page 9 of 15 184
systems which release blocking group when polymerized. In Cyclocarbonate oligomers can be obtained through different
addition to bio-content, the hydroxyl group in the hard seg- methodologies [51, 54] such as polymerization of unsaturated
ment enhances hydrogen bonding and improves strength of cyclocarbonate monomers, copolymerization of unsaturated
the cured material. cyclocarbonate monomers with vinyl ester monomers, reaction
Jointly DuPont Tate & Lyle Bio Products and BioAmber of oligomeric chlorohydrin ether with carbonate of alkaline
have developed multiple bio-polyols using bio-succinic acid metals, reaction of oligomeric polyols with an acid chloride
and biobased 1,3-propanediol via the fermentation of corn. of carbonic acid, and addition of carbon dioxide into cyclic
These polyols are the building blocks that deliver high perfor- ethers (epoxides or oxetanes) in the presence of catalyst.
mance in a variety of polyurethane applications, from foot- However, the most common and effective method is carbon
wear and waterproof films to artificial leather and coating, dioxide/epoxides reaction system because of the availability
adhesives and elastomer applications. of materials and simplicity of the process [50, 55]. Awide range
Polyurethane company Merquinsa has commercialized re- of catalyst systems have been developed for CO2 incorporation
newable sourced thermoplastics urethane (TPU) – reactions for the synthesis of cyclocarbonates such as alkali
Pearlthane® and Pearlbond Eco, which are made from 40 to metal salts [56, 57], onium salt [58], metal complexes [59],
95% vegetable oil and fatty acids. The TPUs can be used as ionic salts [60], organic amine [61], polymer based amino acids
adhesives, coatings and injection specialties, especially for [62], and so on, under high pressure or mild conditions.
electronics and footwear. The performance of these bio- The development of bio-based isocyanates is also
based TPUs is claimed to be equal to or in some cases even receiving a lot of attention because if achieved, then
better than petrochemical TPUs [49]. entirely bio-based polyurethanes could be obtained.
The main approaches for bio-based synthesis of poly-
urethanes are: (i) the ring-opening of bifunctional five-
membered cyclic carbonates, commonly synthesized by
Non-isocyanate polyurethane reaction of inexpensive and abundant CO2 with oxi-
ranes, such as epoxidized soybean oil or limonene, with
The synthesis of non-isocyanate polyurethane (NIPU) has re- diamines (Fig. 14), and (ii) a self-condensation approach
cently gained an increasing attention in chemical industry. of AB-type monomers, bearing hydroxyl groups with in
Health and safety concerns associated with isocyanate chem- situ formed isocyanates via Curtius rearrangement [63].
istry motivate the search for non-phosgene routes for Bio-based non-isocyanate urethane was obtained by the
diisocyanate preparation [50, 51]. NIPU is based on the reac- reaction of a cyclocarbonate synthesized from a modified lin-
tion of polycyclocarbonates and polyamines [52]. NIPU seed oil and an alkylated phenolic polyamine from cashew nut
crosslinks are obtained by the reaction between shell liquid. The incorporation of functional cyclic carbonate
polycyclocarbonate oligomers and aliphatic or cycloaliphatic groups to the triglyceride units of the oil was done by reacting
polyamines with primary amino groups. The resulting mate- epoxidized linseed oil with carbon dioxide in the presence of a
rials are called polyhydroxyurethane (PHU), since they con- catalyst [64]. Polycondensation of castor oil derived dimethyl
tain also hydroxyl groups throughout the macromolecular dicarbamates and diols using 1,5,7-Triazabicyclo[4.4.0]dec-5-
chain (Fig. 13). These hydroxyl groups create thus inter and ene (TBD) as catalyst has been reported to be an efficient
intramolecular hydrogen bonds with urethane group which strategy to obtain non isocyanate based and fully renewable
confers higher chemical and physical strength to these PHU polyurethanes [63]. In another work, bio-based polyurethane
[51, 53]. was prepared by reacting carbonated soybean oil with di-
amines [65]. Carbonated soybean oil was reacted with differ-
ent diamines such as 1,2-ethylenediamine, 1,4-
butylenediamin and 1,6-hexylenediamine at 70 °C for 10 h,
and then for 3 h at 100 °C and polyurethane was formed. In a
different processing conditions, bio-based polyurethanes were
synthesized by reaction of carbonated soybean oil (CSBO)
either with bio-based short diamines or amino-telechelic
oligoamides derived from fatty acids to achieve respectively
thermoset or thermoplastic NIPUs.
Carbonated vegetable oils were obtained by metal-
free coupling reactions of CO2 with epoxidized soybean
oils under supercritical conditions (120 °C, 100 bar).
Fig. 13 Polyhydroxy urethane (PHU) formation through reaction be- Soybean oil triglycerides were also brominated at the
tween cyclocarbonate and amine allylic positions with N-bromosuccinimide followed by
184 Page 10 of 15 J Polym Res (2018) 25:184
bumpers, interior ceiling sections, spoilers, doors and windows About 14.1% polyurethane is used for specialty applica-
all use polyurethanes. Polyurethane reduces weight and increas- tions, such as protective and decorative coatings, adhesives,
ing fuel economy, corrosion resistance, insulation and sound caulks, sealants, and so on. Protective and decorative polyure-
absorption. It has been estimated that the 1995 model cars used thanes coatings are used for different substrates, such as wood,
an average of 13.6 kg of polyurethane material per car [4]. plastic, metal, leather and textiles [4].
Polyurethanes are commonly used in a number of medical
applications [87–90], including catheter and general purpose
tubing, hospital bedding, surgical drapes, wound dressings Conclusions
and a variety of injection-moulded devices. Their most com-
mon use is in short-term implants. Polyurethane use in medi- Polyurethanes, one of the most versatile and intensively used
cal applications can be more cost-effective and provide for industrial materials, have been successfully employed in dif-
more longevity and toughness. ferent applications such as foams (flexible, semi-rigid, and
Because of excellent strength-to-weight ratio, insulation rigid), elastomers, adhesives, coatings, fibres, thermosets,
properties, durability and versatility, polyurethanes are fre- and thermoplastics. Preparation of polymeric materials such
quently used in building and constructions. It helps to con- as polyurethanes from renewable resources is of great signif-
serve natural resources and helps to preserve the environment icance economically and ecologically. Polyurethane from re-
by reducing energy usage. Polyurethane is widely used in newable resources are gaining acceptance because of some
floors, flexible foam padding cushions of carpet. In the roof, attractive properties related to the specific structures of the
reflective plastic coverings over polyurethane foam can vegetable oils and benefits for the environment protection
bounce sunlight and heat away, helping the house stay cool and production sustainability. Vegetable oils such as soybean
while helping reduce energy consumption. Polyurethane oil, canola oil, palm oil and castor oil are becoming very
building materials add design flexibility to new homes and important as renewable resources for the preparation of
remodelling projects. polyols required for polyurethane manufacturing. Bio-based
Polyurethanes play an important role in advanced mate- polyurethanes have been generally prepared by first
rials, such as composite wood. Polyurethane-based binders converting the vegetable oils into polyols, followed by reac-
are used in composite wood products to permanently glue tion with diisocyanates. The preparation of polyols from veg-
organic materials into oriented strand board, medium-density etable oils can be realized through several approaches.
fibreboard, long-strand lumber, laminated-veneer lumber and Vegetable oils are abundant and inexpensive raw materials
even strawboard and particleboard [91–93]. offering some socio-economic advantages. Currently, vegetable
The use of flexible foam as a bonding material for fabric oil based polyurethanes are in high demand due to the depletion
primarily started in 1961, when apparel industry began to em- of petroleum reserves, the escalating price of petroleum products
ploy it [4]. Fine threads of polyurethanes used to combine with and environmental concerns. There are efforts to achieve a com-
nylon to make lightweight, stretchable garments. Over the plete bio-based content include research into the development of
years, polyurethanes have been improved and developed into bio-based isocyanates and vegetable oil based polyols, for the
spandex fibres, polyurethane coatings and thermoplastic elas- production of polyurethanes with specific properties. However,
tomers. Because of advances in polyurethane technology, a bio-based polyurethanes may still have higher processing costs
broad range of polyurethane apparel from man-made skins associated with the biomass feedstock. There is good potential
and leathers are being used for garments, sports clothes and a for this situation to change over the next few years with ad-
variety of accessories. vances in processing technology of renewable materials.
Polyurethanes are frequently used in the electrical and elec-
tronics industries to encapsulate, seal and insulate fragile,
pressure-sensitive, microelectronic components, underwater
cables and printed circuit boards [94–96]. Polyurethane pot-
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