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JNS - 47-3 PDF
JNS - 47-3 PDF
Nietzsche’s Works
GS =
Die fröhliche Wissenschaft; frequently translated as The Gay
Science or The Joyful Wisdom
HH =
Menschliches, Allzumenschliches; translated as Human
All-too-Human
HL =
Vom Nutzen und Nachtheil der Historie für das Leben
(Unzeitgemäße Betrachtungen II ); frequently translated as The
Uses and Disadvantages of History for Life
IM = “Idyllen aus Messina”; translated as “Idylls from Messina”
RWB = Richard Wagner in Bayreuth (Unzeitgemäße Betrachtungen IV)
SE = Schopenhauer als Erzieher (Unzeitgemäße Betrachtungen III );
translated as Schopenhauer as Educator
TI =
Götzen-Dämmerung; translated as Twilight of the Idols;
references to this work also include an abbreviated section name
UM =
Unzeitgemäße Betrachtungen; frequently translated as Untimely
Meditations, Unmodern Observations, or Unfashionable
Observations
WS =
Der Wanderer und sein Schatten (in Menschliches,
Allzumenschliches II ); frequently translated as The Wanderer and
His Shadow
Z = Also sprach Zarathustra (part IV originally published privately);
translated as Thus Spoke Zarathustra; references to this work
also include an abbreviated section name
A =
Der Antichrist; frequently translated as The Antichrist or The
Antichristian
BAW = Friedrich Nietzsches Werke: Historisch-Kritische
Gesammtsausgabe, ed., Hans Joachim Mette and Karl Schlechta
9 vols. (Munich: C.H. Beck’sche Verlagsbuchhandlung,
1934–40).
DD = Dionysos-Dithyramben; translated as Dionysian Dithyrambs
DW = “Die dionysische Weltanschauung”
EH = Ecce Homo; references to this work also include an abbreviated
section name
vi | Abbreviations and Citations of Friedrich Nietzsche’s Works
Dear Readers,
Yours truly,
Christa Davis Acampora
Nietzsche intends with this concept. My claim is more limited. Namely that
my reading of self-overcoming as a distinctive kind of re-evaluative ethical
activity points toward something that the will to power accounts overlook
and therefore warrants consideration. Moreover, and as will become clearer
in section 3 (which explicates Nietzsche’s problematic ideas on continual
self-overcoming), my alternative interpretation of self-overcoming is also
able to provide a distinctive reading of what Nietzsche thinks is involved in
our striving toward ethical ideals, that is, what self-overcoming is an over-
coming toward. It does so by highlighting the way in which such ethical
striving is necessarily horizonal due to way in which we falsify what we
were striving for in trying to conceptualize our ethical ideals in specific
self-evaluative frameworks. It is in this sense, and others, that providing
an alternative reading of self-overcoming will allow me to draw out some
distinctive features of Nietzsche’s thinking about ethics and ethical ideals.
In terms of structure, section 1 presents an account of self-overcoming
as a distinctive kind of re-evaluative, ethical activity. Section 2 gives an
example of this kind of self-overcoming through Nietzsche’s idea of achiev-
ing a perspective “Beyond Good and Evil,” and suggests some further dis-
claimers on my account in light of this. Finally section 3 considers the idea
that we should be committed to self-overcoming continually.
normative standards about what the relevant ends are, and how we are to
achieve them, they allow for contrasting, and often finely grained, judg-
ments of performance. A second feature of evaluative frameworks is that
insofar as we are sincerely engaged in activities governed by them, then
their normative standards are constitutive standards, such that if I do not
follow the norms then I cease to be performing that activity. For example,
if when playing cricket I claim to have scored a run by jogging on the spot,
this indicates that I am not really playing cricket at all.
With this characterization of evaluative frameworks in place, I will now
specify what the relevant differences are in the case of self-evaluative frame-
works. First, it should be noted that the distinction cannot just be that the
activity in question involves self-evaluation, such that it is specifically my,
or someone else’s, performance that is being assessed, rather than that of an
object (e.g., a car engine’s performance). Since evaluating people according
to externally specified normative standards is typical of, and essential to,
the vast majority of human activities.12 Rather, the important distinction is
to do with the content of what is being assessed and the kinds of questions
this different focus generates, such that we might say that self-evaluative
frameworks concern others and myself in an ethical sense. Charles Taylor’s
description of “strong evaluation” sets up some criteria for distinguishing
self-evaluative from evaluative frameworks on such grounds: “There are
questions about how I am going to live my life which touch on the issues of
what kind of life is worth living, or what kind of life would fulfill the prom-
ise implicit in my particular talents, or the demands incumbent on some-
one with my endowment, or of what constitutes a rich, meaningful life—as
against one concerned with secondary matters or trivia.”13
So, we might argue that with self-evaluative frameworks we are under
the jurisdiction of a set of normative standards according to which assess-
ments are made not just of our performance in a particular activity, but of
our conduct in ethical life. In this sense the normative standards that con-
stitute self-evaluative frameworks will be more general, but are also more
fundamental and important. For what self-evaluative frameworks are com-
prised of are the criteria according to which we make assessments of our
worth as persons, what we might call our fundamental evaluations, and
therefore the normative standards through which we construct our practi-
cal identities (I will explain my use of this term and its importance for my
account in what follows). As Nietzsche writes in a note, “morality is the doc-
trine of the order of men’s rank, and consequently also of the significance of
328 | J O U R N A L O F N I E T Z S C H E S T U D I E S
their actions and works for this order of rank: thus, the doctrine of human
valuations in respect of everything human”.14
Another significant aspect of self-evaluative frameworks are nor-
mative ideals against which we compare ourselves, often as a means for
improvement.15 Consider, for example, the self-evaluative framework of the
Christian. This individual’s assessments of ethical conduct are bound to an
ideal Jesus was taken to exemplify, providing her with certain fundamental
evaluations. I note this feature because we might think that a self-evalu-
ative framework’s normative ideal typically provides at least some of the
content of those, often contrastive, fundamental evaluations. We can see
this in the case of Christian Morality through its evaluations of redeemed
versus condemned, good versus evil. Yet, while such normative ideals for
self-improvement are a central feature of self-evaluative frameworks it is
what they concern that is important, namely, as stated above, assessments
of ethical conduct in a way that is bound up with our practical identity.
Indeed, it is this ethical dimension that is fundamental to understanding
the distinctiveness of self-evaluative frameworks.
Pausing for a moment, we might wonder what to make of an individual
who values his performance in a game so highly that it defines his practical
identity. Such an individual would not be shallow in Taylor’s sense of failing
to be attuned to issues of what it is worthwhile to do and what is worth-
while to be, since he would have answers to these questions.16 However, we
might think that one of the central intuitions that guides our sense that self-
evaluative frameworks are more important is that they should be comprised
of a more general set of fundamental evaluations that typically determine
our attitudes toward a wide variety of more specific first-order projects or
ends, so determining “the significance of their actions and works for this
order of rank”.17 Therefore, it might seem problematically narrow if any
one particular activity or end exclusively determined these fundamental
evaluations. In this sense, there is an important issue of the scope of one’s
fundamental evaluations, such that if an individual is only concerned with
his performance in a particular game, at the expense of all other concerns,
then we might think that it is an open question whether or not he is really
engaged in ethical life.18
Now that we have a working definition of a self-evaluative framework I
can return to my initial claim. I want to argue that self-overcoming involves
both questioning and ultimately abandoning a self-evaluative framework,
that is overcoming some set of fundamental evaluations through which
Nietzschean Self-Overcoming | 329
Taking up the exegetical case more directly, I now want to argue that
Nietzsche’s idea of achieving a standpoint “Beyond Good and Evil” is an
instance of self-overcoming as described above, that is an overcoming of
a self-evaluative framework.24 This section’s role is therefore partly exe-
getical, showing how a project at the center of Nietzsche’s ethical thought
admits of a natural interpretation in the terms set out above. However, in
doing so I will also be able to draw out some further significant aspects of
self-overcoming as I am interpreting it.
332 | J O U R N A L O F N I E T Z S C H E S T U D I E S
In fact there are two ways of taking Pippin’s point. The first would be
that self-overcoming is historically situated to the extent that the critical
object of such a project could only ever be an established self-evaluative
framework of the culture we are a part of. The second, and suggested
by some of Nietzsche’s remarks, is that certain “powerful creators” (in
Nietzsche’s idiom) might also overcome self-evaluative frameworks that are
in some sense of their own making, although this project will have to stand
in some relation to the self-evaluative frameworks of the culture they are a
part of. I shall discuss this suggestion in terms of the idea of continual self-
overcoming in section 3.
However, by considering self-overcoming through the example of the
overcoming of morality two problems with my account come into focus.
As we shall see, they both highlight the worry that the kind of activity
I described in section 1 was too general, such that we might ask if it is just
any self-evaluative framework that we are being encouraged to overcome.
I will call these the formal objections since they both involve specifying ways
in which my account of self-overcoming seems problematically nonspecific.
The first objection is that there are certain self-evaluative frameworks
that we could make a reasonable, perhaps even Nietzschean, case for pre-
serving. For example, we could point to the self-evaluative framework of
Nietzsche’s nobles, who are praised for possessing an ethical outlook built
around self-affirmations, their fundamental valuations being primar-
ily self-expressions, exhibiting a certainty about their elevated status and
showing reverence for everything of a “high rank” (BGE 262, cf. BGE 287,
GM I:10–12).29 The second objection is that we can envisage situations in
which an individual is a committed Nietzschean (whatever exactly that
involves) and then decides that Buddhist or Schopenhauerian resignation
is in fact the right answer to what she now perceives to be life’s greatest
problem, namely that of suffering. Likewise we might think of an individ-
ual who was previously a libertine and then coverts to being a born-again
Christian. The problem is that we seem to have instances of what could
be plausibly described as re-evaluations of those fundamental evaluations
that structure the practical identities in question, and yet it seems that both
cases would, and do, fall foul of Nietzsche’s criticisms. In other words, they
seem to involve Nietzschean self-overcoming as I am interpreting it so far,
and yet surely fall short of Nietzsche’s ideal.
In fact these formal objections to my account can be met. However, to
see how will require a detailed consideration of the second aspect of my
Nietzschean Self-Overcoming | 335
things that are about to wilt and lose their smell. Only ever storms that have
exhausted themselves and are moving off, and feelings that are yellowed
and late . . . but nobody will guess from this how you looked in your morn-
ing, you sudden sparks and wonders of my solitude” (BGE 296).
Drawing on these passages we might say that for Nietzsche there is a
“wilting” that takes place in the activity of striving to conceptualize, and
so realize, our highest ideals. Put another way, Nietzsche seems to think
that there is a fundamentally self-defeating character to our projects of
ethical self-transformation.37 Interpreting the ends of self-overcoming in
this distinctive way, as suggesting something more theoretically, rather
than just practically, difficult about articulating (and achieving) the ends
of such re-evaluative activities, might allow us to see how continual self-
overcoming might make sense as something we could be committed to and
how it can combat what Nietzsche sees as the post-moral evaluative mal-
aise. To see how we need to specify more clearly what this malaise is, and
then examine how the first reading of continual self-overcoming, the stance
of ethical openness, fares on this score.
Nietzsche is concerned, as we saw in our discussion in section 2, by the
idea that in overcoming European morality we might sleepwalk into a kind
of evaluative nihilism, more specifically into a post-moral future in which
we give up on striving for higher ethical ideals, ignoring his call for higher
moralities after European morality (BGE 202). He thinks we might all too
easily fall into the trap of favoring that “pitiful contentment” (Z P:3) rep-
resented in Zarathustra’s depiction of the last human being who derisively
asks, “What is creation? What is longing?” (Z P:5).
So, if we return to our example of the ideal scientist as exemplary
of the stance of openness, we might note that while he must be open to
revision given new evidence or theoretical limitations, if at a given time
all such considerations speak in favor of a particular hypothesis then he
would reasonably have to accept it. In this way a commitment to openness
should not amount to arbitrary skepticism. Rather, the stance of openness
is openness to revision given that relevant reason-based evidence pres-
ents itself. Applying this to the ethical context, we might wonder whether
we can really make sense of a situation in which, having achieved some
proto-noble standpoint, that is to say if our fundamental evaluations are no
longer those of European morality, we would then be committed to over-
coming this new self-evaluative framework as well (whatever precise con-
tent the latter has).38 Since it might seem that if we arrive at this standpoint
Nietzschean Self-Overcoming | 341
structures a practical identity, and yet it seems that both instances would,
and do, fall foul of Nietzsche’s criticisms. In other words, they seemed to
involve Nietzschean self-overcoming as I had presented it up to that point,
and yet surely we have to say they fall short of Nietzsche’s ideal.
One response to this objection would be to concede that such cases
are indeed instances of Nietzschean self-overcoming as defined but argue
that there is some other Nietzschean standard that could be applied, exter-
nal to his ideal of self-overcoming, which could rule them out. A second
response might be to deny that they are in fact instances of Nietzschean
self-overcoming because the reading I have given was never attempting to
be sufficient characterization of this concept. So perhaps we could appeal
to the will to power psychology readings of self-overcoming to try to deal
with such counterexamples. However, I think both of these responses
would undermine the significance of the reading of self-overcoming pre-
sented in this article. In fact I think we can do better by drawing on the
discussion of the horizonal ends of Nietzschean self-overcoming pre-
sented in this section.
As we have seen, at least one aspect of what is involved in the commit-
ment to Nietzschean self-overcoming as a continual activity is a recognition
of the way in which some final realization of our highest ethical ideal can
never be achieved; as was noted above the “future” in “future moralities”
(BGE 202) does not merely designate its temporal status but rather more
significantly points toward the horizonal character of our highest ideals.
However, whatever else the Christian or Buddhist self-evaluative frame-
works involve, they are both aiming toward some finished or final state of
rest (at least in their most traditional and typical formulations). For exam-
ple, in the Christian case we have the contemplatio Dei, or the ultimate end
of man, which Aquinas describes as “the complete good which satisfies his
desire altogether,”39 and in the Buddhist case the state of Nirvana, that “per-
fect oneness,” which Nietzsche describes as “that finally achieved state of
total hypnosis and silence . . . as an escape from every aim, every wish, every
action” (GM I:17). Moreover, such ends are aimed at by following fully cod-
ified and conceptually articulated self-evaluative frameworks in terms of
truths and normative standards expressed in canonical texts like the Bible,
which prescribe the various religious practices that have to be followed if
one is to achieve such states of “eternal beatitude.” As Nietzsche says about
Christianity, “the value, meaning, horizons of value were fixed, uncondi-
tional, eternal, one with God”.40
344 | J O U R N A L O F N I E T Z S C H E S T U D I E S
Conclusion
While more could be said about a number of the claims argued for
in this article I think the account of self-overcoming offered here points
toward a more general idea about the different approaches we might take
in trying to understand Nietzsche’s thought, and specifically with regard
to ethics. Perhaps most importantly, it has shown that it is often possible
to frame distinctive ideas in Nietzsche’s ethics, such as the importance of
self-evaluative frameworks (section 1), and the horizonal nature of ethical
striving (section 3), without explicit reference to, or dependence on, will to
power psychology (and it is possible to do so even where the will to power
psychology readings might seem like the most natural interpretative routes
to take). Moreover, when we do so novel aspects of Nietzsche’s thought
emerge, such as the strong link between an anti-conceptualist ethics and
the notion of continual self-overcoming. In this sense it is worth exploring
whether or not there might be other significant areas of Nietzsche’s ethical
thought that could admit of similar attempts to cleave away what is distinc-
tive and of value in his texts from will to power psychology.
University of Warwick
Jonathan.Mitchell@Warwick.ac.uk
N OT E S
Practice,” the practice of evaluating oneself and others, claiming that “both slave
and master moralities are examples of morality” because they are evaluative prac-
tices that are “concerned not with things or texts or foods, but with human beings”
(Leiter, Nietzsche on Morality, 138). Yet, this does not tell us what is distinctive about
moralities. So while he rightly adds that “not every AEP is a morality,” it cannot
therefore follow that slave and master moralities are examples of moralities because
they involve AEP. Rather AEP would be a necessary condition, but is not sufficient.
As such Leiter’s definition does not tell us what distinguishes self-evaluative frame-
works from nonethical activities that are AEPs, such as games. Ken Gemes and
Christopher Janaway also highlight this problem in their “Naturalism and Value
in Nietzsche,” Philosophy and Phenomenological Research 71.3 (2005): 729–40, 737.
13. Charles Taylor, Sources of the Self (Cambridge, MA: Harvard University Press,
1989), 14 (cf. Harry Frankfurt, The Importance of What We Care About [Cambridge:
Cambridge University Press, 1998], 92).
14. Nietzsche, Writings from the Late Notebooks, 35[5]. For an extensive over-
view of the topic of normativity in Nietzsche, see Janaway and Robertson, Nietzsche,
Naturalism and Normativity. Of particular note in this collection for questions relat-
ing to first-order ethical commitments, and their status, are Poellner, “Aestheticist
Ethics,” 52–80; Peter Railton, “Nietzsche’s Normative Theory? The Art and Skill of
Living Well,” 20–51; Simon Robertson, “The Scope Problem-Nietzsche, the Moral,
Ethical and Quasi-Aesthetic,” 80–110. It is an important question, raised in the lat-
ter two articles, as to whether or not Nietzsche can consistently retain the usage of
properly deontic concepts (e.g., duty, ought) in the light of his “critique of morality,”
or whether his usage of them (cf. BGE 206, 212, 272) is in some sense “demoralized.”
Moreover, with regard to the issue of ethical ideals and the kind of requirements
Nietzsche might be imposing on his readers by suggesting self-overcoming as cen-
tral to ethical life, I am inclined to agree with Edward Harcourt, who writes that
“there seems to be plenty of room to hold an ideal—a conception of how to live such
that one can say what’s good about it—without any implication that other people
are required to live according to it. Indeed one might think this is what an ideal is: a
conception of how to live well that goes beyond what is required of one” (Harcourt,
“Nietzsche and the ‘Aesthetics of Character,’” in Nietzsche’s On the Genealogy of
Morality: A Critical Guide, ed. Simon May [Cambridge: Cambridge University
Press, 2011], 272). For my own attempt to answer questions regarding the normative
authority of Nietzsche’s evaluative standpoint, see Jonathan Mitchell, “Nietzsche on
Taste: Epistemic Privilege and Anti-Realism,” forthcoming in Inquiry.
15. This feature is present in some evaluative frameworks but not in oth-
ers. For example, think of evaluative frameworks for assessing literature. Since
while we might have some ideal of what the highest type of literature should
attain to, in assessing a particular work we are not always doing so as a means to
improving it.
16. Charles Taylor, “What Is Human Agency?” in Human Agency and Language
(London: Cambridge University Press, 1985), 26.
348 | J O U R N A L O F N I E T Z S C H E S T U D I E S
17. Nietzsche, Writings from the Late Notebooks, 35[5]. See also Taylor, “What Is
Human Agency?” 39.
18. Perhaps this will seem like a question begging response, or a merely s tipulative
definition (i.e., defining this individual out of ethical life), especially to someone
who is willing to claim that concerns relating to his performance in the game do in
fact provide him with a wide range of evaluative attitudes toward other first-order
projects and ends. For example, he might be willing to entirely disregard certain
other-directed concerns in favor of focusing exclusively on training to improve his
performance. In the end if such an individual does not strike us as something of
a sociopath I expect that we cannot do much more than appeal to our intuitions
about the necessary scope of ethical life.
19. Robert Pippin makes a similar point about the importance of self-
dissatisfaction to self-overcoming. Although his more positive statement that
self-overcoming is a “self-negating and yet self-identifying and self-affirming state”
that involves “tension of the spirit” seems unclear to me. See Pippin, “How to
Overcome Oneself: Nietzsche on Freedom,” in Nietzsche on Autonomy and Freedom,
ed. K. Gemes and S. May [Oxford: Oxford University Press, 2009], 69–88, 82.
20. Note that ethics is used here, and in the preceding discussion, to suggest
something broader than “morality” in the sense Nietzsche is opposed to (see
section 2).
21. Nietzsche in fact tells us how the pursuit of endless “becoming,” that is, over-
coming resistance tout court, is problematic in GS 370.
22. David Velleman, Self to Self: Selected Essays (Cambridge: Cambridge
University Press, 2006), 356. Velleman’s target is an idea of “motivational essences”
he finds in Frankfurt, Importance of What We Care About, and Derek Parfit, Reasons
and Persons (Oxford: Oxford University Press, 1984), according to which if one was
to change or abandon particularly important (essential) motives (i.e., those that are
constitutive of one’s personality), then something akin to literal death of the self
would be the result. While I do not have the space to develop this point fully, my
sense is that Nietzsche, like Velleman, would want to resist the idea that we have
“motivational essences” and also Frankfurt’s claim that we have an obligation to
self-preservation in these terms (see Frankfurt, Importance of What We Care About,
138, 139). In fact the commitment to self-overcoming might be opposed to what
Nietzsche would perhaps see as a kind of ethical conservatism in Frankfurt’s view
(see BGE 198).
23. Velleman makes the sound point that while, due to the radical nature of the
shift involved in such a revision of one’s self-conception, a certain resistance to such
self-overcoming would seem justified, that we would nonetheless not expect as
much resistance as for “sake of literal self-preservation” (Velleman, Self to Self, 356).
24. Another example can be found in Nietzsche’s overcoming of Romanticism.
For a detailed account of this topic, see David Mitchell, “How the Free Spirit Became
Free: Sickness and Romanticism in Nietzsche’s 1886 Prefaces,” British Journal for the
History of Philosophy 21.5 (2013): 946–66.
Nietzschean Self-Overcoming | 349
25. While the interpretation of the overcoming of morality set out in this section
captures something central to the notion, there is also a different sense to the idea,
namely that Judeo-Christian morality contains within itself the resources for its
own overcoming (see GS 357, cf. GM III:27).
26. Nietzsche explains what his immoralism amounts to in EH “Why I Am
Destiny” 4.
27. For development of these themes, see Peter Poellner, “Ressentiment and
Morality,” in May, Nietzsche’s On the Genealogy of Morality, 120–41, and Leiter,
Nietzsche on Morality, 165–79.
28. Pippin, “How to Overcome Oneself,” 83.
29. Due to limitations of space I have not been able to consider the tension
between self-overcoming and Nietzsche’s praise of Goethean serenity as a kind
of harmony of the soul. For discussion of this theme see Leiter, “The Paradox of
Fatalism and Self-Creation in Nietzsche,” in Nietzsche, ed. J. Richardson and B.
Leiter (Oxford: Oxford University Press, 2001), 227–61.
30. See Poellner, “Ressentiment and Morality,” 122.
31. Karl Jaspers, Nietzsche—An Introduction to the University of His Philosophical
Activity, trans C. F. Wallraff and F. J. Schmitz (London: Johns Hopkins University
Press, 1974), 393–94. This objection is similar to that which Hegel directed against
the Romantics’ ideal of endless change (specifically as found in Novalis and
Schlegel’s “Irony”), claiming that they were expressive of a “bad infinity” (see
Hegel, Aesthetics: Lectures on Fine Art, trans T. M. Knox [Oxford: Clarendon, 1975],
64–69). Yet, the Romantics’ ideal of endless change, as a kind of endless striving due
to any finite end once attained being experienced as unsatisfactory, while similar in
certain regards, is not the same as Nietzschean self-overcoming, which on my read-
ing requires something more specific than this (i.e., ethical re-evaluation).
32. A commitment to continual self-overcoming might therefore seem close to
an aspect of Sartre’s ethics: “authenticity must precisely lay claim to live this very sit-
uation: this will be love as tension . . . this lived calling into question of self by self . . .
the shifting ensemble of perpetually calling things into question and or perpetu-
ally surpassing them” (Jean-Paul Sartre, Notebooks for an Ethics, trans D. Pellauer
[London: University of Chicago Press, 1992], 477–78).
33. Taylor, “What Is Human Agency?” 17.
34. Poellner, “Aestheticist Ethics,” 77.
35. Taylor, Sources of the Self, 41–42. Aaron Ridley explores a different way of
framing similar ideas in relation to Nietzsche’s ethical ideal as a kind of particular-
ism modeled after artistic creativity. Drawing on Nietzsche’s description of the way
in which artists follow “laws that defy conceptual formulation precisely because
of their hardness and determinateness” (BGE 188), Ridley argues, following Kant’s
reflections on artistic genius, that Nietzsche’s ethical agent does not have a formula
for practice or action in advance that he then might apply. Rather, in a similar
way to how an artist “sees what he should do” as it reveals itself precisely by being
involved in the practice of completing a musical phrase or completing a painting, as
350 | J O U R N A L O F N I E T Z S C H E S T U D I E S
1. Introduction
One preliminary aim of this article is to argue that this common under-
standing of Nietzsche’s ethics is wrong in every respect.
Nietzsche, I shall argue, did not have a traditionally structured e thical
theory with a strangely hierarchical content; his ethical thought, rather,
is untraditionally structured around very conventional content. The spe-
cific notions to which Nietzsche appeals in order to flesh out his views are
familiar ones such as responsibility, love, and equality. What is unusual
about Nietzsche’s ethical views is that they are structured not around either
impersonal considerations or personal ones, but rather around interper-
sonal ones. Nietzsche, that is, takes the considerations that emerge out of
the ways in which persons relate to each other as the primary subject matter
of ethics. Ethical considerations, more specifically, are rooted in mutuality:
the reciprocal conferring and acknowledging of status through participa-
tion in relationships. To be sure, ethics conceived of in this way provides
for requirements on individuals. The main focus of reflection, however, is
what sorts of relationships we can have and how they might be sustained;
what relationships demand, on this view, transcends the requirements on
each of multiple individuals. Ethical reflection extends, furthermore, to the
social world as a whole, as both interpersonal relationships writ large and
the context in which more particular relationships are tenable.
A preliminary approach to understanding such an account is to consider
it by analogy to virtue ethics. In some versions of virtue ethics, one can only
perceive the ethical considerations that are salient in particular situations
from the standpoint of someone virtuous. One must actually possess the vir-
tues in order to negotiate other ethical considerations properly. The virtues
would arguably be fundamental, then, in two senses: they are more import-
ant than other ethical considerations, and they enable one to perceive those
other considerations, which may indeed take their importance by relation to
the virtues. What I want to suggest here is that in Nietzsche’s account, social
relationships are analogously fundamental: they are central in importance
and other considerations depend on them. To be sure, there are also disanal-
ogies between Nietzsche’s account and virtue ethics, but these will have to be
shown in the details of Nietzsche’s discussion. The main point now is that,
according to Nietzsche, there are not general ethical constraints that should
be applied socially; attributing such a position to Nietzsche leads to ridicu-
lous outcomes, such as that one has an impartial obligation to seize power
and dominate others. Nietzsche, rather, sees social relationships as funda-
mental, and any general ethical constraints as d
eriving from those.
Nietzsche on Mutuality | 353
My aims in this article are to show that Nietzsche’s ethical thought was
indeed structured primarily in interpersonal terms, and to articulate some
of the features of such a position. My main arguments are thus textual: I
aim to show that this is the best way to understand Nietzsche’s texts. I hope,
however, to show more than that this position is reflected in particular pas-
sages. I hope to show that Nietzsche is committed to such a position by
virtue of his views on self-formation and on the particular character of the
ethical commitments that he invokes. Nietzsche himself may not have seen
his position in precisely such a fashion, and the account is certainly sus-
ceptible to criticism. Nevertheless, the arguments that I present represent
Nietzsche’s views and collectively set forth a distinctive and cogent position.
I shall set out Nietzsche’s position in terms of responsibility, equality, and
some of the more particular notions in terms of which Nietzsche presents
his views. In the next section, I shall argue that Nietzsche had what I call a
“relational” view of ethics because he took responsibility to be fundamental
to ethical concern in general, and he took responsibility to be irreducibly
social. This leads, in the subsequent section, to a discussion of the nature of
ethical commitment in terms of self-constitution; I thus present Nietzsche’s
account of nobility and equality as the primitive elements in his account of
self-constitution through relationships with others. Although this discus-
sion of the ground of ethical commitment offers some more substantive
implications, the main discussion of irreducibly social concerns occurs in
the following section. There I discuss Nietzsche’s accounts of love as a basic
ethical relationship and culture as an interpersonal relationship writ large.
Nietzsche, I ultimately try to show, views ethical reflection in terms of the
kinds of relationships we have (and want and do not want to have): grounds
of action we adopt, ideals of character we might pursue, and the force of
others’ claims on how to treat them all depend on these relationships.1 I
conclude with a discussion of some of the prospects of defending and elab-
orating such a view of ethics.
2. Responsibility
The main claim of this section is that Nietzsche has what I call a “relational”
view of ethics, as opposed to an individualistic one. That is, ethical grounds
are relational in the sense that they emerge out of the relationships that per-
sons have with each other. Such an ethics may of course be individualistic in
some senses—individualized personalities may be valued, for example—but,
354 | J O U R N A L O F N I E T Z S C H E S T U D I E S
at least on this view, ethical grounds are not available outside the context of
human relationships. I make a textual case for attributing a relational view to
Nietzsche by contrasting it with what I call a “bifurcated” view, and then fur-
ther explicate Nietzsche’s views in terms of responsibility. Nietzsche has a dis-
tinctively social conception of responsibility, according to which responsibility
requires making claims to others who recognize those claims; it thus depends
on a form of social standing. Nietzsche takes responsibility in this sense to play
a fundamental role with respect to all of our ethical concerns because other
ethical standards depend on having such a picture of responsibility in place,
and more generally, because attributing commitments to particular persons
depends on it.
One general way of thinking about ethics runs as follows. Persons com-
mit or settle upon actions in one way or another. These actions are ethically
sanctioned when they relate appropriately to suitable reasons. In one famil-
iar picture, a person reflects on a choice situation by considering what rea-
son to adopt, and then reflects on whether that reason for action is morally
appropriate, perhaps by reference to a higher-level principle—a moral law
or supreme principle. If the reason for action is suitable, and the suitability
plays a role in acting upon it, then the resulting action has a moral valence
that it would not otherwise have. Of course, this general picture allows for
many variations. The suitability of the reason might be a function of the
particular moral salience of a given situation; the relevant general standard
might be an ideal of character or of human flourishing; there might be no
appeal to any standard higher than the person’s own interests and moti-
vations. In each case, however, the basic form of ethics involves a set of
relationships between individual persons and their actions, and the various
psychological and normative features that mediate between them. The dis-
tinctively moral character of this picture, furthermore, is usually that each
element has a suitably general form: there is a universal standard for moral-
ity, or a model of human perfection, or a generalized moral psychology.
Ethical reflection then moves from this formal equality to general obliga-
tions or particular restrictions on persons’ actions.
If we assume that Nietzsche offers an ethics that fits within this pic-
ture but with a deeply anti-moral content, then there seem to be two main
options.2 One possibility is that Nietzsche replaces the high-level principle
of morality with principles from another domain, such as aesthetics.3 This
would not only eliminate typical moral constraints on actions but also likely
eliminate a form of substantive equality: the ultimate aims of aesthetic
Nietzsche on Mutuality | 355
suggests that the problem lies with the subjection of everyone to the same
standard.8 The natural way to read this, perhaps, in light of Nietzsche’s con-
cern about “order of rank,” is that Nietzsche thinks that there should be
multiple ultimate standards, one for each “rank” of persons. Alternatively,
the one main concern should be for the flourishing of “high persons,” and
a host of subsidiary principles should apply to different persons differently,
all in the service of that end.
There are nevertheless some textual oddities that should lead us to
revise that initial reading. One oddity is that Nietzsche claims that what
is suitable for one “absolutely cannot” be suitable for another. It is hard to
make sense of this, first, because one might think that the same thing could
be suitable, if only coincidentally, in two very different cases, or for two very
different persons, in the same way that the same medicine might be suited
to treating two different ailments. The more perplexing element, however,
is that Nietzsche is not merely claiming that something suitable for one per-
son is not suitable for another; he is claiming that it absolutely cannot be. If
his position were that different fundamental principles pertain to different
ranks of persons, for example, it would be enough to claim that they do not
coincide—one kind of person has one standard, and another has another.
In that case, introducing the modal claim would at best imply an entirely
empty argument: they do not coincide because they cannot be the same, or
something like that.
The only way that it would be impossible for what is suitable for one to
be suitable for another is if the standard of suitability is inherently rela-
tional. That is, what Nietzsche is referring to is not some particular element,
such as a course of action, that could be the same in relevant respects for
more than one person, but something more like the criterion or ground,
and this criterion or ground must be inherently relational. If each individ-
ual simply had his or her own ground of suitability, then there would be
no point in arguing that the grounds must be different, not only because it
would be false, but because it would be irrelevant to understanding anyone’s
grounds. For Nietzsche’s modal claim to make sense, one person’s grounds
must inherently involve his or her position in relation to others: the basic
criteria of suitability are more like the conditions of participating in a com-
mon endeavor or a competition, or being someone’s friend.
Of course, Nietzsche’s modal claims might just be a bit of meaningless
hyperbole. But the other textual oddity in BGE 228 confirms, I think, my
reading of Nietzsche’s claim as concerning inherently relational grounds.
Nietzsche on Mutuality | 357
Nietzsche wrote that what is suitable for one absolutely cannot “yet” be suit-
able for another. This is strange: it seems to imply that at some impending
moment the criteria will shift so that they all coincide. A temporal reading
calls on us to imagine a future utopian moment in which the ethical stan-
dards of all classes, once divergent, suddenly converge. Although that is
possible, nothing else that Nietzsche wrote suggests it, so taking the “yet”
as rational rather than temporal might be better.9 The “yet,” that is, might
signify a provisional insufficiency in ground rather than an uncompleted
sequence in time, in something like the way that “All men are mortal” might
not yet imply that Socrates is mortal. A provisional insufficiency in ground
would indicate that identifying a consideration that is suitable for someone
is never, by itself, reason to think it applies to someone else; one always
needs to furnish the context or some other supplemental consideration. At
the same time, however, this suggests that suitability for someone could in
fact play a role in grounding a claim of suitability for someone else; it just
cannot function that way by itself.
One might think that the missing context that renders “suitability” for
one into a sufficient ground would just be relevant similarity or member-
ship in the relevant class. That might provide for a reliable inference—it
might furnish a good epistemic reason to infer something about an addi-
tional case. But it would not make the initial suitability itself relevant: there
would be a more basic principle that grounds the ethical claim in both
cases, and “suitability for one” at most provides some inductive evidence
without mattering for its own sake. What is suitable for one can matter in
another’s case, for its own sake but only partially or insufficiently, if there is
some relevant relationship between the two persons. The initial suitability
furnishes a ground only on some kind of social basis.
If we take Nietzsche as remaining within the standard picture of ethics,
then his critical remarks about morality seem to require an inverted, bifur-
cated anti-morality. What Nietzsche actually seems to be arguing, however,
is that we should understand ethics in relational rather than individualistic
terms. His criticism is of the idea that there are ethical criteria, whether per-
sonal or impersonal, that hold on individuals independent of their relations to
others; his favored position, by contrast, is that ethical grounds are mutually
interdependent such that they emerge when persons arrive at the appropriate
form of relationship with each other. Nietzsche provides the epigram for this
position in commenting on the “moralistic pedant’s” analysis of a situation:
“it is always a question of who he is and who that other one is” (BGE 221).
358 | J O U R N A L O F N I E T Z S C H E S T U D I E S
Of course, none of this settles anything about the character of the rel-
evant relationships. We could, for example, understand Nietzsche’s claims
about “order of rank” to call for at least some persons continually to assert
domination over others.10 The very idea of “will to power” might indeed
suggest both that ethical demands are inherently relational and that the
basic relationships consist of power struggles. Nietzsche calls the funda-
mental principle of morality “crassly false and sentimental [. . .] in a world
whose essence is will to power” (BGE 186). His position seems to be that
morality is false because it seeks a nonrelational first principle when the
power relations constitute the first principle of everything. So even if we
depart from the standard picture of ethics, this does little to provide us with
an attractive position or tell us much at all about the content of Nietzsche’s
views.
Filling out Nietzsche’s views requires looking at the specific notions that
he appeals to in order to explicate his position. These notions are fairly con-
ventional, although his use of them may not be. Responsibility is one of the
most fundamental notions that Nietzsche invokes: that is, Nietzsche thinks
that most of the contours of any possibly familiar ethical world—one at the
very least that involves claims on individual agents as such—depend on
a background notion of responsibility. Our other forms of ethical under-
standing would be inscrutable without an understanding of responsibility,
and, Nietzsche thinks, responsibility is fundamentally social in character.
To see how and why Nietzsche takes responsibility to be basic and
social, it helps to contrast his view of responsibility with a more typical
view.11 A perhaps more familiar view of responsibility is that it works back-
ward, starting with a particular event or outcome, and tracing the source of
that event or outcome back to a particular agent.12 In this view, the default
presumption is that responsibility can be assigned to any event connected
to (or identical with) some action; some special exculpation is required to
break the chain leading backward to an agent. Such a chain is typically a
causal one, at least in a rough sense that it links the present to some inciting
source, perhaps some feature in the psychology of an agent, and indeed
links all events together with some degree of connection. Other factors
besides the responsible source contribute to particular outcomes, but the
presumption is that it is always possible to identify the responsible party,
or at least allocate responsibility to several responsible parties according
to their level of contribution. And everyone capable of conscious activity
bears responsibility for something.
Nietzsche on Mutuality | 359
memory extends into the future to make a “prolonged will” (GM II:2) pos-
sible. At stake in responsibility, that is, is extending the meaning of one’s
actions from the present into the future, so that what one does can be pub-
licly understood as an extension of past commitments.
So a number of factors combine in Nietzsche’s conception of respon-
sibility: the social development of the human capacity to relate past and
future, the shared understanding of what kinds of actions are performed,
and the engagement in accountability relationships with others. Randall
Havas offers a general summary of these features of Nietzsche’s conception
in this way:
many things one could bear and take upon himself, how far one could
extend his responsibility” (BGE 212). This sounds almost Homeric, like
the heroes and gods whose greatest sign of strength was their standing
to make guarantees about the future.17 Nietzsche is recalling such an
idea, but at the same time he claims that philosophers as “person[s] of the
most widespread responsibility” (BGE 61) fill this role, at least accord-
ing to “free spirits.” Nietzsche’s account seems confused here: in the two
passages he switches between philosophers being the assessors and phi-
losophers being the assessed. Even if he never worked out an account,
several elements are nevertheless clear, however. The Homeric status is
made “widespread”: not everyone qualifies, and certainly not everyone to
the same degree, but the things about which one can assert responsibility
have been pluralized, and the social possibilities of taking responsibil-
ity are greater. Responsibility, indeed, must be “taken up”: it is a matter
of putting oneself in a position of accountability and not merely being a
causal source or being able to affect the future. “Taking up” is after the fact
in relation to something one claims responsibility for, but anticipatory in
relation to possible repercussions and subject to challenge or failure. That
philosophers are even remotely plausible candidates for having the most
widespread responsibility, furthermore, indicates that Nietzsche sees
responsibility not in terms of causal force, but as something more like an
oversight (or “legislative”) role.18 The role of the philosopher is to take up
everything for consideration or transformation (and this role is socially
recognized even if not widely acknowledged).
Nietzsche’s main treatment of responsibility presented it from two sides.
On one hand, Nietzsche was concerned to show that it is socially condi-
tioned: responsibility emerges only out of a social context, and its ongo-
ing possibility depends on others’ acknowledgment. On the other hand,
Nietzsche wished to show that the emergence of responsibility, and thereby
the possibility of understanding one’s own commitments, makes possible
the future “rank-orderings” of value that Nietzsche envisions. So his main
interest was in identifying ways in which ethics is socially conditioned, but
identifying these conditions also raises a deeper point. With the emergence
of responsibility, commitments are made by and answerable to individuals;
in this process the constitution of the self as an ethical subject takes place.
Nietzsche’s interests quickly move from the grounding of commitments to
the constitutive, and the social constitution of the self will be the topic of
the next section.
362 | J O U R N A L O F N I E T Z S C H E S T U D I E S
3. Equality
pride, the longing for a great enemy” (HH II P:7). The noble person’s rever-
ence, then, involves the seeking out of a valued relationship, even where the
only available relationship is a hostile one; such a relationship is sought out
for oneself, even longed for, despite the antagonism.25 So having an enemy
who can play this role is not merely for there to be someone with opposed
interests. Having such an enemy requires mutual engagement with the right
person, where the right person is one who can serve as a mark of distinc-
tion. Such a “mark” must be contingent on what stands out from a back-
ground of social relations and thus can contribute to the public self-shaping
of identity. Reverence, then, involves submitting oneself to public standards
of judgment, by showing whom one reveres and, in the case of enemies, how
one stands in relation to them. For a noble person at least, reverence is how
one participates in the social world in a way that both affirms one’s identity
and acknowledges another—indeed, affirms one’s identity by acknowledg-
ing another. It is by being able to affirm our relationships with others in this
way that we come to terms with who we are and what is important to us.26
The third element of Nietzsche’s conception of enmity is that it serves as
a “bridge to love.” The implicit suggestion is that Nietzsche devotes so much
attention to conflict because that relationship—opposing wills recognizing
each other as such—is somehow foundational for our other, more valued
relationships.27 Nietzsche never makes the case for that general point, but
his account of how the “bridge to love” is spanned supports such a read-
ing. There are two main ways: forgiving (GS 49) and forgetting (GM II:10,
GM I:10, BGE 219). There are (at least) two different ways because they rep-
resent different strategies for restoring a mutuality that has been damaged
or lost. Here is one passage from the Genealogy of Morals:
that of others. With the attainment of this standpoint and the building of
relationships based on equality, recognition can now be fully mutual: each
recognizes another as recognizing oneself. The whole process must have
an “inherent practical teleology”36 that leads to full mutuality and which
ultimately guarantees equal standing for everyone. Insofar as Hegel’s claim
is that relationships among equals are valuable, this does not conflict with
Nietzsche’s view, but Hegel seems to claim that there is a sense in which
everyone has equal standing independent of any relationships that obtain.
As far as I can tell, there are two arguments in favor of full mutual-
ity. One, I take it, stems from Hegel’s claim that prior to self-constitution,
the other is oneself: that there is no significant difference between distinct
individuals.37 There seem to be two variants of this argument. One is that
this original sameness itself serves as the basis of the conferral of abstract
rights.38 The other is that this original sameness brings about a dependence
on recognition by the other, which in turn implies that mutuality is needed
for self-constitution. It is hard to see how the former variant could be
successful: that is, it is hard to see why original sameness would imply the
authority of abstract rights or anything else at present. The argument might
indeed succeed, but my present point is that it would not then be competing
with Nietzsche’s account, because self-constitution through one’s relation-
ships with others would be irrelevant. Equality would function as an inde-
pendent constraint on interactions with others rather than as a valued form
of relationship. The latter position, by contrast, seems more promising as an
account of self-constitution through one’s relationships with others, but it is
hard to see how it could imply full mutuality. Certainly if one becomes one-
self only through recognition by another, this involves a form of mutuality:
at least one would have to recognize another recognition-conferring ability.
This seems to be only a minimal mutuality, however; such a recognition
does not require equal standing.
The other argument for full mutuality of recognition is that only a full
mutuality of recognition is stable.39 Hegel never makes such an argument as
far as I can tell, but perhaps it is implicit in the dialectical movements that
lead to what Hegel calls “Spirit.” If we see Hegel’s developmental narrative
as structured around necessary failures that all turn out to be attributable
to attempts to establish a one-sided recognition, then the solution might be
the realization of forms of recognition that are not so internally fraught. The
instability in question might be political, as it were: disparities in recogni-
tive standing might inevitably lead to conflict. Or the instability in question
370 | J O U R N A L O F N I E T Z S C H E S T U D I E S
In this section I shall discuss some of the ways in which Nietzsche charac-
terizes particular ethical claims as deriving from human relationships. This
involves considering a wider range of relationships than just friendship and
enmity, since we have a broader repertory of ways of relating to each other.
Nietzsche on Mutuality | 371
This also involves considering some of the stranger claims that Nietzsche
makes. The best points to examine are the ones that would resist explanation
in conventional terms, but fare better by appeal to the demands of relation-
ships. Nietzsche’s concern is to show that there are irreducibly social ethi-
cal concerns. I cannot even attempt to prove that Nietzsche’s analyses and
assessments are correct; my aim is to show that they represent a distinctive
and viable alternative in ethical thought. To that end, I contrast Nietzsche’s
approach with those of two others who have based ethical claims on inter-
subjective demands, Stephen Darwall and Jürgen Habermas. After making
that contrast, I discuss some of the implications of Nietzsche’s approach
for larger-scale social relations. Nietzsche’s interest in relationships expands
into interest in all the kinds of social affiliations we might have. In particu-
lar, Nietzsche is interested in culture as both an interpersonal relationship
writ large and the background for the kinds of more particular relationships
that we can have.
Nietzsche assigns a fundamental role to enmity, but other types of rela-
tionships have become more important. One could reconstruct something
like a full genealogy of relationships, starting from association based on
mutual advantage and familiar ties. Such a narrative would have three main
trajectories. One would be the increasing possibility of relationships out-
side of one’s immediate circle: outside of one’s family, community, class,
and so on, until substantive ties can potentially be built with almost any-
one. Another trajectory would move toward increasing possibilities for the
basis of relationships, from utility to affective ties to “love as passion” (BGE
260) and more complex ties such as trust and honor. Another trajectory
would run from face-to-face relationships between individuals to forms of
affiliation that encompass larger and larger groups that take on their own
significance.
I cannot hope to reconstruct such a genealogy here; indeed it might
be an impossible project. When all these trajectories intersect and over-
lap, however, there arise some novel social possibilities that Nietzsche takes
an interest in. Some of these social possibilities have no generic name:
part of the novelty is that we now have ways of relating to each other that
lack well-defined roles, but that are nonetheless laden with tacit rules and
norms. Nietzsche makes use of some of these social possibilities to illustrate
ethical commitments that are at least recognizable to us and that cannot be
understood except as rooted in social relationships. That is, Nietzsche does
not try to prove the correctness of particular judgments, but he does appeal
372 | J O U R N A L O F N I E T Z S C H E S T U D I E S
general terms that Nietzsche uses for the social identities that persons have
that give them their roles and responsibilities.42 Sometimes this has a per-
formative aspect to it, but Nietzsche’s consistent suggestion is that one lives
in light of how one appears to others and oneself, and that one must still
“have reverence for the mask” (BGE 270)—acknowledge the requirements
of our social relationships.43
The other key term that Nietzsche makes use of in BGE 40 is love. In
at least two other places, Nietzsche offers a specific conception of what,
according to him, “love” means.44 In yet other places, he seems more
inclined to both historicize the meaning of love and allow for a diversity
of different relationships—romantic, erotic, empathetic, reverential, and so
on—to fall under that rubric. The key usage in his social ethics is not any of
these specific conceptions, however, but the general social role into which
these conceptions fit. For Nietzsche, love in its diversity of forms func-
tions as the ideal of fully developed sociality, of what it means to reconcile
one’s independent self with others. Nietzsche makes this point by contrast
with the outlook of individualist morality. Love is inexplicable in terms of
individual interests and their abrogation; it can be understood instead as
primarily relational and only secondarily something that can give shape to
individual identity. Nietzsche explains this by way of an imaginary dialogue
with an advocate of “disinterestedness”:
5. Conclusion
Nietzsche’s overriding ethical hope is for a culture that allows for a range
of other human relationships, and itself provides a source of value. Such a
culture would convey a sense of belonging to persons separated by their
diverse roles and commitments, and at the same time furnish the context
in which more intimate relationships could be meaningfully pursued. The
most valuable of these relationships—the ones that contribute to individ-
ual development—are based in mutuality and free from resentment and
blame. A unified, healthy culture would facilitate human flourishing, and
itself stand as a general form of flourishing. Yet for Nietzsche, there are no
obvious implications of this hope. The importance of the social and of our
specific relationships does not generate a general obligation to bring about
these relationships, nor even restrictions against violating the conditions of
such relationships.
To see why this is so, a comparison with Michael Slote’s “care ethics”
might be instructive.54 One could read care ethics as parallel to Nietzsche’s
ethics, but with a singular focus on empathetic relationships. To be sure
there are problems with such comparisons. For Nietzsche, it is a horren-
dous mistake to restrict attention to a single kind of relationship, and in
particular to take care and empathy to be important; for Slote, who classifies
his theory as a version of “moral sentimentalism,”55 it is not clear that care
rooted in empathy even counts as a relationship to another. (One could
have the relevant sentiments about someone whom it would be impossible
to have a relationship with, such as someone ignorant of the other’s exis-
tence, or someone who does not exist.) The important contrast, however,
is that Slote offers his care ethics as a “total approach to ethics,”56 that is,
one that “makes sense across the whole range of normative and political
issues that philosophers have sought to deal with.”57 Slote does this by mak-
ing other evaluations in terms of their relation to caring: right action, for
example, would be that which is appropriately based in care, or that would
be done from the standpoint of someone who empathized appropriately. So
any question we might put to care ethics has an answer, and an answer of
the same form.
This can work only if there is a single kind of relationships that mat-
ters, and always in the same way; otherwise the approach produces contra-
dictory results. This alone makes it irreconcilable with Nietzsche’s ethics.
The main difference with Nietzsche is not about the risk of inconsistent
378 | J O U R N A L O F N I E T Z S C H E S T U D I E S
Binghamton University
rguay@binghamton.edu
N OT E S
Nietzsche, trans. B. Boone (London: Paragon House, 1998), and Anthony Ludovici,
Nietzsche and Art (New York: Haskell House, 1971).
6. This passage is cited, for example, by John Richardson, Nietzsche’s New
Darwinism (New York: Oxford University Press, 2004), 145.
7. Translations are my own from Friedrich Nietzsche, Kritische Studienausgabe,
ed. Giorgio Colli and Mazzino Montinari (New York: de Gruyter, 1988).
8. That claim had appeared earlier in BGE: “because they address themselves to
‘all,’ because they generalize, where one may not generalize” (BGE 198).
9. Walter Kaufmann offers such a reading of “noch nicht” with a somewhat
heavy-handed translation: “for that reason alone” (p. 157). Judith Norman, by con-
trast, simply ignores the “noch”: the relevant phrase is simply translated “what is
right for someone absolutely cannot be right for someone else” (p. 119—Cambridge,
2002). Kaufmann’s translation: New York: Vintage, 1989.
10. I offer a very different account of “order of rank” in “Order of Rank,” in the
Oxford Handbook to Nietzsche, ed. K. Gemes and J. Richardson (New York: Oxford
University Press, 2013), 485–508.
11. There are of course other ways of making a similar distinction—see, e.g.,
Bruce Waller and T. M. Scanlon. In Against Moral Responsibility (Cambridge, MA:
MIT Press, 2011), Bruce Waller distinguishes between “take-charge” responsibility
and moral responsibility. In Moral Dimensions: Permissibility, Meaning, and Blame
(Cambridge, MA, Harvard University Press, 2008), T. M. Scanlon distinguishes
instead between different kinds of moral responsibility. What matters for present
purposes is not precisely how these distinctions are drawn but rather the import
that Nietzsche takes from it.
12. Nietzsche seems to take such a backward-looking orientation as always
problematic: see, for example, his account of “revenge” as “the will’s ill will against
time” in Z II: “On Redemption” 2.
13. These two notions of responsibility are not mutually exclusive, of course.
Even on Nietzsche’s view, both may be valuable in their own proper domains—
for example, one might be suited to application in criminal law, and the other
to ethical reflection. It is perhaps worth noting that in German responsibility is
Verantwortlichkeit for the abstract universal (and sometimes the particular) and
Verantwortung for the particular, neither of which has the “-ability” of “responsi-
bility.” Perhaps the different conceptions may be already implicit in language: the
German suggesting a standing property, the Latinate suggesting a latent potential.
14. See BGE 61, BGE 212, and the discussion below. See also Randall Havas,
“Nietzschean Equality,” Philosophical Topics 33.2 (2005): 89–117, 110–11.
15. Havas, “Nietzschean Equality,” 104.
16. Havas, “Nietzschean Equality,” 107.
17. See, for example, Achilles’ promise to Kalchas in Iliad 88–91 and Zeus’ to
Thetis in Iliad 524–27.
18. See, for example, BGE 211: “genuine philosophers are commanders and leg-
islators.” On responsibility, see Bernard Williams, Shame and Necessity (Berkeley:
Nietzsche on Mutuality | 381
also Ludwig Siep, “Mutual Recognition: Hegel and Beyond,” in Recognition and
Social Ontology, ed. H. Ikaheimo and A. Laitinen (Leiden: Brill, 2011), 117–44,
127, and Ludwig Siep, “Recognition in Hegel’s Phenomenology of Spirit and in
Contemporary Practical Philosophy,” in The Philosophy of Recognition: Historical
and Contemporary Perspectives, ed. H.-C. Schmidt am Busch and C. Zurn (New
York: Rowman & Littlefield, 2009), 107–27, 107.
37. See, e.g., Phenomenology of Spirit, trans. A. V. Miller (New York: Oxford
University Press, 1977), §180 (p. 111).
38. See Allen W. Wood, Hegel’s Ethical Thought (New York: Cambridge University
Press, 1999), 37, 77, 86.
39. Cf. Pippin, Modernism as a Philosophical Problem, 109: “And as Hegel
pointed out, such a pathos of distance is a profoundly unstable notion.”
40. Another parallel to Hegel’s insistence on stability as a metalevel normative
consideration, perhaps, is Rousseau’s insistence that amour propre must be ren-
dered completely salutary or it will cause human misery, corruption, and enslave-
ment. Amour propre, the kind of self-love that seeks the esteem of others, is the most
fundamental source of human corruption, and thus its effects can be redeemed in
social life only if it is completely “transfigured” (Frederick Neuhouser, Rousseau’s
Theodicy of Self-Love: Evil, Rationality, and the Drive for Recognition [New York:
Oxford University Press, 2008], 3; cf. 189n4, 265) into a source of harmony and
freedom; there is no possibility of living with corruptible human beings or with
passions that might be ambiguously valuable and dangerous.
41. See Warren, Nietzsche and Political Thought, 72.
42. See, for example, BGE P, BGE 25, BGE 40, BGE 270, BGE 278.
43. This importance of masks also explains the limited place of agonism in
Nietzsche’s thought. According to an “agonistic psychology,” persons are noth-
ing more than temporary arrangements of drives struggling against one another,
and the same struggles are repeated at the interpersonal level (Lawrence Hatab,
Nietzsche’s Life Sentence: Coming to Terms with Eternal Recurrence [New York:
Routledge, 2005], 53). Nietzsche’s notion of masks suggests, however, that relation-
ships other than competitive ones are important even for a person’s own self-iden-
tification, and social identities are as important as conflicting drives. One might
think that the masks are merely superficial, and that the underlying content of
drives is what really constitutes persons, but Nietzsche insists that what underlies a
mask is “another mask” (BGE 278) or, in an alternative metaphor, “another, deeper
cave” (BGE 289). There is nothing more fundamental than social relationships that
explain the demands of social relationships.
44. CW 2, EH “Books” 5.
45. Stephen Darwall, The Second Person Standpoint: Morality, Respect, and
Accountability (Cambridge, MA: Harvard University Press, 2006), 3.
46. Darwall, Second Person Standpoint, 20.
47. Darwall, Second Person Standpoint, 100.
48. Darwall, Second Person Standpoint, 375.
Nietzsche on Mutuality | 383
Abstract: Nietzsche assumed that the time to understand him was yet to come,
perhaps after one or two centuries. We cannot say whether this time has come
yet because nobody can say that he or she understands Nietzsche as he wanted
to be understood. But we can track what he wrote about his future and then
draw our own conclusions. Although he often spoke about it, Nietzsche’s future
has rarely become a topic in Nietzsche research. It might however be especially
important for younger generations. After a short review of Nietzsche’s future in
the twentieth century, which is already behind us, I thus unfold his semantics
of the future and orientation toward the future. Then, I outline the future
of thinking as announced by him in the fifth book of the Gay Science. Here,
he speaks of the “music of life,” which philosophers and especially those
philosophers committed to or fully lost in idealism are no longer able to hear.
In a subsequent note, he expands the horizon of this music of life to a “music
of the future” in “labyrinths of the future,” in which we have to learn to orient
ourselves. The future of Nietzsche’s thinking in the twenty-first century might
be decided depending on Nietzsche’s utmost enhancement of value orientation,
with which he eventually breaks in his amor fati sign that no longer needs or
wants a future.
From his youth onward, Nietzsche engages remarkably often and pas-
sionately with the future: his own future, the future of his friends, and his
sister, the future of his scholarship, philology, and then—expanding his
horizon more and more—with Wagner about the future of music and art,
with Schopenhauer about the future of educational institutions, with Jacob
Burckhardt about the future of culture, and eventually—having become
independent and free in his own thinking—about the future of humanity
and philosophy. He connects the future of humanity and philosophy closely
with each other. It is, he writes in Human, All Too Human, the “fortune” of
his age that “with respect to the future, there opens out to us for the first time
a mighty, comprehensive vista of human and ecumenical purposes engir-
dling the whole inhabited globe” (AOM 179). Since “the various views of the
world, customs, and cultures can be compared and experienced simultane-
ously” (HH 23), it is, Nietzsche continues, the “task” of his time “to develop
towards a new culture” and to “create better conditions for the rise of human
beings, for their nourishment, education and instruction, for administering
Nietzsche’s Orientation toward the Future | 387
the earth economically as a whole, and for generally weighing and using
the powers of man” (HH 24). Nietzsche already sees the future of a global-
ized world. Preparing humanity for this “enormous task” is what he expects
from “the great minds of the next century” (HH 25) and—what we usually
smile about today—from philosophers. They are responsible for the “future
of humanity” and are to be the “lawgivers of the future” (Note from 1884,
KSA 11:26[407]). He most likely did not mean that in a way that they were
to give judicial laws to the world society and supervise their government.
Instead, he relied on the long-term influence of philosophical insights as
it has repeatedly been observable especially in European history. In this
sense, he noted, “My task: to push humanity to decisions that decide about
all future!” In doing so, there ought to be “greatest patience” and “caution.”
At first, one is to “show the type of such humans that may take the challenge
of such tasks!” (Note from 1884, KSA 11:25[405]).5 He was dealing—as we
are now familiar with in the language of orientation—with decisions about
orientation for the world society and with a type of human being that may
make such decisions.
Let us first clarify philologically and methodologically how Nietzsche
speaks about the future: in his texts, his letters, and his notes. First, he forms
a number of future-oriented compound words, such as “future dreams
[Zukunftsträume],” “future intentions [Zukunftsabsichten],” “future writ-
ings [Zukunftsschriften],” “future position [Zukunftsstellung],” “future
human [Zukunftsmensch],” “future order [Zukunftsordnung],” “future
institute [Zukunftsanstalt],” “future struggles [Zukunftskämpfe],” and so
on.6 Second, he deals with the future of certain institutions, for example of
the “future of art,” the “future of the doctor,” the “future of marriage,” the
“future of scholarship,” the “future of Christianity,” the “future of nobil-
ity,” and so on. Third, he outlines future types such as the “future work
of art,” “future culture,” “future intelligence,” “future humans,” “future
genius,” “future morality,” “future city,” and “future philosopher.” And
fourth, he addresses the future in the sense of everything that is to come
and is expected or not expected to come. But what comes remains for
him—despite all future predictions—uncertain as well;7 “posted between
today and tomorrow, stretched in the contradiction between today and
tomorrow,” he writes in the beginning of the fifth book of the Gay Science,
we cannot be more than “guessers of riddles” (GS 343, trans. Walter
Kaufmann).8
Here too he makes use of river and ocean metaphors, such as the “ocean
of the future” or the “sea of the future.” To make predictions about the
388 | J O U R N A L O F N I E T Z S C H E S T U D I E S
future all one can do—this is clear, and Nietzsche dealt with it in detail in
his Second Untimely Meditation, On the Use and Abuse of History for Life—
is to extrapolate lines of development into the future based on what one
believes to perceive in the past, and in doing so, however, one is always
dependent on one’s present situation. Therefore, future predictions turn out
to be different every time. Nietzsche often speaks of “visions,” by means
of which only “a corner of the veil of the future” can be lifted (AOM 180);
“seers” tell us something “about what might possibly happen” (D 551); and
his Zarathustra he has often speak of “futures” in the plural.9
Such future presumptions make up the very nature of orientation.
This accounts for every individual as well as for society as a whole. When
working on his Zarathustra, he notes that we have to “guess the conditions
under which future humans live—because such guessing and anticipating
has the power of a motive: the future as that what we want affects our now”
(Note from 1883, KSA 10:7[6], our translation). Orientation is always about
exploring a situation with respect to how one can act in it in order to mas-
ter it, instead of being mastered by it. Orientation is much more oriented
toward the future than toward norms. “Guiding thought: we have to take
the future as binding and decisive [maaßgebend] for all our value judg-
ments—and not look for the laws of our actions behind us!” (Note from
1884, KSA 11:26[256], our translation, emphasis in the original). Norms
restrain the future, instead of opening it. And since there is not only one
future, one usually orients oneself in multiple factual and temporal future
horizons at the same time; one can reduce or expand them as needed; one
can hold them in place and shift them; one time, Nietzsche notes, one can
open up to the widest horizons and then “again close the curtain and turn
the thoughts to solid and nearest goals!” (Note from 1883, KSA 10:21[6],
our translation). Orientation is driven by our continual concern about our
multiple futures; only if we manage to make presumptions and have reliable
expectations about them do we remain fairly calm. Then, one has confi-
dence, in German Zuversicht (not hope because hope refers to uncertainty);
and only confidence allows for freedom—many times Nietzsche speaks of
“gay confidence.” It is freedom in the shape of leeway for alternative orien-
tation decisions, for Nietzsche, “the ability to master his ‘pros’ and ‘cons’
and to engage and disengage them [Vermögen, sein Für und Wider in der
Gewalt zu haben und aus- und einzuhängen] by using just the difference in
perspectives and affective interpretations for knowledge” (GM III:12, trans.
Carol Diethe, revised).10
Nietzsche’s Orientation toward the Future | 389
My thoughts are to show me where I stand, but they are not to tell
me where I am going to—I love the ignorance about the future
and I do not want to perish in light of impatience and the antici-
pation of augured things. (KSA 9:12[178], our translation)
Nietzsche expected from the insight into nihilism—i.e., the loss of hold of
orientation beyond the hold that it finds in itself—a period of “a gloom and
eclipse of the sun whose like has probably never yet occurred on earth,” as
he says in the beginning of the fifth book of the Gay Science (trans. Walter
390 | J O U R N A L O F N I E T Z S C H E S T U D I E S
Kaufmann). But this insight has not come through yet; it is still—according
to Nietzsche’s metaphor—on its way like the last light of a dead star. As
long as it has not come through yet and as long as the “long plenitude and
sequence of breakdown, destruction, ruin and cataclysm,” which it trig-
gers, has not begun yet, will those who already see more be able to face a
gay future: a transition period of “cheerfulness [Heiterkeit],” in which the
“horizon appears free to us again,” free from the old belief in an already
dead God—who was to guarantee a morality which strongly delimited
thinking—and free for engaging in any “daring of the lover of knowledge
[Wagniss des Erkennenden]” (GS 343). The fifth book of the Gay Science is
in this respect a book for the near future, after which—in a remote future—
that “monstrous logic of terror” is to follow, which, if we may connect
Nietzsche’s expectations directly with real historical events, was to follow in
Europe in the twentieth century. After the conclusion of the fifth book of the
Gay Science, he characterizes this with astonishing accuracy in his famous
Lenzer Heide note, where he speaks of a “crisis,” which has to trigger in
“underprivileged [Schlechtweggekommenen]” a “will for destruction” and
the “even deeper instinct” to “coerce the powerful to be their hangmen.”11
He finished the fifth book of the Gay Science itself—before adding the satyr
play of aphorism 383 and the Songs of Prince Vogelfrei—with the formula
“the tragedy begins . . .”—the word “begins” is highlighted: the beginning
of this future of the permeating insight into nihilism. For this expected
future, however, Nietzsche still—after all his criticism of European meta-
physics and morality—keeps open an alternative decision of orientation.
He announces it in the new preface of the Gay Science, which appeared at
the same time as its fifth book:
Before the concluding satyr play he also proclaims “another ideal,” which
is different from the notoriously idealizing European metaphysics and
morality, which are alien to the world and hostile to life: the “ideal of a spirit
who plays naively—that is, not deliberately but from overflowing abundance
and power with all that was hitherto called holy, good, untouchable, divine”
(GS 382, trans. Walter Kaufmann, revised). This is the ideal of a masterful
and sovereign orientation, which has grown more and more confident after
many trials and successes of decisions in always new situations so that it may
“promise” as Nietzsche then puts it in the Genealogy of Morality (GM II:1).
“Certainty of life” is “the certainty as to the future” (GM III:25, trans. Carol
Diethe); the “type of men” that Nietzsche wants to grow is the “man who is
sure of his future, who guarantees the future [zukunftsgewisse, zukunfts-
verbürgende]” (EH “Why I Am a Destiny” 8, trans. Thomas Wayne).13 This
human being is somebody who no longer believes in truths, but who is in
“great seriousness,” which is “great” insofar as he or she is able to distance
from himself or herself in a deeply serious and at the same time gay way (GS
382).14 The different, new ideal is an ideal of a reflective and self-referential
orientation, which manages to assess the reach and tenability of its decisions
case by case and depending on the s ituation. This kind of orientation we see
in Nietzsche’s own texts; therefore one reads him without necessarily adopt-
ing his decisions of orientation. For him philosophical thinking becomes—
using Kant’s formula in a new way—an orienting oneself in thinking, and
the fifth book of the Gay Science describes this most precisely.
The later his works, the more reflective Nietzsche develops an orientation
about his own philosophical orientation. Planning to write his “main work
[Hauptwerk],” he keeps composing new surveys of his thinking. One of
them from 1887/88 is especially interesting. Connecting the topic of the
“music of life” with the topic of the “music of the future,” Nietzsche arrives
at the “complete nihilism [vollkommenen Nihilismus],” which “will be
replaced” by “a counter movement [Gegenbewegung]” “in some future [in
irgendeiner Zukunft].”15
This note was designed as the “preface” of the planned main work: here,
under the title “The Will to Power. Attempt at the Transvaluation of all Values
392 | J O U R N A L O F N I E T Z S C H E S T U D I E S
[Der Wille zur Macht. Versuch einer Umwerthung aller Werthe].” Nietzsche,
as is well known, designed many more such titles.16 Feeling certain about
the “history of the next two centuries,” he speaks about the “rise of nihilism”
from a future standpoint. He is certain of it based on “a hundred signs,”
or in the language of orientation, based on clues (Anhaltspunkte). If such
clues, which may strongly differ in character and importance, have densely
accumulated around a conclusion, then this conclusion will be regarded as
a proven matter of fact, from which one may further proceed. Orientation
can never start from more than such dense, plausible, and fitting clues, even
in cases of best knowledge.17 Nietzsche calls this orientation toward the
future now—in obvious connection with the fifth book of the Gay Science—
the “music of the future [Musik der Zukunft].” Like sounds in music, they
cannot be logically deferred or justified; but they create their own orders
with their own logics. If an orientation finds a solid and initially unques-
tioned foothold, then such logics are experienced as a “destiny [Schicksal]”
occurring with “necessity [Nothwendigkeit].” Nietzsche insistently argued
that such necessity cannot be conceived of by a logic of linear chains of
causation; instead it emerges from manifold and innumerable influences.
Altogether, they may generate an inexorable force: All our European Culture
has been moving for a while; with a torture of tension, which grows from
century to century; like a current aimed at a catastrophe: restless, violent,
rash: like a current that wants to reach its end; that no longer recollects
itself; which is afraid of recollecting itself.18
This is not the logic of progress that seems to lead into a safe future, but
it is the logic of chaos, which leaves room for any possible surprise.
The “music of the future”—if one has “ears” to hear it—leads into “every
labyrinth of the future.” Nietzsche conceptualizes these labyrinths in the
plural, too. They are not noticeable as such, but one “goes astray” in them,
and if one has gone astray in them, one does not overlook them, but one
merely sees the limits of one’s own view. Precisely this is the primal sit-
uation of orientation. All one can do in such a situation is “to recollect
oneself ”: this is precisely how Moses Mendelssohn introduced the geo-
graphical term of orientation into philosophy.19 A philosopher dealing with
the future of humanity in the next centuries can recollect himself or her-
self in the best way,20 if he or she keeps distance from his or her society
with its set o rientations—like “homeless ones” and “children of the future”
in “this fragile, broken time of transition [zerbrechlichen zerbrochenen
Uebergangszeit],” as Nietzsche calls it in the fifth book of the Gay Science
(GS 377, trans. Walter Kaufmann). He knows that he always already lives
Nietzsche’s Orientation toward the Future | 393
within uncertainties and that he cannot escape them but merely live through
and “to the end” of them, being—as Nietzsche regards himself—“Europe’s
first complete nihilist who has lived nihilism as such in himself to its very
end—who has it behind him, under him, outside of him. [. . .]”21 He is
then able to live with nihilism and to sufficiently orient himself in it. His
orientation no longer fails when looking into its abysses; he no longer
falls into despair or paralysis. In the following passage, Nietzsche does
not say—as is often ascribed to him—that “in some future” he will over-
come (überwinden) “that complete nihilism”; instead he is going to leave it
behind him and “replace” (ablösen) it.22 The fear of nihilism—of complete
disorientation—will pass if one has eventually adjusted to “the questionable
character of things,” of which Nietzsche speaks in aphorism 375 of the Gay
Science. Here, he conceives of such a reflective, self-referential, sovereign,
and future-guaranteeing orientation, which “rejects all crude, four-square
opposites,” which is “proudly conscious of its practice in having reserva-
tions,” and which deals confidently with certainty and uncertainty, in the
picture of a venturous and skilled rider on “mad and fiery horses”:
For this too constitutes our pride, this slight tightening of the
reins as our urge for certainty raises ahead, this self-control of
the rider during his wildest rides: for we still ride mad and fiery
horses, and when we hesitate it is least of all danger that makes
us hesitate. [. . .] (GS 375, trans. Walter Kaufmann)
The final passage of the note we deal with delves even further into the
labyrinths of orientation toward the future. Nietzsche announces a “future
Gospel,” new Good News, which one nevertheless has to believe in for the
very reason that “we do not have the truth” (Note from 1880, KSA 9:3[19]).23
In an orientation that always depends on a temporary standpoint, one
can never expect absolutely true knowledge, not even about this orienta-
tion itself. Instead, it is always a matter of belief, not only in religion but
also in the sciences and scholarship—as Nietzsche also emphasizes in the
fifth book of the Gay Science (GS 344). But there is a naïve and a reflective
kind of belief. Reflective belief includes “distrust” toward oneself: “So much
distrust, so much philosophy!” (GS 346, our translation). Nietzsche does
not seek reassurance (Beruhigung) in allegedly true knowledge, but he
risks—wherever useful—newly disturbing (“beunruhigend”) uncertainty
by always new scrutiny (GS 355). He remains aware that all he has and can
hold onto are his own orientation decisions.
394 | J O U R N A L O F N I E T Z S C H E S T U D I E S
This is precisely what he aims at—as one can see in this note better than
elsewhere—with his “formula [Formel]”—as he explicitly calls it here—of
“the will to power.” It is to “express a counter movement with the purpose of
principle and task” not to denote, but in order to trigger something. Will
to power is—as Nietzsche notes later—a “counter term [Gegen-Begriff]”
also (Note from 1888, KSA 13:23[3], 3). It allows us to think that everything
forms itself by continually engaging with each other, and that nothing per-
sists eternally; that is, it is not a priori connected by any preexisting entity,
such as Being, reason, truth, consciousness, subject, system, and so on. The
term of the will to power opens the future in all directions. “Nihilism” is
equally a counter term as far as it amounts to how the highest values, which
one believed in, are “nihil,” nothing and meaningless; it negates their value
but does not replace them with new values. The counter movement in the
name of the formula of the will to power replaces the old values as well as
their negation with an awareness of the decidability of all things in dif-
ferent orientations. Orientations may decide agreeing or disagreeing with
other orientations—just like wills to power that neither have nor require
anything they a priori share with other wills to power. In this respect, “will
to power” may be taken as a formula for the orientation process itself, as
far as it—as mentioned—is always about “coping” or “mastering” a situa-
tion (of orientation).24 The orientation process is a will-to-power process in
Nietzsche’s sense. Only since Nietzsche have we been able to conceive of it
in this way; this understanding continues into the future, where we might
even be required to think of orientation in such terms.
At the end of his attempt to orient himself about his orientation (in the Note
from 1887/88, KSA 13:11[411], 189–190 / KGW IX 7: W II 3, 4–5 [note A]),
Nietzsche deals with “values.” The semantics of values—which dominates
today’s philosophical, political, and journalistic discourses—was young
at the time; it spread only in the nineteenth century.25 With his forceful
formula of the “transvaluation of values,” or—even stronger—“the transval-
uation of all values,” Nietzsche produces the greatest emphasis for it and even
“hammers” it into his readers’ minds with his works from 1888, e specially
The Antichrist and Ecce Homo. Value orientation is part of the orientation
Nietzsche’s Orientation toward the Future | 395
toward the future. Values are judging aspects or c riteria, according to which
one decides for an action or—in the case that an action happened for other
reasons—justifies an action subsequently. The newer semantics of values,
which spread widely in moral and ethical discourses, is characterized by
the fact that it creates greater leeway for actions compared to the older
semantics of norms. It is more complex. While the semantics of values
indeed requires adhering to values, it leaves it open which values they are.
Since values clearly differ from nonvalues by being preferred without ques-
tion—e.g., peace over war, prosperity over poverty, freedom over slavery,
happiness and fortune over unhappiness and misfortune—they are always
already regarded as good. If one adheres to them when acting or when jus-
tifying one’s actions, one is already on the morally good and safe side. But
acting is not in itself valuable or reprehensible: “There is no such thing as
moral phenomena, but only a moral interpretation of p henomena [. . .]”
(BGE 108, trans. Marion Faber).26 Since actions are only interpreted as
valuable in the first place, they can be interpreted in one way or another.
The same actions by different people—as far as this is possible—can be
interpreted by means of different values. Thus the same actions of different
people (as far as they can be the same) can be judged by means of differ-
ent values; one can act in different ways according to the same values (as
far as they can be the same); and if performed skillfully, the same actions
can be justified to different people by different values. We all know this. In
doing so, values do not have to contradict each other because their amount
is neither defined nor organized. Contradictions between values emerge
only when they are classified within a clear and defined system of values.
Therefore, to put it simply, nearly everything can be justified by values.
Demonstrating this in his complex studies, the sociologist Niklas Luhmann
therefore called the semantics of values a “hypocrisy of a second order”
and “a hypocrisy with integrated ‘dehypocrization’ [eine Heuchelei mit
eingebauter Entheuchelung].”27 Values may coexist; if they are challenged,
they may again be justified and protected by other values. But there is the
other side of the coin: in modern societies, values always leave leeway to
justify completely different actions by different values—moral freedom
thus proves to be moral leeway. And this is what Nietzsche believed in and
intended to expand on. But this however comes at a cost: value orientation
seems to provide security for future orientation; but at the same time it
conceals its insecurity. This makes values questionable, if not even nihilistic
as well.
396 | J O U R N A L O F N I E T Z S C H E S T U D I E S
The crisis of values is followed by the critique of values; and the critique of
values is followed by the crisis of the semantics of values:
Prior to that, in May 1888, Nietzsche writes to Georg Brandes that in him
“a main concept of life has literally been erased [. . .], the concept of ‘future.’
No more wishing, not a cloud of wishing from me! A smooth surface!”35
This kind of orientation that has completely come to terms with itself has
grown certain of future, future-guaranteeing; it no longer needs an orien-
tation toward the future. It comes to rest in a life without a wish; it is no
longer a will to power, too. . . .36
. . . Until new situations urge to be coped with and until new needs and
wishes ask for fulfillment. Of course, Nietzsche still had needs and desires
in life. For example, he would soon give thanks to his mother: “The ham
looks extremely delicious and splendid: I look ahead into the future with
confidence—and this is something!! For I have undergone an evil and diffi-
cult time.”37
Even the desire to have no desires and the desire to be in peace and quiet
from the needs of orientation are still desires. But within the pathos of the
amor fati they can be regarded as situational coercions, from which one can
gain philosophical distance to see that they narrow down the horizons of
orientation, which can be widened again when the coercions have passed.
What remains is the flexibility of orientation, that is, its ability to orient itself
in this way or another depending on the situation. This could be the best
promise for the future. As far as Nietzsche’s thinking makes this comprehen-
sible and plausible like no other, it has good prospects for an open future.
N OT E S
This article was initially presented at the Nietzsche colloquium at Hotel Waldhaus
in Sils Maria, Switzerland, on September 24–27, 2015. The key issue was the “‘Music
of Life’: Nietzsche’s Expansion of Philosophical Horizons in the Fifth Book of the
Gay Science.” It has been translated here by Reinhard Müller.
Nietzsche’s Orientation toward the Future | 399
1. Cf. Stephan Günzel, “Zur Archäologie von Erde, Leib und Lebenswelt.
Nietzsche–Husserl–Merleau-Ponty [O arheologiji zemlje, telsa in ivljenskega sveta.
Doloitev meja Husserlove in Merleau-Pontyjeve fenomenologije po Nietzscheju,
in Slovenian translation by Alfred Leskovec], 6–9,” phainomena. Journal of the
Phenomenological Society of Ljubljana 12.43–44 (2003): 283–307, in German at www
.stephan-guenzel.de/Texte/Guenzel_HusserlNietzsche.pdf.
2. Martin Heidegger, Nietzsche, 2 vols. (Pfullingen: Neske, 1961), and with regard
to this topic, Werner Stegmaier, “[Heideggers] Auseinandersetzung mit Nietzsche
I–Metaphysische Interpretation eines Anti-Metaphysikers,” in Heidegger-Handbuch.
Leben–Werk–Wirkung, ed. Dieter Thomä (Stuttgart: Metzler, 2003), 202–10.
3. Cf. Marco Brusotti, “Il mio scopo è una ‘trasvalutazione dei valori.’
Wittgenstein e Nietzsche,” Rivista di estetica 45.1 (2005): 147–64; Marco Brusotti,
“Wittgensteins Nietzsche. Mit vergleichenden Betrachtungen zur Nietzsche
Rezeption im Wiener Kreis,” Nietzsche-Studien 38 (2009): 335–62.
4. Cf. Werner Stegmaier, Philosophie der Orientierung (Berlin: De Gruyter,
2008), and Werner Stegmaier, “Die Freisetzung einer Philosophie der Orientierung
durch Friedrich Nietzsche,” in Was sich nicht sagen lässt. Das Nicht-Begriffliche in
Wissenschaft, Kunst und Religion, ed. Joachim Bromand and Guido Kreis (Berlin:
Akademie Verlag, 2010), 355–67. The orientation for the future was still hardly
addressed in these two publications.
5. Cf. letter to Malwida von Meysenbug, first week of June 1884, no. 516, KSB
6.510.
6. At one point he speaks ambivalently of “Zukunftsspinnereien” (“future spin-
nings”) (letter to Heinrich Köselitz, September 30, 1879, no. 887, KSB 6.449).
7. Cf. Werner Stegmaier, “Nietzsches Prognosen,” in Der Erste Weltkrieg. “In
Europa gehen die Lichter aus!”, ed. Bernd Rill (Munich: Hanns-Seidl-Stiftung e.V.,
2014), 9–17.
8. Friedrich Nietzsche, The Gay Science with a Prelude in Rhymes and an
Appendix of Songs, trans. Walter Kaufmann (New York: Vintage Books, 1974), 279.
9. Michael Skowron, “‘Schwanger geht die Menschheit’ (Nachgelassene
Fragmente 1882/83). Friedrich Nietzsches Philosophie des Leibes und der Zukunft,”
Nietzscheforschung 19 (2012): 223–44, connects Nietzsche’s (and Zarathustra’s)
thoughts about the future to the topics of procreation, pregnancy, birth, and death.
Philippe Granarolo, Nietzsche: cinq scénarios pour le futur (Paris: Encre Marine,
2014), draws a connection to Nietzsche’s early work on the Greek oracle and the
Roman haruspex, and then to an imagined future with Wagner (1), to a future of
the free spirits as the lords of the world (2), to the expected future décadence (3), to
the artistic and natural production of evolution (4), and to Nietzsche’s “grimaces de
la grandeur” (5). Both compile the relevant texts.
10. Friedrich Nietzsche, On the Genealogy of Morals, ed. Keith Ansell-Pearson,
trans. Carol Diethe (Cambridge: Cambridge University Press, 2007), 87.
11. Note from 1886/87 (dated June 10, 1887), KSA 12:5[71], our translation.
12. Werner Stegmaier, Nietzsches Befreiung der Philosophie. Kontextuelle
Interpretation des V. Buchs der “Fröhlichen Wissenschaft” (Berlin: De Gruyter, 2012),
400 | J O U R N A L O F N I E T Z S C H E S T U D I E S
619–29. For a thorough rhetoric and literary explanation of this passage, cf.
Christian Benne, “The Philosophy of Prosopopeia,” Journal of Nietzsche Studies 47.2
(2016): 275–86, 280–84.
13. Friedrich Nietzsche, Ecce Homo. How One Becomes What One Is &
The Antichrist. A Curse on Christianity, trans. Thomas Wayne (New York: Algora,
2004), 98.
14. Cf. Stegmaier, Nietzsches Befreiung der Philosophie, 614–19.
15. Note from 1887/88, KSA 13:11[411] / KGW IX 7: W II 3, 4–5 (= note A).
16. The introductory phrase “Great things require that one remains silent about
them or speaks greatly: great means cynically and innocently,” Nietzsche added
later. Even later, he would let this phrase stand for itself (Notes from 1888, KSA
13:18[12]; KSA 13:15[118]).
17. Cf. Stegmaier, Philosophie der Orientierung, 256–63.
18. Note from 1887/88, KSA 13:11[411 / KGW IX 7: W II 3, 4 f. (our translation).
Up to this point, Nietzsche made primarily stylistic changes but added the term
“catastrophe.”
19. Stegmaier, Philosophie der Orientierung, 74.
20. Nietzsche added “philosopher” at a later point.
21. Note from 1887/88, KSA 13:11[411] / KGW IX 7: W II 3, 4. The words “under”
and “outside” were added at a later point. Nietzsche erased “who anticipated as his
experience this long logic of what will happen, knows what is going to follow.” It
seems that he tried to avoid connotations of something that can be proven logically
in this matter.
22. Cf. Werner Stegmaier, Orientierung im Nihilismus—Luhmann meets Nietzsche
(Berlin: De Gruyter, 2016), 33–36. Also see Hans Ruin, “Nietzsche and the Future:
On the Temporality of Overcoming,” Nietzsche-Studien 43 (2014): 118–21, adheres to
the topos of overcoming with regard to Zarathustra’s problem of “salvation” from
the past to liberate for a new future (cf. the following discussion, 121–31).
23. At first, he writes “future book [Zukunfts-Buch],” then he considers “future
dysangelium [Zukunfts-Dysangelium].”
24. Cf. Stegmaier, Orientierung im Nihilismus, 204–5, 277–78.
25. The semantics of values goes back to the Stoics, revives in the second
half of the eighteenth century, and becomes a central philosophical topic for
Hermann Lotze in the middle of the nineteenth century; Nietzsche then made it
famous. Cf. A. Hügli, S. Schlotter, P. Schaber, A. Rust, and N. Roughley, “Wert,” in
Historisches Wörterbuch der Philosophie, vol. 12 (Basel: Schwabe/Wissenschaftliche
Buchgesellschaft, 2004), 556–83. However, this article hardly deals with Nietzsche
and mainly from the viewpoint of Heidegger, who opposed the semantics of val-
ues. For Lotze, cf. Herbert Schnädelbach, Philosophie in Deutschland 1831–1933
(Frankfurt am Main: Suhrkamp, 1983), chap. 6: Werte, 198–234. After completing
this paper, Andreas Urs Sommer’s essay Werte. Warum man sie braucht, obwohl es
sie nicht gibt (Stuttgart: Metzler, 2016) was published. However, he goes in a similar
direction and without connecting to Nietzsche.
Nietzsche’s Orientation toward the Future | 401
26. Friedrich Nietzsche, Beyond Good and Evil, trans. Marion Faber, intro. by
Robert C. Holub (Oxford: Oxford University Press, 1998).
27. Niklas Luhmann, “Politik, Demokratie, Moral” (1997), in Luhmann, Die
Moral der Gesellschaft, ed. Detlef Horster (Frankfurt am Main: Suhrkamp, 2008),
175–95, 183. In his research on the social formation of values, the sociologist Hans Joas
remains however bound to values and therefore completely dismisses Luhmann’s
study (Hans Joas, Die Entstehung der Werte [Frankfurt am Main: Suhrkamp, 1997],
17). Similarly, most philosophers adhere largely and uncritically to values.
28. Luhmann, “Politik, Demokratie, Moral,” 182.
29. Note from 1887/88, KSA 13:11[119] / KGW IX 7: W II 3, 146–47 (= note B).
30. Nietzsche’s insertion into note B, which remains incomplete and is not
really adjusted, is not yet included in Montinari’s edition and commentary: “nichts
mehr anderes kommen kann Das ungeheure Schicksal kündigt sich seit langem in
Zeichen an: Europa, bewegt sich ihrem mit der Unruhe.” It is then implemented in
note A.
31. This is not to agree with Heidegger. In his detachment from Neo-Kantianism,
which praised the semantics of values, Heidegger developed a strong aversion
against it by arguing that the mere valuing already devalues the valued—instead
of leaving it in its being (Martin Heidegger, “Brief über den ‘Humanismus,’” in
Wegmarken [Frankfurt am Main: Klostermann, 1967], 145–94, 179). Nietzsche and
Luhmann are no longer dealing with the question of being.
32. Between notes A and B is another draft—full of edits and additions—which
Montinari did not include. It is at the end or rather at the beginning (for Nietzsche
used to write in his notebooks starting with the final page) of notebook W II 7:
KGW IX 9, W II 7, 2–4. Nietzsche later wrote a budget calculation over it. It shows
another illuminating detail. Where it says in the first draft W II 3 “er erkennt genug,
um an keinen Werth mehr zu glauben,” the second one (W II 7) says “den N.
[Nihilismus] erst erlebt haben müssen, um zu {argwöhnen}, was {eigentlich} der
Werth dieser Werthe ist [. . .],” and the third one (the second one in W II 3) “weil
wir den Nihilismus erst erleben müssen, um dahinter zu kommen, was eigentlich
der Werth dieser “Werthe” ist {war [. . .]}.” Nietzsche shifts from cognition to expe-
rience and from belief to suspicion—he abolishes comprehension [Begreifen] right
away—and then shifts to a getting-behind: i.e., to do research on. The knowledge
claim decreases, but the research claim increases.
33. Note from 1887/88, KSA 13:11[119] / KGW IX 7: W II 3, 146.
34. Cf. the controversy about the topic “What Does It Mean and How Is It Possible
to ‘Create Values’? [Kontroverse: Was heißt und wie kann man, ‘Werte schaffen’?],”
Nietzsche-Studien 44 (2015): 5–175.
35. Letter to Georg Brandes, May 23, 1888, no. 1036, KSB 8.318.
36. Cf. Werner Stegmaier, “Nietzsches Kritik der Vernunft seines Lebens. Zur
Deutung von Der Antichrist und Ecce Homo,” Nietzsche-Studien 21 (1992): 163–83.
37. Letter to Franziska Nietzsche, June 25, 1888, no. 1051, KSB 8.341.
Editorial Note
JESSICA N. BERRY
motivations and affects, and are therefore not bound by the norms they
underwrite. But constitutivism seems to have the ambition to show that
certain norms are inescapably binding, by revealing that they are rooted in
the very nature of action.
In Katsafanas’s construal, Nietzsche’s argument for the claim that power
is a constitutive aim of action proceeds in three steps. In the first step, he
offers an analysis of the nature of drives. In the second step, he argues that
actions motivated by drives so conceived aim at power—that is to say, such
actions aim not so much at the realization of the distinctive end of the drive
as at the activity of confronting and overcoming resistance to it. In the
third and final step, he takes Nietzsche to claim that all actions are drive-
motivated. Katsafanas presents this as an “empirical claim,”7 and this may
spell trouble for Nietzschean constitutivism.
To see this, we need to look at the structure of this argument in a little
more detail. Katsafanas defines a constitutive aim of action as follows: some
goal G is the constitutive aim of some type of doing or event A if, and only
if, two conditions are met: (i) each token of A aims at G, and (ii) aiming at G
is part of what constitutes a doing or event as a token of A. Katsafanas spec-
ifies that (i) is in fact superfluous: we can do with (ii) alone. This is because
(ii) implies (i) and because (i) matters only insofar as it is a consequence of
(ii).8 The distinction is nevertheless useful: while (ii) implies (i), (i) does not
necessarily imply (ii), and so it cannot suffice to establish G as a constitutive
goal of A.
The most intuitively compelling way to illustrate the argument is to focus
on a particular type of action, rather than on action as such: for example,
chess playing as the type of action with checkmate as its constitutive aim.
Every token of chess playing aims at checkmate, and aiming at checkmate
is part of what constitutes a stretch of behavior as playing chess. As I noted,
these two conditions must be combined in a specific way: every token of
chess playing aims at checkmate because aiming at checkmate is part of
what constitutes a stretch of behavior as playing chess. So, it would not suf-
fice to show that every token of chess playing aims at checkmate to establish
checkmate as its constitutive aim. We could discover that every token of
chess playing is also motivated in such a way that it aims at demonstrating
intellectual superiority, but this would not establish the demonstration of
intellectual superiority as a constitutive aim of chess playing. Checkmate is
a constitutive aim of chess playing because it defines what it is to be playing
chess. We cannot conceive of an instance of chess playing that does not aim
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I have raised questions about Katsafanas’s claim that the view that all actions
are drive-motivated reveals something about the nature of action itself, par-
ticularly about its constitutive aim. Let us now set aside these questions and
take the claim for granted in order to raise a different question: does the fact
that all actions are drive-motivated imply that power is a constitutive aim of
action? Katsafanas defines power and specifically what Nietzsche means in
claiming that we will power—or, in constitutivist parlance, that we aim at
power when we act—as follows: “by claiming that we will power, Nietzsche
means that we strive not only to bring about determinate ends, but also to
encounter and overcome resistance in the pursuit of these ends. Indeed,
Comments on Paul Katsafana’s Agency and the Foundation of Ethics | 409
Nietzsche means that, without quite realizing it, we select determinate ends
partly in terms of how much resistance they enable us to encounter and
overcome.”10 He concedes that this is a “surprising and counterintuitive
claim.” What is surprising and counterintuitive here is not just the claim
that we have a peculiarly complex desire to pursue difficult or challenging
ends, that is to say, to pursue ends in part because they are difficult. Upon
reflection, this is neither surprising nor counterintuitive. The problematic
claim is that aiming at the encountering and overcoming of resistance is
a constitutive feature of action as such. I suspect that this claim is not just
surprising and counterintuitive, but also implausible.
Let us consider the steps of Katsafanas’s argument in some detail. The
first and most crucial step is a claim about the nature of drives. Katsafanas
has received well-deserved acclaim for his work on this important yet
neglected notion in Nietzsche’s philosophical psychology. He argues that
drives have two central features: “First, drives are dispositions that induce
affective orientations. Second, drives do not dispose the agent to bring
about any determinate end, but instead dispose the agent to engage in par-
ticular forms of activity.”11 I focus here on the second feature, which is most
relevant to the present discussion. Katsafanas supports this conception of
drive mainly by claiming that it is widespread in the intellectual landscape
of Nietzsche’s time and culminates in Freud’s explicit articulation of it.
According to Katsafanas, Nietzsche is already, if implicitly, committed
to the famous Freudian distinction between the aim and the object of a
drive.12 As he understands the Freudian distinction, the aim of a drive is its
own expression in a “characteristic form of activity.” The object, by contrast,
is simply that which provides the drive with a target and an opportunity to
express itself in its characteristic activity. While the aim is a relatively con-
stant and defining feature of a drive, the object is a highly contingent and
variable feature of it. Thus, the aggressive drive will vent itself on whatever
object presents itself as an appropriate target of aggression, and this object
may be quite variable. But what the drive “seeks,” or aims at, is “the manifes-
tation of some characteristic form of activity”—aggressive activity.
I first want to highlight a telling terminological shift in Katsafanas’s
analysis of the concept of drive. He begins by describing drives as seeking
“discharge”—a term Freud uses—but then shifts to describing them as
seeking “expression”—a term that Freud, to my knowledge, does not use.
It is a telling shift because it motivates the thought that, if a drive is seeking
expression, then “an activity that is motivated by a drive does not aim to
410 | J O U R N A L O F N I E T Z S C H E S T U D I E S
attain some object that would put an end to the activity”—it “aims not at
the achievement of a determinate end, but at the performance of the activity
itself.”13
This view of drive, however, is not Freud’s view. Freud introduces the
distinction between aim and object in the Three Essays on the Theory of
Sexuality (1905). While it is true that he sometimes talks about characteris-
tic activities (such as copulation) in connection with the aim of the sexual
drive, he clearly supposes these activities to be subservient to the actual
aim of discharge: “The normal sexual aim is regarded as being the union
of the genitals in the act known as copulation, which leads to a release
of the sexual tension and a temporary extinction of the sexual drive—a
satisfaction analogous to the sating of hunger.”14 When he defines the
concept of drive in the same work, Freud claims that “the source of a drive
is a process of excitation occurring in an organ and the immediate aim of
the drive lies in the removal of this organic stimulus.”15 Later on, in Drives
and Their Vicissitudes, he is even more explicit: “The aim of a drive is in
every instance satisfaction, which can only be obtained by abolishing the
condition of stimulation in the source of the drive.”16 So, clearly the aim
of the drive is the removal of the stimulation that caused its arousal. The
drive aims at “satisfaction”—a “reduction of the tension” created by that
stimulation, a release or discharge—and while the satisfaction of the drive
might require a certain form of activity, it does not consist of it.17
In Katsafanas’s view, the idea that a drive aims at expression in activity
clearly motivates the thought that the drive must therefore seek resistance
to its “satisfaction,” in the sense of the realization of its end, for it is the
presence of such resistance that ensures its continuing activity. If there is
no more resistance, apparently, there is nothing else for the drive to do,
or to be active about. But if we abandon the idea that a drive aims at its
expression in activity, and adopt instead the idea that it aims at the removal
of the stimulation that caused its arousal, then the thought that it also seeks
resistance to that satisfaction looks implausible.
Freud (along with, arguably, Schopenhauer and a number of the
biologists and psychologists of that period) takes hunger to be the para-
digm for all drives. The notion that hunger motivates action that aims at
encountering and overcoming resistance in the pursuit of food is odd. If we
think of drives in general on the model of hunger, then this oddity would
apply to other drives as well. Nevertheless, I now want to suggest that it is
not entirely surprising that as astute a reader of Nietzsche as Katsafanas
would be inclined to attribute to him such a view of drive.
Comments on Paul Katsafana’s Agency and the Foundation of Ethics | 411
Likewise, the reasons supporting (A) may have nothing to do with the
view that all actions are motivated by drives that aim at their own expres-
sion in activity. Schopenhauer accepts (A), for example, but explains it
in terms of a certain negative conception of pleasure. In this conception,
pleasure is nothing but the experience of the absence of pain, and since pain
is essentially connected with the arousal of drives, pleasure derives from
the “quieting” of drives through their satisfaction. One reason why this
pleasure is not lasting is not that drives in fact aim at activity, rather than
at a state of final satisfaction; it is that the experience of the absence of pain
requires acquaintance with the pain whose absence is experienced, most
typically the memory of it: “The satisfaction and pleasure can be known
only indirectly by remembering the preceding suffering and privation that
ceased on their entry.”28 If a drive were satisfied once and for all, the mem-
ory of the pain caused by its arousal would be bound to fade eventually
and, with it, the ability to experience its absence.29 To show that his concep-
tion of drive-motivated action is the best explanation for (A), Katsafanas
would have to show that it is—and is seen by Nietzsche as being—better
than Schopenhauer’s own explanation in terms of a negative conception of
pleasure.
Katsafanas will no doubt offer thoughtful replies and clarifications
to address the concerns I have sketched out here. Even apart from them,
Nietzschean Constitutivism is a tantalizing and exceptionally lucid book,
replete with fresh new perspectives on Nietzsche’s value theory, his meta-
ethics, his philosophy of action, and his philosophy of mind. No reader of
Nietzsche’s works, and certainly no reader interested in these central areas
of his thought, can afford to ignore it.
Brown University
bernard_reginster@brown.edu
N OT E S
Introduction
I think it is safe to say that the problem of justifying the authority that
morality purports to have is more or less our direct inheritance from Kant.
As Katsafanas sees it, however, it is a problem that has gotten harder rather
than easier since Kant’s attempt to solve it himself. It has gotten harder
because we have come to see ourselves as having more reason for being
skeptical about morality’s authority rather than less.
Katsafanas’s discussion begins by identifying three sorts of skeptical
challenges that any foundational defense of ethics must overcome: one
epistemological, one metaphysical, and one practical. Epistemically, we
lack confidence in the truth of our particular ethical beliefs, our views
about what is of value, or what is to be done, or our ideas about how to
live. Metaphysically, we doubt whether there could even be values, or facts
about what is right or wrong, or anything like bona fide normativity at all.
We struggle to see how these sorts of things can be integrated into a more
or less naturalistic understanding of the world, and of our own psychology.
Practically, we worry that the sort of “grip” on us that we take our values to
have may be illusory or precarious or both—that nothing about our values
can, on reflection, sustain our allegiance to them. We fear that our values,
and so our lives insofar as they are shaped by our values, will be revealed as
ultimately unsupported, and unsupportable.
While versions of these skeptical challenges are familiar, Katsafanas
deftly shows how Nietzschean ideas can be marshaled in order to put each
one in an especially pointed way. Concerning morality’s epistemology,
Paul Katafanas’s Agency and the Foundation of Ethics | 421
Nietzsche draws our attention to the fact that morality has a history, one
which can provide a powerful explanation of how our current system of
moral beliefs developed, which undermines our claim to know anything
about what we really must or must not do, what we should value, or how we
ought to live. On the metaphysical front, Nietzsche’s methodological natu-
ralism, and in particular his knack for unmasking the actual workings of
the human psyche, make it seem preposterous that there might be the sorts
of entities, powers, faculties, or processes that moral theories tend to posit:
moral reasons, Kantian wills, perception-like faculties of moral intuition,
agent-causation, and on and on—these come to seem like so much super-
stition in the wake of Nietzsche’s gimlet-eyed investigations. Finally, there
is the third challenge, which Katsafanas labels the “practical challenge.” I
am going to focus on it, for I think that from the point of view of contem-
porary ethics it is clearly the most novel, arguably the most important, and
by far the least acknowledged and understood of the challenges Katsafanas
considers.
Katsafanas introduces the practical challenge as that of explaining “how
and why morality has its grip on us.”3 He rightly rejects the question of
“motivational judgment internalism” as an adequate way of characterizing
the problem, suggesting instead that Nietzsche’s discussion of nihilism can
help make out the real challenge in an especially poignant way. The threat
of nihilism, as I understand it, is the threat that values might come to seem
arbitrary to us and, thus, that we might come to feel that nothing is really
worth valuing at all. I take it this is not just a concern about some values,
though it might start out that way; it is in fact a fear about values generally.
The threat of nihilism is the fear of losing confidence not only in our own
values, but in the very idea of value—the idea that anything is worth doing,
or caring about, or being inspired by, or paying respect to. For the nihilist,
and here I follow Katsafanas in quoting from Nietzsche, “life is no longer
worthwhile, all is the same, all is in vain.”4 And again, “The goal is lacking;
‘why?’ finds no answer.”5
Katsafanas at one point characterizes nihilism as “the belief that no val-
ues are justified.”6 But I find this characterization doubly misleading. First,
though we would no doubt be correct to attribute that belief to the nihilist,
talking in terms of belief makes it sound like nihilism is a doctrine. But I
hear in the remarks of Nietzsche that Katsafanas approvingly quotes some-
thing rather more like the characterization of a condition—one of despair,
hopelessness, boredom, and alienation. Second, while that sort of condition
422 | J O U R N A L O F N I E T Z S C H E S T U D I E S
may be the result of having gone looking for a justification and not finding
it, this strikes me as inessential, or perhaps as representing a more advanced
stage of the condition itself. At any rate, we should not want to rule that
out by definition. The original worry—the first kernel of nihilistic doubt—
seems to me not a matter of wondering whether our values are justified,
but rather justifying—not a matter of whether we can provide support for
them, but whether they can provide support for us. Perhaps one naturally
and inevitably goes looking for something further to support one’s values
once one begins to sense that living in accordance with them is not enough
to ensure that one’s life is worthwhile. But the sense that one’s life or one’s
values require some further support can, it seems to me, be just as readily
construed as itself a symptom of the very condition we mean to diagnose.
I think Katsafanas is entirely right to claim that this sort of nihilism
represents a distinctive challenge, and one that is ever-present, if not
overtly so, throughout contemporary ethics. As he points out, more famil-
iar are attempts to rebut or condemn the amoralist or the egoist. But nei-
ther Thrasymachus, nor the Hobbesian Foole, nor the “ideally coherent
Caligula,” is a nihilist. Each, after all, has goals and purposes that clearly,
for him, “inspire faith.” If ethical theorists are worried about nihilism—and
I wholeheartedly agree that they should be—this is not ordinarily appar-
ent in how they present or understand themselves. More work needs to be
done in order to understand the distinctive challenge or threat that nihilism
poses, and to understand its relationship to the practice of ethical theory.
Katsafanas has done us a service merely by calling attention to this.
When David Enoch asks what reason he has to perform any actions at
all, he is attempting to make a philosophical point. One can indeed refute
Enoch, as Katsafanas and other constitutivists do, by explaining why the
question “what reason have I to do anything?” is not well formed—that,
strictly speaking, the question asks something incoherent. But it does not
follow, and it clearly is not true, that, as Katsafanas puts it, “the question
whether there is a reason to perform any actions at all is moot.”7
The question is not moot, because while we may not be able to pro-
vide a content for the question, nor can we offer one kind of answer to it,
we can certainly understand something about the person who asks it. As
Paul Katafanas’s Agency and the Foundation of Ethics | 423
Bernard Williams pointed out, someone who sincerely asks “why should
I do anything?” might naturally be taken to express despair and hopeless-
ness. In fact, Williams seems more or less to agree with the constitutivist’s
semantic point, when for instance he writes, “it is very unclear that we can
give the man who asks [why should I do anything] a reason—that, starting
from so far down, we could argue him into caring about something. . . .
What he needs is help, or hope, not reasonings.”8
The man who asks, sincerely, “why should I do anything?” seems to me
rather close to exhibiting the same condition as Nietzsche’s nihilist. If that is
right, I am inclined to think at least the following about the nihilist and how
he might or might not be helped. First, someone who has in fact become
a nihilist does not appear to be in much of a position to help himself—not
even in principle. That is, it is very unlikely that anything he can say to or
for himself will cure him of his nihilism. Second, it seems to follow that if
we are in any sort of position to help him find relief, it must be that we are in
a different shape than he is; in particular, we are not (yet) as desperate and
hopeless as he, and that is why we may be able to help him to find hope in a
way that he could not, even in principle, hope to help himself. Third, point-
ing out to him that his question makes no sense will be of absolutely no help
to him; we surely cannot show him how to hope by explaining to him why
it is that, as Luca Ferrero elegantly puts it “agency is closed under the opera-
tion of reflective rational assessment.”9 Nor can we help him by pointing out
to him that, by asking for help in the first place, he is already “committed”
to there being reasons, and so he has already in effect presupposed some
kind of answer to his own question. Fourth, whatever genuine help or hope
he might receive, it will not and cannot come from our providing him with
a justification for the authority of some claim or claims made upon him,
concerning how or what he ought to be doing or feeling or valuing. Help
might indeed come from being told what he must do; but part of his very
predicament is that if he is even able to follow such orders, it will be in a
diminished and attenuated way. Help or hope must come first, and then he
may be in a position to ask after justifications.
I think Katsafanas and other constitutivists will want to disagree with
me on at least one, perhaps some, and maybe all of these claims about nihil-
ism. I think they think that constitutivism, the theory, can thwart nihilism,
the condition, by securing for the nihilist—and us, insofar as we fear becom-
ing more like him—a justification for the authority of some value or values.
I see evidence for this ambition of thwarting nihilism in this way, which
424 | J O U R N A L O F N I E T Z S C H E S T U D I E S
To get to that argument, I will first need to put before us considerably more
of the substance of Katsafanas’s view. Katsafanas’s general defense of the
constitutivist strategy, together with his critique of extant versions that
comprise the first half of the book, pave the way for Katsafanas’s positive
proposal: Nietzschean constitutivism, which posits two constitutive aims,
activity and power.
Activity first. Katsafanas accepts, from a tradition with roots in Locke
and Kant, the basic thought that in acting, an agent may be more or less
active. This is not, he stresses, the same distinction sometimes thought to be
the basic one drawn in action theory, between those events that are actions,
and those that are not. Rather, it is a way of grading or evaluating those
things we have already granted are actions, as more or less paradigmatic or
exemplary instances of their kind. The thought, insofar as I understand it, is
that some of the things I do may perfectly well qualify as actions, if action is
contrasted with “mere” behavior, but I may nevertheless be less than (fully)
active in their production. In other words, we need a way of making sense
of the idea that there are things that I undeniably, in one sense at least,
count as doing, despite the fact that I, in some other sense, am merely along
for the ride when they are done. Examples, I gather, include certain sorts of
actions commonly thought akratic—for instance, having that third drink
despite my judgment that I had better not. Or, perhaps, an impulsive and
insulting outburst that is due to neither a brute compulsion like Tourette’s,
nor to a fully calculated or deliberate intention to cut someone down. In
such cases, we might think that while I most definitely do act, I am never-
theless more spectator than agent with respect to what I do.
To draw any such distinction, Katsafanas argues, we must accept—along
with Locke and Kant—that our motives incline without n ecessitating—that
we have some ability to “step back” from a motive and deliberate, in a way
Paul Katafanas’s Agency and the Foundation of Ethics | 425
each of which would presumably yield radically different results about how
each of us ought to act.
But in fact, the lack of determinate content and the related failure to
adjudicate between conflicting sets of values is not, I believe, the real prob-
lem for Katsafanas. Because this story bottoms out in facts about a par-
ticular agent’s values, Katsafanas thinks an agent would be mistaken if she
understood her own values as having a legitimate claim to authority over
her. I think what he must have in mind is something like this: confronted
with a situation in which it would be difficult to muster an action of which
she could approve, an agent would be under no normative pressure what-
soever to stick with her values; she could, so far as the source of normativity
is concerned, simply dispense with her old, inconvenient values and adopt
new, more convenient ones. Any stability her system of values exhibited
would thus be due to inertia, or luck. What Katsafanas wants is something
rather more than that: an authoritative standard, one that can tell her when
and whether she must stay devoted to her values. Enter power, action’s sec-
ond constitutive aim. In every action, Katsafanas argues, an agent necessar-
ily aims to express her power.
Katsafanas is here making a claim about the very essence of willing,
which he presents through an explication of Nietzsche’s concept of will
to power. Unpacking the idea first requires elaborating the structure of
drives—a particular kind of motivational factor that, unlike the basic ele-
ments in many more familiar models of our practical psychology, are not
in the first place a matter of an agent’s being directed toward some deter-
minate goal or end. Drives may, and often do, orient agents toward ends or
goals, but this is a secondary consequence of the drive’s more fundamental
aim, which is simply its own expression. My aggressive drive, for instance,
might move me to belittle someone. Hurting that person’s feelings indeed
becomes my goal, but it is not, as it were, that for the sake of which I act.
Rather, the aggressive drive’s fundamental aim is simply its own expression.
The vulnerability of another merely happens to provide opportunity.
Like aggression, our aiming at power is not, Katsafanas urges, to be
understood as aiming at some determinate end or goal in action—he is not
claiming that we necessarily act in order to attain power, or even in order
to exercise it (at least where “in order to” is understood in its usual sense).
Power is expressed through the encountering and overcoming of resistance,
in the pursuit of whatever else our goals or ends happen to be. But power
is not to be understood as itself a drive, to be placed alongside our other
Paul Katafanas’s Agency and the Foundation of Ethics | 427
I see some problems with the argument,14 but rather than rehearse them,
let me instead pose a question: What sort of effect is such an argument
expected to have in the face of Schopenhauer’s pessimism, assuming it is
sincere? That is, what exactly is such an argument supposed to do to, or
for Schopenhauer, or anyone already somewhat persuaded by him, in the
direction of getting him to affirm and embrace what he presently denies and
tries to stifle?
I find the answer to that question especially opaque, in light of the nature
of Schopenhauer’s own position, which Katsafanas helpfully reconstructs
for me in a rather detailed footnote.15 Schopenhauer evidently recognizes
that it would be absurd to try to stop oneself from willing—in the very try-
ing, one would be willing, and so one would have failed. It thus seems that
Schopenhauer cannot be understood as trying to offer us even a pro tanto
Paul Katafanas’s Agency and the Foundation of Ethics | 429
reason for doing that. What he can do, and apparently does, is offer some
ideas about what will happen to us if we start to pay more attention to the
ubiquity and inevitably of suffering, and the conditions that, according to
him, necessarily engender it. Such sustained attention will, he tells us, ulti-
mately lead to the will’s withering away, and with it our suffering, though
again not through any overt act (or series of acts) that would constitute
anything willed.
Schopenhauer, it seems to me, must be preaching a kind of conversion—
trying to show us a there to which we cannot get from here, at least not by
following the routes laid down before us by practical reason. This is what
I make of his instructing us in how, if we want our suffering to go away,
we might do well to pay more of a certain kind of attention to its ubiquity.
He is offering us a prescription in the form of a not-altogether-intentional
strategy for finding relief. We will be moved to follow his advice, insofar as
we find his diagnosis of the human condition convincing, and his claim to
have found an antidote for it credible.
If that is in the neighborhood of right, then it seems clear to me that
Schopenhauer needs nothing like a legitimation of authority. When the
doctor pulls out the big, ugly syringe and says, “You must have a shot,” the
question “Do I really have to?” is not a question about his normative enti-
tlement to issue you valid commands. It is rather responded to with some-
thing like, “Yes, it is the only way.” And then of course one may still wonder,
“Is it?” And then one might want a second opinion.
Nietzsche, it seems to me, is in a position exactly symmetrical to
Schopenhauer: he has his own diagnosis, and his own purported cure. From
what I gather, he wants to convince us that an immense amount of suffering
can be borne, provided one comes to have the sense that it is for something.
To the extent that we will tend to experience our suffering as meaningless,
something to be relieved, this is due to our alienation from our nature as
creatures who ineluctably strive to express our power. In large part, that
alienation is the result of our having embraced a system of values—moral
values—that pit us against our selves. To cure ourselves of what ails us, we
should indeed embrace will to power, and reject old values insofar as they
are incompatible with it, Nietzsche tells us.
But again, it seems to me that a claim to authority would here be beside
the point; I find it very odd to put one in Nietzsche’s mouth. The closest I
can come is in thinking of Nietzsche’s point as something like the follow-
ing: we must choose to make power our authority, by embracing it. But,
430 | J O U R N A L O F N I E T Z S C H E S T U D I E S
just as in Schopenhauer, the force of this “must” is peculiar, and it surely
cannot be the “must” of a rational norm. Relatedly, grasping the sense in
which embracing power is something we are in any position to do seems
to me to require some delicacy. After all, if Nietzsche is right and our wills
are already sickly, then we are likely to find that we cannot so easily take his
medicine, even if we want to.
I think that for Katsafanas, unless we can settle the dispute between
Schopenhauer and Nietzsche with an argument that establishes that we
are already “committed” to treating will to power as an authority, we are
left with something here that is merely a matter of taste. It is as though we
might just have to say: “Some go in for a resolute sense of purpose that
makes their immense suffering bearable; others go in for withering away of
willing, and with it suffering itself. Who is to say who is right?” In one sense,
I find myself agreeing that to leave it at this would do violence to the pro-
fundity of their disagreement. But I worry that no less violence is done by
seeing this as a question of legitimating the claim to authority made on us
by our nature. My thoughts return to Williams’s point: if Nietzsche thinks
he has something to offer Schopenhauer, and to us insofar as we are like
him or likely to be moved by him, it seems to be something more like help,
or hope, and not arguments. “You do not have to starve yourself and your
desires, or otherwise let your will wither away,” we might imagine Nietzsche
saying to us, “for your problem is not that you suffer, but that your suffering
cannot mean anything for you. I can show you how you can make it mean
something, by showing you what it would mean for you to embrace your
nature as a willer.”
Katsafanas has not yet convinced me to embrace that part of myself that
aims, ineluctably, at encountering and overcoming resistance. But one thing
that Katsafanas has convinced me of is something he probably did not quite
intend: that contemporary ethical theory needs to pay much more attention
to nihilism, and the unique sorts of problems that it presents.
One thing that would help, I think, is if we had a concept for the con-
dition that is the opposite of nihilism: the condition a person is in when
she and her life stand in the right sort of relation to her ideals and her
values, so that they are genuinely her own, and are capable of nourishing
Paul Katafanas’s Agency and the Foundation of Ethics | 431
her and propelling her forward. Such a concept would have to be one that
allowed us to raise the question, without begging it, of whether a person
could genuinely be in that condition, without necessarily being able to
“justify” the claims that her values make upon her to any other rational
agent as such.
If contemporary ethical theory already has such a concept, I am not
aware of it. Bernard Williams appears to have tried, at least at one point, to
reclaim the concept of justification itself for something like this very role.16
But that effort, in retrospect, proved a mistake. Williams could not cancel
the rationalist connotations of the notion of justification—in particular, the
idea that for an agent to be justified is for her to be flush with the legal
tender of rationality, universally valid reasons, with which any justificatory
debt, public or private, can be paid. His effort thus bred more confusion
than anything else. Other words that he could have used, and sometimes
did try to use, to capture the particular way in which a person’s values, proj-
ects, and principles can, if she is lucky, fund her life—words like purpose,
meaning, or ground—invite other, equally problematic misunderstandings
in contemporary ethics.
This is highly speculative, but I suspect that if we had a concept like
the one Williams tried to make justification into, it would especially help
contemporary ethicists like me to get a handle on what Nietzsche might
have to say to us. It might also help us to understand how constitutivism,
and especially Nietzschean constitutivism, could hope to be true. If there
is any sense at all to the idea that one can derive a justification for one’s
values, principles, or ideals from the facts about one’s nature as an agent, it
seems to me that this cannot be understood on the model of deriving the
conclusion of an argument from its premises. To steal an idea from Stanley
Cavell, it must be rather more like the way one derives pleasure from play-
ing the piano. One thus cannot expect an answer to “why must I embrace
and identify with that part of me that wills power?” if one is not already
doing so. One must be helped to embrace that part of oneself, and then—
maybe—one will derive the why.
In this respect, I think Nietzschean constitutivism must be under-
stood to be in a rather different position than Korsgaardian constitutivism.
Korsgaard, it seems to me, is in the rather advantageous position of selling
us an image of ourselves and our nature that most of us are already embrac-
ing, insofar as most of us do tend to identify with the values and ideals
of enlightenment morality. She can, it seems to me, agree with Williams
432 | J O U R N A L O F N I E T Z S C H E S T U D I E S
in thinking that a person who has begun seriously to ask, “Why should
I do anything?” should be offered help or hope, not reasoned with. But her
diagnosis will be that, insofar as that question comes to seem serious, it
is because such a person has begun to lose hold of her reason. Help thus
comes in being reminded of what one already knows about oneself, and
what this entails. Provided she is willing to try, every agent is assured in
advance that she can succeed in “making something” of herself, for the con-
stitutive principles of autonomy and efficacy just are the failsafe recipe for
doing so. For Korsgaard, a satisfying answer to “Why?” is the birthright of
every rational agent, and she promises to help you find your why by helping
you discover what follows from the fact that you are more or less what you
would like to believe that you are.
Katsafanas’s Nietzsche, it seems to me, must want to nurse the very
doubt that Korsgaard aims to quiet. His recommendation is that we under-
take to embrace a part of ourselves that, insofar as we have come to iden-
tify with enlightenment values, is bound to seem at least somewhat alien,
regrettable, or even shameful to us. It will continue to seem that way even
if we acknowledge it as an “inescapable” part of who we are. Importantly,
he cannot offer any assurances: a fully meaningful or worthwhile life is not
within the reach of everyone as such, and there can be nothing to guarantee
in advance that one will succeed in making something worthwhile of one-
self by following his prescription. Essential to Nietzsche’s view seems to be
that, despite trying with all their might, many people will find themselves
left without any satisfying answer to “Why?”
So in effect, Korsgaard says to me: If you are worried that “Why?”
will find no answer, do not worry. Instead, double-down on your enlight-
enment ideals, and then your values are guaranteed to support you and
never desert you. Nietzsche says, if you are even a little worried about
nihilism, you are probably right to be: that is precisely where you are
headed. It may not be too late to right the ship, but you had better be
prepared to try something fundamentally different: learn to embrace a
part of yourself that now seems alien. If you do, maybe, through some
combination of effort and luck, your life will come to really mean some-
thing for you. But there are no guarantees.
Comparing the two at face value, it is pretty clear which is the more
inviting wager. If I am to opt for Nietzsche’s way, it seems to me I must at
least have come to be convinced that Korsgaard’s is too good to be true,
and thus a lie. I am more or less convinced of that, and so not prepared
Paul Katafanas’s Agency and the Foundation of Ethics | 433
Stanford University
jorahd@stanford.edu
N OT E S
14. Briefly and inadequately: it seems to me that the first premise equivocates on
the notion of commitment, in a way that begs the question against Schopenhauer.
Granting that Katsafanas is right that activity is a constitutive aim of action, then
Schopenhauer is indeed “committed” to acting in ways of which he approves, but in
just the following sense: he is committed to assessing his actions by that standard,
insofar as he acts. He is, however, not committed to acting—precisely his question is
whether to be committed to that. But then, I do not see how appealing to anything
further about the nature of action, including its second, higher-order constitutive
aim, could be thought persuasive for him. Insofar as inaction is a live option for him
(albeit not an option accessible via the exercise of practical reason, as he admits), I
do not see how the argument can hope to work.
15. Katsafanas, Agency and the Foundations of Ethics, 205–6 n. 45.
16. See especially Bernard Williams, “Moral Luck,” in Moral Luck, ed. Bernard
Williams (Cambridge: Cambridge University Press, 1982), 20–39.
Normativity and the Will to Power:
Challenges for a Nietzschean Constitutivism
ANDREW HUDDLESTON
Introduction
The past decade and a half has seen a considerable flowering of interest
in Nietzsche’s metaethics. In this time, Nietzsche has been presented
with nearly as wide a range of views in metaethics as there are exegetical
options on the table—views ranging from nihilism to subjective real-
ism to expressivism to fictionalism to objective realism to, most recently,
constructivism and constitutivism. Interpreters must square Nietzsche’s
apparently skeptical remarks about the objectivity of value with his
seeming commitment to a certain privileged set of values, in light of
which he purports to “revalue” the values of the moral tradition. Is this
apparent commitment nothing more than rhetorical bluster? Or does he
think that some values really have a privileged status? And if so, in vir-
tue of what? This puzzle has elicited a number of elegant solutions and
ingenious potential interpretations.
In his recent book, Paul Katsafanas adds one of the most—if not the
most—philosophically sophisticated options to the mix by developing
a Nietzschean form of constitutivism, a view more often associated with
Kant, but in its broad outlines, amenable to a Nietzschean version as
well.1 The aim of Katsafanas’s book is to do more than simply resolve an
exegetical puzzle in Nietzsche scholarship. He wants to develop a d istinctive
metaethical theory rooted in Nietzsche’s work. What he arrives at is a view
of considerable ambition and interest that he offers as a way not just of
making sense of Nietzsche’s work, but of how we are to understand the
grounding of normativity. As he notes in various places in his book, he
is more c oncerned to establish the theory’s philosophical credentials than
to argue that it was indeed Nietzsche’s own view. So in what follows, I will
be concerned exclusively with the philosophical, as opposed to exegetical,
questions that arise with this Nietzschean view and with the constitutivist
strategy that Katsafanas has taken up.
In the philosophical literature thus far, constitutivism has mainly been
associated with the work of David Velleman and especially that of Christine
Korsgaard.2 Katsafanas takes his inspiration from these views, but wants
to put forward an account that improves on their weaknesses—and that
promises advantages over rival nonconstitutivist metaethical views, includ-
ing Humeanism and nonreductive realism. Although I think there are good
potential replies to the difficulties that Katsafanas has raised for several of
these views, those matters are not my focus of attention here. The guiding
questions of my article are internal ones that arise from his form of constitu-
tivism itself: Do actions have a constitutive aim, in the way that Katsafanas
supposes? If so, what is that aim? From the putative fact that actions have a
constitutive aim, what would follow about the grounding of normativity in
general? Will this approach yield a tenable metaethical theory? While I have
great admiration for the ingenuity and originality of the view Katsafanas
has put forward, ultimately I think it faces some serious challenges that it
will have difficulty answering in a satisfactory way.
[Constitutive Aims:]
Let A be a type of attitude or event. Let G be a goal. A constitutively
aims at G iff:
(i) each token of A aims at G, and
(ii) aiming at G is part of what constitutes an attitude or event as
a token of A.6
Now let us turn to discuss the heart of the constitutivist’s case: the close con-
nection between aims and action that is thought to generate the normative
standards for assessing those actions. The constitutivist’s idea here would be
that actions all aim at something. Of course, actions have all kinds of differ-
ent, more particular aims. So what the constitutivist will need to claim is,
first, that there is nonetheless a common aim that they all share and, second,
that it is in virtue of this common aim that they are constituted as actions.17
Let us recall Katsafanas’s claim that I earlier labeled Constitutive Aims:
Commonality: All actions have at least one common aim (by i).
Constitution: It is partly in virtue of this common aim that
something is an action (by ii).
I think this Hidden Premise, and thus the soundness of this form of
argument, is more questionable than the constitutivist realizes. Now,
much hangs on how exactly this rather wooly word “inescapable” is to be
understood. What is its modal profile? In just what sense is the proffered
aim “inescapable”? Is the claim of inescapability anchored in an empirical
psychological hypothesis about how all humans (and other sophisticated
animals maybe) are constituted, such that whenever they act, they, given
their constitution, strive for a certain goal? Or is it anchored in a conceptual
claim about the very nature of action—that it is impossible for there to be
something that counts as an action that does not aim at the constitutivist’s
favored goal? Or something else still? I am not sure there is a clear answer
here, nor is there likely to be agreement among various constitutivists, but
this is an issue that is worth flagging for further consideration.
But this issue aside, even if all actions involve self-constitution, or
self-understanding, or agential activity, or power—the constitutivist’s
favorite candidates for inescapable aims—this need not be what makes them
actions. It may be that, on some level, every action, however small, helps
constitute us as agents. It may be that, on some level, every action, however
small, yields its agent self-understanding. It may be that, on some level,
every action, however small, involves overcoming obstacles and resistances
(this is Katsafanas’s preferred understanding of power, a supposed aim of
all action). But we should ask: even if this is true, are the actions aiming
444 | J O U R N A L O F N I E T Z S C H E S T U D I E S
In the previous sections, I explored more general questions that arise for
the constitutivist project—specifically, what it would be for belief and
action to have a constitutive aim in the first place. In this section I would
Normativity and the Will to Power | 447
like to explore in more detail the Nietzschean conception of what the aims
of action are. On Katsafanas’s account, there are two constitutive aims of
action: agential activity and power. According to the first, actions aim for
a certain equilibrium, whereby the agent A’s, approves of her A-ing, and
further information would not undermine this approval. According to the
second, actions aim at power, understood as encountering and overcoming
obstacles and resistances.25 The second aim, according to Katsafanas, prom-
ises to generate more substantive normative content, so, for that r eason, and
for reasons of space, I shall focus on it.26
There is some debate about what sort of will-to-power thesis Nietzsche
endorses and its overall importance in his thought. That is an exegetical
debate that I will not get into here. I tend to be unconvinced that Nietzsche—
especially if we are cautious in our use of the unpublished notebook
material—should be read as aiming at a totalizing psychological hypothesis
about the aim of every action. I also tend to be unconvinced that it should
be understood as the anchor of his revaluation of values. Power is simply
one among several values, whose importance have hitherto been wrongly
denigrated in the Judeo-Christian moral tradition. But to the extent that
power is important for Nietzsche, there is a feature of the secondary lit-
erature that is worth pausing on for a moment, because the constitutivist
project builds so much on it. It is now often pointed out that power for
Nietzsche is not a matter simply of brute domination. The alternative that
has been developed by Bernard Reginster emphasizes the encountering and
overcoming of obstacles and resistances.27 There are plausible intuitions in
the background here. Real power seems to involve attaining something that
is difficult to attain, thereby overcoming obstacles in the process. Let us call
this conception Power-as-Overcoming.
Both one’s capacities and one’s having achieved dominance are typically
related to the obstacles and resistances that one actually has or can poten-
tially overcome. So there is a close internal connection among Power-as
Overcoming, Power-as-Capacities, and Power-as-Dominance. It may even be
true (though it is more contentious than it is often made out to be) that
willing Power-as-Dominance or Power-as-Capacities, one must thereby will
obstacles and resistance too.
I suspect this connection actually relies on the rather strained Nietzschean
thesis about the interconnectedness of everything—that if we want one
thing, we should want everything, and so on. Absent that, the plausibility
of needing to will to encounter and overcome obstacles and resistances sig-
nificantly diminishes. After all, why can I not care about, and will to have,
Power-as-Capacities and Power-as-Dominance without caring about, or will-
ing to have, Power-as-Overcoming, particularly in certain limited domains?
I might view Power-as-Overcoming, in many cases, as necessary (if indeed
it is), but as something regrettable, on my way to achieving the other two
sorts of power, and thus may not aim at it per se. The plane may have to go
through the clouds to get from Point A to Point B, but that does not mean its
pilot is aiming at the clouds. Furthermore, even if it is true that we are always
aiming at power, let alone maximal power, in every action, a stronger case
needs to be made that we are, in every action, aiming at power in the sense
Normativity and the Will to Power | 449
It seems to me that (B) is certainly more plausible than (A). But I do not
think either is really psychologically apt. In many kinds of activities we
perform, we do not aim at encountering and overcoming obstacles and
resistances, even ones specific to those activities. Consider an ordinary day.
Because I am extremely nearsighted, I must leave my glasses in the same
place every night, or I will not be able to find them in the morning. When
I first wake up, I want them near me. I do not aim to encounter and over-
come resistances, as a child might in an Easter egg hunt. Then I have cof-
fee. I do not aim for resistance in this activity either. I do not hope for the
machine to be broken so I have challenge of fixing it, without the benefit
of caffeine or my glasses. Then I read the newspaper. Compared with other
things that I read, the Guardian is not particularly challenging. But still,
there are far less taxing ways of getting the news. I think it would be a mis-
take, though, to characterize my aim in reading this paper as one of encoun-
tering and overcoming obstacles and resistances, even if that is something
I must “inescapably” do in reading it. Rather, a better description is that I
value the intelligent, sophisticated way the news is presented. Accordingly,
I will encounter relatively more obstacles and resistances in reading it than I
would if I were having it read to me, or reading a tabloid paper with fourth-
grade prose, large, colorful pictures, and scant analysis. Perhaps after this,
I will go the gym and use the rowing machine. Here I do want resistance.
450 | J O U R N A L O F N I E T Z S C H E S T U D I E S
I turn a crank that, quite literally, sets “the resistance” higher. Or maybe
I will play squash. In order for it to be a fun game, I do not want to play
against someone I can easily beat. I want to play with someone closer to
my rather modest level or better. And later in the day, there will be vari-
ous intellectual endeavors where I do value encountering and overcoming
obstacles and resistances in working through interpretive puzzles or philo-
sophical arguments.
I mention these various examples because it is important to bear in
mind the diversity of mundane human action. We should not generalize
from the fact that in some activities, obstacles and resistances are part of
what we value about the activity to this immensely totalizing conclusion.
The constitutivist theory moves from the alleged fact that in order to act,
we must encounter and overcome at least some minimal level of resistance
to the implausible psychological inference that we are aiming at such resis-
tances in all that we do.30 Insofar as I can get a grip on what it is for an
action to be aiming at something, this does not seem to me to be a very
plausible general thesis. It is true of some actions, but not of others.
I myself prefer construing Nietzsche’s will to power psychology in a less
totalizing way. This more modest Nietzschean account has a surprising and
interesting conclusion when it comes to the posited motivational apparatus:
in the case of some goals, we are willing not just the goal, but resistance to
achieving that goal. That is an important observation, and it is helpful for
understanding certain kinds of actions. But the thesis becomes drastically
less plausible when it is generalized to actions as such. This more mod-
est Nietzschean account that I prefer has another surprising and interest-
ing psychological thesis to offer: A desire for power motivates many more
human actions than we have hitherto thought, even those that, superfi-
cially, do not seem motivated by it. We can convincingly explain a range
of puzzling and often perverse human phenomena in terms of this. But, I
would say, we need not make this a totalizing, universal claim either. After
all, what about simple actions that aim, apparently, at relaxation: sitting on
a porch and sipping iced tea and enjoying the spring sunshine. This is an
action. But it is not plausibly aiming at power in any sense.31 It may involve
encountering and overcoming minimal obstacles and resistances (e.g., not
dropping the glass, etc.). But first, it is not plausibly aiming at this, and
second and more importantly, even if it were, doing so would not be what
makes it be an action. The constitutivist would need both claims to be true,
and yet both are very doubtful.
Normativity and the Will to Power | 451
One defensive strategy on the part of the constitutivist is to say that even
if some isolated action does not aim at power, it is part of a larger action
aiming at power.32 I need my glasses in order to see. I need coffee in order to
function. I need relaxation on off days to be more powerful on other days.
We might agree that these smaller-scale actions can be construed as part
of larger actions that are directed toward power. But, first, are we aiming at
Power-as-Overcoming primarily or exclusively, or are we aiming at power
in one of the other senses I outlined, particularly Power-as-Capacities? And
second, is it plausible that indirectly aiming at Power-as-Overcoming is what
makes these smaller token actions be actions? That I really do not see at
all. The more attenuated the connection gets between the action and the
allegedly constitutive goal, the less likely it is that aiming at the goal is what
makes it be an action.33 Now, if we are inventive enough, and provide tor-
tuous psychological redescriptions of every action, we can get something
reminiscent of the sort of account that undergraduates concoct to vindi-
cate dogmatically the idea that really we are motivated by egoistic consid-
erations, or the desire for pleasure all the time. Yet human psychology is
more varied, interesting, and complex than this. Power is a central, and
often neglected aspect of that psychology. Few were as astute about this
as Nietzsche was. But this striving for power (and particularly the striving
for maximal power) is unlikely to be the universal motive in or feature of
human action, and it is especially unlikely if power is construed as a matter
of overcoming obstacles and resistances. A challenge for the constitutivist is
not just to redescribe creatively every potential counterexample using this
posited motivation, but to explain why it is the most plausible and compel-
ling way of making agents and actions intelligible across the board.
others vapid. I could carry out a series of carefully plotted serial killings,
seeking the challenge of resisting detection for as long as possible, sur-
mounting the obstacle of having more bystanders nearby, feistier victims,
and so on. But this does not give me reason to do it. Or, in a different and
less morally repellent vein, I could try to eat as many hot chicken wings
as possible in a short amount of time. (Suppose, for the sake of argument,
I could also devote that same time to doing a lower-resistance, but seem-
ingly worthwhile activity: catching up with an old friend whom I care very
much about.) Presumably, the sensible constitutivist will want to say that
I do not have decisive reason to engage in the killing spree or (given the
options) to participate in the chicken-wing-eating contest. But why not?
It is of course because I have other reasons that outweigh or override the
pro tanto reasons that I have to maximize power. This the constitutivist
acknowledges. But what explains the force and weight of these reasons? If
the constitutivist has no story about why one has more reason to do less
power-conducive over more power-conducive activities in many circum-
stances, in what sense is it a comprehensive meta-normative theory? And if
it is not, can it really claim to be an important contender in the landscape
of metaethical views?
For the sake of comparison: the Humean is claiming that all of our
reasons are, in some sense, a function of our desiderative economy. The
objective realist (of one stripe anyway) is claiming that all of our reasons
for action are a function of facts about the mind-independent evaluative
truths regarding various courses of action. Even the Korsgaardian con-
stitutivist is seeking to account for reasons for action in general. But the
Nietzschean constitutivist, in marked contrast, is claiming simply that some
of our reasons (which are merely pro tanto reasons anyway) are a function
of the supposedly “inescapable” structure of human action. Whereas one
can, in principle, just be a Humean or a Parfitian Realist or a Korsgaardian
constructivist across the board when it comes to what we have overrid-
ing reason to do, one cannot just be a Nietzschean constitutivist. Yet if it
is, at best, only part of the story about normativity, and not a story about
overriding normativity at all, how can it offer itself as a serious metaethical
rival to these theories? One challenge for the Nietzschean constitutivist is
to explain why this theory should be taken as a major account of meta-
normativity when it—assuming it succeeds at all—explains only a portion
of the domain in question and not even the most important aspect of that
domain.
454 | J O U R N A L O F N I E T Z S C H E S T U D I E S
Conclusion
N OT E S
My thanks to Ken Gemes and Errol Lord for their comments on this article, as well
as an audience at Oxford, where I presented a version of this paper. Suggestions
there from Brian Leiter, Mattia Riccardi, and Paul Katsafanas were particularly
helpful.
1. Paul Katsafanas, Agency and the Foundations of Ethics: Nietzschean
Constitutivism (Oxford: Oxford University Press, 2013).
2. J. David Velleman, The Possibility of Practical Reason (Oxford: Oxford
University Press, 2000); Christine Korsgaard, Self-Constitution: Agency, Identity,
Integrity (Oxford: Oxford University Press, 2009).
3. In what follows, I will be primarily discussing Katsafanas’s take on the con-
stitutivist’s general strategy—and that is as a meta-normative theory that seeks to
Normativity and the Will to Power | 455
generate normative standards from the inescapable aims of belief and action. There
are other forms of constitutivism that may well fare better vis-à-vis some of the
objections I raise in this article, though they would face different objections of their
own. They will not be my focus of attention here.
4. Katsafanas, Agency and the Foundations of Ethics, 38.
5. Ariela Tubert, “Constitutive Arguments,” Philosophy Compass 5 (2010): 656–
66 provides a helpful overview of the constitutivist strategy.
6. Katsafanas, Agency and the Foundations of Ethics, 39. (The heading
“Constitutive Aims” is my own, but the wording is from Katsafanas.)
7. Katsafanas, Agency and the Foundations of Ethics, 39.
8. Katsafanas, Agency and the Foundations of Ethics, 39, my emphasis.
9. Christine Korsgaard, The Sources of Normativity (Cambridge: Cambridge
University Press, 1996).
10. Other forms of constitutivism may be less metaethically ambitious, in not
trying to work up from aims to normativity. They may instead simply be trying to
understand why we are committed to certain standards, without addressing the
metaethical grounding of those standards themselves. As I see it, these are not really
metaethical views of the sort that could claim to be rivals of, say, objectivist real-
ism. They are moral-psychological views that are silent on fundamental metaethical
questions.
11. E.g., Katsafanas, Agency and the Foundations of Ethics, 40 and chap. 2. Exactly
what “inescapable” means and what modal strength it has are not entirely clear to
me. Later in the article, I consider a few ways this term might be understood.
12. David Enoch, “Agency, Schmagency: Why Normativity Won’t Come from
What Is Constitutive of Action,” Philosophical Review 115 (2006): 169–98.
13. Enoch, “Schmagency Revisited,” in New Waves in Metaethics, ed. Michael
Brady (Basingstoke: Palgrave Macmillan), 208–33, 216.
14. Katsafanas, Agency and the Foundations of Ethics, 56–57.
15. It is not relevant for the purposes of the example to say whether we are try-
ing to maximize utility in each individual decision or over the long run.
16. It might be protested that this aim is not really inescapable, because it could
be altered with further intervention. But the Nietzschean constitutivist wants a
basically naturalistic picture in which he establishes on empirical psychological
grounds the inescapable aim of human action from a consideration of what we do
in fact aim at. If the claim indeed has such a status (and is not, say, a claim about
the abstract nature of action as such), it would seem to be based on an alterable
psychological fact about us; with enough intervention, our aims presumably could
be changed.
17. It is important to notice that, in principle, these are separable claims: even
if actions did all have a common aim or common aims, it would not necessarily
follow that it is in virtue of aiming at this that they are constituted as actions.
18. Katsafanas, Agency and the Foundations of Ethics, 39.
456 | J O U R N A L O F N I E T Z S C H E S T U D I E S
1. Characterizing Nihilism
are not equivalent. Moreover, I focus almost entirely on the more cognitive
aspects of nihilism, whereas Dannenberg is quite right that nihilism has
affective components.
So I acknowledge that more work needs to be done. Indeed, since pub-
lishing the book I have been working on several papers on Nietzsche’s
notion of nihilism and its relevance for contemporary ethics. I have come
to think that one dominant theme in Nietzsche’s reflections on nihilism is
the loss of higher values, rather than all values.4 Nietzsche is concerned
with a kind of evaluative flatness, rather than a total absence of value; and
Dannenberg is quite right that this is not merely a theoretical view, but is
manifest in the agent’s affective condition.
But let me respond to Dannenberg’s comments more directly. Begin
with claim (A), the contention that nihilism is more of a condition than
a set of beliefs about justification. This cannot be right. The paradigmatic
nihilist has a cluster of central features: he is, as Dannenberg points out,
forlorn and hopeless and bored, and he is also, as I point out, unable to see
values as genuinely justified and justifying. Dannenberg contends that the
former, more affective features are primary. I disagree: while Dannenberg
is right that the affective features are extremely important, I think the cog-
nitive features are essential. After all, we need to focus on these cognitive
aspects in order to distinguish the nihilist from the merely depressed per-
son. Someone could share all of the affective features of the nihilist without
being a nihilist. That is, someone could be forlorn, hopeless, bored, and so
forth, and all of this might have resulted simply from the loss of a loved one,
an injury, or a failure in life. What sets the nihilist apart from these more
ordinary cases is the cognitive features. The nihilist is forlorn because of a
view about values.
That point needs to be analyzed carefully. The nihilist need not be
pictured as someone who engages in explicit deliberation about the jus-
tificatory status of his values and concludes that they are unjustified. That
can happen, but it is hyper-reflective. Ordinarily, nihilism would arise in a
less reflective fashion. It can be manifest in the unavailability of what the
person wants rather than a conclusive refutation of its very possibility. So,
for example, the person who would have flourished in a religious culture
might founder in a secular one, without quite realizing why. What is at issue
is a cognitive matter: the unavailability of a certain kind of value. But the
person need not realize this. Nihilism can be manifest in culture, in the
possibilities afforded to individuals, rather than in the individual’s explicit
460 | J O U R N A L O F N I E T Z S C H E S T U D I E S
2. Responding to Nihilism
and music, ideals that grip culture and shift it in ways that ultimately impact
the possibilities open to individuals.
But we can also step back from these images of life, these ways of living,
and we can ask whether we have any reason for preferring one of them to
another. There are different sorts of answers that we can then give: we can
show that some of these pictures are unachievable, or that they are mere fan-
tasies, or that they render us internally conflicted, or socially fragmented,
or incapable of affirming ourselves, or that they conflict with our deepest
aims, and so on. And surely Nietzsche does all of that. These are philosoph-
ical critiques of these pictures, critiques that proceed by showing that the
pictures are incoherent, based on false presuppositions, or otherwise unjus-
tified. And this is just what I take Nietzsche’s reflections on will to power to
be doing. He is trying to show that and how Schopenhauer’s picture of life
is fundamentally flawed, premised on a stance that is incoherent.
There is much more to say about nihilism. But, in the interest of space,
let me now turn to the concerns that Bernard Reginster raises. One of my
book’s central arguments is that Nietzsche is best interpreted as a constitu-
tivist. But Reginster points out that there is no direct evidence for the claim
that Nietzsche is a constitutivist.8 Nietzsche never explicitly states that he is
pursuing a constitutivist strategy.9 Nor does Nietzsche present his argument
in a form precise enough to enable us to straightforwardly show that he is
a constitutivist. The evidence is less direct: I argue that Nietzsche’s frequent
pronouncements about power being the essence of life or action, together
with his idea that power has a privileged status because it is the essence of
life or action, are best reconstructed in a constitutivist form.
But why, exactly, do I claim that constitutivism is the best reconstruc-
tion of Nietzsche’s argument? In part because constitutivism makes the
most sense of Nietzsche’s triad of seemingly inconsistent claims about value
(power has a privileged normative status; there are no objective values;
values are created by human activities). Reginster argues that there are at
least two other metaethical theories that would make equally good sense
of these three claims: internalism and Prinz’s subjectivism.10 Internalism
is the view that “an agent has a reason to act in a certain way if so acting
serves or furthers a motivation in his existing subjective motivational set.
Response to Reginster, Dannenbarg, and Huddleston | 463
people like opera, some do not; some find in it the height of happiness,
some find it mildly entertaining, some find it interminably dull. Other
motives are somewhat more universal: there might be certain motives that
are present in all human beings, such as a desire for sex or a desire to eat
when hungry. Some of these motives might be present in all human beings
at all times, in all cultures, regardless of facts about how they have been
socialized. And some of those motives might be modifiable or susceptible
to being resisted, whereas others might not.
As Reginster explained, I try to show that because human action is moti-
vated by drives, all human action aims at power. If the argument succeeds,
then I will have shown that Nietzsche’s will to power is contingent only in
the very weak sense that if human nature were transformed—if we were
not motivated by drives—then we would not will power. But this is not
something over which we have any control: I cannot decide not to be moti-
vated by drives; I cannot expunge drives from my mental economy. And
this makes the constitutivist understanding of will to power quite different
from internalist or subjectivist understandings. For Nietzsche does not just
want to establish that all human beings sometimes aim at power (just as all
human beings sometimes aim at having sex or eating food). Nietzsche wants
to establish that power is an omnipresent aim. He wants to show that every
episode of action aims at power. This clearly is not true of sex and hunger.
To show that every episode of action aims at power, we need to show that
there is something about the very nature of human action that commits us
to aiming at power. We need to show that this aim is not something that we
can modify or extirpate. It is not obvious how internalism and subjectivism
could show this, without themselves amounting to forms of constitutivism.
In sum, then, constitutivism does in fact establish a more robust form of
normative privilege for power than would standard internalism or subjec-
tivism. To put the point more precisely, consider the following distinctions:
(c) Much weaker form: showing that power, like the desires for
food and sex, is a motive that every human being has and
sometimes acts upon.
I agree that I do not establish (a). I do not think Nietzsche has any inter-
est in establishing (a) either. However, constitutivism does establish (b),
whereas standard internalism and subjectivism could only establish (c).
So constitutivism establishes a privileged status for will to power, whereas
internalism and subjectivism do not.
Incidentally, these points help us to address two concerns that
Andrew Huddleston discusses. First, Huddleston asks whether the concept
of action is modally robust: Am I claiming that in every possible world,
action aims at power?15 No. This would be a version of claim (a), above. As
I have explained, I do not claim that will to power is a constitutive feature of
action as such. I claim, instead, that it is a constitutive feature of drive-mo-
tivated action. That claim is modally robust: because drives aim at expres-
sion, will to power is just a description of the nature of drive-motivated
action. And then there is an empirical claim: human action is drive-moti-
vated. That claim is not modally robust. There are possible worlds in which
humans are not motivated by drives, or in which some, but not all, human
actions are drive-motivated. So, again, I accept (b), not (a).
This is also a good place to address Huddleston’s example of what he
calls “aims-perversion,” in which some kind of drug alters the psychology
of human beings so that we all aim, in every action, at utility maximization.
The aims-perversion argument tries to show that if changes in our aims
generate changes in what we should do, then “constitutivism is little better
than a crude form of Humeanism.” For “the aims that we simply find our-
selves with” would be those that generate standards of success.16
In response, I actually do think that if our aims were altered in the way
that Huddleston describes, our reasons would change. If it really were true
that every episode of action aimed at utility maximization, then we would
have reason to be utility maximizers. If this strikes us as odd, I think part
of the explanation is that we are not envisioning just how different human
life would be if we actually did achieve this transformation. We imagine
that everything would be just the same, only we would have this one extra
desire. But actually things would be tremendously different: if we actually
did aim at utility maximization in every action, whole swathes of human
466 | J O U R N A L O F N I E T Z S C H E S T U D I E S
at their own expression. Moreover, Reginster notes that late nineteenth- and
early twentieth-century biologists and psychologists tended to adopt anal-
ogous views. These thinkers tended to take hunger as a paradigmatic drive,
and were therefore led to something like the following model: a drive has its
source in some internal condition, such as a physiological need. The drive
motivates activity toward an object that is designed to remove the stimulus.
Drives, so understood, aim not at expression, but rather at eliminating a
painful or uncomfortable stimulus, such as the sensation of hunger.
Fair enough. I agree that Freud and many of his followers had this view
of drives. But what I want to say in response is simply this: Nietzsche has
a different view of drives. We can see this by focusing on Reginster’s claim
that Nietzsche’s near contemporaries viewed hunger as a paradigmatic
drive. Revealingly, Nietzsche does not take hunger as central. Although a
search on the electronic version of the KGW returns 1,679 distinct passages
mentioning “Trieb,” “Instinkt,” and their cognates, only 43 of these passages
also mention “Hunger.” Moreover, most of these 43 passages simply talk of
drives “hungering” for satisfaction.19 Of the passages that discuss hunger
as a drive, several make the same point: hunger either is not a drive or is a
peculiar drive. For example, Nietzsche says that hunger is “the expression
of a specialized, belated form of instinct, an expression of the division of
labor of the instinct seen from above.”20 I can find only one reference to a
“hunger drive” in the published works, D 119, where Nietzsche tells us that
hunger is an atypical drive. So it is clear that hunger is not a paradigmatic
drive for Nietzsche.
Does Nietzsche then have an unprecedented view of drives? This would
not be so surprising. One of his chief complaints about philosophers and
scientists is that they mistake processes for states (“Becoming” for “Being,”
in Nietzsche’s more enigmatic phrasing). Freud’s conception of drives really
is more state-based than process-based. But I am actually not convinced
that Nietzsche’s account of drives is all that distinctive. At least the germ of
it is present in early thinkers. For example, although Reginster argues that
Schopenhauer treats drives as aiming at the removal of painful stimuli, I
do not think this is quite right. It is true that Schopenhauer thinks we aim
at tranquility, at removing the stimuli to action. This makes it sound as if
Schopenhauer is treating drives as aiming at their own extinction. However,
I interpret his remarks on the impossibility of satisfaction as suggesting
that we are actually disposed to seek activity rather than states-in-which-
we-abide. Put differently, we want tranquility, but we find ourselves driven
468 | J O U R N A L O F N I E T Z S C H E S T U D I E S
to activity. The will to live—the source of all our striving—has the structure
that Nietzsche attributes to drives.
Moreover, several of the German Romantics treated drives as sponta-
neous sources of activity, especially creative activity. In Goethe and Schiller,
among others, drives are not things that would be comfortably assimilated
to hunger; Schiller’s form drive and sensuous drives, for example, do not
aim at any particular end. And this is not restricted to the Romantics.
Consider Fichte, who argues for the presence of a pure drive—a drive that
motivates us simply to activity for the sake of activity, with no concrete con-
tent. Indeed, Fichte sometimes associates drives with pure activity. To quote
just one representative passage, he writes, “The being of the I is absolute
activity and nothing but activity; but activity, taken objectively, is drive.”21
So even if Reginster is right that some of Nietzsche’s near contemporaries
view drives as states that dispose us to remove painful stimuli, there is a
competing tradition of treating drives as sources of pure activity. In other
words, there is a tradition of treating drives as aiming not at any particular
end, but at expression of activity as such. In light of this, I also doubt that
Reginster is correct in claiming that Nietzsche distinguishes drives in gen-
eral from wills in particular, with the latter being active drives.22 I would
say, instead, that Nietzsche treats all drives as essentially active, though of
course in pathological cases or in cases of exhaustion, drives can wither
away, be conflicted, and so on.
The general point here is that we cannot expect that each activity, no
matter how it is individuated, will reveal an aim of resistance. We should
instead expect that when we consider stretches of activity individuated by
drives, these activities will reveal an aim of resistance. Consider a more
straightforward example: if you just look at a person filling a cup with water,
you might not know, based just on that one action, that the person is bak-
ing bread. But then when you see that the person is performing a series of
actions—filling a cup with water, adding it to the flour, kneading the dough,
and so on—you see that the person is baking bread. The aim is present in
the more limited case of activity—otherwise the person would not be filling
the cup with water at all—but it is not obvious until we embed the activity
in a broader course of action.
The constitutivist theory moves from the alleged fact that in order
to act, we must encounter and overcome at least some minimal
level of resistance to the implausible psychological inference that
we are aiming at such resistances in all that we do.26
Let us now move away from the exegetical matters and consider a more gen-
eral philosophical point. How does the fact that we have certain aims relate
472 | J O U R N A L O F N I E T Z S C H E S T U D I E S
to the fact that we are subject to certain standards of success? I endorse the
following claim:
The move from the fact that in believing and acting, we aim
at certain goals and are thereby subject to certain standards
of success, to the claim that those standards themselves are
grounded in our so aiming, is, so far as I can tell, simply a non
sequitur. One challenge for Nietzschean constitutivism is thus
to render Generation (or some similarly ambitious thesis) plau-
sible, without simply trading on the plausibility of other, more
modest theses.30
Before closing, I will mention four important but more easily addressed
points. First, Reginster objects to one of the arguments that I offer in support
474 | J O U R N A L O F N I E T Z S C H E S T U D I E S
of the claim that every action aims at power. I contend that Nietzsche
endorses the following two claims:
(A) There is no state such that being in that state provides lasting
satisfaction.
(B) There are processes such that engaging in those processes
provides lasting satisfaction.
I argue that the best explanation for (A) and (B) is that our actions are
drive-motivated. Reginster disagrees. While he concedes that drive-
motivation would explain (A) and (B), he argues that this is not the best
explanation of (A) and (B). To support this claim, Reginster points out that
the facts that explain (A) might differ from the facts that explain (B). For
example, he notes that we can explain (A) by analyzing happiness as essen-
tially negative: pleasure is nothing but the absence of pain. If we accept that
view of happiness, then (A) would follow but (B) would not.33
While I agree with Reginster that this is a possible explanation of (A),
as he himself admits it would not explain (B). So, if we accept both (A) and
(B), Nietzsche’s explanation in terms of drives is more powerful than the
argument that Reginster suggests. More generally, it is worth noting that
I offer several arguments that point toward the conclusion that all actions
aim at power. Each of these arguments can be critiqued individually, but
when taken together we have a series of related considerations that all point
toward the same explanation: all actions are drive-motivated, hence all
actions aim at power. So, taken collectively, the arguments provide strong
support for Nietzsche’s thesis.
Second, Huddleston argues that I do not respond successfully to an
objection from David Enoch. Simply put, Enoch argues that we cannot move
from “you inescapably X” to “you should X.” In my book, I agree, but point
out that—provided we accept the Success claim mentioned above—we can
move from “you inescapably aim at X” to “you should X.” Huddleston notes
that moving from “you inescapably aim at X” to “you should X” involves
deriving an “ought” from an “is.”34 My response is that I agree, but that
even Hume, the source of this claim about the impermissibility of deriving
an ought from an is, thinks that this kind of derivation is fine. For exam-
ple, if Bob desires pie and Annie does not, this gives Bob a reason that
Annie lacks. All else being equal, he should eat pie, and she should not.
Response to Reginster, Dannenbarg, and Huddleston | 475
Boston University
pkatsa@bu.edu
N OT E S
9. As the term “constitutivism” did not arise until the 1990s, this is unsurprising.
But just as we can characterize Hume as arguing for internalism about practical
reason even though that label arose in the 1970s, we can characterize Nietzsche as a
constitutivist even if the term never occurs in his works.
10. Reginster, “Comments on Paul Katsafanas,” 405–6.
11. Reginster, “Comments on Paul Katsafanas,” 406.
12. Reginster, “Comments on Paul Katsafanas,” 406.
13. Reginster, “Comments on Paul Katsafanas,” 406.
14. Reginster, “Comments on Paul Katsafanas,” 408.
15. Andrew Huddleston, “Normativity and the Will to Power: Challenges for a
Nietzschean Constitutivism,” Journal of Nietzsche Studies 47.3 (2016): 435–56, 445–6.
16. Huddleston, “Normativity and the Will to Power,” 441.
17. Reginster, “Comments on Paul Katsafanas,” 409.
18. Reginster, “Comments on Paul Katsafanas,” 410.
19. The search was performed on the Digitale Kritische Gesamtausgabe Werke
und Briefe, available at www.nietzschesource.org.
20. KSA 13:11[121]; translated as The Will to Power 651.
21. Johann Gottlieb Fichte, The System of Ethics, ed. Daniel Breazeale and
Guenter Zöller (Cambridge: Cambridge University Press, 2005), 101.
22. Reginster, “Comments on Paul Katsafanas,” 412.
23. Reginster, “Comments on Paul Katsafanas,” 414.
24. A simple case: suppose I wanted to argue that belief aims at truth. A critic
comes along and points to Joe over there who believes that the earth is flat and
makes no effort to correct this belief in light of evidence. Two responses are open:
I could argue that Joe’s belief really does aim at truth, and try to demonstrate this
by pointing out that if we could get Joe to reflect on this belief and the evidence
against it, he would be under pressure to change the belief; or I could concede that
Joe’s belief does not aim at truth, but I could try to account for this by pointing to
background pressures that distort the belief. Just so with action and will to power.
25. Huddleston, “Normativity and the Will to Power,” 447–8.
26. Huddleston, “Normativity and the Will to Power,” 450.
27. Huddleston, “Normativity and the Will to Power,” 450.
28. “Implausible” is a word with an interesting philosophical use. It can mean
that the results are counterintuitive. Or it can mean that the argument is unsuccess-
ful. Or it can mean that although the argument seems to succeed, the results that it
generates are so outlandish or unbelievable as to be not worth considering. We need
a philosophical critique of the reliance on thoughts about what is plausible.
29. Huddleston points out that in chess, it seems like the constitutive aim is
generated by the fact that there is already a standard of success. That is, we first
define what it is to win chess, and then we define a constitutive aim in terms of
that (438). So “normativity would have its grounding independently of our aims,
and it would explain what those aims need to be, if we are to be engaged in a given
478 | J O U R N A L O F N I E T Z S C H E S T U D I E S
SCARLETT MARTON
Nietzsche Studies Group in Brazil started its activities in March 1989 in the
Philosophy Department of University of São Paulo (USP). For nearly five
years, the members carried out a structural and genetic analysis of Thus
Spoke Zarathustra, examining the concepts and strategies, the stylistic fig-
ures and images, and also searching the references to the history of philos-
ophy, the Christian religion, and the nineteenth-century cultural context.
Professor Marton and her circle, as part of a space devoted to thorough
education, did not lose sight of the relations between philosophy and cul-
ture more broadly. Their discussions always involved the arts and litera-
ture, music and cinema, theater and poetry; and the members’ own cultural
experiences were always shared. Without culture, after all, philosophy
devolves into mere technics.
Following the critical examination of Thus Spoke Zarathustra, the group
turned to the conceptual analysis of Ecce Homo in 1994, and two years there-
after an analysis of the 1886 prefaces to Nietzsche’s republished works. The
group then evolved to discuss criticism and scholarly research on Nietzsche
in addition to his texts. Since many of those who participated in Professor
Marton’s circle would become educators themselves, the group naturally
multiplied into several individual cells throughout the country. Nietzsche
Studies Group in Brazil (GEN) was officially established in 1996 as a nation-
wide research group. And in recent years, it has started to gather French
and Italian researchers as well. Most recently, in 2015, CENBRA–Centro de
Estudos Nietzsche: Recepção no Brasil (Center for the Study of Nietzsche’s
Reception in Brazil) has joined GEN as well.
Although philosophical scholarship can be solipsistic, GEN strives in
the spirit of mutual support and solidarity. Embracing interdependence,
integrating diversity, and cultivating a sense of personal responsibility—
these are all practices that GEN is committed to developing. Swimming
482 | J O U R N A L O F N I E T Z S C H E S T U D I E S
Since it was created, the Nietzsche Studies Group in Brazil has sought to
enlarge and strengthen its relations with the most important Nietzsche
research centers, including Sociedad Española de Estudios sobre
Friedrich Nietzsche (Spain), Centro Interuniversitario Colli-Montinari
(Italy), Nietzsche International Laboratory (Portugal), Stiftung Weimarer
Klassik (Germany), Internationale Nietzsche-Forschungsgruppe
Greifswald (Germany), Nietzsche Documentation Center in Naumburg
(Germany), and GIRN–Groupe International de Recherches sur Nietzsche
(Europhilosophie), directed by Giuliano Campioni, Patrick Wotling,
Werner Stegmaier, and Scarlett Marton.
4. Research Interests
Among the studies developed within the framework of the Nietzsche Studies
Group in Brazil, there are systematic works, explorations of Nietzsche’s cri-
tique of metaphysics and subjectivity, and examinations of his alternative
ethics of amor fati as well as the experimental character of his philosophy.
There are also immanent studies of Nietzsche’s writings, such as those
devoted to the question of Ecce Homo’s authorship or to the problem of civi-
lization in The Antichrist. Issues in the philosophy of biology and of political
philosophy are also taken into account, for example, the conceptual pirou-
ette necessary to rethink the very idea of democracy. Questions concern-
ing the theory of knowledge are considered too, such as those of causality,
perspectivism, or even the different conceptions of truth within Nietzsche’s
mature thought. Due attention is also given to themes related to the critique
of culture, such as Nietzsche’s analysis of nihilism, his diagnosis of nine-
teenth-century Germany, and his evaluation of modernity, and to those
concerning the critique of religion, such as his attack against Christianity
and the ascetic ideal. Methodologically, these studies showcase a range of
philosophical strategies, too, from analyses of his propositions to historical
GEN–Nietzsche Studies Group | 483
Stefano Busellato earned his PhD in Cultural Science from the Scuola
Internazionale di Alti Studi San Carlo of Modena in 2005 and his PhD in
History of Philosophy from Università degli Studi of Macerata in 2008. He
did his postdoctoral studies at Università degli Studi di Siena on skepticism
in Nietzsche’s thought and he is currently studying Zarathustra with a post-
doctoral fellowship at USP. He is author and editor of several books, among
them Nietzsche e lo scetticismo. Momenti temi e fonti della scepsi nietzsche-
ana (Macerata, 2012); Tra la torre e i cammelli. Nietzsche a Pisa (Pisa, 2013,
with G. Campioni); Nietzsche dal Brasile. Contributi alla ricerca contempo-
ranea (Pisa, 2014); and Schopenhauer lettore di Spinoza. Le chiose all’Etica
(Macerata, 2015).
Geraldo Pereira Dias is currently writing his PhD on the Brazilian recep-
tion of Nietzsche’s thought at the Federal University of São Paulo, under
the supervision of Ivo da Silva Júnior. He received his master’s degree in
philosophy from the same institution in 2013, with a dissertation titled
“Daybreak: Work of Transition in Nietzsche’s Philosophy?” He is a member
of CENBRA, and has published “Between Reformers and Reactionaries: The
Aesthetic and Political Reception of Nietzsche’s Work in the Brazilian Press
in the Period 1893–1945,” Cadernos Nietzsche 36 (2015); and “‘Nietzsche,
Brazilian Interpreter’? The Nietzschean Reception in the Brazilian Press
from São Paulo and Rio de Janeiro at the End of the XIX and Beginning of
XX Century,” Cadernos Nietzsche 35 (2014).
GEN–Nietzsche Studies Group | 485
André Luís Mota Itaparica has been Professor at the Federal University of
Recôncavo da Bahia since 2006. He earned his PhD from USP in 2003, with
a dissertation on the question of idealism and realism in Nietzsche’s phi-
losophy. He is author of Nietzsche: Estilo e Moral (São Paulo, 2001) and co-
editor with Márcio José Silveira Lima of Verdade e linguagem em Nietzsche
(Salvador, 2014), and has published several articles on Nietzsche.
Márcio José Silveira Lima has been Adjunct Professor at the Federal
University of Southern Bahia since 2014; before that he was professor at
the Federal University of Bahia from 2006 to 2014. He earned his PhD at
USP in 2010, with a dissertation on perspectivism and truth in Nietzsche’s
philosophy. He is editor-in-chief of Cadernos Nietzsche, author of As
máscaras de Dioniso: filosofia e tragédia em Nietzsche (São Paulo, 2006),
486 | J O U R N A L O F N I E T Z S C H E S T U D I E S
and also co-editor with André Luís Mota Itaparica of Verdade e linguagem
em Nietzsche (Salvador, 2010).
eventually led him to quit the university and change the orientation of his
philosophical activity. This particular (practical, critical, and therapeutic)
understanding of philosophy, as well as its development in Nietzsche’s early
thought, is the main object of Béland’s book.
The volume is divided into four main parts, followed by an epilogue,
each of which corresponds to different levels of analysis of Nietzsche’s
activity as a “philosophical physician.” Part I, “Nietzsche à Bâle,” focuses
on the medical metaphor itself and seeks to describe it and contextualize
it within the texts written in Basel. It offers illuminating conceptual and
philological analysis not only of the expression “physician of culture” but
also of key interrelated concepts, such as Kultur, Bildung, and Civilization
(chapter 1). To these conceptual considerations, Béland adds information
on the biographical and historical background that helps to clarify the pro-
gressive development, orientation, and definition of Nietzsche’s practice as
a philosopher during his early years in Basel (chapter 2).
The second part of the book, “Symptomatologie,” is devoted to the
“descriptive level” (“plan descriptif ”) of Nietzsche’s project and describes
the methodology, diagnosis, and prognosis at its core. Focusing on the texts
from 1869 to 1876, Béland begins by analyzing Nietzsche’s “auscultation” of
culture, singling out the philological (interpretative) and the philosophi-
cal (normative) methods and stressing the similarity between Nietzsche’s
approach and the ancient Greek model (chapter 3). The three following
chapters are dedicated to the exposition of Nietzsche’s diagnosed symp-
tomatology at the level of politics (chapter 4), education (chapter 5), and
literature/language (chapter 6). According to Béland, each set of symptoms
manifests a certain imbalance of natural drives in the body of culture, the
role of the medical philosopher being to restore them to a healthy equilib-
rium. A final chapter anachronistically unifies the above symptoms under
the diagnosis of nihilism and presents the first steps of Nietzsche’s struggle
for the constitution of a new tragic and artistic culture (chapter 7).
The descriptive level is followed by the normative level (“plan norma-
tif ”) in part III, “Thérapie,” where Béland rightly emphasizes the active
dimension of Nietzsche’s early philosophy. The three chapters in this part
aim to clarify Nietzsche’s therapeutic and combative practice on three
different fronts. The first is the philological front, where Nietzsche is pre-
sented as struggling for the regeneration of German culture through Greek
Antiquity (chapter 8). On a second (musical) front, Nietzsche joins Wagner
to support the rejuvenation of tragic art in Germany (chapter 9). Finally,
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productive life, his early therapeutic project was definitely abandoned once
he left his public career in Basel.
This conclusion is not as convincing as the rest of the book, since it is
not at all clear that Nietzsche ever abandoned his therapeutic plans regard-
ing culture. It is true that Nietzsche retreated from institutional and openly
public activity, that he understood the inefficacy of his early Kulturkritik
for the recovery of German culture, that he was disappointed by the neg-
ative reception of his first work (and generally by the lack of good read-
ers throughout his life), and that his awareness of the difficulty of his task
grew exponentially following his first years in Basel. As a consequence, the
nature of his writings and philosophical activity does indeed also change
throughout the years, becoming more independent, personal, itinerant,
and, to some extent, private. But the fact that the specific means and form
of this project changed does not imply that its therapeutic aim changed as
well. In fact, most of the philological elements that Béland presents to sup-
port her attribution of a therapeutic project to the young Nietzsche—the
metaphor of the cultural physician, his concern for the sickness of culture,
the medical imagery centered on the pair sickness/health, the closeness of
his project to the Hellenistic therapeutic model of philosophy, his diagnosis
of “nihilism,” the idea of a “transvaluation of modernity,” among others—
are rather developed and intensified in Nietzsche’s mature thought. Indeed,
the scope of Nietzsche’s therapeutic project seems to be widened rather
than narrowed with the development of his thought: the target is no longer
Germany but Western culture as a whole; the field of intervention is no
longer limited to specific domains, such as art, language, and education, but
encompasses the whole system of values and beliefs; and the reorientation
toward the philosopher’s own body seems to serve as a means (of diagnosis,
experimentation, overcoming) rather than an end in itself.
Thus, what Béland interprets as a tension in Nietzsche’s mature thought
is no tension at all if one thinks of its aesthetic and political dimensions as
complementary rather than contradictory, as in fact they should be, con-
sidering Nietzsche’s own expectations of future philosophy. In a famous
passage from On the Genealogy of Morality, Nietzsche, referring to “the
redeeming man,” clearly explains the correlation between them: “solitude
will be misunderstood by the people as though it were flight from reality—:
whereas it is just his way of being absorbed, buried and immersed in reality
so that from it, when he emerges into the light again, he can return with the
redemption of this reality” (GM II:24). Nietzsche’s conception of the “new
492 | J o u r n a l o f Nie t z s c h e S t u d ies
philosophers” does not seem far from this ideal, and the fact that Nietzsche
preserved his prophylactic and revolutionary plans regarding culture is
proven by “the most comprehensive responsibility” (BGE 61) that Nietzsche
ascribes to them in Beyond Good and Evil, as Béland herself recognizes
toward the end of the book, although she interprets it as part of the conflict
that she detects in Nietzsche’s late philosophy. It may be that Nietzsche’s
conception of philosophy remained more stable than Béland suggests, and
his “great politics,” together with the “transvaluation of all values,” is simply
the final and ultimate form of his lifelong therapeutic project, the roots of
which Béland so acutely identifies and illuminates.
These reservations about Béland’s reading of the further development
of Nietzsche’s mature thought aside, the book is certainly worth reading
and studying; it is written with a high level of rigor, clarity, and mastery of
the sources and provides an erudite account of their historical and cultural
background. All in all, the book certainly fills an important gap in Nietzsche
studies and will hopefully encourage further research on the topic.
Greeks,” Meyer makes his bid to establish thesis 1. But further support for
thesis 1 is meant to follow also from his second and fourth chapters—titled,
respectively, “Aristotle’s Defense of the Principle of Non-Contradiction in
Metaphysics IV” and “Heraclitean Becoming and Protagorean Perspectivism
in Plato’s Theaetetus.” Chapter 3, “Naturalism, Becoming, and the Unity of
Opposites in Human, All Too Human,” and chapter 5, “Heraclitean Becoming,
Protagorean Perspectivism, and the Will to Power in Beyond Good and Evil,”
both bolster the case for thesis 2, although the former also serves thesis 4 and
the latter thesis 3.
All this sounds terribly complicated, but it really is not. Meyer wants to
convince his readers that Plato and Aristotle, whatever their differences, are
allied against common enemies: the relationalist ontology of Heraclitus and
the relativist epistemology of Protagoras. Nietzsche’s philosophical project
is to take up the gauntlet and advocate these historically discarded posi-
tions in an attempt to return to an early Greek—that is to say, tragic—way
of looking at the world. He is helped in this both by Ruggero Giuseppe
Boscovich’s physics (considered closely in Meyer’s third chapter) and
Gustav Teichmüller’s metaphysics and epistemology (treated at length in
the fifth). Once we understand how relationalism and relativism were con-
nected both in antiquity and in the modern era, we will understand how
and why Nietzsche adopts them with such enthusiasm in his own work.
Many of the arguments adduced by Meyer are elaborate and the evidence
painstakingly piled up; I find myself wanting to be persuaded by quite a bit
of what he writes. But still I balk. Meyer observes, quite rightly, that both
Aristotle and Plato lump together not only the “doctrines” of Heraclitus and
Protagoras, but also that of Cratylus—the view that meaningful language is
impossible and ought therefore to be abandoned (189–91). There is no con-
stancy or persistence in the beings to which language refers, according to the
relationalist ontology, and so every attempt at linguistic description necessar-
ily falsifies the world it aims to represent. As many recent commentators have
pointed out, Nietzsche appears to embrace a similar falsification thesis, espe-
cially early in his career. But Meyer argues, contrary to some of these com-
mentators, that Nietzsche never rejects the falsification thesis. It is, on Meyer’s
interpretation, part and parcel of Nietzsche’s tragic philosophy (118, 222–32).
There is a satisfying symmetry to the picture. Nietzsche picks up the
fallen flags of Heraclitus, Protagoras, and Cratylus in a revolution against
Parmenides, Plato, and Aristotle. Heraclitus’ flux becomes Nietzsche’s rela-
tionalism; Protagoras’ relativism becomes Nietzsche’s perspectivism; and
B O O K R E V I E W S | 501
She confirms her diagnosis by means of the patient register of the Jena
psychiatric clinic, according to which Nietzsche smeared his excrements,
wrapped them in paper, put them into drawers, and even ate them. Applying
Freud’s theory of the “developmental-psychological significance of the anal
complex” to “the psychodynamics” of Nietzsche’s “psychosexual develop-
ment” (48), Volz infers that the early loss of his father caused Nietzsche’s
“neurotic depression” and the “inability to evolve a mature object love” in
terms of a “sexually satisfying relationship.” His “emotional ambiguities”
after the “unfortunate outcome of the Lou-affair” drove him “close to sui-
cide” and forced him into the “desperate search for a creative solution” (49).
Volz demonstrates this by means of a letter to Franz Overbeck from
1882, wherein Nietzsche says that he would be lost if he did not invent the
alchemists’ trick of making gold from feces (cf. KSB 6, p. 312). Given that
the transmutation of inferior material to gold was the most prominent aim
of alchemy, it is surprising that Volz does not take into account Nietzsche’s
choice of words, which, after all, she took as the title of her article. In my
eyes, a further hint that points to the importance of Nietzsche’s “alchemistic”
goal of writing is given in his Zarathustra. Twice his “devil and archenemy,”
the “spirit of gravity,” addresses Zarathustra as a “stone of wisdom” (Z III:
“The Vision and the Enigma” 1), which represents the missing medium for
the alchemistic creation of gold. Although Volz delivers an interesting and
unusual text selection, she pays more attention to the alleged impact of the
author’s mental disorders than to the text itself.
The same occurs in Sander L. Gilman’s article, “Heine, Nietzsche, and
the Idea of the Jew,” which was published in Jacob Golomb’s 1997 collec-
tion, Nietzsche and Jewish Culture. Based on the abstruse assumption that
“the function of the ‘Jews’ in all of their stereotypical representation . . .
was to externalize many of the qualities associated with Nietzsche’s psy-
chic life” (58), he means to investigate “what Nietzsche understood by the
generalized terms ‘Jews’ or ‘Semite’ or ‘Hebrew’” (54). The terms remain
totally unspecified, though. Instead, Gilman makes psychological specula-
tions about the death of Nietzsche’s father and his “syphilitic infection” (57),
and he puts forward the dubious thesis that “[s]exuality and corruption, the
idea of the woman, form the centerpiece for Nietzsche’s understanding of
the Jew” (73).
At its core, the essay sketches Nietzsche’s changing attitude toward
Heinrich Heine, which Gilman explains by two principles at war within
Nietzsche: “the hidden Teuton” (72) and “the hidden Jew, the stigma of
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disease and madness” (74). Apart from the fact that Gilman’s argument is
generally hard to follow, I especially regard his uncritical use of words as
unacceptable in critical research. Formulations like “the pathology of the
Jews” (58), “this damn Jew” (59), “the evil essence of Jewishness,” “the rab-
binical sophistries” (73), and the “arch-Jew” (63, 75) leave it to the reader’s
good will to distinguish between Gilman’s rhetoric and his sarcastic imita-
tion of nineteenth-century anti-Semitism.
The second chapter, “Source Criticism and Editing Policies,” contains
Hans-Erich Lampl’s 1986 essay, “Ex Oblivione: The Féré Palimpsest,” and
Dieter Fuchs’s 1997 “Will to Power. The Birth of the ‘Main Work’ from the
Spirit of the Nietzsche Archive.” The good thing about Lampl’s article is
that he provides further scholarly thought regarding Nietzsche’s response
to Charles Féré, a nineteenth-century French physician and scientist deal-
ing with the physio-psychological conditions of “normal” and “abnormal”
individuals. Disappointing is that any given information is next to incom-
prehensible due to Lampl’s turgid and unclear diction.
By contrast, Dieter Fuchs convinces with exemplary precision. He puts
Nietzsche’s theorem and abandoned literary project “Will to Power” in quo-
tation marks, while notating Elisabeth Förster-Nietzsche’s falsified compila-
tion of her brother’s manuscripts in italics. By comparing Nietzsche’s notes
and the “dubious text recycling” (112) that his sister made along with Peter
Gast, Fuchs examines their editing of the text that “enabled Nietzsche’s uti-
lization for the people and fatherland” (109). With many examples, he first
shows that Förster-Nietzsche’s deliberate alterations contain the elimina-
tion of all explicit disparagements of religion, church, and Reich, as well
as the misogynist, the anti-anti-Semitic, and the anti-idealistic attacks.
Second, Fuchs demonstrates how these excised fragments were system-
atically arranged in order to present Nietzsche’s notes as his posthumous
“theoretic-philosophical main prose work” (so Förster-Nietzsche in her
foreword of the Will to Power edition from 1906), which still shapes the
image of Nietzsche’s philosophy today, due to uncritical reprints and quota-
tion, especially in Anglo-American scholarship.
The third section, “Source Research,” contains articles by Jörg
Salaquarda and Andreas Urs Sommer, both published in 2000. While
Sommer debates “The Uses and Disadvantages of Critical Source Research”
in general, Salaquarda analyzes “Friedrich Nietzsche and the Bible with
Particular Regard to Thus Spoke Zarathustra.” Salaquarda attests that most
of Nietzsche’s current readers are not as well versed in the Bible as Nietzsche
B O O K R E V I E W S | 505
creating a new basis for culture in a “cosmic” fable that Stack describes as an
“amalgam of philosophical, artistic, and scientific perspectives” (187). In this
context, the will to power myth is found to be a pragmatic “quasi-scientific,
quasi-metaphysical mask concealing a Dionysian chaos” (202). While this
seems to be a plausible humanization of Schopenhauer’s will, it also appears
as something of an Apolline veiling of the Dionysian, a veiling criticized by
Nietzsche, for whom the Dionysian chaos of earth and life is without tran-
scendental underpinning and necessarily impacts on all thinking.
Stack’s will to freedom designates an inspired and inspiring engagement
with the world of becoming, presented by Nietzsche in full rhetorical flow,
which attempts to persuade us to sustain a faith in “the awesome phenome-
non of life itself ” (207). To exert a will to freedom in a meaningful way, it is
necessary to be free from the constraints of the metaphysical and religious
denial of the value of life, an undercurrent in modern thought which under-
mines any attempts to be true to the earth. Stack claims that by emphasizing
“objective nihilism” (205) and an overt awareness of the limits of knowledge
Nietzsche ultimately avoided making metaphysical claims, but nonetheless
charges Nietzsche with misusing rhetoric in exhorting us to acknowledge
the world of will to power.
Against Stack, however, it can be argued that even here Nietzsche is not
asking us to affirm the world of will to power as a metaphysical totality and
thus to exceed perspectivism. Rather, he asks us to actively aspire to develop
an affirmative ethical stance, or ethos, in which will to power occurs as
ethical evaluation. Here we stray from Stack’s world of science and myth
in an attempt to develop a primarily ethical interpretation of human will
to power, albeit one that might, nonetheless, provide a response to Stack’s
concerns. For Nietzsche’s world of will to power can be understood as
underpinned in two ways: by Dionysian raw nature, considered as chaotic
becoming, which, as necessity, must be affirmed if one is to be true to the
earth; and by an intellectual process of enhancing power through increas-
ing levels of affirmation called “spiritualization,” taken to the point where
will to power becomes justice and is associated with the “kind and gentle
ruler,” Dionysus (BT 10). With this model of the Dionysian, we are able to
go beyond the debate concerning the metaphysical status of will to power,
in order to recognize the role that the resistance posed to our will to power
has on our ethical evaluation (cf. BGE 295). It can be argued that the process
of developing justice relies on the agonistic relationship produced by the
resistance of others to the imposition of our perspective. And this notion
of possible resistance and, thus, of recipients of justice, can be applied to all
510 | J o u r n a l o f Nie t z s c h e S t u d ies
Nietzsche,” arguing that the differences between the two thinkers have been
exaggerated (158). She notes that both Aristotle and Nietzsche ostensibly
offer what could be called an “ethics of self-realization.” Each thinker starts
from a thin conception of human nature—human rationality for Aristotle
and will to power for Nietzsche—and develops this into a thick notion by
the “normative transformations” that ground their accounts of virtue and
vice (158). In Nietzsche, the basic account of will to power as venting of
strength is transformed into a substantive conception of life affirmation
that can be contrasted with a variety of neuroses or perversions. Swanton
points to this understanding of the basis for virtue as the development of
human nature to explain the relationship between a more abstract and uni-
versal conception of virtue and a “differentiated” one, which recognizes that
virtue concepts “have a different profile according to such factors as indi-
viduals’ roles, their types, and their historical and cultural circumstances”
(172). There is merit in attributing to Nietzsche a two-tier account that
views more generally described virtues as becoming differentiated when
developed by a specific individual, as this makes sense of the astonishingly
wide range of virtues praised in Nietzsche’s texts while preserving more
general and universal conceptions of those virtues.
In the final chapter Swanton discusses what Nietzsche has to contrib-
ute to contemporary debates in virtue ethics, examining in detail what she
considers to be his most important contribution: the affirmation of one’s
own life (195). Swanton views this feature as producing “a virtue ethics of
becoming” grounded not on a teleological picture of virtue aiming at an
end state or an ideal of perfection, but rather on a conception of excellence
achieved through a dynamic process of self-overcoming. In contrast with
elitist interpretations of Nietzsche’s moral philosophy, this account suggests
that virtues can be closely calibrated to an individual’s life circumstances
and psychological strength, such that virtue and self-overcoming are attain-
able by any individual at any stage of her life.
By using her initial sketch of response-dependent virtue ethics as the
interpretive backdrop for presenting the philosophical projects of Nietzsche
and Hume, Swanton is able to develop accounts of their ethics that con-
stitute viable alternatives to consequentialist readings. Overall, the book
provides an insightful and productive interpretation of Nietzsche’s moral
philosophy, betraying affinities between his ethics and Swanton’s pluralistic
conception of virtue. Swanton has made significant moves in addressing
persistent doubts that have often prevented commentators in the virtue
B O O K R E V I E W S | 515
Johann Figl and Hans Gerald Hödl (22–23). Wollek’s introduction offers
a survey of scholarship on Nietzsche’s Latin writings and his early training
in philology. The commentary of LT has been designed with the aim of
providing important historical background, offering text-critical analysis
of Nietzsche’s writings, and informing the reader about the composition
of these texts, their various sources, their content, and their structure (30).
There is no doubt that this new translation of and commentary on
Nietzsche’s Latin texts is a contribution to Nietzsche scholarship. In
my review, however, I focus on some of the aspects of LT that I regard
as problematic. I use Wollek’s treatment of Nietzsche’s school essay
“Primum Oedipodis regis carmen choricum” to illustrate some general
problems of LT.
Nietzsche’s essay “Primum Oedipodis regis carmen choricum,” writ-
ten at Pforta in 1864, is a commentary on the first stasimon of Oedipus
Tyrannus. The essay was written in three different languages, with some
sections in German, others in Latin or Greek. In this essay, Nietzsche
touches upon several issues central to his theory of tragedy, such as the
origin of tragedy, its effect, and its relationship to religion. Both Barbara
von Reibnitz and Thomas H. Brobjer maintain that this essay foreshadows
The Birth of Tragedy in a variety of underappreciated ways (Reibnitz, Ein
Kommentar zu Friedrich Nietzsche, “Die Geburt der Tragödie aus dem Geiste
der Musik” (Kap. 1–12) [Stuttgart: Metzler, 1992], 11–12; Brobjer, “Sources
Of and Influences On Nietzsche’s The Birth of Tragedy,” Nietzsche-Studien
34 [2005]: 279–80). I focus on the essay not only because of its importance
for our understanding of Nietzsche’s theory of tragedy, but also because the
longest section of LT (fifty-four pages) is devoted to it.
As mentioned earlier, LT was originally Wollek’s dissertation. His com-
mentary, which is intended as a piece of Nietzsche scholarship, is addressed
to a specialist readership rather than to the general reader. In his discussion of
Nietzsche’s Oedipus essay, however, Wollek provides a summary of the story
of Oedipus Tyrannus, which seems unnecessary for specialists and research-
ers (214). After the summary, Wollek attempts to establish the sources used
by Nietzsche. Following Hermann Josef Schmidt, he draws attention to
one source for Nietzsche’s text—Gustav Dronke’s book Die religiösen und
sittlichen Vorstellungen des Aeschylos und Sophokles (215–16). But Dronke
was not Nietzsche’s only source. As Brobjer has made clear, Nietzsche
“plagiarized” several authors in the Oedipus essay without acknowledging
them. Wollek does not even mention Nietzsche’s other sources like Gustav
B O O K R E V I E W S | 517
Freytag’s Die Technik des Dramas, Franz Brendel’s Geschichte der Musik
in Italien, Deutschland and Frankreich. Von den ersten christlichen Zeiten
bis auf die Gegenwart, and Adolf Schöll’s Gründlicher Unterricht über die
Tetralogie des attischen Theaters und die Kompositionsweise des Sophokles.
In his purportedly text-critical analysis of Nietzsche’s essay, Wollek notes
that there are errors in Greek in the transcripts previously published in BAW
and KGW (221–22). He takes these mistakes to be made by the editors and
decides to correct them without consulting the original manuscripts in the
Weimar archive. Wollek makes no allowances for the alternative possibility
that the mistakes are Nietzsche’s. It is naïve to think that the Greek text
Nietzsche wrote as a school student would be error free. In fact, even when
he was a professor, Nietzsche still made Greek mistakes in his lectures, some
of which are slips of the pen. For example, in his lecture on Greek religion,
Nietzsche transcribed the word “Sphondylomantie” back into Greek and
wrote σπονδυλομαντεία (the outcome should be σφονδυλομαντεία) (KGW
2:5, 483; cf. http://www.nietzschesource.org/facsimiles/DFGA/P-II-14a,12).
Wollek’s textual emendation is flawed. I provide another example: In
the third part of the essay, which was written in German and bears the
title “Die Wirkung der Tragoedie und ihr Plan,” Nietzsche refers to a key
concept in Aristotle’s Poetics: reversal (peripeteia). However, he spelled it
incorrectly as Peripatie. Both the BAW and KGW editions have faithfully
reprinted Nietzsche’s mistake (BAW 2, 370; KGW 1:3, 335). In Wollek’s
book, instead of retaining the exact spelling of the word as it appears in
Nietzsche’s manuscript and writing “[sic],” he corrects Nietzsche’s text and
prints “Perip[e]tie,” without giving the original spelling in the apparatus
(187). Wollek’s editorial decision needs to be reevaluated, for the misspelling
has significant implications: it is evidence to support Brobjer’s thesis that
in this school essay Nietzsche copied several passages from Freytag’s Die
Technik des Dramas (“Sources Of and Influences On Nietzsche’s The Birth
of Tragedy,” 284–85). Since the incorrect spelling “Peripatie” for “Peripetie”
also appears in Freytag’s book (Die Technik des Dramas [Leipzig, 1863], 148),
we can conclude that Nietzsche did “plagiarize” Freytag, and that the young
Nietzsche had limited knowledge of Aristotle’s Poetics while at Pforta (for
otherwise he would have corrected this error).
In his commentary, Wollek explores several noteworthy passages
in Nietzsche’s essay. For example, he discusses Nietzsche’s references to
Aristotle (217). Nietzsche first refers to several merits of Oedipus Tyrannus
and says that it is because Oedipus Tyrannus conforms to all of Aristotle’s
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requirements for tragedy that this drama is for Aristotle “the tragedy par
excellence” (BAW 2, 370). In the part concerning the chorus, then, Nietzsche
expresses an idea that is a recurring theme in his writings starting with The
Birth of Tragedy, and that is crucial to his theory of tragedy, namely that
not Handlung, but pathos is the core of tragedy. And he clearly connects
this idea with the brief account of the “Pathosscenen” in the Poetics (Poet.
1452b10–13) and with Aristotle’s qualification of Euripides as τραγικώτατος
(“the most tragic”) (Poet. 1453a29–30). For Nietzsche, Aristotle calls
Euripides τραγικώτατος because of the musical-lyrical elements in his trag-
edies and their strong emotional effect. He contrasts the Greek concept of
the tragic, of which he regards Aristotle’s Poetics as a representative exam-
ple, with what the moderns take to be tragic: while the moderns wrongly
associate the tragic with Handlung, the Greeks rightly connect it with music
and emotion (BAW 2, 375).
Referring to Nietzsche’s second reference to Aristotle, Wollek says
that “Nietzsche [nimmt] die Aristoteles gerade erwiesene Reverenz wie-
der zurück.” This statement is likely to give the reader the misleading
impression that Nietzsche rejects (what he took to be) Aristotle’s theory of
the tragic. In fact, in the Oedipus essay Nietzsche offers a charitable pic-
ture of Aristotle’s theory. He not only gives credit to Aristotle for rightly
understanding the merits of Oedipus Tyrannus, but also believes that he
and Aristotle are in agreement on the crucial question of what the tragic
is. Instead of analyzing Nietzsche’s understanding of Aristotle’s assessment
of Euripides and Nietzsche’s idea that tragedy is centered on pathos rather
than Handlung, Wollek merely comments that “Dies ist missverständlich:
Euripides war der für Aristoteles der τραγικώτατος eben wegen der trag-
ischen Handlungskonflikte und gerade nicht wegen der musikalisch-
lyrischen Partien.” Yet the key point here is that even if Nietzsche is wrong,
it is more important to explore the way in which the wrong idea contributes
to Nietzsche’s theory of tragedy than to point out Nietzsche’s mistake by
appealing to the mainstream interpretation of Aristotle.
Wollek then discusses a Greek formulation in the second part of the
essay—“τῶν τοῦ Σοφοκλέους ἰ δεῶν ἀλλότριον θεόν τινα” (BAW 2, 368).
Müller translates the phrase as “according to the ideas of Sophocles a hos-
tile god.” Wollek argues that the phrase is better rendered as “a God who
is alien to the ideas of Sophocles,” since the word ἀλλότριος means, above
all, “alien” (231). According to Nietzsche, it is this god who makes Oedipus
mentally deranged. Wollek declares that the power of this god is similar
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