Professional Documents
Culture Documents
Jean Spruill
University of Alabama
䊲
Ronald H. Rozensky
University of Florida
䊲
Tommy T. Stigall
Independent Practice, Baton Rouge, Louisiana
䊲
Melba Vasquez
Independent Practice, Austin, Texas
䊲
This article summarizes the results from the Intervention Work Group of
the Competencies Conference: Future Directions in Education and Creden-
tialing in Professional Psychology. The generic charge presented to the
Intervention Work Group was “to address issues related to interventions.”
The Intervention Work Group identified four competency components of
knowledge, skills, and abilities: (a) foundational competencies; (b) inter-
vention planning; (c) intervention implementation; and (d) intervention eval-
uation competencies. A fifth component that included “practice
Correspondence concerning this article should be addressed to: Jean Spruill, Box 870356, Tuscaloosa, AL
35487–0356; e-mail: jspruill@gp.as.ua.edu.
JOURNAL OF CLINICAL PSYCHOLOGY, Vol. 60(7), 741–754 (2004) © 2004 Wiley Periodicals, Inc.
Published online in Wiley InterScience (www.interscience.wiley.com). DOI: 10.1002/jclp.20011
742 Journal of Clinical Psychology, July 2004
1. In the novice or beginner stage, the clinician has very limited knowledge and
understanding of how to analyze problems and/or how to intervene. Beginners
rely upon basic principles and techniques they have learned; they are rule bound
and are not experienced enough to be flexible in their use of these principles and
techniques.
2. Advanced beginners have acquired enough experience to recognize some trends
and patterns in behavior; however, their ability to generalize their skills to new
situations and clients/patients is limited. (Note: the terms client and patient will
be used interchangeably.) The rules and principles that they have learned now
become guidelines; nevertheless, the advanced beginner needs substantial sup-
port and supervision.
1
The members for the Intervention Work Group were Varda Shoham, group leader, Greg Keilin, recorder,
Melba Vasquez, steering committee representative, Laura Barbanel, Rosie Phillips Bingham, Sandra Brown,
Gladys Croom, Doug Epperson, Cindy Olvey, Ron Rozensky, Jean Spruill, and Tom Stigall.
Becoming a Competent Clinician 743
Graduate training and internship training, although still at the beginner level, should
move the student from novice status to at least the initial level of development as a
competent clinician. Every skill, even the most basic skill such as empathic listening, has
a developmental trajectory. Throughout their training and professional career, it is expected
that clinicians will continue to grow in skills, eventually reaching the expert level.
In order to move from the novice to the expert level, the Intervention Work Group
identified four competency components of knowledge, skills, and abilities: (a) founda-
tional competencies; (b) intervention planning; (c) intervention implementation; and
(d) intervention evaluation competencies. A fifth component, practice management, is
deemed essential for the clinician seeking to apply his/her intervention skills, whether
working within an agency or independent practice. Space prevents more than a brief
description of each topic.
Foundational Competencies
The Intervention Work Group identified six basic foundational competencies that cut
across all intervention models. Each of these six competencies is considered of equal
importance, basic to the development of intervention skills from the beginner to expert
level, and overlapping rather than independent. The basic competencies are discussed
below.
Scientific Foundations
Beutler, Williams, Wakefield, and Entwisle (1995) have shown that practicing clinicians
indicate they value research and consider their clinical practices to be augmented by
research findings. In spite of this, there continues to be a “disjunction between treatments
that are empirically supported and those used in practice settings” (Morgenstern, Mor-
gan, McCrady, Keller, & Carroll, 2001, p. 83). Perhaps the disjunction continues because
“our scientist-professional rhetoric outdistances our training and educational practices”
(Davison, 1998, p. 163). As a profession, we need to develop ways to facilitate the
translation of scientific findings into actual clinical practice.
Relationship Skills
The development of a therapeutic alliance or relationship is based on the interpersonal
and communication skills (discussed below) of the clinician, coupled with client vari-
ables. Conveyance of warmth, empathy, genuineness, and respect for the patient are
attributes that, to some extent, the clinician brings to the training situation. These per-
sonal characteristics can be enhanced—but it is unlikely that we can teach someone to be
genuine or respectful if these qualities are lacking in the person. Application of most
interventions requires that the clinician establish an effective relationship with the client.
Thus, the development of relationship skills is a foundational component of the acquisi-
tion of effective intervention skills. The beginning clinician must be educated about ways
to establish a therapeutic alliance. It is the strength of the therapeutic alliance that insures
positive change and growth for the client (Martin, Garske, & Davis, 2000); in order to
become a competent clinician, students must receive training in the further development
of their relationship skills. Most textbooks used in beginning psychotherapy classes have
a section devoted to building relationship skills (e.g., Brems, 2001).
Communication Skills
Establishing and maintaining an effective therapeutic relationship is dependent upon the
clinician’s ability to communicate effectively with the patient on many levels. Students
bring to the training experience basic personal skills, written and oral communication
skills, basic attitudes such as honesty, integrity, and respect for others’ cultures, beliefs,
and values, the desire to learn, personal organization, and personal hygiene. While many
of these personal characteristics cannot be taught, they nevertheless are important qual-
ities for psychologists. Essential attributes certainly can be encouraged, modeled, and
developed further through role modeling and psychotherapy, if necessary. Communica-
tion skills are one of the most important of the relationship-building skills, and one’s
social skills certainly facilitate or hamper the development of rapport. Communication
skills that can be taught or developed further may include ways to form a working alli-
ance with clients, as well as how to negotiate differences and conflicts while maintaining
appropriate boundaries. Communication also involves listening. Therapists need to learn
how to listen attentively, both to what is being said and what is not being said, sometimes
referred to as “listening with the third ear.” Listening with the third ear concerns the
understanding of communications and meanings, including body language that goes beyond
the denotation of spoken words (Macran, Stiles, & Smith, 1999). Most textbooks used in
beginning psychotherapy classes have a section devoted to communication and listening
skills (e.g., Heaton, 1998).
Porché-Burke, & Vasquez, 1999), unanimously reaffirmed the goal of implementing cul-
tural competence in all psychological endeavors. Sue and Sue (1999) have underscored
the importance of understanding culture in establishing a therapeutic alliance. In August
2002, the American Psychological Association Council of Representatives endorsed the
Guidelines on Multicultural Education, Training, Research, Practice, and Organiza-
tional Change for Psychologists (American Psychological Association, 2003). These guide-
lines reflect knowledge and skills needed for the profession in the midst of dramatic
historic sociopolitical changes in U.S. society, as well as needs from new constituencies,
markets, and clients. The first two Guidelines are designed to apply to all psychologists
from two primary perspectives: (a) knowledge of self with a cultural heritage and varying
social identities; and (b) knowledge of other cultures. The remaining four Guidelines
address the application of multiculturalism in education, training, research, practice, and
organizational change. It is our belief that all interventions should take into consideration
the total individual within the context of their age, gender, gender identity, race, ethnicity,
culture, national origin, religion, sexual orientation, disability, language, and socioeco-
nomic status. Because cultural incompatibilities often interfere with successful treatment
outcomes, it is crucial that clinicians receive training in working with individuals from
culturally and linguistically diverse backgrounds. Clinicians must be able to identify
those issues in the therapeutic setting that are a result of the patient’s cultural practices
and beliefs, the acculturation process, and/or individual psychopathology. Clinicians must
be aware of their own biases and the effect these biases may have on the client.
Critical Thinking
Critical thinking or analysis—defined as the “deliberate use of skills and strategies that
increase the probability of a desirable outcome” (Halpern, 1998, p. 449)—requires the
ability to listen and evaluate objectively all aspects of a situation, problem, or event. The
use of the word critical in this context is to “evaluate or judge” rather than “find fault.”
The competent clinician must convey warmth, understanding, and genuineness even as
he/she listens critically to the message being delivered by the client. Critical analysis
helps the clinician begin the intervention planning process and continues throughout the
entire intervention. The competent psychologist critically evaluates his/her practice and
intervention skills throughout the intervention process. It is the structure of thinking,
based upon the training as a scientist, that ensures this critical thinking approach to
intervention. Critical thinking is a skill that can be taught; Halpern (1998) offers an
excellent four-part empirically based model for the teaching of critical-thinking skills.
746 Journal of Clinical Psychology, July 2004
Termination Skills
Often overlooked in training, termination skills are important to conclude successfully a
treatment program (Goldfried, 2002). Ideally, treatment starts with a treatment plan, which
is modified as needed, and when the treatment goals are reached, the therapist and client
say good-bye. Termination should be discussed throughout treatment, and termination
hopefully occurs when the client and clinician agree that the treatment goals have been
met. However, sometimes clients simply stop attending sessions—either because they
believe they have reached their goals, they are not making progress, or because therapy is
too painful a process (Goldfried, 2002). Other reasons for the client abruptly terminating
therapy may be financial or just a bad fit between the therapist and client. Reasons for the
clinician terminating therapy include terminating when it becomes reasonably clear that
the client no longer needs the service, is not likely to benefit, or is being harmed by
continued service, or when the psychologist is threatened or otherwise endangered by the
client or another person with whom the client has a relationship (American Psychological
Association, 2002). On the one hand, trainees need to learn how to recognize the cues that
signal that a client is about to terminate prematurely; conversely, trainees need to recog-
nize those patients who are content to attend sessions without any progress. Developing
competency in the termination process is an important skill that can be learned through
the educational process and practiced as the trainee gains experience. However termina-
tion is achieved, the competent clinician reflects this in a progress note that illustrates the
circumstances of termination, the treatment goals attained, and any referral or re-contact
information.
are different from those needed in the past (American Psychological Association, 1997).
As the delivery of health-care services continues to evolve, it is incumbent upon training
programs and competent clinicians to stay abreast of the current health-care marketplace
and skills necessary to practice competently. Psychologists must be knowledgeable about
the multifaceted needs of many clients and be able to work with other agencies to provide
the best care for a client. Treatment plans need to be focused and goal oriented and often
must include other agencies; therefore, an individual who is depressed and an alcoholic
may need to be involved in individual or group therapy and Alcoholics Anonymous. Brief
treatment modalities that are time limited, active, and directive are interventions that are
most likely to be effective when dealing with focused, specific problems (Hoyt, 1995).
Learning to schedule one’s caseload is an important skill whether one practices within an
agency or independently. The competent psychologist understands the realities of third-
party reimbursement, including the level of benefits available to that patient, and is pre-
pared to advocate for the client when additional or other types of services are needed.
Self-Care
A competent psychologist knows how to evaluate the client’s progress and the success or
failure of the intervention(s). They also should know how to evaluate their own perfor-
mance, attitudes, behaviors, and work skills as objectively as possible. Clement (1996)
suggested that the competent clinicians who have a system to measure their effectiveness
are likely to have a competitive edge over those who do not. Belar and colleagues (Belar
et al., 2001) have proposed a template that the practicing clinician can use for self-
assessment; it is designed to help the clinician “gauge his or her readiness to provide
professional services in expanded areas of practice” (p. 135). Their model also is appli-
cable to self-assessment in general.
However, it is not enough that the competent clinician be able to assess his/her own
performance—their work must be open to the scrutiny of others. Psychological practice
is grounded in science. While it is expected that the researcher will subject his/her work
to scientific scrutiny of their colleagues, the idea of subjecting clinical practice to the
scrutiny of others is not well established. The Scientific Foundations and Research Com-
petences Work Group of the Competencies Conference identified the competencies nec-
essary for professional psychologists to practice scientifically; one such competency was
the importance of professional psychologist to subject their work to the “scientific scru-
tiny of colleagues, stakeholders, and the public” (Bieschke, Fouad, Collins, & Halonen,
2004). For further discussion of this topic, the reader is referred to the article from this
Work Group.
Becoming a Competent Clinician 749
Other Skills
One may be technically proficient to undertake psychological intervention and still not
be effective unless one also has acquired the knowledge, skills, abilities, and values that
will prepare him/her to become licensed for independent practice, provide services in an
area of specialization, and manage a practice. Other work groups from the Competencies
Conference have addressed some of these competencies in detail, but they are worth
noting in this context as well. Because of time limitations, the Intervention Work Group
could do little more than acknowledge the importance of a set of related competencies
that under gird effective therapeutic intervention. The comments that follow represent a
consensus of the authors, but not necessarily of the Work Group as a whole.
Licensure
Specialization
Practice Management
Psychological intervention often takes place within a particular service delivery setting
such as an organized system of care, a hospital, clinic, or other public or private institu-
tion (e.g., school, correctional facility), or in a private practice setting. Whatever the
setting, it is necessary to manage available resources to achieve the desired intervention
outcome. Management skills are needed to recruit, train, and supervise other profession-
als, paraprofessionals, and support staff. Even solo practitioners may employ one or more
office staff, such as a clinical assistant or a receptionist. Office policies and procedures
should be written in a manner consistent with state and federal laws pertaining to privacy,
electronic transmission of protected health information, and record keeping. Knowledge
of Medicare, Medicaid, and other third-party reimbursement mechanisms is highly desir-
able and, in some settings, it is essential. Psychologists who anticipate contracting with
managed-care companies need to understand how to apply for provider panels, submit
their credentials for review, interpret contract provisions, interact with care managers,
prepare treatment plans for review, and explain benefits to their clients. Specific clinical
privileging may be required by managed-care panels, hospitals, and other forms of insti-
tutional practice. Effective psychological intervention depends upon learning and nego-
tiating the culture and requirements of diverse practice settings.
Foundational Competencies
The scientific foundations for intervention can be taught through courses, workshops,
and literature reviews. Experiential training may include single case-design clinical stud-
ies and intervention research projects, faculty research groups, theses, doctoral papers,
Becoming a Competent Clinician 751
and dissertations. Mentoring can occur through collaborative intervention research with
mentors, research teams, and peers.
Communication and relationship skills can be taught through a mixture of courses on
the basic foundations of psychotherapy and workshops or labs in which the students
practice these skills with each other and/or volunteers. Experiential activities that focus
on development of oral and written communication skills, self-exploration activities,
empathy training role playing, and client/patient simulation can be used to train the
beginning student in communication and relationship skills. Role modeling and mentor-
ing by the supervisor, as well as fellow students, is important for the development of
communication and relationship skills that pertain to the therapeutic interaction. Clinical
supervision, with a portion including observation, peer group consultation, and observa-
tion of interventions by others are ways in which mentoring can facilitate the training of
students.
Individual and cultural differences can be taught through courses, workshops, and
literature reviews; however, this competency is learned best through experience. Self-
exploration of one’s attitudes, beliefs and culture, exposure to diverse populations, and
intervention with diverse clients or patients is essential. Mentors can assist by exposing
the student to diverse experiences and providing supervision with diverse clients.
Ethical and legal guidelines should be integrated throughout the curriculum in courses,
workshops, and required readings in professional ethics, risk management, and state laws.
Case discussions of ethical dilemmas, role playing, and discussion of ethical issues as
they arise in the student’s practicum caseload will allow for more experiential learning.
Clearly, mentors should serve as role models and be knowledgeable about (and willing to
discuss) potential ethical conflicts, dual relationships, and similar problems in their super-
vision of the student.
Didactic training in intervention planning, intervention implementation, and inter-
vention evaluation competencies can be accomplished through course work, seminars,
workshops, and literature reviews. Experiential training involves the supervised clinical
experience, observation of others, videotapes of one’s self in the intervention session,
which may occur through practicum, internship, postdoctoral training, clinical research
studies, client or patient feedback, and/or quality improvement measures. Most mentor-
ing occurs through clinical supervision and in relationships with other competent
psychologists.
Training for practice management skills is important at both the pre- and postdoc-
toral level. Didactic training could involve coursework, seminars, and workshops. Expe-
riential training could occur through exposure to professionals with diverse practice
approaches and diverse intervention activities as an aspect of socialization into the pro-
fessions. Again, mentoring most likely would occur through supervised experiences in
diverse settings.
Future Directions
The profession as a whole should work on developing and promoting innovative training
for specific competencies in all areas of professional psychology and the assessment of
these competencies. With the advent of telehealth, telemedicine, and computer-based
assessments, specific practice competencies should be developed that assure that trainees
who wish to engage in those activities have some direction towards expected knowledge
and skills in these developing areas. In general, the field of professional psychology
should:
4. Reaffirm the necessity for critical thinking and the science-based interventions.
5. Develop taxonomy of specific competencies in each of the stages of professional
development described and within each of the skills of intervention suggested.
References
American Psychological Association. (1997). Changes in the health care delivery system: Recom-
mendations for the education, training, and continuing professional education of psycholo-
gists. Washington, DC: Author.
American Psychological Association. (2002). Ethical practices of psychologists and code of con-
duct. American Psychologist, 57, 1060–1073.
American Psychological Association. (2003). Guidelines on multicultural education, training, research,
practice, and organizational change for psychologists. American Psychologist, 58, 377– 402.
Bieschke, K.J., Fouad, N.A., Collins, F.J., & Halonen, J.S. (2004). The scientifically-minded psy-
chologist: Science as a core competency. Journal of Clinical Psychology, 60, 713–723.
Belar, C.D., Brown, R.A., Hersch, L.E., Hornyak, L.M., Rozensky, R.H., Sheridan, E.P., Brown,
R.T., & Reed, G.W. (2001). Self-assessment in clinical health psychology: A model for ethical
expansion of practice. Professional Psychology: Research and Practice, 32, 135–141.
Belar, C.D., & Perry, N.W. (1992). The National Conference on Scientist-Practitioner Education
and Training for the Professional Practice of Psychology. American Psychologist, 47, 71–75.
Beutler, L.E., Williams, R.E., Wakefield, P.J., & Entwisle, S.R. (1995). Bridging scientist and prac-
titioner perspectives in clinical psychology. American Psychologist, 50, 984–994.
Brems, C. (2001). Basic skills in psychotherapy and counseling. Belmont, CA: Brooks/Cole.
Brenner, P. (2001). From novice to expert: Excellence and power in clinical nursing practice. Upper
Saddle River, NJ: Prentice Hall.
Cherry, D.K., Messenger, L.C., & Jacoby, A.M. (2000). An examination of training model out-
comes in clinical psychology programs. Professional Psychology: Research and Practice, 31,
562–568.
Clement, P.W. (1996). Evaluation in private practice. Clinical Psychology: Science and Practice,
3, 146–159.
Davison, G.C. (1998). Being bolder with the Boulder model: The challenge of education and train-
ing in empirically supported treatments. Journal of Consulting and Clinical Psychology, 66,
163–167.
Gleuckauf, R.L., Pickett, T., Ketterson, T.U., Lomis, J.S., & Rozensky, R.H. (2003). Preparation for
the delivery of telehealth services: A self-study framework for expansion of practice. Profes-
sional Psychology: Research & Practice, 34, 159–163.
Goldfried, M.R. (2002). A cognitive–behavioral perspective on termination. Journal of Psycho-
therapy Integration, 12, 364–372.
Halpern, D. (1998). Teaching critical thinking for transfer across domains, dispositions, skills,
structure training, and metacognitive monitoring. American Psychologist, 53, 449– 455.
Harkness, A.R., & Lilienfeld, S.O. (1997). Individual differences science for treatment planning.
Psychological Assessment, 9, 349–360.
Heaton, J.A. (1998). Building basic therapeutic skills: A practical guide for current mental health
practice. San Francisco: Jossey-Bass.
Holloway, E.L., & Neufeldt, S.A. (1995). Supervision: Its contributions to treatment efficacy. Jour-
nal of Consulting and Clinical Psychology, 63, 207–213.
Hoyt, M. (1995). Brief therapy and managed care. San Francisco: Jossey-Bass Publishers.
Jerome, L.W., DeLeon, P.H., James, L.C., Folen, R., Earles, J., & Gedney, J.J. (2000). The coming
754 Journal of Clinical Psychology, July 2004