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Article history: Softening and strength loss of sands with increasing excess pore water pressure under repeated loads is
Received 15 December 2012 well-known. However, extensive damage to the built environment also occurs at the sites underlain by
Received in revised form fine grained soils during seismic shaking. The primary objective of this study is to investigate the factors
16 August 2013
affecting cyclic behavior of saturated low-plastic silt through laboratory testing. For this purpose, an
Accepted 19 February 2014
Available online 15 March 2014
extensive laboratory testing program including conventional monotonic and cyclic triaxial tests was
carried out over reconstituted silt samples. The effects of the inherent soil properties and the effects of
Keywords: loading characteristics on the cyclic response of saturated low-plastic reconstituted silt samples were
Cyclic triaxial test examined separately. Based on the test results, a model was introduced to estimate the effect of initial
Liquefaction
shear stress on the cyclic response. Besides, liquefaction susceptibility of the samples was examined via
Silt
current liquefaction susceptibility criteria.
& 2014 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.soildyn.2014.02.011
0267-7261 & 2014 Elsevier Ltd. All rights reserved.
S. Sağlam, B.Sadık Bakır / Soil Dynamics and Earthquake Engineering 61-62 (2014) 164–175 165
100
90
80
60
50
40
30
20
10
0
0.001 0.01 0.1 1
CLAY SILT SAND
PARTICLE SIZE (mm)
The soil used in the tests was supplied in powdered form from Test s'1c (kPa) s'3c (kPa) Initial p'i (kPa) Rate of εa (%/min) OCR ei
Balad, Iraq. The grain size distribution of the light brown colored ST1 35 35 35 0.1 1 0.74
soil is presented in Fig. 1. The material consisted of 68.5% silt, 4.5% ST2 50 50 50 0.07 1 0.72
clay, and 27% fine sand size particles. The specific gravity is ST3 50 50 50 0.07 2 0.71
Gs ¼2.69, and Atterberg limits are determined as LL ¼31 (by means ST4 50 50 50 0.07 4 0.69
ST5 80 80 80 0.07 1 0.73
of Casagrande method), PL¼ 24 and PI¼ 7. The material is classified
ST6 75 75 75 0.05 1 0.74
as low plasticity silt (ML) according to the Unified Soil Classifica- ST7 100 100 100 0.07 1 0.72
tion System (USCS), and plots adjacent to the A-line on the ST8 100 100 100 1 1 0.71
plasticity chart. ST9 100 100 100 1.4 1 0.71
ST10 80 50 60 0.07 1 0.72
During the process of reconstitution, the material was mixed
ST11 100 50 66.67 0.1 1 0.75
with de-aired water of an amount required to bring the water ST12 100 50 66.67 0.1 1 0.76
content to about 2 to 3 times that of the liquid limit. Hence, the ST13 120 50 73.33 0.1 1 0.77
workability is improved during the mixing process, and conse- ST14 90 60 70 0.07 1 0.73
quently homogeneous slurry is provided. The slurry was then ST15 120 60 80 0.07 1 0.74
ST16 140 50 80 0.1 1 0.74
placed into a box having dimensions of 19.5, 19.5 and 21 cm, inside
ST17 150 50 83.33 0.07 1 0.75
of which was covered with a woolen fabric and provided with ST18 160 50 86.67 0.1 1 0.72
narrow drainage holes on the top and bottom covers. The box was ST19 200 50 100 0.07 1 0.73
then submerged in de-aired water and the slurry was consolidated ST20 120 80 93.33 0.1 1 0.71
ST21 150 80 103.33 0.1 1 0.73
under a vertical pressure of 40 kPa, which was imposed by means
ST22 120 100 106.67 0.1 1 0.69
of a pneumatic piston. Following the consolidation, 16 specimens ST23 150 100 116.67 0.1 1 0.68
could be extruded from the box and the applied consolidation ST24 180 100 126.67 0.1 1 0.70
pressure was sufficient to produce specimens that are able to ST25 200 100 133.33 0.1 1 0.70
stand freely under their own weight. The recovered specimens
were trimmed to the dimensions of 36 mm diameter and 71 mm
height before being tested. The rates are determined utilizing the approach to ensure 95% of
pore pressure stabilization in the specimen as proposed by Bishop
and Hengel [7], and Germaine and Ladd [8].
3. Monotonic triaxial compression tests Initial states of stress and applied loading rates for 25 strain
controlled monotonic triaxial tests conducted on the reconstituted
A series of undrained monotonic triaxial tests were conducted specimens are listed in Table 1. In addition to the tests performed
over the reconstituted samples to examine the response under with loading rates between 0.05 and 0.1%/min, two additional
monotonic loading, and to identify any conceivable relationship tests were carried out at a loading rate of 1.4 and 1%/min on the
between monotonic and cyclic responses. An important issue specimens isotropically consolidated under 100 kPa. Based on the
during triaxial testing of fine grained soils is the rate at which test results, the average values of internal friction angle and
the load is applied. Due to the friction at the two ends, distribution cohesion were determined as 371 and 5 kPa, respectively.
of stress and the strain is non-uniform along the specimen during Two specimens with OCR of 2 and 4 were monotonically tested
loading. Sufficient time should be allowed during loading to as well. State of overconsolidation was achieved through unload-
provide stabilization of the pore water pressure within the speci- ing the specimens that were isotropically consolidated under 100
men. Otherwise, the strength of the soil is affected by the non- and 200 kPa, respectively. Accordingly, both OC specimens sus-
uniformity of pore pressure. The monotonic triaxial tests were tained 50 kPa initial effective confining stress prior to shearing.
conducted at rates of strain ranging between 0.05 and 0.1%/min. Those specimens were tested with a loading rate of 0.07%/min.
166 S. Sağlam, B.Sadık Bakır / Soil Dynamics and Earthquake Engineering 61-62 (2014) 164–175
Fig. 4. Monotonic stress–strain behavior of the specimens with (a) no initial shear
stress, and (b) a range of initial shear stresses.
Table 2
Initial conditions of cyclic triaxial tests.
Test s'1c (kPa) s'3c (kPa) τs/p'i CSRtx ei w/LL OCR f (Hz)
(Δscyc/2p'i)
under increased axial stress (s'1c ¼ s'3c þ Δs) and s'3 for a sufficient
period of time.
Cyclic response is observed to depend significantly on whether
the specimens are subjected to stress reversal or not during cyclic
loading. In the case of no stress reversal, plastic strains accumulate
with almost a constant rate in each cycle. As it can be seen in Fig. 6,
the plastic strain accumulation rate tends to decrease after the
peak cyclic stress remains below the monotonic strength. The
greater the ratio of the applied peak cyclic stress to the monotonic
strength, the strains occur with a greater rate of accumulation,
which is consistent with the observed trends reported in literature
[9,10]. No significant cyclic degradation was observed in the
stiffness of the specimens when loaded without stress reversals,
although the axial strains exceeded 5%.
Fig. 7 shows the results of the tests with the isotropically consoli-
dated specimens subjected to two-way loading under different CSRtx
and p'i values. The axial strain accumulation rate is observed to Fig. 7. Stress–strain behavior of the specimens subjected to (a) CSRtx of 0.31 and p'i
increase for CSRtx value of 0.31. There is no sudden increase in the of 80 kPa (C16), (b) CSRtx of 0.50 and p'i of 80 kPa (C18).
strain to be interpreted as flow liquefaction. At relatively high CSRtx of
0.5, strain accumulation rate decreases with increasing number of
cycles N although the strain accumulates particularly in the earlier monotonic strength as well as with the increasing CSRtx. The pore
cycles of loading. In most of the isotropically consolidated cyclic tests, a water pressure ratio ru generated in the specimen having an initial
loading rate of 0.5 Hz was used. The ru values, were, however, shear stress ratio τs/p'i of 0.21, approaches to 0.8, whereas it
observed to reach, and even exceed 0.9 at different cycles. Although approaches to 0.5 for τs/p'i of about 0.35. However, majority of DA
the excess pore pressure reaching at the initial confining stress led to axial strains of the tests exceed 10% regardless of ru value.
the loss in effective stress and to cyclic strain softening as a
consequence, the tendency of dilation of the silt prevented excessive
loss of strength. 4.1. Effect of initial confining stress
In those tests in which the anisotropically consolidated speci-
mens subjected to increased loading demands (higher CSRtx In free field, soil elements are by and large subjected to uneven
values), the stress reversals also occurred. Fig. 8 shows the test horizontal and vertical stresses. However, as indicated by Seed and
results of anisotropically consolidated specimens subjected to Lee [11], the stress condition initially existing in free field is
stress reversals. The strains predominantly accumulate on the simulated through application of isotropic confining stress. There-
compression side of loading, and the accumulation rate increases fore, it is also of concern to distinguish the effects of initial shear
with the increasing extent between the peak stress and the stress and the effects induced by the confining stress.
S. Sağlam, B.Sadık Bakır / Soil Dynamics and Earthquake Engineering 61-62 (2014) 164–175 169
The soil elements beneath existing foundations or in slopes are CSRtx ¼ c N d ð1Þ
subjected to initial shear stresses previous to a potential cyclic
loading. In order to simulate the in-situ stress states of such
elements, the specimens are anisotropically consolidated pre-
viously in cyclic triaxial testing. Cyclic strength of fine grained
soils has been reported to display both decreasing and increasing
trends with increasing initial shear stress. Andersen et al. [9] and
Yasuhara et al. [16] reported that the imposed initial shear stress
increases the cyclic shear strength of normally consolidated clays.
For the overconsolidated clays, Andersen et al. [9] reported that
the cyclic strength appears to be independent of the initial shear
stress. Konrad and Wagg [17] also observed the increasing trend of
cyclic resistance with increasing initial shear stress for 20% clay
and 80% silt mixture. Hyodo et al. [18] stated that the cyclic
strength of NC clays decrease with increasing initial shear stress.
Interesting point of that study is that the cyclic strength of sands
with relative densities of 50 and 70% are compared to that of clay Fig. 13. The relationship between CSRtx and N to reach at 5% εa for different τs/p'i
with reference to the sustained initial shear stresses. The cyclic values.
strength of clay is almost twice of that of sands for isotropically
consolidated states of stress, whereas the cyclic strength of clay is
reduced well below those of sands with the increasing initial shear
stress. Ishihara [13] showed that if the applied initial shear stress
exceeds 90% of the static strength of clay, the cyclic strength is
prone to severe decrease with increasing initial shear stress. On
the other hand, an initial shear stress ranging between 50 and 80%
of the static strength is reported as not having a significant
influence on the cyclic strength of the clay tested in the study.
The same tendency is also observed by Lefebvre and Pfendler [19]
for soft clay specimens with initial shear stresses ranging between
nil and 80% of the undrained static strength. Hyde et al. [20]
reported that the increasing initial shear stress decreases the cyclic
resistance of the silt specimens subjected to stress reversals during
cycling, whereas the cyclic resistance of the silt specimens displays
an increasing trend with the increasing initial deviator stress for Fig. 14. The relationship between (τs þτcyc)/p'i and N to reach at 5% εa for different
no stress reversal case. τs/p'i values.
S. Sağlam, B.Sadık Bakır / Soil Dynamics and Earthquake Engineering 61-62 (2014) 164–175 171
Fig. 16. The relationship between CSRtx and N to reach at 5% εa for different OCR
values.
Fig. 15. The model representing the effect of initial shear stress on cyclic response
of reconstituted silt.
4.3. Effect of overconsolidation ratio Loading rate is another factor that has been frequently pro-
nounced in literature to have a significant effect on the stress–strain
Stress history of the soils is an important factor influencing behavior, particularly of the fine soils. The strain developing during
stress–strain response under both monotonic and dynamic load- cycling significantly depends on the loading amplitude (i.e., CSR),
ing. This effect is more obvious for saturated fine grained soils, and the strain developed in a certain time interval is the indicator of
since the fine grained soil behavior is intrinsically dependent on the loading rate. Hence, development of strain is based on both, the
the stress history. Although increasing OCR has generally been loading frequency and the loading magnitude for cyclic tests. The
reported as causing an increase in the monotonic strength of fine effect of loading rate on cyclic behavior is examined via tests
grained soils, there exist studies with contradictory finding conducted under frequencies of 0.5 and 0.05 Hz. In order to discard
regarding the cyclic strength [9]. the loading magnitude component, conjugate tests (i.e. loaded
In this study, OC states were attained by modification of s'3c under similar CSRtx values) conducted with different frequencies
following an isotropic consolidation phase. In the tests OC states are to be compared.
were obtained typically by reloading to s'3c of 50 kPa. Thus, the The influence induced by loading rate has been typically
specimens with OCR of 1, 2, 3 and 4 were initially consolidated attributed to the pore pressure generation. Due to the rather low
under 50, 100, 150 and 200 kPa, respectively. Accordingly, effect of hydraulic conductivities of fine grained soils, the pore water
OCR on the monotonic and cyclic behavior of reconstituted silt pressure within the specimen would not be uniformly distributed
would be investigated for the specimens sustaining no initial shear under high speed loading. The excess pore water pressure gen-
stress. eration during cyclic loading can be taken into consideration as
The effect of OCR on the cyclic response is shown in Fig. 16 via separate components of transient and residual excess pore pres-
relationship between CSRtx and N required to reach at 5% εa. As it sures [21]. The residual component is described as the excess pore
can be observed, CSRtx that would cause the value of N required water pressure built up at the state of zero cyclic deviator stress in
reaching at 5% εa increases with increasing OCR. However, the a cycle while the transient one is the offset of the excess pore
increase in resistance is not as significant as that observed in the pressure around residual excess pore water pressure in a cycle.
monotonic tests. Even for some specific tests, it is observed that During cycling, the residual pore water pressure increases with
increasing OCR causes a decrease in N required to reach 5% εa. increasing number of cycles, and the transient pore water pressure
The excess pore water pressure generation observed during becomes relatively negligible compared to the residual. Hence, the
cyclic tests is displayed in Fig. 17. As it is seen, the maximum value equalization of residual pore water pressure continues throughout
of ru in each cycle decreases with increasing OCR. Interestingly, the cycling process and improves with increasing number of
however, certain axial strains are reached at lower excess pore cycles. Accordingly, the loading rate can be stated to influence
water pressures with increasing OCR. Nonetheless, if the cyclic the pore pressure response rather in the early cycles.
resistance is evaluated by means of axial strain accumulation, OCR The ru and N values at 5% of εa for the conjugate tests
effect on cyclic resistance is not that clear as observed in mono- conducted with two different frequencies are shown in Table 3.
tonic tests. On the other hand, if the cyclic resistance is evaluated The loading rate effect differs depending on the existence of initial
by means of pore water pressure generation, increase in the cyclic shear stress. It is observed that εa of 5% is reached by the first cycle
resistance becomes more obvious with increasing OCR. for the tests with 0.05 Hz, whereas it is reached at N between 2
172 S. Sağlam, B.Sadık Bakır / Soil Dynamics and Earthquake Engineering 61-62 (2014) 164–175
Table 3
Values of ru and N observed at εa of 5% for conjugate tests conducted with 0.5 and
0.05 Hz.
ru (%) N
C3 50 50 0 0.55 0.5 68 7
C59 50 50 0 0.53 0.05 51 1
C5 45 45 0 0.72 0.5 73 25
C60 50 50 0 0.85 0.05 35 1
C18 80 80 0 0.5 0.5 25 2
C62 80 80 0 0.54 0.05 55 1
C17 80 80 0 0.41 0.5 51 6
C67 80 80 0 0.44 0.05 40 1
C10a 95 50 0.31 0.35 0.5
C65a 100 50 0.33 0.37 0.05
C13a 120 60 0.33 0.41 0.5 71 46
C66a 120 60 0.33 0.44 0.05 76 91
C11 95 50 0.31 0.54 0.5 48 3
C69 100 50 0.33 0.56 0.05 46 3
C15 120 60 0.33 0.59 0.5 30 2
C61 120 60 0.33 0.54 0.05 58 2
C26a 150 50 0.5 0.6 0.5 41 9
C63a 150 50 0.5 0.6 0.05 27 2
C25a 150 50 0.5 0.45 0.5 55 113
C68a 150 50 0.5 0.48 0.05 52 39
a
Number of cycles was calculated considering SA axial strains.
and 25 for the tests with 0.5 Hz when compared to the conjugate
tests carried out with no initial shear stress. Thus, increase in loading
rate obviously causes increase in the cyclic resistance of the silt
specimens that do not sustain initial shear stress. On the other hand,
N values observed at 5% εa for the conjugate tests conducted with
specimens subjected to initial shear stress do not display differences
as significant as those observed for the specimens with no initial
shear stress. N observed for a test with 0.5 Hz is even lower than that
observed in the conjugate test with 0.05 Hz. Observed ru at εa of 5% is
different as well as N in the conjugate tests performed with no initial
shear stress while ru values of the conjugate tests are close to each
other for the specimens in most of the tests carried out with an initial
shear stress. Therefore, in the general sense it can be stated that the
loading rate does not influence the cyclic resistance if the loading
remains on the compression side.
Boulanger and Idriss [1] recommended that the evaluation of obviously causes an increase in the cyclic resistance of silt
the liquefaction potential of fine-grained soils depended on the specimens that sustain no initial shear stress. In the general
behavior characteristically dominated by either clay (clay-like sense, loading rate does not influence the cyclic resistance if
behavior) or sand (sand-like behavior). Accordingly, while the the cyclic behavior is dominated in the compression side. The
fine-grained soils with PI o7 have been classified as “sand-like” effect of loading frequency on the total pore pressure response
(i.e. susceptible to liquefaction), soils with PI Z7 have been is significant for the isotropically consolidated specimens. A ten
classified as “clay-like”. Boulanger and Idriss [29] later stated that folds increase in the loading frequency causes significant
if a soil plots on the plasticity chart as CL-ML the PI criterion may decrease in the generation of excess pore pressure in the case
be reduced to PIZ 5, and the soils with PI values of 3–6 are better of isotropically consolidated specimens, whereas for the case of
to be tested in-situ and in laboratory in addition to the liquefaction no stress reversals its effect is not as significant as that
correlations based on standard penetration test (SPT) and cone observed for the isotropically consolidated specimens.
penetration test (CPT). In accordance with this characterization, 6. The cyclic degradation increases with increasing CSRtx for all
the silt having PI ¼7 would be classified as “clay-like” material. OC levels applied during the tests. While an increase in OCR
However, attention should be paid to the accuracy of the measured reduces the stiffness degradation, this reduction is not as
parameters which becomes quite critical during liquefaction significant as that for clays as shown earlier by Vucetic and
susceptibility evaluation of such borderline materials. Dobry [23].
7. According to the Chinese Criteria, the silt utilized in this study
is evaluated as “not susceptible” to liquefaction. The assess-
6. Conclusions ment of the criteria meets the test results when considering no
observation of flow liquefaction. However, this assessment can
An extensive laboratory testing program including conven- be regarded as somewhat conservative when considering the
tional soil mechanics tests, reconstitution procedure for soil response of cyclic mobility that has frequently occurred during
deposition, monotonic and cyclic triaxial testing was carried out the cyclic tests. The reconstituted silt is classified in the range
to evaluate the cyclic behavior of saturated low plastic silt. Based from “moderately susceptible” to “susceptible” to liquefaction
on the results obtained through the laboratory tests, the key or cyclic mobility according to the criteria proposed by Bray
findings are concluded as follows: et al. [28]. This assessment is in conformity with the “cyclic
mobility” observed for the reconstituted silt during cyclic
1. The cyclic response is observed to depend significantly on triaxial tests. The area defined as “moderately susceptible” to
whether the specimens are subjected to stress reversal or not liquefaction or cyclic mobility provides a room for evaluation of
during cyclic loading. In the case of no stress reversal, plastic liquefaction susceptibility of borderline materials, especially for
strains accumulate with almost a constant rate in each cycle. low plasticity silts. However, the criteria do not provide a clear
The plastic strain accumulation rate tends to decrease once the distinction between the phenomena of “liquefaction” and “cyclic
peak cyclic stress becomes lower than the monotonic strength. mobility”.
It is observed that the greater the ratio of the applied peak
cyclic stress to the monotonic strength, the greater the strain
accumulation rate. No significant cyclic degradation was
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