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A Cognitive View of Reading Comprehension: Implications for Reading


Difficulties

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Learning Disabilities Research & Practice, 29(1), 10–16

C 2014 The Division for Learning Disabilities of the Council for Exceptional Children

A Cognitive View of Reading Comprehension: Implications for Reading


Difficulties
Panayiota Kendeou
University of Minnesota
Paul van den Broek, Anne Helder, and Josefine Karlsson
Leiden University

Our aim in the present paper is to discuss a “cognitive view” of reading comprehension, with
particular attention to research findings that have the potential to improve our understanding
of difficulties in reading comprehension. We provide an overview of how specific sources of
difficulties in inference making, executive functions, and attention allocation influence reading
comprehension processes and outcomes and may lead to reading comprehension problems.
Finally, we discuss how the consideration of these potential sources of difficulty have practical
implications for the design and selection of instructional materials.

INTRODUCTION tive processes (Kendeou & Trevors, 2012; van den Broek &
Espin, 2012; van den Broek, Rapp, & Kendeou, 2005). To un-
Despite intensive instruction, many children and adolescents derstand a sentence, one must visually process the individual
fail to reach functional levels of reading comprehension. words, identify and access their phonological, orthographic,
Reading comprehension is essential for success in life and and semantic representations, and connect these representa-
can be broadly defined as “understanding, using, reflecting tions to form an understanding of the underlying meaning of
on and engaging with written texts, in order to achieve one’s the sentence. Similarly, to comprehend a text as a whole, the
goals, to develop one’s knowledge and potential, and to par- reader needs to process and connect individual idea units,
ticipate in society” (OECD, 1999, p. 22). The importance resulting (if all goes well) in the construction of a coherent
of reading comprehension is also reflected in the extensive mental representation of the text. For these processes to be
and impressive knowledge base that has been established in successful, many factors play a role, including reader charac-
the fields of psychology, education, and cognitive sciences teristics, text properties, and the demands of the reading task
(RAND Reading Study Group, 2002). Our aim in this arti- (Lorch & van den Broek, 1997; van den Broek & Kremer,
cle is to discuss a “cognitive view” of reading comprehen- 1999).
sion, with particular attention to research findings that have The complexity of reading comprehension is captured in
the potential to improve our understanding of difficulties in theoretical models that describe the cognitive and linguistic
reading literacy as well as educational practice for struggling processes involved. Some models focus on the mental rep-
readers. resentation that readers construct as a result of the process
We first present and discuss a cognitive view of reading of understanding words, sentences, and their respective rela-
comprehension. We then discuss developmental and individ- tions within a text1 (McNamara & Magliano, 2009), whereas
ual differences in three core cognitive processes that may others focus on the developmental trajectories of various pro-
fail in a struggling reader and thus are common sources of cesses and skills central to reading comprehension (e.g., the
reading comprehension difficulties. Finally, we discuss im- Simple View of Reading; Gough & Tunmer, 1986). Although
plications of the cognitive view for educational practice with the various theoretical models emphasize different aspects of
the aim to improve reading comprehension performance by reading comprehension, they share the central notion that, at
struggling readers. its core, reading comprehension involves the construction of
a coherent mental representation of the text in the readers’
memory. This mental representation of the text includes tex-
READING COMPREHENSION: A COGNITIVE tual information and associated background knowledge in-
VIEW terconnected via semantic relations (e.g., causal, referential,
and spatial relations). Semantic relations are identified by
How do we understand what we read? Reading comprehen- the reader through passive and strategic inferential processes
sion depends on the execution and integration of many cogni- (Kintsch, 1988; van den Broek et al., 2005). The passive in-
ferential processes take place automatically but the strategic
Requests for reprints should be sent to Panayiota Kendeou, University processes demand readers’ attentional and working memory
of Minnesota. Electronic inquiries should be sent to kend0040@umn.edu. resources. In turn, attentional and working memory resources
LEARNING DISABILITIES RESEARCH 11

are influenced by the readers’ standards of coherence, that is, SOURCES OF INDIVIDUAL AND
the level of understanding that a reader aims to achieve dur- DEVELOPMENTAL DIFFERENCES
ing reading (van den Broek, Lorch, Linderholm & Gustafson,
2001; van den Broek, Risden, & Husebye-Hartmann, When a child is repeatedly unsuccessful in comprehending
1995). texts that he/she has read, this suggests reading difficulties
The outcome of reading comprehension is a mental rep- at the processing level. These difficulties can manifest them-
resentation of the text in the form of a semantic network selves in various ways: failure to recall the main points of
(see Figure 1, McMaster, Espin, & van den Broek, this is- a story, failure to answer literal and/or inferential questions,
sue), but its construction occurs moment-by-moment as the failure to complete the actual reading of the text, and so
reader proceeds through the text. Distinguishing between the on. These failures may be due to deficits in lower level pro-
product and processes of reading comprehension is impor- cesses that involve translating the written code into mean-
tant because it is through the process that such a product is ingful language units (e.g., phonological processes, decoding
constructed and its quality is determined. With every new processes, etc.), to higher level processes that involve com-
piece of information that a reader encounters while reading bining these units into a meaningful and coherent mental
a text, a new combination of cognitive processes is executed. representation (e.g. inferential processes, executive function
To engage in the right process at the right time is essential processes, attention–allocation abilities), or both. Approach-
for successful reading comprehension. Therefore, it is impor- ing the issue of reading difficulties at the level of specific
tant to understand where the cognitive processes may fail for processing difficulties offers an important advantage: It can
struggling comprehenders and how we can positively influ- inform the design or selection of appropriate instructional
ence these processes. Indeed, reading comprehension inter- materials and interventions to remediate the source of the
ventions frequently implicitly or explicitly propose activities difficulty (McMaster et al., 2012; Rapp et al., 2007). Indeed,
designed to influence processing and thereby alter the prod- remedial plans are likely to be most effective if they are
uct of reading (Rapp, van den Broek, McMaster, Kendeou, based on a solid understanding of the possible sources of
& Espin, 2007). failure (Gersten, Keating, Yovanoff, & Harniss, 2001).
The cognitive processes of reading comprehension rou- On the one hand, comprehension by readers with diffi-
ghly fall into two categories: (1) lower level processes that culties predominantly in lower level processes suffers be-
involve translating the written code into meaningful language cause these processes exhaust attentional and working mem-
units and, (2) higher level processes that involve combining ory resources and because the meaningful message (i.e., the
these units into a meaningful and coherent mental represen- translation from written code to meaning) is inadequate and
tation. With respect to lower level processes, there is gen- presents inaccurate or incomplete input to the higher level
eral consensus that comprehension of text depends heavily processes. On the other hand, readers with weaknesses pre-
on decoding (Perfetti, 1985), reading fluency (Fuchs, Fuchs, dominately in higher level processes such as inference mak-
Hosp, & Jenkins, 2001), and vocabulary knowledge (Nagy, ing, executive function skills, and attention–allocation abili-
Herman, & Anderson, 1985). With respect to higher level ties have difficulty identifying semantic connections between
processes, research consistently has demonstrated the critical text units, identifying connections between the text and their
role of inference making, which enables a reader to connect prior knowledge, identifying the important or main ideas in a
one part of the text to other parts of the text and to back- text, and monitoring their comprehension (Helder, Van Lei-
ground knowledge (van den Broek, 1997), executive function jenhorst, Beker, & Van den Broek, 2013). For these readers,
processes such as the ability to organize and reflect on infor- comprehension is compromised at the level of combining
mation within the limits of a reader’s working memory capac- language units into a meaningful and coherent mental repre-
ity (Cain, Oakhill, & Bryant, 2004; Sesma, Mahone, Levine, sentation; even if the construction of a mental representation
Eason, & Cutting, 2009), and attention–allocation abilities of the text is possible, it is likely that the quality of the
such as selective attention and comprehension monitoring representation suffers significantly. In this article, we focus
(Oakhill, Hartt, & Samols, 2005) which enable a reader to on struggling readers who have particular difficulties with
focus on central or relevant aspects of the text. higher level processes such as inference making, executive
Both lower level and higher level processes of reading functions, and attention–allocation abilities. It is important
comprehension begin to develop before reading education to note that these three processes influence, and are being
starts and they independently predict reading comprehen- influenced by each other but for pedagogical purposes we
sion ability at a later age (Kendeou, van den Broek, White, are discussing each independently of one another.
& Lynch, 2009). Lower level processes such as decoding
undergo tremendous changes in early childhood and typ-
ically become more automated during the first grades of Inference Making
elementary school (Kendeou, Papadopoulos, & Spanoudis,
2012). Automatization of these lower level processes leaves One source of reading comprehension problems concerns
more mental resources available for higher level processes of the ability to generate inferences. Inferences allow the reader
reading comprehension (Perfetti & Hart, 2002). Higher level to construct meaningful connections between text elements
processes become automated more slowly and go through and relevant background knowledge and therefore are cru-
considerable developmental changes from early childhood cial to comprehension (Oakhill, Cain, & Bryant, 2003; van
into adulthood (Luna, Garver, Urban, Lazar, & Sweeney, den Broek, 1990). The development of inference making
2004) skills begins at a young age, well before formal reading
12 KENDEOU ET AL.: COGNITIVE MODEL OF READING

education starts (Kendeou, Bohn-Gettler, White, & van den Individual differences in working memory result in differ-
Broek, 2008; van den Broek, 1989). As children become ences in reading comprehension in adults and predict reading
older, the inferences they generate change in both their quan- comprehension skills in children over and above lower level
tity and quality. For example, with development children in- skills (Cain et al., 2004; Sesma et al., 2009). Working mem-
creasingly generate inferences that connect larger text units ory capacity increases during the elementary school years
such as paragraphs, event episodes, and sections, rather than (Gathercole, Pickering, Ambridge, & Wearing, 2004) into
just inferences that connect individual events and facts within adolescence and adulthood (Luna et al., 2004). Readers with
an episode or section. Also, they increasingly infer abstract low working-memory capacity experience numerous con-
connections (e.g., between themes, to characters’ feelings) straints on how much information they can keep active as
in addition to concrete connections (van den Broek, 1997; they read, resulting in lower comprehension and recall per-
van den Broek et al., 2005). As a result, with age and expe- formance (Just & Carpenter, 1992; Linderholm & van den
rience, children identify a greater number and wider variety Broek, 2002). The ability to keep information active is es-
of semantic connections during reading. sential to inference generation and to a reader’s ability to
Readers who are weak in making inferences almost in- reflect on his or her understanding (or lack of understanding)
evitably fail to comprehend all but the simplest texts, because of the text (Engle & Conway, 1998). Therefore, weakness in
they are unable to identify important connections that lend working memory results in inadequate inference making and
coherence to their text representations. Such weakness may comprehension monitoring. Likewise, weaknesses in other
result in difficulty recognizing the proper referential connec- executive functions have been found to contribute to reading
tions that indicate that an object or person referred to in one comprehension problems. For example, readers with deficits
sentence is identical to that in another sentence (Long, Oppy, in executive function skills demonstrate difficulties in plan-
& Seely, 1994; Oakhill & Yuill, 1996), Inference difficul- ning and organizing (Locascio, Mahone, Eason, & Cutting,
ties also manifest themselves in problems making inferences 2010) which, in turn, impede reading comprehension, par-
that fill conceptual gaps between the clauses, sentences, and ticularly when the text at hand is complex and long (Eason,
paragraphs in a text (Magliano, Wiemer-Hastings, Millis, Goldberg, Young, Geist, & Cutting, 2012). These readers are
MuÑoz, & McNamara, 2002; Oakhill, Yuill, & Donaldson, less efficient in applying reading strategies when those are
1990). Even when a reader is capable of making such in- needed for comprehension.
ferences, weakness may result if the reader adopts standards Individual differences in inhibition also result in dif-
of coherence that do not fit the goal of reading the text and, ferences in reading comprehension. Indeed, good inhibi-
hence, makes insufficient or inadequate inferences (van den tion skills relate to good comprehension and vice versa
Broek, Bohn-Gettler, Kendeou, Carlson, & White, 2011). (Gernsbacher & Faust, 1991). For example, to successfully
Finally, weakness in inferential ability may result when the create a coherent representation of a text, a reader must main-
reader lacks the background knowledge necessary for impor- tain in active memory the most important information while
tant inferences (Cook, Limber, & O’Brien, 2001). This back- being able to inhibit less important information. Children
ground knowledge includes both content knowledge (e.g., with poor reading comprehension skills show difficulty elim-
when a ball hits a window, the window is likely to break) inating information that is no longer relevant in both short-
and knowledge about text structures (e.g., narratives usu- term memory tasks and working memory tasks (Cain, 2006).
ally begin with a setting and problem and end with some Specifically, when children are instructed to ignore certain
resolution; different types of informational texts have differ- words during reading, children with poor inhibition skills fail
ent structures; see Duke (2004). Readers who experience to do so, and are more likely to remember the to-be-ignored
difficulty in inferring important connections, in applying words than children with good inhibition skills.
the proper standards of coherence, or who lack background In summary, weaknesses in executive functions such as
knowledge are likely to construct impoverished representa- working memory and inhibition may seriously hamper the
tions of the texts they read and, as a result, fail to grasp their reader’s ability to perform the cognitive processes necessary
meaning. for adequate comprehension.

Executive Functions Attention Allocation

A second source of reading comprehension problems con- A third source of reading comprehension problems concerns
cerns a reader’s executive functions. Executive functions refer attention–allocation ability, the ability to adapt attentional
to cognitive processes that regulate and control our behavior and processing resources to the demands of the task at hand
while performing a particular task (Diamond, 2013; Miyaki (Liu, Reichle, & Gao, 2013). As children develop and be-
et al., 2000). Two important executive functions are work- come more proficient at reading, their ability to focus on
ing memory and inhibition. Working memory enables the structurally central aspects of the text becomes more selective
reader to maintain information while processing incoming and more efficient (van den Broek, 1989). This developing
information, making it possible for the reader to integrate sensitivity to structural centrality is reflected in better allo-
the two pieces of information (Baddeley, 2003; Daneman & cation of attention to structurally central information during
Carpenter, 1980; Swanson & O’Connor, 2009). Inhibition the processing of the text and in a more prominent position
enables suppression of irrelevant information, and thus de- of this information in the mental representation of a text (van
termines which information to maintain in active memory. den Broek, Helder, & Van Leijenhorst, 2013).
LEARNING DISABILITIES RESEARCH 13

Children with attention–allocation deficits may experi- tention allocation can be directed to potential inconsistencies
ence reading comprehension difficulties. Attention deficits in the story line to develop better comprehension monitoring
may impede readers’ comprehension monitoring, the ability skills. Recent initiatives in the field implementing such ac-
to evaluate one’s level of comprehension of a text (McInnes, tivities in the context of formal oral language interventions
Humphries, Hogg-Johnson, & Tannock, 2003). As a result, in struggling or even prereaders show promise (Desmarais,
readers with attention deficits are more susceptible to being Nadeau, Trudeau, Filiatrault-Veilleux, & Maxès-Fournier,
distracted by detail, especially when reading longer texts, 2013; van den Broek, Kendeou, Lousberg, & Visser, 2011).
and fail to focus on main ideas (Long, Seely, & Oppy, 1997). A second, related implication for instructional materials
These readers have relative difficulty to detect coherence is that it is useful to adapt texts according to their purpose.
breaks in texts, which ultimately may result in less coherent For example, an important distinction is between texts used
mental representations of texts (Cain & Oakhill, 2007). to teach reading skills and texts used to teach content knowl-
In summary, inferential ability and its components, ex- edge. On the one hand, if the purpose is to teach higher level
ecutive functions such as working memory and inhibition, skills such as inference making then one should gradually
and attention allocation are essential aspects of successful build up the difficulty level of the texts in terms of the de-
comprehension. Weakness in each creates a source for com- mands on the inference processes. This should be done in a
prehension difficulties. Although these are main sources of systematic and logical order, for example by leaving various
difficulty, they are neither exhaustive nor mutually exclusive. types of connections in the text implicit for the reader to in-
Importantly, this means that struggling readers do not fit a fer, gradually increasing the distance of the conceptual gaps
single, specific profile but rather exhibit diverse patterns of in the text, and so on. On the other hand, if the purpose is to
weaknesses that influence each reader’s reading development teach content (e.g., science, history) then one should design
and performance in different ways (Cain & Oakhill, 2006; the texts such that the demands on cognitive processes are
Nation, Clarke, & Snowling, 2002). as minimal as possible, in particular those processes that are
involved in the sources of difficulty described above. This
can be done, for example, by putting important information
IMPLICATIONS OF THE COGNITIVE VIEW FOR that needs to be connected in close proximity in the text and
PRACTICE IN EDUCATION by making implicit connections more explicit (McNamara,
Ozuru, & Floyd, 2011). Indeed, text parts that are highly
The cognitive view of reading comprehension has implica- connected typically facilitate memory and are recalled more
tions for describing, explaining, and addressing the needs of often, even by struggling readers (Espin, Cevasco, van den
struggling readers. In this section, we discuss several impli- Broek, Baker, & Gersten, 2007). Finally, by directing atten-
cations for readers who exhibit difficulties in higher level tion to the important information using textual markers such
processes, in particular as they pertain to the selection and as headers (Lemarié, Lorch, Eyrolle, & Virbel, 2008) and
design of instructional materials and to the design of remedial subheaders (Lorch, Lorch, & Mogan, 1987) and by organiz-
instruction. ing the content in a logical yet interesting way (Williams et al.,
A first set of implications pertains to the types of instruc- 2005), we can help readers create a coherent mental represen-
tional materials we can use with struggling readers. One tation of the text with less effort. Thus, by carefully designing
such implication is that nonwritten media can be used to texts in accordance to their instructional goal, we can ease
foster skills that are important to reading comprehension. the cognitive load of the struggling reader and free-up im-
Higher level processes such as inference making, executive portant cognitive resources that, in turn, can be allocated to
functions, and attention–allocation skills are recruited in sim- the construction of a coherent representation of the text.
ilar ways during reading a text, listening to a text, or even A third set of implications pertains to the nature of the
during a visual presentation of the narrative (Gernsbacher, interventions designed to remediate struggling readers’ dif-
1991; Kendeou et al., 2005, 2007, 2008). This generalization ficulties. A general implication is that, for an instructional
across media offers a unique opportunity for training higher strategy or intervention to be effective, it needs to focus on
level skills in struggling readers. This is particularly the case improving the online processes that occur during reading
for readers who also have difficulty in lower level reading (Rapp et al., 2007). For example, one can foster the gener-
processes because the use of different media preserves their ation of important and appropriate inferences by modeling
working memory resources (which would otherwise be ex- and practicing such inferences through questioning activ-
pended on decoding) and allows them to engage in higher ities during reading. Indeed, the implementation of struc-
level processes. Thus, the use of nonwritten media makes it tured questioning interventions during reading shows great
possible to teach comprehension processes and strategies to promise for improving reading comprehension skills in vari-
a wide range of struggling readers at various verbal ability ous subgroups of struggling readers (McMaster et al., 2012).
levels and ages. For example, by using oral or televised sto- Also, readers’ attention allocation during reading can be im-
ries instructors or specialists can teach children how to make proved by implementing activities that direct attention to the
inferences about protagonists’ goals, actions, emotions, and important or central information in texts (McKeown, Beck,
story themes. Teachers can also systematically direct chil- & Blake, 2009; Vaughn et al., 2000) and by practicing the de-
dren’s attention allocation to the important events in an oral tection and repair of coherence breaks (Mokhtari & Reichard,
or televised story so they can develop children’s sensitivity 2002).
to structural centrality, while at the same time effectively A final set of implications pertains to the role of back-
inhibiting less important information. As a final example, at- ground knowledge. Having appropriate background knowl-
14 KENDEOU ET AL.: COGNITIVE MODEL OF READING

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About the Authors

Panayiota Kendeou, Ph.D. is an Associate Professor at the University of Minnesota. She is interested in the cognitive processes
that support learning and memory in the context of reading comprehension. She is Associate Editor of the Journal of Research
in Reading.

Paul van den Broek, Ph.D. (University of Chicago), is Director of the Brain and Education Laboratory at Leiden University,
The Netherlands, and holds faculty appointments in the Department of Education and Child Studies at Leiden University and
in the Department of Cognitive Sciences at the University of Minnesota. His research focuses on the cognitive and neurological
processes involved in reading comprehension in children and adults, and on the development of instructional methods for
proficient and struggling readers.

Anne Helder, M.Sc., is a Ph.D. student in the Brain and Education Laboratory at the Department of Education and Child
Studies at Leiden University, The Netherlands. She investigates developmental and individual differences in neurocognitive
processes involved in reading comprehension.

Josefine Karlsson, M.Sc., is a Ph.D. student in the Brain and Education Laboratory at the Department of Education and Child
Studies at Leiden University, The Netherlands. She investigates neurocognitive aspects of reading development aiming to gain
more insight on the effectiveness of reading interventions.

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