Risk profiling TRM risk profiling

Content Overview Business example

Concept of risk profiling

The taxation authority wants to evaluated different dimensions of risk during the
Risk modeling in configuration
GST registration process. The risk evaluation process uses a mixture of data
sources from the received registration form (e.g. address data or expected turn
Where will risk profiling be used ?
over values) and external industry sources.
How will risk evaluated ?
If the automated risk evaluation from those data sources indicate a certain risk
level, the department will conduct a telephone interview before making a final
judgement. Once the tax payer is registered, the tax department will evaluate the
taxpayers risk overall risk on an ongoing basis (across all tax types).

Due to the nature of GST refunds, refund request forms are always subject to risk
evaluation as well.

TRM risk profiling TRM risk profiling

Business context Overview

Form Bundle Overall Risk Evaluation

Evaluate risk for
Type Risk Profile
-taxpayers or other entities (such as advisors) e.g. GST
-per individual transactions (registrations, returns, refunds) Business Registration Roll
Partner Role up
Visualization
Automate risk Risk Evaluation per Category
Risk Category
-via rules in BRFplus e.g. Cross Boarder
-via external engines such as SAP Fraud Management Activity
Roll
up
Explain risk through External Evaluation
e.g. HANA Fraud Question Prfl
-evaluation of different categories Mgmt e.g. Cross Boarder
-questions and answers Activity
Reporting
Visualize risk Evaluation Question
-in form bundles through BRF+ e.g. Foreign
-in taxpayer overview Address
Actions via BRF+

Follow-up on risk Answer

Manual Adjustments
-via rules actions in BRFplus e.g. foreign, but
European Address

Configuration Configuration
Risk profiles and risk categories Question and answer profile

1
Configuration Risk evaluation
Assignment of risk profile Form bundle

Updating risk data

BRFplus