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Journal of Controlled Release 292 (2018) 91–110

Contents lists available at ScienceDirect

Journal of Controlled Release


journal homepage: www.elsevier.com/locate/jconrel

Review article

Electrospun amorphous solid dispersions of poorly water-soluble drugs: A T


review
Deng-Guang Yua, Jiao-Jiao Lia, Gareth R. Williamsb, Min Zhaoc,

a
School of Materials Science & Engineering, University of Shanghai for Science and Technology, 516 Jungong Road, Shanghai 200093, China
b
UCL School of Pharmacy, University College London, 29-39 Brunswick Square, London WC1N 1AX, UK
c
School of Pharmacy, Queen's University Belfast, 97 Lisburn Road, Belfast BT9 7BL, UK

ARTICLE INFO ABSTRACT

Keywords: The development of oral dosage forms for poorly water-soluble active pharmaceutical ingredients (APIs) is a
Poorly water-soluble drug persistent challenge. A range of methods has been explored to address this issue, and amorphous solid disper-
Amorphous solid dispersion sions (ASDs) have received increasing attention. ASDs are typically prepared by starting with a liquid precursor
Electrospinning (a solution or melt) and applying energy for solidification. Many techniques can be used, with the emergence of
Nanofibers
electrospinning as a potent option in recent years. This method uses electrical energy to induce changes from
Nano-structure
liquid to solid.
Core-shell nanofibers
Janus nanostructure Through the direct applications of electrical energy, electrospinning can generate nanofiber-based ASDs from
Molecular self-assembly drug-loaded solutions, melts and melt-solutions. The technique can also be combined with other approaches
using the application of mechanical, thermal or other energy sources. Electrospinning has numerous advantages
over other approaches to produce ASDs. These advantages include extremely rapid drying speeds, ease of im-
plentation, compatibility with a wide range of active ingredients (including those which are thermally labile),
and the generation of products with large surface areas and high porosity. Furthermore, this technique exhibits
the potential to create so-called ‘fifth-generation' ASDs with nanostructured architectures, such as core/shell or
Janus systems and their combinations. These advanced systems can improve dissolution behaviour and provide
programmable drug release profiles. Additionally, the fiber components and their spatial distributions can be
precisely controlled.
Electrospun fiber-based ASDs can maintain an incorporated active ingredient in the amorphous physical form
for prolonged periods of time because of their homogeneous drug distribution within the polymer matrix (ty-
pically they comprise solid solutions), and ability to inhibit molecular motion. These ASDs can be utilised to
generate oral dosage forms for poorly water-soluble drugs, resulting in linear or multiple-phase release of one or
more APIs. Electrospun ASDs can also be exploited as templates for manipulating molecular self-assembly, of-
fering a bridge between ASDs and other types of dosage forms.
This review addresses the development, advantages and pharmaceutical applications of electrospinning for
producing polymeric ASDs. Material preparation and analysis procedures are considered. The mechanisms
through which performance has been improved are also discussed.

1. Introduction from simple searches in Web of Science (Fig. 1a); the number of papers
matching the search terms of ‘insoluble drug’ or ‘poorly water-soluble
1.1. Trends in poorly water-soluble drugs and their solid dispersions drug’ is seen to have increased almost exponentially since 1960.
Depending on the properties of the drug(s) of interest, a range of
The development of oral formulations of poorly water-soluble active different formulation strategies has been reported over the past decades
pharmaceutical ingredients (APIs), categorised as class II or IV of the to improve the solubility and concomitantly the dissolution rate of such
Biopharmaceutical Classification System (BCS), is one of the greatest molecules. These methods include chemical modification (such as the
current challenges in pharmaceutics [1–4]. Continuous efforts have formation of drug salts and soluble prodrugs) and physical approaches
been made to address this issue during the past half century, as evident (e.g. micronisation, nanosizing, or polymorph/pseudopolymorph and


Corresponding author.
E-mail address: m.zhao@qub.ac.uk (M. Zhao).

https://doi.org/10.1016/j.jconrel.2018.08.016
Received 15 May 2018; Received in revised form 7 August 2018; Accepted 9 August 2018
Available online 14 August 2018
0168-3659/ © 2018 Elsevier B.V. All rights reserved.
D.-G. Yu et al. Journal of Controlled Release 292 (2018) 91–110

Fig. 1. Data from Web of Science on publications since 1960 concerned with poorly water-soluble APIs and SDs. The results of searches for topics matching (a)
‘insoluble drug’ and ‘poorly water-soluble drug’, (b) ‘drug solid dispersion’ and (c) ‘drug amorphous solid dispersion’ are shown. The increasing importance of SDs
and ASDs can be seen in terms of (d) the ratio of papers matching ‘drug solid dispersion’ to those matching ‘poorly water soluble drug’ or ‘insoluble drug’ and (e) the
rise in the proportion of SD papers concerned with ASDs.

crystal habit control). Other approaches include tuning of the solvent 1) Synthetic polymers such as polyvinylpyrrolidone (PVP), poly-
system used for formulation preparation (e.g. pH adjustment or use of a vinylpyrrolidone-co-vinyl acetate (PVP-VA), crospovidone (PVP-
co-solvent), introducing carrier systems such as liposomes or emulsions, CL), polyvinyl alcohol (PVA), and polyethylene glycol (PEG);
complexation with surfactants or cyclodextrins, and generating solid 2) Naturally occurring polymers including hydroxypropylmethyl cel-
dispersions (SDs) of the API [5, 6]. The number of papers reporting the lulose (HPMC), hydroxypropylcellulose (HPC), hydro-
preparation of SDs has rapidly increased over the last decade, as shown xypropylmethylcellulose phthalate (HPMCP) and hydro-
in Fig. 1b. xypropylmethyl cellulose acetate succinate (HPMC-AS);
A detailed search of Web of Science for ‘amorphous drug solid dis- 3) Other types of naturally occurring dispersant such as corn starch,
persion’ (ASD) yields the trend shown in Fig. 1c, demonstrating that the potato starch, trehalose, sucrose and inulin [10–13].
number of publications reporting ASDs has increased rapidly since this
concept was first reported by McGinity et al. in 1984 [7]. Fig. 1d dis- Third- generation SDs involve the combined usage of multiple
plays the number of reports of SDs as a proportion of all papers con- pharmaceutical excipients such as amorphous polymers, surface active
cerning poorly water-soluble drugs, and Fig. 1e the ratio of papers re- agents and/or self-emulsifiers (e.g. poloxamer, Compritol 888 ATO,
porting ASDs to those reporting SDs. Since 1995, both concepts have Soluplus®, Gelucire 44/14, sodium lauryl sulphate (SLS), Tween 80 and
gained increasing attention, with ASDs becoming much more prevalent Inutec SP1) [14–16].
in recent years. These data clearly show that SDs and ASDs have drawn The primary driving force for the transition from first to second-
increasing interest in the development of dosage forms for poorly generation SDs was the overarching objective of increasing the solu-
water-soluble APIs. They can additionally be expected to attract further bility and dissolution rate of poorly water-soluble APIs. For second-
interest in the future as the number of poorly water-soluble drugs de- generation SDs, major developments have been achieved in the fabri-
veloped continuously increases. However, owing to the limited number cation technologies used. These have progressed from the initial
of pharmaceutical carriers (with acceptable safety profiles) that can be melting protocols to solvent methods and the combined usage of
used to ameliorate the solubility issue, new technologies and strategies melting and solvent approaches. Building on these developments, the
will be required to ensure that these challenging-to-deliver active in- evolution from second to third-generation SDs aimed to improve further
gredients can reach the market. both the dissolution rate and the physical stability of the SDs. The latter
is required to prevent precipitation, recrystallisation of the drug within
1.2. Generations of SDs the dispersed system, and other solid phase separations [17].
The simple preparation of an SD or ASD commonly yields a system
Similar to general pharmaceutics, the development of SDs relies on which dissolves very rapidly. This is helpful for immediate relief of
having access to both suitable pharmaceutical carriers and technologies symptoms, but the sustained release of a drug over a prolonged period
for dispersion preparation. The classification of SDs throughout their after oral administration is often desirable and simple SD technology
different development stages is based on the typical pharmaceutical will not delivery such a release profile. Sustained release has the ad-
excipients that have been used. First-generation SDs were mainly based vantage of giving a prolonged therapeutic effect, which reduces the
on crystalline carriers such as urea, sorbitol and mannitol; in these a frequency of dosing and improves patient compliance. Sustained-re-
crystalline drug is dispersed in the carrier to form a eutectic or mono- lease systems also help in minimising possible side effects, and often
tectic mixture [8, 9]. Second-generation SDs mainly comprise binary allow a reduction in the applied dose while yielding the same ther-
glass solutions or amorphous solid suspensions, with a poorly water- apeutic effect, thereby increasing the effectiveness of an API. As a result
soluble drug being dispersed in a suitable carrier. These carriers may of these benefits, fourth-generation SDs of poorly-soluble APIs with
include: controlled release profiles (CR-SD) have drawn increasing attention

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Table 1
A survey of the technologies which can be applied for fabricating SDs of poorly water-soluble APIs. ES = electrospinning/electrospraying.
Applied energy Technology Feed format Products Typical Refs.

Main Additive Drug form Size

Mechanical – Ball milling Powder/Liquid Crystalline/Amorphous Nano/Micro [3, 59]


Thermal Spraying Solution Amorphous/ Crystalline Micro [53, 59]
Thermal Fluidised bed coating Solution Amorphous/ Crystalline Micro [52, 58]
Thermal Mechanical Fusion Solid Amorphous/ Crystalline Macro [8, 56]
Electrostatic – Solvent ES Solution Amorphous Nano [63–65]
Mechanical Melt extrusion Solid Amorphous/ Crystalline Macro [60, 61]
– Freeze drying Solution Amorphous/ Crystalline Macro [75]
Thermal Elevated T ES Solution Amorphous Micro [100]
Thermal Melt ES Melt Amorphous Micro [93]
Thermal Electrospray Solution Amorphous Micro [102]
Micro-wave Mechanical Microwave Solution Amorphous Macro [57]
Thermal/Mechanical Microwave Melt Amorphous Macro [66]

recently [18]. With a typical CR-SD formulation, the amorphous/mo- review papers on the technologies that have been applied for creating
lecular dispersion of the API in the carrier improves the drug's dis- SDs [44–53]. These all tend to involve the solidification of a liquid
solution behaviour as in previous generations of SD. However, in con- system. Based on the working fluids, these technologies can be divided
trast to earlier SD iterations, water-insoluble polymers or swellable into three categories [54–61]:
polymers such as ethyl cellulose (EC), Eudragit® RS or RL, carbox-
yvinylpolymer (Carbopol®) and cross-linked poly(2-hydroxyethyl me- 1) Melting methods (e.g. fusion, hot melt extrusion, and melt ag-
thacrylate) (PHEMA) are also used in the formulation. These excipients glomeration);
control the drug release, freeing the active ingredients into the dis- 2) Solvent methods (e.g. vacuum drying, spray drying, freeze-drying,
solution media over an extended time period [19–21]. cryogenic processing, precipitation using an anti-solvent, co-pre-
In recent years, fifth-generation SDs have increasingly been re- cipitation, supercritical anti-solvent, and fluid-bed coating technol-
ported. These are characterised by the use of micro- or nanostructures ogies);
as a means to improve functional performance. The development of 3) Melt-solvent methods, combining both the aspects stated above.
these systems has arisen through the adoption of multidisciplinary ap-
proaches where SD technology is combined with polymer science, With all these methods, the process starts from a working fluid and
pharmacodynamics, nanoscience and nanotechnology. As discussed by finishes with a solid product with the drug distributed within the car-
Tran et al. in their review [18], a CR-SD possesses the functions of an SD rier. The main differences are in (1) the nature of the energy applied to
and also provides controlled release for poorly water-soluble APIs. convert the liquid to the solid state and its efficiency and (2) the
However, these systems are monolithic homogeneous constructs, which structure (morphology and size) of the final products collected. The
often results in an initial burst release of the drug present at the surface. different types of energy exploited in fabricating SDs and the properties
This can provide an immediately available dose for rapid action, fol- of the final products are summarised in Table 1. The nature of the en-
lowed by a gradual and continuous release to maintain the plasma ergy used and the process efficiency determine the homogeneity of the
concentration of an API over an extended period of time [18]. However, resultant SDs and the physical state of the drug in the system. These, in
the burst is difficult to predict and control, which can compromise the combination with the product morphology, in turn determine the
properties of the formulations produced. Fifth-generation SDs aim to properties (including stability) and functional performance of the SDs
overcome this challenge. produced and the solid dosage forms generated from them.
The development of novel nanoscale drug delivery systems (DDSs) is In all of these approaches, the unprocessed melt or solutions consist
dependent on the advancement of nanotechnology and particularly on of components that are dispersed uniformly because of their rapid
the fabrication of complex nanostructures [22–27]. To date, the de- movement via Brownian motion. Thus, the faster the conversion from
velopment of nanotechnologies (both ‘top-down’ and ‘bottom-up’ fluid to solid state occurs, the better the homogeneity of the product. In
methods) has provided a range of useful tools for creating myriad types a traditional evaporation process, one major concern is that it is often
of complex nanoscale architectures. These include core-shell, Janus, very hard to remove the solvent(s) from the co-precipitates to an ac-
and tri-layer nanostructures generated from both inorganic and organic ceptable level rapidly and completely, because the co-precipitates be-
materials, as well as the polymeric matrices that are frequently used in come more and more viscous during the ‘drying’ process. This prevents
pharmaceutical applications [28–36]. These nanostructures can be ex- further evaporation of the residual solvent, resulting in recrystallisation
plored to create new types of DDS including fifth-generation SDs. The of the drug in the final SDs [62–64]. Other techniques such as elec-
core-shell structure (with different exterior and inner components) trospinning (where electrical energy is used and there is very rapid
plays an important role in this regard. Both the core and shell com- evaporation of the solvent) can thus provide superior quality products
partments can be tailored to have different compositions [37–43]. The to those prepared through simple evaporation. Démuth et al. have
main difference between the first four SD generations and the latest compared the ASDs prepared using single-fluid electrospinning and the
fifth generation is that the performance of the former systems typically film casting technology with itraconazole (ITR) as a model API and
relies on the physicochemical properties of the carriers/excipients, Kollidon® VA64 as the polymeric matrix. Both X-ray diffraction (XRD)
while the latter provides programmable functional performance both and differential scanning calorimetry (DSC) results demonstrated that
through the carriers used and the production of complex and con- the electrospun SDs are totally amorphous while the cast products have
trollable nanoscale structures. some crystalline drug content owing to the slow drying process [65].
In order to achieve rapid conversion from liquids to solid products
during the preparation of ASDs, two types of energy are often used in
1.3. Technologies for fabricating SDs combination, with the expectation that the molecular dispersion of the
drug in the liquid state can be completely propagated into the solid
During the past half century, there have been a number of excellent

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state to form a solid solution or an amorphous solid suspension. It is this need for downstream processes, such as pulverising and sieving. The
effective combination of different energies that has led to almost all the Nagy group carried out a number of investigations into the preparation
second, third and fourth-generation ASDs reported. In some methods, of ASDs using melt electrospinning and compared these with analogous
three different types of energy have been used in combination for ASDs fabricated using solution electrospinning and melt blowing, and
fabricating ASDs. For example, Passerini et al. have prepared prazi- found the products to have broadly similar properties [65, 92, 93]. Melt
quantel ASDs through the combined usage of ultrasonic, thermal and electrospinning is an organic solvent free process, which may make it
mechanical energy [66]. particularly attractive for onward applications [92, 93].
The morphology and size of the SD products are key parameters in A number of opportunities exist to combine electrospinning with
their functional performance. According to the Noyes–Whitney equa- other sources of energy as new tools for creating ASDs. Some examples
tion [67], the dissolution rate (dX/dt) is defined as follows: include the combined usage of electrical energy with mechanical forces
(force electrospinning) [94, 95] or with thermal and mechanical energy
dX /dt = (A × D/ ) × (C X /V )
sources (hot air blow electrospinning or electroblowing) [96, 97]. These
where X is the amount of drug in solution, t is the time, A is the effective techniques have been reported but are still only minimally explored in
surface area, D is the diffusion coefficient of the drug, δ is the size of the the context of generating ASDs. Another electrospinning process in-
effective diffusion boundary layer, C is the saturation solubility of the volving the combined use of thermal energy with electrical energy is
drug and V is the volume of the dissolution medium. It is clear from this elevated temperature electrospinning [98, 99]; this heats the working
equation that the larger the surface area, the faster the dissolution rate. fluid(s) being used to ensure the components remain in solution.
Thus, enlarging the surface area of SD products has contributed to one Through this approach, electrospun third-generation SDs have been
of the most important routes for enhancing dissolution rate. Even be- prepared for helicid [100]. Furthermore, other energy sources, such as
fore the surge of nanotechnology in 1990s, the reduction of the particle infrared or sonic energy, can be combined with electrostatic energy to
sizes of drugs (alone or with carriers), was a key approach used by develop new processes for preparing ASDs [101, 102].
formulation scientists. Techniques such as microcrystal and micro-
particle technologies give formulations with reduced particle size and 2. Advantages of electrospinning for creating SDs
consequently larger surface areas [68–71]. The recent and rapid de-
velopment of nanotechnologies has led to increasing numbers of new 2.1. The electrospinning process
methods and approaches being introduced for the fabrication of ad-
vanced DDSs and ASDs [72–74]. Electrospinning has been known for > 100 years but received rela-
Considering technologies based on freeze- and vacuum drying, the tively minimal attention until the 1990s. Since then, the technique has
products often have a porous structure and hence a large surface area developed very quickly from the simplest experiments using a single
[75]. Mesoporous silica can be used as an inorganic carrier to prepare fluid to prepare polymer nanofibers or monolithic nanocomposites to
ASDs of APIs following the same principles [76–80]. However, the most double-fluid (coaxial and side-by-side processes) and multiple-fluid
commonly explored strategies for increasing surface area involve na- spinning (tri-axial, quarternary-axial, multiple side-by-side) for produ-
nosizing drug/carrier systems [81, 82]. Electrospinning, drying and cing nanostructures with increasingly complex nanoscale architectures
nanofabrication processes all deliver this goal, and all are widely in- [34, 103–107]. It has also developed from generating small amounts
vestigated for the preparation of ASDs. From Table 1, it can be seen that (mg) of material using a single needle to fabrication on the large (kg)
when electrostatic energy is applied as the dominant drying force, the scale using needless and high-speed electrospinning [108, 109]. Fur-
products always have a small size, typically at the micro- or nano-scale. ther, the technique has moved from solely being used alone to com-
When thermal energy is the major drying force, the products are mainly bined usage with other technologies [110]. Many excellent reviews
macroscale, which often requires downstream processing methods, have considered the key parameters which must be controlled for the
such as milling, pelletisation or calendering [83, 84]. implementation of a successful electrospinning process [111–113]. The
Exploiting the fact that liquids can readily interact with electric single-fluid electrospinning process has been very broadly used for the
fields [85], electrostatic energy or electrostatic forces have been creation of monolithic nanofiber-based ASDs, whereas relatively few
broadly investigated as useful tools to prepare novel functional mate- works have investigated coaxial electrospinning and multiple-fluid
rials, particularly those at the nanoscale. Three related technologies, processes for generating structured ASDs.
electrospinning, electrospraying and e-jet printing, are usually con- In this paper, we will not reiterate the findings of other studies
sidered to comprise ‘electrohydrodynamic atomisation' (EHDA) pro- [111–113] but will provide a brief consideration of several key issues.
cesses [86–90]. Electrospinning, based on the direct interactions be- Thus, we will briefly discuss the following: 1) the influence of each
tween working fluids and electrical fields, is probably the most popular component in the electrospinning apparatus on the process; 2) the be-
of these approaches. This technique involves the preparation of a so- haviour of working fluids under electrical fields; and, 3) the relation-
lution of a polymer and a functional component (e.g. an API) in a vo- ship between electrospinning and electrospraying.
latile solvent. The polymer/drug solution is then ejected from a metal- An electrospinning system provides a platform for electrostatic en-
tipped syringe towards a collector, and a high potential difference is ergy and working fluid(s) to interact with one another. To make full use
applied between the two. This can solidify the fluid jets at an extremely of the electrostatic energy, two electrodes are required: one connected
fast speed (often at a time scale on the order of 10−2 s). The products to a high voltage power supply applying a potential difference to the
collected commonly comprise nanoscale fibers, which usually assemble working fluids, and another (usually grounded) linked to the fiber
randomly into a non-woven fabric with a huge surface area and very collector. A syringe pump or compressed air driver is generally used to
high porosity. The properties of these products make electrospinning a deliver the working fluids. A flat-tipped metal needle (spinneret) is
perfect candidate for generating ASDs of poorly water-soluble APIs. typically used to guide the fluid as it is ejected. Among these compo-
In addition to polymer solutions, other liquids such as nanosus- nents, the spinneret is the most important, not only because it guides
pensions, microemulsions and melts can be electrospun into fibers. the working fluids to form a Taylor cone and initiate the electrospin-
Thus, electrospinning can provide strategies to build new SD prepara- ning process, but also because it provides a template for the creation of
tion methods across the three categories of melting, solvent and com- different types of nanostructure from multiple working fluids [114,
bined melting-solvent methods. Melt electrospinning involves the 115]. The literature contains many reports of spinneret and collector
combined use of thermal energy and electrical energy [91]. In contrast design (particularly for fiber alignment) [116, 117]; however, relatively
to traditional fusion and hot melt extrusion methods, melt electro- few studies have investigated the high-voltage power supply and fluid-
spinning can produce fibers with ultrafine diameters, obviating the driving systems, perhaps reflecting the fact that the latter are generally

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standard commercial components. Balogh et al. compared alternating fluid from the spinneret to the collector, but the repulsive forces be-
current and direct current power supplies for the preparation of elec- tween two adjacent bending coils (Fc) counteract this and slow down
trospun ASDs from solutions of carvedilol and polymer excipients, such the process. A third force, the Coulomb repulsion force (Fe), acts to
as Eudragit E, Eudragit L100-55 and PVP K90. The fibers prepared accelerate the drawing of the fluid jet. With the jet gradually thinning,
using the two different power supplies have almost identical properties its continuously increasing surface area will accelerate solvent eva-
and functional performance, but the use of an alternating current power poration and fluid jet solidification to generate nanofibers. Thus, the
supply can significantly increase the productivity of the electrospinning additives in polymer solutions used for spinning, such as drug mole-
process [118]. cules, salts, and surfactants, exert a certain influence on the process
In the implementation of electrospinning, the key prerequisite is to [128–133], and on the properties of the resultant fibers. This has not
effectively channel the electrostatic energy to the working fluids. This been widely explored, and only a few publications describe the influ-
does not necessarily mean that the spinneret must consist of a con- ence of APIs on the electrospinning of polymer solutions [111, 112].
ductive material [119, 120]. However, in the majority of publications Electrospraying is a similar process to electrospinning, except that
the spinnerets are prepared from stainless steel capillaries, despite the in place of a polymer jet charged droplets are ejected from the spin-
fact that a metal spinneret can often exert a negative influence on the neret, resulting in the formation of spherical particles. Electrospinning
behaviour of the working fluids [121, 122]. Some recent publications shares characteristics of both electrospraying and the conventional so-
reveal that spinnerets coated with anti-static polymers such as Teflon lution dry spinning of fibers [134], and no clear boundary exists be-
[123] or polyvinyl chloride have several advantages [124]: 1) their tween electrospinning and electrospraying. When the viscosity of the
anti-static properties allow them to minimise any loss of electrical en- working fluid used for electrospinning is low, due to lack of physical
ergy from the working fluids to the environment, and thus the electrical entanglements of polymer chains, the products typically adopt a beads-
field is exploited effectively; 2) the reduced interfacial interactions on-a-string morphology, which combines characteristics of both elec-
between the spinneret and the working fluid makes it easier for a trospun and electrosprayed materials [135, 136]. Beads-on-a-string
charged fluid jet to form; 3) the non-stick nature of the polymers results properties may be useful for drug delivery and controlled release be-
in smaller attractive forces between the working fluids and spinneret, cause of such structures may be regarded as hybrids of nanofibers and
preventing the possible formation of semi-solid materials on the spin- micro-particles; however, researchers usually seek to avoid this phe-
neret and clogging. Thus, polymer-coated spinnerets can create fibers nomenon.
with narrow and uniform size distribution [125]. The working fluids for electrospraying have lower viscoelasticity
Although electrospinning is a simple and straightforward process, it than those used for spinning. As shown in Fig. 2, electrospraying first
involves a complex interplay between fluid dynamics, electrodynamics creates near-monodisperse droplets, which rapidly shrink as a result of
and rheology. Electrospinning comprises four successive steps: forma- the evaporation of solvents caused by the Coulombic forces (Fe). The
tion of a Taylor core at the nozzle of the spinneret; the ejection of a large surface areas of the micro-droplets allow complete solvent re-
polymer jet from the cone; the bending and whipping of the polymer jet moval in favourable instances. If the solvent in the droplets does not
because of its unstable regions; and, the collection of solid nanofibers evaporate effectively, thin films will form on the collector [137, 138].
(Fig. 2). Spinning commences when the electrical force applied to the The entire process is very fast and is similar in speed to electrospinning.
working solution overcomes the surface tension, resulting in the ejec- Electrospraying can also be used to produce ASDs, in the form of micro
tion of a thin liquid jet. The semi-vertical angle of the Taylor cone (θ) or nanoparticles. For instance, Yu et al. reported the combined use of
(i.e. the sharpness of the hyperboloid) depends on the elastic forces and electrospraying and electrospinning for creating biphasic controlled
surface tension of the fluid and often lies in the range of release nanofibers, which are essentially fifth-generation ASDs [127].
32° < θ < 46° [126]. However, in some coaxial electrospinning pro- Both electrospinning and spraying are at an early stage of development,
cesses (these use a concentric spinneret, with one fluid nested inside and their numerous applications – either alone or in tandem with other
another) where the outer fluid was a pure solvent, the straight jet was processes – can be envisaged to create a wide range of complicated
emitted at a semi-vertical angle of 57° from the Taylor cone. This is nanostructures and ASDs for APIs with low solubility in water.
thought to arise since the process is easily initiated because of reduced
surface tension and viscoelastic force [127]. The capillary forces and
2.2. Conceiving a SD for a poorly water-soluble drug
interactions between the working fluids and the inner wall of the
spinneret also influence the formation of the Taylor cone [122–125].
Electrospinning has been widely explored in a number of scientific
The bulk of the charged fluid undergoes solvent evaporation in the
fields [139]. The potential applications of this method were first re-
unstable regions, where it is subjected to a series of electric forces
ported by Reneker in 1995 [140], and a Web of Science search for
(Fig. 2). The attractive force between the two electrodes (E) drives the
‘electrospinning’ as the topic yields 19,272 publications within the last

Fig. 2. A schematic of single-fluid electrospinning and electrospraying and their use for preparing monolithic composites at the micro-/nano-scale.

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D.-G. Yu et al. Journal of Controlled Release 292 (2018) 91–110

Fig. 3. Procedures for developing electrospun ASD-based dosage forms of poorly water-soluble drugs. The top-left inset shows the number of publications with
“electrospinning” as the topic, as determined from a Web of Science search in five year intervals from 1991.

five years (see Fig. 3) – a daily average of more than ten publications. example, third-generation ASDs of ferulic acid in PVP nanofibers have
Electrospun fiber-based ASDs have still not been rigorously in- been prepared containing sodium dodecyl sulfate and sucralose as
vestigated, however, especially with regard to their onward commer- surfactant and sweetener additives, respectively. The system not only
cialisation. There are three interrelated issues that need careful con- yielded an improved dissolution rate but also enhanced porcine mucosa
sideration in such applications: 1) the preparation of suitable working permeation performance [149].
fluids with high electrospinnability; 2) the optimisation of the key Identifying a solvent that can meet all the requirements detailed
processing parameters; 3) the conversion of fiber mats into an appro- above is not always easy, and may be impossible. In these cases, one
priate solid dosage form (Fig. 3). may wish to try different strategies, including a mixed solvent system,
In designing electrospun SDs of poorly water-soluble APIs, the first and/or altering the electrospinning process. There are many reports of
step is to determine the physicochemical properties of the API, parti- the former. For example, the poorly water-soluble drug quercetin is
cularly its solubility in a series of commonly encountered organic sol- insoluble in most simple organic solvents but has good solubility in
vents such as ethanol, methanol, chloroform, acetone and acidic/basic N,N-dimethylacetamide (DMAc). However, ethyl cellulose, often a de-
aqueous solutions. A strong understanding of physicochemical proper- sired polymer carrier, is not spinnable as a DMAc solution. Thus, a
ties ensures that the selected polymer carriers are compatible and mixture of DMAc and ethanol was used for electrospinning to fabricate
miscible with the API, and allows the user to devise a way to enhance a controlled-release SD [123]. N,N′-Dimethyiformamide (DMF, boiling
the solubility and dissolution rates and provide a controlled release point 153 °C), DMAc (166 °C) and dimethyisulfoxide (DMSO, 189 °C)
profile. For the fabrication of API-loaded fibers, the basic principles for are common aprotic solvents that can dissolve most hydrophobic APIs.
the selection of carriers are as follows: However, the high boiling point and low vapour pressures of these
solvents make them difficult to process using electrospinning. Thus,
1) Hydrophilic polymers can be used for providing fast dissolution of typically only small amounts of these solvents are mixed with volatile
poorly water-soluble drugs; solvents, such as acetone and ethanol, for electrospinning.
2) Insoluble polymers can be exploited to provide sustained release In terms of the electrospinning process itself, the use of elevated
profiles; temperatures to enhance solubility is one useful approach. Here, the
3) Certain slowly bio-degradable polymers can be applied to give long- working fluid is heated prior to application of the electrical field; such a
term release in tissue engineering or implant DDSs. protocol was used to prepare a third-generation ASD of helicid with
PVP [100]. The elevated temperature does not have a significant in-
For the preparation of electrospun ASDs of poorly water-soluble fluence on the PVP chain entanglement density, but can reduce the
drugs, the most commonly explored polymers are water-soluble mate- surface tension and viscosity of the working fluid while increasing the
rials such as PVP, PEO, PVA and HPMC [141–143]. However, water- drug solubility.
insoluble polymers have also been exploited in developing new types of In some cases, a suitable solvent or a solvent mixture for electro-
ASDs which release the drug in a controlled manner to give improved spinning cannot be found. There is also a range of situations (e.g. with a
bioavailability [144]. These insoluble polymers are expected to play an heat-labile API) where melt or elevated temperature electrospinning is
important role in the development of advanced electrospun ASDs. In not appropriate. In these situations, double-fluid or even multiple-fluid
doing this, we can build on the experiences of researchers working on electrospinning processes can be applied. These can be exploited not
more traditional formulation types. Computational approaches can also only to obtain ASDs that can enhance the dissolution rate but also to
be a useful tool for selecting the appropriate polymeric carrier for APIs provide multiple-phase drug release profiles. For a two-fluid process,
[145, 146]. there are only two possible classes of products: those with a side-by-side
In addition to the API and polymer carrier, the solvent system configuration (a Janus structure) or an inner-outer arrangement (core-
should be carefully considered in preparing working fluids. A single- shell or core-sheath) [150, 151]. These are respectively generated by
fluid electrospinning process can prepare second-generation ASDs only side-by-side or coaxial electrospinning. The production of core-shell
if the solvent dissolves both the drug and polymer carrier, and the re- structures by coaxial electrospinning has been reported in a number of
sultant solution has good spinnability [147]. Otherwise, the drug and publications, with a focus on the preparation methods and/or materials
polymer must form a spinnable melt and then be converted into an ASD with improved functional performance. In terms of performance, de-
through melt electrospinning [148]. Building on simple binary ASDs, sirable goals may include protection of the core from the outside en-
the addition of other pharmaceutical excipients (such as surfactants and vironment; preventing the core from aggregating; maintaining the
sweeteners) to the working fluids can create third-generation ASDs. For material's compositional and structural integrity; or, selective

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percolation of molecules in and out of the interior of the material [152, based on the advent of new pharmaceutical carriers, the past half-
153]. century has seen only a limited number of new raw materials being
The implementation of coaxial electrospinning is one of the major introduced into SDs. For applications in improving the solubility and
breakthroughs in this field [154]. It was thought for a long time that the dissolution rate of poorly water-soluble APIs, these excipients are
shell fluid must be electrospinnable to enable fiber generation and water-soluble polymers (PVP, PEG, PEO, PVA, cellulose and its deri-
produce a core-shell nanostructure [155]. However, a modified coaxial vatives, such as HPMC and HPC), inorganic particles (SiO2,), pH-sen-
electrospinning process was recently reported where the shell fluid can sitive polymers (e.g. Eudragit® E100, Eudragit® L100 and HPMC-AS) or
be a dilute polymer solution, a salt or surfactant solution, or even a pure insoluble polymers (e.g. Eudragit RSPO, Eudragit RLPO and EC).
solvent [156–158]. This indicates that only one of the two fluids needs However, new technologies are continuously emerging in the field of
to be spinnable for successful coaxial spinning. This has made the pharmaceutics and lead to new approaches for the generation of SDs
coaxial process a powerful tool for formulating new types of structured using the same family of polymeric excipients.
ASDs which cannot be accessed in a single-fluid process. One example of this evolution is the melt-based SD technology,
As discussed above, there are two prerequisites for single-fluid which has developed from eutectic mixtures to co-fusion melts, then to
spinning: co-dissolving of the drug and polymer in a solvent or solvent the extrusion melt, and to two-screw extrusion methods. New techni-
mixture, and obtaining a spinnable working solution. Both can be ques are often introduced to resolve the problems encountered in the
troublesome, and both can be overcome by using a coaxial process. For previously utilised approaches, and to create new types of SDs with
example, Li et al. reported the preparation of ASDs of quercetin using improved functional performance. A new technology will be adopted
an electrospinnable shell solution (10% (w/v) PVP and 0.5% (w/v) SDS only if it has significant advantages over its counterparts and if its
in a mixture of ethanol and water (95:5 v/v)) to guide and encapsulate products are superior to those produced by other technologies, however
an unspinnable drug-loaded core fluid (10% (w/v) PVP and 4% (w/v) [175]. Compared with traditional SD technologies, electrospinning and
quercetin in a mixture of ethanol and DMAc (70:30 v/v)) [159]. Thus, it nanofiber-based SDs have a series of desirable properties as detailed
was possible to prepare an ASD of the PVP/quercetin core solution, below.
which is not feasible in a single fluid process. In another example, Wu
et al. reported a similar fast-dissolving ASD of helicid [146]. These 2.3.1. Technical advantages
examples exploit a spinnable sheath fluid to process an unspinnable
core, but it is also possible to work with an unspinnable shell and a (1) Extremely fast drying
spinnable core. Such modified coaxial processes often use shell fluids to
prevent clogging during the electrospinning processes [160–162]. Dissolving both the poorly water-soluble APIs and the polymeric
To date, there are only a limited number of publications on side-by- excipients in a common solvent or a mixed solvent system and then
side electrospinning, due to it being difficult to prevent the separation evaporating the solvent to obtain an ASD is a widely utilised process.
of the two working fluids during the process [150, 163–166]. However, Many different technologies have been developed to remove the sol-
as is the case with coaxial electrospinning, only one of the two fluids vents more quickly and completely, such heat drying, vacuum drying,
needs to be electrospinnable to enable a successful side-by-side spin- using hot air or nitrogen, spray-drying, and using supercritical fluids
ning process [167–170]. Janus nanofibers potentially have several ad- [176–178]. Electrospinning is advantageous here because its evapora-
vantages over core-shell structures. For example, interactions between tion rate is extremely fast, whereas with the other processes it is often
the core and shell fluids might cause a coaxial process to fail, but this very hard to remove all the organic solvents in a rapid manner. This in
may not be a problem in side-by-side spinning because the contact area turn can result in the formation of drug crystals in the final SD [65, 179,
between the fluids is much smaller. In the applications of ASDs for 180].
controlled release, Janus fibers have both sides in contact with the Since the solvent quickly evaporates in electrospinning as the fluid
environment, and thus can easily be designed to provide programmed jets travel to the collector, the polymer filaments rapidly solidify, re-
controlled release of multiple components [150, 170]. ducing the mobility of the drug molecules [181]. When the solvent is
One should note that it is impossible to consider the preparation of evaporated completely, the drug molecules are ‘frozen' in the polymer
working solutions, the type of electrospinning process to be used, and fiber matrix in a random and highly homogeneous manner, which
the associated processing parameters as independent from one another. leaves little possibility for the drug molecules to move and come into
Implementation of a feedback process between the processing para- contact to generate crystal lattices [149].
meters and product characterisation ensure effective optimisation.
Nanofiber-based SDs can in some cases be regarded as finished (2) High versatility
products (e.g. for wound dressings). Their conversion to solid dosage
forms for potential consumer products may however also require Although only around one hundred filament-forming polymers can
downstream processing methods, as addressed in several publications, be electrospun to form fibers, the electrospinning process has broad
using traditional pharmaceutical technologies [171]. Nanofiber-based applications for creating ASDs of poorly water-soluble APIs. A wide
ASDs can be easily cut into wafers [172] or formulated as tablets or range of APIs can be processed into drug-loaded nanofibers, even for
capsules for oral administration [173], applied as patches for topical fragile bioactive ingredients such as peptides and proteins [182, 183].
applications, or utilised as vaginal suppositories or drug eluting stents All fluids used in traditional SD technologies, such as solution, melt and
[142]. Nanofibers in the form of non-woven fabrics have significant melt-solution processing, can be processed using electrostatic energy to
advantages in their ease of onward processing compared with nano- prepare fiber-based SDs so long as they have appropriate viscosity.
particulate ASDs. This has been demonstrated for poly(vinyl pyrroli- Further, there exist a variety of electrospinning processes, from which it
done/vinyl acetate) (PVPVA) fibers loaded with the anti-fungal drug is almost always possible to identify a suitable modality for a particular
itraconazole created using a high-throughput corona electrospunning investigation. This is not easily achievable using conventional SD
process with a conveyor-belt collector [171, 174]. techniques that may have issues with the lack of a suitable solvent
system or API temperature sensitivity [146, 184]. Many drugs have pH-
2.3. Advantages of electrospinning in creating SDs dependent solubility [185, 186], and structured nanofibers can be de-
veloped for preparing SDs as an acid-base pair using coaxial or side-by-
In a broad sense, the development of advanced materials is depen- side spinning.
dent on the technologies that are available to create them. Although the Beyond these advantages, it is important to note that it is not only
evolution between the different generations of SDs is, to some extent, polymers, which can be used for making electrospun fibers. Small

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molecules with extensive intermolecular interactions such as β-cyclo- (2) Tailoring functional performance
dextrins and phospholipids can also be processed [187–189]. Where
APIs, such as proteins, are not compatible with an organic solvent they Polymers are crucial in the development of novel DDSs [200, 201].
can be incorporated into the core of core-shell nanofibers using a water- Electrospinning can provide a series of strategies to develop new
based core fluid [190]. Finally, elevated temperature electrospinning polymer-based SDs with programmed functional performance. Elec-
can be exploited to prepare ASDs from aqueous solutions for those APIs trospun nanofiber-based ASDs, particularly the second, third and
only soluble in hot aqueous solutions [100, 191]. fourth-generation products, are usually used to provide fast drug dis-
solution profiles, particularly for those APIs belonging to BCS Class II
(3) Facile product collection [202]. However, with the introduction of insoluble polymers in creating
ASDs, fourth-generation SD for achieving controlled release profiles
Electrospun nanofibers are most commonly assembled into random have been reported. For instance, the first ever publication of electro-
non-woven fabrics, which can be easily peeled away from the fiber spun drug-loaded fibers reports such systems [203]. Within the mono-
collector. Although the individual fibers have diameters on the na- lithic SDs from single-fluid spinning, other functional ingredients such
noscale, the mats are visible, meaning their further processing is facile. as trans-membrane enhancers, sweeteners and surfactants can be in-
In comparison, the collection of nanoparticles is normally more chal- corporated for improved therapeutic effects and patient acceptability
lenging, as they are not interwoven in the same way that the fibers are. [149]. Compared with traditional pharmaceutical dosage forms such as
If desired, electrospun nanofibers can also be aligned or tailored to form tablets, the homogeneous or molecular distribution of APIs within the
macrostructures, such as multi-layered matrices [192, 193], but rela- polymer matrices of fourth-generation CR-SD fibers can provide more
tively little work has been carried out in this regard. accurate and robust controlled release profiles governed by the carriers'
physio-chemical properties. However, a more appealing strategy is to
(4) Single-step nanofabrication combine fourth-generation SDs with second or third-generation systems
in a nanostructured manner (fifth-generation SD).
All types of electrospinning are simple single-step processes. This For example, fifth-generation SDs can provide a biphasic drug re-
one-step conversion from working solutions to solid fibers makes it lease profile (with both fast and sustained release phases) where a
attractive in the pharmaceutical arena. With some traditional ASD number of performance factors can be controlled in a highly tuneable
production methods the products are bulk solids, which need to be manner. These factors include the amount of drug release occurring in
crushed and sieved for improved dissolution performance. Thus, they the first and second phases [204], the drug release target sites [205],
often involve multiple downstream processing steps, which are time- the release mechanism [206], and the release rates in the sustained
consuming and can result in poor reproducibility and robustness [194]. release phase [207]. It is easy to conceive of a system where two poorly
water-soluble APIs are incorporated into a single structural nanofiber-
(5) Energy-efficiency based SD, with each in its own spatial compartment and the two acting
synergistically for an improved therapeutic effect [208, 209].
Compared with traditional SD methods that exploit thermal or
mechanical energies, the electrospinning process directly uses electrical (3) Enhanced stability
energy, omitting the conversion of electrical to other types of energy
and the losses that always occur upon so doing. Thus, electro- Stability of SDs, particularly ASDs, is a persistent issue in pharma-
hydrodynamic atomisation processes not only provide more efficient ceutics. Biologic-based APIs such as enzymes, protein and peptides have
drying but also have higher efficacy in their usage of energy. major stability issues which arise during their formulation. It is inter-
Other advantages of the electrospinning process include its cap- esting to find that these actives have shown great stability when pro-
ability of generating complex nanostructures, which can easily be cessed by electrospinning, as demonstrated by a number of studies
produced on a large scale. For example, multiple-jet electrospinning, [210–213]. If an appropriate selection of the polymer carrier is made,
edge electrospinning, corona-electrospinning and needless electrospin- electrospun ASDs have good storage stability, which has been demon-
ning have all been reported for scaling-up the fabrication of electrospun strated by several recent investigations [65, 145].
fibers [109, 195–198]. With regard to the stability of drug dosage forms, three aspects need
to be considered: (i) the chemical stability of the API during the for-
mulation process, (ii) the API's physical stability during long-time sto-
2.3.2. Product advantages rage, and (iii) the physiological stability of the formulation during ap-
plication. Of these, the physical stability of ASDs during storage has
(1) The ability to generate unique SDs drawn the most attention because the amorphous drug in an ASD is
thermodynamically unstable, and will over time relax to a form a
The unique properties of electrospun fibers make them perfect crystalline material. Lopez et al. investigated the stability of electrospun
composite materials to be utilised as SDs. The process is able to ‘freeze’ ASDs of indomethacin and griseofulvin using X-ray diffraction and
the guest drug molecules randomly in the filament-forming matrix, differential scanning calorimetry (DSC), and their results demonstrated
forming a state comparable to the liquid state but also propagating the that both APIs were found to be stable and amorphous after 8 months'
structure of the spinneret to the solid product. Thus, in the structured storage in a desiccator (relative humidity < 25%) [145]. Démuth et al.
fibers produced from double or multiple fluids, the components can also have reported that the amorphous nature of itraconazole in electrospun
be localised at certain points in the fibers, because there is typically hydroxypropyl methylcellulose (HPMC) nanofibers is maintained for up
little diffusion from one fluid to another during the rapid drying process to one year, even at 40 °C/75% relative humidity [65].
[199]. The electrospun fiber mats also have benefits in that: i) the fibers Electrospinning also has great potential in stabilising ASDs through
always possess a very small diameter and an extraordinary large surface the intelligent design of the formulation. For example, the shell parts of
area; ii) the assembled nanofiber fabrics have a 3-D continuous web core-shell fibers can be designed to act as a protective layer to prevent
structure with high porosity; iii) the mats often have excellent me- amorphous drug in the core from recrystallisation by isolating it from
chanical properties, high axial strength, and extreme flexibility. These the surroundings, particularly humidity. Generally, the higher the glass
characteristics mean that electrospun SDs can effectively facilitate the transition temperature (Tg) of the ASD, the lower the molecular mo-
dissolution of poorly water-soluble drugs and benefit the development bility of the API, and thus the better the physical stability of the ASD. Tg
of solid dosage forms. can be lowered by the presence of water [214], and thus a shell offering

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isolation from environmental humidity and a 3D web structure should biomacromolecules, emulsions, suspensions, nanoparticles and even
increase the stability of core ASDs. cells [218–220]. The most explored type of APIs are the poorly water-
The advantages of electrospinning processes and their products over soluble drugs, most of which are small molecules [221].
competing ASD generation methods should promote the development For simple binary electrospun nanofibers, the therapeutic effect is
of commercial electrospun ASDs in the near future, particularly with determined by the incorporated drug, but the functional performance is
the usage of high-speed electrospinning. There are some limitations governed to a large extent by the polymer matrix, just as with numerous
presently associated with this technology that need to be carefully polymeric DDS prepared using traditional pharmaceutical technologies.
considered, such as the use of large amounts of organic solvents and the For dissolution enhancement of poorly water-soluble APIs, binary na-
reproducible creation of structured fibers on the large scale. However, nofibers are prepared composed of a drug in a hydrophilic polymer.
there are many reports of the high-speed creation of monolithic nano- Such materials comprise the majority of reported electrospun ASDs [11,
fibers [195–198], and thus it is clear that with time the necessary 63–65, 93, 100, 101, 108, 109, 118, 145, 148, 172, 173, 222, 223].
technologies will become available. These ASDs are denoted as type I in Fig. 4. The drug molecules are
homogeneously distributed throughout the fibers, mirroring their dis-
3. A survey of electrospun fiber-based ASDs tribution in the co-dissolving solutions used for spinning. These
monolithic two-component nanofibers have received the most attention
The term solid dispersion was defined in the early 1970s by Chiou because of their ease of preparation. Some typical publications are
and Riegelman as a dispersion of an API in an inert carrier in the solid listed in Table 2. These ASDs are mainly created using single-fluid
state, prepared by either solvent, melting or solvent-melting methods solvent electrospinning, but can also be produced using melt electro-
[215, 216]. Hence, in a general sense, all electrospun drug-loaded na- spinning [93, 148]. Although there are no reports of these yet, second-
nofibers can be classified as SDs, with a majority of them being ASDs. generation ASDs could also be fabricated using modified coaxial elec-
As discussed above, the original driving force for producing SDs was to trospinning (in which an organic solvent is used as the shell fluid to
improve the solubility and dissolution rates of poorly water-soluble facilitate the electrospinning process and create high quality nanofi-
APIs (the first to third-generation SDs). With the development of SDs, bers) [115].
their functions have been extended to controlled release in fourth- Using itraconazole as a model drug and hydroxylpropylmethyl cel-
generation SDs [18, 217]. More importantly, electrospinning has im- lulose as a filament-forming matrix, Verreck et al. were the first to in-
proved capabilities to create different types of complex nanostructures, tentionally prepare an electrospun fiber-based ASD to improve drug
and thus fifth-generation SDs can be prepared which cannot be realised dissolution behaviour [64]. In other work, Yu and co-workers prepared
by most traditional SD methods. The different categories of electrospun ibuprofen-loaded polyvinylpyrrolidone (PVP) nanofiber mats, in which
ASDs are illustrated in Fig. 4, classified according to their distribution the drug could dissolve simultaneously with PVP, with complete dis-
of drug molecules and other functional components. Some typical ASDs solution reached within only 8.1 s [224]. Later, the same authors
for enhancing dissolution rate are summarised in Table 2. compared SDs of acetaminophen/PVP prepared using different pro-
cesses, and demonstrated that electrospun nanofiber-based second-
generation SDs showed markedly better dissolution enhancement than
3.1. Electrospun second-generation SDs other systems such as cast-film SDs, and films created using vacuum
drying and freeze drying processes [63]. Nagy et al. reported ASDs
The functionality of electrospun fibers is mainly dependent on the prepared by melt electrospinning and compared them with analogous
API and other additives that are loaded into the polymer matrix, the products from twin-screw hot melt extrusion, demonstrating that the
distribution of these ingredients in the fibers, and the interactions be- electrospun 2nd generation SD showed better performance [93]. Using
tween the API, the polymer, and any other additives. For biomedical hydroxypropyl cellulose (HPC), polyvinyl alcohol (PVA), and poly-
applications, the API can comprise small molecules, ethylenoxide (PEO) and diosmin as model drug, Vrbata et al. in-
vestigated the preparation of binary ASDs using the Nanospider™
technology, an industrial scale electrospinning method based on the
concept of needless electrospinning, suggesting the possible production
of 2nd generation SDs on a large scale [225, 226].
In terms of polymer selection, almost all polymers used in phar-
maceutics or as edible coatings for food products can be used for
electrospinning, provided that the drug and the polymer share a solvent
or solvent mixture. Some of these polymers include PVP [224], PEO
[227], PVA [11], HPMC [64], the Eudragit series [228] and also natural
polymers such as gelatin [206]. In addition, other water soluble phar-
maceutical excipients such as β-cyclodextrin and its derivatives can also
be used to prepare second-generation ASDs [229].

3.2. Electrospun third-generation SDs

The third-generation of ASDs is different from the second in that


they contain further additives that can promote dissolution through
synergistic action with the polymer carrier [17, 45]. Provided the drug,
Fig. 4. Electrospun ASDs with different distributions of drug molecules and other component(s), and filament-forming polymer can be dissolved
functional excipients: I) homogeneous distribution of drug within the polymer together to yield an electrospinnable solution, these ASDs can be si-
matrix; II) homogeneous co-distribution of drug with another functional in- milarly prepared by single fluid electrospinning. The addition of small
gredient; III) drug present only within the core of core-sheath fibers; IV) drug amounts of surfactants or emulsifiers typically has very limited influ-
distribution only within the sheath of core-sheath fibers; V) distribution of a ence on the spinnability of polymer solutions. Thus, the electrospinning
drug acid-base pair within the core of core-sheath fibers; VI) drug present both process should similarly propagate a homogeneous distribution of three
in the core and sheath of the fibers; VII) complex nanostructures with varied or four components in solution to fabricate monolithic nanofibers with
distribution patterns. both the drug and other functional additives uniformly distributed

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Table 2
Some typical examples of electrospun ASDs used to accelerate the dissolution of poorly water soluble APIs.
Electrospun ASD Process Polymer Drug Release time Ref.

a
Struct Component/drug distribution

Monolithic Drug-polymer (I) Solvent HPPMC itraconazole 30 min [64]


PVP Ibuprofen 8.1 s [224]
PVA Caffeine/riboflavin 1.5 s [11]
Melt Eudragit® E carvedilol 5 min [93]
Needleless HPC/PVA/PEO Diosmin 6 min [226]
Drug-polymer (II) Solvent PVP/SLS/sucralose/ Ferulic acid 1 min [149]
Elevated temperature PVP/SLS/mannitol/ Helicid 2 min [100]
Melt Eudragit E/PEG1500/or Tween 80 Carvedilol 2 min [148]
Core-shell Drug in core (III) Traditional coaxial PVP Acyclovir 1 min [184]
Drug in shell (IV) Modified coaxial – – – None
Reaction (V) Traditional coaxial PVP (NaOH)/PVP(Citric acid) Quercetin 1 min [253]

a
The corresponding diagrams showing the arrangements of drug and polymer are shown in Fig. 4.

throughout, classified as type II in Fig. 4. 3.3. Electrospun fourth-generation SDs (CR-SDs)


Such third-generation ASDs (e.g. one consisting of ferulic acid as a
model drug, PVP, the surfactant sodium dodecyl sulfate (SDS), and Many electrospun drug-loaded fibers prepared from water insoluble
sucralose as a sweetener) can been prepared using single-fluid elec- polymers can provide extended release profiles and are essentially
trospinning [149]. The third-generation ASDs have generally shown fourth-generation ASDs [232, 233]. This is because the fibers prepared
improved functional performance over analogous cast films and the raw from a single co-dissolving working solution are monolithic nano-
drug particles both in in vitro dissolution and also in permeation composites, with the drug molecules uniformly distributed within the
through the sublingual mucosa. A third-generation ASD composed of polymer matrix. Compared with standard tablets, the amorphous state
helicid, SDS, mannitol and PVP was created using an elevated tem- of the drug and its highly uniform distribution in the fiber should en-
perature electrospinning process with water as the solvent [100]. The sure the drug release behaviour is controlled by diffusion, and if highly
presence of both SDS and PVP synergistically increased the wettability homogeneous systems are produced the release mechanism should be
and saturation solubility of helicid. The nanoscale diameters and 3D very reproducible and easy to predict.
web structure of the fibers facilitated the mass transfer of solvent and In electrospun CR-SDs, the drug distribution is the same as in the
helicid molecules. All these factors worked together to give significantly second and third-generation SDs (type I and II in Fig. 4). Because of the
increased dissolution and permeation rates, allowing a faster onset of use of water-insoluble polymers as the carrier, these ASDs release the
action. loaded APIs gradually. To manipulate the drug release rate or duration,
As a result of the electrospinnability of hydrophilic polymer ex- a third component which can act as a pore-forming agent to promote
cipients and the existence of secondary interactions between the func- the diffusion of water and drug molecules can be added into the na-
tional components (drug, surfactant, transdermal or transmembrane nofibers [234, 235].
enhancer, sweetener, and pH modifiers), the majority of third-genera- Yan et al. reported the preparation of ferulic acid (FA)-loaded cel-
tion electrospun SDs can be fabricated using solvent electrospinning. In lulose acetate (CA) nanofibers, in which PVP was included to act as a
a recent publication, however, Balogh et al. [148] investigated the porogen and give an improved release profile [234]. The ternary na-
feasibility of applying melt electrospinning to create third-generation nofibers exhibited better release profiles than fibers of FA and CA alone
ASDs. In addition to the drug carvedilol and polymer Eudragit E, a third in terms of release completeness, reduced tailing-off, and adjustable
component (triacetin, Tween® 80, or PEG 1500) was added as a plas- release rates. Similarly, Qian et al. reported fourth-generation CR-ASDs
ticizer, which in a melt processes effectively lowers the working tem- comprising ibuprofen/polyacrylonitrile (PAN) nanofibers. Triple-com-
perature, helping to prevent thermal degradation of the drug. In vitro ponent systems additionally containing PVP could release 97.8% of the
dissolution tests indicated that the addition of plasticizers could ac- embedded ibuprofen, significantly higher than the 73.4% freed from
celerate drug dissolution. binary ibuprofen/PAN fibers. The inclusion of PVP was able to effec-
Further developments in third-generation electrospun SDs include tively preclude the entrapment of drug molecules in the insoluble PAN
new types of molecular self-assembly or self-emulsification templates. matrix [235].
These systems are formed from fast-dissolving polymers, hydrophobic When using fourth-generation ASDs for sustained release, an initial
drugs and other hydrophobic agents. They exploit secondary interac- burst of release is inevitable despite the insoluble nature of the fibers.
tions (such as hydrophobic interactions and hydrogen bonding) be- Their large surface area and the amorphous physical form of the drug
tween the drug and other ingredients within the polymer matrix. The results in a significant amount of drug being present at the fiber surface,
assembling components can be mixed at the molecular scale in a which is rapidly released upon contact with a liquid medium [236,
monolithic fiber or compartmentalised. When the fibers come into 237]. A blank polymer coating on such fourth-generation ASDs can help
contact with water, the insoluble components they contain will act as to prevent this initial burst release, and such a system can be realised
building blocks and self-aggregate into zero-dimensional nanoparticles easily using coaxial electrospinning. For instance, a blank coating of
or liposomes. The fundamental forces at work here are molecular re- cellulose acetate (CA) on ketoprofen (KET)-loaded CA nanofibers led to
cognition among the building blocks, and their hydrophobic natures a zero-order drug release profile over 96 h without any initial burst
proving a thermodynamic impetus to aggregate away from the aqueous release [238]. Similarly, a blank zein coating on KET-loaded zein fibers
environment. During this “bottom-up” process, the fibers act as tem- could enable linear drug release over 16 h [239]. These ASDs can
plates, with the polymer chains providing steric confinement [230, provide programmed drug release profiles due to their specific struc-
231]. tural characteristics; this is impossible using traditional monolithic
ASDs. They have a core-sheath structure with drug present only in the
core, and are thus fifth-generation SDs: type III in Fig. 4.

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3.4. Electrospun fifth-generation SDs range of different diseases such as high cholesterol levels, heart disease,
diabetes and cancer. It is an acidic drug so its solubility increases with
The fabrication of advanced DDSs is dependent increasingly on pH [252]. A co-dissolving solution of quercetin, PVP and sodium hy-
controlling the structure-property-function relationship at the na- droxide was used as the core fluid, and a spinnable solution of citric
noscale [240, 241]. Core-shell nanostructures have received by far the acid and PVP as the shell. In vitro dissolution tests demonstrated that
most attention in the development of nanoscale DDSs, with much less the drug can be released immediately when the fibers are exposed to an
effort invested in exploring other nanostructures such as Janus, tri-layer aqueous solution, and release did not change the bulk pH value of the
and multiple-compartment architectures [242–245]. In the examples medium because of to the presence of the acid–base pair [253]. This
above, the shell is used simply to prevent an initial burst of release finding opens a new route for developing ASDs of poorly water-soluble
[238, 239]. However, both the core and shell can be loaded with APIs APIs with pH-dependent solubility using electrospun polymeric na-
or other pharmaceutical excipients. The core-shell structure has been nostructures.
broadly used in attempts to overcome the challenges faced in areas such Type VI and VII systems (see Fig. 4) provide programmable release
as the controlled release of multiple APIs from one dosage form, mul- profiles through their multiple-compartment structures and will be
tiple phase controlled release, and to ameliorate concerns associated discussed later.
with multiple drug resistance [204, 246, 247].
As shown in Fig. 4, systems of type III, IV and V are typical fifth- 4. Evaluation of electrospun SDs
generation SDs used to provide improved solubility or dissolution rate
of APIs, with the drug present only in one part of the core-shell nano- 4.1. Characterisation of electrospun nanofiber-based ASDs
fibers.
Such systems are often prepared where it is impossible to prepare an The routine characterisation of electrospun systems has two aspects:
electrospinnable co-dissolving solution of drug and polymer. For ex- an assessment of their morphology and structures, and their role as SDs
ample, core-shell type III SDs of acyclovir (ACY) have been prepared (including the drug distribution and physical form, its compatibility
using a spinnable shell fluid to guide and surround a core un-spinnable with the polymer matrix, and the SD functional performance). The
fluid. Acyclovir has a high melting point of 257 °C and also has poor morphology and internal structure of the fibers can be characterised
solubility in the organic solvents such as methanol, ethanol, acetone using a series of microscopy techniques including optical, polarised
and chloroform commonly used for electrospinning [184]. Few pub- light, fluorescence, laser scanning confocal, scanning electron (SEM)
lications can be found on acyclovir ASD products prepared using tra- and transmission electron (TEM) microscopies [158, 254, 255]. Image
ditional melt and solvent evaporation approaches. ACY is soluble in analysis can be undertaken using software such as ImageJ to evaluate
DMAc, but PVP cannot be electrospun using this as solvent due to its the nanofibers' diameter and size distributions, typically based on SEM
high boiling point (166 °C) and low volatility. Thus, it is very difficult to images [256, 257]. The physical form of the components and their
prepare nanofiber SDs of ACY through a single fluid electrospinning compatibility can be determined using XRD, DSC, Raman and infrared
experiment. The use of coaxial electrospinning can resolve this problem spectroscopies, all of which will be familiar to researchers in this field.
easily through the use of two fluids, with only one of them (in this case The interested reader is directed to some excellent reviews which have
the PVP shell) needing to be spinnable. The resultant fibers were found documented recent progress in these techniques [258, 259]. Other
to release the loaded ACY within 1 min and provide a 6-fold increase in important characterisation includes a determination of the drug en-
the permeation rate across the sublingual mucosa (compared to crude capsulation efficiency of the fibers (which is often almost 100% and can
ACY particles) [184]. be determined using UV–vis spectroscopy, high performance liquid
The encapsulation of APIs in the core of a fiber not only can provide chromatography (HPLC) or other quantitative analysis methods) and
enhanced dissolution performance, but also can improve the stability of the stability of the API after electrospinning (which is often explored
the amorphous composites in the core, with the shell acting as a barrier using HPLC or nuclear magnetic resonance spectroscopy) [260, 261].
to environmental humidity. This type of SD may also increase the API's The stability of electrospun ASDs on storage, their downstream
chemical stability through isolating the core from contact with en- processability and functional performance (taking into account the
vironmental light, heat, and oxygen. API's solubility and dissolution behaviour, the desired release profile,
To date, there are no reports of type IV SDs with the API only dis- permeation effectiveness, clinical applications and bioavailability) must
tributed on the surface of the fiber. However, this structure is poten- all be robustly assessed. Because the conversion from the as-formed
tially very useful for promoting the dissolution of poorly water-soluble nanofiber-based ASD to a commercial solid dosage forms is expected to
APIs. In traditional electrospinning, the fibers commonly have dia- have minimal impact on the ASDs, almost all the characterisations in
meters in the range of 100 nm to 1000 nm. Sizes of 50 nm are very the literature are on the electrospun fibers themselves. From this, useful
difficult to create by the electrospinning processes directly [248], but it data can be obtained to inform the preparation of working fluids and
is very easy to create nanofibers with a shell thickness of < 50 nm. The the processing parameters used for electrospinning. However, further
modified coaxial electrospinning processes in particular offers a series exploration of the fibers post-processing will be required before they
of protocols to give such narrow shells [238, 239]. For example, the can be developed into commercial formulations.
concentration of solutes in the shell fluid, the flow rate and the shell-to- Appropriate mechanical properties are important in the preparation
core fluid flow rate ratio can be controlled to manipulate the thickness of SDs based on tablets for oral application. This is because the
of the fiber shell. Thus, fibers with drug only in the sheath compartment downstream processing needs to be robust, reproducible and con-
are anticipated to give exceptionally fast dissolution rates. tinuous [89]. Powder flowability and workability are key parameters
It is reported that two-thirds of poorly water-soluble APIs have pH- for the conversion of nanoparticle-based SDs to commercial solid do-
dependent solubility [17, 54]. Correspondingly, many pH modifiers sage form [262, 263], and can often be problematic. However, elec-
have been added ton SDs, with the aim of improving the dissolution of trospun nanofiber-based SDs could easily be transferred into capsules
such APIs [249–251]. Based on the core-sheath structure, new strate- for commercial applications (Fig. 3), and there are also reports of post-
gies can be developed for creating SDs with different local environ- processing of the fibers to produce fragments which can be in-
ments for the API and charge neutralizers. The type V systems in Fig. 4 corporated into tablets [171].
comprise typical structural fifth-generation ASDs, with an acid-base
pair loaded in them to permit the fast dissolution of poorly water-so- 4.2. Stability
luble APIs yet also give a neutral bulk solution. In a recent study,
quercetin was explored. This is a flavonoid investigated for treating a Similarly to ASDs fabricated using traditional methods, the stability

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of electrospun ASDs is a major concern. DSC (including modulated donors and acceptors for forming hydrogen bonds [271]. More details
temperature DSC) and XRD are the most common methods used to of the molecular interactions between drug and polymer can be ex-
detect crystalline material in the ASDs. DSC is able to detect crystal- plored through molecular modelling simulations using software such as
linity only where at least 2% of the material is crystalline however, and HyperChem or ChemBio3D [145].
XRD struggles to detect crystalline material at below 5–10% [258, 264]. The stronger the interactions between the drug and polymer mole-
More sensitive methods to detect the beginning of drug recrystallisation cules, the better the uniformity and stability of the ASDs is likely to be,
and to monitor the growth of drug crystals in their ASDs are thus highly and the less the propensity for solid phase separation and API re-crys-
desired [265]. A series of new protocols has been investigated to this tallisation to occur during fiber preparation and storage. This is because
end [266–270]. The Nagy group recently investigated the applications to recrystallize, the drug molecules must undergo four steps: translation
of some of these methods to monitor drug re-crystallisation in electro- within the solid matrices; coming into contact with other drug mole-
spun ASDs and to determine their long-term stability. The formulations cules; forming a crystal nucleus; and, crystal growth. These processes,
were stored under controlled conditions (following the International especially the molecular mobility of drug molecules, can be prevented
Conference on Harmonisation guidelines) and Raman micro- by the polymer. Particularly when in the brittle state, the polymer
spectrometry was applied to identify traces of crystalline itraconazole chains are able to lower molecular mobility and form a barrier to the
in aged drug-PVPVA ASDs after one year at 40 °C/75% relative hu- movement of drug molecules. Thus, the higher the Tg, the better the
midity. A multivariate curve resolution-alternating least squares physical stability of the ASD. The adsorption of moisture in an ASD can
method was exploited to obtain a reference for amorphous itraconazole lower its Tg value and thus reduce stability [272]: as a result, high le-
in the matrices, and on this basis the amorphous/crystalline ratio was vels of humidity should be avoided during production, downstream
determined [65]. processing and storage of ASDs.
Electrospun nanofiber-based ASDs typically have good physical Considering the three cases (I, II and III) discussed above, case I
stability because the drug tends to be molecularly dispersed in the fi- relies mainly on the polymer having a high Tg value to impart stability.
bers, and the polymer chains provide steric hindrance to drug re- In contrast, with the interactions between drug and polymer in cases II
crystallisation. With careful selection of the polymer carrier to ensure and III, the steric barrier to movement is supplemented with other
that favourable secondary interactions exist between the drug and forces. It is to be expected though that the stronger the interactions
polymer, the API can be anchored to the polymer through H-bonding between drug and polymer, the greater the effect the addition of drug
and similar interactions, further restricting movement. A diagram will have on the spinnability of polymer solutions, however. The drug
considering the drug's physical form, the possible phase separations can exert an influence on the surface tension and electrical conductivity
which may arise (A, B and C in I, II and III, respectively), and a method of the working solutions, and also the physical entanglements of
for improving the physical stability of electrospun ASDs (from I to IV) is polymer molecules. Happily, this influence is often sufficiently small
given in Fig. 5. that there is no reduction in the spinnability of the co-dissolving fluids.
Type I represents a case where the drug and the polymer have In type III systems, the drug molecules may directly contribute to the
minimal secondary interactions (such as hydrogen bonding, hydro- formation of fibers during the electrospinning processes, bridging be-
phobic interactions and electrostatic interactions) existing between tween adjacent polymer molecules and acting in a complementary
them, and where the drug molecules are distributed among polymeric manner to the physical entanglements [273].
molecules and isolated from one another. An example of this is itra- Besides increasing the stability of ASDs, favourable interactions
conazole with PVPVA, an ASD where there are only weak hydrophobic between drug and polymer should also elevate the drug loading cap-
interactions between the benzene rings of itraconazole and the carbon ability. Thus, case III systems should allow the largest drug loading. If
chains of PVPVA [65]. Type II represents a situation in which the drug excessive drug (i.e. a greater amount than the drug's solubility in the
and the polymer undergo some intermolecular interactions, and the polymer) is encapsulated in the ASDs, then phase separations can occur,
drug molecules are thus associated with the polymer chains. One ex- marked “A”, “B” and “C” in Fig. 5. “A” represents API crystals which
ample is PAN with ACY: the former can act as a proton receptor and the have formed because of a lack of strong drug-polymer interactions.
latter as a proton donor [261]. Type III represents the most favourable However, in the cases “B” and “C”, solid phase separation may not
case in the design of ASDs: here, the drug and the polymer molecules mean drug re-crystallisation. A degree of phase separation might arise
have strong interactions with one another. These interactions should with the fiber components remaining in the amorphous state, for in-
ensure long-term stability of the ASDs because the drug and polymer stance with some areas having with a larger content of drug molecules
molecules are tightly bound together. For example, when using zein than others. For instance, in an electrospun helicid-loaded ASD, phase
molecules with ferulic acid, the two species can each act as both proton separation was observed by TEM, but DSC and XRD did not detect any

Fig. 5. The possible physical states of drug molecules in ASDs, and the implications for their stability.

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virtually completely removed (and the fibers can be kept under vacuum
or in a desiccator to exhaust any remaining organic solvents if required)
[274]. Thus, it is often thought that toxicology studies are not an im-
portant issue at this stage of development, since the safety of the fiber
components has been well established.
Electrospun ASDs composed of water-soluble polymers provide
rapid release where the drug dissolves and diffuses in the dissolution
media on an extremely rapid timescale, and where it can be proble-
matic to quantify release (Table 2). A series of simple methods has been
put forward to record the dissolution of electrospun ASDs. Particularly
for those ASDs intended for buccal or sublingual drug delivery (where
typical dissolution tests designed to mimic passage through the gas-
trointestinal tract are not appropriate), methods have been designed for
detecting dissolution using only small amounts of dissolution media,
expected to mimic the local bio-membrane conditions [11, 275].
The initial goal of SDs was to improve the solubility and dissolution
rates of poorly water-soluble APIs. However, as their development has
proceeded, these aims have broadened to encompass almost all types of
drug release profiles, such as immediate release, sustained release
(fourth-generation SDs), pulsatile release and multiple-phase release
(fifth-generation SDs) [127, 128, 204–207]. These drug release profiles
can be assessed using traditional in vitro dissolution tests according to
the US or European pharmacopoeias. The release profiles obtainable
Fig. 6. The mechanisms by which electrospun ASDs can accelerate dissolution. from electrospun ASDs with nanostructured architectures will be dis-
(a) The 3D web structure remains porous even after the fibers have absorbed
cussed later.
water and swollen; (b) Compared with raw drug particles, nanofiber-based
To reach the systemic circulation, oral drug delivery systems must
ASDs have a series of properties leading to much more rapid dissolution of
incorporated drug molecules. undergo two subsequent processes: firstly the drug disperses/dissolves
in the physiological fluids, which requires a DDS with some hydrophilic
properties, and later the drug molecules must pass through lipophilic
crystalline drug. This can be attributed to the existence of favourable bio-membranes, which demands some lipophilicity. Thus, ex vivo per-
drug-carrier interactions [100]. meation tests are vital to fully characterize their performance. Class II
In order to increase the interactions between the drug and carrier, a APIs tend to have some lipophilic properties, and their onset of action
third or even a fourth excipient can be added to binary systems. As of can be enhanced with very rapid release because of the large con-
shown in Fig. 5, a third additive may bridge the drug and polymer centration gradient which results [276]. The incorporation of a lipidic
molecules and form secondary interactions with both of them. During carrier into fibers can also be used to accelerate permeation [277].
electrospinning, the polymer leads to the formation of nanofibers, while
the additive acts as an inhibitor to prevent crystallisation. For example, 4.4. Mechanisms underlying the enhanced dissolution rates of electrospun
in binary PVP and itraconazole systems, excipients such as mannitol ASDs
and polyethyle glycol (PEG) can be added to improve the molecular
interactions and form an ASD with improved stability. The PEG can The mechanism of drug release from ASDs is a much debated. For
form hydrogen bonds with both the polymer matrix and the drug mo- traditional bulk ASDs, any improvement of dissolution rate for poorly
lecules. A smaller fiber diameter may also promote the stability of water-soluble drugs is mainly dependent on the existence of the
ASDs. amorphous physical form of the API in the formulation and the water
solubility of the carrier. For ASDs in the form of nanoparticles, the large
4.3. Functional performance quantification surface area, API amorphous physical form, and the properties of the
carrier all contribute to promoting rapid dissolution [278]. Compared
Although the quality of nanofiber-based ASDs is commonly com- to nanoparticle-based ASDs, nanofiber systems have additional physical
prehensively described, most publications evaluate functional perfor- properties to further enhance drug dissolution rates in aqueous media
mance simply using in vitro dissolution tests. Some literature goes because of their continuous 3D web structure and its high porosity
further to carry out in vitro permeation studies [100, 149]. To develop (Fig. 6a).
electrospun ASDs into commercial products, there remains the need to It is well known that the dissolution of a polymer often involves
perform toxicology studies, in vivo experiments, preclinical and clinical several sequential steps: absorbing water, swelling, disentanglement,
studies. The methods required to undertake these more advanced eva- and finally dissolving into the bulk medium. For bulk ASDs water
luations already exist and are widely used with traditional ASDs. Vrbata molecules need a long time to diffuse into the inner part of the for-
et al. recently reported electrospun ASDs of diosmin with a combination mulation, which often occurs layer-by-layer via an erosion mechanism.
of HPC, PVA and PEO. Compared to a micronised crystalline form of the When nanoparticles are placed into water they often aggregate [279].
drug, an enormous increase in the dissolution rate was found with the These factors can slow the dissolution of APIs from bulk and nano-
ASDs. This resulted in a higher initial drug plasma level and higher AUC particle-based ASDs. When nanofiber-based ASDs are placed into water,
values after oral administration of the electrospun ASDs to male and some small pores in the mat may disappear as the fibers take up water
female Wistar rats, suggesting greater in vivo bioavailability and also a and swell (indicated by “A” in Fig. 6a). However, the pores in the mats
faster therapeutic effect [226]. often have sizes much larger than the fiber diameters, with the mats
Since the filament-forming polymers employed in electrospinning having a porosity of around 80–90% [280]: thus most of the pores will
have already been intensively exploited in pharmaceutics (e.g. PVP, remain open even after swelling.
PEO, Eudragit, HPMC and cellulose derivatives), they have typically The mechanisms through which the dissolution rate is enhanced
been approved by the FDA and are “generally regarded as safe” ex- with electrospun ASDs can include the following: 1) the web structure
cipients. In electrospun fibers, the organic residues are thought to be makes it easy for dissolved drug molecules to diffuse from the fiber mat

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to the bulk media; 2) this means it is possible to maintain a relatively techniques [284]. However, the supersaturated solution is thermo-
high drug concentration within the fiber mat (greater than that in the dynamically unstable: the amount of drug in solution will gradually
surroundings), which provides an osmotic gradient and promotes dif- return to a lower value, often greater than Ceq because the polymer
fusion away from the mat; 3) the high surface area leads to a thin carriers can have solubilising effects (“II” in Fig. 7). Electrospun ternary
boundary layer (a small value of δ in Eq. (1)), in contrast to nano- or even quaternary ASDs composed of an API and multiple excipients
particles which easily aggregate; 4) within the fiber mat and its locality, should provide a better “parachute” than the single polymer in binary
there is a high local concentration of polymer, which hinders pre- systems, thus preventing the rapid decline of drug concentration and
cipitation and crystallisation of the API during the dissolution process, extending the supersaturation region (line III in Fig. 7).
permitting local supersaturation [281, 282]. The introduction of insoluble polymers in creating ASDs is a mile-
The amorphous state of the API within the fibers and the homo- stone in this field. Because of the limited volume of body fluids, the
geneous distribution of drug molecules throughout the matrix are also drug released from an ASD-based dosage form is often under non-sink
key to enhancing the dissolution rate (Fig. 6b), just as with ASDs pre- conditions, leading to the possibility of released drug molecules pre-
pared using traditional pharmaceutical techniques. A number of factors cipitating in the gastrointestinal tract. Thus the fast dissolution of ASDs
differentiate the nanofiber-based ASDs from crude drug particles in to form supersaturated solutions can lead to suboptimal in vivo phar-
terms of their release mechanisms. During the swelling of the fibers, the macokinetic performance [285, 286]. The use of insoluble polymers as
absorbed water molecules can easily replace the drug molecules within matrices to create fourth-generation ASDs not only can provide a sus-
the polymer matrix and free them into the dissolution medium. The tained release profile, but also the gradual and extended formation of
amorphous physical form of the drug in the fibers means there is no supersaturated solutions [287, 288].
lattice energy barrier to dissolution. The fibers have huge surface areas Using cast films from the solvent evaporation method, Sun and Lee
and web structures, leading to a very large contact area with the dis- recently compared the effects of polymers with different solubility as
solution medium, while in sharp contrast crystalline drug particles are drug carriers in preparing ASDs of indomethacin, including water so-
dissolved through erosion of drug molecules from the crystal surfaces, luble polymers (e.g. Soluplus and PVP), insoluble drug carriers (ethyl-
with only a limited contact area existing between the drug and the li- cellulose and Eudragit RLPO), and pH-sensitive polymers (e.g. hydro-
quid. Further, the properties of nanofiber-based ASDs can be easily xypropyl methylcellulose acetate succinate, Eudragit E100 and L100)
tailored to allow them to further enhance the dissolution rate, for in- [289]. They discovered that the dissolution of the amorphous drug from
stance through the combined use of polymer matrices and surfactants. soluble carriers is governed by a dissolution controlled mechanism
The latter allows the surface tension to be effectively reduced while leading to an initial surge of supersaturation followed by a sharp de-
hydrophilicity and wettability can be substantially improved. cline in drug concentration. In contrast, dissolution from ASDs made
with insoluble polymers is regulated by a diffusion-controlled me-
chanism, by which supersaturation is built up gradually and sustained
4.5. Drug dissolution profiles from different types of electrospun ASDs
over an extended period of time without any apparent decline. This is
also demonstrated in other publications [290–292]. These results sug-
In the broad sense of being systems with “drug dispersed in a solid
gest that different release mechanisms can be exploited when designing
matrix” [283], all drug-loaded electrospun nanofibers can be con-
new ASDs for poorly water-soluble APIs, potentially leading to mul-
sidered SDs. Nearly all electrospun fibers are also amorphous SDs, in
tiple-phase release profiles and improved bioavailability. Double-fluid
which the drug molecules are dispersed into the polymer matrix with
and multiple-fluid electrospinning processes are able to fabricate fifth-
little phase separation. As is discussed above, the second to third-gen-
generation ASDs consisting of both soluble and insoluble drug carriers
eration electrospun SDs can release all the loaded API within a few
with controllable spatial distributions.
minutes. In the literature, almost all in vitro dissolution tests were
Biphasic release (Table 3) can offer effective, safe and convenient
conducted under sink conditions in accordance with the pharmacopoeia
delivery of many APIs including non-steroidal anti-inflammatory drugs,
requirements, while only a few publications have reported the occur-
antihypertensive, antihistaminic and anti-allergic agents [127, 204].
rence of typical “spring-and parachute” release behaviour under non-
Many different types of dosage forms providing biphasic release have
sink conditions [216, 226].
been reported in the literature [89, 201, 293–295]. Biphasic release is
During the dissolution of crystalline drug particles, the drug mole-
different from the simple occurrence of an uncontrolled initial burst of
cules are gradually dissolved into the dissolution medium until they
release; the latter is a negative phenomenon frequently seen with sus-
reach an equilibrium solubility Ceq (I in Fig. 7). When fiber-based ASDs
tained release profiles [239], particularly in monolithic electrospun
composed of an API and a water soluble polymer contact the dissolution
medicated nanofibers composed of a drug encapsulated in a water in-
media, they should “spring” the amorphous drug molecules into the
soluble polymer [156]. Biphasic release is a controlled process, giving
dissolution medium to generate a highly supersaturated drug solution,
an initial rapid release of a fraction of the dose shortly after adminis-
just as for ASDs prepared using more traditional pharmaceutical
tration (a “loading dose” for swift relief of symptoms) and subsequently
a sustained release of the remaining drug content allowing clinicians to
optimize therapy and avoid repeated administration, hence improving
patient convenience. This can ensure a gradual accumulation of API in
the GI fluids, leading to higher bioavailability. The amount of drug
released initially [296], the release site (e.g. the colon) [127, 205], and
the release rate in the second phase can all be tuned [207]. Multi-
layered nanofiber mats [297] and nanoparticle-loaded nanofibers [298]
can also be employed to give biphasic release, and this area of ASD
development holds much promise for future developments.
Lines IV, V and VI in Fig. 7 reflect typical biphasic release profiles
which can be achieved from core-shell fiber ASDs. Line IV can be de-
livered from ASDs consisting of a soluble shell and an insoluble core,
both loaded with drug. For example, core-shell nanofibers with PVP as
the shell and EC as the core can give this release profile, through a
combination of dissolution and diffusion drug release mechanisms
Fig. 7. Drug release profiles from different types of electropsun ASDs. [204]. Profile V is similar to IV in that both can be considered to be a

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Table 3
Biphasic release profiles provided by electrospun fibers.
No. Electro-spinning Fiber types Biphasic controlled release profile types and references

1st phase 2nd phase controlled releasea

Amount Place Rate/Time

1 Side-by-side Janus nanofibers Fast – – [207]


2 Coaxial Core-sheath nanofibers Fast [204, 296] [205] [206]
Modified coaxial Fast – [127] –
3 Single-fluid Multiple-layered monolithic fibers Fast Concept of sustained release developed [295]
Hybrid fibers with NPs embedded Fast Concept of sustained release demonstrated [296]

a
All second phases are sustained release except when stated otherwise.

combination of second and fourth-generation ASDs. However, for V the The presence of secondary interactions such as H-bonding between the
carrier in the core is pH-sensitive and can target the drug at (for in- drug and polymer is desireable to ensure the formation of homogeneous
stance) the colonic region, as demonstrated by reports of PVP / Eu- structures with high drug loadings and maintaining long-term stability
dragit L100 shell / core fibers [205, 277]. Profile VI provides two of the amorphous form of the API [300]. To characterize the properties
pulsatile bursts of release, one rapid at the initial stages of the dis- and evaluate stability and functional performance of electrospun ASDs,
solution test in acid conditions when the shell dissolves, and later when methods such as SEM, TEM, XRD, DSC, FTIR and Raman spectroscopy
the fibers are transferred into a neutral medium, a second “spring” is can be used with the well-known pharmacopoeia testing protocols, in
delivered by the core [206]. addition to a number of novel approaches. A series of release profiles
Although core/shell systems have been most widely explored, all can be achieved including immediate release, pulsatile release, sus-
these release profiles can be duplicated using the Janus structure. Here, tained release, and linear release. In particular, a number of biphasic
one side of the fibers provides the first rapid phase of release and the release profiles have been reported using core-shell and Janus nanofi-
other a sustained, time-lagged or pulsatile second phase (as depicted in bers.
Fig. 7). Recently, a new type of Janus fiber-based ASDs were fabricated In the future, increasing numbers of ever more complex electro-
using a Teflon-coated spinneret. The Janus fibers not only can provide spinning processes can be envisaged for creating increasingly exquisite
biphasic release of incorporated drug, but also can be tuned to ma- ASDs. Further developments are likely to combine electrospinning with
nipulate the drug release rates or time periods to follow biorhythms and other more traditional pharmaceutical techniques. Additionally, more
ensure maximum absorbance [207]. Another recent development in and more attention has been paid to the production of electrospun
structured ASDs reports tri-layer nanofibers aiming to provide linear nanofibers for commercial development, with many exciting develop-
release profiles (profile VII in Fig. 7); a gradient distribution of drug ments in scale-up technologies which should lead in the coming years to
was used to compensate the decrease of surface area moving from the the preparation of electrospun ASDs on the industrial scale and pro-
outside to the inside of the fibers, and the gradually increasing diffusion ducts emerging on the market. Clinical investigations of the fiber-based
distance [299]. ASDs are also expected to accelerate in the coming years [301–303].
There remain however a number of challenges in In translating elec-
trospun nanofibers from the research laboratory to the clinic. The main
5. Conclusions and perspectives barriers will be the need to produce large amounts of materials in a
reproducible and quality-controlled environment, and to move the
The development of dosage forms of poorly water-soluble APIs re- products through the various stages of development towards regulatory
mains one of the biggest challenges in the field of pharmaceutics. approval. Although scale-up can be achieved, to date there is little work
Different generations of amorphous solid dispersions (ASDs) have been exploring downstream processing of the fibers into dosage forms (e.g.
developed and shown to be potent in improving the solubility and tablets) or to GMP-standard manufacturing.
dissolution rates of poorly water-soluble APIs. Among these, a recent Double and multiple-fluid electrospinning can not only create dif-
family of materials to emerge - electrospun nanofiber-based ASDs - have ferent types of nanostructures (core-shell, Janus, core-shell with Janus
been found to be excellent candidates for resolving the challenges as- core, etc) but also permit the tailoring of the fiber composition and
sociated with such active ingredients. Electrospun ASDs have a series of spatial distribution of the encapsulated ingredients. This will lead to
advantages over their counterparts prepared by other routes in terms of increasing control of structure-property-function relationships at the
both their fabrication and their functional properties. Electrospun ASDs nanoscale. The resultant fifth-generation SDs may permit a series of
can be generated from liquid systems such as solutions, melts, suspen- pharmaceutical challenges such as multi-phasic release and controlled
sion, emulsions and melt-solvents with various types of APIs including release of multiple APIs from a single dosage form to be addressed, in
Class II/IV chemical entities or functional bio-macromolecules. The addition to their potential in improving the dissolution of poorly water-
electrospinning process has developed very rapidly, and as a result soluble APIs.
monolithic second, third, and fourth-generation ASDs have been re- Since electrospun nanofiber-based ASDs have a molecular distribu-
ported. These are potent in enhancing the dissolution rate of drugs, tion of poorly water-soluble APIs and other hydrophobic pharmaceu-
improving the permeation of bio-membranes, and elevating bioavail- tical excipients (such as phospholipids and surfactants) can be homo-
ability. However, the most attractive feature of the electrospinning geneously distributed within the same matrix, the nanofibers have the
approach is the creation of fifth-generation ASDs with structured na- potential to act as molecular self-assembly templates. Using fast-dis-
noscale architectures, using double or multiple fluid processing. This solving polymers and hydrophobic active ingredients, solid lipid na-
can provide programmed drug release profiles in addition to the en- noparticles and liposomes have been created in situ [16, 102, 230, 231,
hancement of dissolution. 304]. Such ASDs can be used as precursors for the production of self-
Electrospun ASDs typically form as continuous 3D web structures assembled and self-emulsified drug delivery systems. They can thus act
which can improve both the physical stability and the dissolution rate/ as a bridge between solid dosage forms with good storage stability and
solubility of loaded APIs. The selection of the polymer carrier has a easy-to-administer liquid dosage forms.
profound influence on the formation of the fibers and their stability.

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