Professional Documents
Culture Documents
Chapter 3
Chapter 4
What is Needed for Aid Policies
to Facilitate Development Outcomes
for the Poorest Communities
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Introduction
The previous three sections of this of policies and projects affecting the lives
publication have shown that aid of some of the poorest people on earth.
relationships are still based on the power of Accountability is essential to ensure
the donors, with the IFIs leading the way in that democratic ownership becomes a
exerting unacceptable influence over the reality. The article ends by making a series
policies of developing countries. The Paris of recommendations around the themes of:
Declaration is a small step in the right (1) respecting real ownership of the
direction, but falls well short of effectively development process; (2) improving
ensuring an adequate focus on the key transparency to southern governments and
objectives of combating poverty, alleviating citizens; (3) creating and improving
hunger and preventing disease. answerability and enforcement mechanisms;
This chapter therefore looks at what is (4) and creating effective international
needed for aid policies to be successful at mechanisms for standard setting and
achieving these rights-focused aims. It oversight of aid.
highlights principles that need to be
applied, based on the solid foundation of
democratic ownership of development Cambodia
policies.
A paper by the NGO Forum on Cambodia
argues that whilst accountability is an
UK important concept, it is essential to ask the
question ‘accountability to whom?’ This is a
The article from the UK NGO ActionAid sets question, however, that the Paris
out why accountability is so important in Declaration fails to address and thus fails as
providing for a balanced aid agenda leading well to provide a mechanism to make
to better development outcomes. It acts as accountability work in practice. Recipient
a vital check on the abuse of power or the governments are clearly held accountable
violation of human rights, ensuring that by donors, but they should be accountable
donors are a help and not a hindrance to to their own citizens, either directly or
citizens’ struggles. through CSOs and parliaments.
It asserts that accountability means At the moment donors are not really
power holders’ having to justify their accountable to anyone. However, their role
actions (answerability) and others’ having should be to act as facilitators and
the ability to rectify or sanction poor architects of partner countries’ democratic
performance by donors (enforceability). governance systems.
Accountability requires transparency and The piece asserts that four elements
openness to work. The article also explains are needed to make accountability work: (1)
the negative consequences of not having commitment to account for development
this accountability on the practical delivery results; (2) measurement of development
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In Malawi the situation of the poor actually deteriorated because of World Bank
economic policy conditions. In 2003 the World Bank proposed a $62 million loan to the
Malawian government to fight a major drought and its effects. However, this loan was
linked to progress on past loans’ conditions on the privatization of public service
sectors in the areas of agriculture, telecommunications and energy even though these
conditions had evidently further impoverished Malawians. Despite strong opposition by
the Malawian parliament, the commercialisation of the public Agricultural Development
and Marketing Corporation (ADMARC) was pushed through by the government. This led
to the closing of 400 rural markets, resulting in job losses for thousands of people and
more hunger and starvation for the Malawian people. An internal World Bank report
before the commercialization of ADMARC had shown that this project would have
negative impacts on the lives of the poor. However, the World Bank did not make the
results of this assessment available to the Malawian parliament or the government. 3
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Weakening the Effectiveness of Aid • Aid flows are often unpredictable and
volatile
Donors have very strong mechanisms to
ensure that their demands are met by Donors fail to disburse committed
recipient countries. However, they are not money on time, making it difficult for
so strong at meeting their own recipients to plan their national
commitments to improve aid along the budgets. In 11 countries covered in the
principles of the Paris Declaration. The 2006 OECD Survey, the predictability of
effectiveness of aid has been seriously aid was less than 50%.9 Problems with
limited by donors’ demands and practices in recipients’ systems contribute to this
a number of ways: problem, but donors must bear the
lions’ share of responsibility. The
• Imposing high transaction and amount of aid often varies each year,
administrative costs sometimes with large fluctuations. Aid
for countries in conflict has been
Multiple donor missions and reporting particularly volatile, often falling in
requirements imply huge transaction times of emergency when support is
costs for recipient governments. They needed most.10 Although donors have
often have to focus energy and committed to improving the
resources on reporting to donors predictability of aid, the amount of aid
rather than using that capacity to flows into the health sector in
pursue their own priorities and report countries such as Mali and Liberia, for
to their own citizens. In spite of example, differs so sharply each year
commitments by donors to decrease that it seriously limits recipients’
the amount of donor missions, joint abilities to plan their budgets.11
donor missions are still the exception
as developing countries still received • Donors drive technical assistance
an average of over 300 missions from programmes
donors in 2005.8 Donors often demand
the completion of their own reporting Recipients’ lead on aid priorities is
forms, typically resulting in the further undermined by the continued
recipient government’s having to write use of donor-driven technical
many different reports each year.
In May 2007, Cambodian civil society organised for the first time a “CSO Forum on aid”
where they invited several donors to scrutinize their aid programmes. The results of this
Forum were fed into a newly formed “Cambodia Development Cooperation Forum”, a
government- led body for consultations with donors replacing the traditional
Consultative Groups chaired by the World Bank. However, besides this unique
opportunity, citizens, parliaments and civil society do not have much political space to
hold donors to account as a recent ActionAid case study shows. Cambodian NGOs also
raised concerns about criticising donors too openly as they heavily depend on their
funding. In Cambodia, there are NGO representatives in the donor-government joint
working groups present, however their impact on holding donors accountable has been
questionable particularly due to the lack of clarity about the role of those
representatives as development actors or watchdogs.7
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Key Steps Donors Can Take Allocate aid in a fair and transparent
to Improve Accountability way according to need and improve aid
and the Effectiveness of Aid predictability.
There is a clear need for reform to improve Governments should agree on effective
the accountability of donors and transfer and transparent international
the control of aid from donors to mechanisms to improve aid allocation,
ensuring that it goes to those most in
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C. Create and improve answerability and For an effective agenda of aid reform to
enforcement mechanisms be realised, the limitations of housing
the major international aid
Develop open, transparent mechanisms effectiveness process in a donor
that allow citizens to hold their institution – the OECD – must also be
governments and donors to account for addressed. The OECD is in no
the use of aid. meaningful way accountable to the
southern citizens and countries that aid
The concept of mutual accountability is supposed to help. The political
should be broadened so that ‘country- nature of much of the results of the
level mechanisms’ for assessing progress “2006 OECD Survey on Monitoring the
become multi stakeholder, including Paris Declaration” – where donors
civil society particularly women’s rights exerted pressure throughout the
organisations, parliaments, trade unions survey process to bend the figures to
and other stakeholders. These multi- improve their performance – highlights
stakeholder forums should be open, this weakness.
transparent and regular with real room Handing over control of the
for citizens of southern countries to process to a more representative
hold their governments and donors to institution such as the UN would signal
account. a clear intent to take accountability
seriously. If done in a coordinated
Base aid relationships on legally manner, such as through the
binding aid contracts between donors establishment of a UN aid commissioner
and recipients. (see below) it could also help reduce
some of the complexity of the
Although recipient governments international aid system.
commonly make a raft of commitments
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Notes
1
ActionAid International. (2005). Real aid: An agenda
8
2006 Survey on Monitoring the Paris Declaration.
for making aid work. p. 38. Retrieved from http:/ p. 55.
/www.actionaid.org.uk/doc_lib/69_1_real_aid.pdf
9
2006 Survey on Monitoring the Paris Declaration.
2
ActionAid International. (2006). What progress? A p. 28.
shadow review of World Bank conditionality. p. 13.
Retrieved from http://www.actionaid.org.uk/
10
Riddell, R.C. (2007). Does foreign aid really work?
doc_lib/what_progress.pdf Oxford: UP. p. 358.
3
ActionAid International Malawi. ( ). Public
11
OECD. (2007). Development co-operation report
hearing on the World Bank Malawi testimony of 2007. p. 55. Retrieved from http://
Collins Magalasi. Retrieved from http:// titania.sourceoecd.org/vl=4497419/cl=12/nw=1/
www.worldbankcampaigneurope.org/IMG/pdf/ rpsv/dac/index.htm
Testimony_Collins_Magalasi.pdf
12
ActionAid International. (2006). Real Aid 2: Making
4
OECD. (2007). Survey on monitoring the Paris technical assistance work, 2006. p.24f. Retrieved
Declaration. p.20. Retrieved from http:// from http://www.actionaid.org.uk/doc_lib/
www.oecd.org/dataoecd/58/28/39112140.pdf real_aid2.pdf
5
ActionAid International Afghanistan. (2007). Gaps
13
OECD. (2005). Development co-operation report
in aid accountability. p. 4. Retrieved from http:// 2005. p113, footnote 3.
www.actionaid.org.uk/doc_lib/english_report.pdf
14
2006 Survey on Monitoring the Paris Declaration.
6
See examples in report by Eurodad. (2008). p. 52.
Turning the Tablet. Aid and accountability under
the Paris framework. p.24-28. Retrieved from
15
2006 Survey on Monitoring the Paris Declaration.
http://www.eurodad.org/uploadedFiles/ p. 23.
Whats_New/Reports/Turning_the_Tables.pdf
16
UNDP. (2005). Human development report. p. 12.
7
ActionAid. (2007). Making aid more effective? An
independent assessment of accountability and
17
Concord, hold the applause! EU governments risk
ownership in the aid system. Cambodia Case Study breaking aid promises. EU Aidwatch Report 2007.
Research, 2007. Retrieved from http:// p. 13.
www.actionaid.org.uk/doc_lib/
cambodia_case_study
157
The Reality of Aid 2008
19
Also see the recommendations for standards in the
“Charter for International Financial Institutions”
by the Global Transparency Initiative which should
form the basis of a new agreement by donors to
radically improve their transparency and
information dissemination. Retrieved from http://
www.ifitransparency.org/doc/charter_en.pdf.
158
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160
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161
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162
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people worldwide, there is crisis in the donor community has never made
governance. State intuitions…are often any effort to activate it.
neither responsive nor accountable to
the poor, rather the report details the 4. Enabling Environment
arrogance and distain with which poor
people are treated.”25 To enable commitments to be
Concerns are often raised around monitored and enforced, the Paris
challenges to involving communities in Declaration notes the significance of
the monitoring of service delivery or transparency in the use of the
the national plan, such as processes development resources. The donors
and community capacity. However, commit to provide timely, transparent
simple instruments have already been and comprehensive information on aid
developed to facilitate this flow so as to enable partner authorities
communication, for example to present comprehensive budget
participatory poverty assessments, reports to their legislatures and
service-delivery satisfaction surveys, citizens.
and citizen report cards. These simple Access to information is key to
tools help provide a picture of reality monitoring and oversight and
on the ground. transparency is about making the
In Cambodia, Citizen Rating Report necessary information available to and
(CRR) uses systematic collective accessible to all stakeholders, including
feedback from citizens to assess the general public. It is important to
people’s satisfaction with social services note that ‘availability’ does not
and other governance matters and guarantee ‘accessibility’. Since the
demand greater public accountability26. government’s business is public business
Unlike other international experiences - utilizing public resources to produce
with parallel initiatives (such as the public goods and services to serve
report cards of India and the public interests - citizens have the right
Philippines), the Cambodian model CRR to be informed. For example, the
is a localized version, where citizens Cambodian constitution states that “the
themselves generate, package and act National Congress shall enable the
on the CRR results. people to be directly informed on
Cambodia’s constitution also various matters of national interest.”28
provides for an annual public forum Furthermore, it is not enough for
called the ‘National Congress’. This the authorities to make information
should allow and enable the people to available and accessible upon request.
be directly informed on various matters Information must be made available to
of national interest and to raise issues citizens without having to be asked for.
and requests for the State authority to This also means that information should
solve.27 It is supposed to adopt and be made available in an accessible and
submit recommendations to the Senate, understandable format.
the National Assembly and the
government for reflection. The
Congress should be held annually under Recommendations
the chairmanship of the King and at the
convocation of the prime minister. Overall, the Paris Declaration’s principles of
However, this mechanism is not working mutual accountability and managing for
due to governance issues and the poor results require the four components of
functioning of genuine democracy, and commitment, measurement, enforcement
165
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Notes
1
ActionAid. (2007, June). Making aid accountable and
8
WB. (2005). Cambodia: Public Expenditure Tracking
effective: ActionAid ten-point plan for real aid Survey (PETS) in primary education.
reform. p.8
9
Royal Government of Cambodia (Ministry of
2
OECD. (2005). High level forum: Paris Declaration Planning. (2005). National Strategic Development
on aid effectiveness. p.8 Plan 2006-10. p.94. Phnom Penh
3
The Council for the Development of Cambodia
10
NGO Forum on Cambodia (2006, May). PRSP and
(2006). Declaration by the Royal Government of CSOs’ Participation in Cambodia. A report
Cambodia and development partners on enhancing prepared for the Routable Discussion on NGO/CSO
aid effectiveness. p.5. Phnom Penh. Experiences in PRSP Monitoring and Advocacy held
in Phnom Penh.
4
Ibid.
11
UNDP. (2003a). IDS Discussion Paper 382. Research
5
Booth, D. & Lucas, H. (2002, July). Good practice in on the current state of PRS monitoring systems. In
the development of PRSP indicators and monitoring Lucas, H., et.al., (2004, December). Institute of
systems. Working paper 172: Results of ODI Development Studies. p.9.
research presented in preliminary form for
discussion and critical comment. London.
12
GTZ. (2003). IDS Discussion Paper 382. Research on
the current state of PRS monitoring systems. In
6
Royal Government of Cambodia (Ministry of Lucas, H., et.al., (2004, December). Institute of
Planning. (2005). National strategic development Development Studies. p19
plan 2006-10. Phnom Penh.
13
Pain (2003). IDS Discussion Paper 382. Research on
7
Cambodia: National Strategic Development Plan the current state of PRS monitoring systems. In
(NSDP) 2006-2010. (2006). Formulation, monitoring Lucas, H., et.al., (2004, December). Institute of
and evaluation process. A report prepared for the Development Studies. p19
Forum on National Plans as Poverty Reduction
Strategies in East Asia held from April 4 to 6, 2006
14
Cambodia’s National Assembly. Constitution of the
in Vientiane, LAO PDR. Retrieved March 10, 2008 Kingdom of Cambodia. Retrieved March 5, 2008
From: http://siteresources.worldbank.org/ from http://www.cambodia.gov.kh/unisql1/egov/
INTEASTASIAPACIFIC/Resources/226262- english/organ.constitution.html
1143156545724/Cambodia_brief.pdf
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Despite aid’s having become a major out the results to be achieved) and annual
contributor to many countries’ state and multi-annual national budget processes
budgets, and a relative increase in aid flow (which set out the means to achieve them).
to Africa, countries remain poor and highly They also need to establish the results-
dependent. Even where countries register oriented reporting and assessment
satisfactory levels of economic growth, this frameworks and to use these to track a
has not been yet able to secure sustainable manageable number of indicators for which
development, reduce dependency and data are cost-effectively available.
eradicate poverty. Income distribution Donors, meanwhile, need to align
presents a serious challenge as the gap country programming and resources with
between rich and poor both internationally national development strategies and to rely
and within African countries has been as much as possible on the partner country
growing. performance assessment frameworks. They
One of the key principles put forward should also harmonize their efforts in line
to achieve more effective aid is managing with these national frameworks and work
for results. The Paris Declaration states that with partner countries in a participatory
“managing for results means managing and approach to strengthen country capacities
implementing aid in a way that focuses on and demand for results-based management
the desired results and uses information to Within this perspective, the five
improve decision-making.” This is based on principles of the Paris Declaration are
the recognition that it is not sufficient to complementary with each other for the
allocate money to aid projects or achievement of the results in an effective
programmes; the money must be effective in manner. In other words, to achieve the
achieving the goals it is mandated to goals and results that aid is set for, it is
achieve. necessary to create a common vision about
A managing for results approach the mission, goals, results, indicators and
involves: assessment tools, promote ownership of
a) defining the results to be achieved national development processes, align
b) setting up indicators to measure resources to the countries’ priorities and
results and outcomes systems, harmonise donors’ procedures and
c) defining result-oriented assessment promote mutual accountability.
frameworks
d) using the outcomes of the
assessment to improve aid delivery Links Between National Development
Strategies and Budgetary Processes
In concrete terms, recipient countries
need to improve links between national Studies on African countries reveal that
development strategies (which should set governments are taking actions to link
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and developing capacity in the that the government assumes the leadership
promotion of participative processes of this process, but the participation of
for sustainable, grassroots development non-governmental and civil society
and consensus policy implementation organizations has been weak and
that benefits the majority. fragmented because the proposed
participation mechanisms have been neither
• Alignment: In the case of CSOs, systematic nor stable, with an unequal
alignment could be translated as how participation of [official bodies]…. [and] a
to support policies, plans and lack of information about the process.10”
strategies considering that in many On the positive side, the recent
cases this could mean promoting action creation of the Advisory Group11 in the
lines that do not necessarily coincide OECD CAD opens space for dialogue around
with the government. how to insert CSOs in the evaluation
process of the Paris Declaration before the
• Harmonization: Harmonization, for 3rd HLF. The Advisory Group (AG) has at
CSOs, means that they are willing to least introduced a paragraph in the Accra
work together among themselves and Agreement for Action (AAA) that recognizes
with official donors in order to reduce the consultative work done up until now,
the transaction costs and be able to and sees civil society as a development
implement their resources more actor with full rights and as a part of the
efficiently, effectively, and with greater architecture of development aid.
impact on the most needy. However, one of the principal
objectives of this process, from the GA
• Results-Based Management: Similarly to perspective, is to gather and systematize
governments, it is important that CSOs CSO best practices to be officially
can work in a coordinated manner to presented in Ottawa and later in Accra. This
be able to measure if the resources for brings us to deduce that even though there
development are effectively playing a are opportunities and good will from the
role in the reduction of poverty and GA, the space for the participation of the
affecting economic growth. CSOs in the 3rd HLF is still limited.
There is therefore a strong risk that
• Mutual accountability: On this the participating organizations may feel that
principle, which has been seen as a their objectives are not being met, which
two-way process between governments could create a sense of frustration. Accra
and donors, there should be will have to be evaluated on whether it
consideration of the participation and allows both partner recipient country
important role of CSOs in re-enforcing governments to raise their voices and true
the democratic and national aid participation by recipient country civil
effectiveness processes, making sure society organizations for improved official
that the donors fulfil their national- development aid effectiveness.
level commitments and that the
government demonstrates results to
the beneficiaries. This is one of the Conclusions and Recommendations:
most fundamental points to consider in Promoting the Participation of CSOs
the insertion of civil society in all of
the dimensions of the H&A process. It is clear that the role of the general
population and the CSOs in the county
The CSOs concluded that: “We have ownership process is essential and should
participated in different Harmonization and be articulated with the government and
Alignment forums and we see it as positive state institutions, and coordinated with
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Notes
1
As seen in paragraph 9: “We urge associated 7
The Rome Declaration on Harmonization was
countries to design, in agreement with donors, adopted February 25th, 2003 with the support of
national, balanced action plans that include clear the Monterrey Consensus. Retrieved from http://
proposals as a basis for follow-up in order to www1.worldbank.org/harmonization/romehlf/
balance the development aid...” Documents/languages/ESRome_Declaration.pdf
2
Retrieved from http:// 8
Bolivia, Guatemala, Honduras, Nicaragua, Peru,
www.partnercountries.net/2004/ Dominican Republic9 This meeting also included the
participation of representatives from the General
3
The Working Party on Aid effectiveness is under Secretary of the Central American Integration
the Development Aid Committee of the OECD. System (SICA) and the Caribbean States Association
(AEC), who met in Managua August 30, 2006 to
4
In the PD, this group became the monitor of the prepare a common position in relationship to the
implementation of Apendix II of the declaration, in PD agreements.
charge of the monitoring and advancement phases.
10
A statement from civil society organizations at the
5
Retrieved from http://www.un.org/spanish/ 5th Cooperation Coordination Forum held in
millenniumgoals and http://www.un.org/ October, 2006.
millenniumgoals/
11
The Grupo Asesor (Advisory Group) is a
6
The appendix III of the Declaración de París multilateral group with 12 members: three
includes 12 indicators that measure the representatives from partner countries, donors,
effectiveness of the development aid in three CSOs from developed countries and CSOs from
phases, the first in 2005 to establish a baseline, developing countries. The Grupo de Trabajo sobre
and the other two in 2007 and 2009. These polls la Eficacia de la Ayuda (Working Group on Aid
are intended as sensors of the advances and Effectivenes) established this group and it will be
challenges of the process started by the Paris functioning at least until the III HLF in Accra in
Declaration and evaluate these advances in the 2008.
middle term so that in the III Foro de Alto Nivel
there can be another round of evaluation.
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The increasingly globalized world has seen struggle against globalization as a whole. As
international borders broken down by new Amartya Sen puts it, “this is not about
forms of communication and the flow of throwing out global economic relationships,
economic capital. However, cultures, but rather achieving a more just distribution
populations, political ideas, and social of the immense benefits of globalization.”5
movements are also involved in and International Development Cooperation
affected by the construction of a new is one of the global relationships that must
globalised map wherein lives and conflicts be rethought with the lens of greater global
unfold. Debates around international justice. This cooperation, in its many
relations and aid are affected by this expressions, is a dynamic that was hatched
globalization of ideas and cultures. in “another world” that no longer exists. We
This article will accept a distinction come together from Latin America, as social
made by the Brazilian Renato Ortiz. He movements, world citizens, governments and
says, “I prefer to use the term all kinds of actors touched by cooperation,
“globalization” when I refer to the to make International Development
economy and technology… I reserve the Cooperation compatible with a just
term “mundialización” [worldization] for mundialización.
the specific domain of culture.”3 In this This text looks at how Development Aid
context, it is important to understand that in the context of ‘mundializacion’ has
“the ‘mundialización’ of culture… become a lever (and sometimes a club!) that
corresponds to a real, transforming nation states use to promote their foreign
process in contemporary societies.” 4 policies. It proposes that a reconstruction
A good part of, or even all, of the grounds and principles for action -
contemporary processes are marked by such as redefining the roles of distinct
this characteristic of our present world, actors - is not only a legitimate but also an
provoking different ethical or political indispensable task. Its thesis is that all
positions in response. Many CSOs keep a Development Cooperation (official and
distance from the dominant expressions of private) should be considered a new “global
mundialización and globalization because public good” used to resolve global
we understand them as, in essence, problems and preserve other global public
unjust; but this does not mean that we goods.
accept the arguments of those who
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damage the environment are not problems As well as global public goods, there are
for Andean governments alone. Each human also global public problems that need
being has an interest in the preservation of addressing. Old problems such as poverty
this diversity and International Development and inequality,11 discrimination against
Cooperation has a clear responsibility here. women and environmental irresponsibility
Cultural diversity is also a public good are now developing new understandings. In
seriously threatened by the dominant many regions of the world, development
expressions of globalization. In a recent models are inadequate and unjust both
text, Amartya Sen pointed out that, “The because they do not resolve the problems
insistence, even implicitly, on a singular of poverty and because the production of
human identity, without choice, does not goods and services damages the
only diminish each of us, but also makes the environment.
whole world more explosive. …the principal
hope for harmony in our tormented world
resides in the plurality of our intersecting Responsibility for public goods
identities.”9
Democracy is another public good with The above mentioned public goods are
enormous value to humanity. With all of its closely interconnected. To take care of one
imaginable peculiarities and versions, of them - if it is appropriately done - is to
imperfections and broken promises, take care of all of them, and contrarily,
democracy is still the political option that carelessness with one is negligence of the
best allows us to surpass tyranny and whole. In this context, care for global
establish a sovereign state where power is public goods is clearly an issue of survival
delegated. Democracy, as an institutional for the human species, nothing more than
environment, is where human rights can an intelligent attitude of self-preservation.
best become a reality.10 Out of habit, this This can even be a cooperative attitude,
good has been delegated to political parties based on an understanding of co-
and states when the responsibility of caring responsibility for our common future. The
for and deepening democracy should Brazilian thinker Boff, says it well: “There is
belong to each citizen (where it already an urgency of a new civil ethos that permits
exists) and to all of humanity (where it does us to make the qualitative jump to more
not and there is some form of dictatorship). cooperative forms of coexistence.” (Boff,
International Development Cooperation has 2002. 26)
been contradictory: historically they have A new way of understanding the
given decisive support to NGOs in the current globalised challenges facing
Southern Cone for the struggle against humanity is provided by the “Right to
dictatorships based on the doctrine of Development” as set out in the United
National Security, but are also present in Nations declaration of 1986, which:
Africa, Asia and Latin America, pressing “Recognizing that development is a
governments to adopt policies to reduce comprehensive economic, social, cultural
the state, which undermines fragile third and political process, which aims at the
world democracies. constant improvement of the well-being of
Of course, the absence of peace, that the entire population… [and] Considering
great public good, threatens the existence that under the provisions of the Universal
of all other goods. We can find experiences Declaration of Human Rights everyone is
of genuine cooperation that encourage entitled to a social and international order
political agreements between armed groups in which the rights and freedoms set forth
at war, but there are also bitter in that Declaration can be fully realized…
experiences of cooperation that Proclaims…[that] the right to development
exacerbate conflicts. is an inalienable human right by virtue of
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which every human person and all peoples global understanding. There are also key
are entitled to participate in, contribute issues around the relationships between the
to, and enjoy economic, social, cultural and places that enjoy an abundance of
political development, in which all human resources and wealth and who have
rights and fundamental freedoms can be enormous responsibility in the production
fully realized.” of solutions to global problems and the
However, in terms of the practical poorest, disregarded masses of the globe.
development of this cooperative approach The United Nations (given its weakness
and who is ultimately responsible for the and dependency on governments) is not
protection of global public goods, the capable of assuming the responsibility for
international scene is ambiguous and there these resources, and any one nation, as
are as many reasons for skepticism as powerful as it may be, is even less so. Of
optimism. Today, international institutions course, there is also the opposite tendency
have been severely weakened by unilateral to try to privatize any of the mentioned
policies that seem like something from the public goods. Some are already talking
past. Furthermore, at nation-state level, about buying the drinking water in Chile to
their legitimacy and capacity to govern is sell in Japan and there have been several
being eroded on multiple fronts.12 cases of laboratories from the North
Since a public good does not belong to patenting medicinal plants that have been
anyone in particular, it can be taken care of used by local indigenous communities for
by an individual or a state. There is no hundreds of years. This tendency must be
problem as long as responsibility is recognized as an absurd suicide in the long-
delegated carefully and transparently. The term for purely short-term economic gain.
municipal budget of Latin American cities is We must all, including International
a clear example. Local authorities Cooperation, if it wants to be genuine,
administer these funds and make decisions focus energies on distancing ourselves from
about their destination in accordance with this tendency. The new “stewards”13 of
previously established rules; any citizen global public goods must be a combination
should be able to know how and where the of states, international organizations with
money is spent. Another type of case is the governing capacity, global social CSOs,
owner who has a river flowing through his movements and local agents.
land. Society delegates this person to take We will continue to be subject to
care of this resource not only for his own “international treaties” (that are basically
benefit, but also for the benefit of the between states). However, the most
greater community; this person cannot do interesting trend is that civil society
whatever he wants with this water. organizations, CSOs and social movements of
In accordance with a new all types and from all places are active
“mundializada” vision of reality, there is a participants in the construction,
risk that problems, which could previously implementation, and evaluation of these
be resolved with local efforts and external agreements. The 2006 Reality of Aid report
support, can rapidly become threats that pointed out that “Civil Society Organizations
transcend borders. Whilst in many cases (CSOs) have a crucial role to play in aid
national states may continue to take care of effectiveness especially in the area of
the most significant goods, there will almost advocacy and monitoring. In most recipient
certainly be more and more serious countries to date there has been little or
disputes. no collaboration between governments and
There is therefore a difficult but CSOs in trying to make aid effective under
indispensable tension to maintain: make the Paris Declaration. At the same time,
clear the responsibilities of nation-states, there is a general recognition that the Paris
and, at the same time, locate them in a Declaration is a crucial component of a
185
The Reality of Aid 2008
larger aid effectiveness agenda that could experience of solidarity between small
engage civil society actors in a more direct populations in the north and south (that
manner.”14 have common ancestors or family members,
for example), or between parishes that
collect money and then send it directly to a
International Development Cooperation priest in a forgotten town; this is Private
Development Aid.
It is clear that IDC can stubbornly continue Furthermore, the importance of large
to be tied to an anachronistic view of the private agents that work collectively
world and be seen as a weapon for (international CSOs, foundations,
achieving foreign policy objectives, or it associations) will gradually increase. There
can become an increasingly useful tool, has already been substantial strengthening
privileging support for the “Right to of these private sector or individual funds
Development” of all of the world’s people. dedicated to the solution of public
Brian Tomlinson of the Council for problems. The most notable example is the
International Co-operation (CCIC) argues Bill and Melinda Gates Foundations, which
that: “In a rights framework… human rights donate more to treat AIDS in Africa than any
obligations of status should establish the government. At the same time, many other
principles and standards for monitoring foundations donate or finance cultural
donor progress in the aid system [Reality of preservation or local development research
Aid, 2004]. The 2000 UNDP Human projects in both the global North and
Development Report affirmed this approach South.
by calling for a “rights ethos for aid” as the Clearly the administrators of this public
basis for empowering people in the fight good will continue to be nation-states for a
against poverty [UNDP, 2000, pp. 12, 119]. while, but gradually, large private agents
Understanding the effectiveness of aid in that work collectively (international NGOs,
international cooperation cannot therefore foundations, associations) will appear on the
be separated from this ‘rights ethos’.”15 scene. This is not the problem. The
The proposal of this paper is to criticism is that the programs and projects
understand IDC as a public good, dedicated and their respective resources should be
to contributing to the resolution of global awarded while keeping in mind the following
problems located in different parts of the criteria:
planet and to strengthening the care of
global public goods. Clearly the • Broad-based participation in the
administrators of this public good will construction of international
continue to be predominantly nation- guidelines
states. The largest resources have tended • Strengthening of global social
to come from northern states that allocate organizational networks that
a small portion of their budgets to “Official participate in the different
Development Aid.” moments of these policies.
Nevertheless, there is a long history of • Participation of local groups
private organizations with different ‘affected by’ or ‘benefiting from’
religious, cultural and political standpoints policies.
that raise money in different ways and • A positive environment of openness
donate to groups in need. These resources and information production, with
are not comparable in quantity to those clear roles for the carrying out and
sent by states, but are key, especially in follow-up of programs and projects.
impoverished regions. There is an immense
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The Reality of Aid 2008
Notes
1
Corporación Region is local NGO based at Medellín, 9
Sen, A. (2007). Identity and violence: The illusion of
focused on the promotion of human rights, the destiny.
deepening of democracy and the achieving of peace.
Retrieved from http://www.region.org.co/ 10
Remember the historical discovery, “It is not
surprising that in the history of the world there
2
Asociación Latinoamericana de Organizaciones de has never been a famine in a democracy.“ (Sen, A.
Promoción al Desarrollo, Alop. (Latin American 2000, Development as freedom.)
Association of Organizations of Development
promotion. Retrieved from http:// 11
Clearly “poverty and inequality are closely related,
www.alop.or.cr/ but still different and one does not subsume the
other.” (Sen, 2005, On concepts and measures of
3
Ortiz, R. (1998). Otro territorio. Ensayos sobre el poverty). In Latin America, for example, there are
mundo contemporáneo. Santa Fe de Bogotá: situations of extreme poverty, but our principle
Convenio Andrés Bello. p.xxiv problem is inequality.
4
Ibid, p.xx 12
“In discussions about social movements in Latin
America we say the ‘nation is still not complete’.
5
Sen, A. (2007). Identity and violence: The illusion of This phrase is directly related to another:
destiny. citizenship does not yet exist.” (Ortiz. Otro
Territorio, 1998, p. 121)
6
Bobbio, N. (2001). El futuro de la democracia;
México: Fondo de Cultura Económica 13
This concept was constructed in a workshop called
“Care-giving policies and their implications in our
7
Rabotnikof, N. (1993, Noviembre). Lo público y sus work,” with partners from the Fundación Avina,
problemas: notas para una reconsideración; Revista Colombia, in the An apoima population, March 11-
Internacional de Filosofía Política. No. 2. Madrid. 12, 2008.
p.75 a 98.
14
Retrieved from http://realityofaid.org/downloads/
8
Sen, A. (2000). Development as freedom. primer_on_aid_effectiveness.pdf
187
The Reality of Aid 2008
16
Organized by the Canadian Council for
International Co-operation (CCIC) in Ottowa,
February 2-6, 2008.
17
See the Draft Final Report. The International
Forum on Civil Society and Aid Effectiveness: A
multi-stakeholder dialogue. Hosted by the Advisory
Group on Civil Society and Aid Effectiveness.
Gatineau, Québec, Canada, February 3 – 6, 2008.
Retrieved from http://www.ccic.ca/e/002/
aid.shtml
188
The Reality of Aid 2008
189
The Reality of Aid 2008
190
The Reality of Aid 2008
the world (except Europe and North situation, as pointed out by Roberto Bissio
America) will achieve basic social in his chapter, with the risk that the
development goals before 2035, and Sub- implementation of the pprinciples of the PD
Saharan Africa will only reach that point in can work against the right to development
2108. and other human rights, as well as erode
The lack of financial resources “is national democratic processes.
serious business and a critical hurdle for Nevertheless, since developing
women’s rights and gender equality in the governments often see the Aid Effectiveness
world, and therefore for achieving the agenda, including the road towards the
MDG36. It has been estimated that the HLF3, as a donor-driven process where
financing gap for implementing MDG3 strong asymmetries prevail, there is still a
specific goals and gender mainstreaming risk that any advancement on gender
activities in low-income countries ranges equality and human rights within this
from $8.6 billion (2006) to $23.8 billion process will be seen as an agenda put
(2015). To realize MDG3 by 2015 would forward by donors, consequently rejected
require external resources dedicated to by developing countries. This would
financing gender equality-promoting undermine the campaigns and actions
interventions in the range of $25-28 billion developed by CSOs, other development
annually in the low-income countries”.7 actors and particularly women’s rights
These figures reveal that achieving gender organisations from developing countries that
equality objectives requires both a have been advocating for the defense of
reallocation of existing resources and an human rights and gender equality at the
important injection of additional ones. This national level, and the full implementation
can only be accomplished if there is strong by all governments, from both North and
political commitment from all governments South, of international agreements on
and multilateral institutions. gender equality and human rights.
Furthermore, an AWID concept paper 8
stated in 2006, “the MDGs came to
dominate the development agenda and a The Implementation
dollar-driven, technical approach to their of the Paris Declaration, Gender Equality
implementation supplanted human- and Women’s Rights
centered, rights-based approaches to
development. Women’s rights and gender It is essential to understand the implications
equality objectives have become of the implementation of the PD,
marginalized and peripheral in the acknowledging that the HLF3 will have
development sector generally “. From the significant influence in other fora. It is time
women’s rights perspective, the Millennium to push for the inclusion of a gender
Declaration and the Paris Declaration are equality perspective, demanding that
regressive frameworks for guiding governments uphold more inclusive
development aid, compared to the development paradigms, still maintaining a
achievements of the UN conferences of the critical vision with regards to the serious
nineties or existing human rights implications of this process.
agreements such as CEDAW. Women’s rights organisations share the
There is a clear risk that if gender critical views put forward by other civil
equality and women’s rights are not explicit society actors with regard implementation
priorities at the HLF3 they will be excluded of the PD, but have also developed a
from the agenda. There is a need for their particular analysis from a gender-equality
inclusion as key development cornerstones, perspective.
developing specific policies for their Regarding a general overview of the
advancement. Human rights are in a similar process, in addition to some of the
191
The Reality of Aid 2008
192
The Reality of Aid 2008
equality. This would lead to an even Strategies. These aid modalities are not
more evident reduction of the gender neutral or socially friendly, and they
development agenda. need to be given a clear gender
dimension.13
• Managing for Development Results. There is a general concern about the
When analysing this principle, there is a ‘new aid modalities’ related to the missing
question on how development results recognition of the specific constraints and
get measured. It is necessary to move needs of women. The consultation
away from only looking at technical processes used so far to develop PRSPs, a
procedures or quick fixes to complex key tool within the Aid Effectiveness
development problems. International agenda, are problematic as the inputs given
Human Rights agreements that by different stakeholders are often not
represent binding obligations for all included in the final documents, with IFIs
governments should be used as having a concluding say. Gender-specific
frameworks to assess development analyses and impact assessments of PRSPs
results.11 The lack of gender equality are of major importance and must be
indicators and sex-disaggregated data - consistently integrated throughout the
which are key components to assess entire process.
the impact of development practices Current budget allocations for gender
on the ground - in the evaluation of equality and the empowerment of women
the implementation of the PD is also of are not sufficient. In addition, general
particular concern. budget support is still linked to donor
conditionalities making the predictability of
• Mutual Accountability. Accountability aid flows uncertain. This causes strong
must be truly demanded both from unease as long-term actions are needed, in
donors and partner countries. particular when working on gender equality
Northern and Southern governments and the empowerment of women. Concerns
should live up to the international have also been expressed regarding the
commitments on gender equality and incoherence between the principles of the
women’s empowerment that they have PD and other policies and agreements
endorsed, such as the CEDAW12 and the related to aid for trade, free trade
Beijing Platform for Action. Civil society agreements and financial flows, among
organisations have a key role to play in others.
holding governments accountable to It is of great concern that the
these agreements. underlying social and power relations that
lead to unequal access of women and girls
Gender Equality Concerns to services in sectors such as health and
Related to the New Aid Modalities education still do not get addressed. So far
sector wide approaches focus on
Through its implementation, the PD is investments in women and girls that are too
consolidating a new architecture of narrow.14 Furthermore, gender implications
development financing which is supposed to of sectors such as urban infrastructure and
achieve more effective international water have not been considered through
development assistance, together with a SWAps, as they focus generally on areas that
set of so called “new” aid modalities - most are traditionally seen as being linked to
of which have been in place for years now. “women’s issues” (education, health and
These include: Poverty Reduction Strategy agriculture). 15
Papers (PRSPs), General Budget Support Basket funding and joint assistance
(GBS), a Sector Wide Approach (SWAp), strategies require decision-making and the
Basket Funding and Joint Assistance reaching of agreements on various issues
193
The Reality of Aid 2008
194
The Reality of Aid 2008
195
The Reality of Aid 2008
Notes
1
With contributions from Lydia Alpizar and the
6
MDG3, “Promote gender equality and empower
support of Anne Schoenstein and Michele Knab women”, has as a target to eliminate gender
(AWID). disparity in primary and secondary education
preferably by 2005, and at all levels by 2015.
2
Monterrey Consensus, Chapter 1, paragraph 2.
7
Grown, C., Bahadur, C. Handbury, J. & Elson. D.
3
Alemany, C. (2008, April 14). Notes for remarks of (2006, August). The financial requirements of
Roundtable 3: Supporting the development efforts achieving gender equality and women’s
of the least developed countries, including through empowerment. A paper prepared for the World
trade capacity-building, Special High Level Meeting Bank.
between the Economic and Social Council with the
BWI, the World Trade Organization and the United
8
Symington, A. (2006, December). A concept paper:
Nations Conference on Trade and Development. NY. Influencing Development Actors and Practice for
Women’s Rights An AWID Strategic Initiative, 2007-
4
Global Monitoring Report 2008, MDGs and the 2010.
Environment, The International Bank for
Reconstruction and Development, The World Bank,
9
Statement of the Women’s Working Group on
p. XVII. Financing for Development, Informal Review Session
on Chapter IV, “Increasing international financial
5
Social Watch, Report 2007, p. 81. and technical cooperation for development”, 15-16
April 2008.
196
The Reality of Aid 2008
14
OECD DAC evaluation of gender equality and SWAps. 19
Recommendations of the International Consultation
of Women’s Organizations and Networks and Aid
15
GADN. (2007). Effectiveness.
16
AWID & WIDE. (2008, January). Implementing the 20
Paris Declaration, Section III: Indicators of
Paris Declaration: implications for the promotion Progress, Indicator 1, p. 9.
of women’s rights and gender equality,
Commissioned by the Canadian Council for 21
Gendernet, C. G. (2007).
International Cooperation (CCIC).
17
Participants at the Ottawa consultation call on
22
Ibid.
donors and developing countries to follow the
197