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Powers, 1200–2000
This is the first book to survey the evolution of the strategic basing systems of
the great powers. It covers an 800-year span of history, from the Mongol
dynasty to the era of the U.S. empire. The author details the progression of stra-
tegic basing systems and power projection, from its beginnings at a regional
level to its current global reach, while emphasizing the interplay between polit-
ical and international systemic factors (bipolar vs. multipolar systems), and
technological factors.
Analyzing the relationship between basing structures and national power, the
book deals with such key questions as the co-mingling of military and commer-
cial functions for bases, seapower, geopolitical theory, imperial “pick-off”
during hegemonic wars, base acquisitions, continuity between basing structures
and long-term shifts in basing functions.
This book will be of much interest to students of strategic studies, military
history and international relations.
This new series will focus on the theory and practice of strategy. Following
Clausewitz, strategy has been understood to mean the use made of force, and the
threat of the use of force, for the ends of policy. This series is as interested in
ideas as in historical cases of grand strategy and military strategy in action. All
historical periods, near and past, and even future, are of interest. In addition to
original monographs, the series will from time to time publish edited reprints of
neglected classics as well as collections of essays.
Robert E. Harkavy
First published 2007
by Routledge
2 Park Square, Milton Park, Abingdon, Oxon OX14 4RN
Simultaneously published in the USA and Canada
by Routledge
270 Madison Ave, New York, NY 10016
Routledge is an imprint of the Taylor & Francis Group, an informa business
This edition published in the Taylor & Francis e-Library, 2007.
“To purchase your own copy of this or any of Taylor & Francis or Routledge’s
collection of thousands of eBooks please go to www.eBookstore.tandf.co.uk.”
© 2007 Robert E. Harkavy
All rights reserved. No part of this book may be reprinted or reproduced or
utilized in any form or by any electronic, mechanical, or other means, now
known or hereafter invented, including photocopying and recording, or in
any information storage or retrieval system, without permission in writing
from the publishers.
British Library Cataloguing in Publication Data
A catalogue record for this book is available from the British Library
Library of Congress Cataloging in Publication Data
Harkavy, Robert E.
Strategic basing and the great powers, 1200–2000/by Robert E. Harkavy.
p. cm.
Includes bibliographical references and index.
1. Military bases. 2. Strategy–History. I. Title.
UA10.H38 2007
355.7–dc22 2006101906
Acknowledgments viii
Abbreviations ix
1 Introduction 1
Appendices 175
Notes 257
Index 275
Acknowledgments
The author wishes to thank a number of individuals and organizations for assis-
tance, financial and otherwise, in relation to this work.
Thanks are rendered to the Earhart Foundation, the Alexander von Humboldt
Stiftung (Germany) and the U.S. Fulbright Commission for grants supporting
this project, in the latter case involving a research/teaching award for time spent
at the Institute for Political Science, Christian Albrechts University, Kiel,
Germany. The author was also involved in some consulting work for the U.S.
Naval War College, Center for Naval Warfare, which resulted in a spin-off pub-
lication derived from work on this book. The Pennsylvania State University
granted the author a sabbatical leave year that was devoted to this project. And,
the author was hosted for that year and several subsequent summers by the
aforementioned institute at Kiel, directed by Professor Joachim Krause, where
much of the research and writing was conducted.
Several Penn State University undergraduates assisted with research for this
project: Lucian Czarnecki, James Farrand, Shauna Moser, Elizabeth Degner,
Melinda Kuritzky, Julienne Shaw, Owen Bergwall, Tiffany Iriana and Megan
Leary. They are heartily thanked. If others deserving mention have been
omitted, apologies are offered.
Tammi Aumiller did her usual super job of typing and organizing the manu-
script for a semi-computer illiterate professor, and is again thanked for a good
job. Funding for secretarial assistance was provided by the Penn State Political
Science Department.
Thanks are also expressed to Professor Edward Keynes, long-time colleague
and friend, for crucial assistance in various ways over many years.
Abbreviations
One of the oldest and most enduring permanent features of relations between
nations (earlier, other types of “entities” such as empires, city-states, etc.) is that
of basing access, ad hoc or long-term, for military forces. Nowhere has this been
better illustrated than by recent U.S. politico-diplomatic relations in relation first
to the Gulf War, and then to the post-9/11 operations in Afghanistan, and then
the invasion of Iraq. During the Gulf War, immediately following the end of the
Cold War, U.S. forces were given access to bases and aircraft overflight corri-
dors in a surprisingly comprehensive manner, not only by NATO and “moder-
ate” Arab states such as Saudi Arabia, but by former Soviet-bloc antagonists,
and by India. In the Afghanistan episode, crucial access for aircraft and intelli-
gence operations was provided by, among other nations, Kuwait, Saudi Arabia,
Qatar, Oman, Pakistan, Turkey, Great Britain, Diego Garcia and the several ex-
Soviet states of Central Asia: Kyrghizstan, Uzbekistan, Tadzikistan and Turk-
menistan. But in the operation in Iraq, access was grudgingly given in Turkey,
Saudi Arabia and Egypt. Involved were a combination of factors: formal
alliances, quid pro quo such as arms transfers and economic aid, political cross-
pressures on key states such as Saudi Arabia, international norms about preemp-
tive military actions, and fear of retribution by Iraq and terrorist organizations.
The events surrounding the problems of U.S. basing access in the Middle
East in the decade or so after the end of the Cold War also underscored the long-
existent interplay of political and technological factors that long has been a hall-
mark of basing diplomacy. The end of the Cold War, which had featured a rigid
bipolar international system, saw the unraveling of alliance structures tied
closely to ideological affinity after which basing access relationships became
more ad hoc, situational, and relatively less tied to patterns of arms transfers.
Hence, the U.S. access in 1990–1991 to Russian airspace and for transport
staging in India, among others. Earlier, the advent of newer nuclear submarines
carrying long-range Trident missiles had eliminated the need by the U.S. for
overseas access for its SSBN force.
On the technological side, however, the development of long-range bombers
such as the U.S. B-2 and B-1 (in connection with better capability in aerial refu-
eling) reduced the need for overseas bases for strategic bombing, though in the
case of the B-1 and B-2, airfields in Diego Garcia remained important. There
2 Introduction
was a lot of talk about a future that might see “artificial bases” in the oceans
beyond the 12-mile limits of sovereign countries.
In the past, as pertains to the political side of basing, there had been a major
divide between access provided by conquest, and that by ad hoc diplomacy or
alliances. Hence, over several centuries, Portugal, Spain, France, the Nether-
lands and Britain were provided important basing points all over the world by
dint of conquest, or by highly asymmetrical power relationships with “local”
satraps, as in the cases of Portugal in India and the Netherlands in Indonesia.
Within Europe, however, granting of basing access between sovereign and relat-
ively equal states was part and parcel of ongoing diplomacy during periods of
both peace and war. Hence, European states came to think of a division between
intra-European politics, including bases, and what went on “beyond the line,”
i.e., in colonial areas that were objects of political and economic competition.
As we shall later explain, earlier developments in ship propulsion – galleys to
sail to coal to oil – had also had a major impact on basing requirements and on
the politics of basing access.
One major problem is that of the vast asymmetries in the sizes of the datasets for
the serial hegemonic or great powers. The Mongol Empire had only a few naval
bases in Asia. Venice, Genoa and the Ottoman Empire may have had numbers
of bases at the peaks of their maritime power numbered in the low to middle
tens. The numbers begin to expand for Portugal, Spain and the Netherlands. By
the time of the British Empire, we are dealing with perhaps 100 or more naval
bases, points d’appui and coaling stations. But when we get to the Cold War, the
numbers explode because of advancing technology, to incorporate air as well as
naval facilities, and a vast proliferation of technical facilities, adding up to hun-
dreds of facilities on both sides (the U.S. numbers were much higher). The
expanded number of independent sovereignties, and thus, potential basing hosts,
is also relevant here.
Stated another way, up to World War I, the “story” with bases concerned
mostly naval facilities and some army garrisons – the sole exceptions were the
terminals for the underwater communications cables established by Britain and
Germany before World War I.34 By the end of the twentieth century, in sheer
quantitative terms, the number of U.S. and Soviet technical facilities far
exceeded the number of their air and naval bases. One can see this, for instance,
in the appendix of Richelson’s and Ball’s book on the U.K.–USA intelligence
network, The Ties That Bind,35 in which they list literally hundreds of communi-
cations and intelligence facilities used by the combined Anglo-Saxon nations
during the Cold War.
Many of these questions will be addressed below, not altogether in the above
order, as they are in some cases inextricably entwined with one another. The
others will be picked up in the subsequent analysis of basing structures in the
earlier, serial historical eras.
Note that there are no specifically economic functions for bases, though in a
broader, vaguer sense, U.S. bases in the Middle East or in East Africa might be
related to the security of oilfields or the protection of SLOCs (sea lines of com-
munication) from the Persian Gulf area to the U.S., Europe and Asia. There is
little now that might fall under the heading of “imperial control,” what with
empires having vanished, most recently the Soviet empire in Central Asia (some
might argue the existence of an “informal” U.S. empire).48
Earlier, the mix of basing functions was different, both broader and narrower.
There was no need for nuclear deterrence nor general deterrence in any sense,
meaning protection of the homeland from sudden attack. There was no peace-
keeping. We have little if any data regarding arms transfers during much earlier
periods, though no doubt, weapons were sold or given to the local allies of the
Portuguese, Dutch, French etc. But basing was not used specifically for that
purpose as, for instance, the Lajes air base in Portugal’s Azores Islands for tran-
siting U.S. arms to Israel in 1973.
In the earlier hegemonic cycles, bases were used for conventional power pro-
jection, imperial control and, far more directly than is now the case, to protect
economic interests and to promote, if not enforce, trade. The Spanish model of
imperial control in Latin America has been noted. In Portugal’s case and that of
the Netherlands, where there was little colonization and inland penetration,
bases were used to control an empire based on points d’appui. Britain’s empire
contained elements of both models. But most noteworthy, in the cases of
Venice, Genoa, Portugal, the Netherlands, and to some extent Britain, was the
commercial function of overseas military bases. Bases were co-located with
“factories” or entrepôts, and the military forces associated with these bases had,
as a primary purpose, the protection and extension of trade as, for instance,
demonstrated by the Portuguese feitoria all along both African coasts and in
India and Brazil. In the cases of the Netherlands and Britain, “private” com-
panies such as the Dutch VOA or the British East Indies Company, both inter-
twined with and protected by their governments, made extensive use of bases in
order to pursue trade in far-flung overseas areas.
The role of privateers and pirates with national identities and backing further
illustrated the close connection of security and economic functions of bases, as
pertains to commerce raiding and the non-national nature of “guerre de
course.”49 Spain’s use of numerous bases – Cartagena, Nombre de Dios, Havana,
the Canary Islands – in connection with its navy’s conveying of the annual silver
fleet perfectly illustrates the role of bases in relation to trade. Similar was the use
of bases throughout the Mediterranean by Venice’s navy, and armed merchant
galleys, to protect its trade with the Levant and also Europe’s Atlantic coast.
16 Introduction
Proliferation of types of bases and/or basing access
In earlier times, indeed up to the interwar period after World War I, basing
access had almost entirely to do with navies, with ships. There were, of course,
no aircraft or “technical” facilities in the modern sense, all of which required the
invention of electricity. There were some predecessors to contemporary land-
force access, mostly pertaining to small army garrisons (co-located with naval
bases and fortresses built to protect them).
Even in earlier times, the Venetian, Portuguese and Dutch basing access
systems revealed some diversification, subsumed beneath the generality that
almost entirely, naval basing was involved. In each of these early systems, what
would today be familiar as “navy bases” actually combined, sometimes, the
functions of naval bases and entrepôts, i.e., factories and commercial trading sta-
tions used for warehousing, transshipments of goods etc.50 In short, there was
perhaps a less clear line then between specifically military and specifically eco-
nomic functions, centuries before the U.S. overseas military presence would
inspire charges of “imperialism,” that it was intended to protect corporate assets
overseas.
Venice and Portugal not only used bases for provisioning, ship repairs and
rest and recreation, but also had small fleets more or less permanently stationed
overseas (or in Venice’s case, at the other end of the Mediterranean). That
anticipated later U.S. use of “station fleets” in the Caribbean and the Far East
early in the twentieth century, not to mention the homeporting of fleets during
the Cold War in places such as Yokosuka, Bahrain and Naples.51 In the Por-
tuguese case as well, whole fleets of ships were actually constructed overseas,
for instance, in India, so that overseas fleets need not have been rotated back and
forth between external bases and home ports in Portugal. Even with extensive
license-production of weapons systems all over the world by the U.S. in recent
years, there has been no overseas or offshore production of capital ships or sub-
marines for use by the U.S. Navy (Germany under the Versailles regime had
produced submarines offshore in Turkey and Spain).52
As it happens, and apparently beginning with Venice, the basing structures of
the serial hegemonic powers have probably all had landforces associated with
naval bases and fortresses that guarded harbors. The extent to which these were
permanent garrisons, as opposed to armed colonies, personnel from trading com-
panies, or temporarily stationed personnel from fleets, is a question that needs
further research. For instance, the Atlas of British Overseas Expansion avers that
“from the mid-eighteenth century Britain began stationing permanent military
garrisons in her colonies, at first haphazardly and then routinely, as an adjunct to
naval protection.”53 That was seen as a qualitative shift, and these commitments
constantly overstretched London’s budget “at a time when Parliament
begrudged expenditure on a large standing army in years of European peace.”54
France maintained large garrisons in places such as Algeria, Morocco and
Senegal at the same time, as would the U.S. later in Germany, South Korea,
Japan (to a lesser degree, Italy and elsewhere) during the Cold War, albeit on the
Introduction 17
basis of alliances (hence, limited sovereignty over bases) rather than naked colo-
nial control.
But skipping over the centuries, the twentieth century was to see a vast prolif-
eration of new basing requirements driven by the ongoing march of military
technological innovation. Before World War I, Britain and Germany had under-
water cable systems going to their colonies that required terminals in these over-
seas possessions, perhaps the first of the C3I (command, control,
communications and intelligence) technical facilities. By the interwar period, all
of the major powers had external air bases – in the cases of the major colonial
powers, mirroring the locations of major naval bases. Britain even had an exten-
sive network of mooring masts for long-range dirigibles. The 1930s saw the
extensive proliferation of requirements for communications facilities (also, for
communications intercepts) and the beginnings of external access for radar
stations.
But during the Cold War period, there was a truly staggering explosion of
basing functions. The Stockholm International Peace Research Institute (SIPRI)
has developed a typology of forward military presence functions with the
following general categories: naval, air, land, missile, command and communi-
cations, intelligence, space-related, research and logistics. Each of these cat-
egories subsumes a host of others.55 Under air bases, there are forward fighter
and bomber bases, tanker bases, maritime patrol aircraft bases, transport staging
bases, etc. Under naval, there are surface ship and submarine bases, including a
spectrum from homeporting and major drydocking facilities to places merely
utilized for port visits. There are separate facilities for strategic surface-to-
surface missiles and surface-to-air missiles. Under intelligence are a host of
basing functions, for example, nuclear detection, SOSUS (sound surveillance
systems to locate submarines), early warning radars, satellite down-links and
master control stations, etc. The U.S. also made extensive use of overseas facili-
ties for such purposes as solar flare detection, tracking of others’ satellites,
weather forecasting, Voice of America transmission stations etc. The full list
was much, much longer. Whereas earlier, basing pertained only to the surface of
the ocean, now its functions deal with the land, sea surface, the underseas, the
atmosphere and outer space, and increasingly, the links between all of these, so
that, for example there are land-based and space-based communications links to
submarines patrolling under the seas.
Before the advent of the serial European long-cycle hegemonic basing systems
(beginning with Portugal in the sixteenth century), at least two Asia-centered
empires featured some basing access related to naval power, perhaps often unre-
marked upon because of the Eurocentric nature of most Western international
relations theory. In both of these cases – the Mongol Empire and Ming China –
we are dealing with largely contiguous land empires whose naval power was
marginal to their overall imperial policies. And, in both cases, there was no rival
offshore seapower equivalent to the role played by Britain over several cen-
turies, so that there was no major problem regarding trade-offs between sea and
landpower, as would later be the case for the (in Padfield’s terminology) Euro-
pean “hybrids” such as France, Germany and the USSR. Japan, geographically
in a situation similar to the later U.K.,1 lying offshore a great continent from
which it was separated only by narrow straits, did not field significant naval
power until the late nineteenth century, and did not exert itself to influence poli-
tics on “the continent.” So here, Mahan and others to the contrary, fundament-
ally landpowers could also dominate the seas, albeit in a limited way.
The Mongol Empire, peaking in the thirteenth century, was almost certainly
the most extensive “formal” empire in the history of mankind (as distinguished
from what now is defined as an “informal” U.S. global empire featuring bases
derived from diplomacy, cultural “soft power,” etc.). At its peak, this contiguous
empire stretched from Korea and Siberia, included all of China and much of
Southeast Asia, all the way to Central Europe, and to the Sinai Peninsula,
including what is now Iran and much of the Arab world.2 In a way, with refer-
ence to classical geopolitical theory, the Mongol Empire fit what James Fair-
grieve much later saw as an alternative (to Eastern Europe) landpower heartland
centered more on the eastern side of the Eurasian continent.3
In the latter part of the thirteenth century, at the height of its imperial power,
the Mongol Empire under Kublai Khan, in attempting to extend its imperium to
Japan and Southeast Asia, and in developing significant naval power, utilized
bases respectively in Korea and along the southern coast of China.4
Both in 1274 and 1281, the port of Masan in southern Korea was used as a
jumping off point for failed invasions of Japan involving in the latter case
150,000 men and 800 ships.5 In both the 1274 and 1281 efforts, the offshore
30 The Mongols and the Mings
islands of Tsushima and Iki were used as basing points for invasion. In 1274,
Mongol forces landed near Hakata Bay, ravaged areas of Kyushu, but had to
withdraw. In 1281, another attack on Hakata Bay was beaten off, and then
another fleet set to invade at Karatsu was destroyed by the famous “divine wind”
(a typhoon), amounting to the first war lost by the Mongol Empire. An earlier
established base at Hangchow Bay (1277), 900 miles to the south, was used as
an assembly point for a Chinese fleet sent to Masan as part of the invasion fleet –
the Southern Sung Navy defeated at Yaichen Island near Canton in 1279 had
been incorporated into the Mongol navy.6
Canton, captured by the Mongols in 1279, was used as a forward base for
seaborne operations in Vietnam and the Champa Empire in what is now northern
Vietnam, from 1283 to 1288.7 The Mongols were defeated there in 1285, then
succeeded in 1288, when Vietnam and Champa submitted as vassals and agreed
to pay tribute. Using Annam (Vietnam) as a forward base, in 1292 the Mongols
sent a force of 1000 ships to strike Java in Indonesia. Hence had the Mongols, as
a “hybrid” state in Padfield’s terms, become a significant naval power, one
without a major maritime power rival after the defeat of the Southern Sung
in 1279.
More than a century later, and after the retreat of the Mongols, China’s
Second Ming Emperor made a bid for seapower, maritime dominance, and an
extended network of basing access all across the Indian Ocean. This was based
at first on a very extensive shipbuilding program beginning in 1403 and extend-
ing some 16 years to result in the construction of more than 2000 large, seagoing
vessels. At this time, the Chinese Emperor called Yongle talked openly of build-
ing a navy that would give China “world supremacy,” and as part of that strat-
egy, enable China to counter the influence of the Turkic Tamerlane, who was
trying to extend his influence in the Muslim world. This resulted in the famous
expeditions of the so-called “eunuch admiral,” Zheng He, born of a Muslim
family.
Zheng He’s navy made some seven major expeditions to the Indian Ocean
area. And they were large expeditions!8 The first, underway in 1405, comprised
27,000 men aboard some 317 ships. These expeditions, using the Chinese port
of Fuzhou and the Vietnamese base at Qui Non as jumping off points, reached
eastward to Surabaya in Java, and Palembang in Sumatra, and westward via the
Malacca Straits to Colombo (Sri Lanka), Calicut (India), Hormuz, Aden and
Jidda (Arabian Peninsula), Mogadiscu (Somalia) and Malindi (East Africa).
Zheng He established suzerainty over Malacca (Sumatra), which then became a
jumping off point for expeditions into the Indian Ocean. Battles were fought at
Colombo, and there were unfriendly receptions in East Africa. Mostly, these
expeditions did not result in permanent military presences nor bases, save in the
case of Malacca. The extent or distance of power projections is, however,
remarkable.
Noteworthy is the extent to which destinations of the Chinese expeditions
(Malindi, Aden, Hormuz, Calicut, Malacca) would in the subsequent century
become the hubs of the Portuguese seaborne empire whose expeditions would
The Mongols and the Mings 31
come from the opposite direction (here, perhaps another example of “system
leader lineage”).9 These Chinese expeditions were, indeed, contemporaneous
with the expansion of Venetian and Genoese maritime power in the Mediter-
ranean, and the difference in scope is indicative of the superiority of Asian mili-
taries relative to the West up to that point.
But at the end of Zheng He’s expeditions, according to Swanson, “a version
of neo-Confucianism developed that was markedly idealistic and influenced by
Buddhism, resulting in a loss of interest in geomancy and maritime expan-
sion.”10 China went back to “continentalist” policies. Its maritime withdrawal
was due to domestic factors and not to a rising threat from another naval power.
The Portuguese navy arrived almost a century later.
A perhaps interesting point emerges here with respect to “system leader
lineage,” whereby some basing networks, wholly or partially, are passed from
one hegemon to another, as from Portugal to the Netherlands, the latter to Great
Britain, and then on to the U.S., suggesting a strong continuity in the importance
of certain locations or basing points such as Aden, Hormuz, Malacca/Singapore
etc. But in Thompson’s work on system lineage leadership, the baton passes
through a succession of Western maritime hegemons. In this earlier history of
Mongol and Ming China maritime dominance in Asia, there were hints of a
similar syndrome, interrupted by the Portuguese takeover of the Indian Ocean
and control over the Indonesian Straits. It is a reminder that with now rising
China, things might revert to a previous pattern of system lineage leadership,
perhaps foreshadowed by initial Chinese access to some island bases in Burma.
Noteworthy too in relation to the basing competitions in the Mediterranean
and in relation to the race for global empire, the two Asian naval powers had no
significant maritime rivals (to be discussed later). Mostly, they acquired access
unopposed and dominated weaker vassal states devoid of naval power.
3 The Mediterranean basing
competition and galley warfare
Venice, Genoa, Ottoman Empire,
Spain, c.1200–1600
Telescoping both the Mongol/Ming China maritime expansion and basing acqui-
sitions between about 1270 and 1410 in Southeast Asia and the Indian Ocean
and Portugal’s elaboration of a closer-to-global basing network in the sixteenth
century, was the some four-century long (1200–1600) battle for colonies, bases,
commercial access and maritime supremacy in the Mediterranean involving first
Venice and Genoa, then the Ottoman Empire and Spain, amounting at times to a
complex quadripolar struggle over access and influence which, to a lesser
degree, involved France as well. Venice, indeed, largely dominated the Mediter-
ranean for more than two centuries to the extent it is sometimes mentioned in
“long cycle”1 treatises as an early prototype maritime hegemon, an early
example of the interplay between commercial and maritime dominance, albeit
its small size and incapacity to field large armies and to dominate more than a
small corner of Europe.
And, surely, neither Venice, Genoa nor the Ottoman Empire was a global
maritime power, rather, regional ones (Spain’s ventures in the Mediterranean
were somewhat of a sideshow to its vast expansion of colonies and bases in the
western hemisphere and Asia). But, Venice’s reach did go beyond the Mediter-
ranean Sea, what with navy bases around the Black Sea, and a reach for its
galley fleets extending to England and the Spanish Netherlands in Bruges and
Antwerp (Belgium).2 The Ottoman Empire, while extending its basing access
network westward in the Mediterranean almost to the Straits of Gibraltar, also
had maritime outlets in the Red Sea/Persian Gulf area, making it a double-
window maritime power analogous to later France with its windows on the
Atlantic and Mediterranean coasts.3
The competition for access in the Mediterranean involved a shifting of tides
between rival states. Their basing access often overlapped, geographically
speaking. Aside perhaps from the early period of Venetian ascendance, there
was no fully unipolar maritime dominance. Nor was there an analogy to the
separate and coexisting Portuguese and Spanish empires, which were clearly
demarcated. There was incessant warfare and changing of control over basing
points, hence, no analogy to the Cold War, with its slowly shifting tides of influ-
ence and access, but without actual fighting. The best analogy would be to the
later British–French–Dutch–Spanish competition over naval access in the
The basing competition and galley warfare 33
Caribbean, Africa and in South and Southeast Asia, albeit on a much smaller
geographical scale. This was the period of galley fleets and warfare; hence, short
radii of naval operations, longer times for naval movements, more challenging
logistical problems in provisioning fleets and sustaining external garrisons.4 In a
way, it was a microcosm of future European maritime rivalries.
The expansion of the Venetian maritime and commercial empire, held
together by an elaborate string of naval bases, points d’appui and control of
commercial quarters of major entrepôts, began at the outset of the thirteenth
century (note this was about 70 or 80 years before Mongol maritime expansion
in the Far East). The expansion took place rather rapidly, beginning early on in
the first decade of the thirteenth century in Corfu, Candia (Crete), Rhodes,
Modon, Coron and Negroponte in Greece, Famagusta in Cyprus and Constan-
tinople (well more than two centuries before its capture by the Ottomans).
Later in the thirteenth century, Venice’s reach would be extended to Soldaia
(Romania), Tana (Ukraine) and Trebizond (Turkey) on the Black Sea; a bit later
to Ragusa (Yugoslavia) on the Adriatic Sea,5 to Lajazzo (Turkey) in the eastern
Mediterranean, Acre (Israel), Tyre (Lebanon), Moron (Greece); still later in the
fourteenth century to Tenedos (Greece), Scutari (Yugoslavia), Beirut (Lebanon),
Treviso (Yugoslavia), Smyrna (Turkey), Pola (Yugoslavia), Ibiza (Spain), and
others. In the first-named group were major bases for galley fleets used to intimi-
date other navies and to protect commerce.
Genoa’s basing network, smaller than that of Venice, was elaborated almost
50 years later, beginning around 1250. Its major points of access, entrepôts and
commercial control (also often small colonies devoted to commerce) were in
Acre and Tyre, Chios (Greece), Cyprus, Trebizond (Turkey), Tana (Ukraine),
Porto Longo (Greece), Dalmatia, Rhodes and Famagusta.6
Constantinople’s harbor was shared with Venice; so too access to Pera, Trebi-
zond and Tana, at least during periods of peace between the two Italian city-state
maritime powers. The Mediterranean was mostly a Venetian and Genoese lake for
200 years or more in the thirteenth, fourteenth and part of the fifteenth centuries.
Also noteworthy during the period of Venetian, and then Genoese, maritime
expansion was the close relationship between naval power and competition, and
commercial rivalry. The latter was what it was all about: trade routes, entrepôts,
carrying trade, etc. This maritime and commercial competition was also related
to a degree of colonization, hence, portending the later Portuguese, Spanish,
Dutch and British empires, but on a much small scale. In Constantinople, Acre,
Tyre, Lajazzo, etc., the main Venetian and Genoese bases and entrepôts, small
commercial colonies, really foreign enclaves, were set up on a long-term basis.
In some of these ports around the eastern Mediterranean, Aegean and Black
seas, Venetian and Genoese colonies, at least during peaceful interludes, coex-
isted side-by-side in a kind of peaceful competition. Both assisted the Crusaders
(Pisa was also involved in this commercial and maritime competition, for
instance, in Romania).
However well before the Ottoman Empire and Spain became major factors in
the Mediterranean competition for bases, territories and commercial access,
34 The basing competition and galley warfare
Venice and Genoa periodically went to war, so that their competition was a
deadly one. There were, actually, five major wars between the two city-state
maritime powers: 1258–1270, 1295–1299, 1350–1355, 1378–1381 and in 1431.7
This maritime rivalry extended over some 175 years, and as such, might be
viewed as similar to the equally very lengthy maritime competition between
England and France in the eighteenth and nineteenth centuries. The situation in
which Venice and Genoa, in between fighting, often shared basing points and
entrepôts was repeated by England, the Netherlands, and France in India a few
centuries later. The latter colonial powers, with mixed commercial and territorial
motives, also had a long history of wars “beyond the line,” but with colonies and
bases cheek by jowl, and with intermittent fighting. There is a marked contrast
here with the Cold War pattern of rival basing networks, few if any colonies,
minimal commercial rivalry and no warfare.
Trade routes to China and India were also bound up in the competition for
bases in the eastern Mediterranean and Black Sea areas between Venice and
Genoa. One route to China went through Constantinople and across the Black
Sea to the Crimea (Soldaia, Kaffa),8 on to Tana in the north Caucasus, and then
on through territories controlled by the Mongols towards China. Another went
from Constantinople to Trebizond on Turkey’s Black Sea coast9 then to Tabriz
in Persia, and then either to Ormuz and on to India or to China via Bukhara. Still
another route went to Cyprus and then to Lajazzo (near modern-day Alexan-
dretta) and hence to Tabriz and on to India or China. More southerly routes went
through Alexandria, Cairo, on to Jidda, and to Aden, and then India. Maritime
competition between Venice and Genoa in the Mediterranean and Black Sea
concerned all of these alternative trade routes.
To begin with, Venice had to establish control of its own bailiwick in the
Adriatic Sea. Hence, according to Lane:
Control over the Mediterranean was, however, not possible. There was not a
possibility of establishing what later would be recognized as a “Mahanian”
The basing competition and galley warfare 35
command of the sea, requiring the naval hegemon to have the ability to sweep
the enemy from the seas, as later Portugal, the Netherlands, Great Britain and
the U.S. were able for the most part to do. Further, according to Lane:
Neither Venice nor any of her rivals was able to sweep the enemy from the
seas. They lacked the technical means of setting up effective blockades.
Trade moved, or could move, by short hops through many alternative
routes. Vessels were not built and rigged so that they could patrol off a port
indefinitely in variable weather to the extent that the British did at the end
of the eighteenth century. War fleets had even more difficulty finding an
enemy who wished to avoid battle than Lord Nelson had when he crossed
the Atlantic twice in search of Napoleon’s fleet. And even after an over-
whelming victory, the winner was unable to blockade effectively the enemy
city. He could not prevent the defeated from sending out a new fleet, even if
only a very small one, for a quick raid on an exposed point or an attack on
merchant shipping.11
The Venetian basing system outside the Adriatic was gradually developed
beginning in the early thirteenth century. The most important bases were those
related to two streams of trade; one to “Romania” (the Greek Peninsula, Aegean
Islands, neighboring land that had been part of the Byzantine Empire); the other
referred to as “Beyond-the-Sea” (Cyprus, Syria and Palestine). The main base
for at least the first of these streams was Constantinople, where a large Venetian
colony developed in the thirteenth century. There were other important
colonies/bases related to trade: Corinth, which was a center of trade for the Pelo-
ponnesus;12 and Solaia, on the eastern coast of the Crimea from which grain,
salt, fish, furs and slaves were exported to Constantinople.
On the critical route between Venice and Constantinople, the main subsidiary
bases were Ragusa (Yugoslavia) on the Adriatic, Modon and Coron in southern
Greece, and Negroponte on the Greek Aegean coast. Negroponte was the main
base in the Aegean between Crete and Constantinople. Modon and Coron, near
the southern tip of Morea, became known as the “two eyes of the Republic,”
where all ships returning from the Levant were ordered to stop and give news of
convoys and pirates.13 Ragusa on the Adriatic was a loyal dependency and a
base for fleets operating out of the end of the Adriatic.
In the second main trade route, after rounding the southernmost part of
Greece, convoys went to Candia on Crete, perhaps to Rhodes, and on to Cyprus
and then to St. Jean d’Acre north of Haifa, where a road then led to Safed and
Damascus (here was the remnant of the Crusader Kingdom of Jerusalem after
the fall of Jerusalem itself). Both Acre and nearby Tyre, as with the cases of
Constantinople and Corinth, had large Venetian colonies with a considerable
industrial and commercial infrastructure.
One reason, however, that it was difficult for a galley-based fleet then to
achieve complete control of the sea was the slow speed of power projection. For
example, it took almost two months for a galley fleet to move from Venice to
36 The basing competition and galley warfare
Constantinople.14 And there was a seasonal nature to this; as winter storms had
to be avoided. Typically, Venetian “caravans” (commercial fleets accompanied
by galley warships) left in the spring and returned in the fall, or left in August,
wintered in the eastern Mediterranean, and returned in the spring. Hence, there
was a very slow reaction time for military actions in an era of slow long-distance
communications.
Almost all of the main base areas were also important producers of commodi-
ties that Venice developed as part of its carrying trade. Crete was an important
producer of grain, wine, oil and fruits. From Romania came raw silk, alum, wax,
honey, cotton and wine. As would still later be the case for the Portuguese and
Dutch empires, bases and entrepôts were nearly inseparable and naval power
was closely related to commercial competition (and colonization) in an era when
commerce raiding was a normal part of conflict between nations and empires.
For the first half of the thirteenth century, Venice maintained a near unipolar
maritime dominance in the Mediterranean and the Black Sea, in the period of the
Crusaders, the faded Byzantine Empire, Arab might in the core Middle Fast, and
a bit before the zenith of the burgeoning Mongol Empire. Europe itself was in its
Dark Age, politically fragmented, before the development of more centralized
monarchies in France and Spain, much less Germany.
In the middle of the thirteenth century, Genoa became a rival naval power to
Venice, and for more than a century, in a context of complex diplomacy among mul-
tiple political centers, there was a form of maritime bipolarity in the Mediterranean/
Black Sea region. Central to this struggle, highlighted by five wars punctuating
long periods of peace, was the contest over basing access and colonies. This was
despite the fact that both Venice and Genoa were Guelf (as opposed to Ghi-
belline), that is, siding with the Pope rather than the Holy Roman Emperor.
By the mid-thirteenth century, the Genoese were as well entrenched as the
Venetians in Acre and Tyre, and more active in Syria, all due to their assistance
to the Crusaders. The first war between Venice and Genoa was caused by a
series of incidents in Acre. It was won by Venice, which made good use of Crete
as a forward base of operation. Genoa made extensive use of Salonika as a base
during this war,15 which saw Venetian victories in main fleet engagements at
Acre in 1258, at Sittepozzi in 1263 and at Trapani in 1266. It also made use of
Malta for attacking Venetian convoys in the lower Adriatic and Aegean seas.
Despite losing the first naval war to Venice, Genoa greatly increased its
power in the latter part of the thirteenth century. It decisively defeated Pisa in
1284, leading to complete naval dominance of the Tyrrhenian Sea. Genoa main-
tained a large presence at Pena in the Constantinople harbor. Its base at Kaffa on
the northern shore of the Black Sea enabled penetration into the Crimea and up
the rivers of southern Russia, i.e., the Don and Dnieper. Other Genoese bases
and commercial centers were at Chios (famed for mastic) and Focea (near
modern Izmir), known for its aluminum mines.
Around 1291, the Mamluks wiped out the last remnants of the Kingdom of
Jerusalem, as Acre, Tyre and Tripoli fell to the Muslims. After that, Lajazzo
became the main Venetian base and entrepôt in Asia Minor.16
The basing competition and galley warfare 37
In the second Venice–Genoa war in the 1290s, Venice first captured and
destroyed Genoese possessions in Cyprus. But Genoa, operating out of Pena,
completely defeated the Venetians off Lajazzo. Venetian fleets attacked Genoese
strongholds at Pera, Focea and Kaffa. Genoa also won a large naval battle in the
Adriatic off the coast of Dalmatia, near the island of Curzola. Later, Venice
attacked Genoa itself, utilizing a nearby base in Monaco. The war ended in
1299, essentially as a stalemate, further enmeshed in Guelph vs. Ghibelline
rivalries juxtaposed to those between city-states, particularly involving
internecine fighting among the Genoans.17
A third war between Venice and Genoa occurred in the 1320s. This war started
over disagreements over the use of Tana by both sides, which were driven out by
the Golden Horde. In 1328, Venice sent a big fleet into the Black Sea, interrupting
trade between Kaffa and Pera. Otherwise, there were extensive naval battles and
commerce raiding throughout the eastern Mediterranean, Aegean and Black seas.
Venice (allied with the Catalans) suffered a big defeat at Porto Longo, Genoa a
defeat at Alghero. Venice made extensive use of its base on Crete for operations
toward Constantinople. This was an example of a war between rival major naval
powers whose bases were interspersed within the same general area (what might
have been if the U.S. and USSR had ever engaged in a naval war).
Venice suffered some defeats in the mid-fourteenth century that whittled
away at its basing structure. It was pushed out of Dalmatia by the King of
Hungary, though its fleet still ruled the Adriatic. Genoa took over the Cyprus
port of Famagusta.
Venice’s naval reach also extended to Europe’s Atlantic coast. Galley fleets
went back and forth to Bruges.18 Despite the loss of Famagusta to Genoa, Venet-
ian fleets still went directly to Beirut and Alexandria; and hence, Venice con-
trolled the spice route to India via Egypt and Syria, but Genoa also competed
vigorously for trade in the Levant.
Venice and Genoa bitterly contested trade and maritime dominance to and in
and around the Black Sea. They shared access to Constantinople. They contested
over the island of Tenedos south of the Turkish Straits; Venetian occupation and
fortification of Tenedos led to war.
In the 1420s and 1430s, there was further conflict between Venice and
Genoa, in the context of a then growing threat from the Ottoman Empire. In
1424, Venice sent a fleet to Salonika, but it was later lost.19 (At this juncture,
Venice was bogged down in wars on the Italian Peninsula, mostly versus Milan.)
In 1431, Venice unsuccessfully attacked Chios, Genoa’s main base in the
Aegean. In 1453, the Turks captured Constantinople and then, feeling a Turkish
threat to Italy, in the Peace of Lodi in 1454, an alliance was formed of Venice,
Genoa, Naples, the Papal State and Milan. Venice was then still the strongest
state in Italy and still a formidable naval power in the Adriatic, Aegean and
eastern Mediterranean. But now, a larger and more formidable foe loomed. And
so ended what was a some 200-year contest for basing access, naval supremacy
and commercial dominance between Venice and Genoa. Perhaps only the later
hegemonic naval rivalry between Britain and France lasted so long.
38 The basing competition and galley warfare
In the late fifteenth century, and encouraged by the Pope, the Italian city-
states were mostly allied together against the Ottomans, though some at various
times were allied with them, so there were continuing tensions among the Italian
states. And gradually, the Turks expanded, first by land in Albania. In 1470, the
Ottomans took Negroponte, long a Venetian main base. And, Turkish cavalry
raided Dalmatia and Frioli, not far from Venice. In 1479, Venice admitted defeat
in a 16-year war, conceding Negroponte and some other Aegean islands, and
also the Albanian fortress of Scutari. Shortly thereafter, the Turks took Otranto
on the Italian heel. On the other hand, Venice was able to establish greater
control over Cyprus. But by this juncture, Venetian naval power had passed its
zenith, even as the city-state’s influence in Italy itself was maintained.
This zenith of Venetian power coincided with the onset of a whole new era of
power politics in Europe. In 1494, France invaded Italy to back up its claim on
the Kingdom of Naples. Venice organized a counter-coalition involving some
Italian states, the German emperor and the King of Spain. England, meanwhile,
was a counterbalance to France. Amidst all this, Venice tried to keep a dominant
position in Italy and to maintain naval dominance in the Mediterranean. In a
complicated set of maneuvers, Venice occupied key cities in Apulia in 1495,
helped to drive the French out of Naples, persuaded cities such as Otranto and
Brindisi to help man Venetian fleets, supported Pisa against Florence, then allied
with the new French king.
But, Venice was overstretched in trying to be both a land- and seapower. And
at this point, the Ottoman Empire launched a sustained offensive against the
Venetian maritime empire.20 In 1479, a big Ottoman fleet went into the Ionian
Sea, capturing the main Venetian strongholds in Greece, including Modon and
Coron, the “two eyes of the Republic,” which Venice had controlled since 1204,
for almost 300 years. Dalmatia and Frioli were raided. In 1503, Venice made
peace by surrendering numerous strongpoints in Greece and Albania, adding to
those lost in 1479 (Samothrace, Imbros, Lembros). But at this time, closer to
home, it acquired Trieste. But in 1509, the League of Cambrai (France, the
German emperor, the Pope, the King of Hungary, the Duke of Savoy, the King
of Spain), wanting to repel the Turks, also threatened to dismember the Venetian
empire. Venice, via alliance diplomacy, eventually regained all of its mainland
territories after a seven-year war, after the Pope and the King of Spain changed
sides and then later Venice allied with France.
But Venice was losing its long-held maritime predominance. The Ottomans
conquered Syria and Egypt in 1517, then Rhodes in 1522.21 Then, under the
leadership of the red-bearded Khaireddin, the Ottomans took over the Barbary
coast including Algiers by 1529. By that time, the Ottoman Empire had acquired
strongholds all around the Mediterranean, from Greece and Albania, to Egypt
(Suez) and Syria, and to Algeria. Cyprus would be added much later in 1591.
So, in the period between the capture of Constantinople in 1453 and the import-
ant base at Negroponte in 1470, up to 1529, the Turks became a dominant naval
power in the Mediterranean, reducing Venice to a second class seapower after a
300-year plus reign as maritime hegemon.
The basing competition and galley warfare 39
The Ottoman Empire was actually a “two-sea” naval power, as France later
would be in the Atlantic and the Mediterranean. It had major bases at Jidda on
the Red Sea and at Aden, from around 1516, and another sometime later at
Basra at the head of the Persian Gulf. From these bases it was to contest,
however unsuccessfully, Portuguese naval expansion in the Indian Ocean.
During the time the Ottoman Empire was expanding its basing network in the
Mediterranean in the late fifteenth and sixteenth centuries (mostly at the expense
of Venice, and with Genoa’s naval power and its bases by then nearly having
evaporated), Spain, from the other end of the Mediterranean, was beginning to
expand its basing network in the “Middle Sea.” Indeed, this occurred simultan-
eously with Spain’s development of an empire in the western hemisphere cen-
tered on the Caribbean and the South American littoral on the Pacific Coast
(Havana and Kingston, for instance, became Spanish outposts in 1511 and 1509,
respectively), and also at the same time as Portuguese expansion into the Indian
Ocean region. Spain was, of course, approaching the apogee of its hegemonic
power which, arguably, was reached later in the sixteenth century up to the
defeat of the Armada by Britain in 1588. Referring to Spain in the Mediter-
ranean during the early sixteenth century, Lane states that (relative to the
Ottoman Empire) “only through Spanish and Habsburg leadership was a naval
power of possibly countervailing strength developed in those same decades.”
Spain during this period actually used a lot of Italian ships and seamen,
particularly after it acquired Sicily. It captured Naples in 1501–1503 and took
the Apulian ports from Venice. In 1505 too, Spain’s campaign along the North
African coast netted the important strongholds of Mers El Kebir (much later a
French base), Oran, Mostaganem, Tenes, Bougie and Algiers. In 1519, the
Hapsburg who was to become Emperor Charles V inherited the Spanish throne,
so he combined the power of Spain, the Holy Roman Empire, and a claim on
Milan and other resources in Germany and the Netherlands. In 1535 his forces
attacked Tunis (Galeta) with a huge fleet and also took Malta, which was given
to the Knights of St. John, whom the Turks had driven out of Rhodes.22
Venice, in the early sixteenth century, a declining power in the Mediter-
ranean, was forced to steer a tortuous course between burgeoning Ottoman and
Spanish power. In the sixteenth century, it twice aligned with Spain and the
Hapsburgs against the Turks. In the first of those wars the Christian coalition
suffered a humiliating defeat at Prevesa. In the second in 1570–1573, the Chris-
tian coalition led by Spain’s Philip II, won a major victory (albeit with inconclu-
sive political ramifications) against the Ottomans at Lepanto. Due to fear of
Spain, Venice made a separate peace with the Turks in 1540 after Prevesa.23 At
that time, Venice lost the last of its possessions in the Aegean north of Crete.
In 1571, as noted, the Christian coalition led by the Hapsburg prince, Don
John of Austria, won a famous victory that halted the expansion of Ottoman
naval power. Venice was able to retain, as a result, its position at Zante, Corfu
and the Dalmatian coast, but it had to give up Cyprus. Venice’s naval power had
declined dramatically since the period in the 1420s of the Milanese wars and the
demise of rival Genoa. Indeed, by the time of Lepanto, what had been – as
40 The basing competition and galley warfare
measured by fleet naval power and basing structure – a naval rivalry over
Mediterranean hegemony between Venice and Genoa, had slowly transitioned
into a rivalry between the two major powers, Spain and the Ottoman Empire,
both of whose domains spread way beyond the Mediterranean. The former con-
trolled most of the western Mediterranean and the latter the eastern Mediter-
ranean, with the North African coast becoming a focus of military rivalry along
with Malta, Sicily and the lower Italian coast.
There was an additional factor here. France, rival to the Habsburgs, and
despite its Christian identity, allied for a while with the Ottomans. During the
period 1570–1573, France was granted some of the trade in the Levant. In turn,
France allowed the Ottomans to use Marseille as a base (earlier, the Ottomans
had had access to Toulon), somewhat outflanking the Venetians.24
But after the 1470s, the focus of major power naval competition moved out
of the Mediterranean to the oceanic waters of the Atlantic and Indian oceans.
Summary
The basing competition in the Mediterranean in the four centuries between 1204
and the 1570s has some obvious characteristics that bear noting, particularly in
comparison to the later imperial-colonial era and that of the Cold War. Those
characteristics include polarity (as applied to basing structures if not overall
power rankings); the degree to which basing structures are separate or, alterna-
tively, interspersed, the degree to which bases serve commercial as well as
security functions; the basis for base acquisitions in conquest and colonization
versus merely via diplomacy; the extent to which actual warfare resulted in the
altering of the basing access equation i.e., the matter of “pick-off,” and the roots
of the location, uses and number of bases in extant technologies, in this case
overwhelmingly involving traditional galley warfare.
As noted, the some 400-year-long competition for bases (and associated gar-
risons, colonies, entrepôts) in the Mediterranean from Venice’s initial expansion
to the era of Lepanto first involved a lengthy bipolar naval competition between
Venice and Genoa, then as the latter faded, a competition between the former
and the Ottoman Empire, and then what slowly evolved into a bipolar competi-
tion between the latter and Spain, with Venice a remnant fading factor. This was
a regional form of bipolarity in an era well before the development of a global
system, and where at the time of the rivalry between the two Italian city-states,
the much larger Mongol Empire (and later the Golden Horde of Tamerlane)
dominated the Eurasian landmass. At the end of this period, the bipolar competi-
tion between Spain and the Ottoman Empire more closely resembled a more
broadly based bipolarity, also at a time when France and Austria (the latter
linked by dynastic ties to Spain) were also major powers.
The maritime empires of Venice and Genoa were interspersed, cheek by jowl,
wherein periods of cooperation and co-location of colonies and commercial
zones gave rise to periodic bouts of warfare which involved a zero-sum competi-
tion for bases in the eastern Mediterranean, Aegean and Black seas. Later, the
The basing competition and galley warfare 41
basing networks of the Ottoman Empire and Spain would mostly be concen-
trated at the opposite ends of the Mediterranean, with a zone of conflict roughly
in the middle. In both of these telescoped competitions, there was frequent
warfare resulting in base “pick-offs” for the winners, usually subject to diplo-
matic negotiations at the close of hostilities.
This was certainly an era throughout which saw the coexistence of security
and economic entrepôts functions for distant bases. Both the fleets of Genoa and
Venice combined commerce and naval firepower – much of the work of both
navies consisted of protection of convoys all over the Mediterranean and Black
seas and (in the case of Venice) to England and Flanders. Commercial colonies
were co-located with naval bases in the Levant, Cyprus, Crete, Constantinople
and in several Black Sea ports such as Tana, which abutted onto the territory of
the Golden Horde. Indeed, it was commercial advantage which was what the
naval competition was largely about (later, in the Cold War, perhaps only Marx-
ists would so interpret the U.S.–Soviet competition for basing access). The
entrepôt function of bases would, of course, also be a prominent feature of the
subsequent Portuguese, French, Dutch and British empires. However, the
competition between Spain and the Ottoman Empire seems much less subject to
an economic interpretation; rather, religious ideology and more purely security
concerns were involved. Hence, there was somewhat of a model for the much
later Cold War.
The galley warfare in the Mediterranean up to Lepanto, and its relation to
bases, involves a number of characteristics that set it apart from the later age of
oceanic empires, even aside from the small scale involved, though that is a
major point. Guillmartin in his excellent treatise, Gunpowder and Galleys,
makes the point about what he refers to as “the Mahanian Fallacy,” claiming that
Mahan’s dicta were not relevant to the earlier Mediterranean system.25 Mahan’s
emphasis was on sea control, on destroying the enemy’s fleet in battle, after
which destruction of the enemy’s seaborne commerce would follow automati-
cally. His two major emphases, hence, were seapower and control of the sea.
What the French called “guerre de course,” somewhat the weapon of the weak
(“asymmetric war” in modern parlance) was seen as a waste of resources and
effort, at best a sideline. But as Guillmartin points out, Mahan’s dogmas were
not valid in the Mediterranean system of the sixteenth century, the climax of the
era of galley warfare. According to him, galleys, by their very nature, could not
effect control of the sea. Particularly, galleys could not conduct year-round
blockades.
Galleys were very much dependent on fortified ports, on bases. Hence, as
Guillmartin says, “it would be no exaggeration to characterize the nature of six-
teenth century, Mediterranean warfare at seas as a symbiotic relationship
between the seaside fortress, more particularly the fortified port, and the war
galley.”26 But, radii of action of the galley and galley fleets were very restricted
relative to sailing ships because of their large required manpower and their
needs for space and provisions. Hence, “the size of the galley’s crew, the crucial
military importance of their health and vigor and the severe limitations on
42 The basing competition and galley warfare
storage space aboard specialized rowing vessels limit severely the galley’s
radius of action and . . . tie it tightly to its bases.”27 Oarsmen, water and provi-
sions were available only in limited quantities. The main point: the radius of
action of galley fleets was restricted by logistics factors and was an inverse func-
tion of the size of the fleet or squadron involved. Hence, all sides engaged in
“little wars” of economic attrition, guerre de course, and the seizing of strategic
bases for what was constant raiding. As noted, Spain developed a chain of bases
along the northern Mediterranean coast from Gibraltar to Messina, and in the
Balearics and Sardinia. The Venetians in their heyday, had numerous fortified
ports down the eastern coast of the Adriatic, around the Morea, in Crete, Cyprus
and around the Black Sea. The Ottomans created similar chains of bases both on
the north and south coasts of the Mediterranean.
All the major contending powers based small galley fleets forward from their
homelands. Venice had small galley fleets at Canea on Crete, and in Cyprus and
Constantinople; Spain had a considerable galley fleet in Messina.
One other point bears mention. Sustaining a large galley fleet, particularly for
a major expedition, required logistical support, manpower reserves, and critical
specialized facilities such as shipyards, arsenals, powder mills, and ovens for
baking ships’ biscuits in requisite quantities. The latter was a major logistical
consideration. These requirements for a logistical base capable of supporting a
major operation could only be satisfied by a major port city with a first-rate
harbor and a rich hinterland and a well-developed trading network to support it.
According to Guillmartin, only three cities on the Mediterranean fully accom-
modated these criteria;28 Barcelona, Venice and Constantinople, not coinciden-
tally representing the three major naval powers of the period. Alexandria and
Salonika were said not quite to qualify. Others said to be backed by lesser eco-
nomic resources or less government interest were Seville, Malaga, Marseilles,
Genoa, Toulon, Algiers, Naples, Messina and Smyrna, though they could all act
as forward bases for major expeditions. Genoa, of course, had earlier rivaled
Venice.
Seasonal factors also played a role. The Mediterranean campaigning season
was short, from mid-March to mid-October. Galley fleets could only go limited
distances before needing to get home to beat the advent of winter, and this was
particularly problematic if a lengthy siege to reduce an opponent’s seaside
fortress was desired.29 As noted by Guillmartin, “the Ottoman fleet which recap-
tured Tunis in 1574 left Istanbul on 15 May and returned in November,” with
about five weeks’ journey in both directions, leaving just over three months for
effective military action. He sees this as indicating the limits on long-range
power projection of a sixteenth century galley fleet for an operation conducted
about 1000 miles away from the home base.
The contest for forward bases closer to the foe’s center of gravity for pur-
poses of power projection was fought back and forth by Spain and the Ottomans.
Spain, on the defensive at the height of Ottoman power, had to worry about a
range of possibilities, including capture of a port in Spain itself. Malta was
particularly critical – “close enough to the Ottoman sources of naval power to
The basing competition and galley warfare 43
permit a strong and sustained attack upon it, yet close enough to the Spanish
sphere of influence to be a serious threat to Spain in Turkish hands.” La Goleta,
the island fortress in Tunis harbor, was also a concern, and Spanish naval forces
there were enhanced. Port Mahon on Minorca in the Balearics was also a
concern, but for Spain, less worrisome because of its nearness to the homeland
(allowing for a relief operation), and so far from the Ottomans’ home base that a
siege could only be a short one. Likewise, for the same reason, there was less of
a concern about the Spaniards’ bases at Oran and Mazarquimir on the North
African coast. Meanwhile, for economic as well as security reasons, Spain based
as many galleys as possible in its Italian possessions such as Messina in Sicily.
Venice also forward-based galleys, is this case forward in the eastern
Mediterranean to protect a shrinking colonial empire, to protect its wheat sup-
plies from the Aegean islands, and to counter-threaten Ottoman bases. In the big
battle at Lepanto, Venice itself contributed 61 galleys and eight galleases,
Candia 18 galleys, Canea eight (both in Crete), Retino three, Corfu three,
Cefalonia two, Zente two, and one each from Lesina, Quero, Veglia Capo de
Istria, Cataro, Padua, Bergamo, Arbe and Brescia. Hence, by 1570, Crete, Corfu
and a couple of smaller Greek bases were all that was left of a once more
formidable forward presence.
4 Basing systems in the age of
empire and sail
Summary
We have discussed here the major features of naval basing in the Baltic from the
sixteenth to early nineteenth century. The political context featured endemic
warfare, bewildering and rapid shifts of alliances based on a mix of dynastic and
balance of power considerations, involving nascent nation states. (Lubeck, Hol-
stein and Brandenburg gave way to Prussia, France and Great Britain were con-
solidated.) On the technological side, there was only slow development over
time regarding ship design, gunnery and navigation (the latter not as important
in a small, closed sea as in vast oceans), so that the navies of 1800 were not all
that different from those of 1600, save for a much larger number of ships more
effectively produced in numbers. And, as noted, galleys were still in use right up
to the late eighteenth century.
Basing systems in the age of empire and sail 71
Again, basing diplomacy was largely defined by rapidly shifting alliances
driving wars. With a few exceptions such as Russia’s access in Italy, there was
little “permanent” basing during peacetime intervals, which were usually brief.
The military and commercial functions of basing were intertwined, as they had
been earlier in the Mediterranean, but there was a much clearer separation
between warships and armed merchantmen. There were international “laws”
purporting to regulate basing access granted by neutrals, but these appear often
to have been honored in the breach, and where basic power considerations dic-
tated accordingly. That is, there were only weakly established “legal norms.”
This is a grey area for analysis. Of course, also, basing diplomacy in the Baltic
was shaped by basic geographic factors, i.e., the Danish chokepoints at the
Danish Straits and the Great Belt, the island bridge of the Aaland Islands, the
numerous fjords and ports in southern Finland, and also in Pomerania and
Mecklenburg. The weather too played a large role, with long winters (ice and
heavy seas), persistent storms all year round in the Baltic and the relatively short
season for naval campaigning.
5 The interwar period
A transitional era
The period between the two world wars, 1919–1939, constitutes somewhat of an
interim or transition period as concerns rival basing networks. On the one hand,
and even despite the shifts in power balances caused by the war, the period con-
stituted mostly an extension of the nineteenth century, in that basing networks
largely were functions of, or correlates of, colonial control; indeed, their primary
purpose was that of imperial defense. Likewise, as had been the case between
1815 and 1914, there was little “permanent” (or other than ad hoc) granting of
basing access between sovereign states. These facts were, further, correlates of a
largely multipolar system devoid (at least immediately after 1919) of an ideo-
logical basis for enmity and absent of the kind of structural long-term alliances
that would become the hallmarks of post-World War II diplomacy.1
As it happens, the very nature or the structure of the international system
during that period is difficult to define, even in retrospect. Indeed, that 20-year
period may need to be disaggregated into two time segments, with the period
1931–1932 a watershed ushering in the time of Japanese aggression in Asia and
the beginnings of the rise of Nazi Germany. After 1932, it might be argued there
was a period of implicit tripolarity featuring the West, the Fascist powers and
the USSR as poles, the absence of cohesion among the first two blocs notwith-
standing. But then, others have chosen to see the period either as one of continu-
ing British hegemony or burgeoning U.S. hegemony, the latter already reflected
in GNP data. And, after 1932, increasingly, lines of enmity and friendship ran
according to ideological lines.2
The denouement of World War I did bring some changes as regards basing
structures. Germany lost all of its overseas bases. Japan, among the victors,
acquired important new bases in the Central Pacific, seeming League of Nations
restrictions notwithstanding. Britain and France enlarged their empires via
League mandates in Africa and the Near East, but the former, weakened
economically to the point it no longer so easily could maintain a global empire,
began retrenching its basing structure in the Far East and the western hemi-
sphere. At the end of the period, the U.S., on the basis of the Lend-Lease Agree-
ment with Britain, began the construction of a more elaborate external basing
structure, one that would be greatly expanded during and after World War II.
Technological change emerging out of World War I produced significant
The interwar period 73
changes in basing requirements and uses, allowing major powers much longer
and quicker “reach.”3 The combat aircraft, in its infancy in World War I, became
a major arm of combat, and the quest for overseas air bases came to rival that for
naval bases (indeed, they came to be co-located in many places). Air transport
staging and the ferrying of aircraft came to constitute long-range major basing
requirements. And, there was the emerging importance of basing for “technical
facilities” (later called C3I or ISR), i.e. those for communications relays, com-
munications intercepts, underwater communications cables and, in the era of
World War II, newly developed radars.4
The advent of longer-range aircraft vastly increased the “reach” of major
powers, and cut the time required for power projection. Forward bases could
present a long-range threat to distant nations via aerial bombardment. By the late
1930s, the U.S. came to fear the possibility of German aircraft based in West
Africa or the Canary Islands attacking the Atlantic sea lanes or even the U.S.
east coast. In the Far East, Japanese planes based on Formosa and Hainan came
to threaten the Philippines, Vietnam and Malaya.5
The basis for basing in the interwar period remained pretty much as it had
been before World War I, i.e., mostly on colonization or conquest. There were
few alliances or client relationships that resulted in forward basing, some excep-
tions being Soviet air bases in Czechoslovakia in the 1930s, Japanese air bases
in Siam, and German submarines’ access to Spanish bases in the Balearic and
Canary Islands during the period of Nazi support for the Franco side of the
Spanish Civil War. As of even the late 1930s, generally speaking, arms transfers
had not yet become a major instrument for the acquisition of bases, as would
later be the case after World War II. Indeed, arms transfers were then still in the
realm of “private” or commercial transactions largely removed from politics and
diplomacy.6
At the close of World War I, with Germany’s preexisting position in the Far
East demolished and with the U.S. still deploying only limited naval forces to
forward positions, Britain’s basing network there and in the Pacific quickly
became recognized as highly important in relation to growing Japanese expan-
sionist aims. These had been underscored by threats against China (the famous
“21 demands”) and acquisition of the previously German-held island chains in
the Marianas, Carolines and Marshalls.
Britain’s geostrategic position in the Far East, which was supposed to be kept
unfortified in line with the League of Nations mandate at the outset of the
period, was hinged on colonial possessions or Commonwealth ties in Australia,
New Zealand, Singapore, Malaya, North Borneo, Hong Kong, Burma, the
Andaman and Nicobar Islands, numerous island possessions in the South
Pacific, and a few toeholds on mainland China. And, although some small army
units were deployed during this period (backed up by the capability for deploy-
ment of Australian, New Zealand and Indian forces in the case of crises), basic
reliance was on the deployment of a large and fairly well dispersed group of
naval squadrons, increasingly bolstered by aircraft as the period progressed.
With the construction of greatly enhanced fortifications and repair facilities
between about 1927 and 1935, the great naval and air base at Singapore became
the linchpin of the British Far Eastern basing system, flanked in all directions by
major naval facilities at Hong Kong, Sydney, Trincomalee and Bombay, and
others in Australia and India.
The main base at Singapore attracted much attention during the 1920s and
1930s, partly because it was openly declared a provocation by Japan (a matter
which entered into the naval arms control discussions surrounding and preceding
the Washington and London naval agreements), and because the cost, utility and
defensibility of the base were continuous subjects of rancorous political debate
within Britain throughout the period. Indeed, in 1929, at the peak of post-World
War I optimism about “permanent” peace and disarmament amid the strange
euphoria surrounding the Kellogg–Briand Pact, the British actually slowed down
base construction at Singapore, pending the outcome of the then ongoing five-
power naval disarmament talks.
Later, driven by the Japanese aggression in Manchuria, expansion of the Sin-
gapore base was completed around 1935, and became the home of Britain’s Far
East squadron, which consisted of some 14 warships. It had extensive wharves,
76 The interwar period
repair dockyards, and fortifications directed against possible seaborne attack,
and flying boats were also based there. Nearby were several RAF bases deploy-
ing torpedo bombers and reconnaissance and pursuit planes. Slightly further out
along the base’s periphery were several RAF and Royal Navy aircraft based in
Malaya intended to provide for protection of Singapore.12
Britain’s Hong Kong base, home of its China squadron which also made fre-
quent visits to major Chinese ports up to the late 1930s, virtually rivaled Singa-
pore in importance. By 1939, it was the home base for a squadron consisting of
an aircraft carrier, six cruisers, 13 destroyers, 17 submarines and 24 gunboats
and torpedo boats, along with support vessels, and several squadrons of torpedo
bombers and other aircraft.13 Other major Pacific bases at Sydney and Auckland
deployed a total of seven cruisers, seven destroyers and escort vessels, in addi-
tion to 11 to 12 squadrons of Commonwealth aircraft.14 As World War II
approached, Darwin was built up as an important Royal Navy and RAF fueling
station in northern Australia, with docks capable of handling up to cruiser-size
ships.15 Trincomalee in Ceylon, centuries earlier the hinge of the British navy’s
strategic system directed against Holland and France, was upgraded during the
1930s and became the home port of the East Indies Squadron.16 It acted as a
permanent base for a heavy cruiser, three light cruisers and six escort vessels.
Colombo and Bombay served as secondary regional naval bases.
Aside from questions about the match of British naval and air forces to the
ominously growing Japanese threat, Britain’s Achilles heel – almost unavoid-
able for a thinly stretched imperial power with a population base of only 50
million – was the small size of its army garrisons in the area. Though there was
a sizeable mixed British and colonial force in India, and the considerable mobil-
ization potential of the Australian and New Zealand armies, the main bases of
the Far East, East Indies and China naval squadrons were only thinly garrisoned.
There were only 7000 troops in Singapore in the late 1930s (mostly artillery,
anti-aircraft and signal units) along with a small Straits Settlement Volunteer
Force; some 6000 troops dispersed among garrisons in China and some addi-
tional but nugatory force elements in North Borneo and British New Guinea.17
Against the onslaught which was to take place in 1941, these were clearly
merely token forces; later, the fortified bastions at Hong Kong and Singapore
were exposed as merely highly vulnerable traps, useful primarily as symbolic
presences and “trip-wires.”
The close of World War I saw Britain’s extensive network of bases and
access points en route to India via the Mediterranean–Suez–Red Sea route
remain intact. Strongholds were maintained at Gibraltar, Malta, Cyprus, in
Egypt and in Palestine. Malta became the primary naval base, homeporting a
flotilla primarily fielding destroyers and, like Singapore, designed for defense by
large air formations.18 Cyprus was built up as a major air and naval base in the
1930s to counter nearby Italian deployments at Rhodes and Leros; Haifa and
Alexandria were auxiliary naval bases; and a complex of air bases was built in
Egypt.19 Close relations with the Greek Air Force provided additional access on
Crete and on the Greek mainland.20
The interwar period 77
Between Egypt and India, the Royal Navy maintained bases at Aqaba and
Aden, and was provided additional access at Port Sudan, Basra, Berbera and in
the Seychelles and Maldives Islands. This region remained a virtually fully con-
trolled British naval bailiwick, to be challenged only in the late 1930s by some –
ultimately futile – Italian naval and air deployments in Eritrea and Italian Soma-
liland.
In the vast area encompassing the North Atlantic and the Caribbean, Britain
continued to deploy naval forces throughout the interwar period, torn between
abandoning the area to hoped-for friendly U.S. control, and enduring the sym-
bolic decline of fully global naval pretensions inherent in withdrawal. For long,
British naval power in the area had been based on ship and (more recently) air
deployments in Halifax, Bermuda and Kingston.21 But in 1929, the newly
elected British Labour Party considered virtual abandonment of all of these
facilities as a gesture of goodwill to presumed isolationist America, but then
merely downgraded them de facto, presaging the relinquishing of primary
responsibility for naval and air control of the area to the U.S. in the 1940s.22
There were, oddly in retrospect, debates in the British Parliament at the time
about maintaining naval strength at Kingston because of its proximity to the
Panama Canal, reflective of a traditional all-contingencies strategic mentality.
On the other side of North America, Britain retained, well into the interwar
period, a naval facility at Esquimalt, British Columbia, which was also a termi-
nal for its Pacific communications cable system. This too was later downgraded
to appease American sensibilities.23
Not perceived until just before World War II was the vital importance of a
chain of facilities on a west-to-east axis running from the Caribbean to the east
coast of South America, across the south Atlantic to Africa, and across the latter
to Sudan and Egypt. At the outset of the war, they would become vital for ferry-
ing aircraft and other badly needed matériel to the beleaguered British forces in
North Africa. The chain began with the Bahamas and various British-owned
islands in the West Indies, and continued on through British Guyana, Ascension
Island, and a number of access points in West and Central Africa, most notably
in Takoradi (now in Ghana), Lagos and Kano, and on to Khartoum and Cairo.
British strategists also foresaw, well before World War II, the importance of
north-south staging networks along both the east and west coasts of Africa.
Freetown and Bathurst were developed as major air bases in West Africa, while
Khartoum, Juba (in Sudan), and a string of staging facilities in Kenya, Tan-
ganyika, and Rhodesia were built to afford a Cairo-to-Cape Town air staging
route.24 Around the African littoral, Freetown, Lagos, Simonstown, Durban,
Mombasa, and also Mauritius, were the principal British naval bases, with only
Simonstown possessing major repair facilities.
At the outset of the war, Britain rapidly added to its strategic basing network
a number of outposts previously controlled by defeated or still neutral European
nations, in effect, repeating the strategy used earlier of utilizing preemptively its
sea control to pick off desired new positions. Prior agreements with Portugal
were acted upon, and in combination with the U.S., the Azores Islands were
78 The interwar period
occupied and an air base (later to become Lajes) was built.25 Madeira and the
Cape Verde Islands, and a Portuguese base in Portuguese Guinea, were “com-
mandeered.”26 Iceland and Greenland were similarly occupied, as were the
Dutch possessions in the West Indies and South America and various French
overseas possessions.27 Regarding the latter, there were some problems in over-
coming resistance from Vichy French collaborators with the Germans, occasion-
ing some combat in Syria and the sinking of French warships in West Africa.
Conclusions
It has been emphasized that the interwar system (1919–1940) was one of trans-
ition between the earlier “age of empires” and the post-World War II bipolar
Cold War, based on ideological rivalry. Mostly, the basing structures of this
period were highly correlated to the still largely intact colonial empires dating
back centuries, that were just beginning to be delegitimized and unraveled, a
process that was greatly accelerated in the period 1945–1970.
The most elaborate global basing structures were those of Britain and France,
the most powerful nations overall in the nineteenth century, but now (in actual-
ity or potentially) to be overshadowed by the United States, the Soviet Union,
Germany (whose power was revived in the 1930s) and Japan. The latter four
nations all had limited basing structures in this period. Hence, there was a low
correlation between national power and basing networks, though Britain’s case
illustrated a significant remaining correlation with maritime power alone, if not
overall industrial leadership.
Hence, basing remained largely based on conquest and colonial control. Only
in the late 1930s did security assistance (the Lend-Lease Agreement as an
example) begin to become a vital instrument of diplomacy, related to basing
The interwar period 93
access, with Germany’s access in the Balearic and Canary Islands and Japan’s
access to bases in Siam being additional examples. There was a dearth of long-
term structural alliances during this period, hence, also, only limited provision of
basing access between sovereign states, particularly within Europe. Even on the
eve of World War II, there was little inter-national provision of permanent
basing access among the powers, large and medium, in Europe. This resulted
largely from the lack of ideological cement to inter-nation alignments.
Of course, as had been the case before World War I, most of what we now
call the Third World was under colonial control, excepting much of Latin
America and a few cases such as Iran, Afghanistan, Siam and Saudi Arabia.
Hence, there was little room for basing diplomacy involving the major powers
and (arms dependent) smaller nations. As it happens, there was no provision of
bases to major powers in Latin America. Sensitivity to issues of sovereignty
ruled out U.S. bases, and the U.S.’s continued enforcement of the old Monroe
Doctrine made it unlikely European powers or Japan could obtain access there,
the periodic rumors of impending German access to air bases in Brazil notwith-
standing. (Brazil received arms during this period both from the U.S. and
Germany and Italy.)
Again, technological change provided the impetus for new types of basing
access. The advent of combat aircraft and long-range staging of transport air-
craft, the advent of the submarine as a major weapons platform and the advent
of new communications and intelligence technologies all brought the require-
ments for new forms of basing access.
6 Bases during the Cold War
The bipolar base race
Before 1940, the U.S. basing structure had been restricted to a small number of
colonial possessions and satraps, in Puerto Rico, Cuba, the Philippines, Hawaii,
Wake Island and the Panama Canal Zone. The Lend-Lease Act added a string of
bases in British and Canadian territories along the U.S. Atlantic littoral, in
Labrador, Newfoundland, Bermuda, the Bahamas, Antigua, Trinidad and British
Guyana. Then at the start of World War II, the U.S. established forward access
in Greenland, Iceland, the Azores, Mexico (Acapulco) and Ecuador (the Galapa-
gos Islands). By the end of the conflict the U.S. had access to a near-global
network of facilities in Europe, Asia and the Middle East.
The Soviet Union, by contrast, had basing access only within its contiguous
Eurasian empire, added to by the war’s end by access all over Eastern Europe
and in Mongolia. Britain, France and the Netherlands – also to a lesser degree
World War II neutrals Spain and Portugal – regained control over colonial
empires and related basing access after the war, only to see them gradually
wither with the decolonization process between 1945 and around 1970. Japan
and Germany lost everything they had.
By the late 1940s, the U.S. and the USSR were fully engaged in what would
become a global struggle for influence and access, in which access to bases was
to play a pivotal role, given the expectation of an inevitable “World War III.”
That competition accelerated after 1955, outside the bounds of the contiguous
Soviet empire and, importantly, had several features, but which were altered
across several identifiable, if not neatly bounded, phases of this competition.
They were:
In the period immediately following the end of World War II, the U.S. was
faced with decisions about how far down to draw the enormous basing network
it had developed during World War II. At least one major article in Foreign
Affairs during this period pointed out the history of American weakness in this
area before World War II, and advocated that in line with its new powers and
responsibilities that the U.S. should retain a global basing structure after the
war.1 Of course, not all the countries that had hosted U.S. bases during the
war were willing to continue to do so; Brazil, for instance, insisted on U.S.
withdrawal in consonance with the altered conditions.
During the immediate postwar period, however, before the main thrust of
decolonization acquired full force, the U.S. was able to rely on the bases pro-
vided primarily by the British, but also the French, Dutch and Portuguese
empires.2 These empires unraveled only gradually over a 25-year or so period.
This provided the U.S. access to a plethora of air and naval bases: Gibraltar,
Malta, Cyprus, the Suez Canal Zone, Aden, Libya (Wheelus Air Force Base),
Gan in the Maldives Islands, Mombasa, Simonstown in South Africa, Freetown,
Singapore, Hong Kong, etc., added to by access to other facilities in Canada and
Australia. France’s remnant empire allowed for some U.S. access as well,
particularly important in the 1950s, regarding bomber bases and communica-
tions facilities in Morocco. During the period after 1945, of course, the U.S.
occupied Germany and Japan, and had free access to bases all over occupied
Europe, in France, the Netherlands, Belgium, Italy, Greece and Turkey. In the
Central Pacific, the U.S. took over the former Japanese League of Nations man-
dates in the Caroline, Mariana and Marshall Islands, with few restrictions on
their use for bases.
In the early 1950s there was the full onset of the Cold War, the Korean War,
and NSC-68 as the formalization of the containment policy. Importantly, there
was also the construction by the U.S. of a network of formal alliances, both
96 Bases during the Cold War
multilateral and bilateral, that formed a physical barrier around what had come
to be called the Sino-Soviet bloc after 1949, a barrier extending around Eurasia
from Ireland and Norway around to Japan. There was NATO, CENTO (the
Baghdad Pact) and SEATO, the first two hinged on Turkey, the latter two on
Pakistan, abetted by ANZUS and the bilateral defense pacts with Japan, South
Korea (after 1950) and Taiwan (after 1950).3 Arms transfers and other forms of
security and economic assistance underpinned all of these alliances, and with
them went a very permissive and comprehensive basing structure for the U.S., in
effect in exchange for security against the perceived menace of Soviet and
Chinese expansionism, both in terms of possible military attack and internal sub-
version. The physical structure of this basing network was neatly reflective of a
rimland defense posture around Eurasia à la the geopolitical formulations of
Mahan and Spykman.
Sri Lanka
Colombo Alleged use by U.S. for R&R.
Trincomalee Port calls.
Djibouti Port calls by U.S. Indian Ocean task force;
refueling and reprovisioning, no shore leave; U.S.
leases fuel storage for own use.
Reunion Port calls.
Somalia
Berbera Some use by U.S. Indian Ocean task force;
possible storage of matériel for rapid deployment
force.
Mogadiscio U.S. improved facilities, port visits; possible
storage of equipment and supplies for Central
Command.
Oman
Muscat
(Mina Qaboos) Restricted USN use by Indian Ocean task force;
contingent use for Central Command in Persian
Gulf crisis.
Mina Raysutt Restricted U.S. use.
Masirah Port calls.
Bahrain
Al Jufair U.S. took over British facilities in 1949; now
homeport for “Mideast Force” of four destroyers,
communications, storage, barracks, berth,
hangars, co-use of adjacent airfield; resupply of
Indian Ocean task force; low-key use because of
political problems; quiet access for greatly
expanded U.S. presence in 1987.
Kenya
Mombasa U.S. port visits; possible pre-positioning of
matériel for use in Southwest Asia.
Diego Garcia U.S. naval support facilities; berths Central
Command’s matériel storage ships; lagoon
dredged to create sufficient anchorage for a
carrier battle group.
Mauritius Rumored USN port visits; R&R and
reprovisioning.
Azores (Portugal)
Ponta Delgada Fuel storage; breakwaters; frequent visits by
NATO warships.
Spain
Rota Major naval base; also airfield and
communications station; major repair
capabilities; can berth aircraft carriers; former
Polaris SSBN base; fuel depot; weather station;
naval hospital.
Bases during the Cold War 101
Table 2 continued
Italy
Naples Major support complex for U.S. 6th feet; HQ for
attack submarines; homeport for destroyer tender,
communications centre.
Gaeta Main base; homeport for flagship of U.S. 6th
fleet, refueling facilities.
Greece
Souda Bay NATO naval base; anchorage large enough for
entire 6th fleet; extensive underground fuel and
munitions storage.
Athens//Piraeus U.S. use of commercial port facilities
increasingly in jeopardy during Papandreou
regime.
Turkey
Istanbul USN port visits.
Izmir USN port visits.
Antalya USN port visits.
Portugal
Lisbon USN port visits.
Israel
Haifa Periodic USN port visits.
Tunisia
Tunis USN port visits.
Egypt
Alexandria USN port visits, periodically.
Sudan
Port Sudan USN port visits.
Cuba
Guantanamo Bay USN port visits, training and exercises; naval air
station, drydock, sheltered anchorage; naval
hospital; in reality mostly a political bargaining
chip.
Panama
Rodman Naval Station Fleet support, logistics, small craft training
facility.
Balboa Naval ship repair facility.
For submarines
United Kingdom
Holy Loch SSBN forward base, homeport for ten
Poseidon’s; submarine tender permanently
berthed; large floating drydock.
Japan
Yokosuka, Sasebo (See previous mention.)
Italy
La Maddalena Homeport for submarine tender; base for patrols
by SSNs in Mediterranean.
Source: Compiled from SIPRI data and the many references cited for this chapter.
102 Bases during the Cold War
Sembawang facility, which provided the U.S. Navy with extensive drydocking
capability as well as a good location in relation to possible flashpoints both in
East Asia and the Persian Gulf area. Elsewhere in Asia, during the bulk of the
Cold War, the U.S. Navy made use of Australian ports on both coasts, visited
ports in Indonesia and (earlier on) Taiwan, and made extensive use of the Thai
port at Sattahip during the Vietnam War, during which the South Vietnamese
port of DaNang was frequently used. The accompanying table details the USN’s
basing net as of the mid-to-late 1980s.
Aircraft overflights13
One of the less visible forms of foreign military presence, also one which
involves movable and transitory presences, is that of aircraft overflight privi-
leges. It is a form of external access.
This occasionally crucial matter of aircraft overflight privileges involves a
complex range of practices and traditions, some of which were, in an overall
104 Bases during the Cold War
sense, altered by time in an era of increasingly “total” warfare, diplomacy and
ideological rivalries. In parallel with – and closely bound up with – what has
been wrought by nations’ increasing insistence upon extension of sovereign
control further outward from coastlines (now more or less institutionalized by
200-mile Exclusive Economic Zones – EEZs), the trend here during the Cold
War was towards tightened restrictions on overflights.
In the past – and in some cases continuing to the present – some nations have
allowed others more or less full, unhindered and continuous overflight rights
(perhaps involving only pro forma short-term notices, i.e., filing of flight plans).
In other cases, however, where political relations are weaker or not based on
alliances, ad hoc, formal applications for permission to overfly must be made
well ahead of time, which may or may not be granted depending upon the
purpose and situation, be it routine or crisis.
It is to be stressed that the day-to-day diplomacy of overflight rights is a very
closed and obscure matter, albeit of often crucial importance. We have little data
– the subject periodically emerges to prominence during crises such as the 1986
U.S. raid on Libya. Of course, it is precisely when urgent military operations are
involved that the subject acquires the most importance.
Nowadays, of course, well past the introduction of radar and its widespread
global distribution, few overflights can be made on a covert basis, as was
common before World War II, when detection depended primarily on visual
observation from the ground. Not only “host nation” radar, but now also the
superpowers’ satellite reconnaissance makes such “covert” activities almost
impossible, particularly if a small nation has access to information from one of
the superpowers, be it on a regular or ad hoc basis. This in turn may have had
important ramifications for intra-Third World rivalries, specifically, regarding
the balance of diplomatic leverage involved. Nations inclined, for instance, to
provide overflight rights in connection with a U.S. airlift to Israel knew that
Soviet satellite reconnaissance would provide information about that to Arab
governments. That was a powerful deterrent.
Some overflights were made without permission (as with the respective use
by the United States and the USSR of U-2 and MiG-25 reconnaissance flights),
overtly or with a tacit or resigned wink by the overflown nation. Often a nation
whose airspace is violated will not openly complain for fear of international or
domestic embarrassment over its impotence, or untoward diplomatic repercus-
sions with a strong power. Hence, the USSR is thought to have overflown Egypt
and Sudan, among others, without permission in supplying arms to Ethiopia
during the 1977–1978 Horn War, earlier, its MiG-25 and Tu-95 reconnaissance
aircraft apparently flew with impunity over Iran’s airspace. The United States is
thought to have threatened overflights in some places for future arms resupply of
Israel, if it should be utterly necessary.
More recently during the Gulf War, and the Afghan and Iraq wars, this
became a big issue in numerous places. During the Gulf War, the U.S. and its
allies were allowed overhead access almost everywhere, including ex-Warsaw
Pact states in Eastern Europe. In the Afghan war, the U.S. had good overhead
Bases during the Cold War 105
access all over Europe, in the Caucasus and Central Asia and in and around the
Persian Gulf excepting, of course, Iraq and Iran. Pakistan, politically cross-
pressured, allowed U.S. overflights by bombers coming from Diego Garcia and
from aircraft carriers stationed in the Arabian Sea. During the Iraq war,
however, the U.S. did have some problems with Switzerland, Syria and Iran.
Nuclear-related bases14
The utilization of overseas facilities in connection with the superpowers’ nuclear
competition began immediately after the close of World War II. During the late
1940s, prior to the Soviet Union’s development of a deployed nuclear military
capability, the U.S. forward-based some nuclear-armed B-29 aircraft in the U.K.
in an effort to deter feared Soviet advances in Europe. By 1950, B-29s were
based at Brize Norton, Upper Heyford, Mildenhall, Lakenheath, Fairford,
Chelveston and Sculthorpe. There were also reserve B-29 bases at other British
bases. There were related depots at Burtonwood and Alconbury, and also related
LORAN navigational facilities at Angle, Pembrokeshire and in the Hebrides.
That provided a clear first-strike deterrent capability for the U.S. well into the
1950s.
During the 1950s, the B-47 bombers became the backbone of SAC, and while
their effective ranges were greatly extended by the aerial-refueling techniques
then emerging, the U.S. then determined on forward deployment to enhance its
chances for penetration and to lessen its vulnerability to a Soviet first-strike.
This so-called “reflex force” rotated between U.S. home bases and those in the
U.K. (Fairford, Upper Heyford), Morocco (Sidi Slimane, Benguerir, Ben
Slimane, Nouasseur), Spain (Torrejon, Zaragoza, Moron de la Frontera), Green-
land (Thule) and Goose Bay, Labrador. (F-84 fighters used as bomber escorts
were also based at Nouasseur until U.S. access to Morocco was lost in 1963.)
Related U.S. tankers (then mostly KC-97s) were based primarily at Thule,
Greenland and Goose Bay, Labrador, and also at several other Canadian bases:
Namao, Churchill, Harmon, Cold Lake and Frobischer. Though the subse-
quently deployed B-52s which began entering inventories in 1955 did not
require forward main basing, they too utilized trans-Arctic tanker facilities
(including one at Sondestrom in Greenland) as well as contingency recovery
bases in Spain and elsewhere.
The Soviet Union did not utilize forward strategic-bomber facilities during
this period. Indeed, early Soviet bombers, such as the 4500-km range Tu-4,
could only reach the U.S. Pacific northwest from Siberia and, even then, by con-
ceding several hours’ warning time because of U.S. radar coverage in Alaska.
During this period, and for a long time thereafter, the U.S. also relied on
foreign access for strategic defense, primarily in Canada, Greenland and Iceland
– that involved the DEW Line, Mid-Canada and Pinetree Line strings of elec-
tronic listening posts, all under the U.S. Air Defense Command, which worked
closely with SAC. In addition, some U.S. interceptor aircraft were deployed at
Canadian bases such as Goose Bay, and at bases in Greenland and Iceland, for
106 Bases during the Cold War
perimeter early defense, well forward of the large-scale interceptor deployments
around major U.S. urban areas.
By the late-1950s, Soviet missile developments had rendered somewhat
obsolete the three-layered radar early-warning system across the Canadian
Arctic, which had been constructed to provide several hours’ warning of bomber
attacks. To cope with the missile threat, the U.S. built, beginning around 1958,
the Ballistic Missile Early Warning System (BMEWS), the three hinges of
which were in Fairbanks (Alaska), Thule (Greenland) and Fylingdales Moor
(Yorkshire, U.K.).
In the mid- to late-1950s, the U.S. underwent its famed “missile-gap scare,”
following the Soviet Union’s initial testing of IRBMs and ICBMs, and the
launching of the first “Sputnik” satellite. Coming before the deployments of
Atlas, Titan and Minuteman ICBMs and Polaris SLBMs, this created a per-
ceived “window of vulnerability” which, in turn, impelled the short-term solu-
tion of U.S. installation of IRBMs in Europe adjacent to the Soviet Union.
Specifically, this involved emplacements in 1958 of 60 2400-km range Thor
missiles in the U.K. at 20 bases, with headquarters at Great Driffield, North
Luffenham, Hemswell and Feltwell, 30 Jupiter missiles in Italy (at Gioia del
Colle) and 15 Jupiters in Turkey, installed in 1961 at Cigli Air Base (these were
removed as part of the deal in which the USSR removed IRBMs and also IL-28
aircraft from Cuba, after the Cuban Missile Crisis of October 1962 – though the
orders for their removal had apparently been given earlier).
Late in 1960 the U.S. deployed its first Polaris submarines and then its long-
range, counter-value Atlas and Titan ICBMs, thus quickly defusing the missile-
gap scare – though the forward-based IRBMs were to remain in place for an
additional two to three years.
Complementary to BMEWS, the U.S. developed early warning satellites
under the MIDAS satellite program. This involved combined use of infrared
sensors and telephoto lenses for immediate detection of missile-launching tracks
and transmission of this information to U.S. decision-makers. Launched by
Atlas/Agena D missiles, advanced MIDAS satellites deployed in 1969 could be
“parked” in synchronous orbits, allowing for continuous coverage of the western
USSR and the China-Siberia region as well as areas where Soviet submarines
lurked in firing positions. This involved the critical data down-link in Australia
at Nurrungar, a related control facility in Guam and an underwater cable termi-
nal near Vancouver in Canada.
One other key element of the strategic deterrence system came to depend
upon overseas access: long-distance and protracted deployment of the Polaris
nuclear-submarine force. The Polaris submarines were initially deployed early in
the Kennedy Administration. The proportion of that fleet which the U.S. was
able to deploy at any given time was enhanced by replenishment and repair
facilities at Holy Loch, Scotland; Rota, Spain and at Guam. Indeed, the asymme-
tries which these facilities created vis-à-vis subsequent Soviet SSBN deploy-
ment allowed the U.S. to negotiate that part of the SALT I Treaty which gave
the USSR a 62 to 44 advantage in strategic submarines, but which was claimed
Bases during the Cold War 107
to be counterbalanced by the efficiencies accruing to the U.S. from its overseas
replenishment facilities.
In the early 1960s, after the brief U.S. missile-gap scare, the Soviet Union
underwent a scare period of its own, as several U.S. strategic programs were
phased in. To compensate, Moscow gambled with the introduction in 1962 of
some 40 MRBMs into Cuba at several installations, precipitating the Cuban
Missile Crisis. (One recent report claims that these missiles were not accompan-
ied by nuclear warheads.) The history of that crisis bears no repeating here, but
it is worth noting that only by the early 1960s did the Cuban revolution avail the
USSR of its first valuable overseas assets applicable to the strategic nuclear
equation. Henceforth, Cuba would become a very valuable Soviet base, its prox-
imity to the U.S. providing irreplaceable assets related to intelligence, communi-
cations, naval replenishment and so on, along with contingent bomber recovery
bases in the event of a major war.
During the early postwar period, the U.S. made use of numerous nuclear-
related intelligence and communications facilities around the Eurasian periphery
– directed against the USSR, China and North Korea – mostly in the SIGINT
(ELINT and COMINT) categories. Earlier, both U-2 and other aircraft such as
the RB-47 were flown from bases in Europe and Asia to “tickle” Soviet early-
warning radars and, in the case of the U-2s, to test radars well inside the USSR
which might be of different types than the peripheral early-warning systems. By
so doing, U.S. planners might ascertain weaknesses and ranges, and scan pat-
terns in the Soviet radar network which could be valuable for planning the pene-
tration routes for a nuclear-bomber attack.
These exercises in low-level brinkmanship – apparently involving some
mock raids mounted by U.S. units in Turkey and elsewhere – resulted in some
serious incidents in which U.S. ferret aircraft were shot down and their crews
killed or captured. Some flights originating at Brize Norton in the U.K. appar-
ently traversed the entire Soviet Arctic coastline, emerging at the Barents Sea.
The area between the Caspian Sea and the Sea of Azov was also apparently a
focal point of U.S. surveillance missions utilizing Turkish and Iranian airspace,
some staged originally from West Germany and Cyprus.
U.S. use of ground-based SIGINT stations, obviously crucial to various
aspects of nuclear deterrence, dates well back into the postwar period. One
source reported that this had earlier involved some 40 stations in at least 14
countries, ranging from small, mobile field units to sprawling complexes such as
the Air Force Security Headquarters in West Germany. These were said to have
involved some 30,000 personnel, with a minimum of 4000 radio-interception
consoles operated in such varied locales as northern Japan, the Khyber Pass in
Pakistan and an island in the Yellow Sea off the coast of Korea.
Further, these COMINT land stations had to be supplemented by numerous
airborne and seaborne radio-interception facilities, particularly after Soviet and
aligned nations’ military forces switched to VHF radios during the 1950s, after
which adequate coverage demanded getting closer to transmitters and overcom-
ing terrain features such as mountains. At any time, several dozen airborne
108 Bases during the Cold War
listening posts were said to have been in intermittent operation, flying out of
such bases as Kimpo Airfield in Korea, Clark Air Force Base in the Philippines,
and many others. Added to these were some 12 to 15 spy ships, such as the ill-
fated Pueblo and Liberty, which also presumably required access to foreign
ports for replenishment.
U.S. communications24
The U.S. used a variety of communications systems and modes, stretching
across the frequency spectrum from extremely-low frequency (ELF) to super-
high frequency (SHF); these variously utilized satellites, ground terminals,
shipboard and submarine terminals and so on.25 These various frequencies
involved trade-offs among a number of variables related to rate of data trans-
mission, vulnerability to jamming, size of transmitter, distance capability, etc.,
and tended to be broadly specific for certain functions, that is, land-based tac-
tical communications, those with submerged submarines, etc. The utilization
of various communications modes changed constantly in response to new
technological developments; correspondingly, the requirements for FMP
access also changed.
As ably outlined by Arkin and Fieldhouse, “In the field of electronic commu-
nications, each medium and frequency has advantages and disadvantages.”
114 Bases during the Cold War
Varying by wavelength and hence frequency, a number of different paths for the
four lowest frequency bands travel what are called “groundwaves” and they are
useful for communications with ships far from land. Extremely-low frequency
(ELF) waves (below 300 hertz) can penetrate water to hundreds of feet (perfect
for submarine communications), while extremely-high frequencies (EHF)
(above 30 gigahertz) have difficulty penetrating even a heavy rainstorm.26
Other than the medium (i.e., water or air), still other conditions determine the
most suitable frequency to use. Size of transmitter is important – “for frequen-
cies below the HF band, antennas are too large for ships or aircraft” – the ELF
antennas or transmitters considered for emplacement in the northern U.S. were
many miles long.27 Then, the higher the frequency the higher the data rate. The
amount of power required also varies with frequency. For these reasons ELF is
not suitable for large-volume commercial communications. There is another
variable – reliability – in connection with possible interference, jamming or
fasing.28
High frequency (HF) is widely used by the military – it is long-range, cheap,
low-power, small and portable, but requires constant adjustments in specific fre-
quencies to deal with atmospheric conditions,29 that is, shifting in the ionos-
pheric layers and natural events such as solar flares. This can vary by day,
season, location and so on, so that frequencies must be chosen to best suit the
prevailing conditions. For these reasons and others – reliability, “crowding” of
the frequency spectrum and the advent of computers and satellites (which
operate at higher frequencies and data rates) – recent decades have seen a shift
away from HF for military purposes. But, the vulnerability of satellites has led
to renewed interest, particularly in connection with new technology, that is,
“sounders,” solid-state transmitters and microprocessors which can allow for
shifting frequencies in response to environmental changes. That interest is
underscored by the fact that HF uses the ionosphere for transmission, a medium
difficult to permanently interrupt. Finally, in the context of military anxieties
about nuclear “black-out” caused by nuclear blasts during war, mobile or prolif-
erated HF systems are considered one of the more robust types of communica-
tions.30 Among the HF systems used during the Cold War were SAC’s Giant
Talk/Scope Signal III for strategic bombers, the air/ground/air Global Command
and Control System network, the Mystic Star Presidential/VIP network and the
Defense Communications System (DCS) “entry sites.”
Very-low frequency (VLF) and low frequency (LF) are also considered relat-
ively reliable in a nuclear environment and can penetrate sea water as well.31
Hence, for the U.S., a key system was GWEN (Ground Wave Emergency
System), a grid of unmanned relay stations with LF transmitters and receivers
hardened to withstand electromagnetic pulse (EMP).32 When fully proliferated, it
used a system of “automatic diverse routing” so as to maximize imperviousness
to interference even by a full-scale nuclear attack. Yet another robust system
was “meteor burst communications,” using billions of ionized meteor trails to
reflect very-high frequency (VHF) signals.33 This system would apparently
benefit from the increased ionization caused by nuclear war.
Bases during the Cold War 115
As an example of what was involved, we may look at some of the earlier
global networks utilized by the U.S. for communicating with underwater sub-
marines.
Throughout most of the 1970s, the U.S. had eight Omega VLF facilities
located overseas. Some of these were phased out beginning in the late 1970s and
some were retained, despite their obsolescence, as backup systems. They were
located at: Reunion (Mafate), operated by the French Navy; Trinidad and
Tobago; Liberia (Paynesword); Australia (Woodside); Argentina (Golfo Nuevo,
Trelev): Japan (Tsushima Island); and Norway (Bratland).34
Then there was the far larger global network of LORAN-D/C radio-
navigation systems, which were also utilized in connection with aircraft naviga-
tion. And as a sub-set, this further involved the Clarinet Pilgrim system in the
Pacific, a shore-to-submarine network (four sites in Japan and one on Yap
Island) that worked by superimposing data on the waves transmitted by
LORAN-C. Some of these were operated by the U.S. Coast Guard, to a degree
reflective of the mixed civilian and military navigation aid functions of the
LORAN network (still earlier there were some systems designated as LORAN-
A). And, as in the case of Omega, some were jointly operated with host-nation
personnel. Among the numerous LORAN-C/D transmitters and monitoring sta-
tions overseas (there were many others in the U.S., including Alaska and
Hawaii) were those shown in the table.
In the latter part of the Cold War, as a replacement for Omega and LORAN-
C, the U.S. installed its new satellite-based NAVSTAR global positioning
system for submarines, which among other things, apparently involved the capa-
bility to provide SLBMs with corrective guidance after they surfaced.
NAVSTAR’s control segment consisted of five monitor stations to “track
passively all satellites in view and accumulate ranging data from the navigation
signals.” That information was transmitted to the NAVSTAR Master Control
Station at Vandenberg Air Force Base, California. The other stations used for
tracking, telemetry, control and passive monitoring were at Ascension, Diego
Garcia, Kwajalein and Guam, notably all islands controlled by the U.S. or
the U.K.
Whereas most communications with submarines are conducted along the LF
spectrum, combatants will usually use HF (the corresponding intelligence inter-
ception facilities are HF direction finders, that is HF/DF). The U.S. had a con-
siderable number of naval HF transmitters and receivers scattered about the
globe, most of them near major naval facilities or near bodies of water heavily
traversed by U.S. fleet units. They included those shown in Table 4.
Regarding SAC “fail-safe” systems, involving “positive control,” meaning
the bombers went ahead in a crisis only if given “executive instructions,” there
was a global system of HF communications called “Giant Talk/Scope Signal
III,” 14 stations giving flexible approach routes towards the USSR by B-52s or
other aircraft with standoff ALCMs. These are shown in Table 5.
The Air Force also had its AFSATCOM UHF network devoted particularly to
strategic nuclear-related purposes. That utilized several foreign facilities, at
116 Bases during the Cold War
Table 3 Location of known Loran-C/D transmitters and monitoring stations overseas
Country Location
Country Location
Country Location
Ascension
Azores Lajes, Cinco Pincos
Greenland Thule
Guam Anderson AFB, Barrigada, Nimitz Hill
Japan Owada, Tokorozawa, Yokota
Okinawa Kadena
Panama Howard and Albrook AFBs
Philippines Clark AFB, Cubi Point, Camp O’Donnell
Spain Torrejon
Turkey Incirlik
U.K. RAF Croughton, Mildenhall, Barford St. John
Country Location
All of the U.S. NATO allies hosted numerous troposcatter relay links – there
were some 40 in West Germany, six in Belgium, eight in Greece, 16 in Italy, 15
in Turkey, and so on. (Earlier there were some 30 such links in France.)40 These
types of link also ran from the continental U.S. via Greenland, Iceland, the
Faeroes and the U.K. to Europe; indeed, they were originally designed as one
link in the Ballistic Missile Early Warning System (BMEWs). In Iceland, it is
reported that each such North Atlantic Relay System (NARS) installation con-
sisted of four large “billboard” troposcatter antennas.41 Parts of the troposcatter
network were modernized as the Digital European Backbone System (DEBS).
The transmission, relay and reception of strictly military and diplomatic mes-
sages does not exhaust the uses to which overseas facilities were put within the
broad domain of communications. Basing diplomacy also entered the news in
connection with broadcast communications. This took any of several forms, for
instance, the major powers’ use of foreign territories for clandestine radio
Bases during the Cold War 119
Table 7 Interconnections between ACE HIGH and DCS
Intelligence43
During the Cold War the U.S. relied on a variety of technical methods for intelli-
gence collection (i.e., other than HUMINT) which involved the use of overseas
facilities. These involved the domains of imaging or photographic reconnais-
sance, signals intelligence, ocean surveillance, space surveillance and nuclear
detonation and monitoring.44 Variously, cutting across these categories, this
involved fixed land-based facilities, air bases and naval facilities. In some cases,
the utilization of foreign facilities for specific purposes was well-known, as
for instance in the cases of large strategic radars or air bases used to stage
120 Bases during the Cold War
photoreconnaissance flights. In others, however, data were more limited – this
was particularly true regarding the relay of data from satellites to major head-
quarters in the U.S. homeland.
The U.S., during the Cold War and beyond, made important use of reconnais-
sance satellites which conducted area surveillance, close-look and real-time sur-
veillance. Crucially, this involved the Keyhole series, KH-9 (Big Bird) devoted
to area-surveillance and KH-8 (Close Look), later superseded (in 1976) by the
KH-11 and later by the KH-12 (Ikon). Mostly, these satellites appear to have
functioned without the help of overseas downlinks.
The U-2 and SR-71 strategic reconnaissance aircraft were usable for a variety
of nuclear and non-nuclear related missions. The latter can fly at a speed of Mach
4 (about 4160 km per hour), at a height of over 25,000 meters, can track SAM mis-
siles, has radar detectors, a variety of ECMs, and a synthetic-aperture radar for
high altitude night imaging. Some 15–19 SR-71s were utilized, co-located at some
of the same bases as the U-2s, at Mildenhall in the U.K., Kadena on Okinawa and
Akrotiri on Cyprus (the U-2s also utilized Incirlik, Peshawar, Clark AFB, Atsugi
and Wiesbaden). The still newer TR-1A reconnaissance aircraft, of which some 14
were deployed, also utilized some of these bases.
Other satellites and also land-based facilities were used for SIGINT, an
acronym that subsumes several categories of intelligence collection, i.e.,
COMINT (communications intelligence), ELINT (electronic intelligence),
TELINT (telemetry intelligence) and FISINT (foreign instrumentation signals
intelligence). The major Cold War SIGINT satellite systems–Chalet, Rhyolite
(targeted against telemetry, radar, communications, extending across the VHF,
UHF and microwave frequencies), Ferret, Magnum/Aquacade (low orbiting
ferret satellites used to map Soviet and Chinese radars) apparently made little
use of overseas downlinks.
But, the U.S. long made use of a plethora of ground-based SIGINT stations,
as identified in Table 8.
Although there were diverse types and mixes of these facilities, a few widely
deployed types were notable. One involved a combination of AN/FLR-9 HF and
VHF interception and direction-finding system (DF) with CDAA (Circularly
Disposed Antenna Array) known as an “elephant cage.” Another involved
telemetry interception capability with combined VHF-UHF-SHF receivers, used
to monitor missile launches.45 Then there were FPS-17 detection radars and
FPS-79 tracking radars also used in connection with missile launches. There
were also a considerable number of AN/FLR-15 antennas.46
The identifiable land-based SIGINT facilities included those shown in the
accompanying table. In some of these cases – Canada, the U.K., Turkey and
perhaps Japan – SIGINT stations were jointly operated with host personnel, and
the data intake shared to one degree or another, no doubt negotiated on a case-
by-case basis and subject to periodic renewal; hence, a function of the state of
political relationships and associated reciprocal leverage.
Bases during the Cold War 121
Table 8 Land-based SIGINT facilities
Country Location/comments
Source: SIPRI data, and J.T. Richelson and D. Ball, The Ties That Bind (Allen and Unwin: Boston,
1985), appendix 1.
Space surveillance48
During the Cold War, the proliferation of satellites and other man-made “space
objects” made their tracking and identification more vital. The U.S. had an
extensive program intended to detect and track its own satellites, but also Soviet
and other nations’ space vehicles.
In the security realm this had a number of dimensions. Of course, both sides
wished to mask some of their ground activities from surveillance and therefore
sought the capacity to operate during gaps in surveillance. By detecting and
tracking Soviet satellites, the U.S. Satellite Reconnaissance Advance Notice
(SATRAN) System allowed the U.S. to avoid Soviet coverage of U.S. military
activities. As expectations mounted about a future which might have seen
large-scale militarization of space, both sides increasingly perceived an interest
in real-time surveillance of each others’ satellites, in the context of possible later
hair-trigger preemptive situations as applied to mutual interdiction of satellites.
Of course, both sides desired maximally effective intelligence on the others’
various military activities conducted from space: communications, ocean sur-
veillance, SIGINT, nuclear detection, etc. In summary, as stated by Richelson:
space surveillance helps provide the United States with intelligence on the
characteristics and capabilities of Soviet space systems and their contribu-
Bases during the Cold War 123
tions to overall Soviet military capabilities . . . Such data aid the United
States in developing counter-measures to Soviet systems, provide a data-
base for U.S. ASAT targeting and allow the United States to assess the
threat represented by Soviet ASAT systems.
For many years the heart of the dedicated sensor system was a group of Baker-
Nunn optical cameras, huge cameras which, according to one source, could
“photograph, at night, a lighted object the size of a basketball over 20,000 miles
in space.” In addition to the two in California and New Mexico, these cameras
were located outside the U.S. in New Zealand (Mt. John), South Korea (Pul-
mosan), Canada (St. Margarets, New Brunswick) and Italy (San Vito). Earlier
there were others on Johnston Island, in Alaska, and in Argentina, Brazil, Chile,
Ethiopia, Greece, Iran, South Africa, Upper Volta and Curacao in the Lesser
Artilles, among others. Because of its limitations – slowness in data acquisition,
processing and response time, absence of all-weather capability and inflexible
tracking capability – this system was replaced by the Ground-based Electro-
Optical Deep Space Surveillance (GEODSS) system.
GEODSS, also with five locations, overcame several of the Baker-Nunn
system’s shortcomings by allowing real-time data, better search capability and
more rapid coverage of larger areas of space – but was still limited by adverse
atmospheric conditions. It was actually a system of three linked telescopes at
each site, providing variable coverage by altitude. The five locations were in
Hawaii (Maui) and New Mexico (White Sands), within the U.S. and externally
in South Korea (Taegu), Diego Garcia and Portugal.
Systems used primarily for early warning – BMEWS, FSS-7, PAVE PAWS,
Enhanced Perimeter Acquisition Radar Attack Characterization System
(EPARCS) and FPS-85 radars – were usable as collateral space-tracking
sensors. Of these, BMEWS – based at Thule (Greenland), Fylingdales (U.K.)
and Clear (Alaska) – involved extensive use of foreign access. Additionally,
COBRA DANE (Shemya Island, Aleutians – 120 arc, 46,000-km range against
space targets) and also the AN/FPS-79 (Pincirlik/Diyarbakir, Turkey) radar were
usable in a space-surveillance role, as supplementary to the primary missions of
monitoring missile-test re-entry trajectories.
Numerous other foreign facilities were used as part of the U.S. Satellite
Tracking and Data Acquisition Network (STADAN) network of installations
used to track and monitor U.S. space activities, including the down-range
course of launches. Among these were facilities in: Australia (Orooral Valley,
Toowoomba), the U.K. (Winkfield), Ascension, Bermuda, the Canaries (Tener-
ife), Spain (Madrid), Brazil (Fernando de Noronha) and Antigua, in connection
with space surveillance and under the heading of “miscellaneous radars.”
Earlier STADAN tracking facilities were operated, among other places, in
Chile, Ecuador, the Malagasy Republic, Grand Turk Islands, South Africa and
Zaire.
124 Bases during the Cold War
Satellite control stations49
One of the most secret or classified areas of overseas bases was that of satellite
control stations. Ford, in his work on command and control, in analyzing the
vulnerable and non-redundant nature of the U.S. early-warning system involving
the DSP East satellite, its down-link facility in Australia and the communica-
tions link from there to the satellite control facility in Sunnyvale, California,
provided some indication of what was involved. Thus, according to him:
There are several dozen U.S. defense satellites now in orbit – providing
communications, photoreconnaissance, electronic intelligence, navigational,
meteorological, and other data-and they require contact with the Sunnyvale
ground control station and its seven substations around the globe in order to
remain functional. A great deal of fine-tuning, for example, is needed to
steer the satellites in precise orbits and to keep their sensors, and antennas
aimed properly. . . . A catastrophic loss of this control center would result in
a major disruption of communications, tracking, and control of its space
systems . . .
And, further:
Other officials are less optimistic. “We lose the SCF and the satellites basi-
cally go haywire,” a Pentagon expert who has studied this subject told me.
“The communications satellites drift off to Pluto.” Certain intelligence-
gathering satellites in low-earth orbit would be in especially bad shape, he
said, since the Sunnyvale facility has to “feed them” with instructions every
time they complete an orbit. “You should see them scrambling when one of
their satellites comes within range.” Desmond Ball estimated that the
typical U.S. defense satellite might be able to remain in operation for three
to four days without the Sunnyvale SCF; the most critical satellites, such as
DSP East, which require a great deal of caretaking attention from the
ground, could go out of service within hours.
The seven sub-stations linked to Sunnyvale comprised three within the U.S. –
at Manchester AF Station in New Hampshire, Kaena Point in Hawaii and Van-
denberg Air Force Base (AFB) in California. Others outside the U.S. were at
Thule, Greenland – collocated with various other technical facilities as well as a
bomber and tanker base – at Guam at Andersen AFB, at Oakhanger in the U.K.
and at Mahe in the Seychelles. Mahe had long hosted a U.S. satellite control
facility (SCF) collocated with a DSCS ground terminal. This facility was appar-
ently important in relation to reconnaissance satellites and for monitoring injec-
tion into orbit of satellites launched from Cape Canaveral. Earlier, up to 1975,
the U.S. also had what apparently was an SCF at Majunga in the Malagasy
Republic, one also used to monitor satellites launched from Cape Canaveral.
U.S. access to this facility was then lost at a time when Tananarive shifted
Bases during the Cold War 125
towards an arms-supply relationship with the USSR. Still earlier the U.S. appar-
ently had a similar SCF on Zanzibar Island, within Tanzania.
Table 9 Location of DEW Line and CADIN Pinetree Line radar sites in Canada and
Greenland, 1985
Canada
Broughton Island Alaska
Byron Bay Armstrong
Cambridge Bay Baldy Hughes
Cape Dyer Barrington
Cape Hooper Beausejour
Cape Perry Beaver Lodge
Cape Young Chibougamau
Clinon Point Dana
Dewar Lakes Falconbridge
Gladman Point Gander Air Base
Hall Beach Goose Bay AB
Jenny Lind Island Gypsumville
Komakuk Beach Holberg
Lady Franklin Point Kamloops
Longstaff Bluff Lac St. Denis
Macker Inlet Moisie
Nicholson Peninsula Montapica
Pelly Bay Moosonee
Shepherd Bay Ramore
Shingle Point Senneterre
Tuktoyaktuk Sioux Lookout
Yorkton
Greenland
Easterly
Kulusuk Island (Dye 4)
Quiquatoqoq (Holsteinberg-Dye-1)
Westerly
Source: W.M. Arkin and R.W. Fieldhouse, Nuclear Battlefields: Global Links in the Arms Race
(Cambridge: Ballinger, 1985), appendix A.
Bases during the Cold War 127
locations of the sites in Canada and Greenland are listed in Table 9 above). The
DEW Line had 31 radars, some 21 of which were in Canada and four in Green-
land (several also were used as relays for troposcatter communications relays);
in the 1950s submarines on the surface filled gaps in the DEW Line – they could
submerge after reporting incoming aircraft.
The CADIN Pinetree Line of air surveillance radars in Canada had consti-
tuted a second line of warning behind the DEW Line and comprised some 22
stations operated by Canadian personnel for NORAD.
The upgrading of the almost 30-year old DEW Line was impelled by cruise-
missile developments and by new Soviet Backfire bombers capable of penet-
rating the old barrier; and it preceded the advent of the Strategic Defense
Initiative (SDI). The new system involved a network of 52 new long- and short-
range radar stations overlapping Alaska, Canada and Greenland, and was called
the North Warning System. It utilized many of the hub facilities of the DEW
Line, but with upgraded modern radars and independent power systems.
Later, around 2005, the U.S. became involved in the upgrading of the facility
at Fylingdales for theater missile defense and, possibly, for the stationing of
actual theater defense missiles.
Anti-submarine warfare51
During the Cold War, as well as afterwards, the U.S. had perhaps the world’s
most extensive and effective global ASW capability, which required access to
land facilities around the world: staging bases for aircraft, and processing
stations for acoustic and electronic data. Regarding acoustic data, it relied
heavily on its SOSUS networks, often alternatively referred to as Caesar. These,
going way back to 1954, involved networks of hydrophonic arrays which sent
oceanographic and acoustic data to shore processing facilities, that is, large com-
puter analysis centers. These data and others were correlated at regional process-
ing centers (including those in Hawaii, Wales, Newfoundland and Iceland) and
then forwarded to a main processing center at Moffett Field, California, via
FLTSATCOM and DSCS satellites.52
SOSUS, though augmented by other systems noted below, was the backbone
of the U.S. ASW detection capability. It has been described by SIPRI as follows:
The first SOSUS systems were completed on the continental shelf off the east
coast of the U.S. in 1954.53 Others were later installed off both U.S. shores and
at Brawdy, Wales – the Pacific Coast system came to be known by the code-
name of Colossus.54 A jointly operated U.S.–Canadian array came to be centered
at Argentia, Newfoundland, others at Hawaii, the Bahamas and the Azores.55
By 1974 it was stated that there were 22 SOSUS installations located along
the east and west coasts of the U.S. and near various chokepoints around the
world – another 14 were identified by Richelson and others.56 Foreign-based
SOSUS installations were located at Ascension, in the Azores (Santa Maria), the
Bahamas (Andros Island), Barbados, Bermuda, Canada (Argentia), Denmark,
Diego Garcia, Gibraltar, Guam (Ratidian Point), Iceland (Keflavik), Italy, Japan
(sonar chains across the Tsugaru and Tsushima Straits), Norway, Panama
(Galeta), the Philippines, the Ryukyus, Turkey, the U.K. (Scatsa, Shetland and
Brawdy, Wales). Others have at times been operated on Grand Turk Island,
Antigua, Bahamas (Eleuthera) and Barbados; and maybe on the Canary Islands
at Punta de Tero. And the U.S. may possibly also have operated still other
barrier sonars, for instance, in the central Mediterranean from Lampedusa and/or
Pantelleria Islands, and on Midway Island in the central Pacific Ocean.
Burrows described as follows the basic geometry of the U.S. SOSUS network
which monitors Soviet egress from the Eurasion bastion:
There are actually two SOSUS arrays moored across the approaches to Pol-
yarnyy; one between Norway and Bear Island, and the other linking northern
Scotland, Iceland, and Greenland. Submarines whose home port is
Petropavlovsk are monitored by hydrophones strung from the southeastern tip
of Hokkaido, along a line parallel to the Kuriles, and then up toward the
northeast, off the Aleutian coast. Still others stretch from southern Japan to
the Philippines, covering the approaches to China and Indochina. And there
are also SOSUS installations on the Atlantic side of Gibraltar, others about
halfway between Italy and Corsica and still others at the mouth of the
Bosporus, off Diego Garcia in the Indian Ocean, and not so far from Hawaii.
The Navy keeps the precise locations of its SOSUS equipment a closely
guarded secret, since interfering with it would be a logical Soviet subject.57
Nuclear detection58
One important, but seldom commented upon aspect of the overall U.S. intelli-
gence effort, was that connected with the detection of nuclear explosions. This
involved several separate lines of activity.
First, there was the matter of verification of existing arms control treaties,
Bases during the Cold War 129
that is, the Limited Test Ban Treaty of 1963, which bans atmospheric testing,
and the Threshold Test Ban Treaty of 1974, never ratified by the U.S. Senate
(but tacitly adhered to in the manner of SALT II), which barred underground
testing of nuclear devices of over 150 kilotons. Second, there was the monitor-
ing of the horizontal nuclear proliferation activities of hitherto non-nuclear
states, as well as of the non-signatory but nuclear states, China and France.
Third there was the contingency of protracted nuclear war during which the U.S.
would have wanted to determine the locations and frequencies of nuclear deto-
nations on both sides and to assess resultant damage, among other reasons, to
aid subsequent targeting decisions.
Several interrelated systems were used to pursue the above ends, involving
satellites, aircraft and ground stations. Use of satellites, in connection with
bases, raised the question of external facilities for data down-links and command
and control; that of aircraft involved, obviously, bases as well.
According to Richelson, the U.S. space-based nuclear-detection system
involved, variously, the various components of the VELA satellite program begun
in the early 1960s, the previously mentioned DSP satellites primarily intended for
early warning of missile launches, and the NAVSTAR global positioning system.59
Numerous aircraft types were used to detect airborne atomic debris left in the
wake of explosions (if only the venting of imperfectly conducted underground
blasts). One source said that these included the U-2, P-3C, C-135, B-52 and also
an HC-130 configured as a sea-water sampler to monitor underwater nuclear tests
(monitoring of plutonion-239 separation via kryption-85 analysis was presumably
also similarly conducted). For instance, SAC’s U-2s apparently operated out of
Australian facilities at Sale and Laverton, gathering radionuclides as part of a High
Altitude Sampling Program. These aircraft were operated by the Air Force Tech-
nical Application Center (AFTAC) and could presumably have availed themselves
of virtually all the airfields normally open to U.S. use throughout the world. Some
of these operations no doubt involved ad hoc staging through facilities after an
“event,” and the diplomacy of access involved was obscure. But, as there was a
general convergence of overall interest by most nations with regard to monitoring
others’ nuclear tests, access in these cases was likely to have been permissive.
Vietnam
Cam Ranh Bay Main external Soviet naval base in Far East – guided-
missile cruisers, frigates and minesweepers based
here; also, attack submarines; on average, deployment
was four submarines, two to four combat vessels, ten
auxiliaries.
Cambodia
Kampong Som (Sihanoukville) Reported access for Soviet warships, i.e., replenishment,
refueling, etc.
North Korea
Najin Some port access, earlier reports of submarine base.
India
Vishakhapatnam Indian naval base built with Soviet assistance, some
Soviet port calls, refueling, etc.
Cochin Port calls, refueling, etc. reported.
Iraq
Umm Quasr Soviet assistance in improving facilities here, earlier
reported accessible to Soviet warships; access, limited
during Iraq–Iran War.
Az Zubayr Earlier reported used by Soviet submarines and
SIGINT vessels.
Al Fao Iraqi port, reported availed to Soviet Union after 1974
agreement.
South Yemen
Aden Soviet main base for Indian Ocean operations; fuel
tanks, replenishment, reports of submarine pens
alongside berthing for major surface ships.
Socotra Island Anchorage used by Soviet ships, possible shore
facilities.
Ethiopia
Dahlak Archipelago Large anchorage for Soviet Indian Ocean naval
squadron.
Assab Important Soviet naval facility; floating dry dock
formerly moored at Berbera.
Massawa Port access, routine.
Perim Island Former British facility, reportedly improved by Soviet
Union.
Mauritius Reported port calls (note concurrently reported U.S.
access).
Mozambique
Nacala Periodic port calls.
Maputo Periodic port calls.
Tanzania
Zanzibar Available, port calls.
Angola
Luanda Was main Soviet naval base on West African coast,
having replaced Conakry; guided-missile destroyer
and several accompanying craft stationed here.
Bases during the Cold War 133
Table 10 continued
Madagascar
Diego Suarez Available, port calls.
Tanative Available, port calls.
Benin
Cotonou Periodic port calls.
Guinea
Conakry Formerly hosted small West African flotilla; use later
curtailed, if not eliminated.
Congo
Ponte Noir Reported occasional port calls.
Guinea Bissau
Geba Estuary Port calls.
Algeria
Mers El Kebir Port calls.
Annaba Soviet repair ships deployed. Submarine repair
capabilities reported.
Libya
Tripoli Regular access, Soviet Mediterranean squadron.
Benghazi Regular access, Soviet Mediterranean squadron.
Bardia Soviet Union reported constructing naval base here.
Syria
Latakia Main base for Soviet Mediterranean squadron; fuel,
replenishment, etc.
Tartus Regular access, maintenance facility for attack
submarines, oiler, tender.
Ras Shamra Soviet submarine base alleged under construction.
Yugoslavia
Tivat Repair of Soviet ships and submarines.
Rijeka Port calls.
Pula Port calls.
Sibenik Port calls.
Split Port calls.
Greece
Siros Island Ship repairs, commercial, at Neorian shipyard.
Cuba
Cienfuegos Replenishment base for Soviet attack submarines,
mooring of submarine tender occasionally rumoured.
Mariel Port calls.
Nipe Bay Port calls, Gulf-class submarines, intelligence
collectors.
Havana Access for Soviet surface ships.
Santiago de Cuba Access for Soviet surface ships.
Peru
Calleo Occasional ship visits since Soviet–Peruvian arms
deal.
Romania
Mangalia Reported Soviet submarine base on Black Sea.
Sulina Forward supply base for Soviet Danube flotilla.
1 GDR: 380,000 troops; one Group and five Army headquarters; ten tank and
nine motorized rifle divisions; one artillery division; one air assault divi-
sion; five attack helicopter regiments with some 500 Mi-8 Hip and 420
Hind attack helicopters.
2 Czechoslovakia: 80,000 troops; one Group and one Army HQ; two tank and
three motorized rifle divisions; one air assault battalion; one artillery
brigade, 2 attack helicopter regiments with 100 Mi-8 Hip and Mi-24 Hind
helicopters.
3 Poland: 40,000 troops; one Group and one Army headquarters; two tank
Bases during the Cold War 137
divisions, one attack helicopter regiment with 120 Mi-8 and Mi-24 heli-
copters.
4 Hungary: 65,000 troops; one Group and one Army HQ; two tank and two
motorized rifle-divisions; one air assault brigade with 65 Mi-8 and Mi-24
helicopters.76
In the period 1989–1991, the Cold War came to a somewhat sudden and unex-
pected end and, with it, the bipolar U.S.–USSR global competition for bases also
ended. The Soviet external basing structure – Cuba, Vietnam, Syria, Angola,
Mozambique, Algeria, Guinea, Ethiopia, Mongolia et al. – collapsed almost
completely, leaving small remnants only in Georgia and Kyrghizstan. British
and French overseas access had already been diminished in consonance with the
withering of remnant colonial assets, leaving islands such as Ascension and
Diego Garcia in the former case, and a few places in Africa such as Djibouti in
the latter. What remained in a system now perhaps to be characterized as largely
unipolar, was a still very extensive if a bit reduced and modified U.S. basing
structure, leaving the U.S. to appear as a virtual colossus with an unrivalled and
unparalleled structure of global access, now added to by bases in Eastern Europe
and former Soviet “socialist republics” in Central Asia.1
Technological change, meanwhile, proceeded apace, to some extent reducing
U.S. overseas basing requirements as longer ranges for aircraft and expanded
functions for satellites became realities. Meanwhile, the lesser perceived require-
ments for U.S.-provided security, absent the Soviet threat, led some nations to
curtail U.S. access, a situation perhaps abetted by the events following 9/11.
That in turn led to the beginnings of serious attention to sea basing and CONUS-
basing, as U.S. planners, looking at newer possible scenarios, began to worry
about other nations’ decoupling from the U.S. security orbit. By 2005, all of the
above was enmeshed in the newer world of threats from WMD, terrorism,
Islamic radicalism and the rise of “hegemonic China.”
• A loss or reduction of the U.S. basing network after the Cold War in Spain,
Greece, Turkey, the Philippines and elsewhere in Europe.
• The drawing down of air, naval and ISR assets all around the European
rimland that, hitherto, had been directed against the USSR, if only for deter-
rence purposes.
• An elaboration of the U.S. basing network in and around the Persian Gulf,
both before and after Desert Storm.
• Acquisition of important new bases in Eastern Europe and Central Asia, in
the latter case in connection with Operation Enduring Freedom in
Afghanistan.
• A new geopolitical configuration of global presence in relation to the “arc of
crisis” in the Greater Middle East (North Africa, core Middle East, Central
Asia, South Asia, Horn of Africa), accelerated after 2001.
• A newer emphasis on basing in relation to terrorism and WMD prolifera-
tion, focused on Africa as well as the Greater Middle East.
After the Cold War 151
Loss of access, post-Cold War
Though the trend began towards the end of the Cold War, the phased end of that
conflict saw the curtailing of U.S. access in some places, again because of the
re-assertion of sovereignty and dignity on the part of some erstwhile U.S. allies,
and perceptions of the lesser need for the U.S. deterrent umbrella vis-à-vis the
USSR, now Russia in truncated form. As it happens, there had been losses of
access in some places before the end of the Cold War in relation to the vicissi-
tudes of domestic politics; in Thailand, Iran (after 1979), Greece (accession of
left-wing regime) and in Spain, from which access for U.S. combat aircraft was
transferred to Italy. And in other places – Japan, Australia, the Philippines,
Turkey, the U.K., Iceland – the extent of U.S. access became a political issue
even before the end of the Cold War. After the end of the Cold War, most
importantly, the Philippines, ever-conscious of its earlier colonial tutelage,
forced the U.S. to abandon its major bases at Subic Bay and Clark Air Force
Base (in the former case occasioning a major U.S. diplomatic effort to find a
replacement, eventuating in far greater use of a naval facility in Singapore).
But, of course, the end of the Cold War automatically reduced the need for a
U.S. basing presence all around the Eurasian rim directed now at a truncated but
less hostile USSR/Russia.10 This was particularly the case with regards to
nuclear weapons. All ground-based tactical nuclear weapons were removed by
arms control agreements on both sides of the former Cold War forward line of
troops (FLOT). The number of U.S. air bases in Germany, the Netherlands,
Belgium etc. (also contingency bases in Denmark) and their associated perman-
ently stationed aircraft was reduced. Nuclear-armed F111Es stationed in the
U.K. were removed. Long kept under wraps, the nuclear weapons storage sites
in Iceland were also presumably removed. And, over the course of the 1990s
and beyond, the U.S. land-force presence in Germany, once involving more than
300,000 troops, was cut by more than two-thirds.11 Likewise, various ISR facili-
ties were eliminated, for instance, a variety of technical facilities in Turkey, and
the SOSUS facilities in Iceland, the U.K., Turkey, Italy etc. And also, the
“boomers,” i.e., SSBNs, were withdrawn from Holy Loch as the U.S. came to
rely entirely on SSBN bases in Georgia (U.S.) and the state of Washington.
Somewhat paradoxically, and just as the Cold War was drawing to an end
with the aborted coup in Russia, the dissolution of the USSR and the devolve-
ment of its component parts, there was the almost open-ended use of facilities
and overhead airspace utilized by the U.S. (and its allies) for the conduct of the
1990–1991 Gulf War.12 For Desert Shield/Desert Storm, backed by a UN
collective security mandate, and with the crucial political support of endangered
Saudi Arabia and Kuwait, and other Gulf Cooperation Council states, and Egypt,
the U.S. was denied needed or requested access almost nowhere, the minor
exceptions being Jordan and Yemen, which backed Iraq during the crisis. There
was some internal political opposition to U.S. air staging rights provided by
Thailand and India (the latter then still in a somewhat frigid political relationship
with the U.S., only later altered in the Bush-43 administration). Full use of
152 After the Cold War
tactical air bases, air command and control centers, tanker bases and overhead
air space was provided by nearby Saudi Arabia, Turkey, Oman, Qatar and
Egypt; en route access by Morocco, Kenya, all of the “old” European states, all
of the “new” European states, and even Russia. Large combat units, division-
sized, were moved from Germany to the theater of war. Prepositioned matériel
in Diego Garcia and the GCC states was married to troops coming from Europe
and the continental U.S. (CONUS). U.S. fleet units were availed of basing
access in the Mediterranean and in various places in the northwest Indian Ocean
as well as transit through the Suez Canal. It was, for the U.S., a halcyon moment
as pertains to permissiveness of U.S. basing access, a part of what was involved
in attributions of “hyperpower” and “empire of bases.”
In the aftermath of the Gulf War and through the Clinton Administration, the
U.S. continued, in less demanding circumstances, to have nearly full freedom of
access to needed bases. In the Bosnia and Kosovo crises, in both cases where
U.S. and European NATO allies’ policies were mostly coordinated and in synch,
the U.S. made extensive use of facilities in Italy and Germany, in the former
case flying a lot of missions out of the air base at Aviano. And, by this time,
former Soviet bloc countries in Eastern Europe, now incipient candidates for
admission to NATO, were glad to help out. Hungary provided valuable access
for forces and logistics engaged in the Bosnian conflict and its fragile aftermath.
Albania, long divorced even from the Warsaw Pact and tied to China during the
Hoxha regime, provided land and air access for U.S. forces during the Kosovo
imbroglio. U.S. forces were able to operate within Macedonia as well in peace-
keeping operations. During this long and still relatively uneventful period pre-
ceding 9/11, the U.S. drew down its forces and base structure in Europe
retaining, however, what was essential. In Asia, with a possible hegemonic
rivalry with China looming and the situation in Korea still unresolved, the U.S.
retained most of its earlier force deployments and basing structure in South
Korea and Japan, also in Australia, and beefed up its presence in Guam and its
access to a naval base in Singapore.
Then came 9/11 and, subsequently, the requirements for access to conduct a
major military operation in Afghanistan. And by this time, the rise of radical
Islamic political currents throughout the Middle East rendered U.S. access
somewhat less assured than had been the case in 1990, in some places at least.
For instance, the U.S. had been denied use of some Saudi facilities and also the
use of Saudi airspace for Tomahawk missiles’ overflights for some of the spor-
adic retaliation raids against Iraq during the Clinton years. And, the USAF
control and communications center near Riyadh had had to be moved to Qatar,
all of this because of mounting pressures on the Saudi ruling elites by Islamic
fundamentalists unhappy with the U.S. presence in the kingdom.
During Operation Enduring Freedom the U.S. had crucial use of air and other
bases in Qatar, the UAE and Oman – the three air bases in the latter were used to
mount many air strikes to Afghanistan.13 B-2 bombers based at Whiteman AFB
in Missouri flew long-range bombing missions to and from Afghanistan, availed
of refueling in Diego Garcia.14 In a startling new development, former Soviet
After the Cold War 153
socialist republics Kyrghizstan, Uzbekistan and Tadzhikistan provided bases for
U.S. aircraft and helicopters, with a green light given reluctantly by Moscow. For
these operations, the USAF utilized 55 KC-10 tankers and 550 smaller KC-135s
(the Marines have 75 KC-130s and the Navy 110 carrier-based S-3Bs).15 Pakistan,
under U.S. pressure because of its previous support of the Taliban regime, and
fearing a U.S. green light for an Indian invasion aimed at its nuclear facilities,
allowed for overflights of U.S. aircraft, including carrier planes, and for heliborne
and special forces operations mounted from Pakistani territory. Finally, never pub-
licly revealed, numerous nations – for instance in Eastern Europe, Turkey, the
Caucasus – clearly allowed U.S. overflights en route to Afghanistan. That much
may be inferred from a glance at the map. The sole seeming problem, perhaps a
harbinger of the future, appeared to be with Saudi Arabia.
For Operation Iraqi Freedom (OIF) in 2003, and in its long and still unre-
solved aftermath, the U.S. had fully adequate, but in some cases limited, basing
access. Bases throughout “Old Europe” and “New Europe” were available,
including the crucial Ramstein AFB and the nearby military hospital in Land-
stuhl in Germany. The U.K., Italy and Spain, all in 2003 under the control of
political forces friendly to the Bush-43 Administration, were all helpful to the
military operations. Indeed, despite the hostility to OIF on the part of large seg-
ments of the publics and political elites in “Old Europe,” about the only restric-
tion on U.S. overflights, itself irrelevant, was imposed by Switzerland. “New
Europe” was fully permissive of U.S. access, with Romania, Bulgaria etc. pro-
viding air transit access. That was likewise the case for Australia, Diego Garcia
(U.K.), Djibouti and all of the Gulf Cooperation Council states, with Kuwait
acting as a launching pad for the bulk of ground operations.
However, Saudi Arabia was not very important to OIF, the USAF having
moved its command and control operations to Qatar and being availed of access
to air bases for tactical aircraft and tankers in Kuwait, Qatar, the UAE and
Oman. Egypt was cited in the open press as restrictive of access (the Egyptian
public was hostile to the purposes of OIF), but in a quiet way, air staging, transit
of the Suez canal and use of a military hospital closer to Iraq than Landstuhl,
were all provided by this major recipient of U.S. security assistance. Meanwhile,
Jordan, closed to U.S. access in 1990–1991 as the Kingdom was afraid to
identify with the U.S. because of its majority Palestinian population, allowed for
U.S. Special Forces operations to be mounted from within its borders to the
western Iraqi desert before and during OIF.
The main problem for the U.S. was Turkey, long a staunch U.S. ally and
provider of elaborate basing access, and long a recipient of extensive U.S. secur-
ity assistance. But Turkey had fallen under the political control of an Islamic-
oriented government which had also loosened then burgeoning ties with Israel,
and the Turkish public had become less friendly to the U.S. Also, Turkey badly
wanted membership in the European Union, and there were hints of quiet pres-
sure from governments in France and Germany against Turkey’s allowing for
U.S. basing access with EU membership used as leverage. Turkey subsequently
allowed some U.S. use of air facilities, for instance, for medical evacuations, but
154 After the Cold War
denied the U.S. use of Turkish soil for the 4th Infantry Division, which was on
ships offshore the Turkish port of Iskenderun, poised to enter Turkey and attack
Iraq from the north. That division then had to be shipped through the Suez Canal
and around the Persian Gulf to Kuwait, too late for it to be a major participant in
the conventional phase of conflict.
In the aftermath of OIF, extending up to 2006, the fundamental aspects of the
U.S. global basing presence had shifted, markedly so, in a geopolitical sense. Up
to 1990, that had, fundamentally, involved a largely rimland basing structure –
Iceland to Hokkaido – around the Eurasian supercontinent, involving air, sea,
land and ISR facilities directed against the USSR and, still to a degree, China.
By 2006, an altered structure had emerged, geographically focused on the inter-
locking “arcs of crisis,” Morocco to India, the Horn of Africa to the Caucasus
and Central Asia. Earlier, the fundamental problem was the containment of
Soviet expansionism. Now, there was a more complex set of threats, involving
WMD, the “axis of evil,” terrorism, mostly that by non-state actors, and access
to oil and gas in a potentially worsening supply and demand situation.
The most significant shifts in the U.S. basing structure had taken place in the
Persian Gulf area, the Horn of Africa and Central Asia, all of which had been
gradually produced by the progression from the Carter Doctrine and start-up of
the RDF (in response to the Iranian revolution and the Soviet invasion of
Afghanistan); the tanker reflagging operation in the Persian Gulf towards the
end of the Iran–Iraq war; Desert Shield/Desert Storm; OEF and OIF.
By 2006, the U.S. had acquired a surprisingly massive basing structure in the
Persian Gulf area and in Central Asia, including Afghanistan. There were about
a dozen air and army bases in the latter, including air bases at Bagram, Kandahar
and Mazar-e-Sharif. Quietly, next door, and in relation to the ongoing conflict in
Afghanistan, access was provided by Pakistan to bases at Jacobabad, Dalbandin,
Pasni and Shamsi.16 In the former Soviet Central Asian republics, and in the face
of Russian complaints, the USAF used bases at Manas near the Kyrghiz capital
of Bishkek and at Khanabad in Uzbekistan.17 In Turkey, the U.S. continued to
have access to the long-occupied main air base at Incirlik.18 In the African Horn,
Djibouti hosted facilities for the U.S. Navy and for Special Forces units dealing
with terrorist problems in the Arabian Peninsula.19 Kenya provided access for
U.S. operations in Somalia.
But despite the U.S. drawdown of its earlier basing structure in Saudi Arabia
(now with some residual access to Sultan Air Base near Riyadh), the guts of the
U.S. Persian Gulf basing structure was in the other GCC states: Oman, the UAE,
Qatar, Bahrain and Kuwait.20 In Oman, USAF bases at Seeb, Masirah and
Thumrait were heavily used for operations in OEF, given the favorable location
to circumvent Iranian airspace, but to use Pakistani airspace. The USN also used
a base in Oman at Masirah. In the UAE the USAF had use of an air base at Al
Dhafra and the USN a naval base at Jebel Ali. Qatar’s air bases at Sheik Isa and
Al Udaid were also available, the latter having become a main command and
control center. In Bahrain, the USN continued to homeport a squadron at
Manama and in Kuwait, U.S. army brigades were maintained plus two main
After the Cold War 155
USAF bases at Ali Al Salem and Ahmed Al Jabber. It might be surmised that
the GCC states, absent Saudi Arabia, were anxious to keep a U.S. presence
despite the implications regarding Islamic fundamentalism and in the face of
continuing U.S. support for Israel, just because of fears of a Saudi upheaval, the
aftermath of which might require provision of security by the U.S.
Conquest
As discussed in our historical review of this subject, user nations have acquired
basing access in one of three basic ways: by conquest and/or colonization; by
providing security or protection for the host via formal alliances or less formal
arrangements still implying protection; and by the use of tangible quid pro quo,
i.e., security assistance, arms transfers, subsidies or, in effect, “rents.”
In the more recent context for the U.S., the first of these categories, conquest,
has more or less been precluded by now well established international norms or
“laws.” But, some critics of the U.S. invasion of Afghanistan in 2001 and Iraq in
2003 saw enhanced basing access as a motive, even if subsidiary in the former
case to eradicating the Taliban and Al Qaeda, and eliminating the Saddam
regime and its (assumed) WMD programs in the latter.
By 2005, the U.S., having installed what became a democratically elected
government in Afghanistan, but still fighting a new insurgency and helping to
defend the new Karzai regime, had established an elaborate basing structure in
that country. How long that would be retained remained to be seen, given the
uncertainties of the continuing hunt for Osama Bin Laden, the WMD menace in
Pakistan and Iran, etc.
In Afghanistan, as of 2005, the U.S. had some 15 major air and army facilities,
including the air bases at Bagram, Kandahar and Masar-e-Sharif, and numerous
large army bases. How long those could be maintained, now perhaps less a matter
of conquest than cooperation with the new Karzai government, remained to be
seen. In Iraq also, army barracks, headquarters etc. for some 135,000 troops, plus
several major air bases, remained under U.S. control after the installation of the
new government in 2005. How long these could be retained at the discretion of a
Shi’a dominated government, particularly as the bases are somewhat dedicated to
the possibility of conflict in Iran or Syria, remained to be seen.
Security assistance
The third category, in the current context, relates primarily to the use of security
assistance as a quid pro quo for basing access. During the Cold War, some of the
largest recipients of U.S. security assistance – Turkey, Greece, Spain, Portugal,
the Philippines – all were providers of critically needed access for the U.S.
There are several categories of security assistance: the Foreign Military
Financing Program, the International Military Education and Training (IMET)
program and the Economic Support Fund.27 Around the globe some 74 countries
receive Foreign Military Financing, some 130 receive IMET, some 26 receive
money from the Economic Support Fund, which is also used to support multilat-
eral programs concerning regional democracy, regional womens’ issues, various
regional democratization and administration of justice funds etc.
Several points stand out regarding the current structure of U.S. security assis-
tance, primarily the dominance of the numbers by Egypt and Israel. Also stand-
ing out is the huge number of countries receiving U.S. funds from one or more
of the aforementioned sources, more than two-thirds of the world’s some 190
After the Cold War 159
sovereign nations. And many that now receive such assistance are former Soviet
allies and arms clients (also former Soviet republics), many of which provided
Moscow basing access and overflight rights: Egypt, Yemen, Algeria, Bulgaria,
the Czech Republic, Hungary, Poland, Romania, Slovakia, Ethiopia/Eritrea,
Congo-Brazzaville, Guinea, Guinea Bissau, Madagascar, Mali, Mozambique,
Angola, Mongolia, India, Cambodia among them.
Regarding the FMFP, Egypt and Israel are the largest recipients, and this per-
tains primarily to supporting the Camp David “peace process,” though Egypt has
provided the U.S. some access in recent times. The figures for Latin America are
low, correlating with low levels of conflict and strategic threat and the near-
absence of U.S. bases (Colombia and Ecuador have had significant support in
relation to drug interdiction, Honduras has been cited).
Earlier, the U.S. had provided large amounts of security assistance, up in the
range of $500 million annually, to a small number of key basing hosts: Portugal
(the Azores), Spain, Greece, Turkey, Thailand, the Philippines. Now, aside from
the billions of dollars required to support the Egypt–Israel Camp David accords,
money is spread out in small amounts to a much larger number of recipients.
Some are near the range of the former key hosts: Jordan (near half a billion) and
Afghanistan ($190 million). In Jordan’s case, underwriting the “peace process”
is involved, but perhaps also needed U.S. access in the Iraq war. Djibouti, along
with the Philippines, has the largest account from the Economic Support Fund,
around $25 million, no doubt reflecting its role in providing U.S. military access.
U.S.–Philippines collaboration on the war on terrorism is germane here. The
IMET amounts are small, only a handful above $1 million per year: the Philip-
pines, Malaysia, Thailand, India, Senegal, South Africa, Colombia, Mexico,
Turkey, Ukraine, Uzbekistan, Argentina, Colombia, El Salvador, Egypt, Jordan,
Morocco, Oman, Tunisia, Yemen, Bulgaria, Czech Republic, Estonia, Georgia,
Hungary, Kazahkstan, Kyrghiz Republic, Latvia, Lithuania, Moldova, Poland
and Romania. The relation to basing access is clear in many of these cases.
Regarding FMF funding in 2003–2004, aside from Egypt and Israel, only
Jordan, Oman, Morocco, Bulgaria, the Czech Republic, Hungary, Macedonia,
Poland, Georgia, Turkey, Colombia, the Philippines and Pakistan had numbers
over $20 million, modest sums. Hence, it would appear that in many cases, all
over the world, relatively small increases in absolute levels of assistance would
represent large proportional jumps. Such increases could judiciously be used in
exchange for enhanced access.
What is potentially involved was illustrated in a recent Christian Science
Monitor article that detailed cooperative security and training exercises in
various African states, reflective of the emphasis on “activities” as outlined in
the recent DOD report to Congress. The focus is on counter-terrorist training,
particularly in and around the Sahara Desert and the Sahel, a band of land south
of the Sahara and that runs east to west across Africa. Further, “these are vast
lawless lands where terrorists linked to Al Qaeda are known to operate – and
where the region’s large Muslim populations sometimes offer support or sym-
pathy to extremists.”28 As elsewhere noted, and in this connection, the U.S. has
160 After the Cold War
been working to develop north–south air corridors to support military opera-
tions. And then, there are the promising oilfields around and near the Gulf of
Guinea – Nigeria, Cameroon, Gabon, Angola, Chad, Equatorial Guinea, Sao
Tome and Principe; additionally, the reports that China, perhaps the U.S.’s
future hegemonic rival, has been scouring the African continent to line up deals
regarding a variety of non-fuel natural resources. The CSM article details U.S.
forces training “locals” in Chad, Botswana, Niger, Mauritania, Mali and Dji-
bouti – the latter now has some 2000 U.S. troops poised to launch anti-terrorist
operations in the Horn of Africa or the southern part of the Arabian Peninsula.
The amounts of IMET targeted for these countries range from around $100,000
or $200,000 per year, on up to about $1 million for Senegal, which has been des-
ignated as a CSL, where in Dakar, “the Air Force has negotiated contingency
landing, logistics and fuel contracting arrangements, and which served as a
staging area for the 2003 peace support operation in Liberia.”29
• U.S. involvement in helping defend Taiwan from a PRC invasion (or block-
ade), requiring access in Japan/Okinawa, Guam (assured), maybe the Philip-
pines, Thailand, Vietnam, Australia, India [traditional, maybe also
catastrophic].
• U.S. involvement in defending the ROK, and/or preempting North Korean
nuclear facilities, perhaps involving defense of Japan from missile attack,
requiring access in ROK, Japan/Okinawa, Guam (assured), perhaps the
Philippines (traditional, maybe also catastrophic).
Looking at these myriad complex scenarios, a few points stand out. Mostly,
that has to do with the foci on WMDs, terrorism, hegemonic rivalry with China
and competition over scarce resources – particularly oil, but possibly also such
minerals as iron ore and manganese – and the possible nexus between the latter
two.36 The possession, existing or possibly pending, of nuclear weapons by Iran,
Israel, India, Pakistan and North Korea, possibly later Egypt, Syria, Taiwan,
among others, is at the heart of numerous scenarios. Islamic terror raises the
possibility of conflict, and hence access requirements, in numerous areas span-
ning West, North and East Africa, the Middle East, South and Southeast Asia,
Central Asia, etc. Hegemonic China looms large. And maybe ultimately of
greatest importance, the supply–demand equation for oil looms large, what with
the enormously increased demand by China and India (projected for a popu-
lation of 1.6 billion) and other Asian countries. China is now getting oil in large
quantities from Saudi Arabia, Oman, Angola, Iran, Russia, Sudan, Yemen,
Congo, Equatorial Guinea and Indonesia.37 It is looking for additional sources in
Chad, Canada and Peru, among other places.
If the U.S. is embargoed or outfoxed in terms of oil supply, seizure of oil-
fields could be a last resort. And, again, many oilfields are located near coasts,
subject to littoral warfare or more specifically (see later) attack from sea bases.
That could involve, hypothetically, Venezuela, Algeria, Libya, Egypt, Iran,
Yemen, Oman, UAE, Saudi Arabia, Bahrain, Qatar, Nigeria, Congo, Gabon,
After the Cold War 165
Equatorial Guinea, Sao Tome and Principe, among others. That is a grim set of
scenarios, but the basing implications of this problem may yet become vital. The
menacing nature of these scenarios and their nearly open-ended diversity, may
be driving capabilities-based analyses to deal with a maximum multiplicity of
them.
But, again, there is also the high likelihood of the unforeseen. Underlined in
the above is the global, diverse, almost open-ended nature of potential problems
and the uncertainty of basing and overflight access in the context of shifting,
indeterminate, and contingent or ad hoc political relationships. We shall return
to this.
Peacekeeping
A more recent phenomenon is that of use of foreign facilities in order to conduct
nearby peacekeeping or interposition operations. Here one might cite U.S. use of
facilities in Egypt to support peacekeeping in the Sinai, and use of facilities in
Hungary and Albania to support operations, respectively, in Bosnia and Kosovo.
West African ports such as Dakar have been used to support peacekeeping
operations in nearby states such as Liberia.
After the Cold War 167
The future of global presence
In relation to the threat scenarios outlined above, the U.S. has been reshaping its
global presence to deal with new threats emanating from sometimes new sources,
in a very fluid and complex global environment. It is, accordingly, shifting its
global presence with newer geopolitical emphases (arcs of crisis, African oilfields
etc.) and also in line with “transformation,” i.e., an emphasis on smaller, lighter,
more mobile forces. There is a clear shift away from the remnant Cold War global
presence that featured heavy forces stationed where they would be expected to
fight, i.e., in Central Europe and Korea. But in the context of the scenarios, the
comparative costs involved, the needs for retention of military personnel and
attention to their family needs, and the desire to lower the intrusiveness of the U.S.
presence and the infringement on other nations’ sense of sovereignty, more and
more the global presence is being seen in the light of trade-offs between traditional
forward presence/basing, the newer possibilities for sea basing that would lower
requirements for land basing, and the resort, based both on political but also new
technological realities, to larger degrees of CONUS-basing for military operations.
The latter two broad options are, of course, linked.
Long-range CONUS-basing
In 1991, in the Gulf War, the U.S. had used lumbering old B-52s, flown all the
way from Barksdale AFB in Louisiana, for bombing raids. Then in the 1999
Kosovo conflict, B-2s were flown back and forth from Whiteman AFB in Mis-
souri. The round-trip missions covered more than 10,000 miles and took 30
hours (the B-2’s range is listed as 7255 miles, but tanker refueling can extend
that almost indefinitely).
In Afghanistan, much more use was made of the B-2s based in Missouri, this
time usually using Diego Garcia as a stopping off point, coming or going. The
Whiteman-Afghanistan-Diego Garcia leg was said to take 40–44 hours and to
require six mid-air refuelings, while the Diego Garcia-Whiteman trip took 30
hours and five refuelings.38 The B-2s carried some 40,000 pounds of bombs,
including the vaunted Joint Direct Attack Munitions (JDAMs). The plane carries
a crew of two, pilot and mission commander. The U.S. also used B-52s and B-1s
based mostly at Diego Garcia, 3000 miles away, involving 15-hour round trips,
for raids in Afghanistan, as well as attack aircraft based on carriers in the
Arabian Sea, some 700 miles from Kabul.39 Other attack aircraft used bases in
the Persian Gulf in Kuwait and Oman, 1400 miles from Kabul and later the ex-
Soviet states of Uzbekistan and Kyrghizstan. For those operations, the USAF
utilized 55 KC-10 tankers and 550 smaller KC-135s (the Marines have 75 KC-
130s, and the Navy 110 carrier-based S-3Bs).40
Hence, according to one commentary: “Indeed, what sets the U.S. military
apart from every other military in the world – every bit as much as smart bombs
and stealth planes – are tankers and lifters.”41 These aircraft enable America –
and only America – to project power around the world on a massive scale.
168 After the Cold War
Abetting this during the recent wars were some 50 military satellites, including
two dozen satellites in the Global Positioning System Constellation, numerous
communications satellites, about half a dozen electro-optical and radar-imaging
spy satellites, and an undetermined number of satellites that intercept cell phone
and other ground-based communications.42
These long-range missions for B-1s and B-2s had, by 2005, given a lot of
room for speculation that in the future, the U.S. could rely more on CONUS-
basing and less on forward basing, or a combination of it and sea-basing.
Sea basing
As an alternative, or a supplement to a land-based forward presence or a more
CONUS-based strategy for power projection, sea basing has captured increased
attention. It is, indeed, one of the three elements of Seapower 21, along with Sea
Strike and Sea Shield.43 This newer emphasis on sea basing is the result of worries
that land bases may not so readily be available for future power projection opera-
tions, for reasons previously enumerated: the lack of durable long-term alliances
and shifting alliances in a more multipolar system, intimidation of allies and arms
client states because of WMD, the leverage of the oil trade, political cross-
pressures, assertion of sovereignty by states no longer so much under the U.S.
security umbrella, sensitivity about problems caused by a foreign military pres-
ence, etc. So, some analysts now foresee greater use of sea-borne platforms for
operations ashore in lieu of land bases, a trend already anticipated by a large
number of small crisis operations (removal of U.S. embassy personnel, small-scale
interpositions), mostly in Africa, and some aspects of the Afghanistan conflict.
The recent CBO study on this subject states it as follows in its “Summary.”
As reported by the CBO study, the USN now has a 293-ship fleet, including
35 amphibious ships.45 The latter comprises five Tarawa (LHA-1) and Wasp
(LHD-1) amphibious assault ships, 11 Austin (LPD-4) amphibious transport
docks and eight Whidbey Island (LSD-41) and four Harpers Ferry (LSD-49)
dock landing ships. In addition, there are now 16 Maritime Prepositioning Ships.
The first three types of ships “carry Marines, vehicles, and the landing craft that
are used to ferry troops and equipment to shore; some also carry helicopters and
After the Cold War 169
fixed wing aircraft.”46 The L-class ships together provide lift transport capacity of
1.9. Marine Expeditionary Brigades (MEBs) amounting to 27,000 troops and their
equipment. According to the CBO, in the past, these ships were arranged into 12
amphibious ready groups, three ships apiece, which operated independently from
the fleet and carried a Marine Expeditionary Unit of about 2200 troops, a battalion
equivalent. Now, the Navy is reorganizing its fleet so as to have three surface com-
batant ships and one submarine to operate with each amphibious ready group,
amounting to a task force known as an expeditionary strike group (ESG). Clearly,
this is reflective of a shift away from blue-water sea dominance towards littoral
warfare with myriad possible scenarios.
The MPSs carry equipment only, no troops, and are organized into three
squadrons of five or six ships apiece, based at ports in the Mediterranean, the
Indian Ocean (Diego Garcia), and the western Pacific (Guam). Each carries
enough matériel to equip an MEB and sustain it for 30 days, thus a lift capacity
of 3.0 MEBs. So that is the current basis for sea basing.
In March 2003, the Navy proposed to Congress building a fleet of 375 ships
(compared with the current 293), including 37 amphibious ships (compared with
the current 35) and 18 new MPSs (there are 16 today) capable of conducting
sea-basing operations. Over a 30 year period up to 2035, this would involve pur-
chasing 12 LPD-17s (San Antonio Class), ten amphibious ships of a new class
(LHA-R) similar to the present LHDs but capable of carrying more aircraft, 12
dock landing ships of a new class (LSD-X), and up to 21 new MPF(F)s far more
capable than the current MPSs. Thus by 2035, the Navy would have 57 com-
bined amphibious warfare ships and maritime prepositioning ships, organized
into 12 ESGs and three MPF(F) squadrons.
The CBO study sums up the Navy’s and Marine Corp’s plans for sea basing
as follows:
In the Navy’s and Marine Corps’s vision for sea basing, amphibious ships
would continue to carry the “assault echelons” – the first wave of troops – in
any expeditionary operation. The MPF(F) ships would carry most of the
materiel needed to sustain that force in the first 20 days of operations. They
would also hold all of the equipment for “follow-on assault echelons” – suc-
cessive waves of troops that would be transported to the theater on aircraft
on high-speed surface craft. With sea basing, no land base would be neces-
sary for the follow-on forces to assemble themselves and deploy–all of that
would occur on the ships comprising the sea base. Nor would there be a
large supply depot on land to offer a prime, stationary target for attacks by
enemy ballistic missiles, cruise missiles, or aircraft. The MPF(F)s are the
linchpin of the sea base; without them, the Navy and Marine Corps would
not be able to implement that new approach to amphibious warfare or
forcible-entry operations.47
The CBO report then goes on to explore several lower cost options for this
plan:
170 After the Cold War
1 buy fewer, more-capable ships within the historical spending level;
2 buy more, less capable ships within the historical spending level;
3 create a more survivable sea-basing force and;
4 de-emphasize sea basing in favor of forward presence.
These options involve a blizzard of possible options involving types and mixes
of ships, trade-offs between men, equipment, helicopters and aircraft, defensive
systems and survivability based on ship construction, etc. all costed out.
And, to add another layer of complexity, there is the further question of con-
nectors for the sea bases, i.e., means to get troops from CONUS (or Europe or
U.S. bases in the Far East) to combat zones, and to get them ashore and sustain
them. One option mentioned by the CBO is to purchase fast sealift ships capable
of ferrying troops from CONUS (or European or Asian bases) at high speeds.
Another option would be to fly troops to an advanced base, and then ferry them
to the sea base using short-range, higher speed vessels. Ships of the latter type
already exist, but new ones would require scaled-up designs. Additionally
required connectors are large air-cushion landing craft to get everything ashore,
flow-on/flow off ships to bring landing craft close to shore, a new heavy lift heli-
copter to replace the CH-53, or a new aircraft with quad-tilt rotors now only in
the early design stage.
The CBO report briefly discusses four areas of argument against sea basing,
keeping in mind that reliance on the latter can vary greatly along a scale from
modest to major.48 Those are:
The CBO study of sea basing, while elaborate and detailed with regard to
prospective force postures and associated cost projections, is almost divorced
from analysis of scenarios, i.e., the possible locations and sizes of conflicts,
impact of alignments, availability of land bases etc. The CBO’s overseas basing
study is also stingy with reference to possible or most likely scenarios, aside
from brief mention of Nigeria and Azerbaijan (potentially important future
sources of oil) and Uganda and Djibouti (potential staging bases for conducting
operations in Africa and the Arabian Peninsula to counter instability and terror-
ism).49 Likewise missing is any juxtaposition to or cross-referencing with the
now standard DOD general breakdown of conflict scenarios: traditional, irregu-
lar, catastrophic and disruptive.
After the Cold War 171
Hence, a sea-basing scheme that allows for lift of 1.5–2.5 MEBs, maybe up
to 40,000 Marine Corps troops, might be suitable for littoral operations on the
scale of the Afghanistan war or, given favorable air overflight rights, somewhat
removed from the littoral. It would easily be capable, as it has been, of dealing
with extraction and peacekeeping operations on a small scale in Africa and else-
where. Without supplementation from the Army however, and maybe with it, it
might not be capable of operations on the scale of Desert Storm nor of OIF, the
progress of transformation to smaller, more mobile, more lethal forces notwith-
standing. The relevance to “catastrophic” generic scenarios (let us say, a WMD
terrorist attack in the U.S.) is ambiguous, likewise, preemption of the sources of
such threats via sea basing may be ambiguous.
The limitations of sea–basing away from littorals is a further subject for
review. Could, for instance, an MEB with full complement of submarine and
aircraft, be useful in Azerbaijan vis-à-vis the Russians, or in Tibet vis-à-vis
China, or in Chad or Uganda in relation to terrorist threats or coups?50
The absence of attention to jointness in the two CBO studies stands out. Army
forces are hardly mentioned in connection with sea basing, nor are Air Force cap-
abilities in relation to littoral warfare. And in the CBO study of the Army’s over-
seas bases, the Marines are largely missing and the Navy figures only in connection
with “locations with the fastest deployment by sea to potential areas of conflict.”
Hence, regarding the latter, Diego Garcia is seen as the best launching pad for
operations in South Asia, the Persian Gulf, East Africa, etc.; Bulgaria and Romania
for operations in the Med.–Black Sea area. Emphasis here is on the degree of
forward deployment, use of CSLs, rotation of units back and forth to CONUS, etc.
Missing is an analysis of how the lift capabilities layed out in the sea basing study
could provide lift both for the Army and Marines to deal with large-scale traditional
scenarios, or whether deployments of the troops of the two services would be mutu-
ally impossible due to the limits of sea basing even if abetted by extensive airlift.
Building the CBO sea basing force for 2035 could involve many billions of
dollars per year, perhaps $70 to 90 billion cumulatively over that period. Such
numbers dwarf the current non-Egypt/Israel security budgets, raising the issue of
the trade-offs between them and sea basing.
Conclusion
As of 2005, the U.S. still maintained an elaborate “empire of bases,” a global
basing structure consonant with what remained a unipolar dominance at the mil-
itary security level at least (the fall of the dollar, rising Chinese economic might
and the U.S. vulnerability to a worsening situation with respect to the supply and
demand equation for oil presented a different picture). In that context following
are some general points regarding the future of the U.S. global basing system, its
structure and its purposes.
The diverse, uncertain and very global nature of the emerging threat
environment
Myriad possible scenarios, following under the (now standard) Pentagon head-
ings of traditional, catastrophic, irregular and disruptive, could be conjured up,
running from the probable, to the possible, to the hypothetical. Those threats
included terrorism, WMD (based on nation-states or non-state actors), tradi-
tional warfare possibilities in Iran, Taiwan and Korea, also a looming hege-
monic rivalry with China, maybe too the EU or both combined in alliance. But
looming, quietly, is the perhaps menacing struggle for oil, gas and non-fuel min-
erals, perhaps inextricably to be linked to problems of terrorism, WMD and
great powers’ hegemonic rivalries. These issues present almost open-ended
requirements for basing access.
Mongol Empire
Base name Country Date Date Basis for Permanent peacetime Type** Mixed military
(nowadays) start end acquisition* vs. wartime and economic
function***
Notes
*C = Conquest, colonialism; D = Access via diplomacy
**MN = Major naval, MiN = Minor naval, F = Fort
*** = Yes or no
Venice
Base name Country Date Date Basis for Permanent peacetime Type** Mixed military
(nowadays) start end acquisition* vs. wartime and economic
function***
continued
Venice continued
Base name Country Date Date Basis for Permanent peacetime Type** Mixed military
(nowadays) start end acquisition* vs. wartime and economic
function***
Notes
*C = Conquest, colonialism; D = Access via diplomacy
**MN = Major naval, MiN = Minor naval, F = Fort
*** = Yes or no
Genoa
Base name Country Date Date Basis for Permanent peacetime Type** Mixed military
(nowadays) start end acquisition* vs. wartime and economic
function***
Notes
*C = Conquest, colonialism; D = Access via diplomacy
**MN = Major naval, MiN = Minor naval, F = Fort
*** = Yes or no
Ottoman Empire
Base name Country Date Date Basis for Permanent peacetime Type** Mixed military
(nowadays) start end acquisition* vs. wartime and economic
function***
continued
Ottoman Empire continued
Base name Country Date Date Basis for Permanent peacetime Type** Mixed military
(nowadays) start end acquisition* vs. wartime and economic
function***
Notes
*C = Conquest, colonialism; D = Access via diplomacy
**MN = Major naval, MiN = Minor naval, F = Fort
*** = Yes or no
(x) = Kheir El Din, pirate, Barbarosa, linked to Ottomans
II The age of sail and European imperialism, intra-European basing in the Baltic arena
Portugal
Base name Country Date Date Basis for Permanent peacetime Type** Mixed military
(nowadays) start end acquisition* vs. wartime and economic
function***
Base name Country Date Date Basis for Permanent peacetime Type** Mixed military
(nowadays) start end acquisition* vs. wartime and economic
function***
Notes
*C = Conquest, colonialism; D = Access via diplomacy
**MN = Major naval base; MiN = Minor naval base; F = Fort
***Yes or no
Spain
Base name Country Date Date Basis for Permanent peacetime Type** Mixed military
(nowadays) start end acquisition* vs. wartime and economic
function***
Base name Country Date Date Basis for Permanent peacetime Type** Mixed military
(nowadays) start end acquisition* vs. wartime and economic
function***
Notes
*C = Conquest, colonialism; D = Access via diplomacy
**MN = Major naval, MiN = Minor naval, F = Fort
*** = Yes or no
The Netherlands
Base name Country Date Date Basis for Permanent peacetime Type**** Mixed military
(nowadays) start end acquisition** vs. wartime and economic
function***
Base name Country Date Date Basis for Permanent peacetime Type**** Mixed military
(nowadays) start end acquisition** vs. wartime and economic
function***
Notes
* Shared with Great Britain
**C = Conquest, colonialism; D = Access via diplomacy
***Yes or no
****MN = Major naval base; MiN = Minor naval base; F = Fort; Entr. = Entrepôt
France
Base name Country Date Date Basis for Permanent peacetime Type** Mixed military
(nowadays) start end acquisition* vs. wartime and economic
function***
continued
France continued
Base name Country Date Date Basis for Permanent peacetime Type** Mixed military
(nowadays) start end acquisition* vs. wartime and economic
function***
Notes
*C = Conquest, colonialism; D = Access via diplomacy
**MN = Major naval, MiN = Minor naval, F = Fort
*** = Yes or no
(X) = Shared by France and Britain
Great Britain
Base name Country Date Date Basis for Permanent peacetime Type*** Mixed military
(nowadays) start end acquisition** vs. wartime and economic
function****
continued
Great Britain continued
Base name Country Date Date Basis for Permanent peacetime Type*** Mixed military
(nowadays) start end acquisition** vs. wartime and economic
function****
continued
Great Britain continued
Base name Country Date Date Basis for Permanent peacetime Type*** Mixed military
(nowadays) start end acquisition** vs. wartime and economic
function****
Notes
*Shared with the Netherlands
**C = Conquest, colonialism; D = Access via diplomacy
***MN = Major naval, MiN = Minor naval, F = Fort
**** = Yes or no
Naval wars in the Baltic 1522–1850
Introduction
Travemünde-Port of Lübeck Germany Denmark–Prussia–Sweden June June 1535
Fyen Norway Denmark–Prussia–Sweden June Feb. 1536
The Northern Seven Years War, 1563–1570
[the Allies: Denmark, Germany]
Landskrona, Sjaeland-Fortress of Kronborg (Elsinore) Sweden Denmark, Prussia Jan. Feb. –
Bornholm Denmark The Allies 24 May 12 June –
Copenhagen Denmark Lübeck Contingent 27 May 30 May 1565
Rügen Germany Sweden, Finland 4 July 7 July –
Copenhagen Denmark The Allies 14 July 8 Aug. –
Revel Estonia Sweden June Oct. 1568
Abo and Viborg Finland Sweden winter winter 1570
The Russo-Swedish Wars and the War of the Vasa Succession, 1570–1610
Danzig Poland Sweden – – 1587
Danzig Poland Sweden June 6 Sept. 1592–1593
Narva Estonia Sweden winter winter 1599
Barösund Denmark Sweden Aug. Jan. –
Danzig, Riga Poland, Latvia Sweden Apr.–May Oct. 1603
Riga Latvia Sweden Sept. Oct. –
Bergen Norway Sweden weather-port in weather-port in 1607
Elfsborg Norway Sweden – – 1607–1608
Belt, Norway, and Lapland – Denmark – – 1587
The Kalmar War, the Russo-Swedish Wars, the Wars of the Vasa Succession and the Thirty Year’s War, 1611–1643
Kalmar Sweden Denmark 13 Aug. 21 Aug. 1612
Abo Finland Sweden Sept. winter 1616
Stralsund Germany Sweden – – 1627
Stralsund Germany Sweden winter winter 1629
The Belt, the Elbe, and Weser Germany Denmark Aug. – 1626
The Elbe Germany Denmark – – –
The Elbe Germany Denmark w/ Britain, Dutch winter end Aug. 1627
The Elbe, the Weser Germany Denmark w/ Britain, Dutch 16 Mar. 7 May 1628
Glûckstadt Germany Denmark w/ Britain, Dutch May 7 May –
Stralsund Germany Sweden – – 1630
Danzig Poland Sweden summer summer 1634
The Elbe-Stade (Hamburg) Germany Denmark 4 Sept. Sept. 1630–1643
The war between Sweden and Denmark, 1643–1645
Stralsund Germany Sweden 7 July 28 July 1644
Gothenburg Sweden Dutch 20 July 9 Aug. –
Kalmar Sweden Dutch 24 Aug. 5 Oct. –
Wismar Germany Dutch 3 Nov. 13 Nov. –
Wismar Germany Dutch 23 Nov. winter –
Kjöge Bay Denmark Dutch 5 June – 1645
Kronborg Denmark Dutch 5 June winter –
Hellevoetsluis Netherlands Dutch 22 Nov. – –
Bremen, Verden, Pomerania, Rügen, Wismar Germany Sweden Peace of Westphalia –
1648
The wars of the Danes and the Dutch against the Swedes and the English, 1652–1667
Helsingor Denmark Britain Early Aug. 9 Sept. 1652
Copenhagen Denmark Dutch 13 Oct. Nov. –
Stralsund Germany Sweden 25 Nov. winter –
Copenhagen Denmark Dutch 19 July 20 July –
Danzig Poland Dutch 26 July – –
Riga Latvia Sweden July-Sept. July–Sept. –
Copenhagen Denmark Dutch 29 May 21 June 1657
–
Rügen Germany Denmark June 12 Sept. –
Wismar Germany Sweden 23 Sept. 4 Nov. –
Copenhagen Denmark Dutch Sept. 14 Nov. –
Wismar Germany Sweden winter winter –
continued
Naval wars in the Baltic 1522–1850 continued
continued
Naval wars in the Baltic 1522–1850 continued
continued
Naval wars in the Baltic 1522–1850 continued
continued
Naval wars in the Baltic 1522–1850 continued
continued
Naval wars in the Baltic 1522–1850 continued
Host (if different than today) Base name Country Date start Date end Basis for Type of base***
(nowadays) acquisition*
Host (if different than today) Base name Country Date start Date end Basis for Type of base
(nowadays) acquisition*
Notes
*C = Conquest, colonialism; D = Access via diplomacy; ** = taken after fall of colonial power, outset of WWII
Interwar period: USSR
Host (if different than today) Base name Country (nowadays) Date start Date end Basis for acquisition* Type of base
Notes
*C = Conquest, colonialism; D = Access via diplomacy
The interwar period: Japan
Host (if different than today) Base name Country (nowadays) Date start Date end Basis for acquisition* Type of base
Notes
*C = Conquest, colonialism; D = Access via diplomacy
The interwar period: Italy
Host (if different than today) Base name Country (nowadays) Date start Date end Basis for acquisition* Type of base
Notes
*C = Conquest, colonialism; D = Access via diplomacy
The interwar period: France
Host (if different than today) Base name Country (nowadays) Date start Date end Basis for acquisition* Type of base
Notes
*C = Conquest, colonialism; D = Access via diplomacy
The interwar period: the Netherlands
Host (if different than today) Base name Country (nowadays) Date start Date end Basis for acquisition* Type of base
Note
*C = Conquest, colonialism
The interwar period: The U.K.
Host (if different than today) Base name Country (nowadays) Date start Date end Basis for acquisition* Type of base
continued
The interwar period: The U.K. continued
Host (if different than today) Base name Country (nowadays) Date start Date end Basis for acquisition* Type of base
Notes
*C = Conquest, colonialism; D = Access via diplomacy
The interwar period: Germany
Host (if different than today) Base name Country (nowadays) Date start Date end Basis for acquisition* Type of base
Note
*D = Access via diplomacy
IV The Cold War period
Base name Country Date start Date end Basis for acquisition* Type of base
(nowadays)
continued
Cold War period: U.S. continued
Base name Country Date start Date end Basis for acquisition* Type of base
(nowadays)
continued
Cold War period: U.S. continued
Base name Country Date start Date end Basis for acquisition* Type of base
(nowadays)
continued
Cold War period: U.S. continued
Base name Country Date start Date end Basis for acquisition* Type of base
(nowadays)
continued
Cold War period: U.S. continued
Base name Country Date start Date end Basis for acquisition* Type of base
(nowadays)
continued
Cold War period: U.S. continued
Base name Country Date start Date end Basis for acquisition* Type of base
(nowadays)
continued
Cold War period: U.S. continued
Base name Country Date start Date end Basis for acquisition* Type of base
(nowadays)
continued
Cold War period: U.S. continued
Base name Country Date start Date end Basis for acquisition* Type of base
(nowadays)
Base name Country Date start Date end Type of base Notes
continued
Cold War period: USSR continued
Base name Country Date start Date end Type of base Notes
continued
Cold War period: USSR continued
Base name Country Date start Date end Type of base Notes
(nowadays)
continued
Cold War period: USSR continued
Base name Country Date start Date end Type of base Notes
(nowadays)
Base name Country Date start Date end Basis for acquisition* Type of base
Base name Country Date start Date end Basis for acquisition* Type of base
(nowadays)
continued
Cold War Period: France continued
Base name Country Date start Date end Basis for acquisition* Type of base
(nowadays)
Base name Country (now) Start date End date Type Notes
continued
Post-Cold War period: U.S. continued
Base name Country (now) Start date End date Type Notes
Armenia 1999 3100 ground troops; 1 air defense squadron with 14 MiG-29s
Azerbaijan 1999 Russians occupy ABM radar station at Gabala
Georgia 1999 5000 ground troops; 1 air regiment with cargo planes, helicopters
Kazakhstan 1999 Russians operate ABM radar station at Balkhash
Kyrgyzstan 1999 Russian officers command Kyrgyz Border Guard forces
Tajikistan 1999 8200 ground troops of the 201st MRD plus other units
Present USA
Base name Country (nowadays) Start date End date Basis for acquisition* Type of base
Note
*D = Access via diplomacy
Present USA
Base name Country (now) Start date End date Type Notes
continued
Present USA continued
Base name Country (now) Start date End date Type Notes
1 Introduction
1 The only database, for 1945–1982, was compiled by Owen Wilkes and is in unpub-
lished form at the Stockholm International Peace Research Institute (SIPRI).
2 Thucyides, History of the Peloponnesian War, translated by Crawley (New York:
Random House, 1951).
3 See Bruce Swanson, Eighth Voyage of the Dragon: A History of China’s Quest for
Seapower (Annapolis: Naval Institute Press, 1982).
4 D.S. Benson, Six Emperors: Mongolian Aggression in the Thirteenth Century
(Chicago: D. Benson, 1995).
5 For the basics, see Nicholas Spykman, The Geography of the Peace (New York: Har-
court Brace, 1944); Halford Mackinder, Democratic Ideals and Reality (New York:
Norton, 1962); Saul Cohen, Geography and Politics in a World Divided (New York:
Random House, 1963); and Hans Weigert, V. Stefansson and R. Harrison, eds., New
Compass of the World (New York: Macmillan, 1949).
6 A.N. Porter, ed., Atlas of British Overseas Expansion (London: Routledge, 1991);
P.M. Kennedy, the Rise and Fall of British Naval Mastery (New York: Scribner’s,
1976); and Gerald Graham, The Politics of Naval Supremacy: Studies in British Mar-
itime Ascendency (Cambridge: Cambridge University Press, 1965).
7 Robert E. Harkavy, Bases Abroad: The Global Foreign Military Presence (Oxford:
Oxford University Press, 1989), p. 99.
8 Robert E. Harkavy, Great Power Competition for Overseas Bases (New York: Perga-
mon, 1982), pp. 73–74.
9 See Department of Defense, Conduct of the Persian Gulf War, Final Report to Con-
gress Pursuant to Title V of the Persian Gulf Conflict Supplemental Authorization and
Personnel Benefits Act of 1991 (Public Law 102–125), Washington, DC, April 1992.
10 Harkavy, Bases Abroad, pp. 189–190.
11 See “Crouching Tiger, Swimming Dragon,” New York Times, April 11, 2005, p. A23.
12 Harkavy, Bases Abroad, p. 136.
13 Ibid., p. 82, See also, Harkavy, Great Power Competition for Overseas Bases, p. 116.
14 D. Campbell, The Unsinkable Aircraft Carrier: American Military Power (London:
Paladin, 1986).
15 These definitional problems are discussed in Harkavy, Bases Abroad, pp. 7–8.
16 Ibid., p. 17.
17 C.R. Boxer, The Portuguese Seaborne Empire: 1415–1825 (New York: Knopf,
1969), especially p. 28.
18 J.R. Blaker, S.J. Tsagronis and K.T. Walter, U.S. Global Basing: U.S. Basing
Options, Report for the U.S. Department of Defense, HI-3916-RR, Hudson Institute,
Alexandria, October 1987.
19 See, for instance, Frank Barnaby, “On Target with an Omega Station,” New Scientist,
254 Notes
Vol. 109, No. 993 (25 March 1976), pp. 671–672; or Desmond Ball, A Case for
Debate: The U.S. Satellite Station at Nurrungar (Sydney: Allen and Unwin, 1987).
20 See Jacqueline K. Davis, Forward Presence and U.S. Security Policy: Implications
for Force Posture, Service Roles and Joint Planning (Cambridge: Institute for
Foreign Policy Analysis, 1995), National Security Paper no. 16.
21 Hans W. Weigert, “U.S. Bases and Collective Security,” Foreign Affairs, Vol. 25,
No. 2 (January 1947), pp. 250–262.
22 Boxer, The Portuguese Seaborne Empire, op. cit., and Boxer, The Dutch Seaborne
Empire 1600–1800 (New York: Knopf, 1969).
23 J.H. Parry, The Spanish Seaborne Empire (New York: Knopf, 1967).
24 Paul Kennedy, The Rise and Fall of British Naval Mastery (New York: Scribner’s,
1976); and Gerald Graham, The Politics of Naval Supremacy (Cambridge: Cambridge
University Press, 1965).
25 A.N. Porter, ed., Atlas of British Overseas Expansion (London: Routledge, 1991).
26 Frederick Lane, Venice: A Maritime Republic (Baltimore: Johns Hopkins University
Press, 1973).
27 Peter Padfield, Tide of Empires, Vols. 1, 2 and 3 (London: Routledge and Kegan Paul,
1979, 1982).
28 Jack S. Levy, “War in the Modern Great Power-System, 1495–1975,” in William R.
Thompson, Contending Approaches to World System Analysis (Beverly Hills: Sage,
1983), Chapter 8.
29 R.C. Anderson, Naval Wars in the Baltic (London: Francis Edwards, 1969).
30 Harkavy, Great Power Competition for Overseas Bases, op. cit.
31 Harkavy, Great Power Competition for Overseas Bases, op. cit., p. 74.
32 Harkavy, Bases Abroad, op. cit. The unpublished Wilkes dataset, covering the period
1945–1982, is available at the Stockholm International Peace Research Institute.
33 For the thesis that system structure has historically alternated between bipolarity and
multipolarity, see Kenneth Waltz, Theory of International Politics (New York:
McGraw-Hill, 1979), pp. 70–71, 161–163, 168–169; and various selections in Robert
O. Keohane, Neo-Realism and Its Critics (New York: Columbia University Press,
1986).
34 Levy, op. cit., especially pp. 11–19.
35 Jeffrey Richelson and Desmond Ball, The Ties That Bind (Boston: Allen and Unwin,
1985).
36 Alfred Thayer Mahan, The Influence of Seapower Upon History, 1600–1783 (Boston:
Little, Brown, 1980), revised edition; Clark G. Reynolds, Command of the Sea (New
York: William Morrow, 1974) and Colin Gray, The Leverage of Sea Power (New
York: The Free Press, 1992).
37 William Thompson, “Passing the Torch in a Manner of Speaking: The System Leader
Lineage,” paper presented at annual meeting of International Studies Association,
Toronto, Canada, 1997.
38 Robert E. Harkavy, “Global and Sub-Global Reach: An Initial Effort at Scope and
Definition,” paper presented at annual meeting of International Studies Association,
Montreal, Canada, 2004.
39 B. Swanson, Eighth Voyage of the Dragon, op. cit.
40 D.S. Benson, Six Emperors, op. cit.
41 Information on Ottoman basing drawn from Padfield, Tides of Empires, Vol. I; John
Guilmartin, Gunpowder and Galleys (Cambridge: Cambridge University Press,
1974); and also, replete with maps, Karen Farrington, Historical Atlas of Empires
(New York: Checkmark Books, 2002), pp. 144–147.
42 Boxer, The Portuguese Seaborne Empire, op. cit., p. 49, wherein Portuguese dock-
yard facilities in Goa are cited.
43 Parry, The Spanish Seaborne Empire, op. cit., and G.V. Scammell, The First Imperial
Age: European Overseas Expansion c. 1400–1715 (London: Unwin Hyman, 1989).
Notes 255
44 Boxer, The Dutch Seaborne Empire, op. cit. On Wallerstein’s view that the Nether-
lands was the first global hegemon, see the discussion in Peter J. Taylor, Political
Geography, 2nd edn (New York: Longman, 1989), pp. 33–34, 62–63.
45 See, among others, A.N. Porter, ed., Atlas of British Overseas Expansion, op. cit.
46 See Bruce W. Watson, Red Navy at Sea: Soviet Naval Operations on the High Seas
1956–80 (Boulder: Westview, 1982).
47 Spain’s shipyards in Havana are noted in J. Parry, op. cit., p. 249 and p. 255.
48 This thesis is elaborated on in Chalmers Johnson, The Sorrows of Empire (New York:
Henry Holt, 2004), especially Chapter 6 under “The Empire of Bases.”
49 See among others, Don C. Seitz, Under the Black Flag (New York: The Dial Press,
1925).
50 Peter Padfield, Tide of Empires (London: Routledge and Kegan Paul, 1979), p. 4.
51 Regarding the station fleets, see S.S. Roberts, “The Decline of the Overseas Station
Fleets: The United States Asiatic Fleet and the Shanghai Crisis, 1932” (Arlington:
Center for Naval Analyses, 1977), Professional Paper No. 208, November.
52 Robert E. Harkavy, The Arms Trade and International Systems (Cambridge:
Ballinger, 1975), pp. 154–155.
53 A.N. Porter, ed., Atlas of British Overseas Expansion, 1991, p. 118.
54 Ibid.
55 R. Harkavy, Bases Abroad, op. cit., p. 17.
56 Ibid., Chapter 5.
57 Robert E. Harkavy, The Arms Trade and International Systems (Cambridge:
Ballinger, 1975), Chapter 2.
58 See Kenneth Waltz, Theory of International Politics (New York: McGraw-Hill,
1979), especially pp. 70–71, 130, 168–169.
59 A good review of this is in David Sacko, “Re-tailoring the Emperor: Hegemonic Gov-
ernance and the Process of Conflict,” Ph.D. Thesis, Penn State University, October
2002.
60 Ted Hopf, “Polarity, the Offense Defense Balance and War,” The American Political
Science Review, Vol. 85, No. 2 (June 1991), pp. 475–493.
61 See, among others, George Modelski, Long Cycles in World Politics (London:
Macmillan, 1987) and George Modelski and William R. Thompson, Seapower in
Global Politics, 1494–1993 (Seattle: University of Washington Press, 1988).
62 See P.J. Taylor, Political Geography, 3rd edn (Essex: Longman, 1993), especially
pp. 64–76, in comparing long cycle and world systems theories, and Immanuel
Wallerstein, The Politics of the World Economy (Cambridge: Cambridge University
Press, 1984), Chapter 3, under “the three instances of hegemony in the history of the
capitalist world – economy.”
63 Levy, op. cit., pp. 11–19.
64 Ibid., p. 47.
65 Gray, The Leverage of Seapower, op. cit., and Mahan, The Influence of Seapower
Upon History 1600–1783, op. cit.
66 Oywind Osterud, “The Uses and Abuses of Geopolitics,” Journal of Peace Research,
Vol. 25, No. 2, pp. 191–199.
67 Peter Padfield, Tides of Empires, Vol. 1, “Introduction.”
68 William Thompson, “Passing the Torch in a Manner of Speaking, The System Leader
Lineage,” paper presented at meeting of the International Studies Association,
Toronto, Canada, 1997, p. 19.
69 Ibid.
70 Ibid.
71 Nicholas Spykman, America’s Strategy in World Politics (New York: Harcourt,
Brace 1942); Nicholas Spykman, The Geography of the Peace (New York: Harcourt,
Brace, 1944) and Saul Cohen, Geography and Politics in a World Divided (New
York: Random House, 1963).
256 Notes
72 R.E. Harkavy, Great Power Competition for Overseas Bases, op. cit., p. 111.
73 Bradford Dismukes and Jamie McConnell, Soviet Naval Diplomacy (New York:
Pergamon, 1979).
74 Geoffrey Kemp and R.E. Harkavy, Strategic Geography and the Changing Middle
East (Washington, DC: Brookings Institution, 1997), Chapter 2.
2 The Mongols and the Mings: naval basing during an earlier age of sail
1 Peter Padfield, Tides of Empire, Vol. 1, 1481–1654 (London: Routledge and Kegan
Paul, 1979), Introduction, pp. 1–18.
2 For a geographic picture of the expanse of the Mongol Empire, see Karen Farrington,
Historical Atlas of Empires: From 4000 BC to the 21st Century (Dulles:
IPM/Mercury, 2004), Chapter 5.
3 Among other sources, see D.S. Benson, Six Emperors: Mongolian Aggression in the
Thirteenth Century (Chicago: D.S. Benson, 1995).
4 Ibid., pp. 347, 367–368.
5 Ibid., pp. 361–362.
6 Ibid., pp. 369–370.
7 Bruce Swanson, Eighth Voyage of the Dragon: A History of China’s Quest for
Seapower (Annapolis: Naval Institute Press, 1982), p. 33.
8 Ibid., pp. 36–40.
9 Again, this concept comes from William Thompson, “Passing the Torch in a Manner
of Speaking: The System Leader Lineage,” paper presented at meeting of Inter-
national Studies Association, Toronto, Canada, 1997.
10 Swanson, op. cit., p. 42.