Professional Documents
Culture Documents
To cite this article: Wing Commander A.S. Linstead RAF (2001) Choosing Asymmetric Strategies:
Attacking National Will, Defence Studies, 1:3, 1-24, DOI: 10.1080/714000044
ARTICLE
Wing Commander A.S. Linstead, RAF, Advanced Command and Staff Course Number 4
(20002001), Joint Services Command and Staff College, Shrivenham.
Defence Studies, Vol.1, No.3 (Autumn 2001), pp.124
PUBLISHED BY FR ANK CASS, LONDON
13ds01.qxd 30/04/02 08:34 Page 2
2 DEFENCE STUDIES
not only provides the determining force behind the operation but is also
the primary target for the asymmetric adversary who cannot hope to defeat
his enemy force-on-force. National will is the superior powers grand
strategic centre of gravity and the asymmetric warrior will conduct
operations with that target in mind.
The vulnerability of Western liberal democracies to the effects of
asymmetric warfare, particularly their presumed aversion to casualties,
implies that the West can be deterred, disrupted or otherwise coerced away
from involvement in conflicts by the use of lethal force. In general, until
recently the only opportunity for the asymmetric adversary to create
significant numbers of casualties was to attack military forces in theatre.
However, the changed international security environment allied to the
proliferation of military technology is providing an option to attack the
civilian populations of more powerful enemies. The emergence of this
alternative strategy begs a question; in terms of affecting national will,
which is likely to be more successful, attacking military forces in-theatre
(the indirect approach) or civilian populations in the homeland (the
direct approach)?
Each approach carries with it both covert and overt sub-strategies. The
overt strategy is one where the responsibility for an attack is clear or easy
to establish. Covert attacks are where responsibility cannot be firmly
established. While terrorist attacks are an example of a possible covert
strategy, ballistic missile (BM) attack exemplifies the overt method. The
eagerness with which some so-called rogue states, particularly North
Korea and Iran, are developing intercontinental BM technology would
indicate that they consider that these systems have some potential to
redress the asymmetry between their states and the West.
In response, the US is embarking on the National Missile Defense
(NMD) project to protect the continental US from the BM threat from
rogue states as well as other accidental launches from more established
BM states. The project involves significant costs, both financial and
diplomatic. Setting aside the ubiquitous pressures applied by the defence
industrial lobby, the US appears convinced that the threat of BM attack
from these states is significant and worth defending against.
To challenge this conviction, this article will assert that in attacking
national will, direct overt asymmetric strategies generate unacceptable risk
to the perpetrator. Echoing Yamamotos fears, rational actors would not
use such strategies for to do so would court disastrous retaliation. Any
direct attack must be covert and the difficulties inherent in guaranteeing
anonymity suggest that the more reliable strategy is to attack national will
indirectly, whether overtly or covertly. The core assumption running
13ds01.qxd 30/04/02 08:34 Page 3
throughout this article is that while the issue of human cost profoundly
affects public support for discretionary operations, the nature of the
casualties affects the strength of public reaction to them.
This article does not seek to ignore the important possibilities that
Information Warfare (IW), particularly cyber attack, presents for the
asymmetric adversary. However, the article will focus solely on the use of
overt lethal force, principally BM attack.
This article will note the political basis for discretionary operations,
present a model for asymmetric warfare and discuss Western vulnerability
to it by addressing the core assumption, casualty sensitivity. The article
will then discuss the components of national will and their relationship to
the media, using Kosovo as an example. The central contention will then
be addressed by examining the relative merits of the indirect and direct
approach in the context of the Somalia intervention and the Second
Chechen War respectively.
Finally, North Korea will be examined to reveal issues of rationality in
decision making. It will conclude by drawing together the lessons of the
discussion and comparing them with the principal strategy the US is
adopting to counter the direct asymmetric threat NMD.
4 DEFENCE STUDIES
FIGURE 1
CONFLICT ASSYMETRIES
CONFIGURATION
Military/Technology/Industrial
Western Possible
Interventionist STAKE Asymmetric
States Adversaries
LEGAL COMPLIANCE
Moral/Ethical Codes
6 DEFENCE STUDIES
peace, where the threat of conflict is perceived as low and tolerance to war
casualties is correspondingly low.16
Notwithstanding the above, the acceptance of casualties is still related
to perceptions of stake. In the Falklands War of 1982, the loss of British
servicemen did not significantly undermine British public support for the
campaign.17 Indeed, as Max Hastings observed, The British publics
resilience in the face of bad news and casualties proved far higher than
many people and many politicians would have predicted.18 However,
the Falklands campaign was portrayed as a defence of the homeland,
albeit 8,000 miles from the British Isles. In that sense, the perception of
stake was kept at a high level.
In interventionist operations where the issues of stake are even less
clear-cut than the Falklands, casualties are less acceptable and the subject
of heightened media attention. Added to this is the popular experience of
the 1991 Gulf War, which has led to an unrealistic expectation of near zero
casualties. Griffith observed that the 150,000 casualties estimated before
the Gulf War was a realistic expectation for a war against what was
heralded as the fourth largest military power in the world.19 The fact that
these casualties were not realised has led to a massive devaluation in the
acceptability of casualties.20
However, human cost does not equate simply to numbers of casualties.
Societys tolerance of casualties is dependent on circumstance; it is different
for every conflict and changes depending on the type of casualties sustained,
the nature of their deaths and the stage of the conflict in which they were
killed. Casualty tolerance is a manifestation of public opinion, which is
inherently fickle and subject to political and media manipulation.
The issues of human cost extend beyond friendly casualties to the
second intolerance identified by Freedman, collateral damage. While
damage to property and non-military infrastructure is part of this, the
issue of human cost remains pre-eminent. Western societys intolerance of
friendly casualties has extended to include all violent deaths, enemy as
well as friendly. This factor points to the moral and ethical codes
embodied in the key asymmetry of legal compliance.
At first glance the 1991 Gulf War seems to provide support for this
argument. Concern for negative public reaction to wanton killing was the
main factor in the first President George Bushs direction that the Gulf
War was to be halted after 100 hours, before it had achieved its objective
of disabling the Iraqi Republican Guard. This reflected a political
perception of the potential impact of casualties.21
However, other indications are that the public stomach for the realities
of war is more robust. Indeed, during the Gulf War, Kellner observed that
13ds01.qxd 30/04/02 08:34 Page 7
the US public was not going to be deterred in its desire for a US victory
by mere Iraqi casualties.22 This is important, as it would suggest that, even
in an age of discretionary operations, base issues of stake can still offset
more sophisticated ideals of legal compliance.
8 DEFENCE STUDIES
Within modern societies the link between politicians and public is the
media. The media seek to reflect public opinion but also influence it by
their own analysis of an issue. This analysis is itself shaped both by
commercial necessity as well as by the activities of politicians. This
complex relationship was characterised by the battle for public opinion
during the 1999 NATO intervention into Kosovo. At the beginning of
Operation Allied Force, NATO was well aware of the pitfalls it faced as
the intervening power. Nevertheless, intervention was presented as a
moral imperative. The then NATO Secretary-General Javier Solana
subsequently wrote:
For the first time in NATOs history there would be sustained
military action outside NATO territory against a sovereign state.
Everyone involved knew about the risks: there would be inadvertent
civilian casualties no matter how meticulous our planning, the
operation would inevitably burden our relationship with Russia, and
finally, we would end up with a long and expensive commitment to
the future of Kosovo. We decided that these risks were worth taking,
for not to have acted would have meant that the Atlantic community
legitimised ethnic cleansing in its immediate neighbourhood.
Having remained passive in the face of a conflict that, as British
Prime Minister Tony Blair put it, seemed like a throwback to the
worst memories of the twentieth century would have undermined
the whole value system on which our policies were built. Inaction in
the face of the Kosovar plight would have undermined our policies,
the credibility of Western institutions, and the transatlantic
relationship.25
This attitude owed much to the previous experience of Bosnia where
inaction had left the West looking ineffectual and weak.26 However, the
political will on which the operation was founded was not nearly as clear
in terms of its focus as Solanas statement would suggest. Although public
concern had been stimulated by media images of previous ethnic cleansing
episodes in Bosnia, political leaders within the alliance were not convinced
of the ethical and legal basis for intervention or that public support could
be maintained for any extended period. The war was therefore initiated by
political will but fought with a constant concern for public opinion.27
While it could be asserted that most wars are fought this way, it was the
level of concern for public opinion and the direct effect it had on the way
the war was run that make it significant and point to the future pressures
on the employment of discretionary military force. Concern for public
support resulted in NATOs original focus on a limited and short
13ds01.qxd 30/04/02 08:34 Page 9
campaign and the rejection of the use of ground troops. Indeed, on the
subject of ground troops, Richard Haas commented, the White House is
allowing its strategy to be dictated by public opinion, or what they
perceive public opinion to be.28
If the conflict had been resolved swiftly then these factors would have
had little significance. Whether the exposure of NATO strategy made it
easier for Milosevic to calculate the risks is not certain; however, when it
became apparent that he was not going to capitulate quickly the need to
lengthen the campaign became clear. For that to be possible, the politicians
had to lead public opinion and sell the war to the public.
Initially, the NATO media operation had been unable to cope with the
demands placed on it. Concern was based on a belief that Milosevic was
exploiting NATO mistakes, particularly the bombing of the refugee
convoy, to set the media agenda. The lack of a clear NATO message over
such incidents hinted at confusion and incompetence. Alliance morale
and cohesion suffered as the poor media coverage had a negative effect on
public opinion. In response, additional specialist staff were dispatched to
enhance the NATO media operation. The more robust organisation that
resulted mounted a sophisticated battle for public opinion.29
As the conflict dragged on and it became increasingly likely that air
power alone would not be sufficient to force Milosevics hand, the issue
of ground troops was revived; this became the focus of the wider media
campaign. Few of the NATO leaders wished to contemplate ground
troops believing that this would be a step too far for public opinion.
Indeed, both Clinton and Blair had ruled out the use of ground troops at
the beginning of the military offensive in March 1999, and maintained this
line until the middle of April, arguing that the difficulties of such an
undertaking, in the face of organised Serb resistance, are formidable
the
potential loss of life among our service men and women,
would be
considerable.30 Therefore the challenge was to shift public opinion just
enough to allow the leaders to at least contemplate the use of ground
troops.
Prior to the NATO Summit in Washington in late April, American and
British officials began to prepare the ground by hinting at a reversal in
NATO policy. By the end of the Summit the combination of the media
campaign and private lobbying had resulted in a revised line that although
NATO did not agree to a ground war, it did not rule it out. In both the
US and the UK, opinion polls indicated a steadily growing acceptance of
the possibility of the use of ground troops as the media presented nightly
images of desperate Kosovan refugees.31 This was all that was required to
instigate a build up of forces in Macedonia and Albania suggesting that a
13ds01.qxd 30/04/02 08:34 Page 10
10 DEFENCE STUDIES
12 DEFENCE STUDIES
and primed US public opinion against the conflict. During the build-up
to the 3 October raid, the media increasingly focused on Aideeds self-
portrait as SNA David versus UN-US Goliath.39
Within Somalia, this portrayal both consolidated his own power base
and generated a degree of sympathy from his Somali enemies. Externally,
while it may not have gained him outright sympathy, it did not harden or
alienate public opinion against him. Essentially, the US was never able to
generate any real issues of stake and the circumstances of the confrontation
tended to balance out the asymmetry of configuration. Moreover, the
configuration asymmetry produced negative images in its own right.
Consequently, when the US public was subjected to media images of two
dead US soldiers being dragged through the streets of Mogadishu the calls
were for withdrawal rather than retaliation with the attendant cost of
further American lives.
While the Somalia debacle provides a good example of the merits of
the indirect approach to attacking national will within asymmetric conflicts,
examples of the direct approach are harder to find. Arguably, some low-
intensity internal terrorist campaigns have a motive to break national will in
one form or another and some are successful. However, the casualty rates
are relatively low and such conflicts are not analogous with the mass
casualty aims of inter-state BM/WMD attacks. Yet, in 1999, Russia
ostensibly responded to Chechen terrorism by launching the Second
Chechen War. This reaction may have something to offer to an
understanding of a powerful states reaction to direct overt attack. The key
question then is this: how was the national will generated that allowed the
Russians to respond so disproportionately?
Despite the clear asymmetry of configuration, the First Chechen War
ended in 1996 with a humiliating stalemate for the Russian forces. Russian
tactics played into the hands of the Chechens, both militarily and in their
inability to generate public support for their action. The Economist
described Russias news management as derisory, saying, large chunks of
the Moscow media fiercely opposed the war, amplifying public distaste for
it.40 Russia withdrew its forces without even attempting to retain the
northern part of Chechnya, which had been Russian territory for
centuries.
This withdrawal was partly a result of fatigue, partly as a response to
Chechen incursions into neighbouring territories41 and partly a calculated
political strategy. The Kremlin took the pragmatic decision that the
Chechen leader, Aslan Maskhadov, would be able to stabilise the country
and cooperating with him would limit any further problems while the
issues of independence could be dealt with in slow time.
13ds01.qxd 30/04/02 08:34 Page 14
14 DEFENCE STUDIES
73 per cent favoured further advance over negotiations and the figure fell
to only 61 per cent if heavy losses were likely to be incurred.48
Russian involvement in a second Chechen conflict was discretionary; it
may have been portrayed as an internal anti-terrorist action but it was, in
reality, a war of choice. Prior to the apartment block bombings the Russian
stake was limited. Although Russia has significant security and economic
interests in the Caucasus, her national security was not seriously threatened
by Chechen nationalism. Indeed, the Russian government had tacitly agreed
to independence by withdrawing after the First Chechen War.
Most significantly, prior to the bombings, there was little public support
for further involvement. In terms of configuration, Russia may not be a leader
in the RMA but its military capability dwarfs that of the Chechen rebels. In
the short term, the effect that the apartment block bombings had on Russian
national will was disastrous for the Chechen cause. The targeting of the
civilian population in their homeland increased the Russian publics stake
and allowed the politicians to exploit the full weight of their configuration
advantage while having little concern for legal compliance.
16 DEFENCE STUDIES
not retaliate with [chemical or] nuclear weapons if the Iraqis attacked with
chemical munitions.52
A shrewd asymmetric opponent will surely view such a moral code as
a weakness when US freedom from attack from WMD depends on a
credible retaliatory counter threat. If the US responded with a massive
conventional attack, it would surely be constrained by normal concerns
over collateral damage and innocent civilian casualties. The same constraints
would apply equally to other Western nations in similar situations.
Any states observance of a moral code can be put under strain and
potential asymmetric adversaries must factor this into their calculations. If
a biological attack was mounted against the US, UK or France that
resulted in several thousand civilian deaths and the culprit could be
reliably identified, it is arguable that the restraint shown by Bush before
the Gulf War would be difficult to maintain against the public and political
clamour for retribution. It would be like saying that the US can be
attacked with WMD, but will not respond with similar destruction. Even
if the US did not resort to nuclear weapons, it has an abundance of
conventional weaponry with which to punish any asymmetric adversary.
On the subject of legal compliance, perhaps the former Speaker of the
Iranian parliament, Hojiat o-Eslam Akbar Hashemi-Rafsanjani, summed
up the realities of the situation when he commented that: Although the
use of such [chemical and biological] weapons is inhuman, the
[IranIraq] war taught us that international laws are only drops of ink on
paper.53 In essence, the willingness to strike back will depend on the
strength of national will stimulated by the nature of the original attack and
the damage it has caused.
Although, in the sense of this article, written prior to 11 September
2001, the West has not yet had to respond to direct attacks on national will,
the US in particular has shown a willingness to retaliate rather than retreat
when its non-combatants are attacked.54 The cruise missile attacks into
Afghanistan and Sudan following the car bomb explosions at the
American embassies in Nairobi and Dar es Salaam in August 1998
demonstrate a degree of political will to strike back. That more was not
done is perhaps a reflection of the fact that the attacks did not occur in the
US, comparatively few US citizens were killed and the sheer difficulty of
finding something worthwhile to target.
18 DEFENCE STUDIES
20 DEFENCE STUDIES
Conclusion
Discretionary operations rely on the generation and sustainment of
national will. National will, is therefore a critical vulnerability that will
inevitably be attacked by those seeking to deter, compel or otherwise
coerce the intervener away from involvement. Western public concern
with the human cost of war offers the asymmetric adversary an effective
mechanism with which to influence public opinion and weaken national
will. However, the dilemma for the asymmetric strategist is how best to
exploit casualty sensitivity to attack the national will of a more powerful
adversary. The possibilities for attacking national will are expanding in an
international security environment free of the confines of the Cold War
and where weapons proliferation has multiplied the mechanisms of attack.
The ability to cause mass civilian casualties within the homeland of the
intervener with the use of conventional explosives or WMD delivered
either by terrorist methods or by BM is being pursued by those unwilling
to conform to the norms of a Western-dominated international
community.
For an asymmetric strategy to be successful it must ensure that the
enemys stake is kept to a minimum and contribute positively to the battle
for public opinion. Attacking military personnel in the theatre of
operations, the indirect approach, achieves this and highlights the
interveners lack of stake rather than increasing it. This is particularly
important if the political will is not there to shape public opinion to the
contrary. Public opinion, certainly in the US, appears to choose
13ds01.qxd 30/04/02 08:34 Page 21
22 DEFENCE STUDIES
Iraq in the Gulf War introduced a level of uncertainty and was an effective
means of introducing confusion for both political and military decision
makers even if the actual military threat was slight.
The true value of NMD may lie elsewhere. Certainly, such a system
could give political leaders the prospect of being able to take a more
reasoned and statesmanlike line following an attempted attack. The
successful interception of incoming missiles may enable them to resist
demands for instant retaliation that, in itself, could prove more dangerous
for international security than the initial attack. In essence, NMD might
enable restraint, an example of where national will might be dominated by
reason rather than passion.
Equally, the US may not believe that its forces present a credible
deterrent threat to non-nuclear WMD in that the fundamental asymmetry
of legal compliance will render its nuclear deterrent unusable. Certainly,
General Charles Chuck Horner had serious reservations following the
1991 Gulf War (in which he was air force commander) when he stated:
Nuclear weapons are such a gross instrument of power that they
really have no utility. They work against you in that they are best
used to destroy cities, and kill women and children. Now first, thats
morally wrong; second, it doesnt make sense; and then, of course,
there is the real threat of nuclear weapons in the hands of
irresponsible or desperate powers. If you own them, you legitimise
them just by your own ownership.68
Finally, the truth may be that the US is not seriously worried about so-
called rogue states or accidental launches but is more concerned, despite
assurances to the contrary, with ensuring its freedom of operation with
respect to the old enemy, Russia, and the new, China.
NOTES
The analysis, opinions and conclusions expressed or implied in this article are those of the
author and do not necessarily represent the views of the JSCSC, the UK MOD or any other
government agency.
1. This paraphrase, used in the final scene of the film Tora! Tora! Tora! (1970), is an accurate
synthesis of Yamamotos thoughts. See Hiroyuki Agawa, The Reluctant Admiral: Yamamoto
and the Imperial Navy (Tokyo: Kodansha International Ltd 1979) p.285.
2. US President Franklin D. Roosevelt quoted in John Toland, The Rising Sun: The Decline and
Fall of the Japanese Empire 19361945 (London: Cassell 1970) p.238.
3. Lawrence Freedman, The Revolution in Strategic Affairs (Oxford: UP 1998) Abstract.
4. National Security Strategy for a New Century, Dec. 1999 (www.fas.org/man/docs/
nssrpref-1299.htm) preface p.1.
5. Ibid.
13ds01.qxd 30/04/02 08:34 Page 23
6. Sebastian Mallaby, The Irrelevant Election, Foreign Policy (Sept.Oct. 2000) pp.7480.
7. UK Ministry of Defence, Strategic Defence Review: Supporting Essays (London: HMSO 1998)
p.2.1.
8. A. Ladrange, The French Armed Forces 2001 (unpublished handbook, JSCSC) pp.56.
9. Richard K. Betts, The New Threat of Mass Destruction, Foreign Affairs 77/1 (Jan./Feb.
1998) p.28.
10. Nicholas J. Newman, Asymmetric Threats to British Military Intervention Operations (London:
RUSI 2000) p.2.
11. Freedman (note 3) p.32.
12. SDR (note 7) p.2.1.
13. Newman (note 10) pp.34.
14. Freedman (note 10) p.1417.
15. Martin Shaw, Post Military Society (Oxford: Polity Press 1991) pp.1845.
16. J.M. Kingdom, Casualties The Achilles Heel of Modernised Nations at War
(unpublished Defence Research Paper, JSCSC) p.5.
17. Lawrence Freedman, Britain and the Falklands War (Oxford: Blackwell 1998) p.99.
18. Max Hastings and Simon Jenkins, The Battle for the Falklands (London: Pan Books 1999,
orig. 1983) p.357.
19. Paddy Griffith, The Politics of Getting Hurt, Command (Summer 1994) p.8.
20. Ibid.
21. Norman Schwartzkopf, It Doesnt Take a Hero (London: Bantam Press 1992) p.469.
22. Douglas Kellner, The Persian Gulf TV War (Oxford: Westview Press 1992) p.310.
23. Michael I. Handel, Masters of War: Classical Strategic Thought (London and Portland, OR:
Frank Cass 2001) p.85.
24. Carl von Clausewitz, On War, (trans. and ed.) Michael Howard and Peter Paret (Princeton
UP 1976) p.184.
25. Javier Solana, NATOs Success in Kosovo, Foreign Affairs 78/6 (Nov./Dec. 1999) pp.11718.
26. Rhiannon Vickers, Blairs Kosovo Campaign: Political Communications, the Battle for
Public Opinion and Foreign Policy, Civil Wars 3/1 (Spring 2000) p.56.
27. Ibid. p.57.
28. Richard Haas, US National Security Council 198793 quoted in Vickers (note 26) p.58.
29. Vickers (note 26) p.64.
30. Ibid. p.65.
31. Ibid. p.66.
32. Giulio Douhet, The Command of the Air [1921] (Washington DC: Air Force History and
Museum Program 1998) p.61.
33. John A. Warden, The Air Campaign (Washington DC: Pergamon-Brasseys 1989) p.113.
34. Newman (note 10) p.33.
35. Walter Clark and Jeffrey Herbst, Somalia and the Future of Humanitarian Intervention,
Foreign Affairs 75/2 (March/April 1999) pp.745.
36. John L. Hirsch and Robert B. Oakley, Somalia and Operation Restore Hope: Reflections on
Peacemaking and Peacekeeping (Washington DC: US Institute for Peace Press 1995) p.114.
37. Keith B. Richberg, In War on Aideed, UN Battled Itself , Washington Post, 6 Dec. 1993,
quoted in Hirsch and Oakley (note 36) pp.1212.
38. Ibid. p.122.
39. Ibid. p.123.
40. Can Russia win in Chechnya, The Economist, 6 Nov. 1999, p.49.
41. Chechen terrorist actions in the First Chechen War, particularly the attack at Budionovsk,
are discussed in Stasys Knezys and Romanas Sedlickas, The War in Chechnya (College
Station: Texas A&M UP 1999) pp.15878.
42. Bill Powell, Russias War Hits Home, Newsweek, 27 Sept. 1999, p.24.
43. The Chechen Ulcer: War and Terrorism in the Caucasus, Strategic Comments 5/8 (Oct.
1999) p.2.
44. C.W. Blandy, Moscows Failure to Comprehend in A. Aldis (ed.) The Second Chechen War
(Strategic and Combat Studies Institute, Occasional Paper No. 40, 2000) p.12.
13ds01.qxd 30/04/02 08:34 Page 24
24 DEFENCE STUDIES