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INTERNATIONAL FEDERATION OF SPORTS MEDICINE

Effects of Ketone Bodies on Endurance Exercise


Massimiliano Sansone, MD1; Andrea Sansone, MD1; Paolo Borrione, MD2; Francesco Romanelli, MD1;
Luigi Di Luigi, MD3; and Paolo Sgrò, MD, PhD3

the attention of both athletes and sport


Abstract scientists alike (1Y3). It is well known
Priorities for every athlete include improving endurance performance, that in endurance exercise performed
optimizing training, nutrition, and recovery. Nutritional strategies are at medium and high intensity, carbo-
crucial to support athletes to perform at the highest level, and consid- hydrates represent the main metabolic
ering that muscular and hepatic glycogen stores are limited, alternative substrate (4). Metabolism of fat is of-
strategies to maximize fat metabolism have been suggested. A keto- ten insufficient to sustain prolonged,
genic diet has been proposed as a possible method of providing meta- high-intensity exercise. For example,
bolic fuel during prolonged periods of exercise. However, clinical trials maximum fat oxidation rate (FatMax)
and empirical experience have produced contrasting results regarding in endurance athletes ranges from 0.4
the ergogenic value of a ketogenic diet. For this reason, using ketone to 0.6 gIminj1 reached at 40% to 60%
esters and/or salts have been proposed to obtain nutritional ketosis of maximum oxygen uptake (V̇O2max)
without limiting carbohydrate intake. Exogenous ketones should not (5), whereas in fat or ketone adapted
only represent an alternative metabolic fuel source, sparing carbohy- ultraendurance athletes performing
drates, but they also may increase postexercise glycogen replenishment, specific training sessions, FatMax may
decrease proteolysis, and act as metabolic modulators and signaling reach 1.2 to 1.3 gIminj1 (6,7). A
metabolites. While there are some encouraging results showing an in- FatMax of 0.4 to 0.6 gIminj1 corre-
crease in endurance performance, contrasting evidence regarding the sponds to ~3.64Y5.46 kcalIminj1,
efficacy of exogenous ketones for endurance performance is present and whereas 1.2Y1.3 gIminj1 corresponds
further studies should be performed to make a definitive statement. to ~10.92 to 11.83 kcalIminj1. Run-
ning a marathon at 2:06:36 (h:min:s)
requires an average speed of 20 kmIhj1 which corresponds
Introduction to ~22Y23 kcalIminj1 considering a gross efficiency of
In the pursuit of excellence, both amateur and profes- ~200 mL O2Ikgj1Ikmj1, whereas cycling at 300 W requires
sional athletes are looking for innovative strategies and/or ~18 kcalIminj1 considering a gross efficiency of ~22%
techniques to improve their performance. In this frame- (8Y10). It is clear that even the highest FatMax is not
work, any gain, both large and small, may represent a pri- enough to sustain the mechanical power required by some
ority considering that the gap separating winners and losers endurance events. Fat stores are virtually limitless considering
is seconds. Nutrition, training, recovery, and ergogenic aids that an a 70-kg endurance athlete with 4% of fat mass may
represent the typical areas where athletes and their staff store roughly 3 kg of fat mass corresponding to ~27000 kcal,
may find new ways to improve their performance; in par- but the inability of fat metabolism to support high intensity
ticular, nutrition and supplementation has recently gained efforts impairs high-end performance representing a significant
limit of fat diets. At the opposite, the oxidation of glucose de-
1
Section of Medical Pathophysiology, Food Science and Endocrinology, riving from glycogenolysis is able to sustain high mechanical
Department of Experimental Medicine, Sapienza University of Rome, Rome, power but it also should be considered that muscular and he-
ITALY; 2Unit ofSports Medicine, Department of Movement, Human and
Health Sciences, Università degli Studi di Roma ‘‘Foro Italico’’, Rome, patic glycogen stores are limited and an adapted athlete fol-
ITALY; 3Unit of Endocrinology, Department of Movement, Human and lowing a strenuous protocol of carbohydrate loading may store
Health Sciences, Università degli Studi di Roma ‘‘Foro Italico’’, 200Y220 mmol of glycogenIkgj1 d.w. muscle which corre-
Rome, ITALY sponds to ~500 to 700 g of glycogen (2000Y2800 kcal)
Address for correspondence: Paolo Sgrò, MD, PhD, Unit of Endocrinolo-
(11,12). This quantity is not enough to end a marathon at
gy, Department of Movement, Human and Health Sciences, Università 20 kmIhj1 (i.e., 2:06:36 h:min:s) which costs roughly 2800 kcal,
degli Studi di Roma ‘‘Foro Italico’’, Largo Lauro de Bosis 15, 00135, Rome, Indeed, the low muscle mass of the best marathon runners is
Italy; E-mail: paolo.sgro@uniroma4.it. able to store ~2000 kcal in muscular mass involved in running.
1537-890X/1712/444Y453
Aside from running, a 1-d stage in cycling may require ~5 or 6 h
Current Sports Medicine Reports of effort performed at average power output of 270 to 320 W
Copyright * 2018 by the American College of Sports Medicine not considering sudden changes of pace (corresponding to

444 Volume 17 & Number 12 & December 2018 Effects of Ketone Bodies on Endurance Exercise

Copyright © 2018 by the American College of Sports Medicine. Unauthorized reproduction of this article is prohibited.
4000Y6000 kcal) or an Ironman triathlon (i.e., 3.8 km swim, the spontaneous decarboxylation of acetoacetate (21). In
180-km time trial and a 42-km run) that elite athletes com- healthy adults, the liver is capable of producing up to
plete in ~8 h considering 50 min for the swim leg, 4:30 (h:min) 150Y185 gId j1 of KB (16,21,22). Once produced, KB
for the bike leg and 2:50 (h:min) for the run leg corre- cross mitochondrial and cellular membranes and are
sponding to ~8000 kcal. It should be considered that ex- transported to peripheral tissue via the bloodstream (i.e.,
ogenous carbohydrates supplementation may increase brain, heart, muscle) into the cytosol and mitochondria
carbohydrates availability, but exogenous carbohydrates ox- via the monocarboxylate transporters (MCTs). In mito-
idation rates is limited to 1.8 gIminj1 if the correct blend of chondria they are converted back to acetyl-CoA via -
sucrose and fructose is introduced. Furthermore, this high ketoacyl-CoA transferase, not present in liver, which uses
amount may easily cause gut distress and nausea limiting the succinyl-CoA as the CoA donor, forming succinate and
ability of introducing carbohydrates during training and/or acetoacetyl-CoA (23). Ketone bodies can be completely
racing (13). oxidized as a fuel source by skeletal muscle and they have
Ketogenic diets (KD), ketone salts (KS), and/or ketone a similar RER to glucose, 1.0 and 0.89 for AcAc and for -
esters (KE) have gained the interest of many sports scientists OHB, respectively (16).
who suggest that ketone bodies (KB) may represent a near- After overnight fasting ketonemia ranges from 0.1 to
endless metabolic substrate able to sustain even the highest 0.5 mmolILj1, whereas after 5 d or more of fasting ketonemia
metabolic power required by some endurance events. may reach 7 to 10 mmolILj1. Four days of KD are able to
raise ketonemia to 1 to 2 mmolILj1; however, plasma KB
concentrations are strictly dependent on carbohydrate in-
Physiology take and physical exercise and they may reach 7 to
The word ketone comes from the German word Aketon, 8 mmolILj1. Physical exercise, in particular if performed in
for ‘‘acetone,’’ which is the simplest ketone (14). Ketone the fasted state and for a prolonged period, is able to raise
bodies are organic, lipid-derived compounds produced in ketonemia to 0.5 to 1 mmolILj1 and in the postexercise
the liver during low levels or absence of carbohydrate intake period ketonemia may raise to 1 to 4 mmolILj1 if no car-
as seen in starvation, KD, or prolonged fasting to provide a bohydrates are ingested (16). Ketone ester ingestion may
biochemical fuel source for peripheral tissue (15). The term raise plasmatic KB concentrations from 1 to 5 mmolILj1
‘‘ketone bodies’’ refers to three molecules, acetoacetate (15). Veech also suggests an increased efficiency of KB in
(AcAc), 3- -hydroxybutyrate ( -OHB) and acetone. How- generating metabolic energy compared with glucose and
ever, only AcAc and acetone are ‘‘ketones’’ containing a car- fatty acids. Indeed, KB could increase the hydraulic effi-
bonyl group with two hydrocarbon atoms. -OHB is a KB, ciency of heart by 28% compared with glucose in animal
but is not a ketone since one of its hydrocarbon atoms is re- models as observed by Sato et al. (16,22,24,25). A possible
placed by a hydroxyl group. The two most abundant KB are explanation may be represented by the ability of KB me-
AcAc and -OHB, but only AcAc is produced in the liver and tabolism to induce changes in mitochondrial electron
can be subsequently enzymatically converted to -OHB or transport system increasing increasing the energy of the
spontaneously degraded to acetone which is the less abun- transport chain redox span between site I and site II. This
dant KB (16). results in an increased energy release by the electron travel-
Ketogenesis represents the process in which fatty acids ing across that span by means of the reduction of nico-
are converted into AcAc in mitochondria of perivenous he- tinamide adenine dinucleotide (NAD+) and the oxidation of
patocytes in the presence of different factors. Low levels of the Coenzyme Q (CoQ) couple and in an increase in redox
insulin, high levels of glucagon and epinephrine stimulate energy of respiratory chain (26). As a consequence, the en-
the release of fatty acids from adipose tissue which are ergy of the protons ejected from the mitochondria at the
converted to acetyl CoA by -oxidation in the liver. During energy-conserving sites increases causing a corresponding
periods of low carbohydrate intake, glycolysis produces increase in the energy of adenosine triphosphate (ATP) hy-
small amounts of pyruvate and consequently low quantities drolysis (27). Such increase in ATP hydrolysis may be re-
of oxaloacetate are produced in the mitochondria via py- lated to the intrinsec higher heat of -OHB combustion than
ruvate carboxylase (17). Even a low-medium protein intake pyruvate; indeed the combustion in a bomb calorimeter of
below 1.7 gIkgj1Idj1 is necessary to induce ketogenesis; -OHB is able to produce 31% more calories per C2 unit
indeed high amount of protein stimulates gluconeogenesis than pyruvate. The greater enthalpy generated by -OHB
increasing glucose availability and suppressing ketogenesis derives from the fact that -OHB is more reduced than py-
(18). On average, 1.6 g of amino acids is required to syn- ruvate showing a higher ratio of hydrogen:carbon present in
thesize 1 g of glucose (19). Moreover, low intracellular each molecule (22). Furthermore, KB metabolism may
glucose causes oxaloacetate to be preferentially utilized in generate energy more efficiently even if compared with
the process of gluconeogenesis, instead of condensing with palmitate which is more reduced than KB. Indeed, three
acetyl CoA. The high ratio acetyl CoA/oxaloacetate diverts aspects should be considered: 1) the redox potential of the
acetyl CoA to KB formation (20). Subsequently, acetyl CoQ couple is not oxidized as it is during KB metabolism,
CoA is converted to acetoacetyl CoA. Acetoacetyl CoA is but rather reduced, decreasing energy available for ATP
transformed into hydroxymethylglutaryl (HMG) CoA synthesis; 2) during oxidation, there is a significant loss of
by mitochondrial HMG CoA synthase. HMG CoA is efficiency in producing ATP because half of the reducing
then cleaved to liberate AcAc in a step mediated by HMG equivalents enter at a flavoprotein site with an lower po-
CoA lyase. The reduction of AcAc to -OHB is catalyzed by tential compared with NAD couple reducing the redox span
3-HB dehydrogenase (HBD), and acetone is formed by between NAD+ couple and CoQ couple; 3) elevation of free

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fatty acids increases uncoupling proteins generating heat performance were performed almost forty years ago by
production (22). Translating these aspects into skeletal Phynney et al. considering the typical diet of Inuit observed
muscle metabolism, the better efficieny of KB should be by western scientists during expeditions in Arctic (39Y41). In
defined by the ability to generate more power for the same particular, Phynney et al. observed that KD preserved time to
oxygen consumption requiring less oxygen per mole of car- exhaustion performed at 65% of V̇O2max in highly trained
bon during their oxidation (28). Indeed, endurance perfor- athletes while respiratory quotient decreased to 0.72 indi-
mance may be considered as a product of three physiological cating that fat metabolism was the sole substrate used by the
variables: V̇O2max, lactate threshold and efficiency. V̇O2max athletes. It is worth noting that increasing reliance on fat
is determined by cardiac output, muscular blood flow, ox- oxidation and, consequently, on oxidative processes, may
ygen carrying blood capacity and mitochondrial volume promote an adaptive response to oxidative stress induced by
density; therefore, peripheral oxygen availability potentially mitochondrial reactive oxygen species; this response is called
represents a limiting factor for endurance performance mitohormesis, and it may enhance mitochondrial function
(29,30). The better efficiency showed by KB in energy (31). Other studies have investigated the effects of KD on
production compared with glucose should facilitate a higher- different populations and also the impact of KD in athletes of
power output at the same V̇O2, increasing maximal per- different sports have been studied (42Y48). Nevertheless,
formance; at the same time, this efficiency should decrease when evaluating the outcome of these studies it should be
V̇O2 at the same power output and therefore increasing considered that the metabolic demands of top level endurance
submaximal performance (i.e., time to exhaustion). Nev- exercise are complicated because they also include high in-
ertheless, this aspect deserves to be evaluated in depth with tensity efforts performed at or above anaerobic threshold,
further studies. It also should be considered that KB rep- and the evidence observed in sedentary and/or active subjects
resent an alternative fuel source to glucose allowing the cannot be translated to elite athletes performing endurance
athlete to spare glucose and preserve glycogen stores for exercise including high-intensity efforts (16). Indeed, endur-
high intensity efforts, such as the final climb of a cycling ance exercises requiring short bursts of high intensity efforts
stage or the last 10 km of a marathon. A decreased reliance above anaerobic threshold and/or prolonged periods of time
on carbohydrates also may be helpful to support the high spent at intensity of anaerobic threshold may be impaired
volume of training considering both the limited human by KD. High levels of ketonemia may impair glycolysis
glycogen stores and the slow process of muscular glycogen limiting the functionality of fast twich fibers. Otherwise,
replenishment. ultra endurance performance and other endurance activi-
ties performed at low-medium intensity may be positvely af-
Ketogenic Diet fected by KD.
Ketogenic diet represents the most intuitive way to obtain The main concern of KD may be represented by the need to
biological ketosis forcing the body to produce KB by greatly train and race in the presence of scarce levels of carbohydrate.
reducing carbohydrate intake. Ketogenic diet is generally This aspect requires a keto-adaptation of at least 2 to 4 wk
characterized by a total carbohydrate intake of less than during which athletes may show signs of weakness, asthenia,
50 gIdj1 and a moderate protein intake of approximately lethargy, drowsiness and poor performance (18,49,50). De-
1.5 gIkgj1Idj1 to induce ketogenesis (31,32). Ketogenic spite no standard definition exists to define the ideal range of
diet has been representing an effective treatment for refrac- carbohydrate intake to achieve ketosis because of individual
tory epilepsy in children since the early 20th century (33). variability, a carbohydrate daily intake of 0.5 gIkgj1Idj1 or
The exact mechanism responsible for anticonvulsant prop- G50 gIdj1 may represent an accurate assessment (14). Daily
erties is unclear; postulated hypotheses include reduced protein intake should range from 1.76 to 2.2 gIkgj1 lean mass
glucose utilization/glycolysis, reprogrammed transport, in- per day or 1.2Y1.7 gIkgj1 body weight per day, and the
direct impact on ATP-sensitive potassium channel or aden- remaining calories should come from fat, covering 70% to
osine A1 receptor, alteration of sodium channel isoform 80% of daily energy intake (31,32). It should be taken into
expression, or effects on circulating hormones including account that a high daily intake of proteins may inhibit keto-
leptin (34,35). An interesting hypothesis suggests that rais- genesis by stimulating gluconeogenesis (49). Furthermore, very
ing resting membrane potential may inhibit the synchronous low calorie KD may require to be supplemented by sodium
neuronal discharge characteristic of epilepsy (22). and potassium to maintain daily intakes for sodium at 3 to
A number of variations of the Hopkins KD also has been 5 gIdj1 and for potassium at 2 to 3 gIdj1 (18). Indeed,
considered as a treatment for weight loss, cancer che- blood insulin levels tend to decrease in KD causing an
motherapy adjuvant, Acyl CoA dehydrogenase deficiency, increase in renal sodium excretion (45,51). Consequent-
neurodegenerative diseases, and muscle wasting (22). A well- ly, it can be supposed that the adrenal cortex increases the
formulated KD also may increase omega-3 daily amount if compensatory secretion of aldosterone augmenting sodi-
correct fat sources are chosen, with consequent decrease of um reabsorption and potassium excretion. A study by
inflammation and of insulin resistance and increase of McSwiney et al. showed promising results demonstrating
FatMax and of muscular anabolic response to stimuli that after 12 wk of KD (%carbohydrate:protein:fat =
representing a therapeutic aid for diabetes and sarcopenia 6:17:77, 41.1 T 13.3 g carbohydratesIdj1, 3022.3 T 911.1
(36,37). A well-known method to induce hyperketonemia kcalIdj1), amateur athletes lost significant fat mass com-
also is represented by repeated ingestion of medium-chain pared with athletes following an high carbohydrate diet
triglyceride (MCTG); 20 to 30 gIdj1 of MCTG may be a (HCD) (%carbohydrate:protein:fat = 65:14:20, 2643.6 T
proper quantity to increase ketonemia to 0.29 mmolILj1 (38). 358.0 kcalIdj1). Body fat mass significantly decreased in
The first studies regarding the effects of KD on endurance the KD group, with a loss of 4.6 kg compared with 0.5 kg in

446 Volume 17 & Number 12 & December 2018 Effects of Ketone Bodies on Endurance Exercise

Copyright © 2018 by the American College of Sports Medicine. Unauthorized reproduction of this article is prohibited.
the HCD group and they showed significant improvements composed of 70% fat, 15% protein, and 15% carbohy-
in relative critical power in 3 min all-out cycling test (pre, drates. In these subjects a significant reduction in fat mass
8.3 T 2.2 wIkgj1 vs post, 9.7 T 2.3 wIkgj1) and relative (HCD, 14.88 T 3.78 kg vs KD, 11.02 T 3.66 kg) and RER at
peak power during single 6-s sprint cycling test (pre, 13.7 T rest (HCD, 0.88 T 0.04 vs KD, 0.76 T 0.01) and during
1.4 wIkgj1 vs post, 14.5 T 1.1 wIkgj1) compared with submaximal cycling test (HCD, 0.84 T 0.03 vs KD, 0.79 T
baseline (49). Also, relative critical power in 3 min all-out 0.02, at 90 min) was observed. Nevertheless, incremental
cycling test (HCD, 8.4 T 2.2 wIkgj1 vs KD, 9.7 T 2.3 wIkgj1) cycling test showed that power at V̇O2max (HCD 362 T
and relative peak power during single 6-s sprint cycling test 16.09 vs KD 350 T 14.60 W) and power expressed at lactate
(HCD, 13.8 T 2.2 wIkgj1 vs KD, 14.5 T 1.1 wIkgj1) were threshold (257 T 10.60 vs KD 246 T 9.50 W) decreased
significantly higher in the KD group compared with the Hc significantly in the KD group compared with the HCD
group at the end of the treatment. group. Otherwise, relative V̇O2max (HCD 56.02 T 3.50 vs
Absolute critical power in 3-min all-out cycling test and KD 59.40 T 3.10 mLIkg j1 Imin j1 , and relative V̇O 2 at
absolute power during single 6-s sprint cycling test did not lactate threshold (43.5 T 1.8 mLIkg j1 Imin j1 vs 47.8 T
differ significantly between the groups (49). Moreover, the 2.1 mLIkg j1 Imin j1 ) significantly increased in the KD
KD group showed a marked but not significant decrease in group compared with HCD group. This evidence may be
time required to complete 100-km cycling test (HC, 168.44 T explained by the significant weight loss observed in the KD
9.14 minIsj1vs KD, 161.53 T 8.44 minIsj1), and a signifi- group (53). It is worth mentioning the study performed by
cantly inferior RER, indicating a greater reliance of fat Burke et al. for 3 wk on 21 world class walkers divided into
metabolism compared with the high carbohydrate group three groups according to three different dietary ap-
(49). In evaluating this marked but not significant im- proaches: HCD (8.6 gIkgj1 carbohydrates, 2.1 gIkgj1 pro-
provement in 100-km cycling test in the KD group, it should tein, 1.2 gIkgj1 fat), periodized carbohydrates diet (PHCD)
be considered the response of two subjects suggests a large (8.3 gIkgj1 carbohydrates, 2.2 gIkgj1 protein, 1.2 gIkgj1
individual variation in response to a KD. Indeed, these two fat), low carbohydrated high fat diet (LCHF) (G50 gIdj1
subjects showed an improvement of ~12 min compared carbohydrates, 2.2 gIkgj1 protein, 4.7 gIkgj1 fat). Athletes’
with an average improvement of 5 min in the KD group. performance was evalauted through an incremental walking
Similarly, Zinn et al. showed a significant higher FatMax test, a 10-km race and a 25-km standardized long walk. In
(pre, 0.6 T 0.1 gIminj1 vs post, 0.8 T 0.1 gIminj1), a sig- the KD group FatMax improved significantly from the
nificant increase in exercise intensity relative to V̇O2max at pretreatmen value of 0.62 T 0.32 gImj1 to posttreatment of
which peak absolute FatMax occurred (pre, 48.2% T 8.7% 1.57 T 0.37 gImj1, whereas in the HCD and PHCD groups
vs post, 63.2% T 5.7% V̇O2max) and a significant reduction no change was observed in FatMax. Moreover, oxygen cost
in body weight (j4.0 T 3.1 kg) following KD. Nevertheless, of race walking increased significantly in the KD group in-
the incremental cycle test showed a significant decrease in dicating an impairment in walking economy. The HCD and
time to exhaustion (j2 T 0.7 min), and a marked but not PHCD groups improved significantly 10 km race perfor-
significant reduction in peak power (j18 T 16.4 W), in mance, showing 6.6% and 5.3% improvements in perfor-
V̇O2max (j1.69 T 3.4 mLO2Ikgj1Iminj1), and ventilatory mance following the 3-wk diet and training intervention,
threshold (j6 T 44.5 W) following KD. However, it should respectively. In the KD group, 10-km race performance
be considered that only five amateur athletes were involved in showed an impairment by 1.6%.
this study and they were provided with a daily macronu- These outcomes provide insufficient evidence supporting
trient prescription of G50 g total carbohydrate, 1.5 gIkgj1 ergogenic properties of KD on endurance performance;
protein and ad libitum fat (50). Similar results were ob- however, KD may be beneficial for athletes representing an
served in 42 healthy, nontrained subjects (V̇O2max: 36.7 T aid for weight loss and for supporting training sessions
8.5 mLIO2j1Ikgj1Iminj1) following KD for 6 wk. Subjects performed at low-moderate intensity for long periods of
were asked to follow a KD according to their personal time. High-volume low-intensity trainings are typical of the
preferences but were advised to eat ad libitum but limit their early season in the classical periodization of annual training
carbohydrate intake to a maximum of 20 to 40 gIdj1 to schedule (54,55). Indeed, stressing fat metabolism repre-
derive at least 75%, 15% to 20%, and 5% to 10% of total sents a priority of this period and KD may be helpful to
energy from fats, protein, and carbohydrates, respectively. increase FatMax in presence of low-moderate intensity with
7-dy food records showed that the subjects consumed on a synergic effect. Moreover, high volume of training re-
average a KD 2224 T 584 kcal with 71.6%, 20.9%, and quires an adequate caloric intake that may be difficult to
7.7% of total energy intake from fat, protein, and carbohy- obtain with high carbohydrate diet and it may detrimental
drate, respectively. A significant reduction in body weight for increasing fat oxidation considering the hyperinsulinism
(j2.0 T 1.9 kg) and RER at rest (pre, 0.86 vs post, 0.79) was induced by high intake of carbohydrates. KD may represent
observed, but, at the same time, absolute power (pre, 241 T a good option to support high energetic demand and, at the
57 vs post, 231 T 57 W) and V̇O2max (pre, 2.55 T 0.68 LIminj1 vs same time, to maximize fat oxidation. The ability of KD to
post, 2.49 T 0.69 LIminj1) decreased during maximal in- support low-medium intensity efforts in ultra-endurance
cremental cycling test (52). Zajac et al. reported similar events without stressful carbohydrate-loading prior the
outcomes in eight off-road cyclists with a training event and exogenous carbohydrates supplementation dur-
experience of at least 5 years and a minimal V̇O 2max of ing the event also may be helpful to avoid gastrointestinal
55 mLIkgj1Iminj1 after KD for 4 wk and HCD for other upset and logistic problems.
weeks in crossover design. The HCD included 50% carbo- In some specific cases and sports, KD may be used to
hydrates, 30% fats, and 20% protein, while the KD was facilitate weight loss in a short period of time without

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Copyright © 2018 by the American College of Sports Medicine. Unauthorized reproduction of this article is prohibited.
Table.

448
Summary of the effects of KE or KS administration on maximal cycling performance.
Authors Subjects Intervention Exercise Outcome Ketonemia

Cox et al. a) 6 male endurance a) KE: ((R)-3-hydroxybutyl a) 45 min of cycling a) Estimated 3-b-hydroxybutyrate -OHB: a) 2 mmolILj1
(2016) athletes (R)-3-hydroxybutyrate KE exercise 40% and 75% ( -OHB) oxidation accounts for at 40% V̇O2max
b) 10 male endurance (573 mgIkgj1 body weight) of maximum oxygen 16%Y18% of total oxygen 4 mmolILj1 at 75%
athletes b) 573 mgIkgj1 KE prior to uptake (V̇O2max) consumption during exerciseb) V̇O2maxb)
c) 8 endurance the start of exercise and b) 3 experimental trials average blood lactate 3.5 T 0.3 mmolILj1c)
athletes (6 male and 191 mgIkgj1 KE 45 min of 1 h of constant load concentration: 2Y3 mM (~50%) 2Y2.5 mmolILj1
2 female) into each 1-h trialc) cycling at 75% of V̇O2max lower than carbohydrate (CHO) during all-out TT
573 mgIkgj1 c) 1 h steady-state cycling group, and lower than fat (FAT)
KE + glucose test at 75% V̇O2max followed group at 30 and 45 minb)
by a blinded 30 min cycling Significant lower glycemia after
time trial (TT) for maximum KE than either FAT or CHO intake
distance within 5 min of exercisec) 2%

Volume 17 & Number 12 & December 2018


improvement in 30-min cycling TT
Leckey et al. 10 male professional 2 doses of 250 mgIkgj1 Simulation of the 2017 Bergen 2% impairment in 31 km cycling Serum acetoacetate
(2017) cyclists (V̇O2max, ketone diester 1,3-butanediol World Championship TT TT (3.7% decrease in (AcAc) concentration:
71.4 T 5.6 mLIkgj1Iminj1, acetoacetate diester, 50 and course (31.7 km) power output) 0.5 mmolILj1 Serum
5.3 T 0.3 LIminj1) 30 min before the start of TT -OHB concentration:
0.4 mmolILj1
Evans et al. 19 cyclist (12 male -OHB salts: 0.38 gIkgj1 Submaximal incremental cycling Lower plasma glucose Peak plasma -OHB
(2018) and 7 female) Male V̇O2max: dissolved in 3.8 mLIkgj1 test of 6 steps (at power concentrations and higher concentration:
j1 j1
65.5 T 5.6 mL O2Ikg Imin plain water. Each bolus outputs corresponding to RER during submaximal 0.44 T 0.15 mmolILj1
Female V̇O2max: serving provided approximately 30%, 40%, 50%, cycling trial
54.9 T 3.6 mLIkgj1Iminj1 È18.5 g -OHB 60%, 70%, and 80%V̇O2max,
with each step lasting 8 min
Rodger et al. 12 elite cyclists (V̇O2max; 11.7 g of -OHB salt 90 min cycling test at 80% of ~2% higher average 4 min Plasma -OHB
(2017) 68.0 T 6.7 mLIminj1Ikgj1) ingested 20 min prior to their second ventilatory maximal cycling power concentration:
the trial and halfway point threshold (VT) prior to a paced output (9 W) 0.63 mmolILj1
(45 min) during the 90-min 4 min maximal cycling test Moderate increase in mean RER
submaximal cycling test during submaximal and
maximal test
O’Malley 10 males (V̇O2max: 0.3 gIkgj1 -OHB KS Submaximal cycling exercise at ~7% lower average TT power Plasma -OHB
et al. (2017) 45 T 10 mLIkgj1Iminj1) 30%, 60%, and 90% VT output (j16 W) in ketone concentration:
followed by a 150-kJ group. Increased time to ~1Y1.2 mmolILj1
cycling TT complete TT in ketone group
(711 T 137 s vs (665 T 120 s)
RER was lower at 30% and
60% VT in the ketone group
compared with control group.
Total fat oxidation was greater

Copyright © 2018 by the American College of Sports Medicine. Unauthorized reproduction of this article is prohibited.
in the ketone versus control.
Lower glycemia in the ketone
group immediately postexercise
and post-TT

Effects of Ketone Bodies on Endurance Exercise


affecting performance. Nevertheless, KD may be a support consumption ranges from 16% to 18% with a net sparing
in limiting weight gain in off-season, as often observed in effect of glucose oxidation. Ingestion of KE 15 min before
athletes involved in endurance events. the start of exercise and 45 min into the cycling trial sig-
nificantly lowered blood lactate by ~50% (~2Y3 mM) com-
Ketogenic Salts and/or Esters pared with glucose or fat ingestion during 1 h of cycling
Taking into account the clinical studies and the empirical at 75% V̇O2max and suppressed the rise in plasma fatty free
experience of several athletes suggesting an ergogenic effect acids and in glycemia. Theoretically, a lower lactate pro-
of KD in endurance events requiring medium and higher duction at given V̇O2 may translate to a lower metabolic
intensity, it appears that low muscular carbohydrate content acidosis with potential ergogenic effects on high intensity
during heavy sustained exercise impairs physical perfor- performance. It seems likely that lower lactate levels were
mance. Consequently, sport scientists proposed a mixed due to the suppression of glycolysis as indicated by skeletal
solution that matches both the benefits of a high carbohy- muscle biopsy which revealed a higher content of muscular
drate diet and of the presence of KB. This proposal requires glycogen and a lower content of intramuscular tryacylglycerol
athletes to follow a high carbohydrate diet to guarantee after 2 h of cycling at 70% of V̇O2max (58). These prom-
adequate muscular and hepatic glycogen content, and, at ising results were not replicated by Leckey et al. who
the same time, to ingest a proper quantity of KS or KE be- examined the effect of AcAc diester administration in a
fore the efforts to ensure KB availability (Table) (56). setting resembling the racing conditions of elite cycling
Ketone esters are compounds that are created through an and included top-level athletes. The athletes ate a high
ester linkage between a ketone bodies and an alcohol, carbohydrate meal pre-race supplemented with caffeine and
whereas KS comprise of the free acid form of -OHB buff- diet cola prior to trial, and they followed a typical incre-
ered with sodium, potassium, and/or calcium salts (26,57). mental warm-up. Following on, the athletes performed an
Indeed, ingestion of KS or KE represent a fast and effective all-out test mimicking the 2017 world championship 31-km
way to deliver nutritional ketosis for at least 2 h, with KE time trial course requiring maximum carbohydrate oxida-
better tolerated and more effective in elevating blood KB tion rate and, consequently, placing great metabolic de-
levels compared with KS (56). Ingestion of large quantities mand on glycolysis. Ketone ester was administered È30 min
of KS is impractical due to resulting gastrointestinal dis- before and immediately before commencing the warm up,
tress, and potentially undesirable consequences of cation and it was associated with a 2% reduction in overall per-
overload or acidosis (15). To be effective, KS and/or KE formance and with a 3.7% reduction in power output. From
ingestion should not affect gastric emptying, carbohydrate a metabolic point of view, AcAc diester resulted in lower
intake or cause gut distress (16). The rate of KB uptake and lactate levels at the end of time trial (j4.5 mmolILj1;
oxidation by skeletal muscle during exercise at different j35%) and lower glycemia both after the ingestion of KS
intensities and duration also should be considered to pro- and after the end of 31 km time trial compared with control
vide an adequate quantity of KB to exercising muscles group. This evidence is consistent with the data of Cox et al.
(15,58). Ketone ester consumption rather than KS at fasted and suggests that KS ingestion may decrease glucose con-
state with repetead administration may improve tolerabil- tribution to energy expenditure. An alternative reason
ity; moreover, ingestion of -OHB monoester rather AcAc explaining both the lower glycemia and the reduction in
diester using flavored water may decrease gastrointestinal cycling performance may be represented by an impairment
symptoms (56,59). in glycosis promoted by KS ingestion. Indeed, the alteration
The first evidence regarding the ergogenic effects of KE of glycosis may decrease energy availability crucial in short-
supplement comes from data reported in a patent application term endurance performance (60). Nevertheless, all partic-
filed in April 2013 where the administration of a solution ipants reported gastrointestinal discomfort associated
containing 230 kcal of KB taken 60 min before exercise in a with the intake of the KE and it can be suggested that
fasted state improved 30-min rowing performance (averaging these side effects may play a role in explaining perfor-
1% and up to 2%) in 22 elite and subelite heavy and light- mance impairments considering the different KE formula
weight male and female rowers. These improvements were used by Cox et al. which did not result in gut distress.
not considered significant but in professional sports races are Finally, it should be considered that AcAc diester resulted
often won or lost with differences in performance less than in serum AcAc concentration of 0.5 mmolILj1 and in serum
1% (16). Cox et al. confirmed an improvement of ~2% in the -OHB concentration 0.4 mmolILj1, much lower than plas-
distance covered in 30-min cycling time trial in the group ad- ma -OHB concentration of 2 to 4 mmolILj1 reported by
ministered with KE (573 mgIkgj1) + glucose (60% of total Cox et al. (59,61).
calories) compared with glucose alone. Indeed, the KE group Achieving an adequate ketonemia represents an essential
cycled on average 411 T 162 m further over the control group. requisite to evaluate ergogenic properties of KB; KE gen-
Ketone ester administration resulted in plasma -OHB erally provide a better gut absorption than KS, whose ad-
concentration of 2 to 2.5 mmolILj1. Nevertheless, this ministration may cause gut distress and a not sufficient
study also elucidated many effects of KE on human me- increase of ketonemia (15). Acute KS ingestion at both 60
tabolism during endurance exercise. First of all, circulating and 15 min before submaximal cycling exercise providing
-OHB levels decreased significantly when cycling inten- 0.38 gIkgj1 of -OHB (i.e., ~18.5 g -OHB) dissolved in
sity rose from 40% to 75% of V̇O2max indicating an in- 3.8 mLIkgj1 water for each bolus resulted in a significant
creasing -OHB oxidation rate, which increase from 0.35 increase in ketonemia (57). The graded cycling test
gIminj1 at 40% V̇O2max to 0.5 gIminj1 at 75% of V̇O2max. consisted of six stages of 8 min in duration. Ketonemia
The estimated amount of -OHB oxidation to total oxygen appears to also be affected by the intensity and the length of

www.acsm-csmr.org Current Sports Medicine Reports 449

Copyright © 2018 by the American College of Sports Medicine. Unauthorized reproduction of this article is prohibited.
exercise; indeed, the highest plasma -OHB concentration skeletal muscle Indeed, total glucose uptake was 1.26
after KS ingestion was observed during the last stage of in the control group and 1.66 gIkg j1 in KE group; si-
exercise at 0.44 T 0.15 mmolILj1. Ketone salt administra- multaneously the increase in postexercise glycogen was
tion brought about a significant decrease in glycemia 114 mmolIkg j1Imin j1 in the KE group compared with
compared with the control group at all stages throughout 70 mmolIkgj1Iminj1 in the control group These results seem
exercise (i.e., 30% V̇O2max, j0.19 T 0.36 mM, 40% to be associated with an increased insulin release, with
V̇O2max, j0.21 T 0.43 mM, 50% V̇O2max, j0.27 T 0.40 insulin concentration twofold higher by the end of the
mM, 60% V̇O2max, j0.21 T 0.39 mM, 70% V̇O2max, clamp in the ketone group compared with control group
j0.17 T 0.54 mM, and 80% V̇O2max, j0.39 T 1.24 mM) (16 T 3 mUIILj1 for control glucose and 31 T 6 mUIILj1).
and an elevation in RER for intensity up to 60% V̇O2max, Nevertheless, this augmentation of insulin release in re-
being È0.03 higher in the KS group than control group. sponse to KE administration requires the elevation of
The effects of KS on RER at higher intensity were negligible blood glucose levels. Furthermore, an increase in insulin
and not significant, being È0.01 higher in the KS group level also may prevent muscular catabolism after exhaus-
compared with control group (57). These outcomes suggest tive exercise (16,63). Nevertheless, this effect on muscular
the contribution of KB to energy expenditure during exer- glycogen replenishment were not confirmed by Vandoorne
cise and KB sparing effect on glucose oxidation in well- et al. In this study, ingestion of 1.5 gIkgj1 of KE supple-
trained cyclists (57). Nevertheless, the majority of athletes ment and of a high dose mixture of carbohydrate and
(68%) reported gastrointestinal distress limiting, if con- protein raised plasma level of -OHB to ~ 5 mmolILj1 but
firmed, the potential effectiveness of KS ingestion (57). it did not affect glycogen resynthesis after exhaustive ex-
Similarly, the ingestion of KS containing 0.3 g -OHBIkg ercise. Subjects were asked to warm up by unilateral cy-
30 minj1 before the start of the exercise significantly de- cling with the right leg on a cycle ergometer. The subjects
creased glycemia immediately postexercise and posttime then started an intermittent exercise protocol aimed to
trial (i.e., ~0.3Y0.7 mmolILj1 lower than the placebo con- deplete muscle glycogen in the right leg by unilateral knee-
dition) and RER at 30% (i.e., ~0.85 in the placebo group vs extensions (70-Y130- knee-angle) at a rate of 0.5 Hz.
~0.83 in the ketone group) and 60% ventilatory threshold. Subjects first performed an exercise bout, during which
Ketone salt administration alters substrate oxidation low- they produced a mean power output as high as possible for
ering total carbohydrates oxidation and augmenting total 5 min. Thereafter, they did 9 series of 30 knee-extensions at
fat oxidation rates with a net glucose-sparing effect; how- 30% of 1RM, followed by 5 series of 6 contractions at 70%
ever, KS administration impaired cycling time trial perfor- of 1RM. The contraction series was interspersed by 30-s
mance resulting in a significant decrease of power output passive rest intervals (64). Notwithstanding, KE administra-
by ~7%. Time to complete time trial was ~8% longer in KS tion markedly augmented mTORC1 signaling increasing
than the control group (711 T 137 s vs 665 T 120 s; P = 0.03). phosphorylation of p-S6K1and 4E-BP1. This observation
It should be considered that racemic mixture of -OHB suggests that KE may improve anabolic response to exercise
resulted in lower concentrations of blood -OHB (~1Y1.2 increasing protein synthesis in C2C12 myotubes, being
mmolILj1) than KE supplements (~3 mmolILj1) (60). In a mTORC1 a master regulator of protein synthesis in human
study led by Rodger et al. administration of a supplement skeletal muscle (64).
containing 11.7 g of -OHB salt diluted with 100 mL of KE supplementation also seems to be able to suppress
sugar-free lemonade increased average blood -OHB con- appetite decreasing ghrelin and representing a potential
centrations from 0.20 mmolILj1 to 0.63 mmolILj1 far below support for athletes willing to lose weight in those sports
the levels required for therapeutic ketosis (Q2 mmolILj1). The where weight plays a pivotal role (65).
supplement was ingested 20 min before the trial and at the
halfway point (45 min) during the 90-min submaximal cy- Conclusions
cling trial. Subjects were asked to cycle for 90 min at 80% of It can be concluded that long-term KD may be favorable
their second ventilatory threshold, prior to a 4-min maximal for endurance athletes, during the preparatory season, when
cycling test, separated by 2 min passive rest. It is likely that a high volume and low to moderate intensity of training
low ketonemia may explain the absence of significant change loads are performed during training. Indeed, KD may pro-
between placebo and treated group, apart from a not signif- vide a high amount of calories avoiding the ingestion of a
icant increase in RER (0.87 T 0.05 vs 0.85 T 0.03) during great quantity of carbohydrates which are able to cause
submaximal exercise and a significant increase in mean RER gastrointestinal distress and hyperinsulinemia with delete-
during the maximal test (1.01 T 0.07 vs 0.96 T 0.05) in the rious effects on fat oxidation. The KD is able to maximize
treated group compared with the control group. Also, a sig- the increase of FatMax during exercise and the reduction of
nificant increase in power output was not observed in treated body mass and fat content promoted by high volume
group (364 T58 Wvs 355 T46 W) (62). training. Furthermore, keeping in mind that KD represents
Finally, it has been observed that ingestion of KE beverage a fat-rich diet, a well-formulated KD may provide a high
containing 0.573 mLIkgj1 of the KE (R)-3-hydroxybutyl (R)- amount of marine omega-3 coming from fatty fish (i.e.,
3-hydroxybutyrate in well-trained athletes after exhaustive mackarel, salmon, tuna). Omega-3 fatty acids may decrease
exercise consisting in cycling at intermittent intensity for inflammation, insulin resistance, and postexercise muscle
2-minintervals, alternating 90% peak power efforts with damage, and they also may increase the anabolic response
50% peak power recovery, is able to increase muscle gly- to training stimuli and FatMax (36,53). The increased reli-
cogen content by 50% and glucose uptake by 32% during ance on fat oxidation promoted by KD seems to increase
hyperglycemic clamp enhancing glycogen synthesis in mitochondrial function, augmenting the adaptive response

450 Volume 17 & Number 12 & December 2018 Effects of Ketone Bodies on Endurance Exercise

Copyright © 2018 by the American College of Sports Medicine. Unauthorized reproduction of this article is prohibited.
Figure: Possible aims of further research on ketone metabolism in endurance performance.

to oxidative stress generated in oxidative processes during and it also should be taken into consideration the meta-
mitochondrial energy production (31). However, KD seems bolic differences and distinct pharmacokinetics properties
not be able to sustain moderate-high exercise activity lim- between the ketone molecules delivered by exogenous KS
iting exercise performance because of the low intake of and KE and this can impact their effects on exercise per-
carbohydrates in KD does not guarantee an adequate con- formance (56,59). It is likely that optimal window of
tent of muscle and hepatic glycogen stores and reduces the ketonemia ranges from 1 to 3 mmolILj1 for a proposed
capacity to use carbohydrate resulting from inhibition of performance benefit (61). Indeed, KS administration gen-
pyruvate dehydrogenase (PDH) (66). Reduced glycolytic flux erally failed to achieve ketonemia 92 mmolILj1 and this
sustained by decrease of PDH activity may impair perfor- evidence may explain the lack of ergogenic effects. There-
mance during high intensity efforts that rely heavily on energy fore, it is necessary to evaluate carefully ketonemia when
coming from glycolytic pathways (28). Otherwise, elevated evaluating ergogenic properties of KB (Fig.). It is crucial to
ketone concentrations may suppress glycolysis without elucidate if KB capacity of sparing carbohydrate reserves is
causing any impairment in glycolytic flux but simply because due to a reduction of glycolytic capacity via inhibition of
ketones metabolism may hold hierarchical preference over PDH and phosphofructokinase-1 (PFK-1) by increases in
carbohydrate metabolism. A decreased reliance on glycolysis NADH:NAD+, acetyl-CoA:CoA ratio or citrate (13). In
may lower lactate production and attenuate accumulation of this case carbohydrate utilization would be impaired by
hydrogen ion and other metabolic by-products partly re- KB, limiting exercise performance at higher intensity in
sponsible to fatigue during high intensity efforts; moreover, a those physiological conditions that rely almost solely on
reduction of glycolytic metabolism may contribute to spare anaerobic glycolysis or high glycolytic flux for ATP pro-
muscle glycogen stores (28,58). duction (Fig.). Similarly, the suggested inhibition of lipol-
The potential ergogenic effects of exogenous intake of KE ysis promoted by KB via inhibition of the nicotinic acid
or KS may be related both to the suggested higher efficiency receptor (PUMA-G) should be carefully evaluated as it may
of KB in relatively short endurance activities where glyco- impair endurance performance, as fatty acids are the pre-
gen stores are not supposed to be depleted and to KB met- ferred fuel source at low-moderate intensity (26). Other
abolic role as alternative fuel source in whose events where studies are warranted to elucidate the effects of KB on
glycogen stores are likely to become depleted for a glucose- substrate selection which represents the basic tenet to ex-
sparing effect. Theoretically, KB also should be able to plain the interaction between KB and the human endurance
support higher metabolic intensity compared with fat con- performance (Fig.). So far, only the effects of acute inges-
sidering the higher RER. Ketone esters or KS also could be tion of KE or KS have been investigated; it remains to be
administered to increase postexercise muscle glycogen syn- determined if chronic administration of KE or KS may
thesis when co-ingested with carbohydrate after exhaustive cause different effects on human metabolism and perfor-
exercise to enhance the recovery process (Fig.). Finally, mance. It can be hypothesized an adaptive metabolic process
suppression of appetite after KE ingestion may be helpful to to KE or KS administration that may enhance responsiveness
decrease body fat (Fig.). However, it seems likely that a to KS or KE ingestion (Fig.). Finally, it should be noted that
necessary prerequisite of any potential ergogenic effect of top-level athletes may respond differently to KS and/or KS
KB is reaching blood ketone concentrations 92 mmolILj1, ingestion compared with sedentary subjects considering the

www.acsm-csmr.org Current Sports Medicine Reports 451

Copyright © 2018 by the American College of Sports Medicine. Unauthorized reproduction of this article is prohibited.
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The authors declare no conflict of interest and do not 27. Veech RL, Chance B, Kashiwaya Y, et al. Ketone bodies, potential thera-
peutic uses. IUBMB Life. 2001; 51:241Y7.
have any financial disclosures.
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