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J Public Health

DOI 10.1007/s10389-015-0685-4

OVERVIEW

Unemployment, health and moderating factors:


the need for targeted health promotion
Alfons Hollederer 1

Received: 24 March 2015 / Accepted: 22 July 2015


# Springer-Verlag Berlin Heidelberg 2015

Abstract Background
Aim The aim of the review is to identify and assess moderator
variables for the association between unemployment and health. The global financial and economic crisis caused persistently
Subjects and methods As a social determinant of health, mass high global unemployment. Throughout the member coun-
unemployment is a major challenge for public health. Health tries of the Organisation for Economic Co-operation and De-
promotion among the unemployed is underdeveloped. This re- velopment (OECD), 45.9 million men and women were un-
view examines meta-analyses using quantitative methods to employed in March 2014 and the unemployment rate
study the influence of unemployment on morbidity and mortality. amounted to 7.5 % (OECD 2014). The risk of becoming un-
Results International meta-analyses consistently show that employed is not equally distributed among regions and social
both the risk of morbidity and of premature mortality is sig- groups. Especially young people, men and low-skilled
nificantly higher for unemployed persons compared to the workers were often the first to lose their jobs during the crisis
employed. A wide range of moderating factors is identified. (OECD 2013). Youth continue to face record unemployment
However, many of the discussed socio-demographic variables levels in many countries, with rates exceeding 56.8 % in
were not confirmed by the latest statistical moderation analy- Greece and 53.9 % in Spain (OECD 2014). Involuntary mass
ses, while other recently identified health variables and mac- unemployment is a major challenge for public health. Unem-
roeconomic factors were added. The overview shows that the ployment is one of the factors affecting the complex interre-
findings of moderating analyses on the effects of unemploy- lationships of lifestyles, working and living conditions that
ment on health, premature mortality and suicide are quite determine population health (Dahlgren and Whitehead 2006;
inhomogeneous. Bartley et al. 1999, 2006). The BCommission on Social De-
Conclusion The interaction between unemployment and terminants of Health (CSDH)^ of the World Health Organiza-
health points to a need for prevention and health promotion. tion (WHO) concluded that unemployment as a social deter-
The moderator analyses provide different insights for an ap- minant of mental health constitutes both a differential expo-
proach of health promotion as well as for behavioural and sure at the individual level and a significant socio-economic
structural prevention. context factor (CSDH 2008). The social fabric is strained and
inequality in market incomes is raised by persistent high un-
Keywords Unemployment . Health . Health promotion . employment (OECD 2013).
Prevention . Health determinants . Health inequalities

Introduction: unemployment and health


* Alfons Hollederer
Alfons.Hollederer@lgl.bayern.de The extensive research efforts regarding the consequences of
unemployment for health are characterized by a number of
1
Bavarian Health and Food Safety Authority (LGL), Institute of
reviews published since last century’s first global economic
Public Health, Schweinauer Hauptstraße 80, crisis up to the current one (Eisenberg and Lazarsfeld 1938;
90441 Nuremberg, Germany Dooley and Catalano 1980; DeFrank and Ivancevich 1986;
J Public Health

Fryer and Payne 1986; Warr et al. 1988; Ezzy 1993; Winefield for health promotion approaches among unemployed.
1995; Hanisch 1999; Kasl and Jones 2002; Kieselbach et al. Medline, PubMed, the Cochrane Library, GESIS SowiPort
2006). All of the earlier reviews are descriptive in their ap- and Google scholar were systematically searched for meta-
proach. Their authors are unanimous in describing unemploy- analytic studies or meta-analyses about unemployment and
ment as a critical and stressful biographical event or phase that health, which used quantitative methods for research. Criteria
may give rise to a wide variety of adverse responses such as for inclusion are that the meta-analyses published in English-
poorer mental or physical health. Kinicki et al. (2000) point language scientific journals and the publication year of the
out, that coping with a job loss is a dynamic process. The primary study is 1950 or later. The measurement of health
hypothesis of causality gained evidence as the number of em- was done via an objective quantitative procedure. The indica-
pirical longitudinal analyses increased that examined the tor variables of health were consistently used within the re-
changes from the status of unemployment to employment or search field and have established reliability and validity
vice versa. Unemployment impairs people’s health and many claims, for e.g., the General Health Questionnaire (GHQ). It
moderating factors have come to bear in the literature. Differ- includes a wide variety of psychological and physical health
ential unemployment research considered not only the differ- variables with regard to their relevance to health of unem-
ent risks of becoming unemployed, but also the inequality in ployed—e.g., mixed symptoms of distress, depression, anxi-
the distribution of psychosocial and health risks among this ety, psychosomatic symptoms, and subjective well-being.
group. Thus, such results can provide important insights for
intervention approaches and the definition of target groups for
health promotion efforts. Results

Scientific question about moderating factors Meta-analyses about unemployment and health

It remains an open research question as to how people can Empirical cross-sectional and longitudinal studies on unem-
best, and with the least damage to their health, master the ployment and health have been evaluated with the help of
involuntary loss of their job and unemployment. There are meta-analyses. Three international meta-analyses using quan-
only a few studies like the one by Fryer and Payne (1984), titative methods summarised the mental health impacts of
which is a qualitative study of unemployed people finding that unemployment. This method allows the evaluation of
particularly proactive unemployed persons tend to suffer less existing research and the harmonisation of statistical research
regarding mental health. Additionally, health promotion ap- results achieved so far. The meta-analysis of Murphy and
proaches for the unemployed are underdeveloped; however, Athanasou (1999) on the effects of unemployment applies
there are new activities initiating health promotion psychological testing methods to (only) 16 longitudinal stud-
programmes, e.g., in Germany (Brussig et al. 2014). A gap ies from 1961 to 1995. They confirmed that unemployment is
in research that needs to be filled is the identification of the related to impaired mental health, which was followed by a
problem groups among the unemployed. Empirical studies large-scale meta-analysis by McKee-Ryan et al. (2005) and
about unemployment and health have been analysed with by Paul and Moser (2009) that continuously expanded the
quantitative, meta-analytical methods. A meta-analysis tries number of included studies.
to assess the entire body of research and standardizes the re- McKee-Ryan et al. (2005) summarized the impacts of
sults of existing statistical surveys. Further, it allows the gen- unemployment on mental health and physical well-being in
eralization of effect sizes and causal relationships and com- their meta-analysis. Their literature search returned more than
bines the quantitative results of the entire field of research. The 5,000 English language articles on this topic, including 104
moderation analyses can support the specification of target empirical studies that were suitable for their meta-analysis.
groups among the unemployed to focus all health promotion There were only 15 longitudinal studies involving 19 samples.
initiatives. The aim of this article is to provide an overview The majority of the included studies focused on mental health,
about moderating factors on the effects of unemployment on as this was the subject of three quarters of all correlation anal-
health and to outline implications for health promotion and yses, while only a very small number of international studies
health policy. on physical health were available. McKee-Ryan et al. (2005)
identified 52 cross-sectional studies containing 64 indepen-
dent samples that compared unemployed and employed indi-
Methods viduals. The meta-analysis shows that compared to the
employed population, unemployed people suffer from signif-
This review examines meta-analyses about the influence of icantly worse mental health as well as from a less favourable
unemployment on morbidity and mortality of the unem- physical health status. The meta-analytic results are suggestive
ployed. It aims to identify moderator variables and criteria that unemployment has a negative effect on mental health.
J Public Health

McKee-Ryan et al. (2005) were not able to prove a causal Moderator analyses
relationship. They stated that the causal hypothesis is sup-
ported by the findings of the meta-analysis, because the The health-related impact of unemployment is not homoge-
main result for mental health remained consistent over a neous. The effects are also moderated by other variables. The
very large number of studies and data sources. Further, the stock of unemployed persons consists of heterogeneous
longitudinal studies indicate that a person’s mental well- groups of people. The moderation analyses of the meta-
being drastically deteriorates when losing employment and analyses consider a large number of potential moderating fac-
conversely is boosted when restarting employment. This in- tors to determine which are important. Moderator variables are
terpretation, however, has its limits, because of the scarcity neither dependent nor independent variables; they are deter-
of longitudinal analyses. mined to verify retrospectively, whether the impact of the
The last and most important meta-analysis about independent variable unemployment on the dependent vari-
unemployment and health presented by Paul and Moser able health is affected by this characteristic. Table 1 summa-
(2009) covers 237 cross-sectional studies containing 323 in- rizes several tested moderator variables and informs about
dependent samples that compared unemployed and employed their statistical significance, based on the meta-analyses de-
persons and 87 longitudinal studies with regard to mental scribed in the preceding.
health, which in total far exceeds the number of studies
meta-analysed by McKee-Ryan et al. (2005). It provides evi- Socio-demographic attributes
dence that unemployment is associated with a deterioration of
mental health and that the overall effect is of medium size and Regarding the gender-specific difference between the
statistically highly significant. A major result of this meta- unemployment-induced health risks, the research remains con-
analysis is that in the longitudinal studies the transition from tradictory overall (Table 1). The calculated effect sizes are low.
unemployment to employment sharply reduced the distress In the past, the majority of studies on unemployment and health
symptoms (effect size d=−0.35). In contrast, job loss nega- focused only on unemployed men. Murphy and Athanasou
tively impacted mental health (effect size d=0.19), indicating (1999), who found more present studies which examined the
that mental distress symptoms not only correlate with unem- negative impact of involuntary job loss on the health of unem-
ployment, but are also caused by it, although parallel selection ployed women and men, determined that the surveyed group’s
effects can be proved. The causality hypothesis is supported gender was irrelevant for the calculated effect sizes of unem-
by examinations concentrating alternately on employment and ployment on health; however, the test in Murphy and
unemployment. These results correspond consistently to the Athanasou (1999) is methodologically very weak, because on-
meta-analysis by McKee-Ryan et al. (2005). In the cross- ly 16 studies were involved. McKee-Ryan et al. (2005)
sectional studies, unemployed persons exhibit significantly analysed 104 empirical studies and concluded that the mental
more symptoms of mental distress than employed persons. health of unemployed men is slightly better than that of unem-
The effect sizes are medium and statistically significant for ployed women; however, they did not apply a moderator test
unspecific distress symptoms and for depression and anxiety for gender, but merely a correlation analysis. No statistically
symptoms, emotional well-being and self-esteem. The effect relevant difference between men and women was found for
size for psychosomatic symptoms (including physical health subjective physical health related to unemployment; however,
aspects) is considerably smaller, although still significant. on the other hand, based on 237 cross-sectional studies, Paul
The authors conclude that unemployment damages mental and Moser’s meta-analysis (2009) showed that unemployment
health rather than physical health. It seems that no specific affected the mental health of men more negatively than that of
Bunemployment syndrome^ can be found, because the ad- women, and that this moderator effect was comparatively
verse effects on well-being can be proved for several mental strong. Paul and Moser (2009) assumed that, on average, un-
health indicators. employed men suffer more often from illness compared to
The relatively poorer health status of unemployed people is unemployed women. All in all, the results of the three meta-
manifested by a higher risk of premature mortality. The only analyses seem to be inconsistent. Paul and Moser (2009) tried
existing international meta-analysis on the relationship be- to explain the differences with a lower number of studies than
tween unemployment and all causes of mortality, published in the meta-analyses of Murphy and Athanasou (1999) or
by Roelfs et al. (2011), investigated the data of over 20 million McKee-Ryan et al. (2005).
people included in 42 studies. Accordingly, the group that had According to the meta-analysis of Roelfs et al. (2011), there
experienced unemployment exhibited a 63 % significantly is also a significantly stronger association between mortality
higher mortality risk than the control group after controlling and unemployment for men than for women (an increased risk
for several covariates. Another meta-analysis of Milner et al. of 78 % vs. 37 %). The risk of morbidity generally increases
(2013) confirmed the evidence on the relationship between with age. In the meta-analyses of morbidity, age did not mod-
long-term unemployment and suicide or attempted suicide. erate the negative effects of unemployment on mental health,
J Public Health

Table 1 Moderating effects of the association between unemployment and health

Murphy and McKee-Ryan Paul and Roelfs Milner


Athanasou (1999) et al. (2005) Moser (2009) et al. (2011) et al. (2013)
Meta-analyses

Of morbidity/health Of all-cause Of suicide


mortality mortality

A. Socio-demographic characteristics
Gender NSS X X
Age NSS NSS X NSS
Socio-economic status/social class/blue vs. white collar X X NSS
Education NSS
Nationality/minority status NSS NSS
Marital/relationship status NSS
B. Employment-related variables
Length of unemployment X X NSS X
Different study sample type (graduate vs. adult/control group design) X X
Focus on job and occupation, employment commitment, etc. X
C. Health-related variables
(Earlier) health behaviour (BMI, smoking, drinking, drug use, other factors) X
Psychological interventions X
D. Macro-economic factors
Level of the unemployment rate NSS NSS
Social protection system for unemployment NSS X
Level of economic development X
Income inequality (Gini-index) X

X statistically significant moderator variable


NSS not statistically significant

compared to that of the employed population (Murphy and health effects caused by unemployment. Paul and Moser (2009)
Athanasou 1999; Paul and Moser 2009). With regard to age did not detect a moderating effect for marital and relationship
only, Roelfs et al. (2011) found out that unemployment was status on the mental health of unemployed persons.
associated with an increased mortality risk for people under
the age of 50 years who were in their early and middle careers. Employment-related variables
However, Milner et al. (2013) could not verify age as a mod-
erator effect of unemployment on suicide; nevertheless, this The individual length of unemployment has a major influence
result is limited by the small sample size. on a person’s health status. The overview in Table 1 provides
In their meta-analysis on the mental health effects, Paul and evidence for a strong influence of length of unemployment on
Moser (2009) found a slight moderating trend for social class. morbidity and suicide mortality. Both meta-analyses of Paul and
People in the sample with blue-collar-jobs were more distressed Moser (2009) and McKee-Ryan et al. (2005) demonstrate that
by unemployment than people with white-collar jobs. This the adverse effects on mental health increase with the duration
moderator effect became significant when the outlying studies of unemployment. This moderator effect was highly significant.
were excluded. The negative mental health effects of unem- Milner et al. (2013) reveal that longer duration of unemploy-
ployment were a little bit larger among persons with lower ment was associated with higher risk of suicide and suicide
education than among persons with higher education. Roelfs attempt. The risks of suicide and suicide attempt decrease in
et al. (2011) also reported that the mortality risk of unemployed those studies with follow-up periods between 12 and 16 years.
people correlates significantly with their socio-economic status. This finding is in line with the results found in the meta-analysis
Paul and Moser (2009) estimate a very weak trend for mi- of Roelfs et al. (2011) who suggest that the risk of all-cause
nority status as a moderator. Samples with a large percentage of mortality increases with the duration of unemployment and
minority members had higher effect sizes on mental health than decreases with a follow-up period of more than 10 years after
the other samples. This moderator effect was not statistically unemployment; however, this effect was not significant.
significant, which means that, e.g., immigrants usually have a Paul and Moser (2006, 2009) found a number of distress
higher probability for unemployment, but not a greater risk for symptoms in cases of incongruence between the living situation
J Public Health

of unemployed people and their strong employment commit- employment. According to the current state of research, vari-
ment. People, who are mainly oriented on their job or occupa- ous influencing factors moderate the effect of unemployment
tional life and who are focused on their professional role, men- on mental or physical health and on mortality; however, the
tally suffer more from unemployment. Moreover, the meta- general finding of this review is that the results for the mod-
analyses yielded that different study sample types are associat- erator analyses are very mixed. On one side, many of the
ed with the measured outcome on health by unemployment— factors discussed in literature and descriptive reviews are not
e.g., control group designs (Roelfs et al. 2011) or school drop- confirmed by the recent statistical meta-analyses. Socio-
outs versus unemployed adults ( McKee-Ryan et al. 2005). demographic attributes like age, nationality or minority status,
education, marital and relationship status did not significantly
Health variables moderate the effects of unemployment on mental health in the
analyses by Murphy and Athanasou (1999) or Paul and Moser
Health interventions can be thought of as moderator variables (2009). In addition, this review reveals strong heterogeneities
in the models (Table 1). Psychological interventions improve between moderator analyses related to morbidity and those
the emotional status of unemployed people and lead to reduc- related to mortality. Unexpectedly, age does not seem to mod-
tions of distress symptoms with medium-sized effects in the erate the negative effect of unemployment on health and sui-
meta-analyses of Paul and Moser (2009); however, these ef- cide but, based on the reviewed meta-analyses, it does effect
fects are not lasting. This research concentrated on psycholog- all-cause mortality. Conversely, the length of unemployment
ical intervention programs for unemployed people, but not on is associated with impaired mental health and suicide, but not
health promotion studies. with all-cause mortality. Many other factors are extensively
Unemployment was associated with an increased mortality discussed in descriptive reviews and literature, e.g., resources
risk for those with pre-existing health behaviours such as and strains, cognitive appraisal or coping strategies on person-
smoking and alcohol consumption. Roelfs et al. (2011) sug- al activity level and availability of help (Warr et al. 1988;
gest ‘that earlier health problems were not, in a broad sense, Winefield 1995). On the other side, the meta-analyses did
the common cause of both unemployment and mortality’. not include all of these factors in the moderator analyses,
which is due to different definitions by authors in accordance
Macro-economic factors with their theoretical approach or the limitations of study sam-
ple designs for quantifying moderator effects. McKee-Ryan
The meta-analysis of Paul and Moser (2009) in particular in- et al. (2005) calculated many correlation statistics within the
cludes macro-economic factors (Table 1). The authors found a group of unemployed without moderation analyses in relation
moderating influence in the generosity of the social security to employed population. The meta-analysis of McKee-Ryan
system in case of unemployment. Further, Paul and Moser et al. (2005) identified a statistically relevant association with
(2009) identified economic development and income equality mental health for resources and forms of stress or strain during
as additional important moderator variables. The effects of un- unemployment. In this analysis, a perceived financial strain
employment are more drastic in poorer than in richer countries. correlated with poorer mental health and a lower degree of life
They are stronger in countries with high Gini coefficients as an satisfaction. Yet, another factor found to mitigate the negative
expression of income inequality than in countries in which a impact of unemployment on mental health was the social sup-
smaller part of the population is living below the poverty line. port of spouse or partner, family members, friends or others.
No significant moderating effect on health on unemployed was The meta-analysis of McKee-Ryan et al. (2005) also con-
identified for the unemployment rate in the two meta-analyses firmed a correlation of a structured time schedule with mental
of McKee-Ryan et al. (2005) and Paul and Moser (2009). health. Also personal coping resources and related concepts
such as self-esteem, optimism, neuroticism, locus of control
are closely related to mental health and life satisfaction.
Discussion and conclusion All in all, further research is needed to provide more infor-
mation about these factors and the size of their moderating
Moderator variables influence. Generally, what is still missing is a theoretical
framework that can capture to the full complexity of the rele-
Compared to the employed population, unemployed people vant variables that have so far mostly been considered in iso-
are characterised by a substantially worse health status. The lation. Admittedly, though, there are hardly any findings on
meta-analyses consistently identified a negative impact of un- salutogenetic influences and successful coping strategies. So
employment on morbidity and on premature mortality of ex- far, there are a few meta-analyses. Their specific approaches
posed individuals. After losing their job people tend to suffer and different theoretical concepts of analyzing the data might
from impaired mental health, whereas their mental well-being influence the results. A wide range of health variables and
clearly improves as soon as they find their way back into different quality criteria of instruments for measuring can be
J Public Health

observed in primary studies on the effects of job loss, making at the beginning of unemployment should be regarded as
meta-analyses and their interpretation of results more difficult. useful indicators for comprehensive prevention of addiction
The research and discussion about premature mortality and health promotion measures.
among the unemployed is often not connected with parallel Rather unexpectedly, Paul and Moser (2009) and
morbidity research among the unemployed. Both strands of McKee-Ryan et al. (2005) consistently show in their me-
research should be combined for the development of health ta-analyses that the unemployment rate is not associated with
promotion approaches. Perhaps, the years of healthy life lost the mental health of unemployed individuals. It suggests that
for different subgroups of unemployed people could provide the unemployed suffer independent of the economic cycle,
indications for targeted health promotion and prevention. The regional labour markets and level of unemployment. It is ur-
disability-adjusted life-years (DALY) are a metric of popula- gent to enhance health promotion that will support integration
tion health. The sum of DALYs across unemployed people into the labour market, because full employment is an excep-
can be thought of as a measure for the gap between current tion which is seldom realised in OECD states.
health status and an ideal health situation where the
population lives to an advanced age, free of disease and Health in all policies
disability. WHO (2013) uses this measurement to assess the
Bburden of disease^. The fundamental problem for practical health promotion strat-
egies for the unemployed is that these strategies cannot influ-
Development of health promotion among the unemployed ence unemployment as such, but only the indirect causes and
the moderator variables; thus, they can only have a socially
The interactions between unemployment and health create a compensatory effect. Paul and Moser (2009) found in their
need for specific measures for primary and secondary preven- meta-analysis that intervention programmes have positive ef-
tion as well as health promotion strategies. The unemployed fects on mental health among continuously unemployed peo-
face a vicious circle which is both characterized by selection ple; however, they have to be carried out continuously over a
effects when looking for a new job as well as by causal health long period of time. The development of health promotion
effects due to unemployment. Health impairments are a rele- models that include integration into the labour market is still
vant hindrance to reintegration in the labour market. in its infant state. The number of practical projects for unem-
There is no typical Bunemployment syndrome^. Evidence ployed persons with health impairments that have been eval-
of impaired health can be provided in a wide spectrum of uated is very low (2009). This is mainly due to the limited
diseases. The meta-analyses show that the negative associa- human and financial resources of the prevention organizations
tions between unemployment and morbidity or mortality are and the under-funding of intervention research. In times of
not uniform across all subgroups of the unemployed. The high unemployment, when social programmes must be ex-
moderator analyses reveal the need for a specification of pri- panded, governments’ fiscal resources are drying up (OECD
ority target groups as well as strategies to reach these groups. 2013), while in times of low unemployment, the problem does
Comprehensive health promotion approaches have to reach a not have much political relevance. Another difficulty is to
wide range of target groups of unemployed people and to reach the unemployed themselves, especially by traditional
cover a variety of health strategies. Access to health promo- prevention and health promotion courses. Corresponding ef-
tion should be placed more on employment-related variables forts should be linked with employment promotion initiatives,
and cognitive appraisal. Findings from the meta-analyses also new settings should be opened up, e.g., at the institutions
provide some evidence that people mainly oriented on their providing employment or training courses, and health promo-
job or occupational life and focused on their professional role tion should be community-based. For their further develop-
mentally suffer more from unemployment. This group should ment, prevention and health promotion measures for the un-
be considered more in research and practise. employed need better framework conditions to break or at
The individual length of unemployment has a major im- least mitigate the vicious circle of unemployment and health
pact on a person’s health status. The long-term unemployed through health promotion and prevention measures.
have a greater risk of health damage and of suicide compared While more health promotion approaches focusing on the
to those unemployed for only a short term. Health promotion individual are required, these will not suffice by themselves.
measures often target only long-term unemployed; however, As evidenced by the moderation analyses, a number of other
unemployed people with health problems and with separate factors foster the negative effect of unemployment on
recognised disabilities bear a higher risk of long-term unem- the unemployed’s mental health, such as the duration of un-
ployment. There is a need for developing health-risk profiling employment and the social protection system (Table 1). In
for job seekers after the loss of a job, which can identify view of the fact that even in times of economic boom a natural
problem groups at an earlier stage. The results of Roelfs rate of unemployment remains in the industrial countries, the
et al. (2011) point out that health-related behaviours present question arises as to how the health of those most affected by
J Public Health

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Conflict of interest The author declares that he has no conflict of
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interest.
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