CN 09e Guidance PDF

GUIDANCE FOR INSPECTION AND APPROVAL OF MARINE PRODUCTS CN 09E
GUIDANCE FOR INSPECTION AND APPROVAL OF

MARINE PRODUCTS
CONTENT
Page
PART 1 GENERAL 3
1.1 General requirements 3
1.2 Definitions 3
1.3 Requirements for manufacturers 5
1.4 Basic requirements for products inspection 6
1.5 Certificates/documents 7
1.6 Conditions for use of inspection marks 10
1.7 Invalidation, suspension and cancellation of approval certificate 10
PART 2 UNIT/BATCH INSPECTIONS 12
2.1 Application 12
2.3 Drawing approval 13
2.4 Type test 13
2.5 Material test 14
2.6 Inspections 15
2.7 Issue certificate of products 15
PART 3 DESIGN APPROVAL 17
3.2 Drawing examination 17
3.3 Prototype test and/or inspection 17
3.4 Certificate of Design Approval 18
3.5 Inspection for issuing the Marine Products Certificate 19
PART 4 TYPE APPROVAL 20
VIETNAM REGISTER - 2010 1

4.2 Process of type approval 20

4.3 Design assessment 21
4.4 Assessment of manufacturing 21
4.5 Issue and validity of Certificate of Type Approval 22
4.6 Periodical audit 22
4.7 Renewal audit 23
4.8 Change of approved products 23
PART 5 MANUFACTURER APPROVAL 24
5.2 Document review 24
5.3 On-site audit 25
5.4 Approval test 26
5.5 Manufacturers Approval Certificate 26
5.6 Periodical audit 26
5.7 Renewal audit 26
5.8 Change of approved products 26
ANNEX 1 LIST OF CERTIFICATION AND INSPECTION REQUIREMENTS 28
FOR CLASSED MARINE PRODUCTS
FOR STATUTORY MARINE PRODUCTS
FOR LIFTING APPLIANCES
ANNEX 4 CERTIFICATES 45

PART 1: GENERAL PROVISIONS
1.1 General requirements

1.1.1 Inspections and certifications of machineries, material and equipment used for
ship’s new building and repair (hereinafter refer to as products) are part of the
ship survey, including inspections of products to be classed, delegated
inspections of statutory products and entrusted inspections of other products.
These inspections are to confirm that the products are in compliance with the
requirements of the rules for classification or statutory requirements or the
requirements of the entrusting party.
1.1.2 The products intended for ships are to be inspected in accordance with this
Guidance and in addition, with relevant Guidances of the VR’s Rules.
1.1.3 For the products required by the rules, appropriate standards may be accepted as
alternative requirements. In any case, however, the equipment, components and
systems are to be subject to design evaluation, inspections during
manufacturing, testing and functional tests for confirming that they are not less
effective than as required by the rules.
1.1.4 Where no technical requirements are specified for any products covered by the
Rules, they may be designed, manufactured and tested according to applicable
standards at the discretion of the manufacturer. The inspections of such
products are in general to include:
(1) drawings and information;
(2) conditions for use on board;
(3) requirements for materials and welding;
(4) inspection and test items.
1.2 Definitions
1.2.1 For the purpose of products inspections required by the Rules:
(1) Products inspection: means the process of evaluating the compliance of the
products with applicable requirements through design approval, examination
and testing of the final products and/or during their manufacturing, covering
unit/batch inspection, design approval, type approval and manufacturer
approval.
(2) Unit/batch inspection: means the unit-by-unit or batch-by-batch inspection of
products by VR Surveyor for the purpose of issuing a products certificate.

(3) Design approval: means the process whereby permission is granted by VR for
the design to be used for a stated purpose under specific conditions, generally
comprising drawing approval and prototype/type test.
(4) Type approval: means the evaluation process whereby the manufacturer‘s
ability to produce consistent products in compliance with VR rules or other
acceptable standards is confirmed by VR through design assessment and
manufacturing assessment. Depending on the trustworthiness of quality
assurance as shown by manufacturing assessment.
(5) Manufacturers approval: means the evaluation process whereby the
manufacturer‘s production conditions and ability are confirmed by VR through
documentation review, approval testing and verification of manufacturing
process.
(6) Type test: means testing of the sample as defined in (9) below including its
materials and components by a specified method for confirming compliance
with all requirements of designated standard(s) or technical specifications. The
type test may be a destructive test in special cases.
(7) Prototype test: means testing and measurement of the prototype as defined in
(8) below including its materials and components for evaluating the product
design. The prototype test may be a destructive test.
(9) Sample: means a representative product used for test/inspection. The selected
sample is to be, in respectto performance, characteristics and manufacturing
quality, capable of representing or covering the products or product series to be
inspected.
(10) Inspection: means the verification, examination and test carried out by the
Surveyor for items required by VR rules before commencement and/or during
process and/or after completion of production.
(11) Final testing: as an inspection method means all acceptance tests recorded in
the products certificate.
(12) Applicant: means an organization applying for an inspection of products by VR.
An applicant may be a manufacturer, an agency or a design institute.
(13) Audit: means a systematic and independent examination to determine whether
quality activities and related results comply with planned arrangements and
whether these arrangements are implemented effectively and are suitable to
achieve the stated objectives.
(14) Periodical audit: means an audit for confirming continued compliance with the
certificate of type approval or the certificate of manufacturers approval.

(15) Components:mean parts/members forming a piece of equipment and/or a

system.
(16) Design: means all relevant drawings, documents and calculation reports
describing the performance, installation and manufacturing technologies of
products.
(17) Documentation: means all necessary written information regarding design,
processes, products or services.
(18) Manufacturer: means an organization producing and/or assembling final
products and fully responsible for such products.
(19) Document: means a formal document showing compliance of a design, product,
service or process with specified requirements.
(20) Manufacturer’s document: means factual statements or certificates issued by the
manufacturer as the result of independently exercising his inspection duty.
(21) Equivalent document: means certificates, reports, etc. issued not in the name of
VR, but stamped by VR and endorsed by VR Surveyor, showing that the
products have been satisfactorily inspected according to VR requirements.
1.3 Requirements for manufacturers
1.3.1 Manufacturers of classed products used for construction or repair of the ships
classed or intended to be classed with VR are to apply for inspection of such
products by VR.
1.3.2 Unless otherwise provided by the Administration of the flag State,
manufacturers of statutory products used for construction or repair of the ships,
of which VR is authorized to carry out statutory surveys, are to apply for
inspection of such products by VR.
1.3.3 In addition to 1.3.1 and 1.3.2, VR may carry out inspections of products for
compliance with the standards provided by the applicant (e.g. rules, or SOLAS
Convention, or relevant codes of IMO, or provisions of the Administration or
standards provided by the applicant).
1.3.4 Manufacturers, who apply for approval and inspection by VR, are to meet
appropriate conditions for production, testing, resources and quality
management system in accordance with the relevant requirements of this
Guidance.
1.3.5 Manufacturers are to exercise an effective control over the quality of raw
materials, components and parts of their products, submit to VR for information
lists of suppliers of raw materials, components and parts having direct influence
on the quality of their products, and assist VR in getting necessary information
of suppliers. Where VR rules and guidelines require that raw materials,
components and parts should be certified, the related suppliers and their
products are to be approved and/or inspected by VR.
1.4 Basic requirements for products inspections
1.4.1 The products required by VR rules are, prior to their use or installation on ships
classed with VR or during their manufacturing, to be inspected according to
relevant requirements to confirm compliance with VR rules, and an appropriate
certificate as specified in 1.5.2 is to be issued.
1.4.2 VR implements the following 3 modes of products approval:
(1) design approval;
(2) type approval;
(3) Manufacturers approval.
1.4.3 In addition to the products to be approved as specified in VR rules and/or
statutory requirements, the manufacturer may apply for approval of one or more
types of products for one or more of the following purposes:
(1) providing products of which the type approval is required by VR rules;
(2) avoiding repeated design approval for the same products;
(3) replacing the Surveyor by the manufacturer in carrying out a part of or complete
on-site inspections;
(4) desiring that his products be entered into VR Lists of Approved Marine
Products.
1.4.4 Where the products have been approved in one or more modes, the specified
unit/batch inspection requirements may be replaced with the following:
(1) reducing the inspection items requiring attendance by the Surveyor;
(2) verifying by the Surveyor of production and quality control information
provided by the manufacturer.
1.4.5 The manufacturers who achieve quality assurance by means of batch production
in a continuous process or completely based on production technology and
process, are to apply for manufacturers approval to demonstrate their conditions
and ability to produce the products.
1.4.6 The manufacturer is to make preparations for inspection and provide all
necessary conditions for inspection so as to ensure that the Surveyor is capable
of:
(1) having access to products for carrying out the specified inspection;
(2) witnessing specified tests of products on site;

(3) obtaining documents, records and information necessary for the inspection,
including information of suppliers of raw materials, components and parts.
1.4.7 The products, for which type approval or manufacturers approval is granted, are
to be produced at the manufacturer‘s production facilities stated in the approval
certificate, and VR does not accept any inspection of those approved products
which are subcontracted.
1.4.8 Where any harmful defect or damage is caused by raw materials or main
components and parts to approved products, the manufacturer is to promptly
inform VR of this and take one or more of the following measures:
(1) suspension of the manufacturing of such products, investigation and analysis of
the quality and the safety effects of such products installed onboard;
(2) termination of their use for approved products;
(3) re-evaluation of supplier(s);
(4) d isqualification of supplier(s).
Where the measure stated in (1) above is considered necessary by VR, the
approval will be suspended.
1.4.9 The nameplate, usage identification, usage/operation instructions and quality
certificate (including standards used as basis, product performance, quality
assurance, liability, etc.) of the products inspected by VR are to be in a
language specified by the ordering party, with at least an English or Vietnamese
translation in any case.
1.5 Certificates/documents
1.5.1 Approval certificates
(1) An appropriate approval of the product by VR is to be certified as follows:
(a) Certificate of Design Approval (DA) issued by VR, showing compliance
of the design with VR rules;
(b) Certificate of Type Approval (TA) issued by VR, showing that the design
complies with VR rules and that the manufacturer has the ability to
continuously produce in batches the products covered by the certificate in
compliance with rules and/or recognized standards;
(c) Manufacturers Approval Certificate (MA) issued by VR, showing that the
manufacturer has the ability to produce the products required by VR
rules.
(2) The Certificate of Design Approval cannot replace the Certificate of Type
Approval or Certificate of Manufacturers Approval. Where a products

certificate is required by VR rules, the Certificate of Type Approval cannot

replace it.
1.5.2 Products documents
(1) A unit/batch inspection of classed or statutory products is to be documented as
follows, with the approval mode being indicated:
(a) VR Certificate of Marine Products (C):
A document issued by the Surveyor to show that:
a. the product complies with rules;
b. required inspection and test have been carried out;
c. the sample is taken from the product to be inspected;
d. the product has been tested in the presence of the Surveyor or in a
specially agreed condition.
(b) Equivalent document (E):
A document issued by the manufacturer, stamped by VR and endorsed by the
Surveyor to show that:
a. the product complies with rules;
b. required inspection and test have been carried out;
c. the sample is taken from the product to be inspected;
d. the product has been tested in the presence of the Surveyor or in a
specially agreed condition.
Note: The contents of an equivalent document are to comply with the following
requirements:
+ the units of measurement are to be consistent with those in rules or
international units (i.e. SI units) are to be used;
+ symbols used for properties and characteristics (e.g. tensile strength and
impact property of materials) of products are to be consistent with those
in VR rules and if any other symbol is necessary, a definition is to be
given;
+ he basis for inspection is to be identified;
+ the identification of products (e.g. cast/batch no.) and that of inspection
are to be identified;
+ a manufacturer‘s statement is to be contained to the effect that ―testing
has been satisfactorily completed in accordance with VR rules, or

technical specifications for acceptance or relevant standards approved or

accepted by VR.
(2) The classed and statutory products of which the type approval and/or
manufacturers approval is required but the products certificate is not required,
may be certified as follows:
(a) Manufacturer’s document (W)
The manufacturer’s document (W) is issued by the manufacturer to show
that:
+ the product is type approved or manufacturers approved by VR;
+ the product complies with rules;
+ required inspection and test have been carried out;
+ the sample is taken from the product to be inspected;
+ the product has been tested in the presence of the department
authorized by the manufacturer.
(3) A unit/batch inspection of products other than those specified in rules or
statutory requirements is to be documented as follows:
(a) Inspection certificate (S):
A document issued by VR to show that:
+ the product standards as determined by the applicant have been complied
with;
+ the inspection and test has been witnessed by the Surveyor and/or the test
report has been reviewed by him;
+ the test sample has been taken from the existing products.
(b) Test certificate (T):
A document issued by VR to show that:
+ the product has been tested in the presence of the Surveyor;
+ the test sample has been taken from the existing products.
1.5.3 The requirements for certificates of both classed and statutory products are
given respectively in Annexs 1, 2 and 3 of this Guidance.
1.5.4 If deemed necessary, the Surveyor may require to attend the test of the products
which may hold a manufacturer‘s document (W), or examine the control of
their manufacturing quality.

1.6 Conditions for use of inspection marks

1.6.1 The marine products inspected by VR are to be stamped with an inspection
mark on the body of the products and/or at their nameplate according to VR’s
requirements.
1.6.2 Where any product, which has been stamped with an inspection mark, is found
unsatisfactory in the subsequent inspection, the mark is to be removed.
1.7 Invalidation, suspension and cancellation of approval certificate
1.7.1 The approval certificate will be automatically invalidated in one of the following
conditions:
(1) any unauthorized alteration has been made to the certificate by its holder;
(2) any convention, law, rule or standard applicable to the existing approved
products has been abolished;
(3) any major change has been made to the design or documentation of products
without approval by VR;
(4) any change has been made to the mode of production without approval by VR;
(5) a periodical audit by VR has not been accepted as required, if applicable.
1.7.2 VR will suspend the certificate within the period of its validity when VR
identifies that one of the following conditions exists at the manufacturer:
(1) a periodical audit by VR has not been accepted as required, if applicable;
(2) any serious nonconformity of the approved products is found during a
periodical audit;
(3) any nonconformity found during a periodical audit has not been rectified as
required;
(4) any major change has been made to the quality management system of the
manufacturer without notification to VR;
(5) quality problems of products are caused by non-efficient operation of the
quality management system of the manufacturer;
(6) any change has been made to approved main raw materials, components and
parts without approval by VR;
(7) no remedial action has been promptly taken to quality problems of products or
no assistance given to investigation by VR;
(8) the approved product logos of VR are not used according to relevant provisions;
(9) relevant fees have not been paid on time;

(10) any other condition identified by VR for which suspension of the certificate is
necessary.
1.7.3 VR will cancel the certificate within the period of its validity when VR
identifies that one of the following conditions exists at the manufacturer:
(1) the condition leading to suspension of the certificate has not been rectified
within the specified period, or suspension of the certificate has continued for 6
months;
(2) the products installed or used on board a ship classed with VR have been
produced at the facilities not stated in the certificate (including the approved
products being subcontracted or the approved products being produced by
another manufacturer under the same brand) without approval by VR;
(3) there was any fraud, falsification, intentional concealing of facts or any other
illegal conduct on the part of the manufacturer in seeking approval by VR;
(4) any serious nonconformity of the approved products is found during a
periodical audit;
(5) any other condition identified by VR for which cancellation of the certificate is
necessary.

PART 2: UNIT/BATCH INSPECTIONS
2.1 Application
2.1.1 Unless provided otherwise, the unit/batch inspection procedure of this Section
applies to the products to be certified by VR.
2.1.2 Annex 1 of this Section is the List of Certification Requirements for Classed
Marine Products, as required for the ships classed with VR.
2.1.3 Annex 2 of this Section is the List of Certification Requirements for Statutory
Marine Products, as required for the statutory services delegated to VR.
2.1.4 Appendix 3 of this Section is the List of Certification Requirements for Lifting
Appliances, as required for the issue of certificates relevant to lifting appliances
by VR.
2.2.1 Unless specially considered by VR, the statutory products, classed materials,
and essential machinery and electrical equipment as specified in Annex 1, 2 and
3 are to be inspected after approval of such products (specific products are
given in the Lists). For the products of which the approval is not required in
these Appendices, VR will make an appropriate assessment of the production
capability and conditions of the manufacturer, when receiving his initial
application for unit/batch inspection, to determine whether or not to accept the
application.
2.2.2 In general, the procedure of unit/batch inspection consists of the following
process:
(1) examination of drawings and technical documents or keeping them for
information (hereinafter referred to as ―drawing approvalǁ), or prototype/type
test or measurement, for confirming compliance with VR rules or other
recognized standards;
(2) inspection and test during manufacturing and/or of final products for confirming
compliance with VR rules and/or approved design drawings;
(3) the Marine Products Certificate or an equivalent document is issued to the
products complying with relevant requirements.
2.2.3 For one or more products which have been approved by VR, the requirements of
2.2.2(1) and (2) may be simplified with respect to the unit/batch inspection
items requiring attendance by the Surveyor, and this may be dealt with
according to the approved inspection scheme.

2.2.4 Where type approval or equivalent information is available for the products to
be inspected, VR will assess the relevant information provided by the applicant
to determine whether a partial or full type test is needed.
2.3 Drawing approval
2.3.1 For each application for unit/batch inspection, the applicant is to prepare design
drawings and/or technical documents and submit them to VR for examination
or information according to the relevant requirements of the rules. The design
drawings and technical documents are to clearly state the requirements for the
design, material, manufacturing, performance and use of the products to be
inspected.
2.3.2 The applicant is to submit the following documents related to compliance
evaluation of the products (if applicable):
(1) Applicable technical standards;
(2) General description of the products;
(3) Design drawings and/or manufacturing drawings, including drawings, lists of
components, parts and materials, etc.;
(4) Design calculation results;
(5) Prototype and/or type test reports (if any);
(6) Inspection and test schemes and/or test programme and acceptance criteria;
(7) Main technological documents;
(8) Other documents required by VR.
2.3.3 Where the technical documents are found to comply with the relevant
requirements of VR rules upon examination, VR will issue a notification on
approval of drawings to the manufacturer, identify the approved status on the
submitted technical documents and return the approved drawings.
2.4 Type test
2.4.1 The products, of which type test is required by relevant Guidances of VR rules
and/or Annexs 1, 2 and 3 of this Guidance, are subject to type test when
unit/batch inspection of such products is requested.
2.4.2 The type test is to be carried out according to a test programme approved by
VR.
2.4.3 The type test sample is to be the prototype or a product of the same specification
and manufacture taken at random from the production line. In the latter case,
the sample is to be taken and specifically identified and if necessary, sealed up
in the presence of the Surveyor.
Where preparation of samples is necessary, they are to be prepared, identified

and their marks transferred in the presence of the Surveyor. The way samples
are taken, the technology of preparation and the number of samples are to
comply with VR rules. Prior to the test, the Surveyor is to check the compliance
of the test with and verify the identification of the samples.
2.4.4 The items related to product performance, environment, etc., as specified in VR
rules, the standards applied by or the technical requirements of the
manufacturer, are in general to be tested in the presence of the Surveyor.
The manufacturer may arrange required tests at a laboratory approved by
National Accreditation or another foreign laboratory acceptable to VR. If the
laboratory is found by VR, upon an assessment, to comply with the
requirements for testing of marine products, consideration may be given to
accepting the results of such tests and if necessary, VR may require a retest.
2.4.5 After completion of the type test, the test organization is to prepare a test report,
covering at least the following:
(1) type, specification and identification of the product;
(2) identification of technical requirements for the test;
(3) specifications of test equipment and measuring instruments (including
identification number and date of last calibration);
(4) environmental conditions of each test item;
(5) date and place of test;
(6) test results.
2.4.6 The test report is to be signed by person(s) in charge from the test organization
and the Surveyor. Where the Surveyor is not present at the test, he is to confirm
the test report.
2.5 Material test
2.5.1 Materials are to be tested according to VR rules. In general, the Surveyor is to
confirm the document of material test and where required by VR rules, the
Surveyor is to be present at the test.
2.5.2 The test and measurement equipment is to be properly calibrated and maintained
in a good condition. The calibration records are to be kept and made available
to the Surveyor when he needs them.
2.5.3 The chemical composition of materials is to be determined and this composition
is to be proved by the material supplier through the specified ladle analysis. The
laboratory undertaking the analysis is to be provided with adequate test

equipment and instrumentation, and the analysis is to be performed by qualified

personnel.
2.5.4 The chemical analysis by the manufacturer is in general acceptable. However,
the Surveyor may require a random check.
2.6 Inspections
2.6.1 During manufacturing, the manufacturer is to assist the Surveyor in getting
access to all locations related to the inspection for confirming:
(1) effective implementation of the production technology;
(2) compliance of manufacturing with the approved drawings and technical
requirements;
(3) correct application of materials and welding consumables;
(4) correct sampling and testing.
2.6.2 The final inspection and test of the products are to be carried out in the presence
of the VR Surveyor and according to the approved design documents actually
used and the applicable requirements specified in VR rules. VR is responsible
only for those inspection and test items requiring attendance by its Surveyors.
2.7 Issue of products certificate
2.7.1 The certification requirements for various products are given in Annes 1, 2 and
3 of this Guidance, except as required by the applicant otherwise. An
appropriate certificate is to be issued after completion of the unit/batch
inspection.
2.7.2 Where the type approved or manufacturers approved products are intended to be
used on ships classed with VR, such products are to comply with all relevant
requirements of VR rules. Where required by VR rules, the products certificate
is also to be issued as follows:
(1) Only where the rules require that the Surveyor attend the inspection including
test of the products covered by the Certificate of Type Approval and the
Certificate of Manufacturers Approval at an appropriate stage of their
manufacturing, the Surveyor is to issue the products certificate after completion
of the required inspection and test, unless specially provided otherwise in
relevant guidelines.
(2) Where the rules specify that the products covered by type approval and
manufacturers approval may be used on ships classed with VR provided they
have the products certificate, VR will inspect such products and issue the
certificate to them. The manufacturer is to inform VR of the products to be
delivered, and provide all documents necessary for issuing the Certificate of

Marine Products. In this case, the manufacturer is responsible for compliance of

the products with the specified requirements.
2.7.3 Unless specified otherwise, a separate products certificate may not be required
for the equipment and outfits manufactured by the shipyard and covered by the
ship survey.

PART 3: DESIGN APPROVAL

3.1.1 The design approval applies in general to the approval of design of marine
products in the category of equipment and systems. Specific products to which
such approval is applicable are listed in Annexs 1, 2 and 3 of this Guidance.
3.1.2 The applicant for design approval is to submit to VR Application for Design
Approval of Products and clearly state the purpose, type, model and main
characteristic parameters of the products together with the latest versions of all
standards used.
3.1.3 The design approval consists of drawing examination and prototype test.
3.2 Drawing examination
3.2.1 The following drawings and technical documents (but not limited to these) are
to be submitted for examination:
(1) Detailed structural drawings;
(2) Documents stating specifications;
(3) Performance information;
(4) Applicable standards;
(5) Other necessary engineering calculation and analysis reports.
3.2.2 The drawing examination is primarily to confirm compliance of the design of
products with applicable rules and guidelines, or their alternative standards as
permitted. Where there are no specially required technical standards in VR
rules, the examination may be based on applicable industrial standards, or in the
absence of applicable rules or industrial standards, the manufacturer‘s standards
or technical requirements or engineering calculation and analysis may also be
accepted as the basis for examination.
The basis for examination of the design will be clearly stated in the Certificate
of Design Approval and/or drawing examination comments.
3.3 Prototype test and/or inspection
3.3.1 The prototype product, for which design approval is sought, is to be inspected
and identified by the Surveyor to confirm that it is manufactured according to
approved drawings and that it complies with VR rules and guidelines,
applicable standards or the manufacturer‘s technical requirements and is fit for
its intended purpose on board.

3.3.2 If applicable and considered as a necessary process for design approval, the
prototype test is to be conducted by the manufacturer in the presence of the
Surveyor. The prototype test is to cover product performance, destructive, non-
destructive and environmental tests or other tests, as specified in VR rules and
guidelines, applicable standards or the manufacturer‘s technical requirements,
and the test programme is to be submitted to VR for approval.
3.3.3 The requirements for the prototype test report are to be in accordance with 3.2.4
of this Guidance.
3.3.4 If the required tests have been completed or are underway at an independent
testing organization accepted by VR, special consideration will be given to the
acceptability of any test results obtained not in the presence of VR Surveyor.
See also 2.2.4.
3.3.4 Certificate of Design Approval
3.4.1 Issue of the certificate
(1) Where the products have been assessed according to 3.3.2 and 3.3.3 of this
Section and found to comply with VR rules, guidelines and/or applicable
standards and/or the manufacturer‘s technical requirements, a Certificate of
Design Approval will be issued. Otherwise, the reasons for refusal of the design
will be notified to the applicant and the application for design approval
terminated.
(2) The products, of which the design has been approved, will be entered into VR
Lists of Approved Marine Products.
(3) The Certificate of Design Approval itself does not mean that the products have
been type approved. If type approval is intended, a manufacturing assessment is
to be carried out according to Section 4.
3.4.2 Maintenance of the certificate
(1) Where any change has been made to the design or any applicable standard of
the products, of which the design has been approved by VR, the applicant of the
initial design is to inform VR of this. VR will, according to the nature and
extent of the change, determine whether a new design approval is necessary.
Not informing VR of this will lead to invalidation of the Certificate of Design
Approval.
(2) Where any change to VR rules will affect the validity of the Certificate of
Design Approval, VR will inform the applicant of the initial design of this in
time and ask him to pay attention to any necessary change of the design, the
requirement for a new assessment and the fact that failure to do so will lead to
automatic invalidation of the certificate.

3.5 Inspection for issuing the Certificate of Marine Products

3.5.1 The products of an approved design are to be inspected by the Surveyor in
accordance with 2.6, Part 2 of this Guidance for confirming compliance with
VR rules and/approved design documents and for issuing the Certificate of
Marine Products.

PART 4: TYPE APPROVAL

4.1.1 This Section specifies general principles and procedures for VR type approval
of products in confirming the manufacturer‘s ability to produce consistent
products in compliance with VR rules.
4.1.2 Upon application by the manufacturer, the products not required by VR rules
may be approved according to the standards/technical requirements agreed
between VR and the manufacturer.
4.1.3 The type approval of products consists of the following processes:
(1) Design assessment, including:
(a) drawing examination;
(b) prototype/type test and/or check.
(2) Manufacturing assessment.
4.1.4 The manufacturing assessment consists of the following processes:
(1) Audit of the quality management system: The quality assurance and control
system of the manufacturing facilities is to be assessed to evaluate and verify
their capabilities to meet the specified level of product quality and VR rules
consistently.
(2) Audit of the manufacturing process: The specific manufacturing process of the
manufacturer is to be assessed to confirm and verify that production
technologies and inspections are specified for the purpose of reaching the
quality control level required by the manufacturer and complying with the rules.
4.2 Process of type approval
4.2.1 The applicant for type approval is to submit an application to VR, stating the
requested type approval and providing information on the manufacturer and his
production location as well as all other information necessary for the products
to be approved.
4.2.2 While the process of type approval covers design approval (see Part 3 of this
Guidance), a separate application for design approval need not be made in
respect to the products for which type approval is sought, unless the
manufacturer requests both type approval and issue of the Certificate of Design
Approval.
4.2.3 The Certificate of Type Approval is issued to manufacturers meeting the
following requirements:
(1) the product design complies with the applicable requirements of VR rules
and/or other applicable standards;
(2) an effective specialized quality system for marine products is in place for
ensuring the quality control level required by the manufacturer.
4.3 Design assessment
4.3.1 The drawing examination is to be in accordance with 3.2, Part 3 of this
Guidance.
4.3.2 The type test is to be in accordance with 2.4, Part 2 of this Guidance.
4.3.3 Where the products, for which type approval is requested, have been design
approved by VR, the confirmation of the Certificate of Design Approval will
suffice. Where the type test for design approval was conducted without
attendance by VR Surveyor, a final test of product samples at manufacturershop
is to be performed in lieu of the type test.
4.4 Assessment of manufacturing
4.4.1 Audit and/or assessment of the quality management system
(1) The specialized quality system for marine products established by the
manufacturer is to be audited, verifying that the system is appropriate for the
products to be approved and the implemented system is capable of ensuring
compliance of such products with VR rules, guidelines and/or other acceptable
standards. If the manufacturer has a quality management system certified by a
State-approved certification body and at least complying with ISO 9001 or
equivalent quality management standards, the system is to be assessed by VR
for verifying compliance with VR requirements for specialized quality
management systems for marine products.
(2) The manufacturer is in particular to appropriately and sufficiently demonstrate
the following aspects so as to confirm the capability of the equipment used in
production, inspection and test and the ability of the personnel having influence
on product quality to meet the specified level of product quality consistently:
(a) capability and test conditions of inspection, test and measurement
equipment;
(b) inspection and test personnel;
(c) technologies and operators of essential processes;
(d) duties and qualifications of personnel performing quality inspection and
control;

(e) documented purchase control procedure (if applicable), preparation and

maintenance of lists of suppliers of raw materials, main components and
parts, submission to VR for information;
(f) quality control methods, including control of subcontractors (if
applicable).
(3) The manufacturer is to maintain a quality manual in accordance with quality
standards.
4.4.2 Audit of the manufacturing process
(1) A quality control plan for the products within the approval scope is to be
established by the manufacturer and submitted to VR for approval. This quality
control plan is to describe the quality assurance and control methods used in the
manufacturing process according to the technical requirements or standards of
the products, reflecting in particular the inspection and test requirements of VR
rules, guidelines and/or conventions.
(2) Samples or representative pieces of the products within the approval scope are
to be provided by the manufacturer to the Surveyor for verifying that they are
manufactured according to the design documents.
4.5 Issue and validity of Certificate of Type Approval
4.5.1 VR will issue a Certificate of Type Approval valid for not more than 5 years to a
manufacturer for whom the design assessment and the assessment of
manufacturing have been completed according to 4.3 and 4.4 respectively and
who is found to meet the conditions of 4.2.4.
4.5.3 The products having a Certificate of Type Approval and their manufacturers will
be entered into VR Lists of Approved Marine Products.
4.6 Periodical audit
4.6.1 Within the period of validity of the approval certificate, a manufacturer whose
products are type approved is to apply for a periodical audit (referred to as
annual verification) each year to ensure maintenance of the validity of the
certificate. The periodical verification audit for each year is to be carried out
within 3 months before or after the anniversary date of the certificate.
The periodical audit will include (but not limited to) confirmation of operation
of the manufacturer’s quality system, compliance of production technologies
with the technical documents accepted at the time of type approval, purchase
control of raw materials, components and parts, use of inspections marks and
approved product logos, languages required to be used in nameplates and
operation instructions, product quality feedback. The audit is also to include at
least inspections and tests of the approved products in the presence of the
Surveyor. The samples for inspections and tests are to be selected in the
presence of the Surveyor, with the number of samples being determined by the
Surveyor depending on the complexity, production scale and type of the
products.
4.6.2 Where the manufacturer is found to comply with the conditions for maintaining
the certificate at the periodical audit, a confirmation letter for the periodical
audit will be issued by VR.
4.7 Renewal audit
4.7.1 The renewal audit for the Certificate of Type Approval is to be carried out
within 3 months before the expiry date of the certificate. The manufacture is to
send a written application to VR and inform VR of any change to the product
design. VR is to:
(1) re-examine the drawings to check any change to the rules or standards
applicable to the design or specifications of the products;
(2) re-approve the test programme in case of any change;
(3) assess the manufacturing according to 4.4.
4.7.2 Where there is no change to the design, the type approval test may in general be
dispensed with and if necessary, VR may require a retest.
4.7.3 Where the manufacturer is found to remain in compliance with the conditions
for type approval upon check, a new Certificate of Type Approval will be
issued.
4.7.4 Where the above audit and assessment is not completed before the expiry date
of the certificate, the Certificate of Type Approval will be invalidated.
4.8 Change of approved products
4.8.1 The manufacturer is to supervise any change to the products or their
manufacturing process, inform VR of any major change and receive VR
assessment thereof.
4.8.2 Where any change is made to the design of the approved products and their
components and parts, materials used or manufacturing method and this affects
the main characteristics and features of the products or leads to any change of
any performance criterion of the products, a new type approval is to be carried
out.

PART 5: MANUFACTURERS APPROVAL

5.1.1 The manufacturers approval applies to the products of which the quality
assurance is achieved by means of batch production in a continuous process or
completely based on production technology and process.
The products for which the manufacturers approval is required by VR are
indicated in Annexs 1, 2 and 3 of this Guidance:
5.1.2 The manufacturers approval will be granted and a Certificate of Manufacturers
Approval issued by VR if it is satisfied, at an audit carried out by it, that the
following requirements are complied with:
(1) the technical documents submitted by the manufacturer for approval of
production and inspection of his products comply with VR rules and are
appropriate for meeting the specified level of product quality;
(2) the production technologies or manufacturing processes which affect the
required quality of products are confirmed, with the results being in compliance
with VR rules;
(3) the manufacturer is to establish and implement a specialized quality
management system for marine products, which complies with VR
requirements.
5.1.3 The procedure of manufacturers approval consists of the following 3 parts:
(1) document review;
(2) on-site audit;
(3) approval test.
5.2 Document review
5.2.1 The applicant is to submit a signed application for manufacturers approval,
stating the products and production locations covered by the manufacturers
approval, together with the following documents and information for
examination:
(1) technical characteristics of the products;
(2) drawings and relevant technical documents of products and manufacturing
technologies, including technological processes;
(3) approval test programme;

(4) lists of suppliers of raw materials, main components and parts, submission to
VR for information;
(5) quality assurance system documents, including quality manual and quality
control procedure, information on main production, inspection and test
equipment;
(6) other valid documents, reports and certificates showing the applicant‘s ability to
manufacture the products and control their quality within the scope of approval.
5.2.2 VR examines the documents and information submitted by the applicant,
approves drawings and relevant technical documents of products and
manufacturing technologies as well as approval test programme and returns
them to the applicant.
5.3 On-site audit
5.3.1 After document review and with the approval test programme being agreed, the
Surveyor is to carry out an audit of the quality management system at the
manufacturer‘s production locations, as planned, to:
(1) confirm that the manufacturing and relevant control of products are in
compliance with the submitted documents and the applicable rules;
(2) check the organizational units within the approval scope of the applicant and
their interrelations, and human resources;
(3) confirm adequacy of main production equipment used in manufacturing the
products to be approved;
(4) confirm compliance, sufficiency and effectiveness of the specialized quality
management system;
(5) witness compliance of the manufacturer‘s inspection and test of his products;
(6) confirm the establishment and implementation of procedures and systems for
control of purchase and of selecting and evaluating suppliers.
5.3.2 For purchased materials and components, VR may, depending on their
importance level, require:
(1) an inspection at manufacturershops of the suppliers;
(2) appropriate tests.
5.3.3 Any nonconformity found during the audit is to be notified to the person in
charge from the manufacturer for remedial actions. Any remedial action for any
nonconformity is to be followed up for verification.

5.4 Approval test

5.4.1 A type test is to be carried out according to the agreed test programme. The
samples for the type test are to be determined, taken, identified, sealed up and
tested and the test report prepared according to 2.4 of this Guidance.
5.5 Certificate of Manufacturers Approval
5.5.1 Where a manufacturer is, upon completion of the review, audit and test stated in
5.2 to 5.4, found to comply with the conditions for manufacturers approval in
3.1.2, Certificates of Manufacturers Approval will be issued by VR with the
validity not more than 5 years.
3.5.5.3 The manufacturers having manufacturers approval and their products covered
by the approval will be entered into VR Lists of Approved Marine Products.
5.6 Periodical audit
5.6.1 The periodical audit will include (but not limited to) confirmation of operation
of the manufacturer‘s quality system, compliance of production technologies
with the technical documents accepted at the time of type approval, purchase
control of raw materials, components and parts, use of inspections marks and
approved product logos, languages required to be used in nameplates and
operation instructions, product quality feedback.
5.6.2 Where upon manufacturers approval, all inspections and tests required by rules,
guidelines and applicable standards are carried out in the presence of VR
Surveyor to the products installed and/or used on board ships classed with VR,
all or a part of product tests may be dispensed with for the periodical
verification.
5.6.3 Where the manufacturer is found to comply with the conditions for maintaining
the Certificate of Manufacturers Approval at the annual verification, a
confirmation letter for the annual verification will be issued by VR.
5.7 Renewal audit
5.7.1 Where renewal of the Certificate of Manufacturers Approval is necessary at its
expiry, the manufacturer is to send a written application to VR and inform VR
of any change to the product design and the quality management system within
3 months before the expiry date of the certificate.
5.7.2 The document review, on-site audit, approval test and issue of the Certificate of
Manufacturers Approval are to be in accordance with 5.2, 5.3, 5.4 and 5.5.
5.8 Change of approved products
5.8.1 The manufacturer is to supervise any change to the products or their
manufacturing process, inform VR of any major change and receive VR
assessment thereof.
5.8.2 After the manufacturers approval, the manufacturer is to inform VR of any

significant change to product drawings, technical documents, technological
specifications or quality assurance system. In case of any change affecting
product design, main manufacturing materials, key technologies or
characteristics and features of products, the associated drawings and technical
documents which have been previously approved are to be submitted to VR for
re-approval and if necessary, the items involved in the scope of the changes are
to be inspected and tested in the presence of the Surveyor.

PHỤ LỤC 1: DANH MỤC YÊU CẦU KIỂM TRA VÀ CHỨNG NHẬN ĐỐI VỚI
SẢN PHẨM PHÂN CẤP
ANNEX 1: LIST OF CERTIFICATION AND INSPECTION REQUIREMENTS
FOR CLASSED MARINE PRODUCTS
Hồ sơ Kiểm tra đơn vị/ lô Kiểu công nhận Lưu ý
TT Tên sản phẩm Document Unit/batch inspection Approval mode Remarks
No. Product name
C/E W A T M S DA TA MA
Vật liệu kim loại - Thân tàu

1
Hull metal material
Vật liệu tấm
1.1 X – – X – X – – X
Plate
Vật liệu định hình
1.2 X – – X – X – – X
Section
Vật liệu đúc
1.3 X – X X – X – – X
Casting
Vật liệu rèn
1.4 X – X X – X – – X
Forging
Thiết bị neo và chằng buộc
2
Anchoring and mooring equipment
Xích neo và các bộ phận liên quan
2.1 X – X X X X – – X
Anchor chains and fitting
Neo và phụ tùng
2.2 X – X X X X – – X
Anchors and accessory
Chặn xích
2.3 X – X X X X O O –
Chain stopper
Tời neo
2.4 X – X X X X O O –
Windlass
Tời dây
2.5 X – X X X X O O –
Winch
Cáp kéo và chằng buộc (Cáp phi kim loại và cáp (II)
thép)
2.6 X – – X X X – – X
Towing and mooring ropes (fiber rope and steel
wire)
Bố trí kéo sự cố (I)
2.7 X – X X X X O O –
Emergency towing arrangement
Bố trí điểm buộc đơn (I)
2.8 X – X X X X O O –
Single point morring arrangement
Trang thiết bị
3
Equipment and outfit
Nắp hầm hàng
3.1 X – X X X X O O –
Hatch cover
Thiết bị thủy lực
3.2 X – X X X X O O –
Hydraulic device
Cửa húp lô có nắp thép, cửa sổ, cửa trời
3.3 X – – X X X – O –
Side scuttle and dead light, window, skylight
(I) - GCN công nhận
quá trình sản xuất phải
Kính cửa sổ trình cùng với W
3.4 Window glass O X – X X X – – X (I) - Works Approval
Certificate to be
provided for W


No. Product name
Móc kéo
3.5 X – X X X X X O –
Towing hook
Tời kéo
3.6 X – X X X X X O –
Towing winch
(I) – GCN Công nhận
kiểu phải được trình
Phương tiện đo sâu cùng W
3.7 O X – X – – O O –
Souding installation (I) – Type Approval
Certificate to be
provided for W
Cửa mũi, cửa lái và cửa mạn

3.8 X – X – X X O O –
Bow, stern and side doors
Cửa húp lô
3.9 X – X X X X O O –
Scuttle
Cửa kín nước
3.10 X – X – X X O O –
Watertight door
Cửa kín thời tiết
3.11 X – X – X X O O –
Weathertight door
Phương tiện di động phục vụ cho việc tiếp cận
3.12 để kiểm tra O X – – – X O O –
Portable means of access for inspection
Thiết bị lái và máy lái
4
Rudder and steering gear
Bánh lái
4.1 X – X X X X – – –
Rudder blade
Trục lái và chốt
4.2 X – X X – X – – X
Rudder stock and pin
Ổ đỡ
4.3 X – X X – X – – X
Rudder bearing
Đòn lái
4.4 X – X X – X – – X
Rudder tiller
Bu lông nối liên kết đòn lái
4.5 X – X X – X – – X
Tiller connecting bolt
Máy lái
4.6 X – X X X X X O –
Steering gear
(II) – GCN Công nhận
Thiết bị chỉ báo góc lái kiểu phải được trình
cùng W
4.7 Rudder angle indicator – X – – – – – X –
(II) – Type Approval
Certificate to be
provided for W
(II) – GCN Công nhận
Trang thiết bị hoa tiêu kiểu phải được trình
cùng W
4.8 Pilot equipment – X – – – – – X –
(II) – Type Approval
Certificate to be
provided for W
4.9 Hệ thống điều khiển lái tự động (lái tự động) X – X X X X – X –

Auto heading control system (automatic rudder)


No. Product name
Bơm và ống
5
Pumps and piping
Van dùng cho hệ thống ống cấp I và II, van có (I)
đường kính từ 300 mm trở lên dùng cho hệ
thống ống cấp III; van dầu hàng; van an toàn,
van phòng sóng (van tự động một chiều), van
thông biển, van thoát mạn và van áp suất chân
5.1 không) X – X X X X O X –
Valves for piping of Classes I and II, valves of
300 mm in diameter and over for piping of
Class III; cargo oil valves; safety valves, storm
valves, sea valves, outboard valves and pressure
vacuum valves)
Ống cấp I và II
5.2 X – – X – X – – X
Piping of Classes I and II
(II)- GCN công nhận
Ống cấp III trình cùng với W
O X – X – – – – X
Piping of Class III (II) - Works Approval
Certificate to be
provided for W
5.3
(II) - GCN Công nhận
Van và phụ tùng khác với 5.1 kiểu phải được trình
cùng W
Valves and fittings other than those under 5.1 O X – – – – – X –
(II) - Type Approval
Certificate to be
provided for W
Bơm
5.4 X – X X O X – X –
Pump
Mối nối ống cơ khí (dùng cho ống cấp III) cùng W
5.5a Mechanical pipe joint (for use on piping of O X O X X – – X – (II) - Type Approval
Certificate to be
Class III) provided for W
Mối nối ống cơ khí (dùng cho ống cấp I và II) (I)
5.5b Mechanical pipe joint (for use on piping of X – X X – X – X –
Classes I and II)
Phương tiện đóng kín ống thông hơi (I)
5.6 X – X X – X – X –
Air pipe closing appliance
Nồi hơi và bình áp lực
6
Boiler and pressure vessel
Nồi hơi
6.1 X – X X X X – – X
Boiler
Thiết bị đốt nồi hơi
6.2 X – X X – X X O –
Boiler burner
Bộ tiết kiệm
6.3 X – X X X X – X –
Economizer
Thiết bị sinh hơi (trên 0,35Mpa)
6.4 X – X – – X O X –
Steam heated steam generator (over 0.35 MPa)
Thiết bị dầu nóng và nước nóng (dùng phục vụ
hệ động lực)
Thermal oil and thermal water units (for service
6.5 of propulsion machinery) X – X X X X X – –


No. Product name
Thiết bị tự động và an toàn (kiểm soát áp suất, (I)

kiểm soát nhiệt độ, kiểm soát mức nước và van
an toàn) cung cấp theo từng tàu.
6.6 X – – – – – – O –
Automatic and safety devices (pressure control,
temperature control, water level control and
safety valve) separately supplied to ship.
Màng an toàn (II)
6.7 – X – – – – – – X
Safety membrane
Van an toàn (I)
6.8 X – X X – X – O –
Safety valve
Bình chịu áp lực PV-1, PV-2
6.9 X – X X X X – – X
Pressure vessels PV-1, PV-2
Bình chịu áp lực PV-3 trình cùng với W
6.10 O X X X – – – – X
Pressure vessels PV-3 (I) - Works Approval
Certificate to be
provided for W
Máy
7
Machinery
Tua bin khí
7.1 X – X X X X – X –
Gas turbine
Tua bin hơi
7.2 X – X X X X – X –
Steam turbine
Đường kính xylanh
động cơ dưới 320 mm
Động cơ diesel (theo lô)
7.3a X – X X X X – X – Engines of a cylinder
Diesel engine (in batches) diameter of below 320
mm
Thân máy
.1 X – – X X X – – X
Entablature
Trục khuỷu
.2 X – – X X X – – X
Crankshaft
Chỉ áp dụng M cho chi
Xylanh tiết chể tạo bằng thép
.3 X – – X X X – – X
Cylinder case M applicable only to
those made of steet
Bầu hâm
.4 X – X X X X – X –
Heater exchanger
Thanh truyền
.5 X – – X X X – – X
Connecting rod
Kết cấu hàn yêu cầu
kiểm tra NDT, GCN
Duyệt Kiểu phải được
Ống dầu cao áp trình cùng W
.6 O X X X X – – X –
Fuel injection pipe Welding structure
subject to NDT, Type
Approval certificate to
be provided for W
Turbocharger
.7 Tuabin tăng áp X – X X X X X O –
Động cơ có đường kính

xy lanh từ 320 mm trở
Động cơ diesel (đơn chiếc) lên
.7.3b X – X X X X X O –
Diesel engine (single unit) Engines of a cylinder
diameter of 320 mm and
over
Bệ máy
.1 X – – X X X – – X
Bedplate


No. Product name
Thân máy
.2 X – – – X – – – X
Entablature
GCN Công nhận kiểu
Thiết bị xả nổ trên cửa các te phải được trình cùng W
.3 Crankcase door explosion relief device O X X X – – O X – Type Approval
Certificate to be
provided for W
Chỉ áp dụng M cho chi

Cylinder case tiết chể tạo bằng thép
.4 X – – X X X – – X
Xy lanh M applicable only to
those made of steet
Trục khuỷu
.5 X – – X X X – – X
Crankshaft
Thanh truyền
.6 X – – X X X – – X
Connecting rod
Động cơ có xy lanh trên
400 mm
Đầu chữ thập
.7 X – – X X X – – X Engines of a cylinder
Crosshead diameter of over 400
mm
Nắp xy lanh
.8 X – – X X X – – X
Cylinder cover
Gu dông liên kết thân bệ máy
.9 X – X – X X – – X
Tie rod
Bu lông trên/dưới thanh truyền
.10 X – – X X X – – X
Connecting rod upper/lower bolts
Bu lông ổ đỡ chính
.11 X – X – X X – – X
Main bearing bolt
Bu lông nắp xy lanh
.12 X – – X X X – – X
Cylinder cover bolt
Sinh hàn không khí
.13 X – X X X X – X –
Air cooler
Kết cấu hàn yêu cầu
kiểm tra NDT, GCN
Duyệt Kiểu phải được
Ống dầu cao áp trình cùng W
.14 O X X X X X – X –
Fuel injection pipe Welding structure
subject to NDT, Type
Approval certificate to
be provided for W
Vòi phun
.15 O X – – – – O O –
Fuel injector
Bơm dầu cao áp
.16 O – – X – X O X –
High pressure fuel pump
Tua bin tăng áp
.17 X – X X X X X O –
Turbocharger
Cảm biến hơi dầu
.18 Oil mist detector O X – – – – – X –
Piston
.19 X – – X X X – – X
Piston
Hộp số (từ 100 kW trở lên)
7.4a X – X X X X O X –
Gearbox (100 kW and over)
Hộp số (dưới 100 kW) (I)
7.4b X – – – – X O O –
Gearbox (below 100 kW)

No. Product name
Bầu hâm (I)

7.5 X – X X – X X O –
Heat exchanger
Quạt gió (I)
7.6 X – X X – X X O –
Blower
Máy nén khí
7.7 X – X X – X X O –
Air compressor
Thiết bị phân ly dầu
7.8 X – X X – X X O –
Oil separator
(I) - GCN Công nhận
Stern tube enclosure (QĐ II-1/11.9.12.10, kiểu phải được trình
SOLAS 1974) cùng W
7.9 O X – X – – O X – (I) - Type Approval
Thiết bị làm kín ống bao trục (Chapter II–1, Certificate to be
Regulation 11.9 12.10 of SOLAS 1974) provided for W
Thiết bị làm lạnh > 7,5kW (sử dụng cho tàu chở
hàng đông lạnh)
7.10 X – X X X X X O –
Refrigerating plant > 7.5kW (for refrigerated
cargo carriers)
Thiết bị điện và tự động
8
Electrical equipment and automation
Tổ hợp máy phát (50 kVA và lớn hơn)
8.1 X – X X – X – O –
Generating sets (50 kVA and over)
Máy phát (50 kVA và lớn hơn)
8.2 X – X X X X – X –
Generators (50 kVA and over)
Tổ hợp máy phát điện sự cố (50 kVA và lớn
8.3 hơn) X – X X – X – O –
Emergency generating sets (50 kVA and over)
Bảng điện sự cố
8.4 X – X – – X – – –
Emergency switchboard
Bảng điện chính
8.5 X – X – – X – – –
Main switchboard
Bàn điều khiển tập trung buồng máy (I)
8.6 X – X – – X – – –
Engine room central operating console
Bàn điều khiển tập trung buồng lái
8.7 X – X – – X – – –
Bridge central operating console
Biến áp (5 kVA và lớn hơn)
8.8 X – X X – X O X –
Transformers (5 kVA and over)
Ắc quy cùng W
8.9 O X X X – X – X O (I) - Type Approval
Battery
Certificate to be
provided for W
Công tắc phòng nổ kiểu phải được trình
cùng W
8.10a Explosion-proof switch O X X X – X – X – (I) - Type Approval
Certificate to be
provided for W
Đèn phòng nổ (I)
8.10b O X X X – X – X –
Explosion-proof light
Nguồn cấp, hệ điều khiển và cáp điện (I)
8.11 Power, control and communication cables and X – X X – X – – X
wires
(I) Động cơ ngoại cỡ và
động cơ dùng cho mục
đích đặc biệt sẽ được
Động cơ (50 kW và lớn hơn) xem xét riêng(I)
8.12a X – X X X X – X – Oversize motors and
Motors (50 kW and over)
special purpose motors
to be considered
otherwise


No. Product name
Động cơ (dưới 50 kW) cùng W
8.12b – X X X X X – X –
Motors (below 50 kW) (I) - Type Approval
Certificate to be
provided for W
Động cơ phòng nổ (I)

8.13 X – X X X X – X –
Explosion–proof motor
Electrical control box (associated with essential (I)
8.14 equipment) X – X X – X – – –
Tủ điện điều khiển (cho các thiết bị thiết yếu)
Bảng nạp và phóng (lớn hơn 5kVA) (I)
8.15 X – X X – X – – –
Charging and discharging boards (over 5kVA)
Hệ thống điều khiển từ xa máy chính (kể cả các (I)
cảm biến)
8.16 X – X X – X – X –
Main engine remote control system (including
sensors)
(II) -GCN Công nhận
Hệ thống an toàn (kể cả các cảm biến) cùng W
8.17a O – X X – X – X –
Safety system (including sensors) (II) - Type Approval
Certificate to be
provided for W
Monitoring and alarm system cùng W
8.17b O – X X – X – X –
Hệ thống theo dõi và báo động (II) - Type Approval
Certificate to be
provided for W
Tay chuông truyền lệnh cùng W
8.18 – X X X – X – X O
Engine telegraph (II) - Type Approval
Certificate to be
provided for W
Hệ thống đo mức (kể cả các cảm biến) cùng W
8.19 – X X X – X – X O
Level measuring system (including sensors) (II) - Type Approval
Certificate to be
provided for W
Hệ thống kiểm soát nhiệt độ (kể cả các cảm kiểu phải được trình
biến) cùng W
8.20 – X X X – X – X O
Temperature monitoring system (including (II) - Type Approval
Certificate to be
sensors) provided for W
Thiết bị đo điện cùng W
8.21 O X – – – – – X –
Electric meter (II) - Type Approval
Certificate to be
provided for W
8.22a Thiết bị ngắt (cho mạch chính) X – – X – X – X – (I)

Circuit breaker (for main switches)
Circuit breaker (for branch switches) cùng W
8.22b – X – X – X – X –
Thiết bị ngắt (cho mạch nhánh) (I) - Type Approval
Certificate to be
provided for W

Nguồn cung cấp điện liên tục cùng W
8.23 O X X X – X X O –
Uninterrrupted power supply (USP) (I) - Type Approval
Certificate to be
provided for W
Nguồn điện sứ cổ bổ sung (I)
8.24 X – X X – X X O –
Additional emergency power supply
Thiết bị bảo vệ quá tải máy phát cùng W
8.25 – X X X – X X O –
Generator overload protective device (I) - Type Approval
Certificate to be
provided for W


No. Product name
Hệ thống hòa đồng bộ tự động hoạt động tổ kiểu phải được trình
máy phát cùng W
8.26 – X X X – X X O –
Automatic parallel operation arrangement of (I) - Type Approval
Certificate to be
generating sets provided for W
Bảng điện phụ (I)
8.27 X – – – – X – – –
Distribution box
Cầu dao phân đoạn cùng W
8.28 – X X X – X X – –
Isolating switch (I) - Type Approval
Certificate to be
provided for W
Báo động nước xâm nhập vào hầm hàng (gồm (I)
cảm biến)
8.29 X – X X – X X O –
Alarm for water ingress into hold (including
sensors)
Công tắc điện từ cùng W
8.30 – X – – – – X O –
Contactor (II) - Type Approval
Certificate to be
provided for W

Thiết bị kiểm soát cách điện cùng W
8.31 – X X X – X X O –
Insulation monitor (II) - Type Approval
Certificate to be
provided for W
Chuông gọi sỹ quan máy (II)

8.32 X – X X – X X O –
Engineer’s call bell
Thiết bị đồng bộ mềm cùng W
8.33 – X X X X X O –
Soft actuator (II) - Type Approval
Certificate to be
provided for W
Thiết bị chỉ báo vòng quay chân vịt (II)

8.34 – X – – – – O – –
Propeller speed indicator
Cầu chì cùng W
8.35 O X – X – – X O –
Fuse (II) - Type Approval
Certificate to be
provided for W

Thiết bị chiếu sáng cùng W
8.36 – X – – – – O O –
Lighting fitting (II) - Type Approval
Certificate to be
provided for W
Bảng (tủ) báo động âm thanh và ánh sáng (II)

8.37 X – X X – X – – –
Combined visual and audible alarm panel (box)
Hệ thống đèn chỉ báo đường dẫn thoát hiểm cùng W
8.38 thấp O X – X – – X O – (II) - Type Approval
Certificate to be
Low location lighting provided for W
Hệ điều khiển trung tâm (II)

8.39 X – X X – X – – –
Master controller
Rơ le và phụ kiện (II)
8.40 O X – – – – O O –
Relay and accessories

thiết kế phải được trình
Hệ thống cố định phát hiện và báo động khí cùng W
cháy
8.41 O X – – – – X – – (II) - Design Approval
Fixed flammable gas detection amd alarm Certificate to be
system provided for W


No. Product name
thiết kế phải được trình
Thiết bị phát hiện khí có hại cùng W
8.42 Harmful gas detection equipment O X – – – – X – –
(II) - Design Approval
Certificate to be
provided for W
Trục và thiết bị đẩy

9
Shafting and thruster
Trục đẩy
9.1 X – X X X X – – X
Thrust shaft
Trục trung gian và ổ đỡ
9.2 X – X X X X – – X
Intermediate shaft and Bearing
Trục ống bao, trục chân vịt
9.3 X – X X X X – – X
Tube shaft, propeller shaft
Ống bao trục
9.4 X – X X X X – – X
Stern tube
Ổ đỡ ống bao
9.5 X – X X X X – – X
Stern tube bearing
Chân vịt
9.6 X – X X X X – – X
Propeller
Hệ đẩy kiểu Z; Hệ đẩy kiểu phụt
9.7 Z propulsion arrangement; water jet propulsion X – X X X X O O –
arrangement
Khớp nối cứng
9.8a X – – – X X – – –
Non-elastic coupling
Khớp nồi mềm
9.8b X – X X X X O O –
Elastic coupling
Bu lông nối trục
9.9 X – X – X X – – X
Shafting connecting bolt
Hệ đẩy khác
9.10 X – X – X X O O –
Other thrusters
Chân vịt có bước điều khiển được
9.11 X – X X X X O O –
Adjustable pitch propeller
Vật liệu hàn
10
Welding consumables
Que hàn (I) - GCN công nhận
10.1 O X – X – – – – X
Electrode quá trình sản xuất phải
trình cùng với W
Dây hàn
10.2 O X – X – – – – X (I) - Works Approval
Wire Certificate to be
Thuốc hàn provided for W
10.3 O X – X – – – – X
Flux
Phương tiện chống ăn mòn
11
Corrosion resistant means
Sơn
11.1 O X – X – – – – X
Paint
GCN công nhận quá
Lớp lót chống hà trình sản xuất phải trình
11.2 O X – X – – – – X
Antifouling primer cùng với W
Lớp lót đầu Works Approval
11.3 O X – X – – – – X Certificate to be
Shop primer provided for W
Sơn bảo vệ a nốt
11.4 O X – X – – – – X
Anodic shielding paint
Hệ thống bảo vệ điện hóa (ví dụ máy phát dòng)
11.5 Cathodic protection system (e.g. impressed X – X X X X O O –
current generator)
Kẽm chống ăn mòn
11.6 X – – X – – – – –
Sacrificial anode
Nonmetallic materials
12
Vật liệu phi kim
Nhựa và sợi dùng cho nhựa cốt sợi
12.1 O X – X – – – – X
Resin and fiber for fiber–reinforced plastics
Ống nhựa (I) - GCN công nhận
12.2 O X – X – – – – X quá trình sản xuất phải
Plastic pipe trình cùng với W
Nhựa (I) - Works Approval
12.3 O X – X – – – – X
Resin Certificate to be
Cao su provided for W
12.4 O X – X – – – – X
Rubber
Vật liệu tổng hợp (ổ đỡ trục)
12.5 O X – X – – – – X
Synthetic (bearing) material

No. Product name
Sản phẩm khác
13
Miscellaneous
Bố trí chằng buộc container
13.1 X – X – X X X O –
Securing arrangements of containers
Máy tính xếp tải
13.2 O X – – – – O – –
Loading computer
Ký hiệu:
1) A – Bản vẽ duyệt bởi VR; M – Vật liệu của sản phẩm phải được kiểm tra; S – Kiểm tra bởi đăng kiểm viên VR tại cơ sở chế tạo; T – thử kiểu
hoặc thử mẫu đầu tiên hoặc kiểm tra kiểu, nếu thính hợp.
2) C – Giấy chứng nhận sản phẩm do VR cấp; E – Giấy chứng nhận tương đương (Hồ sơ tương đương); W – Hồ sơ của nhà sản xuất;
3) X – Áp dụng; O – Không bắt buộc.
4) DA - Công nhận thiết kế; TA - Công nhận kiểu; MA - Công nhận cơ sở sản xuất
Symbols:
1) A – Drawing approval by VR; M – Materials of product are to be inspected; S – Inspection by VR Surveyor at the manufacturer’s premises; T –
Type or prototype test or type examination, as appropriate.
2) C – Marine Products Certificate; E – Equyvalent document; W – Manufacturer’s document;
3) X – Applicable; O – Optional.
4) DA – Design approval; TA - Type approval; MA – Manufacturer approval.
Ghi chú:
(I) VR có thể xem xét công nhận giấy chứng nhận công nhận kiểu (TA) của tổ chức được VR công nhận và cấp giấy chứng nhận sản phẩm (C) sau
khi kiểm tra hoặc thử sản phẩm.
(II) VR có thể xem xét công nhận giấy chứng nhận công nhận kiểu (TA) và giấy chứng nhận sản phẩm (C)

PHỤ LỤC 2: DANH MỤC YÊU CẦU KIỂM TRA VÀ CHỨNG NHẬN ĐỐI VỚI
SẢN PHẨM THEO LUẬT
FOR STATUTORY MARINE PRODUCTS
No. Product name
Fire-resisting material and equipment

1
Vật liệu và thiết bị chống cháy
Vật liệu chống cháy trình cùng với W
1.1 X – X X X X – – X (I) - Works Approval
Fireproof material Certificate to be
provided for W
Cửa ra vào hoặc cửa sổ chống cháy
1.2 X – X X – X – X –
Fire door or window
Tấm hoặc cánh chặn lửa
1.3 X – X X – X – X –
Fire damper or strip
Deck covering
1.4 O X – X – – – – X
Vật liệu phủ sàn (I) - GCN công nhận
Bố trí xuyên boong hoặc vách trình cùng với W
1.5 O X – X – – – – X (I) - Works Approval
Penetration on deck or bulkhead Certificate to be
provided for W
Vật liệu có tính lan cháy thấp
1.6 O X – X – – – – X
Low flame spread material
Chất nhồi cáp cùng W
1.7 O X – X – – – X – (I) - Type Approval
Cable stuffing
Certificate to be
provided for W
Boong cấp A
1.8 X – – X – – – – X
Class A deck
Vách cấp A
1.9 X – – X – – – – X
Class A bulkhead
Vách cấp B (I)
1.10 X – X X – X – – X
Class B bulkhead
Trần cấp B (I)
1.11 X – X X – X – – X
Class B ceiling
Trang thiết bị và hệ thống dập cháy
2
Fire-extinguishing system and equipment
Hệ thống chữa cháy cố định
2.1 X – X X X X O X –
Fixed fire-extinguishing arrangement
Chất chữa chữa cháy (bọt) quá trình sản xuất phải
trình cùng với W
2.2 Fire–extinguishing medium (foam) O X – X – X – – X (I) - Works Approval
Certificate to be
provided for W
Bình chữa cháy (dùng bọt, bột, khí hoặc chất

khác)
2.3 X – X X – X – X –
Fire extinguishers (using foam, dry powder,
gas or other media)
Fire hoses (using foam or dry powder)
2.4 O X X X – X – X –
Ống cứu hỏa (dùng bọt hoặc bột)
Đầu phun, thiết bị phun, thiết bị phun bọt xách
tay, thiết bị phun bọt cố định, thiết bị phun bột
xách tay và phun bột cố định
2.5 X – X X – X – X –
Nozzle, monitor, foam applicator, foam
monitor, dry powder applicator and dry
powder monitor


No. Product name
(II) – Yêu cầu GCN
từng bộ phận
Fireman’ s outfit
2.6 – – – – X – X – (II) – Certificate of
Bộ trang bị cho người chữa cháy components to be
provided
Thiết bị thở (II)

.1 X – X X – X – X –
Breathing apparatus
Protective clothing (I)
.2 X – X X – X – X –
Quần áo bảo vệ
(I) – GCN Công nhận
Dây an toàn của bộ trang bị cho người chữa kiểu phải được trình
cùng W
.3 cháy O X – X – – – X –
(I) – Type Approval
Fireproof lifeline Certificate to be
provided for W
Thiết bị thở thoát hiểm sự cố

2.7 X – X X – X – X –
Emergency escape breathing device
Spraying nozzles (including open and closed kiểu phải được trình
cùng W
2.8 types) O X X X – – – X –
(I) - Type Approval
Vòi phun (gồm kiểu mở và kiểu đóng) Certificate to be
provided for W
Hệ thống dập cháy cục bộ bằng nước cố định

2.9 Fixed local water–based fire–extinguishing X – X X X X – X –
arrangement
Thiết bị tạo bọt xách tay
2.10 X – X X X X – X –
Portable foam applicator
Bơm cứu hỏa, bơm cứu hỏa sự cố
2.11 X – X X X X – X –
Fire pump, emergency fire pump
Hệ thống khí trơ
2.12 X – X X X X – X –
Inert gas system
Máy tạo khí trơ
.1 X X X – X – X
Inert gas generator
Quạt gió
.2 X – X X – X X O –
Blower
Van thông gió tốc độ cao
2.13 X X X – X – X
High speed venting Valve
Hệ thống báo động và phát hiện cháy
3
Fire detector and alarm system
Cảm biến cháy (II)
3.1 O X X X – X – X –
Fire detector
Fire detection and alarm device (II)
3.2 X – X X – X – X –
Thiết bị phát hiện và báo động cháy
Đèn chỉ báo lối thoát hiểm (II)
3.3 O X – – – – – X –
Light signal of escape route
Chỉ báo phản quang (II)
3.4 Reflecting sign – X – – – – – X
Hệ thống báo động xả chất dập cháy (I)

Alarm system for release of extinguishing media
3.5 X – X X – X X – –


No. Product name
Trang thiết bị cứu sinh

4
Life-saving appliances and arrangements
Xuồng cứu sinh
4.1 X – X X X X – X –
Lifeboats
Xuồng cấp cứu (gồm cả xuồng cấp cứu tốc độ
4.2 cao) X – X X X X – X –
Rescue boats (including fast rescue boats)
Life rafts (including rigid and inflatable ones)
4.3 X – X X X X – X –
Bè cứu sinh (gồm bè cứng và tự bơm hơi)
Thiết bị hạ (gồm cần hạ, tời, puly, cơ cấu nhả và
dây)
4.4 X – X X X X – X –
Launching arrangement (including launching
rack, winch, pulley, release gear and fall)
Cơ cấu nổi tự do (II)
4.5 X – X X X X – X –
Float–free arrangement
Quần áo bơi, bộ quần áo bảo vệ kín (II)
4.6 X – X X X X – X –
Immersion suit, anti–exposure suit
Áo phao (gồm đèn chiếu của áo phao) (II)
4.7 X – X X X X – X –
Lifejacket (including lifejacket light)
Phao tròn (II)
4.8 X – X X – X – X –
Lifebuoy
Đèn tự phát sáng của phao tròn (II)
4.9 X – X X – – X –
Self-igniting light of lifebuoy
Dụng cụ chống mất nhiệt cùng W
4.10 – X X X – X – X – (II) - Type Approval
Thermal protective aid
Certificate to be
provided for W
Đuốc cầm tay (II)

4.11 X – X X – X – X –
Distress flare
Line–throwing appliance (including pistol and (II)
4.12 projectile) X – X X – – – X –
Thiết bị phóng dây (gồm súng và đầu phóng)
Hệ thống sơ tán hàng hải
4.13 X – X X X X – X –
Marine evacuation system
Thang cho người lên/ xuống tàu
4.14 X – X X – X – X –
Embarkation ladder
Thiết bị và vật liệu chống ô nhiễm
5 Environmental protection equipment and
material
Thiết bị phân ly dầu nước 15 ppm

5.1 X – X X – X – X –
15 ppm bilge oily water separator
Thiết bị báo động 15 ppm

5.2 X – X X – X – X –
15 ppm bilge alarm
Thiết bị phát hiện ranh giới dầu nước (I)
5.3 X – X X – X – X –
Oil/water interface detector
Oil discharge monitoring and control system,
including oil content meter
5.4 X – X X – X – X –
Hệ thống điều khiển và kiểm soát xả dầu, kể cả
đo nồng độ dầu
Máy rửa dầu thô

5.5 X – X X – X – X –
Crude oil washing Machine

Lưu ý
Hồ sơ Kiểm tra đơn vị/ lô Kiểu công nhận
TT Tên sản phẩm Remarks
Document Unit/batch inspection Approval mode
No. Product name
Hệ thống xử lý nước thải
5.6 X – X X – X – X –
Sewage treatment plan
Thiết bị nghiền
5.7 X – X X – X – X –
Comminutor
Thiết bị đốt chất thải
5.8 X – X X – X – X –
Incinerator
Thiết bị xử lý và ghi sau xả
5.9 Devices for processing and recording after X – X X – X – X –
discharge
GCN ngăn ngừa
Phát thải NOx cho động cơ diesel trên 130 kW ô nhiễm không
5.10 X – X X – X – X – khí
NOx emission of diesel engines of over 130 kW
EIPP Certificate
Thiết bị hàng hải, tín hiệu và liên lạc
6 Communication, navigation and signaling
equipment
Thiết bị VHF đàm thoại 2 chiều (I)
6.1 X – X X – X – X –
Two-way VHF radiotelephone apparatus
Thiết bị phát báo ra đa (I)
6.2 X – X X – X – X –
Radar transponder
Hệ thống truyền thanh công cộng (I)
6.3 X – X – – X – – –
Public address system
Máy thu NAVTEX hàng hải
6.4 X – X X – X – X –
NAVTEX receiver
Trạm thông tin vệ tinh INMARSAT
6.5 X – X X – X – X –
INMARSAT ship earth Station
Phao vô tuyến định vị sự cố
6.6 Emergency position–indicating radio beacon X – X X – X – X –
(EPIRB)
Thiết bị vô tuyến điện sóng trung/sóng ngắn
6.7 X – X X – X – X –
MF/HF radio installation
GPS (I)
6.8 X X X X – X – X –
GPS
Đèn hành hải và đèn tín hiệu (đèn mất chủ động, (II) - GCN Công nhận
đèn neo và đèn hạn chế hoạt động) cùng W
6.9 Navigation and signaling lights (Not–under– O X X X – X – X – (II) - Type Approval
command light, anchor light and restricted Certificate to be
provided for W
operation light)
(II) - Type Approval
Certificate to be
Thiết bị phát tín hiệu âm thanh provided for W
6.10 O X X X – X – X –
Audible signal generator (II) - GCN Công nhận
cùng W

Còi cùng W
6.10a X O X X – X – X –
Whistle (II) - Type Approval
Certificate to be
provided for W
Trang bị vô tuyến điện VHF

6.11 X – X X – X – X –
VHF radio installation


No. Product name
La bàn từ (gồm vòng ngắm phương vị)

6.12 X – X X – X – X –
Magnetic compass (including azimuth finder)
La bàn điện (gồm vòng ngắm phương vị và bộ
lặp)
6.13 X – X X – X – X –
Gyrocompass (including azimuth finder and
compass repeater)
Ra đa (Gồm hệ thống theo dõi và đồ giải tự
động)
6.14 X – X X – X – X –
Radar (including automatic plotting and
tracking)
Thiết bị đo tốc độ và khoảng cách hành trình
6.15 X – X X – X – X –
Speed and distance measuring devices
Hệ thống thu nhận âm thanh (I)
6.16 X – X X – X – X –
Sound reception system
Đèn tín hiệu ban ngày (I)
6.17 X – X X – X – X –
Daylight signaling lamp
Thiết bị đo sâu (I)
6.18 X – X X – X – X –
Sounding device
Hệ thống nhận dạng tự động (AIS)
6.19 X – X X – X – X –
Automatic Identification System (AIS)
Thiết bị chỉ báo vòng quay và chiều quay chân (I)
vịt (chế độ hoạt động)
6.20 O X – – – – – O –
Thruster speed and direction indicator
(operational mode)
Hệ thống điện thoại trực tiếp cùng W
6.21 X O X X – – – X –
Sound-powered telephone (II) - Type Approval
Certificate to be
provided for W
Hệ thống thông tin và hải đồ điện tử (ECDIS)

6.22 Electronic chart display and information system X – X X – X – X –
(ECDIS)
Thiết bị chỉ báo tốc độ quay trở của tàu cùng W
6.23 – X – – – – O O –
Rate–of–turn indicator (II) - Type Approval
Certificate to be
provided for W
Thiết bị ghi dữ liệu hành trình (VDR/ S-VDR)

6.24 X X X – X X O –
Voyage data recorder (VDR/ S-VDR)
Hệ thống buồng lái tích hợp (IBS) cùng W
6.25 – X X – – X X – –
Integrated bridge system (IBS) (II) - Type Approval
Certificate to be
provided for W

cùng W
Hệ thống hành hải tích hợp (INS)
6.26 – X X – – X X – – (II) - Type Approval
Integrated navigation system (INS) Certificate to be
provided for W
Hệ thống báo động an ninh

Ship security alert System
6.27 X – X X – X X – –


No. Product name
Hệ thống báo động sự cố chung

6.28 X – X X – X X – –
General emergency alarm system
Hệ thống kiểm soát hướng
6.29 X – X X – X X – –
Heading control system
Special-purpose VHF (ship communicating with
aircaft)
6.30 X – X X – X X – –
VHF mục đích đặc biệt (tàu liên lạc với máy
bay)
Hệ thống truy và nhận dạng tầm xa
6.31 X – X X – X X – –
Long-range identification and tracking system
Hệ thống để hoa tiêu lên xuống tàu (I)
6.32 X – X X – X X – –
Pilot transfer Arrangement
Thiết bị khác
7
Miscellaneous
Bố trí chằng buộc hàng hóa
7.1 X – X X X O –
Cargo securing arrangement
Ký hiệu:
Symbols:
Ghi chú:

PHỤ LỤC 3: DANH MỤC YÊU CẦU KIỂM TRA VÀ CHỨNG NHẬN ĐỐI
VỚI THIẾT BỊ NÂNG
FOR LIFTING APPLIANCES
Document Kiểm tra đơn vị/ lô Approval mode
Tên sản phẩm Hồ sơ Unit/batch inspection Kiểu duyệt Remarks
No.
Product name Lưu ý
Lifting appliances (safe work load of over

1000 kg)
1
Thiết bị nâng (tải trọng làm việc an toàn từ
1000kg trở lên)
Cần trục (crane) (I)
1.1 X – X – X X O O –
Crane
Hệ cần trục dây giằng (I)
1.2 X – X – X X O O –
Derrick
Tời (gồm tời hàng, tời nâng cần và tời quay cần) (I)
1.3 Winch (including cargo winch, lifting winch X – X – X X O O –
and rotating winch)
Dây cáp (I)
1.4 X – – X X X – – X
Wire rope
Bộ phận chuyển động (gồm cả puly và mắt (I)
1.5 xoay) X – X X X X – – X
Moving parts (including cả block and shackle）
Móc cẩu (I)

1.6 X – X X X X – – X
Crane hook
Ký hiệu:
Symbols:
Ghi chú:

ANNEX 4: CERTIFICATES
1/ Certificate of Marine Products (Form CP)
2/ Certificate of Design Approval (Form CDA)
3/ Certificate of Type Approval (Form CTA)
4/ Certificate of Manufacturer Approval (Form CMA)

CỤC ĐĂNG KIỂM VIỆT NAM CP 1/3

VIETNAM REGISTER
GIẤY CHỨNG NHẬN SẢN PHẨM CÔNG NGHIỆP

Số: 001/CN11 CERTIFICATE OF MARINE PRODUCT
No.:
CỤC ĐĂNG KIỂM VIỆT NAM CHỨNG NHẬN (các) sản phẩm sau đây đã được kiểm tra và phù hợp với
Hướng dẫn về kiểm tra và chứng nhận sản phẩm công nghiệp dùng cho tàu biển của Cục Đăng kiểm
Việt Nam.
VIETNAM REGISTER CERTIFIES THAT the following products have been inspected and are found in
compliance with the Guidance for Inspection and Approval of Marine Products of Vietnam Register.
ONE SET OF MAIN DIESEL ENGINE
Cơ sở sản xuất:.................................. WEICHAI ENGINE Co., Qingdao City, China........................................

Manufacturer:
Lắp cho: .......................................... M/V “DIAMOND” (Hull No.: H189) .........................................................
Intended for
Số chứng nhận duyệt: ...................... xxxxx .................... Số duyệt thiết kế: ....................... xxxxx....................
Certificate No. of Appoval Approval No. of Drawings
Số xuất xưởng : ................................. xxxxx ........................................................................................................
Serial No.:
Hạn chế áp dụng: .......................................................Non ...................................................................................
Restriction for application:
Tiêu chuẩn kiểm tra/Inspection Standards:
1. Rules for Classification and Construction of Sea-going Steel Ships QCVN 21:2010/BGTVT,
Part 3, Guidance 2.
Được đóng dấu ấn chỉ và số kiểm tra như sau.

For identification inspection mark and test number were stamped as follows.
Cấp tại: Ha Noi, Vietnam Ngày : 1st January 2011

Issued at Date
CỤC ĐĂNG KIỂM VIỆT NAM

VIETNAM REGISTER
01/2011

CP 2/3
Đặc tính/Particulars:
Kiểu / Type ....................... ........................................................................................................
Công suất / Output
Bình thường / Normal ......................... ............................................................................
Vòng quay liên tục max / M.C.R ....... ............................................................................
Số xilanh x đường kính x hành trình ................. ............................................................................
No. of cylinder x bore x troke
Pmi, Pmax (Mpa) ......................... ............................................................................
Các đặc tính khác / Other particulars
Trục khuỷu / Crank shaft
Kiểu & vật liệu Semi-build up type. Forged steel
Type & Material
Đường kính cổ trục & cổ biên 560 mm x 560 mm
Dia. of pin & journal
Chiều dày, rộng và 251 mm x 727.75 mm x 190 mm
bán kính lượn chiều dày má khuỷu
Thickness, breadth and radial eye thickness of web
Cơ sở chế tạo & Giấy chứng nhận số Sasebo Heavy Industries Co., Ltd., MA01SS-7063
Manufacturer & Certificate No.
Trục lực đẩy / Thrust shaft
Kiểu & vật liệu Single coller type, Forged Steel
Type & Material
Kích thước / Size 560 mm φ x - mm L
Cơ sở chế tạo & Giấy chứng nhận số Sasebo Heavy Industries Co., Ltd., MA01SS-7063
Manufacturer & Certificate No.
Truyền động trục Cam Gear driving (gear, chain, etc.)
Cam shaft driving apparatus
Kiểu & Số lượng máy via Motor 2.2 kW x 1800 rpm x 1 set
Type & No. of turning gear
Kiểu & Số lượng tuabin khí thải MET 66 SE II x 1 set
Type & No. of turbo-charger
Kiểu & Số lượng thiết bị làm mát khí nạp Surface cooling fin type x 2 sets (274.3 m2)
Type & No. of air cooler
Kiểu & Số lượng điều tốc NABCO Electronic Governor MG-800 x 1 set
Type of governor
Kiểu bơm phun nhiên liệu Sulzer type
Type of fuel injection pump
Phương pháp cân bằng
Driving method of balance -
Kiểu thiết bị giảm dao động xoắn
Kind of torsional vibration damper -
Ước tính tiêu thụ nhiên liệu 171.5 + 3 % gr / kW / h (at normal)
Estimated fuel consumption (Hu = 42700 kJ / kg)
01/2011

CP 3/3
Thử và kiểm tra / Testing and Inspection:
Thử vật liệu (gồm cả phụ tùng) / Material test (include spare parts) Good
Thử thủy lực (gồm cả phụ tùng) / Hydraulic test (include spare parts) Good
Kiểm tra không phá hủy đường hàn / Non destructive inspection of welding Good
Kiểm tra kết cấu / Construction inspection Good
*Thử tại xưởng và / Shop trial and Overhaul Good
Thử tại xưởng được thực hiện cùng với hộp giảm tốc
*Shop trial was carried out with Reduction gear describe only in case when the shop trial
was carried out (VR Cert. No. 1234556) with reduction gear coupled.
Miêu tả đặc tính trong trường hợp có hộp giảm tốc
describe the particulars in case when reduction gear was coupled.
Hộp giảm tốc / Reduction gear:
Kiểu & Số lượng Hydraulic Reversible Reduction Gear x 1
Type & No.
Vật liệu SNC3
Material
Tỉ số truyền Tiến Đảo chiều
Gear ration Forward Reverse
Cấp 1 /1st stage 1.449 1.347
Cấp 2 / 2nd stage 1.609 1.609
Cấp 3 / 3rd stage 2.331 2.167
Cơ sở chế tạo / Manufacturer Osaka Seisa Zoki K.K.
Bơm lắp kèm / Attached pump:
Bơm cấp nhiên liệu (trocoid) 0.68m3/h x 20m x 978rpm (Nippon Oil Pump)
Fuel oil supply pump
Bơm làm mát vòi phun (trocoid) 1.16m3/h x 20m x 978rpm (Nippon Oil Pump)
Fuel valve cooling pump
- The End -
01/2011

CỤC ĐĂNG KIỂM VIỆT NAM CDA 1/2

VIETNAM REGISTER
GIẤY CHỨNG NHẬN CÔNG NHẬN THIẾT KẾ

Số: 001/CN11
No.:
CERTIFICATE OF DESIGN APPROVAL
CỤC ĐĂNG KIỂM VIỆT NAM CHỨNG NHẬN thiết kế dưới đây được thiết kế bởi nhà thiết kế nêu trong
giấy chứng nhận này phù hợp với Hướng dẫn về kiểm tra và chứng nhận sản phẩm công nghiệp dùng
cho tàu biển của Cục Đăng kiểm Việt Nam (sau đây gọi là “Hướng dẫn”).
VIETNAM REGISTER CERTIFIES that the following design designed by the designer statted in the
certificate are found in compliance with the Guidance for Inspection and Approval of Marine Products of
Vietnam Register (hereinafter refer to as “the Guidance”).
Thiết kế được công nhận/ Design Approved:
Marine Main Diesel Engine
Nhà thiết kế/Designer:
Wartsila Switzerlan Ltd.

PO Box 414, CH-8401 Winterthur, Switzerland
Tiêu chuẩn công nhận/Approval Standards:

i. Drawing approved by VR.
Part 3, Guidance 2.
Cấp tại: Ha Noi, Vietnam Ngày: 1st January 2011

Issued at Date

VIETNAM REGISTER
01/2011

CDA 2/2
Đặc tính của sản phẩm/ Product description
Đông cơ Diesel bốn kỳ/Four stroke diesel engine
Đường kính xy lanh/Cylinder bore: 126 mm
Hành trình piston/Piston stroke: 155 mm
Số lượng xy lanh: 6 xy lanh thẳng hàng
No. of cylinders: 6 in-line
Mean indicated pressure (bar)/Áp suất danh nghĩa: 16.54
Áp suất xy lanh lớn nhất/ Max. cylinder pressure (bar): 135
Công suất ra liên tục lớn nhất/Max. rated cont. output (kW): 275
Tương ứng với/Corresponding to (RPM): 2150
Bản vẽ được duyệt và tính toán thiết kế/Approved Drawings and Design Calculations
Bản vẽ được duyệt số/Drawing Approval No.: VR 123456
Báo cáo thử mẫu đầu tiên (kiểu)/Prototype (type)Test Report

Báo cáo thử số/Test Report No.: VR123456
Ngày thử/Test Report Date: 01/10/2010
Phòng thử nghiệm/Laboratory: ABC
Phạm vi sử dụng/Application
Sử dụng trên tàu thủy
Các điều kiện khác/Other conditions
- The End -
01/2011
01/2011
CTA 1/3
VIETNAM REGISTER
GIẤY CHỨNG NHẬN CÔNG NHẬN KIỂU

Số: 001/CN11
No.:
CERTIFICATE OF TYPE APPROVAL
CỤC ĐĂNG KIỂM VIỆT NAM CHỨNG NHẬN sản phẩm dưới đây được sản xuất bởi cơ sở sản xuất nêu
trong giấy chứng nhận này phù hợp với Hướng dẫn về kiểm tra và chứng nhận sản phẩm công nghiệp
dùng cho tàu biển của Cục Đăng kiểm Việt Nam (sau đây gọi là “Hướng dẫn”).
VIETNAM REGISTER CERTIFIES THAT the following products produced by the manufacturer statted in
the certificate are found in compliance with the Guidance for Inspection and Approval of Marine Products
of Vietnam Register (hereinafter refer to as “the Guidance”).
Sản phẩn được công nhận/ Product Approved:
Marine Main Diesel Engine

Kiểu/Type:
WD618
Cơ sở sản xuất/ manufacturer:
Weichai Power Co., Ltd.

Weifang city, Shandong Province, China
Phạm vi áp dụng/Application:
The approval is valid for propulsion, auxiliary and emergency duty.
Rating see page 2.
Tiêu chuẩn công nhận/Approval Standard:

Part 3, Guidance 2.
Giấy chứng nhận này có hiệu lực đến ngày: 25th November 2015
This Certificate is valid until:
với điều kiện phải được xác nhận hàng năm phù hợp với Hướng dẫn.
subject to annual endorsement in accordance with the Guidance.
Ngày ấn định đánh giá hàng năm: 25th November each year
Anniversary date:
Issued at Date

VIETNAM REGISTER
01/2011

Bản vẽ và tính toán thiết kế được duyệt/Approved Drawings and Design Calculation: CTA 2/3
Bản vẽ được duyệt số/Drawing approval No.: XXXXXX
Thử/Tests carried out:

Thử kiểu được thực hiện vào 20-21/01/2010. Số báo cáo: No. 618-XB-0125
Type test carried out Januray 20th - 21st 2010. Test report No. 618-XB-0125
Đặc tính của sản phẩm/Product description

Động cơ Diesel bốn kỳ/Four stroke diesel engine
Đường kính xy lanh/Cylinder bore: 126 mm
Hành trình piston/Piston stroke: 155 mm
Số lượng xy lanh/No. of cylinders: 6 xy lanh thẳng hàng 6 in-line
Áp suất danh nghĩa Mean indicated pressure (bar): 16.54
Áp suất xy lanh lớn nhất/Max. cylinder pressure (bar): 135
Công suất ra liên tục lớn nhất/Max. rated cont. output (kW): 275
Tương ứng với số vòng quay/Corresponding to (RPM): 2150
Đánh dấu trên sản phẩm/Marking of product:

Sản phẩm phải được đánh dấu tên cơ sở sản xuất hoặc tên thương mại và số nhận biết kiểu.
The product to be marked with manufacturer's name or trademark and type number identification.
Các điều kiện khác/Other conditions:
- The End -
01/2011

XÁC NHẬN HÀNG NĂM LẦN THỨ NHẤT CTA 3/3

FIRST ANNUAL ENDORSEMENT
Căn cứ vào kết quả đánh giá hàng năm, xác nhận tình trạng của cơ sở sản xuất được duy trì phù hợp
với Hướng dẫn.
Based on the annual assestment, the condition of the manufacturer is maintained in compliance with the
Guidance.
Ngày: .......................................................... CỤC ĐĂNG KIỂM VIỆT NAM
Date VIETNAM REGISTER
XÁC NHẬN HÀNG NĂM LẦN THỨ HAI

SECOND ANNUAL ENDORSEMENT
Guidance.
XÁC NHẬN HÀNG NĂM LẦN THỨ BA

THIRD ANNUAL ENDORSEMENT
Guidance.
XÁC NHẬN HÀNG NĂM LẦN THỨ TƯ

FOURTH ANNUAL ENDORSEMENT
Guidance.
GHI CHÚ - REMARKS:
Giấy chứng nhận này mất hiệu lực khi:
The approval may be cancelled in cases:
• Chất lượng của (các) sản phẩm do cơ sở sản xuất không theo đúng quy định.
The quality of the product(s) is in doubt .
• Đăng kiểm viên nhận thấy có những thiếu sót trong hệ thống hoạt động của cơ sở.
The surveyor has found major deficiencies in the operating system of the Manufacturer.
• Cơ sở không thông báo những thay đổi lớn trong hệ thống hoạt động của cơ sở tới VR.
The Manufacturer fails to inform of any alteration in the system to Vietnam Register.
• Cơ sở không thực hiện các đợt đánh giá theo quy định. 01/2011
In case the required assessment is not carried out.
CỤC ĐĂNG KIỂM VIỆT NAM CMA 1/2
VIETNAM REGISTER
GIẤY CHỨNG NHẬN CÔNG NHẬN

Số: 001/CN11 CƠ SỞ SẢN XUẤT
No.:
CERTIFICATE OF MANUFACTURER APPROVAL
CỤC ĐĂNG KIỂM VIỆT NAM CHỨNG NHẬN
VIETNAM REGISTER CERTIFIES THAT
Cơ sở: NAKASHIMA VIETNAM CO., LTD.

Firm:
Địa chỉ: Land Plot CN2.2B, Dinhvu Industrial Zone, Haian District,
Address: Haiphong City, Vietnam
Đã được đánh giá và công nhận để sản xuất (các) sản phẩm sau đây phù hợp với Hướng dẫn về kiểm
tra và chứng nhận sản phẩm công nghiệp dùng cho tàu biển của Cục Đăng kiểm Việt Nam (sau đây gọi
là “Hướng dẫn”).
Has been assessed and approved to manufacture the following product(s) in compliance with the
Guidance for Inspection and Approval of Marine Products of Vietnam Register (hereinafter refer to as “the
Guidance”).
Casting
Fixed Pitch Propeller - max. 2.4 m in diameter
Blades for Controllable Pitch Propeller - max 3.5 m in diameter
Material - Copper Alloy (Ni-Al-Bronze)
Giấy chứng nhận này có hiệu lực đến ngày: 25th November 2015
This Certificate is valid until:
với điều kiện phải được xác nhận hàng năm phù hợp với Hướng dẫn.
subject to annual endorsement in accordance with the Guidance.
Ngày ấn định đánh giá hàng năm: 25th November each year
Anniversary date:
Issued at Date

VIETNAM REGISTER
01/2011

Phạm vi áp dụng/Application:
- Nil -
Tiêu chuẩn công nhận/Approval Standard:

Rules for Classification and Construction of Sea-going Steel Ships QCVN 21:2010/BGTVT, Part 3,
Guidance 7.
Bản vẽ và tính toán thiết kế được duyệt/Approved Drawings and Design Calculation:
Bản vẽ được duyệt số/Drawing approval No.: XXXXXX
Thử/Tests carried out:

Thử kiểu được thực hiện vào ngày :dd/mm/yy. Số báo cáo: No. xxxxxx
Type test carried out dd/mm/yy. Test report No. xxxxxxx
Đặc tính của sản phẩm/Product description
Chân vịt bước cố định/Fixed Pitch Propeller – Đường kính lớn nhất 2,4m/ max. 2.4 m in diameter
Chân vịt biến bước/ Blades for Controllable Pitch Propeller - Đường kính lớn nhất 3,5m/max 3.5 m in
diameter
Vật liệu/Material – Hợp kim đồng/ Copper Alloy (Ni-Al-Bronze)
Đánh dấu trên sản phẩm/Marking of product:

Sản phẩm phải được đánh dấu tên cơ sở sản xuất hoặc tên thương mại và số nhận biết kiểu.
The product to be marked with manufacturer's name or trademark and type number identification.
Các điều kiện khác/Other conditions:
01/2011
XÁC NHẬN HÀNG NĂM LẦN THỨ NHẤT CMA2/2

FIRST ANNUAL ENDORSEMENT
Guidance.
XÁC NHẬN HÀNG NĂM LẦN THỨ HAI

SECOND ANNUAL ENDORSEMENT
Guidance.
XÁC NHẬN HÀNG NĂM LẦN THỨ BA

THIRD ANNUAL ENDORSEMENT
Guidance.
XÁC NHẬN HÀNG NĂM LẦN THỨ TƯ

FOURTH ANNUAL ENDORSEMENT
Guidance.
GHI CHÚ - REMARKS:
Giấy chứng nhận này mất hiệu lực khi:
The approval may be cancelled in cases:
• Chất lượng của (các) sản phẩm do cơ sở sản xuất không theo đúng quy định.
The quality of the product(s) is in doubt .
• Đăng kiểm viên nhận thấy có những thiếu sót trong hệ thống hoạt động của cơ sở.
The surveyor has found major deficiencies in the operating system of the Manufacturer.
• Cơ sở không thông báo những thay đổi lớn trong hệ thống hoạt động của cơ sở tới VR.
The Manufacturer fails to inform of any alteration in the system to Vietnam Register.
• Cơ sở không thực hiện các đợt đánh giá theo quy định.
In case the required assessment is not carried out.
01/2011

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GUIDANCE FOR INSPECTION AND APPROVAL OF MARINE PRODUCTS CN 09E

GUIDANCE FOR INSPECTION AND APPROVAL OF

VIETNAM REGISTER - 2010 1

4.2 Process of type approval 20

VIETNAM REGISTER - 2010 2

PART 1: GENERAL PROVISIONS

1.1 General requirements

VIETNAM REGISTER - 2010 3

VIETNAM REGISTER - 2010 4

(15) Components:mean parts/members forming a piece of equipment and/or a

VIETNAM REGISTER - 2010 6

VIETNAM REGISTER - 2010 7

certificate is required by VR rules, the Certificate of Type Approval cannot

VIETNAM REGISTER - 2010 8

technical specifications for acceptance or relevant standards approved or

VIETNAM REGISTER - 2010 9

1.6 Conditions for use of inspection marks

VIETNAM REGISTER - 2010 10

VIETNAM REGISTER - 2010 11

PART 2: UNIT/BATCH INSPECTIONS

VIETNAM REGISTER - 2010 12

Where preparation of samples is necessary, they are to be prepared, identified

VIETNAM REGISTER - 2010 14

equipment and instrumentation, and the analysis is to be performed by qualified

VIETNAM REGISTER - 2010 15

Marine Products. In this case, the manufacturer is responsible for compliance of

VIETNAM REGISTER - 2010 16

PART 3: DESIGN APPROVAL

3.1 General requirements

VIETNAM REGISTER - 2010 17

VIETNAM REGISTER - 2010 18

3.5 Inspection for issuing the Certificate of Marine Products

VIETNAM REGISTER - 2010 19

PART 4: TYPE APPROVAL

4.1 General requirements

VIETNAM REGISTER - 2010 21

(e) documented purchase control procedure (if applicable), preparation and

VIETNAM REGISTER - 2010 23

PART 5: MANUFACTURERS APPROVAL

5.1 General requirements

VIETNAM REGISTER - 2010 24

VIETNAM REGISTER - 2010 25

5.4 Approval test

5.8.2 After the manufacturers approval, the manufacturer is to inform VR of any

VIETNAM REGISTER - 2010 27

Vật liệu kim loại - Thân tàu

VIETNAM REGISTER - 2010 28

Hồ sơ Kiểm tra đơn vị/ lô Kiểu công nhận Lưu ý

Cửa mũi, cửa lái và cửa mạn

4.9 Hệ thống điều khiển lái tự động (lái tự động) X – X X X X – X –

VIETNAM REGISTER - 2010 29

Hồ sơ Kiểm tra đơn vị/ lô Kiểu công nhận Lưu ý

VIETNAM REGISTER - 2010 30

Hồ sơ Kiểm tra đơn vị/ lô Kiểu công nhận Lưu ý

Thiết bị tự động và an toàn (kiểm soát áp suất, (I)

Động cơ có đường kính

VIETNAM REGISTER - 2010 31

Hồ sơ Kiểm tra đơn vị/ lô Kiểu công nhận Lưu ý

Chỉ áp dụng M cho chi

Hồ sơ Kiểm tra đơn vị/ lô Kiểu công nhận Lưu ý

Bầu hâm (I)

VIETNAM REGISTER - 2010 33

Hồ sơ Kiểm tra đơn vị/ lô Kiểu công nhận Lưu ý