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Aliment Pharmacol Ther 2002; 16: 1689–1699. doi:10.1046/j.0269-2813.2002.01339.

Systematic review: herbal medicinal products


for non-ulcer dyspepsia
J. THOMPSON COON & E. ERNST
Department of Complementary Medicine, School of Sport and Health Sciences, University of Exeter, Exeter, UK
Accepted for publication 14 June 2002

medicinal products administered as supplements to


SUMMARY
human subjects were included.
Background: Non-ulcer dyspepsia is predominantly a Results: Seventeen randomized clinical trials were
self-managed condition, although it accounts for a identified, nine of which involved peppermint and
significant number of general practitioner consultations caraway as constituents of combination preparations.
and hospital referrals. Herbal medicinal products are Symptoms were reduced by all treatments (60–95% of
often used for the relief of dyspeptic symptoms. patients reported improvements in symptoms). The
Aims: To critically assess the evidence for and against mechanism of any anti-dyspeptic action is difficult to
herbal medicinal products for the treatment of non- define, as the causes of non-ulcer dyspepsia are unclear.
ulcer dyspepsia. There appear to be few adverse effects associated with
Methods: Systematic searches were performed in six these remedies, although, in many cases, comprehen-
electronic databases and the reference lists located were sive safety data were not available.
checked for further relevant publications. No language Conclusions: There are several herbal medicinal products
restrictions were imposed. Experts in the field and with anti-dyspeptic activity and encouraging safety
manufacturers of identified herbal extracts were also profiles. Further research is warranted to establish their
contacted. All randomized clinical trials of herbal therapeutic value in the treatment of non-ulcer dyspepsia.

seeking medical care for their complaints in the USA


INTRODUCTION
and Europe.3, 4
Dyspepsia is a common complaint; in a recent UK Herbal medicine is becoming increasingly popular,
survey, 40% of adult responders reported one or more particularly for benign, chronic conditions that are self-
dyspeptic symptoms in the past year. Of all new patients managed, such as non-ulcer dyspepsia. Recent surveys
consulting UK general practitioners each year, 3.3% suggest that the prevalence of use of herbal medicine in
suffer from dyspeptic symptoms; 60% of them will have the USA is between 12% and 17%,5 with total retail
no clinically significant abnormalities on investigation sales of herbal dietary supplements of $4000 million in
and will be diagnosed with non-ulcer dyspepsia.1 The 2000.6 The European Scientific Co-operative on Phyto-
majority of patients experience dyspeptic symptoms of therapy definition of a herbal medicinal product is Ôany
short duration and mild severity, and are therefore self- medicinal product containing as active ingredients only
managed,2 with less than half of dyspepsia sufferers plants, parts of plants or plant materials or combina-
tions thereof, whether in the crude or processed stateÕ.
Correspondence to: Dr J. Thompson Coon, Department of Complementary Standard reference texts suggest that several herbal
Medicine, School of Sport and Health Sciences, University of Exeter, 25
Victoria Park Road, Exeter EX2 4NT, UK. medicinal products are promoted for non-ulcer dyspep-
E-mail: J.Thompson-Coon@exeter.ac.uk sia7–9 (Table 1). It is therefore vital to establish both the

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1690 J. THOMPSON COON & E. ERNST

Table 1. Herbal medicinal products commonly recommended for the treatment of dyspepsia

Angelica* Angelica archangelica Ginger* Zingiber officinale


Anise Pimpinella anisum Horsetail Equisetum arvense
Artichoke* Cynara scolymus Haronga Harungana madagascariensis
Bitter orange peel Citrus aurantium Horehound Marrubium vulgare
Blessed thistle Cnicus benedictus Juniper Juniper communis
Bogbean Menyanthes trifoliata Lemon balm* Melissa officinalis
Boldo* Peumus boldus Meadowsweet Filipendula ulmaria
Caraway* Carum carvi Milk thistle* Silybum marianum
Cardamom Elettaria cardamomum Mistletoe Viscum album
Centuary Centaurium minus Oregon grape Mahonia aquifolium
Chicory Cichorium intybus Peach Prunus persica
Cinchona Cinchona pubescens Peppermint* Mentha piperita
Cinnamon Cinnamomum verum Radish Raphanus sativus
Cloves Syzygium aromaticum Rosemary Rosemarinus officinalis
Coriander Coriandrum sativum Sage Salvia officinalis
Dandelion Taraxacum officinale Sandy everlasting Helichrysum arenarium
Devil’s claw Harpagophytum procumbens St John’s wort Hypericum perforatum
Dill Anethum graveolens Star anise Illicium verum
Elecampane Inula helenium Thyme Thymus vulgaris
Fenugreek Trigonella foenum-graecum Turmeric* Curcuma longa
Galangal Alpinia officinarium Wormwood Artemisia absinthium
Gentian* Gentiana lutea Yarrow Achillea millefolium

* Herbal medicinal products discussed in this review.

efficacy of these supplements in relieving dyspeptic in Table 1. Further relevant papers were located by
symptoms and their relative safety. This review is an hand-searching the reference lists of all papers. In
attempt to systematically evaluate the evidence from addition, experts in the field and manufacturers of
randomized clinical trials for the efficacy of herbal relevant herbal products were contacted to provide
medicinal products for non-ulcer dyspepsia. published and unpublished material. Finally, our own
extensive files were hand-searched for further relevant
publications.
MATERIALS AND METHODS

Identification of clinical trials Inclusion ⁄ exclusion criteria


In order to identify clinical trials involving herbal Only randomized clinical trials of herbal remedies
extracts used in the treatment of non-ulcer dyspepsia, administered as supplements to patients with a diagno-
systematic literature searches were conducted in the sis of non-ulcer dyspepsia were included. These could be
following electronic databases: Medline (Via Pubmed), placebo controlled or equivalent trials. All retrieved
Embase, CINAHL, Amed (Alternative and Allied Medi- data, including uncontrolled trials, case reports, pre-
cine Database, British Library Medical Information clinical and observational studies, were reviewed for
Centre), The Cochrane Library (Issue 2, 2001) and safety information and possible mechanisms of action.
CISCOM (Research Council for Complementary Medi- No language restrictions were imposed.
cine, London, UK) (all from their inception to September
2001). The search terms used were: non-ulcer dys-
Data extraction and quality assessment
pepsia, functional dyspepsia, dyspepsia, reizmagen,
idiopathic dyspepsia, phytomedicine, herbal medicine, All articles were read in full. Data relating to sample
botanical medicine, complementary medicine, phyto- size, diagnosis of patients, intervention and control,
therapy, pfefferminzöl, kummelöl, celandine, Chelidonium treatment duration, primary outcome measures and
majus, fennel, Foeniculum vulgare, banana, Musapep, results were extracted by the first author and validated
capsaicin, Iberogast, Enteroplant, Lomatol and all terms by the second author. The methodological quality of

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HERBAL MEDICINAL PRODUCTS IN NON-ULCER DYSPEPSIA 1691

each randomized clinical trial was assessed using gastrointestinal tracts.22 After 6 weeks of treatment,
the scoring system of Jadad et al.10 This scale ranges patients treated with the celandine extract reported
from 0 (poorest) to 5 (highest) and assesses methods of fewer gastrointestinal symptoms compared with the
randomization and blinding and the description of placebo group (P ¼ 0.003). The symptoms that showed
withdrawals and dropouts. most improvement were stomach pains, bilious com-
plaints, flatulence, nausea and sensation of fullness.
Eight patients reported adverse events during the study,
RESULTS
five whilst receiving placebo (insomnia, urticaria and
Seventeen randomized controlled trials of herbal medi- sleepiness) and three whilst receiving celandine extract
cinal products for non-ulcer dyspepsia were identified. (dry mouth and insomnia).
All trials stated that included patients had been In an open clinical trial of greater celandine treatment,
diagnosed with non-ulcer or functional dyspepsia. six patients reported adverse events (diarrhoea, 3;
However, details of the diagnostic tests performed (e.g. nausea, 2; tiredness, 1).40 A case series of 10 cases of
ultrasonography, oesophago-gastroduodenoscopy) were acute hepatitis following treatment with greater celan-
provided in only 11 of the trials.11–21 Four trials were of dine extracts was identified.41 Where available, liver
monopreparations (Table 2) and involved turmeric biopsy specimens were consistent with drug-induced
(Curcuma longa), greater celandine (Chelidonium majus), damage, and other possible causes of liver disease were
banana and Emblica officinalis. The remaining 13 trials excluded by laboratory tests and imaging procedures.
were of combination products (Table 3), including nine Discontinuation of greater celandine resulted in rapid
in which peppermint (Mentha piperitae) and caraway recovery, with liver enzyme levels returning to normal
(Carum carvi) were constituent ingredients. For each within 2–6 months. One patient was unintentionally
herb, possible active constituents and mechanisms of re-challenged, resulting in a second episode of hep-
action, where known, are shown in Table 4. atic inflammation. A further case series describes
two patients investigated for abdominal pain, who were
prescribed celandine extract (Panchelidon, two capsules
Clinical trials of monopreparations
t.d.s. and one capsule b.d.), and presented 2 and
Greater celandine (Chelidonium majus). Ritter et al. 4 months later with scleral jaundice and elevated
conducted a 6-week, placebo-controlled, double-blind, transaminase levels. On cessation of therapy, the liver
randomized trial using a standardized celandine extract enzymes returned to normal and the patients recovered
in 60 patients with functional epigastric complaints and without sequelae. The patients were not re-chal-
cramp-like pains in the region of the biliary and lenged.42 A single case report of contact dermatitis in

Table 2. Randomized clinical trials of monopreparations of herbal remedies used in the treatment of non-ulcer dyspepsia

Treatment Improvement
duration in symptoms Jadad
Reference n Diagnosis Treatment (weeks) (%) score

Ritter et al.22 60 Functional epigastric Std celandine extract 6 Celandine 60 3


complaints (6 tablets ⁄ day) or placebo Placebo 26.7
Thamlikitkul et al.23 116 Acid dyspepsia, Turmeric (2 g ⁄ day), 1 Turmeric 87 3
flatulent dyspepsia flatulence (8 capsules ⁄ day) Flatulence 83
or atonic dyspepsia or placebo Placebo 53
Arora and Sharma11 46 Non-ulcer dyspepsia Banana powder 8 Banana 1
(8 capsules ⁄ day) powder 75
or no treatment No treatment 20
Chawla et al.12 38 Peptic ulcer (10) and Amalaki (9 g ⁄ day) or gel 4 Both treatments 1
non-ulcer dyspepsia (28) antacids (30 mL every 3 h) produced a
significant
reduction in
symptom scores

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Table 3. Randomized clinical trials of combination preparations of herbal remedies used in the treatment of non-ulcer dyspepsia
1692

Treatment Improvement in Jadad


Reference n Diagnosis Treatment duration (weeks) symptoms (%) score

Tatsuta and Iishi13 42 Chronic idiopathic TJ-43* (7.5 g ⁄ day) 1 Significant reductions in 1
dyspepsia or placebo symptom scores compared
with placebo and baseline
Chen24 100 Non-ulcer dyspepsia Shenxiahewining or an 3 Shenxiahewining 92 1
un-named control drug Control 20
(15 capsules ⁄ day)
May et al.14 96 Functional dyspepsia Peppermint & caraway oils 4 Peppermint ⁄ caraway 67 5
(180 & 100 mg ⁄ day) or placebo Placebo 21
May et al.15 45 Non-ulcer dyspepsia Peppermint & caraway oils 4 Peppermint ⁄ caraway 94.7 3
(270 & 150 mg ⁄ day) or placebo Placebo 55
Freise and Kohler16 223 Non-ulcer dyspepsia Enteric-coated peppermint & 4 Enteric-coated peppermint ⁄ 3
caraway oils (270 & 150 mg ⁄ day) caraway 90 Enteric soluble
J. THOMPSON COON & E. ERNST

or enteric soluble peppermint & peppermint ⁄ caraway 90


caraway oils (108 & 60 mg ⁄ day)
Madisch et al.17 120 Functional dyspepsia Peppermint & caraway oils 4 Peppermint ⁄ caraway 78.6 2
(180 & 100 mg ⁄ day) or cisapride Cisapride 70.9
(30 mg ⁄ day)
Madisch et al.18 60 Functional dyspepsia Iberogast , Iberogast 4 Significant improvements in 4
without bitter candy tuft symptom scores after both herbal
(60 drops ⁄ day) or placebo preparations compared with placebo
Nicolay19 94 Functional Iberogast or metaclopramide 2 Iberogast 52.6à 2
gastroenteropathy (60 drops ⁄ day) Metaclopramide 56.4à
Holtmann et al.25 120 Functional dyspepsia Iberogast (no details of dose 8 Iberogast 68.4 2
provided) or placebo Placebo 35.1
Rosch26 183 Functional dyspepsia Iberogast (60 drops ⁄ day) or 4 Improvements in symptom scores 2
cisapride (30 mg ⁄ day) or placebo after both Iberogast and cisapride
compared with baseline
Westphal et al.20 60 Functional dyspepsia Peppermint, caraway, wormwood 2 Significant improvements in 3
& fennel (75 drops ⁄ day) or gastrospasmspain, nausea,
metaclopramide heartburn and compared with
metaclopramide
Stadelmann et al.21 46 Functional dyspepsia Peppermint oil and ginger 4 Peppermint ⁄ ginger 74 3
extract (180 & 25 mg ⁄ day) Placebo 30
or placebo
Borgia et al.27 359 Mild to moderate Boldo & cascara, rhubarb & gentian, 2 Improvements in loss of appetite, 2
functional disorders of boldo, cascara, rhubarb & gentian dyspepsia and constipation compared
the gastrointestinal tract or placebo with baseline and placebo

* TJ-43 contains spray-dried aqueous extracts of Atractylodis lanceae rhizoma, Ginseng radix, Pinelliae tuber, Hoelen, Zizyphi fructus, Aurantii nobilis pericarpium, Glycyrrhizae radix and Zingiberis
rhizoma.
  Iberogast contains peppermint leaves, caraway fruit, bitter candy tuft fruit, licorice root, lemon balm leaves, angelica root, celandine herbs, milk thistle fruit and chamomile flowers.

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à Percentage of patients symptom-free.
HERBAL MEDICINAL PRODUCTS IN NON-ULCER DYSPEPSIA 1693

Table 4. Possible active constituents and proposed mechanisms of action

Herb Possible active constituents Proposed mechanisms of action

Greater celandine Approximately 20 alkaloids with biological activity Animal experiments suggest a direct anti-spasmolytic
including chelidonine, sanginarine and chelerythrine, action on smooth muscle and a stimulation of bile
flavonoids and phenolic acids28 flow28
Turmeric Volatile oil composed mainly of turmerone and Increased bile formation and secretion, promotion of
zingiberene and phenolic compounds (curcuminoids) gall-bladder contraction, the volatile oil acts as a
of which curcumin is the most abundant29 carminative improving digestion, some components
may also be anti-spasmodic23, 29
Banana A flavonoid with anti-ulcerogenic activity has been Not known
isolated from unripe banana pulp30
Emblica officinalis Not known Not known
Liu-Jun-Zi-Tang Not known Increased gastric emptying,13, 31 increased plasma
levels of somatostatin and gastrin,32 promotion of
gastric adaptive relaxation33
Shenxiahewining Not known Not known
Peppermint Menthol and menthone34 Inhibition of smooth muscle contractions due to direct
interaction between peppermint oil and smooth muscle
calcium channels35, 36
Caraway Not known Inhibition of smooth muscle contraction37
Boldo Alkaloids, e.g. boldine, essential oils, volatile oils, Boldine acts as a smooth muscle relaxant in vitro by
flavonol glycosides, resin and tannins directly interfering with the cholinergic mechanism
involved in contraction38 and may cause gall-bladder
contraction increasing bile secretion39
Gentian Bitter substances, e.g. gentiopicroside Stimulates salivary and gastric secretions via
a reflex activity7

a 64-year-old woman who used greater celandine juice 10 in the placebo group (nausea, diarrhoea, pruritis,
to treat warts was also identified;43 whether this is headache, constipation, anorexia and tiredness). All the
relevant to the oral administration of celandine tablets side-effects were described as mild and self-limited.
is not clear.
Banana (Musa sapientum). A prospective, randomized,
Turmeric (Curcuma longa). One randomized, double- open study of 46 consecutive patients diagnosed with
blind, multicentre clinical trial conducted in Thailand non-ulcer dyspepsia was conducted in India.11 Twenty-
was located, in which 116 patients (diagnosed with acid two patients received banana powder (Musapep) cap-
dyspepsia, flatulent dyspepsia or atonic dyspepsia) sules for 8 weeks; 24 patients acted as controls and
received capsules of turmeric (2 g ⁄ day), placebo or a were not given any additional treatment. Gastrointes-
combination treatment known as flatulence (cascara tinal symptoms were partly or completely relieved in
dry extract, nux vomica extract, asofoetida tincture, three-quarters of patients treated with banana powder
capsicum powder, ginger powder and diastase) for and in one-fifth of untreated control patients
7 days.23 Significantly more patients (P ¼ 0.003) (P < 0.05). One patient suffered generalized itching
reported an overall favourable outcome (resolution or during treatment with banana powder.
improvement of symptoms) following treatment with
turmeric (33 patients) than placebo (20 patients), Emblica officinalis. One randomized clinical trial was
although there was no significant difference in outcome identified in which 38 patients (10 with peptic ulcer and
between those patients treated with turmeric and those 28 with non-ulcer dyspepsia) were treated with Amal-
treated with flatulence. Twenty-eight patients experi- aki (the pericarp of the dried fruits of Emblica officinalis)
enced adverse events: nine in the turmeric group or gel antacids for 4 weeks.12 All patients were advised
(nausea, diarrhoea, headache, tiredness and sleepiness), to follow a bland diet and to avoid smoking, alcohol,
nine in the flatulence group (nausea, vomiting, diar- coffee and all other drugs for the duration of the study.
rhoea, throat discomfort, headache and flatulence) and Both treatments produced a significant reduction in

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1694 J. THOMPSON COON & E. ERNST

symptom scores (P < 0.01), accompanied by a decrease with 20% treated with the control medication. No
in acid output (P < 0.001), compared with baseline, adverse events were reported for either treatment
although comparisons were not made between treat- group.24
ments. Adverse events were reported by four patients
treated with antacids (weakness and pain in the lower Peppermint and caraway (Mentha piperita and Carum
limbs) and three patients treated with Amalaki (loose carvi). Four randomized clinical trials of a fixed
motions and vomiting); none were severe enough to combination of peppermint and caraway oils were
necessitate withdrawal of treatment. identified, five trials of a combination of peppermint
leaves, caraway fruit, bitter candy tuft (Iberis amara),
licorice root (Glycyrrhiza glabra), lemon balm leaves
Clinical trials of combination preparations
(Melissa officinalis), angelica root (Angelicae radix),
Liu-Jun-Zi-Tang. Liu-Jun-Zi-Tang is a Chinese herbal celandine herbs (Chelidonium majus), milk thistle fruit
medicine, also known as Rikkunshi-to and TJ-43, (Silybum marianus) and chamomile flowers (Matricaria
containing spray-dried aqueous extracts of Atractylodis recutita) (Iberogast, Steigerwald Arzneimittelwerk
laneae rhizoma, Ginseng radix, Pinelliae tuber, Hoelen, GmbH, Darmstadt, Germany), one trial of a combina-
Zizyphi fructus, Aurantii nobilis pericarpium, Glycyrrhizae tion of extracts of peppermint leaves, caraway fruit,
radix and Zingiberis rhizoma. Forty-two patients with fennel fruit (Foeniculum vulgare) and wormwood herbs
chronic idiopathic dyspepsia were treated with either (Artemisia absinthium) (Lomatol, Lomapharm, Emmer-
Liu-Jun-Zi-Tang (2.5 g three times daily) or placebo for thal, Germany), and one trial of a combination of
7 days.13 Treatment with Liu-Jun-Zi-Tang resulted in a peppermint oil and ginger extract.
significantly greater reduction in gastrointestinal symp- May et al. performed a double-blind, placebo-controlled
tom scores for epigastric fullness, heartburn, belching trial in 96 out-patients with a diagnosis of functional
and nausea compared to baseline and compared to dyspepsia, defined as diffuse, unspecific, variable, mod-
patients treated with placebo (P < 0.05), although erately intense epigastric pain with at least one other
there was no effect on epigastric pain. Compared to dyspeptic symptom and an absence of organ patholo-
both baseline and placebo treatment, gastric emptying, gy.14 Patients received either enteric-coated capsules of
measured by the acetaminophen absorption method, a fixed combination of peppermint and caraway oils
was significantly increased following Liu-Jun-Zi-Tang (180 mg ⁄ day peppermint oil and 100 mg ⁄ day cara-
treatment (P < 0.01). Details of adverse events were not way oil; Enteroplant, Dr Willmar Schwabe GmbH,
provided; however, a case report of drug-induced Karlsruhe, Germany) or identical placebo capsules for
pneumonitis due to Liu-Jun-Zi-Tang was identified, in 4 weeks. There were statistically significant differences
which a 79-year-old woman was admitted to hospital in the reduction of pain intensity (40% vs. 22% of the
with interstitial pneumonia. Following the cessation of initial mean value; P < 0.001) and sensation of
all drugs and the administration of prednisolone, her pressure, heaviness and fullness (43.5% vs. 22.3% of
symptoms and laboratory data improved. Lymphocyte the initial mean value; P < 0.001) between the
stimulation and migration inhibition tests were positive peppermint ⁄ caraway- and placebo-treated patients,
for Liu-Jun-Zi-Tang.44 with an overall median rating of Ômuch improvedÕ for
the peppermint ⁄ caraway group and Ôminimally
Shenxiahewining. Shenxiahewining is a Chinese her- improvedÕ for the placebo group (P < 0.001).
bal medicine which contains Ginseng radix, Pinelliae A similarly designed study from the same group of
tuber, Coptidis rhizoma, Zingiberis rhizoma exsiccatum investigators involved 45 patients with non-ulcer
and Glycyrrhizae radix in the ratio 3 : 9 : 3 : 3 : 3. In a dyspepsia, defined as moderate epigastric pain with
randomized clinical trial performed in China, 100 at least one other dyspeptic symptom for the past
subjects with non-ulcer dyspepsia were treated with 14 days.15 A fixed combination of peppermint and
either shenxiahewining (15 capsules ⁄ day; 0.42 g ⁄ cap- caraway oils (270 mg ⁄ day peppermint oil and
sule) or an un-named control drug in similar capsules 150 mg ⁄ day caraway oil; Enteroplant, Dr Willmar
(15 capsules ⁄ day; 0.42 g ⁄ capsule) for 20 days. Schwabe GmbH, Karlsruhe, Germany) or placebo was
Improvements in symptoms were reported in 92% of administered for 4 weeks. Improvement in pain inten-
patients treated with the herbal mixture compared sity after 4 weeks of treatment was significantly greater

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HERBAL MEDICINAL PRODUCTS IN NON-ULCER DYSPEPSIA 1695

in the peppermint ⁄ caraway-treated patients than in Compared with placebo, both herbal preparations
those treated with placebo (17 vs. 9; P ¼ 0.015). The produced a statistically significant improvement in the
physician also estimated the prognosis and severity of gastrointestinal symptom score after 2 and 4 weeks of
the disorder on the basis of a Clinical Global Impressions treatment (P < 0.001). There was no difference
Scale before and after treatment, and found that 94.7% between the two herbal preparations, except that
of patients in the peppermint ⁄ caraway group showed Iberogast appeared to have a more rapid effect on
improvement compared with only 55% of patients in symptom improvement (P ¼ 0.023), suggesting that
the placebo group (P ¼ 0.008). bitter candy tuft is a necessary component of the
Two hundred and twenty-three patients with non- mixture.
ulcer dyspepsia (defined as dysmotility type or essen- A single-blind, randomized, comparative study was
tial ⁄ idiopathic dyspepsia with irritable bowel syndrome) conducted involving 94 patients with functional gas-
were included in a prospective, randomized, double- troenteropathy treated with either Iberogast or meta-
blind multicentre trial in which two fixed combinations clopramide for 14 days.19 The occurrence of four
of peppermint and caraway oils were compared.16 symptoms was recorded: feeling of pressure and pain,
Patients received either enteric-coated capsules sickness and vomiting, eructation and heartburn. After
(270 mg ⁄ day peppermint oil and 150 mg ⁄ day cara- 14 days, there was no significant difference between the
way oil; Enteroplant, Dr Willmar Schwabe, Karlsruhe, two groups of patients, with approximately 50% of
Germany) or an enteric soluble formulation patients in each group reporting no further symptoms.
(108 mg ⁄ day peppermint oil and 60 mg ⁄ day caraway On average, symptoms resolved faster in the Iberogast-
oil; Hersteller, Dr Willmar Schwabe, Karlsruhe, Ger- treated patients. Seventeen patients withdrew from the
many) for 4 weeks. The mean baseline measurements of study as a result of treatment failure (metaclopramide,
epigastric pain intensity were 6.1 in the former group 3; Iberogast, 1), non-compliance with the protocol (12)
and 5.9 in the latter group [on a visual analogue scale and sickness and vomiting (metaclopramide, 1).
ranging from 0 (no pain) to 10 (extremely strong pain)]. Two studies were found which have only been
Statistically significant reductions in pain intensity were presented in abstract form to date. The first was a
seen in both groups ()3.6 vs. )3.3; P ¼ 0.001). four-way parallel group study, in which each patient
A double-blind comparative study of a fixed combina- received treatment for two consecutive 4-week periods;
tion of peppermint and caraway oil and the prokinetic 120 patients with functional dyspepsia were assigned to
agent cisapride was performed in 120 out-patients with one of the following treatment groups: placebo–placebo;
functional dyspepsia.17 Inclusion criteria included the placebo–Iberogast; Iberogast–placebo; and Iberogast–
presence of moderate epigastric pain and one other Iberogast.25 Details of the doses were not provided in the
dyspeptic symptom for at least the past 14 days. abstract. After 8 weeks of treatment, 43.3% of patients
Patients were treated with cisapride (30 mg ⁄ day) or a treated with Iberogast were symptom-free compared to
peppermint–caraway combination (180 mg ⁄ day pep- only 3.3% of the placebo group (P < 0.001). The
permint oil and 100 mg ⁄ day caraway oil; Enteroplant, second study had a randomized, double-blind, placebo-
Dr Willmar Schwabe, Karlsruhe, Germany) for 4 weeks. controlled, double dummy design and enrolled 124
Both groups showed improvements in epigastric pain patients with functional dyspepsia. After 4 weeks of
intensity, pain frequency, dyspeptic discomfort (a com- treatment with Iberogast (60 drops ⁄ day), cisapride
bined measure of other dyspeptic intestinal and extra- (30 mg ⁄ day) or placebo, gastrointestinal symptom
intestinal symptoms) and Clinical Global Impression, scores had decreased in the active treatment groups
with no clinically relevant differences between the (Iberogast, 14.3 to 3.3; cisapride, 14.0 to 3.9). The
effects of the peppermint–caraway combination and results for placebo were not provided. There were no
cisapride. significant differences between Iberogast and cisapride;
A placebo-controlled, multicentre trial of Iberogast however, both showed significant differences from
(Steigerwald Arzneimittelwerk GmbH, Darmstadt, baseline (P < 0.001).26 Neither study provided details
Germany) was conducted in 60 patients with functional of the occurrence of adverse events.
dyspepsia, in which patients were treated with Ibero- Westphal et al. conducted a comparative, double-blind
gast, a similar preparation without extract of bitter study of Lomatol (Lomapharm, Emmerthal, Germany)
candy tuft or placebo (60 drops ⁄ day) for 4 weeks.18 in 60 patients with at least one of the following

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1696 J. THOMPSON COON & E. ERNST

symptoms: pressure and pain in the upper stomach, surveillance study of Iberogast was identified, invol-
sub- or retrosternal gastrospasms, sensation of reple- ving 2267 patients, in which only one adverse event,
tion, belching, nausea, retching, heartburn and loss of without a causal relationship to Iberogast therapy,
appetite.20 Patients were treated with the herbal was recorded; 95% of doctors reported the tolerability
combination or metaclopramide, a prokinetic used in to be ÔgoodÕ or Ôvery goodÕ.45 Peppermint oil and
the treatment of digestive tract complaints, (25 drops in menthol have been reported as causes of allergic
lukewarm water three times daily prior to meals) for a contact dermatitis in fragrances and toothpastes,46–48
maximum of 14 days. Five symptoms were studied: contact urticaria has been reported from menthol in
pain, nausea, heartburn, retching and gastrospasms. mentholated cigarettes, cough drops, aerosol room
Compared with metaclopramide, significantly fewer spray and topical medicaments,49 and other rare cases
patients experienced pain, nausea and heartburn after of skin irritation have also been reported.50, 51
7 days of treatment with the herbal combination and, Exacerbation of asthma has been described with the
after 14 days, the results were also statistically signifi- use of a peppermint-containing toothpaste.52 In a
cant for gastrospasms, and two of the secondary further case report, two patients who were addicted to
outcome measures: belching and sensation of pressure. ÔpeppermintsÕ experienced idiopathic atrial fibrillation,
Stadelmann et al. reported a randomized, double-blind, which resolved with the cessation of peppermint
placebo-controlled study in 46 patients with functional ingestion.53 No further information on the safety of
dyspepsia, who were treated with peppermint oil and caraway was located.
ginger extract (180 mg ⁄ day and 25 mg ⁄ day) or iden-
tical placebo for 4 weeks. At the end of the treatment Other herbs. One randomized clinical trial was identi-
period, 74% of patients treated with the herbal combi- fied in which herbal combinations containing boldo
nation reported an improvement in gastrointestinal (Peumus boldus), cascara (Rhamnus purshianus), gentian
symptom scores compared with 30% in the placebo (Gentiana lutea) and rhubarb (Rheum sp.) were evaluat-
group (P ¼ 0.012).21 ed. All four herbs or placebo were administered to 359
In total, adverse events were reported by 84 of 1046 patients with slight or moderate functional disorders of
patients: 26 of these were during peppermint and the gastrointestinal tract for 28 days.27 Compared with
caraway treatment; one during treatment with pep- baseline and placebo, the combination of all four herbs
permint, caraway, fennel and wormwood; 13 during and rhubarb and gentian alone produced statistically
treatment with peppermint and ginger; 14 during significant improvements in the loss of appetite, dys-
cisapride treatment; 18 during metaclopramide treat- pepsia and constipation (P < 0.001), whereas boldo
ment; two during treatment with Iberogast; and 10 and cascara alone only improved symptoms of con-
during placebo treatment. The adverse events inclu- stipation (P < 0.001). No adverse events were reported
ded heartburn or eructation with a peppermint taste, during the trial.
diarrhoea, nausea, sickness and vomiting, substernal
burning sensation with severe eructation and nausea,
DISCUSSION
flatulence and increasing acid taste, hyperventilation
and suspected grand mal with syncope, upper abdom- Several herbal medicinal products have been identified
inal pain and dizziness, spasm such as abdominal for use in the relief of symptoms of non-ulcer dyspepsia;
pains with increased gastrointestinal noise and feeling in all trials, subjects treated with the herbal medicinal
of pressure in the upper abdomen, increased stool product showed improvements in symptom scores
evacuation, pasty stools and burning in the rectum, (results ranging from 60% to 95%) compared with
pain in the neck and shoulder, extreme tiredness, baseline and ⁄ or placebo or the comparator drug.
haemorrhoids, bronchitis and influenza-like symptoms. Peppermint and caraway have been most extensively
Cessation of treatment was necessary in six patients studied, although they have sometimes been adminis-
due to the severity of symptoms. A causal relationship tered in the presence of other herbal extracts.
with the herbal combination was considered possible There was a large response to placebo (30–55% of
in eight patients. No serious adverse events were patients showing an improvement in symptoms com-
reported and no abnormality was detected in laborat- pared to baseline) reported in five of the 10 placebo-
ory values during or after treatment. A post-marketing controlled studies (data were not provided for the

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HERBAL MEDICINAL PRODUCTS IN NON-ULCER DYSPEPSIA 1697

remaining five studies). A large placebo response has symptoms. Combination preparations are popular in
also been noted in clinical trials of conventional herbal medicine as many traditional herbalists believe
therapies for non-ulcer dyspepsia (13–73%).55 In addi- that synergistic interactions can occur between the
tion, an open, non-randomized study designed to assess different components, eliciting a larger effect than
the effect of placebo supplementation in patients with would be expected from the individual constituents
non-ulcer dyspepsia found that 80% of patients reported alone. There is a limited amount of evidence for such
an improvement in symptoms, with the improvement interactions with some herbs,59 and it may offer some
being marked in 47%.54 insight into the mechanism whereby low doses of some
Due to the episodic nature of non-ulcer dyspepsia, extracts are able to produce beneficial therapeutic
studies with no placebo arm, in which the herbal effects. However, there is no such evidence for the
preparation is compared with a comparator drug, e.g. herbs included in this review; much detailed research is
metaclopramide or cisapride, are difficult to interpret; needed to elucidate the role of each individual compo-
although they show similar improvements in symptom nent alone and within combinations.
scores for both treatment options, they provide no Smooth muscle relaxation and effects on the gall-
measure of the natural progression of symptoms. bladder are common to several of the herbs, and may be
A number of weaknesses with the original trials exist. important in eliciting the overall effects on symptoms;
Of the 17 identified randomized clinical trials of herbal however, it is difficult to postulate on and study the
medicinal products for non-ulcer dyspepsia, only eight mechanisms by which herbal extracts are able to
scored three or more points on the scale of Jadad et al.10 alleviate symptoms when the pathophysiology of the
The most frequent methodological flaws were single condition is so ill-defined.
blind or open studies and incomplete reporting of The safety profile of these herbs looks encouraging,
methods of randomization, blinding and subject with- with the exception of greater celandine, for which there
drawals. have been reports of hepatotoxicity. Many have been
Several different methods of scoring symptoms were used extensively in traditional medicine and culinary
used and not all were validated techniques. The practices around the world. This supports their relative
description of patients entered into each trial was safety, but does not demonstrate it beyond reasonable
variable; it was not clear whether patients with, for doubt.60 In particular, the long-term safety for use as
example, predominantly reflux symptoms were always herbal medicines, either alone or in conjunction with
excluded or what the Helicobacter pylori status of each conventional therapies, has not been established. Com-
patient was. It is therefore difficult to compare studies or parative and placebo-controlled trials suggest that
to extrapolate the data to other patient populations patients experience no more adverse events with these
whose perception of symptom severity may differ. herbs than with placebo or comparative medications,
However, these results compare favourably with those although short-term clinical trials are not designed to
using conventional treatment approaches for non-ulcer detect rare or delayed adverse events. No evidence for
dyspepsia, which are far from ideal. A meta-analysis of herb–drug interactions with peppermint or caraway
53 studies published in 1996 concluded that, due to was uncovered; however, there is indirect evidence for
methodological flaws, there are no proven effective herb–drug interactions with several of the other herbs
therapies for the treatment of non-ulcer dyspepsia.55 contained in the combination preparations.61–63 Fur-
Antacids appear to provide little relief;56 acid-suppres- ther research is necessary to elucidate the importance of
sing agents and prokinetics provide moderate sympto- these.
matic improvement, with average differences from To conclude, some of the herbal medicinal products
placebo of 25%55 and 40%57 in the proportions of identified, in particular peppermint and caraway, with
patients showing improvement; the eradication of effects of similar or greater magnitude to conventional
H. pylori, although controversial, appears to offer little therapies and encouraging safety profiles, undoubtedly
benefit.58 warrant further investigation, especially in the light of
Of the 17 trials identified, 13 relate to combination the lack of efficacy of conventional therapies for non-
products containing two or more herbal extracts. It is ulcer dyspepsia. A greater understanding of the
unclear which of the herbs contained in these products pathophysiology of non-ulcer dyspepsia would facili-
is effective or, indeed, if they all play a role in alleviating tate the improvement of the therapeutic options

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1698 J. THOMPSON COON & E. ERNST

available to treat this widespread and debilitating patients suffering from functional dyspepsia. Aliment Phar-
condition. macol Ther 2000; 14: 1671–7.
15 May B, Kuntz H-D, Kieser M, et al. Efficacy of a fixed pepper-
mint oil ⁄ caraway oil combination in non-ulcer dyspepsia.
ACKNOWLEDGEMENTS Arzneimittelforschung 1996; 46: 1149–53.
16 Freise J, Kohler S. Peppermint oil ⁄ caraway oil fixed combi-
The authors wish to thank Jongbae Park, Barbara nation in non-ulcer dyspepsia. Equivalent efficacy of the drug
Wider, Katja Schmidt and Francesca Borrelli, Depart- combination in an enteric coated or enteric soluble formula-
ment of Complementary Medicine, University of Exeter, tion. Pharmazie 1999; 54: 210–5.
17 Madisch A, Heydenreich CJ, Wieland V, et al. Treatment of
UK, for the translation of papers from Chinese, Italian, functional dyspepsia with a fixed peppermint oil and caraway
German and French, and Esther Prati, Pharmaton oil combination preparation as compared to cisapride. Arz-
SA, Lugano, Switzerland, for assistance with locating neimittelforschung 1999; 49: 925–32.
relevant articles. 18 Madisch A, Melderis H, Mayr G, et al. Commercially available
JTC is supported by a research fellowship provided by herbal preparation and its modified dispense in patients with
functional dyspepsia. Results of a double blind, placebo con-
Pharmaton SA, Lugano, Switzerland.
trolled, randomised multicentre trial. Z Gastroenterol 2001;
39: 511–7.
19 Nicolay K. Funktionelle Gastroenteropathien im therapeutis-
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