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Med. Sci. Law (1982) Vol. 22, No. 4 Printed in Great Britain 237
ALISTAIR R. BROWNLIE
S. S.C., Edinburgh
Writers on the history of expert evidence have became not so much a dramatic actor of the
attributed the beginnings of the expert to dis- criminal stage as a back-room worker who
tant ages according to their predilection: Sir emerged from his laboratory to describe some
Sydney Smith cited Grand Vizier Imhotep, chemical or physical experiment or observation.
Chief Justice and Physician to King Zoser of A new generation of forensic pathologists took
Egypt in 3000 B.C. (Gradwohl, 1954): others over and names such as Littlejohn, the Glaisters,
have pointed to the provisions of Roman law Sydney Smith and Kerr were matched by Keith
(Codex 12, 36, 6) and the Hebrews also have Simpson, Teare, Camps, Poison, Mant and
candidates for this honour-perhaps Daniel others. The post-second-world-war period saw
who interpreted the dream of Belshazzar the the mechanisation of the forensic science
King of the Chaldeans could be regarded as a laboratories and the possibilities for scientific
Royal expert though not one professing medico- evidence from microscopy, spectrography,
legal skills (Daniel, Ch. 5). In the middle ages spectrometry, gas chromatography and many
expert witnesses came to be employed in the other instrumental methods. Even the electron
Italian cities and in other parts of Europe microscope and neutron activation analysis
(Simpson, 1961/62) and early records in came occasionally to be used. But the advances
England (Buckley v. Rice-Thomas (1554) which were made in modern instrumental
1 Plowd. 118) and Scotland (49 Justiciary methods were not always matched by higher
Records 1669-78, 2, 285) show that the standards of personal evidence given by forensic
expert witness-particularly the physician- pathologists and other specialists, and much of
contributed specialist evidence in criminal trials. the energies of the Forensic Science Society
In the latter years of last century and the and the British Academy of Forensic Sciences
earlier years of this the names of Spilsbury, in the 1960s and 1970s were directed towards
Wilcox and Pepper featured in many criminal raising standards of scene of crime investigation
trials creating a great public interest in the and encouraging higher standards in presentation
seemingly unanswerable contribution which of evidence. Bogus experts were not unknown
science and medicine were then bringing to the (Lawton, 1980).
law. Those who clashed with giants of this At the present time it can be said that the
period were generally shown to be inferior in status of expert evidence in the Courts of the
capacity or out of their proper sphere and so United Kingdom is high. Particularly in those
discredited. With Spilsbury's death in 1947 a areas where forensic science laboratories are at
new attitude to medico-legal evidence began. work or where University Departments of
This period coincided with the establishment Forensic Medicine operate the Courts are
and growth of the forensic science laboratories accustomed to receive expert evidence on a
in which Government scientists carried out wide range of scientific and medico-legal
scientific work and, where necessary, testified matters, and the concern is not so much for
in Court to such matters as blood staining, current standards as how these are to be kept
fingerprints, trace evidence and the examination up on the medico-legal side when the present
of scenes of crime. The expert witness now generation of forensic pathologists retire.
238 Med. Sci. Law (1982) Vol. 22, No. 4
&
evidence and the law reports abounded with B C Chewing Gum Ltd [1968] 1 Q.B. 1959).
judicial cautions against accepting the evidence Of course the evidence of the expert may be
of the first generations of sometimes rather challenged and like evidence of fact need not
eccentric experts who testified to the facts of be accepted, even though uncontradicted, for
science and medicine as they understood them. 'the parties have invoked the decision of a
But the modern view of the experts (or skilled judicial tribunal and not an oracular pronounce-
witnesses as Scots law termed them) is that ment by an expert' (Davie, loc. cit.). Where
where they are used, his evidence is challenged the grounds of the
expert's opinion or the reasoning followed in
their duty is to furnish the judge or jury with
the necessary scientific criteria for testing the arriving at that opinion may be examined. The
accuracy of their conclusions so as to enable the credit of the expert may be impeached by
judge or jury to form their own independent showing that he was not in a fit state to form
judgment by the application of these criteria to the the opinion, or that he had an interest or bias
facts proved in evidence. or was corrupt, or had expressed a contrary
That dictum of Lord President Cooper of the opinion on another occasion (Alcock v. Royal
Court of Session in a civil case (Davie v. Magis- Exchange Assurance [1849] 13 Q.B. 292).
trates of Edinburgh 1953 SC 34) has been The plight of the expert has been described in
noted with approval by text writers and judges one textbook:
south of the border (Cross, 1980) and in other
He has to answer when asked and stop when told;
countries and is the classic statement of the he cannot give his evidence as he chooses, but
duties of the expert witness. It implies an effort must confine himself to the questions asked. He
on the part of the Court to understand and can be interrupted at any moment and ridiculed,
follow the specialist evidence. But it also reprimanded or contradicted. High qualifications
where may not prevent him cutting a hopeless figure in
implies that there will be some cases the witness box; poise and sense of what is called
the issues are so complex or the material so for in a witness may make him impressive though
esoteric that the Court may be unable to his qualifications be mediocre. If he is ill-informed
follow the reasoning, and in these cases the upon facts and hasty in opinions he will seldom
Court's dependence upon the expert will be at escape discomfort.
(Wily and Stallworthy, 1962).
a maximum (Hammelmann, 1947).
Expert evidence is competent only where If the theory advanced by the expert is out-
there is a question of medicine, science or other landish it is said that he may even be cross-
specialist skill at issue which the Court cannot examined upon it by his own side (R. v. Cook
resolve at its own hand, and then only from an 147 C.C.C. Sess. Pap. 466). Most commonly
expert who is shown to have the necessary the evidence of the medical or scientific witness
qualifications and experience to enable him to is challenged by obtaining an opinion from
give a valid opinion on the issue (Blair, 1973). another doctor or scientist to the opposite
It used to be thought that the expert was effect. When this happens it is open to the
prohibited from giving evidence on the actual Court to believe one or other of the witnesses
question at issue in the case itself because to but more often the evidence simply cancels out
do so would usurp the function of the judge and the Court decides the issue on other
or jury. The foremost American writer on grounds. It is important to keep in view that
evidence regarded that argument as unsound where experts disagree the matter remains one
and misleading (Wigmore, 1940). With the for the Court. Some commentators have been
growth of scientific knowledge that supposed struck by the anomaly of the jury who are by
rule was breached and it is now probably definition ordinary men in the street having to
acceptable for an expert who has himself decide between competing specialists, and
observed the facts on a question of science or Professor Glanville Williams has suggested that
Brownlie: Expert Evidence in the Light of Preece v. H. M. Advocate 239
'obviously it calls for an expert to choose the opponents will have advance notice of the
between experts' (Williams, 1955). The scope terms of the expert evidence, so that there is
of an expert's expertise is necessarily limited no question of parties being taken by surprise
and the expert who strays beyond his own field by that evidence (Camps, 1968). It seems from
is often caught out if he answers a question provisions like the Road Traffic Act 1972, s. 10
giving his opinion on a matter which falls and the foregoing section of the Criminal Justice
outwith its bounds. The special privilege of the (Scotland) Act 1980 that the trend towards
expert is that unlike other witnesses he is certificate evidence, which if not challenged in
allowed to speak not only to the facts *hich he advance becomes sufficient in law and so un-
knows but also to the opinions which he holds challengeable, will continue. Within limits this
or has formed on these facts. 'The expert's is not unsatisfactory but it must not be allowed
opinion is admissible in evidence solely to fill to prevent up-and-coming experts from learning
the gap due to the tribunal's inability to draw a by experience how to give evidence (Gee,
proper technical conclusion from the facts' 1980). Indeed the most complex scientific and
(Simon, 1953). So the expert is well advised to technical evidence will certainly have to be
keep fact and opinion clearly separated in given orally if it is to stand a chance of being
his evidence. understood and assessed (Coleman and Walls,
1974). The Court, it has been argued, have no
GIVING EVIDENCE right to accept uncritically evidence which
The qualities which ideally the expert ought to cannot be formulated in propositions which an
possess have been tabulated as perception, educated person, having taken sufficient
judgment, a good memory and power of ex- trouble, cannot understand (Brownlie, 1978).
pression (Powell, 1910) and his functions Although it was for a time doubtful, it is now
rather graphically described as: generalising clear that in Scotland the essential facts in a
from experience, acting as librarian, statistician case must be corroborated even where they
and within limits as advocate (Eggleston, 1978). may consist of opinion evidence (McKillen v.
Since the Civil Evidence Act 1972 it has Barclay Curie & Co. 1967 S.L.T. 41-46).
been common for expert witnesses in England It is the view of many solicitors that there is
to give their evidence in civil cases upon no reason at all why prosecution experts should
deposition, although such a witness may always not be invited to discuss their evidence in
be called to Court to explain personally what advance with the defence in criminal cases and
he has written (Samuels, 1974). Efforts have every reason why they should do so. In Scotland
been made at least in civil cases to compel they are already obliged to submit to pre-
pre-trial disclosure of medical reports and to a cognition (H. M. Advocate v.Monson & Another
degree this is helpful (Brown, 1980). In Scotland, (1893) 21 R. (J) 5) and regularly do so. There
however, particularly in the case of forensic may even be a place for joint examinations by
pathology, it has hitherto been usual for two experts (Langston, 1967). The practice of pre-
Crown witnesses to concur in a joint report trial consultations with one's own expert is
which is laid before the Court and is available nearly universal and it would make sense that
to the parties from the time when the Indict- where experts know that they have been
ment is served. These written reports form the retained on opposite sides in a case they should,
foundation of the examination and cross- with the consent of their clients, discuss with
examination of the experts when they give one another the extent of their agreement and
personal evidence as they always do. Following disagreement. If the area of dispute is identified
the Criminal Justice (Scotland) Act 1980, s. 26 in this way it can only assist the Court in
however, certain routine reports will prove getting more quickly to the root of the differ-
themselves and autopsy or forensic science ence, and the witnesses in giving them time to
reports may be proved by the oral evidence of a ruminate upon the reasons for the difference.
single witness unless of course the witness is The practice of some solicitors in requiring
called to be in attendance. The fact that the their expert witness to undertake not to discuss
pathologists' reports are written ensures that his evidence in advance with anyone is question-
240 Med. Sci. Law (1982) Vol. 22, No. 4
able and need not be accepted by the expert. evidence was mostly given by Dr Clift, an
Unlike the witness to fact the expert is not experienced biologist from one of the forensic
personally involved in the case (Robb, 1968). science laboratories, who made the tests on the
Much heart searching is occasioned to some body substances and on the trace evidence
experts by reason of the fact that for a fee found in the cabin of Preece's long-distance
they are called to give evidence on behalf of lorry. There was little other conclusive evidence
one party or another in a case. While it is true at the trial and after evidence by Dr Clift and
that the witness is in one sense partisan there corroborating evidence from a junior colleague
should be no question of an expert witness who himself had not undertaken any of the
bending his evidence or tailoring it to satisfy scientific work, Preece was found guilty by a
the requirements of him who calls him. The jury majority and sentenced to life imprison-
expert has a duty to his own specialty and to ment. At the trial Preece had been represented
the Court which far transcends his duty to the by experienced Counsel advised by a forensic
person who will be paying his fee. On the other pathologist but there had been little, if any,
hand in the United Kingdom an expert witness challenge in Court of the scientific evidence. In
giving evidence will be doing so within the charging the jury the trial judge, Lord Avonside,
adversary system and there is no obligation on a summed up the case 'impeccably' (according to
witness to volunteer unfavourable circumstances the judges who later reviewed the scientific
(Dix and Todd, 1961) or to make out his evidence) but with only a brief reference to the
opponent's case for him; it has always been scientific evidence of hairs, fibres and paint
thought sufficient if the witness gives his evi- and no mention at all of the evidence of the
dence fairly and moderately and leaves it to the examination of stains of body fluids on the
opponent to draw attention to those aspects of deceased's clothing, 'for everyone' to quote
the matter which may be favourable to the from his charge to the jury 'experienced in
opponent. The expert was counselled by Lord these Courts, it is known that if you get one
MacMillan many years ago never to allow expert to say yea you get another sure as fate
himself to become the partisan of one side to say nay: and that is why it is entirely, I am
(MacMillan, 1937), and that advice holds afraid, for you (ladies and gentlemen of the
good today. jury) to judge which forensic evidence you
accept and which you do not'.
the Court refused to entertain new evidence of Dr Clift and of the six other forensic scien-
because they were not satisfied that it would tists the Court gave a lengthy judgment in
necessarily produce a different verdict and in which they found it established that Dr Clift
Higgins v. H. M. Advocate (1956 J.C. 69) it had at the trial omitted from his written report
was established that the test for allowing new and failed to mention in evidence the blood
evidence was that it must have produced a group and secretor status of the victim although
different verdict had it been given at the trial. he knew her to be Group A and probably a
secretor; that he had unwarrantably professed
THE REFERENCE to be able to distinguish from mixed seminal
The general allegations made to the High Court and vaginal staining that the grouping of the
on behalf of Preece at the referred hearing male contributor was Group A secretor;
[19811 Crim. L.R. 783-5 were that Dr Clift that there was no scientific support for Dr
had deliberately suppressed evidence which Clift's claim that he could distinguish in the
should have been disclosed and that the evi- mixed staining the blood group substances
dence he gave was lacking in quality and derived from the male because, as he had
objectivity. In the event the High Court agreed asserted, these gave a stronger reaction than
to hear fresh evidence limited to certain sero- would have been characteristic of such sub-
logical matters. Accordingly Dr Clift was stances emanating from the female; and that
ordered under s. 252 of the Criminal Procedure Dr Clift's evidence fell short of the standards of
(Scotland) Act 1975 to give evidence afresh and accuracy and objectivity required of an expert
the evidence of six leaders of the profession witness. The Court went on to hold that had
was also called for on the serological aspects of the jury heard the new evidence which the High
the case, some of these experts being cited on Court had heard the jury would have found Dr
behalf of Preece and the others on behalf of the Clift to be discredited as a scientific witness and
Crown. The Court itself described the assem- accordingly the whole of the evidence which he
blage of expert witnesses as 'perhaps the most gave would have been regarded as unreliable
impressive body of outstanding forensic sero- and the appeal must be allowed and the con-
logists and forensic scientists which has ever viction quashed.
been assembled in one Court'. Equally it has to
be said that the ordeal which Dr Clift had to IMPLICATIONS
undergo was unmatched in legal history. The The implications of this judgment for medical
recall under citation of an expert witness after and scientific witnesses seem at first sight to be
eight years to be confronted by a galaxy of considerable. In the first place the Court casti-
leaders of his own profession and subjected to gated the expert witness for an omission from
hours of cross-examination in a glare of publicity his written report. It is of course absolutely
in a situation where he was both unrepresented clear that an expert witness must try to present
and attacked as to his honesty, his scientific a balanced and full report. The peculiarity of
detachment and his capabilities was an occur- this case however is that in his original draft
rence without parallel in Scottish legal history English-style report Dr Clift bad disclosed the
which must fill every past and prospective blood group of the victim. In translating the
expert witness with alarm. English-style report into the Scottish form
The challenge to Dr Clift's evidence resolved when it became clear that the case was one to
itself into three branches. It was alleged that be dealt with according to Scottish procedures
Dr Clift had withheld evidence which he should the victim's blood group status, which was a
have given as to the blood grouping status of fact of importance, was omitted. This of course
the victim; that he had failed to disclose that was reprehensible and could have come about,
stains he had tested were not isolated seminal as the Court accepted, either deliberately or
stains but mixed seminal and vaginal stains, through inadvertence. What is so strange,
and that he had reached unwarrantable and however, is that at the Preece trial no one-
scientifically impossible conclusions thereon. not the Crown counsel who must have known
Having spent several days hearing the evidence from the original report the victim's blood
242 Med. Sci. Law (1982) Vol. 22, No. 4
group, not the defence Counsel advised by his between certain things even though others
expert forensic pathologist, not the judge- cannot replicate his results? It is not unknown
asked a single question as to the victim's in some fields of science for one set of workers
group. Had they done so the matter would to be able to achieve certain results in experi-
have been instantly clarified. One is led to mental situations which others consistently
wonder whether they followed the import of fail to match.
the evidence which was of course to suggest The conclusion of the Court was that without
that because the accused was Blood Group A expressing an opinion upon Dr Clift's credibility
secretor the stains might have come from him. his evidence fell far below the standards of
It would surely be an elementary question to accuracy, fairness and objectivity to be expected
enquire whether they might also have come from such a witness and that had the jury heard
from the other person alleged to have been the evidence which they had heard the jury
present. In the light of this it is difficult to see would have rejected entirely the evidence of
why the Court should have been so extremely Dr Clift and his junior, not only on the sero-
critical of Dr Clift's evidence and why they logical aspects of the case but also on the other
should have said as they did that he 'deprived scientific matters said to link the accused with
the defence and the Court of the means whereby the scene of the crime. Having thus demolished
his confident opinion could have been called in the scientific evidence there was no other
question'. The evidence in question was not reliable evidence and the conviction of Preece
evidence which could have been positively in- had to be quashed.
criminating to the accused but was merely
evidence which put him into a class where COMMENT
(along with many others) he might have contri- The comments which spring to mind upon this
buted the stains. The main criticism of this part case from the point of view of experts are as
of his evidence must be that he allowed the follows:
Court to take an inference from his evidence- (a) Nothing in the Preece case changes the
exclusionary rather than directly probative- law. It merely elucidates the Scottish Court's
which was more definite than was justified. interpretation of the existing law. The problem
is still to know precisely what has to be done to
DISCRIMINATION comply with the expert's oath to tell the truth
The other main issue which occupied the Court and the whole truth, a requirement which has
for a very considerable time was in regard to been recognised as difficult to fulfil in terms
Dr Clift's claim to be able to distinguish between (East, 1947). Professor Gordon has recently
the constituents in the mixed staining on the written of the expert witness: 'He fulfils his
victim's clothing. The Court ruled that there oath by giving his opinion frankly and honestly
was no support for Dr Clift in this claim and without minimising any difficulties it may
mentioned that his theory 'stood (as it still cause, or suppressing any doubts he has.'
stands) without support from any reputable (Gordon, 1981). Whether English Courts will
scientific authority and it had not in 1973 seen follow the Preece case in this respect remains to
the light of day in any scientific publication or be seen. A similar question has been raised as to
journal (except possibly in domestic literature United States practice (Belli, 1968).
circulating in a police training establishment (b) Beware of written reports. It is clear
with which Dr Clift was associated in England).' that everything relevant must be exhaustively
This is of course a perfectly fair point. A wit- disclosed in written reports if experts are to
ness who claims to be able to do what others avoid the charge of having deprived the Court
cannot do may not find it easy to gain credence. of the opportunity to assess all the evidence.
It does suggest too that a witness should only This seems to involve disclosure of the weak-
testify to what has been well established and ness as well as the strength of the evidence
described in the literature. Is a .witness not whether asked or not. In oral evidence a witness
also entitled to say-if it is the case-that he simply has to answer the questions he is asked:
has confidence in his own ability to discriminate in written reports there is apparently a duty to
Brownlie: Expert Evidence in the Light of Preece v. H. M. Advocate 243
expert evidence which is so necessary for the Gradwohl R. B. H. (1954) Legal Medicine 1st Ed.,
advancement of justice must remain a matter St Louis, p. 3.
Hammelmann A. (1947) Expert Evidence. Modern
of anxious concern to the doctor and the
Law Review 10, 32.
scientist called as an expert witness. Langston H. (1967) The Medical Expert Witness.
Med. Sci. Law 7, 51-55.
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