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Intensive Care Med (2000) 26: 275±285

Ó Springer-Verlag 2000 RE VIEW

B. De Jonghe Using and understanding sedation scoring


D. Cook
C. Appere-De-Vecchi systems: a systematic review
G. Guyatt
M. Meade
H. Outin

Accepted: 20 December 1999


Abstract Objective: To systemati- and 3 developed in adult ICU pati-
cally review instruments for mea- ents (the Ramsay scale, the Seda-
suring the level and effectiveness of tion-Agitation-Scale and the Motor
sedation in adult and pediatric ICU Activity Assessment Scale), were
patients. tested for both reliability and validi-
Study identification: We searched ty. None of these instruments were
MEDLINE, EMBASE, the Cochra- tested for their ability to detect
ne Library and reference lists of the change in sedation status over time
relevant articles. We selected studies (responsiveness).
if the sedation instrument reported Conclusion: Many instruments have
H. Outin
)
B. De Jonghe ( ) ´ C. Appere-De-Vecchi ´ items related to consciousness and been used to measure sedation ef-
one or more additional items related fectiveness in ICU patients. Howev-
Service de Reanimation Medicale,
Centre Hospitalier de Poissy-Saint-
to the effectiveness or side effects of er, few of them exhibit satisfactory
Germain, 10 rue du Champ-Gaillard, sedation. clinimetric properties. To help clini-
78 300 Poissy, France Data abstraction: We extracted data cians assess sedation at the bedside,
e-mail: bdj@club-internet.fr on the description of the instrument to aid readers critically appraise the
Tel.: + 33-1 39-27 52 02 and on their measurement proper- growing number of sedation studies
Fax: + 33-1 39-27 44 46 ties (internal consistency, reliability, in the ICU literature, and to inform
D. Cook
validity and responsiveness). the design of future investigations,
St. Joseph's Hospital, Hamilton, Ontario, Results: We identified 25 studies de- additional information about the
Canada scribing relevant sedation instru- measurement properties of sedation
ments. In addition to the level of effectiveness instruments is need-
G. Guyatt consciousness, agitation and syn- ed.
McMaster University, Hamilton, Ontario, chrony with the ventilator were the
Canada
most frequently assessed aspects of Key words Critical illness ´
Maureen Meade sedation. Among the 25 instru- Sedatives ´ Measurement ´
Hamilton General Hospital, Hamilton, ments, one developed in pediatric Reliability ´ Validity ´
Ontario, Canada ICU patients (the Comfort Scale), Responsiveness

and interventions such as tracheal suctioning, mobiliza-


Introduction
tion, and transportation may necessitate either intermit-
Most critically ill patients require sedation, analgesia or tent or continuous administration of sedative drugs. Se-
both for at least part of their stay in the intensive care dation is integral to the management of certain ICU pa-
unit (ICU). Sedation can minimize agitation, promote tients, including those with severe intracranial hyperten-
synchrony with the ventilator, and help to relieve the sion or severe respiratory failure.
anxiety and discomfort associated with the high technol- In 1981, a survey of 34 ICUs in Great Britain and Ire-
ogy environment of the ICU. The presence of an endot- land found considerable variability in sedative agents
racheal tube, the performing of various diagnostic tests, used [1]; however, the common target level of sedation
276

was reflected in the fact that 67 % of respondents be- tematic Reviews. We had no language restrictions. The titles (and
lieved that patients should ideally be ªdetached from the abstracts, when available), in the MEDLINE, EMBASE and
Cochrane databases and the reference lists of all primary articles
the ICU environmentº. A follow-up study in 1987 found
and review articles were reviewed independently in duplicate. We
that 69 % of respondents would prefer to have their pa- also searched our personal files for relevant studies. Any addition-
tients ªasleep but easily rousableº [2]. In a survey con- al relevant articles were identified and retrieved.
ducted in the United States in 1991, 84 % of ICUs re-
ported frequent use (20±70 % of patients) or routine
use ( > 70 % of patients) of sedatives for mechanically Study selection
ventilated patients [3]. Written standard protocols for
Two reviewers independently applied the following selection crite-
sedation were used in 33 % of the 49 respondent ICUs ria:
in a very recent survey of sedation practice in Denmark
[4]. 1. Population: Adult or pediatric ICU patients
Inappropriate administration of sedation has poten- 2. Sedation scores: Studies had to report the original description of
tially serious consequences. Insufficient sedation may a bedside clinical instrument measuring the effect of sedation as
lead to life-threatening agitation precipitating myocar- used by ICU health care workers. Studies were selected if the in-
strument reported: (a) items related to consciousness; and (b)
dial ischemia or ventilator dysynchrony. Excessive seda- one or more items related to domains targeted by sedation
tion may create prolonged alteration of consciousness, (e. g., relief of agitation, ventilator dysynchrony) or to sedation
which could lead to an increased duration of mechanical side effects (e. g., hypotension, tachycardia).
ventilation [5]. This in turn may predispose to an in- 3. Design: Eligible studies were published as full-text articles or in
creased risk of ventilator associated pneumonia [6], ven- abstract form. Eligible studies provided either the original de-
tilator associated lung injury [7], and critical illness neu- scription of the instrument with the corresponding context of its
utilization, or data about internal consistency, validity, reliability,
romuscular abnormalities[8]. and/or responsiveness of a previously published instrument.
Methods used to achieve and evaluate tolerance to
the ICU environment are often determined by tradition We excluded studies reporting instruments describing only cons-
or by convenience. Just as administration of vasoactive ciousness, and instruments that did not include a categorical scale.
agents is titrated to patient-specific pathophysiology, We also excluded studies that evaluated two different domains at
administration of sedative drugs should be titrated to different times in the ICU, and studies that used a sedation instru-
patient-specific objectives. Accordingly, intensivists re- ment for which a comprehensive description of sedation was not
provided (e. g., excellent, good, adequate, poor sedation). We
quire tools that measure the effectiveness of sedation omitted studies reporting an original instrument with no informati-
in individual patients in relation to the objectives of se- on on its clinical use in the study. We did not consider instruments
dation. Such instruments should ideally be simple and for patient self-evaluation and paraclinical tests to measure the le-
user-friendly at the bedside, yet should have also under- vel of sedation (e. g., EEG bispectral analysis [10], auditory evoked
gone rigorous development and appropriate testing to potentials [11], RR variability [12]), used either as an original tool
demonstrate validity, reliability and responsiveness. or as an instrument to test validity of a clinical score. Finally, we ex-
cluded studies conducted primarily in the recovery room or day
Since the first description of the widely used Ramsay surgery units.
scale in 1974 [9], several different sedation scoring in-
struments have been used in clinical investigations in
the ICU as well as in daily practice. These instruments Data abstraction
usually include descriptions of level of consciousness,
and often descriptions of agitation, pain, or synchrony Two reviewers abstracted data concerning the population, the
study design, the domains of sedation effectiveness and/or side ef-
with the ventilator. The objectives of this systematic re- fects, and the internal consistency, reliability, validity and respon-
view are to summarize the available sedation scales, to siveness of the instruments. Disagreements between reviewers
highlight the domains that they explore, to present their were resolved by discussion and consensus.
clinimetric properties, and to consider the implications These instruments measure the degree of sedation (which au-
of these findings for clinical practice and research. thors sometime refer to as ªsedation scoresº or ªsedation scalesº)
and are typically made up of one or more items. Each item has a
number of response options, which can be measured as categorical
variables, either numerical (e. g., with a 5- or 7-point scale) or non-
Methods numerical. An instrument may have domains or dimensions (which
investigators sometimes call ªsubscalesº or ªsubscoresº). Typically,
Study identification item scores are added up to form domain scores, which are then
summed to create total scores for the entire instrument.
To identify studies, we searched MEDLINE and EMBASE from For the purpose of this review, we defined internal consistency
January 1966 to July 1999, using the following text words and key as the extent to which items correlated with one another. Ideally,
words: sedation or stress or anxiety or agitation, ICU or intensive internal consistency is measured using Cronbach's alpha. We de-
care or critically ill or artificial ventilation, score or scale or assess- fined reliability as the consistency with which a measure discrimi-
ment. In the Cochrane Library, we searched both the Clinical Trials nates between patients at a single point in time. Inter-rater reliabil-
Registry for randomized trials and the Cochrane database of Sys- ity, a frequently assessed clinimetric property, is reflected by the
277

extent to which the duplicate observations give identical results. part of the sedation measurement [21, 35]. Most instru-
We considered either a weighted kappa or an intraclass correlation ments were composed of single categorical items mea-
relating the between-person variance to the total variance as the
sured as numerical [9, 13, 14, 17, 22, 23, 24, 26, 27, 30,
most appropriate statistics for measurement of reliability. Pear-
son's correlation measures association rather than agreement, i. e., 31, 33, 34, 35, 36]. Eight scales incorporated several
systematic differences between two observations (e. g., scores sys- items which result in a wide range of possible scores
tematically and consistently higher or lower than each other) will [15, 16, 18, 19, 20, 21, 25, 28, 29, 34, 35, 36].
not attenuate the correlation. Nine studies provided evidence on the methodologi-
We defined validity as the extent to which an instrument is truly cal properties of nine sedation instruments (Table 2)
measuring the degree of sedation. Criterion validity refers to the
[18, 21, 25, 31, 36, 38, 39, 40, 41]. Five studies published
relationship between an instrument and a gold or reference stan-
dard. There is no such standard available for sedation, and there- in full text form described the original instrument along
fore criterion validity is not relevant. A construct is a theoretically with results of their evaluation: the Vancouver Sedative
derived notion of the domains we wish to measure. An understand- Recovery Scale [18], the Comfort Scale [21], two other
ing of the construct will lead to expectations about how an instru- pediatric sedation scales [25, 31], and the Motor Activi-
ment should behave if it is valid. Construct validity, therefore, in- ty Assessment Scale [36]. Clinimetric properties were
volves comparisons between measures, and examination of the
evaluated in reports published after the original descrip-
logical relationship that should exist between a measure and char-
acteristics of patients and patient groups. In this case, correlations tion of the other scores [9, 16, 23, 27].
between the instrument score and other measures of the degree of Internal consistency was documented to be high for
sedation that were relatively high and similar to a priori predic- the two scales for which it was measured: the Vancou-
tions provide strong evidence of construct validity. ver Sedative Recovery Scale (Cronbach's alpha = 0.87)
We defined responsiveness as the extent to which an instrument [18], and the Comfort Scale (Cronbach's alpha = 0. 90)
can detect important changes in sedation, even if those changes are
[21].
small.
The reliability of the Ramsay scale [38, 40], the GCS
modified by Cook and Palma [38], the Vancouver Sed-
ative Recovery Scale [18], the Comfort Scale [21], the
New Sheffield Sedation Scale [41], the Sedation-Agita-
Results
tion Scale [40], the pediatric sedation scale described
Populations, study designs and instrument descriptions by Hughes [25] and by Parkinson [31], and the Motor
of the 25 eligible instruments are presented in Table 1 Activity Assessment Scale [36] was high, reflected in
[9, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27, overall correlation coefficients of 0.84 to 0.98, and kap-
28, 29, 30, 31, 32, 33, 34, 35, 36]. The results of one study pa values of 0.73 to 0.94. In the eight reliability studies
were presented in two separate publications [22, 37] of assessing these nine scoring systems, all evaluations
which only one was selected [22]. One study was pub- were paired, excepted for the Comfort Scale, which
lished in Spanish [38], one in German [15] and the re- was assessed by three raters simultaneously (one ICU
mainder in English. Three studies were specifically de- nurse, one research assistant and the study investiga-
signed to develop and validate a new sedation scale [18, tor) [21]. Paired evaluations always involved one ICU
21, 36]. Two other studies also contained a pilot study nurse familiar with the score. The second rater was ei-
designed to validate the scale [25, 31]. Two studies ex- ther another ICU nurse [36, 40, 41], a research nurse
clusively reported the development of a new scale [17, [25, 31] or, alternatively, another ICU nurse and a re-
23]. All the other studies were randomized controlled search assistant [18], or another ICU nurse and a doc-
trials (RCT) or case series of ICU patients, using a seda- tor [38].
tion score to assess the effectiveness and/or side effects The validity of these sedation instruments was evalu-
of a sedation regimen [9, 13, 14, 15, 16, 19, 22, 24, 26, ated by comparing the index instrument with another
27, 28, 29, 30, 32, 33], or studies of a sedation algorithm instrument also designed to measure sedation effective-
assessment [35]. Twenty studies concerned adult ICU ness. However, the «reference» instruments used in
patients [9, 13, 14, 15, 16, 17, 20, 22, 23, 24, 26, 27, 28, these validity assessments have not themselves been in-
29, 30, 32, 33, 34, 35, 36] and 5 enrolled pediatric ICU dependently tested for validity. We found that the Ram-
patients [18, 19, 21, 25, 31]. say scale has been validated against the Glasgow Coma
In addition to consciousness which was evaluated in Scale modified by Cook and Palma and vice versa [39].
all instruments, scales mostly included items evaluating The Ramsay Scale has also been validated against the
agitation [9, 13, 14, 17, 19, 20, 21, 22, 23, 24, 26, 27, 28, Sedation-Agitation Scale and vice versa [40]. The Com-
29, 30, 31, 32, 33, 34, 35, 36] and/or ventilator synchrony fort Scale has been validated against a visual analogue
[13, 14, 15, 16, 19, 20, 21, 24, 25, 28, 29, 30]. Instruments scale [21]. The Motor Activity Assessment Scale has
described other aspects such as pain [13, 19, 21], anxiety been validated against a visual analogue scale, against
[9, 24, 30], reaction to endotracheal aspiration [17, 19, blood pressure and heart rate variations, and against
20, 25, 28, 30, 31], or muscle tone [21], less frequently. the occurrence of ªagitation-related eventsº [36]. In all
Two studies used precise hemodynamic variables as analyses, the correlations were high, and many reached
278

Table 1 Instruments used for assessing sedation in critically ill patients


Author Name Conditions measured Instrument structure Study design Population
of
Instrument Con- Agita- Venti- Pain Other Physi- F Sub- Total Range of
scious- tion lator ologic scales F items response
ness syn- vari- options
chrony ables
1 Ramsay Ramsay Scale Ö Ö ± ± Anxiety ± ± 1 1 to 6 Case series 30 adult pts
1974 [9] numerical of alphaxalo- (26 ventila-
nealphadol- ted)
one
2 Yate ± Ö Ö Ö Ö ± ± ± 1 1 to 4 RCT of alfen- 30 ventila-
1986 [13] numerical tanil vs pethi- ted post car-
dine diac surgery
adult pts
3 Cohen ± Ö Ö Ö ± ± ± ± 1 0 to 4 Case series of 16 ventila-
1987 [14] numerical alfentanil ted adult pts
4 Adams ± Ö Ö ± ± ± ± 2 2 to 8 RCT of keta- 16 ventila-
1988 [15] numerical mine vs fenta- ted adults
nyl pts
5 Cook GCS modi- Ö ± Ö ± ± ± ± 4 4 to 18 Case series of 10 ventila-
1989 [16] fied by numerical propofol ted adult pts
Cook and
Palma (1)
6 O'Sullivan Cambridge Ö Ö ± ± Reaction ± ± 1 0 to 6 Scale devel- Adult pts
1990 [17] Sedation to tra- numerical opment study
Scale cheal suc-
tion
7 Macnab Vancouver Ö ± ± ± ± ± 3 (re- 12 0 to 22 Scale devel- 91 post-ope-
1991 [18] Sedative Re- sponse, (either nu- opment and rative or
covery Scale eyes & merical or validation trauma pae-
(VSRS) move- yes/no) study diatric pts
ment)
8 Hartwig ± Ö Ö Ö Ö Reaction ± 5 (motor, 5 8 to 25 Case series 24 ventila-
1991 [19] to tra- mimic, numerical of midazol- ted paedia-
cheal suc- eyes, re- am tric pts
tion spiration
& reac-
tion to
tracheal
suction)
9 Harris Harris scale Ö Ö Ö ± Reaction ± ± 3 3 to 14 Case series 10 adult pts
1991 [20] to tra- numerical of the effect
cheal suc- of haemofil-
tion tration on se-
dation level
and blood pro-
pofol concen-
tration
10 Ambuel Comfort Ö Ö Ö Ö Muscle MABP ± 8 8 to 40 Scale devel- 37 ventila-
1992 [21] Scale Facial tone & HR numerical opment and ted paedia-
expres- validation tric pts
sion study
11 Chaudhri ± Ö Ö ± ± ± ± ± 1 1 to 6 RCT of pro- 40 ventila-
1992 [22] numerical pofol vs ted post car-
midazolam diac bypass
surgery
adult pts
12 Laing New Shef- Ö Ö ± ± ± ± ± 1 1 to 6 Scale devel- Adult pts
1992 [23] field Seda- numerical opment study (number
tion Scale not repor-
ted)
13 Spencer ± Ö Ö Ö ± Anxiety ± ± 1 1 to 6 Correlation 23 ventila-
1994 [24] numerical study of EEG ted adult pts
spectral analy-
sis with a clini-
cal sedation
score
279

Table 1 Continued
Author Name Conditions measured Instrument structure Study design Population
of
Instrument Con- Agita- Venti- Pain Other Physi- F Sub- Total Range of
scious- tion lator ologic scales F items response
ness syn- vari- options
chrony ables
14 Hughes ± Ö ± Ö ± Reaction RR ± 8 For the Case series 53 ventila-
1994 [25] to tra- (4 numeri- conti- of midazolam ted paedia-
cheal cal + 3 yes/ nuous (assessment tric pts (19
suction no + the items: of incidence were enrol-
RR value) in in- of hallucina- led in a re-
fants: tions and pro- liability stu-
4 to 19, longed venti- dy of the
in child- lation) score)
ren: 4 to
15
15 Miller ± Ö Ö ± ± ± ± ± 1 0 to 6 RCT of 3 dif- 30 post ab-
1994 [26] numerical ferent dosages dominal
of midazolam surgery
adult pts
16 Riker Sedation Agi- Ö Ö ± ± ± ± ± 1 Ÿ 3 to + 3 Case series of 8 ventilated
1994 [27] tation Scale numerical haloperidol adult pts
(SAS)
17 Eddleston ± Ö Ö Ö ± Reaction ± ± 4 1 to 17
Case series of 10 ventila-
1995 [28] to tra- numerical propofol du- ted adult pts
cheal suc- ring conti-
tion nuous haemo-
diafiltration
18 Chamorro ± Ö Ö Ö ± ± ± 2 (level of 5 Subscale RCT of pro- 98 ventila-
1996 [29] sedation & numerical A: 7 to pofol vs mi- ted adult pts
effective- & 4 yes/no 19 sub- dazolam
ness) scale
B: 0 to 4
19 Mallick ± Ö Ö Ö ± anxiety, ± ± 1 1 to 6 RCT of endo- 30 ventila-
1996 [30] reaction numerical tracheal instil- ted adults
to tra- lation of lido- pts
cheal suc- caine vs pla-
tion cebo
20 Parkinson ± Ö Ö ± ± Reaction ± ± 1 1 to 5RCT of chlo- 44 (reliabili-
1997 [31] to tra- numerical ral hydrate & ty study) &
cheal suc- promethazine 44 (RCT)
tion vs midazolam paediatric
and reliability pts
study
21 Wein- ± Ö Ö ± ± ± ± 2 (con- 1 Numeri- RCT of pro- 67 ventilat-
broum sciousness numerical cal: 1 to 5 pofol vs ed adult pts
1997 [32] & agita- & 1 yes/no midazolam
tion)
22 Sanchez- ± Ö Ö ± ± ± ± ± 1 1 to 4 RCT of mida- 100 ventila-
Izquierdo- numerical zolam vs pro- ted trauma
Riera 1998 pofol vs com- adult pts
[33] bination of
the 2 drugs
23 Checketts ± Ö Ö ± ± ± ± ± 1 0 to 6 RCT of PCA 105 ventila-
1998 [34] numerical vs computer- ted post car-
controlled in- diac bypass
fusion of surgery
alfentanil adult pts
24 Brown ± Ö Ö ± ± ± HR and ± 1 0 to 5 Prospective 78 adult pts
1998 [35] RR numerical assessment
of a sedation
algorithm for
sleep
25 Devlin Motor Activi- Ö Ö ± ± ± ± ± 1 0 to 6 Scale devel- 25 ventila-
1999 [36] ty Assessment numerical opment and ted adult
Scale (MAA) validation surgical pts
study
pts: patients HR: heart rate
RCT: randomized controlled trial RR: respiratory rate
GCS: Glasgow Coma Scale PCA: Patient-controlled analgesia
MABP: mean arterial blood pressure 1 Also called: ªNewcastle Sedation Scaleº
280

Table 2 Scales used for assessing sedation in critically ill patients which underwent formal methodological evaluation
Name Original Validation Population Validation process
report study
Number of Internal Reliability Validity
assessments consistency
1 Ramsay Ramsay , Carrasco, 1993 102 adult 1040 mea- ± ± Validity vs GCS modified by
scale 1974 [9] (Abstract) [39] pts surements Cook & Palma: correlation
(F of raters coefficient r = 0.89 to 0.92 on
unclear) 4 different occasions, p value
NR
Riker, 45 adult 69 assess- ± Correlation coefficient Validity vs SAS: correlation
1999 [40] pts ments by r = 0.87, p < 0.001 coefficient r = 0.91, p < 0.001
2 raters Weighted kappa 0.87,
p < 0.001
Gimeno, 30 adult 2 raters (F ± Weighted kappa 0.79, ±
1999 [38] pts of assess- p < 0.0001
ments un-
clear)
2 GCS modi- Cook, Carrasco, 1993 102 adult 1040 mea- ± ± Validity vs Ramsay scale:
fied by 1989 [16] (Abstract) [39] pts surements correlation coefficient
Cook & (F of raters r = 0.89 to 0.92 on 4 different
Palma unclear) occasions, p value NR
Gimeno, 30 adult 2 raters (F ± Weighted kappa 0.94,
1999 [38] pts of assess- p < 0.00001
ments un-
clear)
3 Vancouver Macnab, Macnab, 91 post- 91 assess- Cronbach's Intraclass correlation ±
Sedative Re- 1991 [18] 1991 [18] operative ments by alpha 0.87 coefficient r = 0.90;
covery Scale or trauma 2 raters intraclass correlation
(VSRS) paediatric coefficient for each of
pts the 12 separate items
r = 0.67 to 0.89
4 Comfort Ambuel, Ambuel, 37 ventilat- 37 assess- Cronbach's Correlation coefficient Validity vs expert VAS as-
scale 1992 [21] 1992 [21] ed paedia- ments by alpha 0.90 0.84, p < 0.01 (1) sessment:
tric pts 3 raters Intraclass correlation Correlation coefficient
coefficient for each of r = 0.75, p < 0.01 (1)
the 8 separate items:
0.51 to 0.75
5 New Shef- Laing, Olleveant, 50 adult 100 assess- ± Kappa 0.73, p value NR ±
field Seda- 1992 [23] 1998 [41] patients ments by
tion Scale 2 raters
6 ± Hughes, Hughes, 19 paedia- 38 assess- ± Correlation coefficient ±
1994 [25] 1994 [25] tric pts ments by r = 0.94, p value NR
to raters
7 Sedation Riker, Riker, 45 adult 69 assess- ± Correlation coefficient Validity vs Ramsay scale:
Agitation 1994 [27] 1999 [40] pts ments by r = 0.91, p < 0.001 correlation coefficient
Scale (SAS) 2 raters Weighted kappa 0.92, r = 0.91, p < 0.001;
p < 0.001 validity vs Harris scale: cor-
relation coefficient r = 0.93,
p < 0.001
8 ± Parkinson, Parkinson, 44 paedia- 77 assess- ± Correlation coefficient ±
1997 [31] 1997 [31] tric pts ments by r = 0.98, p value NR
2 raters
9 Motor Acti- Devlin, Devlin, 25 adult 400 assess- ± Kappa 0.83 (95 % Cl Validity vs expert VAS as-
vity Assess- 1999 [36] 1999 [36] surgical ments by 0.72±0.94) sessment: GEE p < 0.001
ment Scale pts 2 raters Validity vs change in HR:
(MAAS) GEE p < 0.001
Validity vs change in BP:
GEE p < 0.001
Validity vs recent occurrence
of agitation-related events:
GEE p < 0.001
pts: patients VAS: visual analogue scale
F: number GEE: generalized estimating equation approach to regression
GCS: Glasgow coma scale HR: heart rate
NR: not recorded BP: blood pressure
SAS: Sedation Agitation Scale 1 Pearson's correlation
281

Table 3 Description of scales tested for both reliability and validity: the Ramsay scale [9], the Comfort Scale [21], the Sedation-Agita-
tion-Scale [27] and the Motor Activity Assessment Scale [36]
Ramsay Scale [9]
Awake levels:
patient anxious or agitated or both 1
patient co-operative, orientated and tranquil 2
patient responds to commands only 3
Asleep levels:
a brisk response to a light glabellar tap 4
a sluggish response to a light glabellar tap 5
no response 6
Comfort Scale [21]
Alertness:
Deeply asleep 1
Lightly asleep 2
Drowsy 3
Fully awake and alert 4
Hyper-alert 5
Calmness/Agitation:
Calm 1
Slightly anxious 2
Anxious 3
Very anxious 4
Panicky 5
Respiratory response:
No coughing and no spontaneous respiration 1
Spontaneous respiration with little or no response to ventilation 2
Occasional cough or resistance to ventilator 3
Actively breathes against ventilator or coughs regularly 4
Fights ventilator; coughing or choking 5
Physical movement:
No movement 1
Occasional, slight movement 2
Frequent, slight movement 3
Vigorous movement limited to extremities 4
Vigorous movement including torso and head 5
Blood pressure:
Blood pressure below baseline 1
Blood pressure consistently at baseline 2
Infrequent elevations of 15 % or more (1±3 episodes) 3
Frequent elevations of 15 % or more (more than 3 episodes) 4
Sustained elevation L 15 % 5
Heart rate:
Heart rate below baseline 1
Heart rate consistently at baseline 2
Infrequent elevations of 15 % or more (1±3 episodes) 3
Frequent elevations of 15 % or more (more than 3 episodes) 4
Sustained elevation L 15 % 5
Muscle tone:
Muscle totally relaxed 1
Reduced muscle tone 2
Normal muscle tone 3
Increased muscle tone and flexion of fingers and toes 4
Extreme muscle rigidity and flexion of fingers and toes 5
Facial tension:
Facial muscles totally relaxed 1
Facial muscle tone normal; no facial muscle tension evident 2
Tension evident in some facial muscles 3
Tension evident throughout facial muscles 4
Facial muscles contorted and grimacing 5
Sedation-Agitation Scale [27]
Dangerous agitation Pulling at ET tube, trying to remove 7
catheters, climbing over bed rail, striking
at staff, trashing side-to-side
282

Table 3 Continued
Very agitated Does not calm, despite frequent verbal reminding 6
of limits; requires physical restraints, biting ET
tube
Agitated Anxious or mildly agitated, attempting to sit up, 5
calms down to verbal instructions
Calm and cooperative Calm, awakens easily, follows command 4
Sedated Difficult to arouse, awakens to verbal stimuli or 3
gentle shaking but drifts off again, follows simple
commands
Very sedated Arouses to physical stimuli but does not com- 2
municate or follows command, may move
spontaneously
Unrousable Minimal or no response to noxious stimuli, does 1
not communicate or follows command
Motor Activity Assessment Scale [36]
Unresponsive Does not move with noxious stimulus 0
Responsive only to noxious stimuli Open eyes OR raises eyebrows OR turns head 1
toward stimulus OR moves limb with noxious
stimulus
Responsive to touch or name Open eyes OR raises eyebrows OR turns head 2
toward stimulus OR moves limb when touched
or name is loudly spoken
Calm and cooperative No external stimulus is required to elicit move- 3
ment AND patient is adjusting sheets or clothes
purposefully and follows command
Restless and cooperative No external stimulus is required to elicit move- 4
ment AND patient is picking at sheets or tubes
OR uncovering self and follows command
Agitated No external stimulus is required to o elicit move- 5
ment AND attempting to sit up OR moves limbs
out of bed AND does not consistently follow
commands (e. g., will lie down when asked but
soon reverts back to attempts to sit up or move
limbs out of bed)
Dangerously agitated, uncooperative No external stimulus is required to o elicit move- 6
ment AND patient is pulling at tubes or catheters
OR trashing side to side OR striking at staff OR
trying to climb out of bed AND does not calm
down when asked

statistical significance. We identified no studies of seda- anxiety, which might result from invasive procedures,
tion effectiveness that measured responsiveness. uncomfortable therapeutic interventions, or fear and
uncertainty about prognosis, was part of only three
scores we identified [9, 24, 30]. This omission in most
studies may reflect the difficulty that caregivers have in
Discussion
assessing anxiety in ICU patients. However, recognition
Numerous instruments to evaluate both consciousness and treatment of anxiety may improve patient wellbeing
and one or more other domains relevant to sedation and minimize the risk of adverse consequences such as
have been developed and employed to measure the ef- serious hemodynamic disturbances. Verbal and gestural
fect of sedative drugs in clinical ICU investigations. communications, through which patients may express
Some of these instruments have been tested to deter- their degree of anxiety, are rarely possible in severely
mine their clinimetric properties, but none have been ill mechanically ventilated ICU patients. Agitation and
tested concomitantly for reliability, validity and respon- ventilator dysynchrony, which might reflect anxiety, are
siveness. indirectly related parameters; hemodynamic variables
In addition to measuring consciousness, the most fre- such as tachycardia or increased blood pressure are
quently incorporated domains related to the use of sed- non-specific in this population. In the three studies in
atives in the instruments we reviewed were agitation this systematic review in which anxiety was part of an in-
and tolerance to mechanical ventilation. Assessment of strument [9, 24, 30], clinicians were asked to specify
283

whether the patient was or was not anxious, without in that the correlation between their scores and an inde-
precise descriptors. This, too, may be a testimony to pendent expert assessment on a visual analogue scale
the difficulty in accurately labeling anxiety in semicon- yielded a Pearson's correlation of 0.75. This validation
scious or unconscious patients, and the challenges in is stronger than other validation measures because the
evaluating treatment for anxiety. visual analogue scale is different in structure and con-
Most of the sedation instruments in this systematic tent from the index instrument. Nevertheless, validation
review are constituted by one item with a categorical could have been strengthened further by additional
grading. Such an instrument can be simple to use at the comparisons to a number of alternative measures of se-
bedside. However, the use of a one-item instrument dation.
might not be appropriate when different conditions The Sedation-Agitation Scale (SAS) developed to
(e. g., consciousness and agitation) are assessed in the assess consciousness and agitation in adult ICU patients
same item. For example, a patient can be concomitantly is comprised of one item, with response options ranging
agitated (level 1 on the Ramsay Scale) and exhibit only from 1 to 7 [40]. Excellent inter-rater reliability was
a brisk response to a light glabellar tap (level 4 on the found (kappa 0.92), and construct validity has been
Ramsay Scale). Thus, the use of a single item to assess demonstrated against 2 other different sedation scales
two or more different aspects of sedation can lead to (correlation coefficient with Ramsay scale r = 0.91 and
loss of clinically important information and systematic with Harris scale r = 0.93).
or random measurement error. The recently reported Motor Activity Assessment
The Ramsay Scale (Table 3) was first published in Scale (MAAS), similar in its structure to the SAS, is
1974 to describe the effect of alphaxalone-alphadolone comprised of one item with response options ranging
in a series of 30 ICU patients using a 6-point scale rang- from 0 to 6 and was developed in surgical ICU patients
ing from anxious or agitated to asleep with no response [36]. Good inter-rater reliability was noted (kappa
[9]. Since this publication, the Ramsay scale has been 0.83) and high correlation was found with a visual ana-
used by many investigators and was employed in 20 of logue scale, suggesting construct validity. Construct va-
31 randomized controlled trials comparing sedative lidity is also supported by a significant correlation be-
agents with respect to quality of sedation, or duration tween the MAAS and heart rate variations, respiratory
of mechanical ventilation [42]. Although this scale may rate variations, and the number of agitation-related
be widely considered as the best instrument for measur- events recorded during the 30 min before the assess-
ing sedation in critically ill patients, data on its clinimet- ment.
ric properties have been available only recently. The Since the level of consciousness and sedation re-
score exhibits a satisfactory inter-rater reliability [38, quirements of ICU patients vary over time, the capacity
40] and a high correlation with the GCS modified by of an instrument to detect change in a patient's clinical
Cook and Palma [39] and with the SAS [40]. The high condition is a desirable measurement attribute [43].
correlations observed between these distinct instru- The responsiveness of such a scale to sedative initiation,
ments provides some measure of validation, but this is modification in the drug dosage, and withdrawal of se-
tempered by the extent to which the instruments include dation, is therefore an important property that the in-
items that are very similar in content and structure. strument should demonstrate. However, we identified
Apart from the Ramsay scale, three instruments in- no adult or pediatric sedation instrument in this system-
cluded in this systematic review were tested for reliabil- atic review that was tested for responsiveness.
ity and validity simultaneously in a full-text article with Rigorous measurement of the level of sedation in
a comprehensive description of the validation process critically ill patients is a challenge. The widespread use
(Table 3). One instrument was developed in the pediat- of sedatives, and the growing number of randomized
ric ICU population [21], the two others in the adult controlled trials evaluating different classes of drugs
ICU population [36, 40]. The Comfort Scale is constitut- and different drugs in the same class have highlighted
ed from eight items with response options ranging from the need to measure sedation effectiveness more pre-
1 to 5. This was developed to measure not only the level cisely. The concept of ªquality of sedationº may be elu-
of consciousness but also other parameters such as face sive but is nonetheless important. Moreover, depth of
grimacing, muscle tone, physiological values and the sedation is increasingly recognized as contributing to
level of agitation, all considered as possibly reflecting delayed weaning from mechanical ventilation and asso-
tolerance to the pediatric ICU environment [21]. The ciated ICU complications. The studies we included in
Comfort Scale exhibited a good inter-rater reliability this review acknowledged the central role of bedside
when assessed with a Pearson's correlation (coefficient nurses in making such assessments in practice, and sug-
0.84), and also when evaluated with a more rigorous gest their central role as potential collaborators in this
analysis (intraclass correlation coefficients for each of field of research. As more cost-effectiveness studies on
the 8 separate items 0.51 to 0.75). The investigators of sedation are being conducted, we will need rigorously
the Comfort Scale also provided evidence for validity developed and evaluated instruments. The high reliabil-
284

ity exhibited by the Ramsay scale, the SAS and the instruments have been evaluated with respect to their
MAAS in the adult population, and by the Comfort ability to detect changes in sedation status over time.
scale in the pediatric population, and their high correla- Further exploration of the measurement properties of
tion with one another (and/or with the clinicians' global these sedation instruments would strengthen the confi-
rating) suggest that they provide satisfactory measures dence we have in using them to monitor the sedation of
of sedation at one point in time. However, none of these individual patients in the intensive care unit.

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