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New Perspectives For Citric Acid Production and Application
New Perspectives For Citric Acid Production and Application
Summary
There is a great worldwide demand for citric acid consumption due to its low toxicity
when compared with other acidulants used mainly in the pharmaceutical and food indus-
tries. Other applications of citric acid can be found in detergents and cleaning products,
cosmetics and toiletries, and other. Global production has now reached 1.4 million tonnes
and there is annual growth of 3.5–4.0 % in demand/consumption of citric acid. As a result
of the adverse market conditions, only big producers have survived. Any increase in citric
acid productivity would be of potential interest and hence there is an obvious need to con-
sider all possible ways in which this might be achieved. The production by submerged
fermentation is still dominating. However, solid-state processes can create new possibili-
ties for producers. Many by-products and residues of the agro-industry can be used in the
production of citric acid. A cost reduction in citric acid production can be achieved by us-
ing less expensive substrates. The use of agro-industrial residues as support in solid-state
fermentation is economically important and minimizes environmental problems. Other per-
spectives for citric acid production sector are the improvement of citric acid producing
strains, which have been carried out by mutagenesis and selection.
Key words: citric acid, submerged fermentation, solid-state fermentation, agro-industrial re-
sidues
Introduction and Europe to exit the business in the past decade. Big
producers then benefited from the economy of scale (1).
Citric acid is the most important organic acid pro-
The citric acid market has been under pressure for more
duced in tonnage by fermentation. Global production of
than two years and continues to oscillate with prices fal-
citric acid in 2004 was about 1.4 million tonnes estima-
ling from $2/kg to $0.70–$0.80/kg. Several producers,
ted by Business Communications Co. (BCC) in a recent
including ADM and Tate & Lyle, have cut back on pro-
study of fermentation chemical markets. The report
duction levels, while two years ago Aktiva closed down
showed that China accounts for 35–40 % of worldwide
a plant in the Czech Republic as a result of the adverse
citric acid production. Leading producers of citric acid
market conditions. Chinese suppliers tend to sell their
for North America and Western European markets in-
citric acid at lowest price possible in order to bring in
clude ADM, Cargill, Tate & Lyle, DSM and Junbunzlau-
hard currency and this has made it extremely hard for
er. Israel’s Gadot Biochemical Industries and China’s
European suppliers to compete (2).
Anhui BBCA Biochemical are also major suppliers. In-
tense competition and relatively low prices caused ma- Citric acid is widely used to impart a pleasant, tart
ny smaller citric acid manufacturers in North America flavour to foods and beverages. It also finds applications
7–8 days do not present significant difference in relation pretreatment for the reduction of them. Palmyra jaggery,
to spores collected after 3 days. a sugar syrup from the palmyra palm is a novel sub-
strate for increasing the yield of citric acid production
Substrates (26). The addition of phytate (an important plant constit-
Several raw materials such as hydrocarbons, starchy uent) at the beginning of incubation of beet molasses re-
materials and molasses, have been employed as sub- sults in about 3-fold increase in citric acid accumulation
strates for commercial submerged citric acid production (27).
(Table 1) (6,10,12–25), although citric acid is mostly pro- A variety of agro-industrial residues and by-products
duced from starch or sucrose based medium using sub- has also been investigated with solid-state fermentation
merged fermentation. Generally, citric acid is produced techniques for their potential to be used as substrates
by fermentation using inexpensive raw material (5), in- for citric acid production such as cassava bagasse, coffee
cluding crude natural products, such as hydrolysate husk, wheat bran, apple pomace, pineapple waste, kiwi
starch, sugar cane broth and by-products like sugar cane fruit peel, grape pomace, citrus waste, etc. (Table 2)
and beet molasses (11).
Molasses is preferably used as the source of sugar Table 2. Raw materials employed in solid-state production of
for microbial production of citric acid due to its rela- citric acid
tively low cost and high sugar content (40–55 %) (6).
Since it is a by-product of sugar refining, the quality of w(citric acid) Yield
Raw material Strain
molasses varies considerably, and not all types are suit- g/kg %
able for citric acid production. The molasses composi- Apple pomace A. niger NRRL 2001 766a –
tion depends on various factors like the variety of beet A. niger NRRL 2270 816a –
and cane, methods of cultivation, conditions of storage A. niger NRRL 599 771a –
and handling (transport, temperature variations), etc. A. niger NRRL 328 798a –
Both beet and cane molasses are suitable for citric acid A. niger NRRL 567 883a –
production, however, beet molasses is preferred to sug- A. niger BC1 124 80
arcane due to its lower content of trace metals, supply- Carob pod A. niger ATCC 9142 264 60
ing better production yields than cane molasses, but
Carrot waste A. niger NRRL 2270 29a 36
there are considerable yield variations within each type.
Cassava bagasse
In the case of cane molasses, generally it contains some
Flasks A. niger LPB-21 347b 67
metals (iron, calcium, magnesium, manganese, zinc) Semi-pilot scale A. niger LPB-21 260b –
which retard citric acid synthesis and it requires some
A. niger CFTRI 30 234
Cellulose hydrolysate A. niger 29 44
Table 1. Raw materials employed in submerged and semi-solid and sugar cane
production of citric acid Coffee husk A. niger CFTRI 30 150b –
Corncob A. niger NRRL 2001 250 50
g(citric acid) Yield
Raw material Strain A. niger NRRL 2270 603.5
kg/m3 %
Deoiled rice bran A. niger CFTRI 30 92 –
Beet molasses A. niger ATTC 9142 109 –
Grape pomace A. niger NRRL 2001 413a 88
Yarrowia lipolytica A101 54 68.7a
A. niger NRRL 2270 511a –
Black strap molasses A. niger GCM 7 86 –
Brewery wastes A. niger ATTC 9142 19 78.5 A. niger NRRL 599 498a –
Cane molasses A. niger T 55 – 65 A. niger NRRL 328 523a –
A. niger GCMC-7 113.6 100 A. niger NRRL 567 600a –
Carob pod extract A. niger 86 Kiwifruit peel A. niger NRRL 567 100a –
Coconut oil C. lipolytica N-5704 – 99.6b Kumara (starch A. niger YANG No. 2 103b –
Corn starch A. niger IM-155 – 62 containing)
Date syrup A. niger ATTC 9142 – 50 Molasses A. niger DS1
Glycerol C. lipolytica N–5704 – 58.8b (sugarcane Clarified 198 64.5
Hydrolysate starch Y. lipolytica DS-1 – – bagasse) Non-clarified molasses 179 62.5
Y. lipolytica A-101 – 75 Mussel processing
A. niger UE-1 74 49 Wastes (polyure- A. niger 300 –
n-paraffin C. lipolytica N-5704 – 161b thane foams)
Olive oil C. lipolytica N-5704 – 119b Okara (soy residue) A. niger 51a 53
Palm oil C. lipolytica N-5704 – 155b Orange waste A. niger 46 –
Rapeseed oil Y. lipolytica A-101 – 57 Pineapple waste A. niger ATCC 1015 132b –
A. niger – 115b A. niger ACM 4942 194b 74
Soybean oil Y. lipolytica A-101 – 63 Rice bran A. niger CFTRI 30 127 –
Soybean oil C. lipolytica N-5704 – 115b Sucrose (sugar A. niger CFTRI 30 174b –
Wood hemicellulose A. niger IMI-41874 27 45a cane bagasse)
S. lipolytica IFO 1658 9 41 Sugarcane-pressmud A. niger CFTRI 30 116
Xylan hydrolisate A. niger YANG No. 2 72 – and wheat bran (4:1)
Yam bean starch A. niger YW-112 – 74a Wheat bran A. niger CFTRI 30 85 –
a b a b
based on sugar consumed, based on oils and fatty acids based on sugar consumed, based on dry matter
144 C.R. SOCCOL et al.: Citric Acid Production, Food Technol. Biotechnol. 44 (2) 141–149 (2006)
(10,28–42). It has been an increasing trend towards effi- gasse) were obtained in flasks without any aeration, and
cient utilization of and value-addition to these residues, very little sporulation was observed (45). Equivalent
besides being a form of reducing environmental con- yields (309 g/kg of dry cassava bagasse) were obtained
cerns. These residues are very well adapted to solid- in column reactors only with variable aeration. This fact
-state cultures due to their cellulosic and starchy nature. showed great perspective in using solid culture process
A cost reduction in citric acid production can be achieved for citric acid production in simple tray type fermentors.
by using less expensive substrates, such as industrial In fact, the scale-up study of production of citric acid
waste products mentioned. showed that in tray bioreactors with 4-cm bed thickness
263 g/kg of dry cassava bagasse were attained (45).
Citric acid production techniques
Submerged fermentation
Citric acid production synthesis by fermentation is
the most economical and widely used way of obtaining The submerged technique is widely used for citric
this product. More than 90 % of the citric acid produced acid production. It is estimated that about 80 % of world
in the world is obtained by fermentation, which has its production is obtained by submerged fermentation (10,
own advantages: operations are simple and stable, the 14,46). This fermentation process employed in large scale
plant is generally less complicated and needs less so- requires more sophisticated installations and rigorous
phisticated control systems, technical skills required are control. On the other hand, it presents several advan-
lower, energy consumption is lower and frequent power tages such as higher productivity and yields, lower la-
failures do not critically affect the functioning of the bour costs, lower contamination risk and labour con-
plant. sumption.
Citric acid production by fermentation can be divid- Submerged fermentation can be carried out in batch,
ed in three phases, which include preparation and inoc- fed batch or continuous systems, although the batch
ulation of the raw material, fermentation, and recovery mode is more frequently used. Normally, citric fermen-
of the product. The industrial citric acid production can tation is concluded in 5 to 12 days, depending on the
be carried in three different ways: by submerged fer- process conditions.
mentation, surface fermentation and solid-state fermen-
tation or »Koji« process (11,43-48). All of these methods Surface fermentation
require raw material and inoculum preparation. In in- Liquid surface culture is the classic citric production
dustrial citric fermentation, the large-scale spore produc- process and was the first industrial manufacture; sub-
tion is made by using appropriate means and conditions merged fermentation was developed only after that
such as direct inoculation in the production fermentor. (11,47,48). Surface fermentation is still used in industries
Sometimes it is necessary to remove the remainder mi- of small and medium scale because it requires less effort
neral of the raw material and add other nutrients such in operation, installation and energy cost.
as phosphorous, magnesium and nitrogen for develop- The process is carried out in fermentation chambers
ment of the mycelium and a good production of the ci- where a great number of trays is arranged in shelves.
tric acid. The culture solution is held in shallow trays with capac-
Several types of fermentors have been used for citric ity of 0.4 to 1.2 m3 and the fungus develops as a my-
acid production in solid-state fermentation such as Erl- celial mat on the surface of the medium. The trays are
enmeyer conical flasks, glass incubators, trays, rotating made of high purity aluminium, special grade steel or
and horizontal drum bioreactors (Fig. 1), packed-bed co- polyethylene, however steel trays supply better yields of
lumn bioreactor, single-layer packed-bed, multi-layer citric acid (11,47,48). The fermentation chambers are pro-
packed-bed, etc. (6,9,10,37,43–45). Classically, the solid- vided with an effective air circulation, which passes over
-state process has been carried out in trays, which facili- the surface in order to control humidity and tempera-
tates aeration. Higher yields (347 g/kg dry cassava ba- ture by evaporative cooling. This air is filtered through
a bacteriological filter and the chambers should always ganism used (10,29,30,49,50). The solid culture process is
be in aseptic conditions and must be conserved princi- completed within 96 hours under optimal conditions (8).
pally during the first two days when spores germinate. The most common organism used in solid-state fer-
The most common contaminations are mainly caused by mentation is A. niger. However, there have also been re-
penicillia, other aspergilli, yeasts and lactic bacteria. ports with yeasts. The strains with large requirements of
During fermentation, which is completed in 8 to 12 nitrogen and phosphorus are not ideal microorganisms
days (8,11), high amount of heat is generated, so high for solid culture due to lower diffusion rate of nutrients
aeration rates are needed in order to control the temper- and metabolites occurring at lower water activity in so-
ature and to supply air to the microorganism. After fer- lid-state process. The presence of trace elements may
mentation, the tray contents are separated into crude not affect citric acid production so harmfully as it does
fermentation fluid and mycelial mats which are washed in submerged fermentation, thus, substrate pretreatment
to remove the impregnated citric acid (11). is not required. This is one of the important advantages
of the solid culture (50).
Solid-state fermentation
Solid-state fermentation, also known by »Koji« pro- Chemical factors affecting citric acid production
cess, was first developed in Japan where abundant raw Citric acid accumulation is strongly influenced by
materials such as fruit wastes and mainly rice bran are the type and concentration of carbon source (48,51). The
available. It is the simplest method for citric acid pro- presence of carbohydrates which are rapidly taken up
duction and it has been an alternative method for using by microorganisms has been found essential for a good
agro-industrial residues (29,30,46,49,50). Solid-state cul- production of citric acid (11). Among the easily metabo-
ture is characterized by the development of microorga- lized carbohydrates, sucrose is the most favourable car-
nisms in a low-water activity environment on an inso- bon source followed by glucose, fructose and galactose
luble material that acts both as physical support and (10,11,52). As presented previously, several raw materi-
source of nutrients (28). Some similarities are observed als can be employed successfully for citric acid produc-
with the surface process since the fungus also develops tion. However, there are some critical factors that should
on material surface. The substrate is solid and it is mois- be taken into account such as costs or need of pretreat-
tened to about 70 % moisture, depending on the sub- ment for choosing the type of substrate. Molasses has
strate absorption capacity. The initial pH of the material trace elements which must be precipitated by potassium
is normally adjusted to 4.5–6.0 and the temperature of ferrocyanide. Table 3 shows the main factors that affect
incubation is about 28–30 °C, depending on the microor- citric acid production.
(0.18 m3/kg dry CB/h) are supposed to limit the respi- some methods were developed to decrease the cost of
ration activity of A. niger and, consequently, to turn the the recovery, trying to overcome the drawback of pre-
metabolism to citric acid synthesis and not to biomass cipitation scheme, which is responsible for the formation
production. It was also observed that strongly aerated and disposal of enormous amounts of calcium sulphate,
cultures (0.3 m3/kg dry CB/h) increased sporulation. As leading to pollution problems.
the sporulation increased, the accumulation of citric acid Electrodialysis is an electrochemical separation pro-
decreased (30,45). cess in which electrically charged membranes and elec-
trical potential difference are used to separate ionic spe-
cies from aqueous solutions. This technique was tested
Product Recovery in citric acid recovery and shows that the separation of
ionic species from clarified fermentation broths is more
The recovery of citric acid from fermented broth is
economical (6). The problem is that electrodialysis tech-
generally performed through three procedures: precipi-
nique costs were found to be about 50 % greater than
tation, extraction and adsorption (mainly using ion ex-
current industrial-scale citric acid recovery process. The
change resins). The first method is the most frequently
great specific electromembrane and electric energy costs
used and it is applicable in all types of processes. The
appear to limit the electrodialysis applications only to
second one requires a fermented broth with little impu-
high value-added products. The use of electrodialysis
rities. In both of the methods there is the need to re-
would need the development of new integrated fermen-
move the fermented broth, micelles of the fungus, and
tation processes to minimize waste formation and en-
materials in suspension by filtration (11).
hance productivity (55).
Precipitation method is the classical method and it is
performed by the addition of calcium oxide hydrate
(milk of lime). The acid is transformed into tri-calcium ci- Applications of Citric Acid
trate tetrahydrate, which is lightly soluble. The precipi- Citric acid is a versatile and innocuous alimentary
tate is recovered by filtration, treated with sulphuric acid additive. It is accepted worldwide as GRAS (generally
forming calcium sulphate (gypsum), which is filtered off. recognized as safe), approved by the Joint FAO/WHO
Mother liquor of citric acid solution is treated with active Expert Committee on Food Additives (9,10,48). The food
carbon and passed through cation and anion exchangers. and pharmaceutical industries utilize citric acid exten-
Finally, the liquor is concentrated in vacuum crystallizers sively because of its general recognition of safety, pleas-
at 20–25 °C, forming citric acid monohydrate (6,9–11). ant acid taste, high water solubility and chelating and
Anhydrous citric acid is obtained at crystallization tem- buffering properties.
perature higher than 36.5 °C. The crystals are separated
Citric acid is used in cosmetics and toiletries as buf-
by centrifugation and the dry stage is conducted at a
fer, and in a wide variety of industrial applications as a
temperature bellow 36.5 °C for monohydrate product
buffering and chelating agent. Citric acid is also a reac-
and above this for anhydrous product (8,11). Generally, a
tive intermediate in chemical synthesis. In addition, its
bed flowing dryer is used. Two kinds of wastes are gen-
carboxyl and hydroxyl groups permit the formation of a
erated through precipitation technique: the microorgan-
variety of complex molecules and reactive products of
ism residue contains proteins, amino acids, inorganic
commercial interest. Table 4 presents the main applica-
matter, sugar, colloid, pigment, biotin, etc., and the other
tions of citric acid (6,9,10,48).
is calcium sulphate. The first one can be dried and used
as forage or supplied to forage factory and the second
can be supplied to cement factories (11). Table 4. Citric acid applications
The solvent extraction is another alternative to puri-
fication and crystallization of citric acid. The mother li- Applications Industry Functions
quor contains small amount of impurities captured by Beverages Wines and Prevents browning in some
the solvents. This method has the advantage of avoiding ciders white wines. Prevents turbidity
the use of calcium hydroxide and sulphuric acid, which of wines and ciders. Used in pH
are employed in great amounts, and the production of adjustment.
gypsum. In this case a mixture of n-octyl alcohol, trido- Soft drinks Provides tartness. Stimulates
decylamine and isoalkane is used. Other solvents such and syrups natural fruit flavour. As acidulant
in carbonated and sucrose based
as acetone, methanol and ethanol were tested in order to
beverages.
extract citric acid from solid particles in solid-state pro-
Food Jellies, Used in pH adjustment. Acts as
cesses. Better results using extraction technique at nor-
jams and acidulant. Provides the desired
mal temperature (20–25 °C) were achieved with acetone,
preservatives degree of tartness, tang and
followed by water, ethanol and methanol. Liquid-liquid flavour. Increases the effectiveness
extraction of citric acid has been found to be a promis- of antimicrobial preservatives.
ing alternative to the conventional process. Suitable ex- Dairy As emulsifier in ice creams and
tractants as phosphorous-based oxygen-containing and products processed cheese. Acidifying
amine-based extractants, with functional groups effec- agent and antioxidant in many
tive for reversible complexation with acids, should be cheese products.
used (13). Candies Acts as acidulant. Provides
The main problems in citric acid production are still tartness. Minimizes sucrose
the separation and purification steps. Several stages of inversion. Produces dark colour
filtration, precipitation, crystallization and drying make in hard candies. Prevents
the process expensive and complicated. In recent years crystallization of sucrose.
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