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© Oxford Unrvernty Press 1975 Printed in Great Britain
Kelsey, J. (Dept. Epidemiology and Public Heattn, Yale University School of Medicine, 60 College Street, New
Haven, Connecticut 06510, U.S.A.). An epidemiological study of the relationship between occupations and
INTRODUCTION
There has been much discussion of the role that niated lumbar intervertebral discs to characteristics
occupations play in the aetiology of herniated of two groups of people of the same sex and similar
lumbar intervertebral discs. Some surgeons (1-3) age without herniated lumbar discs.
have felt that jobs involving heavy physical labour Cases were ascertained from people in the age
predispose to herniated lumbar discs, while others group 20-64 years residing in the New Haven
(4-5) have suggested that sedentary occupations Standard Metropolitan Statistical Area who had
increase the risk. Despite these diverse opinions, lumbar X-rays taken during the period June 1971
which are based primarily on clinical.impression, to May 1973 at the three hospitals in this area and
to our knowledge no epidemiological studies have at the office of two of the private radiologists in
previously been undertaken of the relationship New Haven. Lumbar X-rays alone are of course of
between occupations and herniated lumbar discs. limited value in diagnosing herniated discs, but the
Using data from an epidemiological study in the assumption was made that most people with severe
New Haven, Connecticut, area (6), this paper low back or sciatic pain would have lumbar X-rays
examines the risk for acute herniated lumbar taken, so that many with herniated lumbar disc
intervertebral discs among people in different types could be ascertained from among these patients.
of occupations. In order to determine which of them were in fact
likely to have herniated discs, they were inter-
METHODS viewed within a few weeks of the time they were
The general approach in this study involved com- X-rayed and their medical records were reviewed.
paring characteristics of people with recent her- During the interview, in addition to being asked
about demographic characteristics, occupational
• Supported by USPHS Grant 5-RO1-AM-15397 from tne history, and exposure to other possible risk factors,
National Institute of Arthritis, Metabolism and Digestive they were asked about symptoms and were given a
Diseases. few simple diagnostic tests by the interviewers.
1
Department of Epidemiology and Public Health, Yale On the basis of the symptoms and signs noted
University School of Medicine, 60 College Street, New Haven,
Connecticut 06510, U.S.A. during the interview, the radiologist's report
t Supported by Career Development Award 1-KO4-NS-70502
(which could be used to exclude people with other
from the National Institute of Neurological Diseases and Stroke. conditions which could be bringing about the same
This paper was presented at the Rheumatic Complaints session symptoms and signs), and the surgeon's observa-
of the Seventh International Scientific Meeting of the Inter- tions (in cases in which surgery was performed), the
national Epidemiological Association, held at the University of
Sussex, England, August 1974. people having low back X-rays were divided into
197
198 INTERNATIONAL JOURNAL OF EPIDEMIOLOGY
those who might have herniated lumbar discs and within three years in the other hospital; the ages of
those who probably did not. all other patients were matched within ten years.
Among those considered likely to have herniated No one who would have been classified as a
lumbar disc, the following diagnostic criteria were surgical, probable, or possible case or who had
applied: previously had a herniated lumbar disc or chronic
1. Surgical cases were those in which all of the low back pain could serve as a control. In addition,
following three criteria were fulfilled: (a) the the controls had to have sought medical care for a
surgeon stated on the hospital chart that he saw condition which they had had for no more than
the herniated disc during surgery;* (b) the patient one year, so that, like the cases, they had recently
gave evidence in his answers to the questionnaire acquired their disease. When a potential control did
that his pain was distributed along the sciatic not meet these criteria, another person of the appro-
nerve; and (c) the patient had a positive straight priate age and sex admitted to the same service
leg raising test and/or the symptoms of increased was chosen.
pain in the low back or along the sciatic nerve The second control group was composed of
TABLE I
Cases and matched controls according to whether they sat half the time or more on their job ( > i ) or sat less than half the
time on their job ( < i ) , by sex and type of case*
Number of pairs
Relative
Type of case Case >\ Case > i Case <i Case <i risk
Control > i Control •< i Control >i Control < i
Males
Surgical 11 14 9 19
Probable 3 9 4 17
Possible 4 7 6 6
Total 18 30 19 42 1 58 204
Females
Surgical 3 6 4 6
Probable 6 10 6 7
Possible 2 3 2 1
* Includes only pairs in which both members were employed during the year in which the symptoms began.
t p - 006.
j x1 values are for paired observations (8). These were calculated from the number of pairs in which the case was exposed
to the risk factor and the control was not and the number of pairs in which the control was exposed to the risk factor and the
case was not.
200 INTERNATIONAL JOURNAL OF EPIDEMIOLOGY
TABIJEH
Cases and matched controls according to whether they sat half the time or more on their job (> i) or sat less than half the
time on their job ( < J) by sex and age of cast*
Number of pairs
Sex and age Relative
of case Case >i Case >i Case <t Case < i risk
Control > i Control < i Control > i Control <l
Males
<35 years 6 8 9 23 0-89
>35 years 12 22 10 19 2-20 2-38
Females
<35 years 4 5 7 10 0-71 008
>35 years 7 14 5 4 2-80 3-37
• Includes only pairs in which both members were employed during the year in which the symptoms began.
t P < 01.
t X1 values are for paired observations (8).
TABLE m
Proportion of cases and unmatched controls who sat half the time or more on their job, by sex and hospital service*
Cases Controls
Hospital service Number Proportion Number Proportion
in who sat in who sat
group \ time group i time
Males
I. Yale-New Haven in-patients 52 0-423 25 0-240
II. St. Raphael in-patients 20 0-650 21 0-381
HI. Yale-New Haven emergency room patients 16 0-437 72 0-278
IV. St. Raphael emergency room patients 13 0-385 66 0-379
V. Other Yale and St. Raphael patients 4 0-250 10 0-600
VI. Private radiologists' patients 4 0-750 13 0-462
VIL Veterans Administration patients 13 0-230 27 0185
Females
I. Yale-New Haven in-patients 15 0-667 6 0
II. St. Raphael in-patients 17 0-471 10 0-500
m . Yale-New Haven emergency room patients 12 0-417 50 0-460
IV. St. Raphael emergency room patients 11 0-727 60 0-450
V. Other Yale and St. Raphael patients 9 0-333 29 0-241
VI. Private radiologists' patients 3 0-333 9 0-667
per cent increased risk compared to those who sit cases who had jobs in which they sat driving a
less than half the time. motor vehicle. Table IV shows that there were
Persons who sat half or more of the time on their many more pairs in which the case sat driving a
job were asked about the type of chair they usually motor vehicle and. the- control did not than pairs
sat in. Among males there was a large excess of in which the control sat driving a motor vehicle
RELATIONSHIP BETWEEN OCCUPATIONS AND ACUTE HERNIATED LUMBAR INTERVERTEBRAL DISCS 201
TABLE IV
Male cases and matched controls according to whether they had a job in which they sat half the time or more in a motor
vehicle (MV) or did not have a job in which they sat half the time or more in a motor vehicle (NMV) by type of case
Number of pairs
Surgical 0 6 4 52 62
Probable 0 8 2 29 39
Possible 0 8 2 17 27
and the cases did not, leading to an estimate of It should be mentioned that when the respondents
relative risk of 2 • 75. If the data are subdivided by were asked what they were doing when their symp-
age (not shown here), the difference is seen both in toms started, lifting was the most common answer
those aged 35 years and older and those under 35. given by males, accounting for 16 per cent of the
Among truck drivers Table V indicates that the responses, and the fifth most common answer from
relative risk is even higher, 4-67. The data for male the females, making up 9 per cent of the answers.
cases and unmatched controls, although not pre- However, since most people can do ordinary lifting
sented here, also show differences between the without experiencing a disc herniation, this says
proportion of cases and of controls whose jobs little about the role of lifting as a predisposing or
involve sitting while driving motor vehicles and underlying factor.
who were truck drivers, with estimates of relative Of more relevance is a comparison of lifting done
risk of 3 • 14 and 2-26, respectively. Thus, not only on the job by cases and controls. Table VI shows the
are people with sedentary occupations at increased numbers of cases and matched controls according
risk for herniated lumbar disc, but those who sit to whether they did any lifting or no lifting on their
while driving motor vehicles are at especially high job. It can be seen that among the males, cases and
risk, In fact, if persons who sit half or more of the controls were equally likely to lift; among the
time in motor vehicles are removed from the females, cases were somewhat more likely to lift
analysis, the overall association with sitting is than controls, but this did not reach statistical
reduced. significance. Comparisons of the proportions of
Next, consideration is given to the role of cases and unmatched controls who did any lifting
lifting in the aetiology of herniated lumbar discs. on the job may be seen in Table VII. There is no
TABLE V
Male cases and matched controls according to whether their occupation was truck driver (TD) or not truck driver (NTD),
by type of case
Number of pairs
Type of case CaseTD CaseTD Control NTD Case NTD Total
Control TD Control NTD CaseTD Control NTD
Surgical 1 8 1 52 62
Probable 0 2 1 36 39
Possible 0 4 1 22 27
Number of pairs
Relative
Type of case CaseL Case L CaseNL CaseNL risk xt
Control L Control NL Control L Control NL
Males
:
Surgical 29 9 9 7 100
Probable 17 7 4 5 1-75
Possible 12 5 5 1 100
• Includes only pairs in which both members were employed during the year in which the symptoms began.
t x* values are for paired observations (8).
TABLE VII
Proportion of cases and unmatched controls who did any lifting on their Job, by sex and hospital service*
Cases Controls
Hospital service Number proportion Number proportion
in group who lift in group who lift
Males
I. Yale-New Haven in-patients 52 0-731 25 0-761
n . St. Raphael in-patients 20 0-700 21 0-571
IH. Yale-New Haven emergency room patients 16 0-813 72 0-722
IV. St. Raphael emergency room patients 13 0-846 67 0-716
V. Other Yale and St. Raphael patients 4 0-500 11 0-545
VI. Private radiologists' patients 4 0-500 13 0-692
VII. Veterans Administration patients 13 0-769 27 0-815
TABLE v m
Male cases and matched controls according to weight of what was lifted on the job*
Controls
0 5 1b. 5-9 lb. 10-24 lb. 25-49 lb. >501b. Total
0 12 0 0 5 2 10 29
Cases <5 1b. 2 0 0 1 1 2 6
5-9 lb. 3 0 0 1 0 1 5
10-24 lb. 5 0 0 0 2 4 11
25-49 lb. 6 0 1 6 3 8 24
>501b. 4 2 3 4 4 14 31
Total 32 2 4 17 12 39 106
gations are clearly needed to confirm or refute the certain amount of time in sedentary occupations is
leads provided in this study. necessary for an effect to be seen. In fact, a com-
The association between sedentary occupations, parison (not shown here) of the number of years
especially those which involve driving motor cases and controls have had jobs in which they
vehicles, and herniated lumbar discs would appear spend half or more of the time sitting confirms this
to be real since it was seen in both sexes and in suggestion, for the increased risk is seen only
comparison between cases and both control among those who have had sedentary occupations
groups. The strength of this association in those for about five years or more, and appears to become
aged 35 and older and the lack of association in greater with increasing number of years at a
those who are under that age suggest that a sedentary job. Further evidence of an aetiological
204 INTERNATIONAL JOURNAL OF EPIDEMIOLOGY
role for too much sitting comes from another part butable to chance. Other considerations which
of this study, in which it was found that the length decrease the likelihood that the association is real
of time males reported that they usually sat on are that if the comparison is limited to pairs in
weekends was also associated with herniated lumbar which both the case and control worked 20 hours
discs. per week or more, the relative risk was estimated
The reason for the association with sedentary to be only about 1-25, and that there were no
occupations cannot be ascertained from this type associations between the weight of what was lifted
of study. However, two possible explanations are or the frequency with which it was lifted and the
apparent: one that prolonged sitting has an adverse development of herniated lumbar discs. Further-
effect, and the other that physical activity is bene- more, the female cases were somewhat less likely
ficial. It is known that sitting puts more pressure to have jobs involving lifting than the unmatched
on the discs than either standing or lying down controls. Thus, although the possibility of a
(9-11), and it would seem reasonable that pro- relationship between lifting and herniated lumbar
longed stress from sitting for long periods of time discs in females cannot be ruled out, the present