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International Journal of Epidemiology Vol. 4, No.

3
© Oxford Unrvernty Press 1975 Printed in Great Britain

An Epidemiological Study of the Relationship


Between Occupations and Acute Herniated
Lumbar Intervene bra I Discs*
JENNIFER L. KELSEY1

Kelsey, J. (Dept. Epidemiology and Public Heattn, Yale University School of Medicine, 60 College Street, New
Haven, Connecticut 06510, U.S.A.). An epidemiological study of the relationship between occupations and

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acute herniated lumbar intervertebral discs. Int. J. Epid. 1975, 4:197-205.
A case-control study of the epidemiology of acute herniated lumbar intervertebral discs in the New Haven,
Connecticut, area indicates that sedentary occupations increase the risk for herniated lumbar discs, particularly
among those aged 35 years and older who have had sedentary jobs for several years. People in occupations
requiring prolonged driving of motor vehicles, such as truck drivers, appear to be at particularly high risk. The
results of this study provide no evidence that people whose jobs involve heavy manual labour are at greater risk
for acute herniated lumbar disc than others of their age and sex.

INTRODUCTION
There has been much discussion of the role that niated lumbar intervertebral discs to characteristics
occupations play in the aetiology of herniated of two groups of people of the same sex and similar
lumbar intervertebral discs. Some surgeons (1-3) age without herniated lumbar discs.
have felt that jobs involving heavy physical labour Cases were ascertained from people in the age
predispose to herniated lumbar discs, while others group 20-64 years residing in the New Haven
(4-5) have suggested that sedentary occupations Standard Metropolitan Statistical Area who had
increase the risk. Despite these diverse opinions, lumbar X-rays taken during the period June 1971
which are based primarily on clinical.impression, to May 1973 at the three hospitals in this area and
to our knowledge no epidemiological studies have at the office of two of the private radiologists in
previously been undertaken of the relationship New Haven. Lumbar X-rays alone are of course of
between occupations and herniated lumbar discs. limited value in diagnosing herniated discs, but the
Using data from an epidemiological study in the assumption was made that most people with severe
New Haven, Connecticut, area (6), this paper low back or sciatic pain would have lumbar X-rays
examines the risk for acute herniated lumbar taken, so that many with herniated lumbar disc
intervertebral discs among people in different types could be ascertained from among these patients.
of occupations. In order to determine which of them were in fact
likely to have herniated discs, they were inter-
METHODS viewed within a few weeks of the time they were
The general approach in this study involved com- X-rayed and their medical records were reviewed.
paring characteristics of people with recent her- During the interview, in addition to being asked
about demographic characteristics, occupational
• Supported by USPHS Grant 5-RO1-AM-15397 from tne history, and exposure to other possible risk factors,
National Institute of Arthritis, Metabolism and Digestive they were asked about symptoms and were given a
Diseases. few simple diagnostic tests by the interviewers.
1
Department of Epidemiology and Public Health, Yale On the basis of the symptoms and signs noted
University School of Medicine, 60 College Street, New Haven,
Connecticut 06510, U.S.A. during the interview, the radiologist's report
t Supported by Career Development Award 1-KO4-NS-70502
(which could be used to exclude people with other
from the National Institute of Neurological Diseases and Stroke. conditions which could be bringing about the same
This paper was presented at the Rheumatic Complaints session symptoms and signs), and the surgeon's observa-
of the Seventh International Scientific Meeting of the Inter- tions (in cases in which surgery was performed), the
national Epidemiological Association, held at the University of
Sussex, England, August 1974. people having low back X-rays were divided into
197
198 INTERNATIONAL JOURNAL OF EPIDEMIOLOGY

those who might have herniated lumbar discs and within three years in the other hospital; the ages of
those who probably did not. all other patients were matched within ten years.
Among those considered likely to have herniated No one who would have been classified as a
lumbar disc, the following diagnostic criteria were surgical, probable, or possible case or who had
applied: previously had a herniated lumbar disc or chronic
1. Surgical cases were those in which all of the low back pain could serve as a control. In addition,
following three criteria were fulfilled: (a) the the controls had to have sought medical care for a
surgeon stated on the hospital chart that he saw condition which they had had for no more than
the herniated disc during surgery;* (b) the patient one year, so that, like the cases, they had recently
gave evidence in his answers to the questionnaire acquired their disease. When a potential control did
that his pain was distributed along the sciatic not meet these criteria, another person of the appro-
nerve; and (c) the patient had a positive straight priate age and sex admitted to the same service
leg raising test and/or the symptoms of increased was chosen.
pain in the low back or along the sciatic nerve The second control group was composed of

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when stretching or extending his leg from a sitting people who had low back X-rays taken and were
position and/or the symptom of increased pain thus interviewed in the course of ascertaining cases,
along the sciatic nerve when coughing or sneezing. but who were not classified as surgical, probable,
2. Probable cases were similar to the surgical or possible cases and who had not had their
except that the herniation need not have been symptoms for more than one year. Because of the
observed at surgery. Included were cases in which different characteristics of people going to various
the sciatic pain was felt in both the thigh and lower hospital services, comparisons of these cases and
leg and cases in which there was sciatic pain in part controls were made in seven separate groups for
of the leg and numbness in another part. males and six groups for females according to the
3. Possible cases differed from the probable in hospital service. The separate four-fold tables
that the sciatic pain was only in the thigh or the resulting from these comparisons were then com-
lower leg but not in both. Also, if the leg was bined by the Mantel-Haenzel procedure (7) in
numb so that the distribution of pain was unknown order to test for overall statistical significance and
but the symptoms and signs were otherwise con- to estimate relative risk. The age distributions of
sistent with a herniated disc, the person was cases and controls in each group were similar, so
classified as a possible case. they did not have to be compared in separate age
Only those who had developed symptoms within groups.
the previous year were included in the case-control The same questionnaire and diagnostic tests
comparison, since it was desired to find out about were administered by carefully trained non-
exposure to possible risk factors prior to the medical interviewers to all cases and controls.
onset of the disc problem rather than subsequent Most interviewing was done in the homes of the
to it. subjects, but when it was possible to interview them
Two control groups of people without known in the hospital this was done. The overall response
herniated discs were also interviewed so that their rate was 79 per cent for those having low back
occupational histories and exposure to other risk X-rays and 77 per cent for matched controls.
factors could be compared to those of the cases. Information was obtained on all jobs which the
The first group was a matched control group. respondent had held for at least a year since he
Each surgical, probable, and possible case was left school. Questions were asked about what the
matched to the next person of the same sex and specific occupation was; how many years he had
about the same age who was admitted to the same been employed in it; how many hours per week he
hospital service or to the same radiologist's office usually worked; whether he sat none of the time,
for a condition not related to the spine. Ages of a little of the time, about half of the time, most of
patients admitted to the emergency room were the time, or all the time; if he sat half the time or
matched within two years in two hospitals and more, what kind of chair he usually sat in; whether
he did any lifting, pushing, pulling, or carrying;
and if he lifted, about how many times a day he
• The descriptions 'ruptured', 'free fragments', 'herniated',
'prolapsed', 'bulging', and 'extruded' are included, but not disc did this and what was the approximate weight of
degeneration without evidence of nerve root involvement. The the objects he usually lifted.
one patient whose medical record indicated that the herniated
disc was seen at surgery but who did not have symptoms con- A total of 217 pairs was obtained (89 females,
sistent with a herniated disc is not included as a case. 128 males) for the comparison of cases and matched
RELATIONSHIP BETWEEN OCCUPATIONS A N D ACUTE HERNIATED LUMBAR INTERVERTEBRAL DISCS 199
controls. For the analysis of cases and unmatched than pairs in which the case sat less than half the
controls, there were 223 cases* (91 females and time and the control sat half the time or more.
132 males) and 494 controls (225 females and 269 With the sexes combined, the relative risk is esti-
males). A detailed description of the demographic mated to be 1-58.
characteristics of the cases is given elsewhere (6). In Table II, the pairs are divided into those in
The highest incidence of new cases was in the age which the case was 35 years of age or older and
group 30-39 years, although there were some cases those in which the case was younger than 35. It may
throughout the 20-64 year age range of the study. be seen that the association between sedentary
There were about twice as many males as females occupations and herniated lumbar discs is seen
among the surgical cases, but only slightly more only among those in the older age group, in which
males than females among the non-surgical cases. the estimate of relative risk is 2-40.
Twenty-two per cent of the cases were non-white, The proportions of cases and unmatched controls
and 63 per cent had graduated from high school. who sat half or more of the time on the job are
compared in Table i n . In most of the groups, the

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RESULTS proportion of cases is higher than the proportion
Table I compares cases and matched controls of controls; when the individual groups are com-
according to whether they spent half or more of bined by the Mantel-Haenzel procedure, the
their time sitting while at the job they had at the estimate of relative risk, 1 -70, is very close to that
time they developed their symptoms. It can be seen for the cases and matched controls. When this was
that among both males and females there were examined by age group (data are not shown here)
more pairs in which the case sat half of the time it was again found that the trend was stronger
or more and the control sat less than half the time in those age 35 and over. Thus, both comparisons
suggest that sedentary occupations are conducive
to the development of herniated lumbar discs,
• Matched controls could not be obtained for six of the cases especially among those aged 35 years and older,
seen by private radiologists because of problems related to and that, more specifically, those who sit half of
confidentiality of names of people seeking medical care from
private physicians. the time or more on their jobs have about a 60-70

TABLE I
Cases and matched controls according to whether they sat half the time or more on their job ( > i ) or sat less than half the
time on their job ( < i ) , by sex and type of case*
Number of pairs
Relative
Type of case Case >\ Case > i Case <i Case <i risk
Control > i Control •< i Control >i Control < i

Males
Surgical 11 14 9 19
Probable 3 9 4 17
Possible 4 7 6 6
Total 18 30 19 42 1 58 204

Females
Surgical 3 6 4 6
Probable 6 10 6 7
Possible 2 3 2 1

Total 11 19 12 14 1-58 116


Total, both sexes 29 49 31 56 1-58 3-61t

* Includes only pairs in which both members were employed during the year in which the symptoms began.
t p - 006.
j x1 values are for paired observations (8). These were calculated from the number of pairs in which the case was exposed
to the risk factor and the control was not and the number of pairs in which the control was exposed to the risk factor and the
case was not.
200 INTERNATIONAL JOURNAL OF EPIDEMIOLOGY

TABIJEH
Cases and matched controls according to whether they sat half the time or more on their job (> i) or sat less than half the
time on their job ( < J) by sex and age of cast*
Number of pairs
Sex and age Relative
of case Case >i Case >i Case <t Case < i risk
Control > i Control < i Control > i Control <l

Males
<35 years 6 8 9 23 0-89
>35 years 12 22 10 19 2-20 2-38

Females
<35 years 4 5 7 10 0-71 008
>35 years 7 14 5 4 2-80 3-37

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Both sexes
<35 years 10 13 16 33 0-81 014
2s35 years 19 36 15 23 2-40 7-84f

• Includes only pairs in which both members were employed during the year in which the symptoms began.
t P < 01.
t X1 values are for paired observations (8).

TABLE m
Proportion of cases and unmatched controls who sat half the time or more on their job, by sex and hospital service*

Cases Controls
Hospital service Number Proportion Number Proportion
in who sat in who sat
group \ time group i time
Males
I. Yale-New Haven in-patients 52 0-423 25 0-240
II. St. Raphael in-patients 20 0-650 21 0-381
HI. Yale-New Haven emergency room patients 16 0-437 72 0-278
IV. St. Raphael emergency room patients 13 0-385 66 0-379
V. Other Yale and St. Raphael patients 4 0-250 10 0-600
VI. Private radiologists' patients 4 0-750 13 0-462
VIL Veterans Administration patients 13 0-230 27 0185

Females
I. Yale-New Haven in-patients 15 0-667 6 0
II. St. Raphael in-patients 17 0-471 10 0-500
m . Yale-New Haven emergency room patients 12 0-417 50 0-460
IV. St. Raphael emergency room patients 11 0-727 60 0-450
V. Other Yale and St. Raphael patients 9 0-333 29 0-241
VI. Private radiologists' patients 3 0-333 9 0-667

X*i Test of association by Mantel-Haenzel procedure:


Males only: x* = 4-53, p — -03, estimate of relative risk = 1-74.
Females only: x1 =• 2- 33, p > • 10, estimate of relative risk = 1-63.
Males and females: x1 — 6-83, p < 01, estimate of relative risk — 1-70.
• Includes only those who were employed during year in which the symptoms began.

per cent increased risk compared to those who sit cases who had jobs in which they sat driving a
less than half the time. motor vehicle. Table IV shows that there were
Persons who sat half or more of the time on their many more pairs in which the case sat driving a
job were asked about the type of chair they usually motor vehicle and. the- control did not than pairs
sat in. Among males there was a large excess of in which the control sat driving a motor vehicle
RELATIONSHIP BETWEEN OCCUPATIONS AND ACUTE HERNIATED LUMBAR INTERVERTEBRAL DISCS 201

TABLE IV
Male cases and matched controls according to whether they had a job in which they sat half the time or more in a motor
vehicle (MV) or did not have a job in which they sat half the time or more in a motor vehicle (NMV) by type of case
Number of pairs

Type of case CaseMV CaseMV Case NMV Case NMV Total


Control MV Control NMV Control MV Control NMV

Surgical 0 6 4 52 62
Probable 0 8 2 29 39
Possible 0 8 2 17 27

Al] cases 0 22 8 98 128

Relative risk — 2-75


X1, - 5-63, p = 02

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X1 value is for paired observations (8).

and the cases did not, leading to an estimate of It should be mentioned that when the respondents
relative risk of 2 • 75. If the data are subdivided by were asked what they were doing when their symp-
age (not shown here), the difference is seen both in toms started, lifting was the most common answer
those aged 35 years and older and those under 35. given by males, accounting for 16 per cent of the
Among truck drivers Table V indicates that the responses, and the fifth most common answer from
relative risk is even higher, 4-67. The data for male the females, making up 9 per cent of the answers.
cases and unmatched controls, although not pre- However, since most people can do ordinary lifting
sented here, also show differences between the without experiencing a disc herniation, this says
proportion of cases and of controls whose jobs little about the role of lifting as a predisposing or
involve sitting while driving motor vehicles and underlying factor.
who were truck drivers, with estimates of relative Of more relevance is a comparison of lifting done
risk of 3 • 14 and 2-26, respectively. Thus, not only on the job by cases and controls. Table VI shows the
are people with sedentary occupations at increased numbers of cases and matched controls according
risk for herniated lumbar disc, but those who sit to whether they did any lifting or no lifting on their
while driving motor vehicles are at especially high job. It can be seen that among the males, cases and
risk, In fact, if persons who sit half or more of the controls were equally likely to lift; among the
time in motor vehicles are removed from the females, cases were somewhat more likely to lift
analysis, the overall association with sitting is than controls, but this did not reach statistical
reduced. significance. Comparisons of the proportions of
Next, consideration is given to the role of cases and unmatched controls who did any lifting
lifting in the aetiology of herniated lumbar discs. on the job may be seen in Table VII. There is no

TABLE V
Male cases and matched controls according to whether their occupation was truck driver (TD) or not truck driver (NTD),
by type of case
Number of pairs
Type of case CaseTD CaseTD Control NTD Case NTD Total
Control TD Control NTD CaseTD Control NTD
Surgical 1 8 1 52 62
Probable 0 2 1 36 39
Possible 0 4 1 22 27

Total 1 14 3 110 128

Relative risk = 4-67


X « 1 - 5 - 8 8 , p < 02
X* value is for paired observations (8).
202 INTERNATIONAL JOURNAL OF EPIDEMIOLOGY
TABLE VI
Cases and matched controls according to whether they did any lifting (L) or did not do any lifting (NL) on their job, by sex
and type of case*

Number of pairs
Relative
Type of case CaseL Case L CaseNL CaseNL risk xt
Control L Control NL Control L Control NL

Males
:
Surgical 29 9 9 7 100
Probable 17 7 4 5 1-75
Possible 12 5 5 1 100

Total 58 21 18 13 117 010

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Females
Surgical 5 9 3 3
Probable 8 7 7 7
Possible 0 3 1 4

Total 13 19 11 14 1-73 1-63

Total, both sexes 71 40 29 27 1-38 1-45

• Includes only pairs in which both members were employed during the year in which the symptoms began.
t x* values are for paired observations (8).

indication that male cases did any more lifting DISCUSSION


than the controls, and just a suggestion that female In interpreting the results of this study, it must be
cases were less likely than controls to have jobs in kept in mind that these cases were not a probability
which they lifted. sample of persons with herniated lumbar inter-
The cases and controls who did any lifting on vertebral discs since this study population is
their jobs were asked about the weight of what they weighted towards people who were hospitalized
usually lifted, in five broad categories ranging from for their disc problems. The controls were also
less than 5 pounds to 50 pounds or more, and people who sought medical care for various
about the frequency with which they usually lifted conditions, and it would be impossible to describe
it, again in five broad categories ranging from less the population from which either control group
than once a day to 20 or more times per day. came. However, it is felt that with so little known
Among both males and females and in comparisons
about the epidemiology of herniated lumbar
of cases with both matched and unmatched con-
intervertebral discs, it was reasonable to under-
trols, there was no tendency for cases to lift heavier
objects than controls or to lift more frequently than take an exploratory study such as this based on
the controls. Table VIII, for instance, shows the people seeking medical care rather than on a more
comparison of male cases and matched controls general population. In any event, it is hoped that
according to the weight of what was lifted; it can the cases and controls are subject to similar selective
be seen that there are about as many pairs in which factors and that differences between these cases and
the case lifted heavier objects than the control as controls are indicative of differences between people
pairs in which the control lifted heavier objects with and without herniated lumbar discs in a more
than the case. general population.
Respondents were also asked whether they did In addition, it should be stressed that a large
any pushing, pulling or carrying on their jobs. number of individual occupations and many
Comparisons of cases with the two control groups possible risk factors besides those relating to
gave no indication that jobs requiring pushing, occupations were examined in this study. When this
pulling, or carrying either increased or decreased many variables are considered, it is likely that some
the risk for herniated lumbar discs. associations will occur by chance, so further investi-
RELATIONSHIP BETWEEN OCCUPATIONS AND ACUTE HERNIATED LUMBAR INTERVERTEBRAL DISCS 203

TABLE VII
Proportion of cases and unmatched controls who did any lifting on their Job, by sex and hospital service*

Cases Controls
Hospital service Number proportion Number proportion
in group who lift in group who lift
Males
I. Yale-New Haven in-patients 52 0-731 25 0-761
n . St. Raphael in-patients 20 0-700 21 0-571
IH. Yale-New Haven emergency room patients 16 0-813 72 0-722
IV. St. Raphael emergency room patients 13 0-846 67 0-716
V. Other Yale and St. Raphael patients 4 0-500 11 0-545
VI. Private radiologists' patients 4 0-500 13 0-692
VII. Veterans Administration patients 13 0-769 27 0-815

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Females
I. Yale-New Haven in-patients 16 0-500 6 0-833
IL St. Raphael in-patients 17 0-647 10 0-600
IIL Yale-New Haven emergency room patients 12 0-500 50 0-540
IV. St. Raphael emergency room patients 11 0-364 60 0-583
V. Other Yale and St. Raphael patients 9 0-667 29 0-724
VI. Private radiologists' patients 3 0-333 9 0-222

X* tests of association calculated by Mantel-Haenzel procedure:


Males only, x* = 0-403, p > 10, estimate of relative risk « 1-20.
Females only, *• — 0-922, p > -10, estimate of relative risk = 0-67.
Males and females, *• = 0-017, p > -10, estimate of relative risk — 0-94.
* Includes those who were employed during the year in which the symptoms began.

TABLE v m
Male cases and matched controls according to weight of what was lifted on the job*

Controls
0 5 1b. 5-9 lb. 10-24 lb. 25-49 lb. >501b. Total

0 12 0 0 5 2 10 29
Cases <5 1b. 2 0 0 1 1 2 6
5-9 lb. 3 0 0 1 0 1 5
10-24 lb. 5 0 0 0 2 4 11
25-49 lb. 6 0 1 6 3 8 24
>501b. 4 2 3 4 4 14 31

Total 32 2 4 17 12 39 106

Z — 0-119 by Wilcoxon matched-pairs signed-ranks test.


* Includes pairs in which both members were employed during the year in which the symptoms began.

gations are clearly needed to confirm or refute the certain amount of time in sedentary occupations is
leads provided in this study. necessary for an effect to be seen. In fact, a com-
The association between sedentary occupations, parison (not shown here) of the number of years
especially those which involve driving motor cases and controls have had jobs in which they
vehicles, and herniated lumbar discs would appear spend half or more of the time sitting confirms this
to be real since it was seen in both sexes and in suggestion, for the increased risk is seen only
comparison between cases and both control among those who have had sedentary occupations
groups. The strength of this association in those for about five years or more, and appears to become
aged 35 and older and the lack of association in greater with increasing number of years at a
those who are under that age suggest that a sedentary job. Further evidence of an aetiological
204 INTERNATIONAL JOURNAL OF EPIDEMIOLOGY

role for too much sitting comes from another part butable to chance. Other considerations which
of this study, in which it was found that the length decrease the likelihood that the association is real
of time males reported that they usually sat on are that if the comparison is limited to pairs in
weekends was also associated with herniated lumbar which both the case and control worked 20 hours
discs. per week or more, the relative risk was estimated
The reason for the association with sedentary to be only about 1-25, and that there were no
occupations cannot be ascertained from this type associations between the weight of what was lifted
of study. However, two possible explanations are or the frequency with which it was lifted and the
apparent: one that prolonged sitting has an adverse development of herniated lumbar discs. Further-
effect, and the other that physical activity is bene- more, the female cases were somewhat less likely
ficial. It is known that sitting puts more pressure to have jobs involving lifting than the unmatched
on the discs than either standing or lying down controls. Thus, although the possibility of a
(9-11), and it would seem reasonable that pro- relationship between lifting and herniated lumbar
longed stress from sitting for long periods of time discs in females cannot be ruled out, the present

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would increase the probability of a disc herniation. study provides little evidence of such an association
A beneficial effect of physical activity is also in either sex.
plausible, since it would presumably improve the It is also possible that the rough indicators of
general condition of the muscles and ligaments of lifting used in this study were not sensitive enough
spine and thus provide more support for the discs. to detect a difference between cases and controls,
There was little evidence from this study that and, indeed, this is an additional reason for further
physical activity at or away from work decreased more detailed study. It would seem, nevertheless,
the risk for lumbar disc herniations, but this could that if lifting on the job were an important factor,
be attributable to the difficulty of assessing physical some association would have been found. Hult
activity, especially away from work. In any event, (13) and Friberg and Hirsch (14) also concluded
the relative importance of prolonged' sitting com- that heavy work is not a fundamental cause,
pared to lack of exercise remains unknown. although they were concerned with the 'lumbago-
The additional risk associated with jobs in- sciatica syndrome* and with disc degeneration in
volving driving motor vehicles was not anticipated patients seen at a clinic for back problems, respec-
when the study began, but can be clearly seen in tively, rather than specifically with herniated lumbar
the comparisons of occupations of cases and intervertebral discs. This is not to imply that lifting
controls. In fact, the one single occupation which might not play a role in certain other types of back
stood out as having a particularly high risk for problems, such as muscle strain, but heavy manual
herniated lumbar discs in this relatively small study labour would not appear to be an important
was that of truck driver. Again, the exact reason for underlying factor in the aetiology of herniated
this association remains unknown; however, driving lumbar intervertebral discs.
for long periods of time requires prolonged sitting Finally, it should again be emphasized that since
in a seat with insufficient support for the low back, this study is apparently the first of its kind, and
with legs extended, in a position subject to the since it had certain limitations in the study popula-
vibration from the road and to mechanical stress tion used, the response rate, the types of questions
from starting and stopping, so it is not surprising asked, and the large number of associations
that it is associated with an increased risk for disc examined, it will be important to have' these
herniation. In addition, respondents were asked in findings tested in other epidemiological investiga-
another part of the questionnaire whether they tions.
drove a car; significantly more cases than controls
answered affirmatively, thus providing further
support for the role of driving in the aetiology of
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RELATIONSHIP BETWEEN OCCUPATIONS A N D ACUTE HERNIATED LUMBAR INTERVERTEBRAL DISCS 205
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{revised version received 11 June 1975)

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