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Y/AUT

SELVI & ORS. VS.


OM O STATE OF KARNATAKA
N

N
O

OM
Y/AUT

Y/ AUT
OM

AIR 2010 SC 1974, (2010) 7 SCC 263


O
N

N
OM O
Y/AUT

2010
Case Status NOT Neuro-scientific methods constitute
OVERRULED testimonial compulsion and violate an
accused person's right against self-
incrimination under Article 20(3), and their
Case Type CRIMINAL right to life and personal liberty under Article
APPEAL 21 of the Constitution. Drug induced revela-
tions and responses are an intrusion into the
mental privacy of the subject and forcible
Constitutional ARTICLE extraction of testimonial responses was not
Provision(s)
21 * provided for under any statute and could not
be a reasonable exercise of policing functions.

Bench
Strength 3
JUDGES
1 opinion by
Justice K.G. Balakrishnan on behalf of
Chief Justice R.V. Raveendran,
Justice J.M. Panchal and himself.
Number of
Opinion(s)
1/0
OPINIONS DISSENT
“We must recognise the importance of personal autonomy
in aspects such as the choice between remaining silent
and speaking. An individual's decision to make a
statement is the product of a private choice and there
should be no scope for any other individual to interfere
with such autonomy, especially in circumstances where
the person faces exposure to criminal charges
or penalties.”

T
he Supreme Court in this case consid- The Court, after tracing the jurisprudence of the
ered the constitutionality of various right to privacy in India discussed the impor-
evidence gathering techniques includ- tance of mental privacy and the choice to speak
ing narcoanalysis, BEAP (Brain Electrical Acti- or stay silent, as well as their intersection with
vation Profile) or ‘brain mapping’, and poly- personal autonomy as aspects of the right to
graph tests. The Court ruled that the use of such privacy. The Court observed that the right to
neuroscientific investigative techniques consti- privacy under Article 21 should account for
tuted testimonial compulsion and violated an interaction with Article 20(3), the right against
accused person’s right against self-incrimina- self-incrimination. The Court further held that
tion under Article 20(3), and their right to life drug induced revelations and measurement of
and personal liberty under Article 21 of the physiological responses would amount to an
Constitution. intrusion into the mental privacy of the subject
and that forcible extraction of testimonial
The Court held that the protection against responses was not provided for under any
self-incrimination under Article 20(3) of the statute and could not be a reasonable exercise
Constitution would have to be read considering of policing functions. The Court therefore
the multiple dimensions of personal liberty ordered that these tests could not be adminis-
under Article 21 such as the right to a fair trial tered without the valid consent of the accused.
and substantive due process. It also held that
this would be applicable to the accused,
suspects and witnesses, and would not be
confined to the courtroom, but would be appli-
cable in all cases where the charge may end in
a prosecution.

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Arguments
Facts
The Petitioners submitted that the involuntary
In this case, the Supreme Court allowed a administration of neuro-scientific techniques
special leave petition in the context of cases violated the 'right against self-incrimination'
where objections were raised where the under Article 20(3) for those compelled to use
accused, suspects and witnesses in the investi- them. The Petitioners raised arguments invok-
gation were subjected to neuro-scientific tests ing the guarantee of 'substantive due process'
without their consent. The Court considered as an extension of 'personal liberty' protected
the constitutionality of the usage of neuro-sci- by Article 21. The Petitioners also argued that
entific tests to gather evidence, including the ambit of Article 21 includes a right against
narcoanalysis, BEAP or ‘brain mapping’, and cruel, inhuman or degrading treatment, and
polygraph tests. The polygraph test measures that the involuntary administration of the
the physiological responses including respira- impugned techniques would violate such
tion, blood pressure, pulse and galvanic skin rights. Finally, they also raised the issue of the
resistance to measure lying or deception. The test subjects’ right to both physical and mental
narcoanalysis test involves the intravenous privacy, and argued that the techniques in
administration of the drug sodium pentothal, question would violate the same.
which causes a hypnotic trance allowing a
subject to become less inhibited. The BEAP In relation to the tests themselves, the Petition-
measures activity in the brain in response to ers argued that the tests were not scientifically
selected stimuli, to determine if the subject is valid but were only confirmatory and that
familiar with certain information. evidence gathered through them could not be
relied upon. They placed reliance on empirical
Issues studies which cast doubt on the reliability of
evidence obtained through these mechanisms.
A) Whether the involuntary administration of
the impugned techniques violated the ‘right The Respondents argued that usage of such
against self-incrimination’ enumerated in tests was important for extracting information
Article 20(3) of the Constitution; and which could help the investigating agencies
B) Whether the involuntary administration of prevent criminal activities and gather evidence.
the impugned techniques was a reaso- They also argued that administering the tests
nable restriction on ‘personal liberty’ as did not cause any bodily harm and that the
understood in the context of Article 21 of information was used only for investigation
the Constitution. and not as evidence during the trial stage.

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Decision The Court also reaffirmed the decision of M.P.
Sharma vs. Satish Chandra ((1954] SCR 1077), in
The Court first assessed in detail the evolution holding that the right against testimonial com-
and specific uses of the impugned techniques, pulsion under Article 20(3) was not confined to
including their usage within the criminal the courtroom, but would apply to all persons
justice system, foreign jurisprudence regar- against whom a charge, which could end in
ding their usage, and the limitations of prosecution, had been levelled. It clarified that
these techniques. the right against self-incrimination protects
persons who have been formally accused, those
The Court then analysed the right against who are examined as suspects in criminal cases,
self-incrimination, and held that the compulso- and witnesses who apprehend that their
ry administration of neuroscientific tests answers could expose them to criminal charges
amounted to testimonial compulsion and in an ongoing investigation or even in cases
violated the rule against self-incrimination other than the one being investigated.
guaranteed under Article 20(3). The Court held
that in addition to the standard under Article The Court further noted from the M.P. Sharma
20(3), the compulsory administration of such case that the act of being a witness was not
neuroscientific tests would also have to meet restricted only to cases of oral testimony but all
the standard of 'substantive due process' for volitional acts. The Court also considered the
placing restraints on personal liberty. The Court test laid down in State of Bombay vs. Kathi Kalu
noted that the purpose of the right against self Oghad & Others, ([1962] 3 SCR 10) which suggest-
incrimination was to ensure that testimony ed that “imparting knowledge in respect of
considered during trial was reliable, since relevant fact by means of oral statements or
involuntary statements were more likely to be statements in writing, by a person who has
inaccurate, while also violating the dignity and personal knowledge of the facts to be communi-
integrity of the person. cated to a court or to a person holding an enqui-
ry or investigation” would touch the right
The Court stated that “(t)he interrelationship under Article 20(3). The Court finally held that
between the 'right against self- incrimination' the results of involuntary usage of neuroscien-
and the 'right to fair trial' has been recognised tific techniques would amount to testimonial
in most jurisdictions as well as international responses for the purpose of invoking the right
human rights instruments”. In India, Maneka under Article 20(3).
Gandhi vs. Union of India ((1978) 1 SCC 248) held
while considering Article 20(3), that the right In the context of privacy specifically, the Court
against self-incrimination should be construed held that while laws of evidence could be used
with due regard for the inter-relationship for interference with physical privacy, they
between rights, namely the various dimensions could not form the basis for compelling a
of the right to personal liberty under Article 21, person “to impart personal knowledge about a
such as the right to fair trial and substantive relevant fact”. The Court looked into the inter-
due process. relationship of rights to read the right against

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self-incrimination as a component of 'personal In examining the right to privacy, the Court
liberty' under Article 21. It consequently made reference to the case of Sharda vs. Dharam-
observed that the right to privacy would also pal ((2003) 4 SCC 493). In this case, a civil court
intersect with Article 20(3), especially in respect was allowed to mandate a medical test which
to a person's autonomy to choose between was considered necessary for ascertaining the
speaking or remaining silent. The Court opined mental condition of one of the parties. The case
that the use of such techniques in an involun- of Sharda vs. Dharampal also surveyed the cases
tary manner would violate the individual mentioned above, holding that a person's right
privacy. to privacy could be curtailed in light of compet-
ing interests. The Court however differentiated
The Court traced the history of the right to this from the present facts, focusing on the
privacy, starting from the case of MP Sharma, distinction between testimonial acts and physi-
which noted that the Indian Constitution did cal evidence; being a civil case, Sharda vs.
not explicitly include a 'right to privacy' in a Dharampal did not discuss Article 20(3) of
manner akin to the Fourth Amendment of the the Constitution.
U.S. Constitution and thus upheld the validity
of search warrants, which were issued for docu- The Court held that while the understanding of
ments in a case of misappropriation and embez- privacy was primarily based on the protection
zlement. Similar issues were discussed in the of the body and physical spaces from intrusive
case of Kharak Singh vs. State of Uttar Pradesh (AIR actions by the State, the right to privacy should
1963 SC 1295), where the Court considered the account for its intersection with Article 20(3).
validity of police regulations authorizing the Subjecting a person to the impugned tech-
police to maintain lists of 'history-sheeters' and niques was held to be a violation of the
conduct surveillance on them. While the major- prescribed boundaries of privacy. It further
ity opinion held that these regulations did not held that even in a case where the individual
violate personal liberty, except for those which does not face criminal charges, such tests being
permitted domiciliary visits, Justice S. Rao in involuntarily administered would still violate a
his minority opinion held that the right to person’s right to liberty under Article 21, as
privacy “is an essential ingredient of personal such administration would constitute cruel,
liberty' and that the right to 'personal liberty is inhuman and degrading treatment.
'a right of an individual to be free from restric-
tions or encroachments on his person, whether The Court therefore ordered that no tests could
those restrictions or encroachments are directly be administered unless by consent of the
imposed or indirectly brought about by calcu- accused, obtained before a Judicial Magistrate
lated measures”. The Court also reviewed other in the presence of their lawyer. The statement
seminal cases developing the right to privacy, made would also have the status of a statement
including Govind vs. State of Madhya Pradesh made to the police and not a confessional state-
((1975) 2 SCC 148), R. Raj Gopal vs. State of Tamil ment. The test would be conducted by an inde-
Nadu ((1994) 6 SCC 632) and People's Union for pendent agency, in the presence of a lawyer,
Civil Liberties vs. Union of India (AIR 1997 SC 568). and would be duly recorded.

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