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Meas. Sci. Technol. 8 (1997) 1393–1398.

Printed in the UK PII: S0957-0233(97)84340-8

Dynamic ranges of velocity and


spatial resolution of particle image
velocimetry
R J Adrian
Department of Theoretical and Applied Mechanics, University of Illinois, Urbana,
Illinois 61801, USA

Received 21 May 1997, accepted for publication 21 July 1997

Abstract. To observe instantaneous fields of vorticity and rate-of-strain using PIV


(particle image velocimetry) measurements of the velocity field, it is necessary to
achieve maximum dynamic ranges in space and in velocity while simultaneously
making accurate, low-noise measurements for the differentiation process. In this
paper the dynamic ranges achievable with PIV are established in the context of the
super-resolution algorithm described previously which seeks to extract the
maximum possible information from a particle image field. Bounds on the dynamic
spatial range and the dynamic velocity range are established in terms of optical
parameters, and simple rules are derived for optimum design of PIV optical
systems for various types of image recording media.

1. Introduction instrumental parameters divided by the minimum resolvable


velocity measurement. Early PIV instruments had dynamic
In its simplest form a particle image velocimeter measures velocity ranges of order ten, and for this reason they were
two-dimensional velocity vectors on a two-dimensional unable to measure certain regions of a flow field if the
plane at one instant in time. Typically, the velocity velocity varied by more than a factor of ten over the field-
accuracy of PIV measurements is of order one per cent, of-view. Even if the variation was rather less, the small
and the spatial resolution is of order one millimetre. A dynamic velocity range made it necessary to carefully adjust
convenient width of the field-of-view in the fluid is of the PIV parameters in order to bracket the range of velocity
the order of 100 mm, but both larger and smaller fields variation by the range over which measurements could be
are possible, subject to certain practical limitations. The made. With careful design the best current PIV instruments
basic two-dimensional PIV system consists of a pulsed achieve dynamic velocity ranges of order several hundred.
light sheet, scatterers in the fluid, a photographic lens, Since this is still not so large as to render the dynamic
usually located at right angles to the light sheet, and an velocity range a non-issue, it is desirable to understand
optical recording medium, either photographic film or a how this number might be improved and what quantities
video camera array. The light sheet is pulsed two or more limit it fundamentally.
times to produce a series of images of the particles on the It is also useful to define the dynamic spatial range of
image plane, each image being separated in the erected a PIV as the field-of-view in the object space divided by
image plane approximately by the smallest resolvable spatial variation. Essentially, this
ratio is the same as the number of independent (i.e. non-
1Xp ' Mo vp 1t (1) overlapping) vector measurements that can be made across
the linear dimension of the field-of-view. Obviously, large
where Xp is the two-dimensional position vector in the dynamic spatial resolution allows one to measure small-
image plane, Mo is the optical magnification of objects in scale variation embedded in larger scale motion, as occurs
the object plane z = 0, 1t is the time between pulses, and in numerous fluid mechanical phenomena such as boundary
vp is the vector velocity of the particle labelled ‘p’. layers and turbulence.
The usefulness of a PIV instrument is often char- Dynamic spatial range is related to spatial resolution,
acterized by its accuracy and its spatial resolution. and dynamic velocity range is related to the fundamental
However, neither of these quantities completely describes velocity resolution and accuracy of a PIV. This paper
the capabilities of a PIV system. Another related and establishes upper bounds on both and the manner in
equally important characteristic is the dynamic velocity which they depend on the design of the optical system
range, defined for present purposes as the maximum and the characteristics of the recording medium, either
velocity range that can be measured with a fixed set of photographic film or videographic arrays.

0957-0233/97/121393+06$19.50
c 1997 IOP Publishing Ltd 1393
R J Adrian

It will be argued that the maximum spatial resolution is image density. Hence, it provides poorer spatial resolution
achieved by measurement of single particle displacements, than the high image density case.
assuming that other factors required to make that Recent work on improving the spatial resolution of PIV
measurement have been satisfactorily resolved. The factors for the purpose of high-resolution turbulence measurements
which ultimately determine the accuracy of single particle has proceeded in the direction of making it possible to
displacement measurements are inherent uncertainties due track individual particles reliably in the case of high
to finite time sampling and finite displacement of the image density (Keane et al 1995). The idea is that the
particles, particle dynamics, and uncertainties in measuring displacement of a particle during a measurement time
the displacements of the particle images. These issues provides the minimum possible spatial uncertainty in the
will be discussed in successive sections with the goal of measurement, and thus if one can measure the displacement
determining conditions that maximize the dynamic spatial of each particle in the flow field, one should obtain
resolution and the dynamic velocity resolution of PIV. The the maximum possible spatial resolution. However, such
discussion will consider only double-pulsed PIV systems, resolution is local to the vicinity of the particle, and to be
but extension to multiple pulses is trivial. able to claim to have resolved the flow with resolution of
the order of the particle displacement, the spacing between
particles must be of the same order. By definition, this is
2. Optimum spatial resolution and single particle the high image density limit (Adrian 1991). Owing to the
measurements difficulty of matching up pairs of images, it is normally
held to be difficult.
A major conceptual element in the PIV technique is the To achieve this sort of measurement, Keane and
process by which one quickly and automatically extracts Adrian (1993) and Keane et al (1995) adapted an idea
quantitative vector measurements from an image. The originally suggested by Guezennec and Kiritsis (1990) and
recorded image of the field-of-view can be divided into Perkins and Hunt (1989) that uses a two-pass interrogation
a number of small areas of dimension DI which are process. In this approach, called ‘super-resolution’,
referred to as interrogation spots. The corresponding the high image density particle field is analysed using
dimension in the fluid is dI = DI /Mo (lower case conventional correlation analysis of displacements within
letters refer to quantities in the fluid and upper case interrogation spots, and then the information about the
letters denote quantities on the image recording plane.) vector displacement averaged over the interrogation volume
Each spot contains several particle images. Analysis of is used to enhance the probability of being able to track
the displacements of images in each spot by means of the individual particles within each volume. The work of
two-dimensional spatial correlation methods (either cross- Keane et al (1995) proves that it is possible to achieve
correlation or auto-correlation) leads to an estimate of the reliable pairing of a large fraction of the particle image
average displacement of the particles in the spot. This pairs in the optical field, and thereby enhance the linear
approach is valid for the case in which there are many spatial resolution of the measurements by a factor in excess
particles per interrogation spot, referred to as the high of three. That is, the linear spatial resolution is one-third of
image density limit (Adrian 1991). It is a desirable the interrogation spot dimension, dI or less. In effect, this
working condition because it guarantees that at every provides ten times more vectors per unit area. The ultimate
interrogation spot on the image plane there is a high spatial resolution is therefore determined by one’s ability
probability of obtaining a velocity vector that represents the to track individual particles.
average motion of the particles in that spot. The resulting
velocity vector field consists of vectors on a rectangular 3. Optical resolution and the resolution of particle
grid, each vector representing a spatially averaged velocity displacements
measurement.
It can be shown (Adrian 1988) that the spatial averaging The foregoing analysis ignored all factors relating to the
operation is effectively a volume average over the domain accuracy with which the displacement of a particle can
of each interrogation spot and the thickness of the laser light be located. This accuracy is determined by the finite
sheet. Hence, the spatial resolution of the velocity fields uncertainty that exists in determining the centre of each
found by correlation of high image density recordings is just particle image, and it directly affects the spatial and
the size of the interrogation spot in the fluid, dI = DI /Mo . temporal resolution of a PIV instrument. Specifically, if the
In contrast to the high image density case, the accepted errors associated with particle response were negligible, one
strategy for low image density measurements is to track could make finite differencing errors vanish also by letting
individual particles, with the consequence that vectors are 1t vanish. However, 1t cannot be made arbitrarily small
obtained at random points in space. One can interpolate because in order to make accurate velocity measurements
these randomly located vectors, but often the interpolation the displacement must be larger than the uncertainty in
is coarse, because the vectors are spaced far apart relative to its measurement. Thus, the value of 1t depends upon
the scales of motion of the flow field. In fact, most particle the displacement accuracy, and the displacement accuracy
tracking algorithms rely on the assumption that nearest determines the spatial resolution. This result can be cast
neighbouring images belong to the same particle, and this in the form of an uncertainty principle that states that the
is not valid if the particle image density becomes too high, product of the uncertainty in the velocity and the uncertainty
so particle tracking is normally limited to relatively low in spatial location is a constant of the PIV system that is

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Dynamic ranges of PIV

recorded. The quadrature in (4) is valid if both the noise


from the recording and the image intensity are Gaussian.
Assuming diffraction limited imaging, and a Gaussian
intensity distribution of the geometric image of the particle,
the diameter of the diffracted image of the particle is

de2 = ds2 + Mo2 dp2 (5)

where dp is the particle diameter, and the diffraction limited


spot size is given by

ds = 2.44(1 + Mo )f # λ (6)
Figure 1. Measuring the displacement of particle images is
uncertain due to noise in the images. The uncertainty is where f # is the f -number of the lens, and λ is the
proportional to the mean diameter of the image. wavelength of light. For later reference, the equation for
the depth-of-field of the image δz, i.e. the thickness of the
region containing in-focus particles in the object space, is
determined by its optical resolution (Adrian 1986). In the
following we re-derive this result and extend it to arrive at δz = 4(1 + Mo−1 )2 f #2 λ. (7)
a new set of criteria for designing PIV systems.
Consider the measurement of the displacement between Following Offutt (1995), it is convenient to eliminate the
two images of the same particle, as shown in figure 1. f -number of the lens in favour of the depth-of-field, since
Due to noise the recorded optical images are not perfect the depth-of-field is frequently a constraint imposed on the
circular distributions. With the exception of rather idealized system:
experiments or highly idealized computer simulations, de = Mo (1.5δzλ + dp2 )1/2 . (8)
the images are usually irregular in shape as a result
The rms error σu defines the minimum resolvable
of noise in the light field such as background speckle,
velocity fluctuation. Let the particle displacement
aberrations of the lenses, or noise in the image recording
associated with the full-scale velocity be 1xpmax . Then
medium. Photographic media create noise because of the
the dynamic velocity range (DVR), defined as the ratio of
irregular grain structure of the chemicals in the emulsion,
the maximum velocity to the minimum resolvable velocity,
and videographic media impart noise to images through
is given by
electronics noise in the circuits and shot noise in the photo-
detection process. Regardless of the source, the noise umax Mo 1xpmax
makes even the first and second exposures of the same DV R = = (9)
σu cτ dτ
particle appear different, and there is a root mean square
(rms) error in determining the displacement of the centroid where umax = 1xpmax /1t is the full-scale velocity. (This
of the particle image which we will call σ1X . (Recall that definition ignores negative velocities. If negative velocities
x denotes position in the fluid and X denotes position in do occur, it is recommended that umax be defined to the
the image plane.) Ignoring error caused by uncertainty in larger of the maximum positive velocity or the maximum
1t (valid for flows less than several hundred metres per magnitude of the negative velocity.) If we denote the
second), the rms error in the velocity measurement is given format of the recording medium by its dimensions Lx and
by Ly in the recording plane, then the field-of-view in the fluid
σ1x σ1X is given by
σu = = . (2)
1t Mo 1t lx = Lx /Mo (10)
The precise relationship between the rms displacement and similarly for ly . The minimum resolvable scale is less
error and the properties of the image is complex, and than 1xpmax , so the dynamic spatial range (DSR) is at least
it depends upon the method used to determine 1Xp .
However, on the basis that it must be easier to locate the lx Lx /Mo
DSR = = . (11)
centre of a small image than a large image Adrian (1986) 1xpmax 1xpmax
asserts that
σ1X = cτ dτ (3) It follows immediately that

where dτ is the diameter of the recorded image and cτ Lx


(DSR)(DV R) = . (12)
is a constant that depends on the ability of the analysis cτ dτ
procedure to determine the displacement between the
images. Typically the constant is 1–10% of the image Equation (12) states that the capability of a PIV system
diameter. The recorded image diameter dτ is given to have both a large dynamic velocity range and a large
approximately by dynamic spatial range is determined by a dimensionless
constant Lx /cτ dτ that is a characteristic of the system.
dτ2 = de2 + dr2 (4)
The format length Lx characterizes the physical size of
where dr represents the resolution of the recording medium the recording medium, which determines its capacity to
and de is the diameter of the optical image prior to being hold information; the recorded image diameter is a measure

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R J Adrian

of the performance of the optical imaging system and fraction of pairs of images as particles enter and leave the
the recording system; and cτ is a measure of the ability interrogation one can apply the ‘one-quarter rule’ (Adrian
of the interrogation algorithm to measure displacements 1986), which states that the maximum displacement should
accurately. (This equation is, of course, a variation of be less than one-quarter of the size of the fixed interrogation
the PIV uncertainty principle σu 1xp max = cτ dτ umax stated spot. For example, it is common to employ interrogation
by Adrian (1986).) PIV systems having large values spots that are 64 pixel squares, for which the maximum
of Lx /cτ dτ are well suited for turbulence research, and image displacement would be cmax = 16. In this case the
measurements in higher Reynolds number flows require DV R is given by
larger values of this constant.
cmax
We now consider how one configures a PIV system to DV R = p (15)
be optimum for a given experiment. The most important cτ 1 + cr2
consideration is to match the size of a typical particle image
independent of Mo .
with the resolution of the recording medium, denoted by
From equation (9), the optimum magnification, found
dr . The resolution elements of photographic film are the
by setting de = cr dr , is just
grains in the emulsion, and the resolution, in millimetres,
is conventionally given as dr = 2/(number of resolvable cr dr
line pairs per millimetre). The resolution elements of Mopt = (16)
(1.5δzλ + dp2 )1/2
a videographic device are the pixel elements, and the
resolution dr is characterized by their spacing. and the corresponding optimum f -number is
One can think of these elements as sampling the
analogue image at discrete points in space. If the image (δz/λ)1/2
diameter de is too small, the image is under-sampled
#
fopt = 0.5 −1
. (17)
1 + Mopt
according to Nyquist’s criterion, and one expects to lose
information. If the image is too large, the system wastes the Equation (16) defines the minimum magnification that
information capacity of the recording medium by sampling will avoid errors due to finite resolution of the recording
more often than needed to specify the image. Under- medium. Higher magnifications are allowable.
sampling leads to both mean bias errors in locating the The optimum system is defined by the resolution dr ,
particle and a random error, while over-sampling does the requisite depth-of-field δz, and the accuracy of the
little to reduce the errors once the number of samples displacement interrogation algorithm cr . Table 1 gives
per diameter cr exceeds a critical value (Prasad et al the resolution and format lengths Lx and Ly of a variety
1992, Wernet and Pline 1993, Westerweel 1993). These of videographic and photographic recording media. The
investigations have shown that discrete sampling by a video resolution of the film is taken to be 2/(line pairs per
array leads to negligible mean bias error if cr is greater than mm), and the effective pixel format is defined to be
one to three pixels per diameter. If the image diameter Lx /dr × Ly /dr . While it is apparent that high-resolution
satisfies the following criterion, the finite resolution of the films offer many more pixels than videographic cameras,
recording medium has a negligible effect on the accuracy it is less obvious that one is able to take advantage of
of measuring the displacement of the particle image: the film resolution since the resolution becomes very small
with respect to the diffraction limited spot size of a particle
de ≥ cr dr . (13) image.
Table 2 summarizes the properties of several PIV
For reference we shall take cr = 2.
systems tailored to different types of measurements. The
From equation (8) the optimum magnification of the
table assumes λ = 532 nm, cτ = 0.05, and cmax = 16.
imaging lens is found by reducing the magnification Mo
The magnification is calculated for the optimum condition
until de is just equal to cr dr . This makes de as small
in which the diameter of the image is matched to the
as possible, given the resolution limits of the recording
resolution of the recording medium according to equality
medium, and it therefore minimizes dτ , and maximizes the
in equation (13). The value of cr is taken to be 2.0. Thus,
dynamic range product in equation (12). Reducing the
for every entry in the table the magnification is adjusted
magnification also increases the depth-of-field, increases
the field-of-view, and increases the dynamic spatial range. so that the focused image diameter is twice the pixel size
The only disadvantage to reducing the magnification is in the x-direction given in table 1. Since the resolution
that it reduces the dynamic velocity range, according to is fixed with respect to the medium, and the maximum
equation (9). However, it is frequently the case that displacement is taken to be fixed with respect to the pixel
the maximum particle displacement is determined by the size, the accuracy of the velocity measurements is the same
maximum number of pixels that the image is allowed to for all entries (better than one per cent of full scale), and
move in the image plane, the dynamic velocity range is fixed at DV R = 143. If the
magnification exceeds one of the values given in table 2, the
Mo 1xp max = cmax dr . (14) image is enlarged, and the recording medium over-samples
it. Likewise, if the f -number is increased above a value in
This restriction may be imposed by the interrogation the table, the image diameter and the depth-of-field are both
software, especially if it uses a single window which enlarged. Conversely, if a large depth-of-field is required,
contains both first and second image data. To retain a large as in particle tracking over large rectangular volumes, the

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Dynamic ranges of PIV

Table 1. Properties of various image recording media.

Format Pixel sizea Resolution Effective pixel


Recording medium Lx × Ly (mm) (µm) (line pairs/mm) format
Sony XC-75 (RS-170) 6.4 × 4.8 8.4 × 9.8 768 × 494
Sony XC-999 (NTSC color) 6.4 × 4.8 8.4 × 9.8 768 × 494
Dalsa IA-D2 10.24 × 10.24 10 × 10 1024 × 1024
Kodak Megaplus 1.4 8.98 × 7.04 6.8 × 6.8 1317 × 1035
Kodak Megaplus 4.2 18.5 × 18.5 9.0 × 9.0 2029 × 1044
TMAX 400 35 × 24 5×5 100 7000 × 4800
TMAX 400 125 × 100 5×5 100 25 000 × 20 000
TMAX 400 250 × 200 5×5 100 50 000 × 40 000
Technical Pan 125 × 100 1.5 × 1.5 320 80 000 × 64 000
Technical Pan 250 × 200 1.5 × 1.5 320 160 000 × 128 000
a
The effective pixel size of film is calculated from 1/2 (line pairs per mm).

Table 2. Characteristics of PIV systems. Mf = Medium-field; Lf = Large-field.

Depth- Field-
Recording of-field Optimum Optimum Dxmax of-view DSR
System medium (µm) mag. F -number (µm) Ix (mm) DSR DVR ×DVR
Particle diameter = 1 µm
Probe video SONY XC-75 300.0 1.08 6.2 124.0 5.9 47.6 143.1 6815
Standard video SONY XC-75 1000.0 0.59 8.1 226.1 10.8 47.6 143.1 6815
Deep-field video SONY XC-75 100 000.0 0.06 12.2 2259.9 107.6 47.6 143.1 6815
Large-format
probe video Megaplus 4.2 300.0 1.16 6.4 124.0 15.9 128.5 143.1 18 385
Large-format
video Megaplus 4.2 3000.0 0.37 10.1 391.5 50.3 128.5 143.1 18 385
Deep-field large-
format video Megaplus 4.2 100 000.0 0.06 13.0 2259.9 290.3 128.5 143.1 18 385
Standard 35 mm TMAX400 300.0 0.64 4.7 124.0 54.3 437.5 143.1 62 610
Standard 35 mm TMAX400 1000.0 0.35 5.7 226.1 98.9 437.5 143.1 62 610
Mf 400 ×500 film TMAX 400 300.0 0.64 4.7 124.0 193.8 1562.5 143.1 223 607
Mf 400 ×500 film TMAX 400 1000.0 0.35 5.7 226.1 353.3 1562.5 143.1 223 607
Lf 400 ×500 film Tech Pan 1000.0 0.11 2.1 753.8 1177.8 1562.5 143.1 223 607
Lf 800 ×1000 film TMAX 400 300.0 0.64 4.7 124.0 387.6 3125.0 143.1 447 214
Lf 800 ×1000 film TMAX 400 1000.0 0.35 5.7 226.1 706.7 3125.0 143.1 447 214
Lf 800 ×1000 film TMAX 400 3000.0 0.20 6.4 391.5 1223.5 3125.0 143.1 447 214

Particle diameter = 20 µm
Probe video SONY XC-75 300.0 0.66 4.7 202.3 9.6 47.6 143.1 6815
Standard video SONY XC-75 1000.0 0.49 7.1 276.9 13.2 47.6 143.1 6815
Large-probe video Megaplus 4.2 300.0 0.71 4.9 202.3 26.0 128.5 143.1 18 385
Large-format video Megaplus 4.2 3000.0 0.34 9.5 422.9 54.3 128.5 143.1 18 385
Standard 35 mm TMAX400 300.0 0.40 3.4 202.3 88.5 437.5 143.1 62 610
Standard 35 mm TMAX400 1000.0 0.29 4.9 276.9 121.1 437.5 143.1 62 610
Mf 400 ×500 film TMAX 400 300.0 0.40 3.4 202.3 316.1 1562.5 143.1 223 607
Mf 400 ×500 film TMAX 400 1000.0 0.29 4.9 276.9 432.7 1562.5 143.1 223 607
Lf 800 ×1000 film TMAX 400 300.0 0.40 3.4 202.3 632.2 3125.0 143.1 447 214
Lf 800 ×1000 film TMAX 400 1000.0 0.29 4.9 276.9 865.3 3125.0 143.1 447 214
Lf 800 ×1000 film TMAX 400 3000.0 0.19 6.0 422.9 1321.5 3125.0 143.1 447 214

f -number must be increased, and the image diameter must Standard resolution video cameras operating to fully
also increase, requiring a decrease in the magnification. resolve the particle images are not able to cover a field-of-
The general trend shown in table 2 is one of increasing view much larger than 10 mm. If such cameras are used
field-of-view as the format size and number of pixels is for a larger field-of-view by decreasing the magnification,
increased. The number of pixels varies over a 200:1 range the diameter of the images will decrease, and the inherent
between the standard resolution video camera and a large errors will increase. Cameras in this range perform very
800 ×1000 sheet of high-resolution black and white film. We well if they are used in probe-type PIV systems that view a
see that while the parameters vary somewhat, the principal small region of the flow for the purpose of determining the
effect is to change the dynamic spatial range, and this leads local velocity and velocity derivatives. If the depth-of-field
to different types of PIV instruments. is increased substantially, say to 100 mm, then the field-

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R J Adrian

of-view also increases. As shown in table 2, it is possible achievable in a variety of configurations, depending upon
to have a field-of-view comparable to the depth-of-field in the recording medium. The greatest potential for fully
a deep-field camera. The dynamic spatial range obtained resolving high Reynolds number flows and turbulent flows
from standard videos is of order 50. lies in the direction of increasing the Reynolds number by
High-resolution cameras with up to 2k × 2k pixels increasing the scale of the flow. Large-format films should
are roughly comparable to 35 mm cameras, yielding give more than three decades of spatial frequency.
fully resolved images on fields-of-view roughly 50 mm
square. We refer to a field-of-view around 50–200 mm as
medium format. This is enough for many laboratory-scale Acknowledgment
experiments, but the dynamic spatial range of the large-
format video camera, of order 128, is not large enough for This research was supported by a grant from the National
high Reynolds number experiments that attempt to resolve Science Foundation.
the full spectrum of the turbulence, or to resolve the details
of flow around large-scale objects. References
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found. Spatial resolution of order 100–500 microns is The Netherlands

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