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DOI: https://doi.org/10.1016/j.addma.2018.05.005
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Please cite this article as: Galy C, Le Guen E, Lacoste E, Arvieu C, Main defects
observed in aluminum alloy parts produced by SLM: from causes to consequences,
Additive Manufacturing (2010), https://doi.org/10.1016/j.addma.2018.05.005
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Main defects observed in aluminum alloy parts produced by SLM: from causes to consequences
*Corresponding author:
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Eric LACOSTE
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Present address: I2M, UMR 5295 - Site IUT - 15, rue Naudet - CS 10207 - 33175 - Gradignan Cedex
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- FRANCE Tel.: (33)5 56 84 58 65 – Fax: (33)5 56 84 58 43 – email: eric.lacoste@u-bordeaux.fr
HIGHLIGHTS:
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Defects of aluminium alloys SLMed parts are described from causes to consequences
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New prospects for studies concerning SLM and Al- alloys are highlighted
Aluminium alloys studied by SLM are reviewed
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Abstract
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In recent years, the SLM process has been studied for the production of aluminum alloy parts, as these
alloys demonstrate significant potential for the future, notably due to their low density which allows a
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considerable reduction in mass. The aim of this bibliographical study is to identify and classify the
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parameters and phenomena which influence the appearance of defects in aluminum alloy parts
produced using the SLM process and hence the final properties of these parts. To do this, a cause tree
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diagram was created. For each defect or consequence identified (porosities, defects linked with hot
cracking phenomena, anisotropy in the material and surface quality), we revealed the potential sources
Keywords
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Selective Laser Melting (SLM) – Aluminum alloys – Defects
1. Introduction
Additive manufacturing is not a single process, but a set of techniques with one principle in common,
that of shaping parts by the addition of material [1]: depositing layer by layer, depositing by spraying
matter, depositing by fused filament fabrication, etc. The basic principle used in these techniques is
therefore the opposite of traditional shaping which involves the removal of material (machining
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processes). Additive manufacturing processes complement existing shaping processes (machining,
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welding, molding, injection, forming, etc.) by making it possible to produce new types of parts with
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more complex geometries. Depending on the processes, the materials used are mainly in the form of
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liquids, powders, filaments or sheets and all families of materials can be used with this process,
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The Selective Laser Melting (SLM) is an additive manufacturing process using a powder bed where a
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quasi-finished product is produced from metal powders and a 3D CAD file. A great deal of research
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has been done into the SLM process applied to steels [2], Nickel-Chrome alloys [3] or titanium alloys
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[4,5]. Studies have also tended to focus also on aluminum alloys. Aluminum and its alloys do indeed
have great potential for the future, due in particular to their low density which can result in significant
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reductions in volume. Due to the fast heating and cooling rates during SLM building during SLM
building, the microstructures obtained with SLM and and consequently the mechanical behavior are
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different compared to traditionally fabricated Al–12Si parts [6-8]. Moreover, despite being studied for
more than twenty years, the final properties of aluminum alloy parts manufactured by SLM are still
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difficult to control due to the numerous defects generated, porosities, hot cracking and consequences,
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Because of interactions between the laser and the metal powders, the SLM process involves
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combinations of physical and thermal phenomena (with phase changes linked with the melting and
(appearance of residual stresses due to temperature gradients during the process) and hydrodynamic
phenomena (convection in the melt pool). In the case of the manufacture of aluminum alloy parts,
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macrographs and analysis of the microstructure show the formation of oxides at the surface of the melt
pool which may be responsible for the appearance of defects such as porosities and the trapping of
unmelted powders. The material health of parts produced from aluminum is therefore particularly
related to the size of the melt pools and the ability of the laser to break the oxide films that have
formed, which are themselves directly linked to the operational parameters of the process. In addition,
aluminum is a good heat conductor compared with other metal alloys used but it has a lower
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absorption rate of the laser beam energy, hence a very large proportion of the laser energy is reflected.
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The aim of this bibliographic article is to investigate the origins of the main defects observed in
aluminum alloy parts manufactured by SLM, in order to identify and classify the parameters and
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phenomena involved which influence the final properties and hence the appearance of defects. A well-
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known risk analysis was used, the root cause analysis tree diagram. The principle is simple: for each
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defect identified, potential sources are revealed, going back to the initial causes, also called the root
causes.
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In the literature, SLM is often associated with SLS (Selective Laser Sintering) [9], however, these two
additive manufacturing processes are quite distinct, even though their basic principle is the same.
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Figure 1 shows a system where powder is fed via a tank located above the level of the construction
zone. Its distribution in the recoater is made by gravity. Then, powder is deposited on the build
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substrate thanks to the recoater movement. Another system deposits powder by an “elevator” powder
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reservoir [10]. Layer after layer, the lateral reserve is raised to deliver the required amount of powder.
In both cases, the powder is then spread in a thin uniform layer across the build surface using a
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recoater mechanism that may be a rake, which may be flexible or hard, or a roller. The deposited
powder is between 10 and 100 µm thick. In the case of aluminum alloys, it is generally around 30 to
50 µm [11-14]. The thickness of the powder deposit depends on the granulometry of the powder used;
it corresponds to a slice of the part being produced, a slice that will then be sintered (SLS) or melted
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(SLM) depending on the process employed. The energy required to change the state of the material is
provided by a laser.
The main difference between sintering and laser fusion is the power of the laser used. In SLS, the
powder is sintered. The temperature to be reached varies according to the grade of the aluminum alloy,
but is generally between 595°C and 625°C [15]. For SLM, on the other hand, the temperature to be
reached is at least the melting temperature of aluminum (T ≥ 660°C). As a result, the physical
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phenomena involved are different. In the case of SLM, the mechanics of the melt fluids play a major
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part in the final quality of the parts. The sintering process is complicated to put into operation on
aluminum powders because of the natural presence of a thin layer of alumina [16].
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Using a laser to melt the material gives the SLM process some similarities to laser assembly processes.
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Basically, a part made by SLM could be represented as a pile of laser weld beads. However, these 2
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processes differ in some important ways and the results obtained for welded parts in terms of
microstructures and defects in particular cannot be transposed to the SLM process. The dimensions of
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laser weld beads are a minimum of a few mm, whereas in the case of SLM, laser thicknesses are
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around a hundred microns maximum. In addition, the scan speeds of the laser are much lower during
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welding than in SLM and hence the cooling speeds of the alloy are also very different as they are
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extremely fast in SLM (~ 106 K.s-1). The thermal history during the process is also more disrupted in
the case of SLM: a layer of powders that melts as the laser passes across at a given moment will
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undergo variations in temperature as the laser passes over to make the upper layers (figure 2) [17]. The
environment of the melt pool is also very different: in welding, melting occurs all the time within one
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or more materials in the solid state (parts for assembly) (figure 3) [18] whereas in the case of SLM on
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a powder bed, depending on the geometry of the part being produced and the laser strategy used, the
weld bead is either in contact with the powder or with the continuous material in the solid state, or
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To master the SLM process and thus account for the appearance of a particular defect, it is essential to
know and understand all the operational factors that can influence the final properties of the
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manufactured product. The key parameters of SLM are presented in detail by Spears [10]. Spears
classifies the parameters into 4 categories: laser parameters, initial powder properties, powder bed
properties and recoating, and build environment parameters. Parameters defined as “controlled” are
those that can be easily modified with current SLM technology. Of the 50 parameters listed, only a
dozen are considered to be controllable, i.e. directly modifiable during the process.
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To these fifty parameters identified by Spears, it is essential to add further parameters which can
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impact on the quality of the final part:
- the flowability of the powders: poor flowability can lead to problems with spreading the
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powder;
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- the hygrometry of the powders: high humidity can also lead to problems with spreading the
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powders;
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the recoating technique used to spread the powders (roller or rake): some machines control the
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compacting of the powders and others spread the powders on both the outward sweep and the
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return sweep.
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In view of the very large number of parameters and following studies that have focused on the
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parameters of the laser and the scanning, 4 of these parameters were studied through the specific laser
𝛹 = 𝜈.ℎ.𝑑 (1)
where P is the power of the laser (W), v the scan speed of the laser (mm/s), h the inter-bead distance
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(mm) and d the thickness of the layer of powder deposited (mm). Thus the energy density of the
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process increases if the laser power increases, or if the scan speed, the inter-bead distance or the
thickness of the layer decreases. There is a basic optimal specific energy, but its value seems to be
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dependent on the overall environment and hence on the SLM machine and the alloy used [20].
However, this equation is debatable. Indeed, it does not take into account a number of important
factors such as the laser diameter and its offsets at the surface of the melt, the direction of the gas flow,
the hatch style and so on [21]. Prashanth et al claims that an extensive modification of the equation has
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to be made involving the hatch parameters and the material properties in order to effectively employ
this in the SLM parameter optimization process. By comparing samples build using different process
parameters at constant energy density by varying the laser power and laser speed combination and at
constant speed and varying laser, their study suggests that the laser power is one of the most
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2.3. SLM process applied to aluminum alloys
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Manufacturers of metal additive manufacturing machines have chosen to use lasers with a wavelength
of 1µm (1.064µm) because this allows optimal absorption for all metal materials (figure 5) [22].
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Nevertheless, for aluminum, laser absorption for a wavelength of 1064 nm is low, varying between 5
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and 15%. In the case of wavelengths close to 10µm (CO2 laser) the oxide layer Al2O3 naturally present
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on the surface of the powder particles probably absorbs the laser energy better in this wavelength
the possibility of using pulsed sources to allow time for the heat to diffuse into the material between 2
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pulses [24]. Chou et al. demonstrated that the change in laser emission mode significantly modifies the
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geometry of the microstructure obtained in the case of an AlSi12 alloy and therefore influences the
Overall, the most commonly studied aluminums in SLM belong to the group of alloys called structural
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hardening alloys. Table 1 summarizes the principal aluminum alloys that have already been studied in
SLM giving the references to bibliographic articles dealing with each of the alloys. The presence of
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alloying elements such as Cu, Mg, Si and Zn make it possible to improve the mechanical properties by
a sequence of heat treatments. The majority of these alloys are reputed to be easily weldable, including
with a high energy process and rapid kinetics such as laser welding.
We observed that most studies were carried out using the 4XXX series (40,000 casting alloys). These
alloys are easy to process due to the small difference between liquidus and solidus temperature. In
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addition the fact that these alloys have high silicon content gives a better laser absorption, avoids
cracking and gives the material good flowability and weldability properties. Today we easily obtain
parts with densities exceeding 99% using high laser powers of 200W and above. Moreover, taking the
example of AlSi10Mg, which is without a doubt the most studied aluminium alloy studied by SLM,
the mechanical properties of parts produced by SLM are higher than the one obtained by casting. It is
explained due to the fine cellular-dendritic microstructure and fine distribution of Si phase developed.
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More and more studies are focused on the Al-Cu alloys (2XXX series). These high strength aluminium
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alloys represent a great potential for automotive, aerospace and defense industries. Actually, with a
higher strength-to-weight ratio than aluminium-silicon alloys, the expectation of reduction in mass is
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increased. The high risk of failures to create dense part with classical Al-Cu alloys – due to the well-
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known susceptibility to hot cracking in welding - explains why it was first necessary to develop the
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SLM process with aluminium alloy easy to process, as 4XXX series. The results indicate that these Al-
alloys display fine microstructure and considerably improved mechanical properties. Similar findings
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can be associated to Al-alloys from 7XXX series.
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Concerning 5XXX series, it should be noted that one particular alloy was developed by the Airbus
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Group Innovation in order to find a compromise between the lightness of aluminum alloys and
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titanium alloy resistance: the Scalmalloy®. Due to its specific composition, this AlMgScZr alloys
offers excellent material properties in terms of weldability, corrosion resistance and mechanical
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properties.
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2.5. Main defects and consequences identified on aluminum parts produced by SLM
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As in smelting and welding, four main defects and consequences were identified in the aluminum
alloy parts produced by SLM: porosities, defects related to hot cracking phenomena, anisotropy
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induced in the material and surface quality. From this set of defects, we can start to build the cause
tree diagram (figure 7). For each case, we searched for all the causes for their appearance and grouped
all this information together to complete the tree shown in Figure 7, while systematically giving, for
each cause, the bibliographic references for where they were studied. It can be seen that many causes
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3. Porosities related to the production of aluminum alloy parts by SLM
Porosities are considered as one of the major defects in parts produced by SLM [67]. The density of a
part is an indicator of its material health and hence of the final performance that can be expected [68].
The size and the shape of a porosity are generally characteristics of the phenomenon that has caused it
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[69]. Thus, we can classified the porosities of a SLM part into 2 categories: metallurgical pores which
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originate either from the absorption of the surrounding gas (N, O or H), or from the evaporation of
certain alloying elements (e.g. Mg), and parameter based pores which are mainly the result of a
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process fault.
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Also, the size of these porosities is a revealing indicator of material health which affects the
performance of the final part. Thus “macroporosities” are considered more harmful than
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microporosities. Indeed, if they are not perfectly spherical, macroporosities can be the source of
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cracks. Consequently, the more macroporosities there are, the more fragile the material will be.
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“Initial” microporosities may become critical, especially after heat treatment. During such operations
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it can be seen that microporosities have a tendency to coalesce, forming macroporosities that are
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acicular in shape and therefore likely to generate the problems already discussed.
Among the causes of the appearance of porosities are those related to the process parameters, to the
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presence of impurities on the base material (the powder), to the low absorption of laser energy by the
aluminum, to problems of wettability of the solid aluminum by the liquid aluminum, to the
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that make up the composition of the alloy. We built the tree for each of these causes, showing the
It should be recalled that all the studies dealing with the density of the parts produced by SLM are
dependent on the experimental means used. When the porosity level of a part is measured, the
dimension of the porosities being considered is usually not specified. Thus, depending on the method
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3.2. Influence of the process on the appearance of porosities
The majority of studies on reducing the rate of porosity within a material produced by SLM focus on
the process, and especially on the optimization of the energy density factor, presented previously (1).
The parameters recognized as being the most influential for porosity levels are the laser scan speed
and laser power [12,20,24,26,30,36,43,45]. For instance, Kimura et al studied the influence of the
level of energy density on the kind of porosities [12]. By optimizing the laser irradiation conditions, a
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relative density of 99.8% is obtained on A356.0 specimens. On as-build part, they showed that the
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relative density of the part decreased at both higher and lower energy density. In low-energy density
specimen, porosities were attributable to incomplete melting of the powder layer due to insufficient
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energy supply from laser irradiation. It results porosities with an irregularly shaped and contained
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residual powder particles. In high-energy density case, they find a lot of spherical porosities with the
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morphological features of gas pores. This is attributed either to a trapping of the argon from the
combustion chamber due to the active flow of the molten metal, or to the dissolved hydrogen having
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degassed at the time of fusion.
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Buchbinder et al. produced parts from aluminum alloy Al Si10 Mg with a volume of 5 mm3 and a
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relative density of around 99.5% using a laser power of 250 W [70,71]. They showed that by simply
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increasing the laser power (~1000W), combined with an optimized laser speed and inter-bead distance,
the volume of the manufactured parts could be significantly increased with the same relative density
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(99.5%), while the build rate increased from 5 mm3/s to 21 mm3/s [43]. In this case, it has been
showed that low density of samples is also caused by spattering and process instabilities, which
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produced imperfections. The gas flow at the surface of the lasered area is also a parameter that
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influences the porosity level [72]. Depending on the position and flow rate of the gas, slag (powder
that has already melted) may be present in the powder bed which leads to melting defects during
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In order to limit the appearance of porosities associated with the presence of hydrogen during the SLM
process, one method is to reduce the presence of humidity at the surface of the powder bed. To do this,
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Weingarten et al. proposed a double scan system of the powder bed: a first scan is carried out with a
low power laser resulting in the sintering of the powder; the second scan is the one that melts the
powder [44]. This initial laser application reduces porosity density by 90% when producing an
AlSi10Mg alloy. Other authors have shown that porosity can be considerably reduced by drying the
Studies have shown that decreasing the oxygen content in the machine results in a decrease in porosity
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associated with the presence of oxygen [60]. In addition, Louvis et al. recall difficulties in producing
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aluminum alloy parts by SLM because of the combined effects of the very high reflectivity and
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4. Other defects in aluminum alloy parts produced by SLM
One method to avoid these cracks is to modify the composition of the welded alloy to increase the
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amount of eutectic. In particular, the addition of Silicon to the alloy reduces the melting temperature
and the solidification range, thus leading to a decrease in the level of hot cracking [74]. Adding Nickel
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To limit these cracking problems when producing aluminum parts by SLM, most studies were carried
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out using what are called casting aluminum alloys (AlSi10Mg, AlSi12, AlSi7Mg0.3), which are less
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susceptible to the risk of hot cracking because of the high Silicon content (figure 9) [75] and their
To understand the reasons why this defect appears, we looked in particular at the phenomena present
In his work on 6XXX series aluminum alloy laser welding, Fabrègue identified 5 factors that influence
hot cracking: the composition of the alloy, the microstructure, the dissolved gas content, the
wettability of the solid by the liquid and the process [76]. Sanchez et al. showed that the susceptibility
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of an aluminum alloy to cracking depends on both its composition and the laser parameters used
(power, speed) [77]. It exits similarities between these phenomena and those observed in on SLM
process. Zhang et al. found that, in the case of an Al-Cu-Mg alloy, which is known to be sensitive to
cracking because of the presence of copper and magnesium, the reduction in laser speed leads to a
decrease in the presence of defects, including cracks [56]. Montero et al. successfully manufactured
parts out of alloy 7075 by SLM with no cracking by doping the composition with silicon [59].
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Bartkowiak et al don’t observed cracks in their SLM samples manufactured with AlCu, ALZn or
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AlSi10Mg [29].
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4.2. Anisotropy of manufactured parts
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Another consequence identified when producing aluminum parts by SLM concerns the anisotropy of
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mechanical properties. This may appear to be secondary when compared with the two defects
mentioned previously, but studies show that mechanical properties depend on the build direction of the
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part (Figure 11). Figure 12 summarizes the causes identified as being responsible for the anisotropic
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There are two causes that may explain this microstructure orientation. The first concerns the build
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orientation of the part: because of the complex thermal history that the part has undergone, we observe
epitaxial grain growth [78]. During the study of the overall texture of AlSi10Mg produced by SLM
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Thijs et al have demonstrated that a more anisotropic or isotropic part can be obtained by choosing the
During their studies concerning the impact of processing parameters on tensile properties, Prashanth et
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al have showed that some combination of parameters may lead to anisotropic properties in the material
due to not homogeneous throughout the length of the AlSi12 samples produced by SLM [79]. This
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criterion must therefore be taken into account when choosing the orientation and the support of the
Some authors have observed anisotropy in mechanical properties about samples manufactured by
SLM: longitudinal fracture strains were greater than those observed in the transversal direction in an
AlSi7Mg0.3 alloy produced by SLM in optimal conditions [12]; the elongation for parts built in
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transversal direction is almost 2% higher than the elongation in the longitudinal direction with an
AlSi10Mg alloy [41] and the hardness observed along the build direction is higher than the
perpendicular one with the same alloy [42]. Karg et al have also observed anisotropy in the elongation
at break with an AlCu6Mn alloy while yield strength and ultimate tensile strength were isotropic [31]
and anisotropy for elongation and ultimate tensile strength with AlCu2Mg1.5Ni [61]. Other authors
have observed isotropic properties on their specimens on AlSiMg [48] or very low anisotropy on
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Scalmalloy [26].
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4.3. Study of surface conditions
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An optimal use of the SLM process would be the possibility of producing an operational part using
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SLM, where no post-processing machine finishing is required. To date, this goal has not yet been
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achieved as surface conditions obtained after SLM do not fulfill the specifications for certain
applications, particularly aeronautics. Studying this consequence is therefore a means to improve the
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process, especially in the case of aluminum alloys. Figure 13 shows the various avenues to explore to
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Few studies so far have looked into this problem. Currently, the solution usually employed to improve
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surface condition is to vary the laser parameters locally on the contours of the parts. However, this
change in the operational parameters may lead to the formation of porosities in the parts. The laser
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parameters used will directly affect the stability of the melt pool obtained and hence the uniformity of
the final bead [36, 45]. The phenomenon of balling, where coarse molten metal droplets are formed, is
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also observed in SLM. This phenomenon depends on processing parameters and acts to the surface
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quality: Olakanmi has showed the influence of laser power and scanning rate about surface
morphology [47] ; Louvis et al have observed that low scan speeds generate roughness greater than the
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set layer thickness with AlSi12 [36] ; Calignano et al studied the influence of laser and process
parameters like laser beam, power, spot size scanning speed, hatching distance and layer thickness
about the surface quality of AlSi10Mg produced by SLM [80]. In addition of these parameters, the
surface quality depends also on scan strategies such as contour scans and skywriting scans: the surface
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roughness can be improved by means of a contour scan to alleviate surface inhomogeneity, and by
5. Conclusion
Studies of the SLM process cover very many different grades of aluminium alloy. SLM creates
complex functional products by selectively melting powder particles of a powder bed layer after layer
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using a high-energy laser beam. The high-energy density applied to the material with SLM processing,
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the fast heating and cooling rates during SLM building and the additive character of the process result
in a material which microstructure and properties are different from those of materials manufactured
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with traditional process. Like any other process, SLM applied to the aluminum alloy parts involves
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specific defects (porosities, defects related to hot cracking phenomena) and other consequences
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concerning anisotropy induced in the material and surface quality. From each set of defects, according
to the literature studies, we have proposed a cause tree diagram which detailed all causes responsible
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for the occurrence of defects.
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The parameters of the process, the wettability of aluminium by melted aluminium, the low absorption
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of laser energy and the presence of impurities have been identified as the main causes of the presence
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of porosities and hot cracking. It should be added the evaporation of the elements of alloys
composition and the atmosphere of building room for the porosities and the alloy composition and the
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The parameters of the process and the bailing effect the surface quality while the building direction
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and plate preheating are the two principles parameters responsible of the presence of anisotropy.
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Each of the causes of each defect has been then detailed in a cause tree diagram with literature
references corresponding.
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Future research should focus on defining new grades of aluminium alloy that can limit defects such as
porosities and cracking. Furthermore, the SLM process involves complex coupled phenomena
associated with interactions between the laser and the material, initially in the form of powders. In
order to study and fully understand defects in such a complex process, instrumentation needs to be
developed which will be able to monitor changes in physical quantities during the process and modify
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certain parameters while the process is underway. These studies can be developed from SLM
machines but also from instrumented test benches which can reproduce physical phenomena that are
Acknowledgment
This work is carried out within the framework of the FUTURPROD research project in collaboration
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with the region of Nouvelle-Aquitaine (France), ENSAM, ArianeGroup, Stelia Aerospace, PolyShape,
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and AGB.
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Figure
SC
U
N
A
M
ED
E PT
22
T
IP
Figure 2: Thermal history of a Ti-6Al-4V alloy manufactured in WAAM, calculated from the
R
finite element model during the last ten layers [17]
SC
U
N
A
M
ED
23
T
R IP
Figure 4: Different thermal transfer scenarii according to the geometry and the scanning
SC
strategy for the SLM process [10]
U
N
A
M
ED
E PT
CC
[22]
A
24
Figure 6: Absorption of laser energy CO2 as a function of the thickness of alumina [23]
T
R IP
SC
U
N
A
M
25
T
R IP
SC
U
N
A
M
ED
EPT
CC
A
26
T
R IP
Figure 9: Influence of alloying elements on hot cracking [76]
SC
U
N
A
M
ED
EPT
CC
A
27
T
R IP
SC
U
N
A
M
ED
E PT
CC
A
28
T
Figure 11: EBSD observation of the microstructure of an AlSi10Mg part manufactured by SLM
IP
[51]
R
SC
U
N
A
M
29
Table 1: Summary of aluminum alloys studied in SLM
Feasibility by SLM
Susceptibility to
Part density
cracking
Family Alloys + : not susceptible + : d rel ≥ 99% References
0 : susceptible 0 : 97% <d rel < 99%
- : very susceptible - : d rel ≤ 97 %
n.s : not said n.s : not said
1XXX Al + n.s [47]
AlCu2 - n.s [29-31,
AlCu5 0 n.s 54-57,61]
T
AlCu6.8 + n.s
AlCu11.8 + n.s
IP
AlCu5Mg (2022) - +
2XXX
AlCu4Mg1 (2024) 0 +
R
AlCu6Mn (2219) 0 +
AlCuMg 0 +
SC
AlCu2Mg1.5Ni + n.s
(2618)
AlSi7Mg0.3 + + [6-8,
(A356) 11-14, 20,24,
AlSi7Mg0.6
(A357)
+
U + 35-53, 58,
63,64]
N
AlSi20Fe5Cu3Mg1 +
4XXX AlSi20 + +
A
AlSi12 + +
AlSi50 + n.s
M
AlSi10Mg + +
AlSi12Mg + +
AlSiNi + +
ED
AlZn2 0 n.s
AlZn10 0 n.s
7XXX
CC
8XXX (FVS0812 ou
AA8009)
Al(Fe2O3)5 n.s n.s [32, 66]
NC
AlNdNiCo + +
30