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Renewable Energy 150 (2020) 320e333

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Renewable Energy
journal homepage: www.elsevier.com/locate/renene

Waste-to-energy generation technologies and the developing


economies: A multi-criteria analysis for sustainability assessment
Imran Khan a, b, *, Zobaidul Kabir c
a
Department of Electrical and Electronic Engineering, Jashore University of Science and Technology, Jashore-7408, Bangladesh
b
Centre for Sustainability, University of Otago, Dunedin, New Zealand
c
School of Environmental and Life Sciences, University of Newcastle, Australia

a r t i c l e i n f o a b s t r a c t

Article history: To attain the sustainable development goals of the United Nations with a focus on the circular economy,
Received 17 August 2019 it is necessary to explore every possible sustainable option in different sectors. Of these, sustainable
Accepted 28 December 2019 waste management and electricity for all are the two most vital goals. However, to date, sustainability
Available online 31 December 2019
assessments of waste-to-energy (electricity) generation technologies have been limited in scale with
respect to the three-dimensional sustainability framework (economic, environmental, and social). Most
Keywords:
often, the assessments were dominated by environmental factors/indicators, omitting the social and
Waste-to-energy
economic indicators. This study thus considered a large number of indicators (34) with due importance
Sustainable waste management
Waste-to-electricity
placed on the three dimensions of sustainability towards sustainability assessment of four waste-to-
Circular economy energy options; incineration, gasification, pyrolysis, and anaerobic digestion (AD). Among the four
Developing countries technologies, AD and incineration are found as the most and least sustainable waste-to-energy tech-
nologies, respectively. Gasification, pyrolysis, and AD were found to be 33%, 65%, and 111% more sus-
tainable waste-to-energy generation technologies than incineration. These findings were then discussed,
paying particular attention to the developing world with a focus on Bangladesh, where waste-to-energy
generation is yet to be developed. This is important for policymakers’ future development plans for waste
management systems and renewable electricity generation in similar contexts of the developing world.
© 2019 Elsevier Ltd. All rights reserved.

1. Introduction quarters of municipal solid waste (MSW) was collected, it was not
treated in a sustainable way [1]. Thus, waste management remains
One of the sustainable development goals (SDGs) of the United a major challenge, particularly in the developing world. In addition,
Nations (UN) is SDG-11, in particular, SDG-11.61: “By 2030, reduce the concept of circular economy is in line with the SDG-11.6, that is,
the adverse per capita environmental impact of cities, including by reduce, reuse, recycle, and recover. Try to reduce the waste in the
paying special attention to air quality and municipal and other waste first instance; if possible, reuse something that we normally throw
management”. It is a challenge to achieve this goal by 2030, globally, away after single use; recycle something that is neither suitable for
since cities are expanding at a rate 1.5 times that of population reducing or reusing; and try to recover resources (e.g., waste to
growth, as identified in the latest report of sustainable develop- energy) after all the three previous steps have been undertaken
ment goals, 2018 [1]. Consequently, the generation of waste is [3,4].
increasing rapidly, and it was estimated by the World Energy On the other hand, SDG-72 which is set to “Ensure access to
Council (WEC) that more than 6 million tonnes of waste per day affordable, reliable, sustainable and modern energy for all” by 2030.
will be generated by 2025 [2]. It was found that although three To date, progress in achieving this goal is very slow, for instance,
global renewable energy share increased slightly from 17.3% in 2014
to 17.5% in 2015 [1]. Moreover, there are many countries in Asia and
Sub-Saharan Africa, where access to electricity for their total pop-
* Corresponding author. Department of Electrical and Electronic Engineering, ulations is yet to be achieved [5]. For example, 41 million people
Jashore University of Science and Technology, Jashore, Bangladesh.
E-mail addresses: ikr_ece@yahoo.com, i.khan@just.edu.bd (I. Khan), zobaidul.
kabir@newcastle.edu.au, kabirz85@hotmail.com (Z. Kabir).
1 2
https://sustainabledevelopment.un.org/sdg11. https://sustainabledevelopment.un.org/sdg7.

https://doi.org/10.1016/j.renene.2019.12.132
0960-1481/© 2019 Elsevier Ltd. All rights reserved.
I. Khan, Z. Kabir / Renewable Energy 150 (2020) 320e333 321

have no access to electricity in Bangladesh [6]. the authors did not pay particular attention to waste to electricity
A possible solution to these problems is waste-to-energy (WtE) generation. In China, a sustainability model was proposed to assess
generation, particularly, electricity generation [7]. However, the the sustainability of the MSW system, considering the life cycle
question remains: how sustainable will it be. In addition, most assessment (LCA), health risk assessment and full cost accounting
previous sustainability studies in relation to WtE technologies have [20].
been conducted in the developed world, and it was found that “… In recent years, the LCA approach has also been used extensively
lack of primary data and the under-representation of the life cycle in the literature in assessing environmental sustainability of WtE
thinking concepts in developing countries are probably the main systems. For example, sustainable waste management solutions for
reasons for the limited number of studies published for most devel- the city of Rio de Janeiro in Brazil were investigated using the LCA
oping regions” [8]. and found that involvement of anaerobic digestion along with
Moving towards a circular economy is one of the pre-requisites recyclable recovery provided the most environmentally sustainable
for sustainable development, as it offers a number of benefits, option [21]. Another study also used this method and found similar
which include less environmental pollution by reducing green- results for the city of Sao Paulo in Brazil [22].
house gas emissions, improved security of supply of raw materials, Environmental sustainability assessment was also conducted for
boosting economic growth and creating new jobs [9]. In addition, the WtE generation in the UK; the investigation was conducted for
studies suggest that a circular economy is ‘a condition for sustain- incineration and biogas recovery from landfill waste using the LCA
ability, a beneficial relation, or a trade-off’ [10]. approach [23]. The LCA was applied towards environmental sus-
Most of the recent studies have paid attention to the sustain- tainability assessment of MSW management system of Sakarya,
ability assessment of power generation technologies such as Turkey [24]. Many other studies also used the LCA approach [102]
renewable and non-renewable, or overall power generation system to assess the environmental performance of waste management
sustainability for a country or region [100]. For example, Evans et al. systems such as in China [20], Greece [25], Belgium [26], and Italy
(2017) discussed the concepts of sustainability in relation to [27].
different energy generation technologies. Similarly, sustainability In contrast with these studies, a study in China used a decou-
assessment of different generation technologies was conducted in pling and decomposition analysis of the sustainability assessment
Ref. [11]. Power generation systems’ sustainability was assessed in of solid waste management [28]. A study in Spain assessed the
Refs. [12,13]. environmental sustainability of WtE plants using as natural re-
Studies to date have used the three-dimensional sustainability sources sustainability and environmental burden sustainability as
assessment for WtE technologies, however with a limited number the two main variables [29]. On the other hand, the LCA was also
of sustainability indicators, and their selection criteria vary from used to evaluate the environmental impacts of a municipal solid
one study to another. For example, a study in Serbia used only eight waste WtE plant and considered different operating conditions
indicators for the sustainability assessment of ‘waste is landfill’, such as cogeneration, power production only [30]. In Refs. [23,31],
aerobic process, incineration, and anaerobic digestion. Of these they considered life cycle assessment of thermal (and landfill
indicators, there were 3 environmental, 3 economic, and 2 social biogas) WtE technologies in relation to sustainability.
indicators [14]. The objective of this paper is twofold: first, to assess the sus-
Another study conducted sustainability assessment of WtE tainability of WtE (i.e., electricity) generation technologies; second,
technologies using 5, 2, and 2 environmental, economic, and social to discuss the potential of sustainable WtE generation technology
indicators, respectively. The authors assessed three WtE technolo- with respect to the developing world towards achieving sustain-
gies: mechanical biological aerobic treatment without Refuse able development using Bangladesh as an example. To identify the
Derived Fuel (RDF) energy recovery, mechanical biological anaer- sustainable WtE (i.e., electricity) generation technology, a large
obic treatment and incineration with energy recovery and found number of sustainability indicators will be used. In addition, the
that incineration was the most sustainable WtE generation tech- results obtained will be discussed with respect to the sustainable
nology [15]. development potential in the waste management sector of
In Sri Lanka, a study considered only two municipal solid waste Bangladesh, as an example of the developing world.
(MSW) management systems in assessing their sustainability: open Compared with recent literature, this study is novel and
dumping and sanitary landfill with gas recovery [16]. The authors completely different from many previous studies, including the
used 4, 1, and 3 indicators for environmental, economic and social authors’ own work [32] for a number of reasons. For example,
dimensions of sustainability and found that sanitary landfill with previous work considered Bangladesh’s total power generation
gas recovery was sustainably better than open dumping. expansion plan and assessed its sustainability up to 2041, including
Although sustainability assessments for electricity generation solar, wind, hydro, gas, oil, and nuclear, whereas this work assesses
from biomass were observed in the literature [17,18], WtE genera- the sustainability of waste to energy generation technologies only.
tion sustainability assessment, particularly, electricity generation Towards a sustainable power generation sector, every possible
from waste in relation to the developing world has rarely been seen. sustainable option needs to be considered for future power gen-
Therefore, the main focus of this paper is to close this gap in the eration expansion plans. However, the power generation expansion
literature by assessing the sustainability of available WtE technol- plan of Bangladesh did not consider this WtE generation option
ogies using the sustainability framework (i.e., considering eco- explicitly [33]. Thus, this work shows which WtE generation
nomic, social, and environmental criteria) and discuss its potential technology needs to be adopted by Bangladesh for its sustainable
adoption in the developing world, particularly for Bangladesh, a development. In the previous work [32], only 19 sustainability in-
country that has not considered these technologies explicitly for dicators were used for the total electricity generation systems; in
electricity generation. contrast, 34 indicators are used for this study for the WtE genera-
Apart from these, a study in Serbia assessed the overall sus- tion technologies only.
tainability of waste management systems for two cities and used The rest of the article is organized as follows: section 2 discusses
four sustainability criteria e waste, environmental, social, and the methodology used for the analysis. Section 3 presents the re-
economic e with 3, 4, 2, and 3 indicators, respectively [19]. The sults of analysis. Section 4 indicates the prospect of WtE generation
mechanical-biological treatment (recycling, composting and RDF technology adoption in Bangladesh as a developing country. Sec-
production) was found to be the most sustainable option. However, tion 5 discusses the findings in the context of developing world. The
322 I. Khan, Z. Kabir / Renewable Energy 150 (2020) 320e333

final section concludes the article.


Incineration

2. Methodology Thermo-
Gasification
chemical
Multi-criteria decision analysis (MCDA) is an effective decision-
making approach, and has been extensively used for the sustain- Pyrolysis
ability assessment of electricity generation and waste management

Waste
Anaerobic
systems. A growing body of literature in the field of municipal solid
Digestion
waste (MSW) management has used MCDA [34e36] (for an WtE Bio-chemical
extensive list of studies that considered MCDA, see Ref. [37]). In Fermentation
addition, it has been found that “… MCDA is the most popular
framework employed in previous studies on MSWM (Municipal Solid Lanfill with gas
Waste Management); MCDA methods help multiple stakeholders capture
evaluate the often conflicting criteria, communicate their different
preferences, and rank or prioritize MSWM strategies to finally agree on Chemical Esterification
some elements of these strategies and make an applicable decision”
[37]. Therefore, MCDA has been employed for the sustainability Fig. 2. Waste-to-energy generation technologies [2].

assessment of WtE generation technologies in this study. The step


by step methodology used for this sustainability assessment is
On the other hand, chemical conversion involves only esterifi-
illustrated in Fig. 1. These steps are explained in the following
cation, in which a reaction occurs between acid and alcohol to form
sections.
an ester.
Of these technologies, incineration, gasification, pyrolysis, and
2.1. Selection of WtE generation technologies anaerobic digestion were chosen for the sustainability assessment
because they are comparatively well-developed in the waste
According to the recent World Energy Council (WEC) report, management sector globally [38]. Moreover, these technologies can
WtE conversion can be achieved through three processes: thermo- be used even in the developing world as part of a proper waste
chemical, bio-chemical and chemical [2]. These processes are management system, if capital costs can be confirmed. Whereas,
shown in Fig. 2. In thermo-chemical processes, the energy in the ‘landfill with gas recovery’ was not taken into account, as many
waste is recovered through heating and the available processes are previous studies found that this is the least sustainable WtE con-
incineration, gasification, and pyrolysis. These processes vary version technique, for example see Refs. [23,39]. Detailed descrip-
depending on temperature and the amount of oxygen used. tion of these technologies can be found in some recent literature,
Bio-chemical processes involve the use of micro-organisms (e.g., such as [38,40,41].
bacteria) to recover the energy from waste in the form of a gas or The other consideration for the selection of these technologies
liquid, which can then be utilized to generate electricity. Available for sustainability assessment was electricity generation opportu-
processes are anaerobic digestion, fermentation, landfill with gas nities. The sustainability assessment of these selected technologies
recovery, and use of microbial fuel cell. will be conducted by taking into account the intended output of the
systems as electricity, as depicted in Fig. 3.

Selection of WtE (electricity) 2.2. Sustainability criteria selection


generation technologies
“Sustainability provides a framework for integrating economic,
environmental and social interests into effective strategy” [42]. Thus,
this framework has been employed to assess the sustainability of
Sustainabilty criteria
WtE technologies in this study and the main criteria are economic,
selection
environmental, and social. Based on these criteria, different in-
dicators were selected from the literature.

Identification of 2.3. Identification of sustainability indicators


sustainability indicators
Sustainability indicators are important for the local government,
community as well as for the country’s government in accounting
Multi-criteria decision and monitoring their respective sustainable development goals and
analysis targets [43]. To be more specific, indicators help to select the type of
data that need to be assessed to guide policymaking, and this al-
lows a comparison between regions and nations in relation to
sustainable development. At the same time, the sustainable plan
Sustainability assessment and policies can also be reflected through sustainable indicators.
Sustainability indicators can be selected in two different ways: (i)
top-down, which is used by policymakers, (ii) bottom-up, used by
local community or region [44,45]. The former involves in-depth
Identification of sustainable analysis in selecting indicators, whereas the latter mainly con-
WtE technology siders a wide range of indicators. However, it is good practice to
select some common indicators that cover both categories. These
Fig. 1. Methodology used for the sustainability assessment. indicators must be easily understandable and comparable among
I. Khan, Z. Kabir / Renewable Energy 150 (2020) 320e333 323

Biogas
Anaerobic Digestion Gas Engine

Gasification

Electricity
Waste

Syngas
Refuse Derived Fuel
Gas Turbine

Pyrolysis Gasification

Steam
Incineration/Combustion Steam Turbine

Fig. 3. Electricity generation from waste using different technologies considered in this study (showing basic steps only).

different sustainability goals [44]. In addition, “ …. nobody can treated with care, and must always be related to other data” [45].
pretend that a single number can adequately express the often- Keeping these sustainability indicator selection criteria in mind,
complex relationships between social, economic, and environmental a related literature search revealed a total of 41 indicators,
issues. For that reason, the values given by indicators have to be including economic, environmental, and social indicators. Of these,

Table 1
List of sustainability indicators used for the analysis.

Criteria No. Indicators (Units of Measure) Major References Used as Data Sources

Economic 1 Capital cost (US$/tonne of MSW/year) [2,39,41,46-56]


2 Operational cost (US$/tonne of MSW/year)
3 Turbine price (US$)
4 Service life (in years)
5 Efficiency (%) [Turbine or Engine]
6 Temperature (in degree C)
7 Oxygen requirement (comparative measure)
8 Annual average calorific value required (MJ/kg)
9 Availability (%)
10 Maximum waste moisture that can handle (%)
11 Low BTU & wet waste handling capacity
12 High BTU waste handling capacity
Environmental 13 Land use (m2) [2,13,23,31,41,48,49,56e62]
14 Water use (comparative measure)
15 Pollutants generation (types)
16 Life cycle CO2 emission/kWh
17 Overall emissions (kgCO2-e/kWh)
18 SOx emission (mg/m3)
19 NOx emission (mg/m3)
20 Particulate matters (mg/m3)
21 Ash (% of fuel mass) RDF/Mass
22 Noise [Construction þ Operation þ Traffic] (comparative measure)
23 Dust (comparative measure)
24 Odour (comparative measure)
25 Litter (comparative measure)
Social 26 People displacement (comparative measure) [63e76]
27 Disturbance to existing social infrastructure and services (comparative measure)
28 Visual disturbance due to infrastructure (comparative measure)
29 Heat wave (comparative measure)
30 Public health risk (comparative measure)
31 New job creation (comparative measure)
32 Impact on land value (comparative measure)
33 Community acceptance (comparative measure)
34 Local economy development (comparative measure)
324 I. Khan, Z. Kabir / Renewable Energy 150 (2020) 320e333

Fig. 4. Box and whisker plot shows variations in efficiency of different types of turbine used for electricity generation. Within each box, the horizontal line (and cross) is the median
(and average) efficiency, and the lower (and upper) edges of the box are the 25th (75th) percentile. Whiskers represent the upper and lower ranges. (Major data sources: [48e52]).
(For interpretation of the references to colour in this figure legend, the reader is referred to the Web version of this article.)

7 overlapped with other similar type of indicators such as capital Table 1). Second, most of these indicators are also used as the pa-
cost and investment cost, visual disturbance and aesthetic view, rameters for any new power plant’s environmental and social
cancer and public health risks, CO2 emission and life cycle CO2 impact assessment (ESIA). For example, see a recent ESIA report of
emission; thus, one of these was retained and the other was 225 MW dual fuel (gas and oil based) combined cycle power plant
eliminated. A total of 34 indicators were selected for the analysis, of in Bangladesh [73]. In the case of social indicators, these are pre-
which 12 were economic, 13 environmental, and 9 social. It should dominantly considered from different types of power plants’ ESIA
be noted that some economic indicators were completely technical reports such as renewable [72], non-renewable [73]. Major data
(e.g., turbine efficiency) but included as economic because tech- sources that are used for this analysis are listed in Table 1.
nological improvement of any indicators requires financial
involvement. Another reason for the inclusion of these technolog-
ical indicators in the economic dimension was to maintain the
overall three-dimensional sustainability framework (i.e., economic,
environmental, and social). All these indicators are listed in Table 1. 2.4. Multi-criteria decision analysis (MCDA)
If the indicators’ value varied over a range, the average value was
considered for those indicators. For instance, the turbine efficiency For criteria selection, following considerations were taken into
varied over a wide range and thus the average was considered, as account towards effective MCDA: (i) value relevance of the criteria,
illustrated in Fig. 4. (ii) understandability, (iii) measurability, (iv) non-redundancy, (v)
After obtaining all the indicators’ values (except qualitative ones judgement independence, and (vi) balancing between complete-
such as social indicators) these were interpreted in a common scale, ness and conciseness [77].
high, medium, moderate, and low, thus making it easy to assign The general MCDA process is illustrated in Fig. 5. For this anal-
related weight during the MCDA, to be discussed in the multi- ysis, the goal was to assess the sustainability of four WtE generation
criteria decision analysis section. technologies and the criteria were economic, environmental, and
Regarding the selection of social indicators, particular attention social, as listed in Table 1. Optimal conditions were chosen through
was paid to avoiding any overlap. Social indicators are completely quantitative (e.g., most economic and environmental indicators)
different from economic and environmental ones and are difficult and qualitative (e.g., social indicators) measures of different in-
to select, as they are mainly qualitative, and need to be selected so dicators. The former were chosen through their numerical values
that their impacts can be scaled as high, medium, moderate and and the latter selected based on comparative measures as high,
low with respect to the WtE generation technologies considered in medium, moderate, and low.
this study. Also, the impacts were analysed according to whether Different MCDA methods can be used for the study based on the
they were direct or indirect, and positive or negative. In this paper, nature of analysis and information availability. However, the aim of
only direct and potentially significant impacts including positive each method is to ensure more formalized and effective decision-
and negative were taken into account. In addition, selection of so- making process. Thus, the well-known subjective weighting
cial indicators was made so that they are operational, reliable, value method: Simple Multi Attribute Rating Technique Exploiting Ranks
relevant, and justifiable [77]. For example, ‘operational’ status en- (SMARTER) was used to rank the indicators [78,79]. Detailed step
sures the selection capability of the decision makers. by step procedure can be found in Refs. [78,80]. One of the main
All these indicators (including economic, environmental, and advantages of SMARTER is its capability to explain the method of
social) have been selected for this analysis for a number of reasons. evaluation more precisely than objective weighting methods [81].
First, they are frequently used in the literature for sustainability If N is the number of total technologies considered, then the
assessment of different electricity generation technologies (see weight of the indicator for the kth technology will be [32]:
I. Khan, Z. Kabir / Renewable Energy 150 (2020) 320e333 325

Where:
Goal
W cT : Total score reflecting the performance of technology T on
criterion c.
T: WtE generation technology; e.g. incineration, gasification.
c: Criterion; e.g. economic, environmental, social.
Criteria wk : Indicator specific assigned weight obtained from Equation
(1).

Alternatives Using Equation (3), the sustainability dimension (SD) for each
WtE generation technology was calculated:

Optimal 1
SDT ¼  W cT (3)
conditions Nc

Where:

SDT: Technology specific sustainability dimension.


Nc : Number of indicators for criterion c.
Weights W cT : Total score reflecting the performance of technology T on
criterion c.

Most of the used indicators were quantifiable through their


numerical values with units except the social indicators, for which
comparative measures were used. Therefore, weight assignment
was straightforward, and no expert opinion was necessary. For
MCD Method example, the economic factors such as capital costs, technological
efficiency, and temperature are quantifiable with specific numeric
values. On the other hand, the social indicators were chosen in such
a way that a clear comparative measure can be made. For instance,
as a public health risk, heat waves are comparatively higher for
incineration than others. In addition, every possible source of in-
Alternative formation in the literature was used to assign weights for the
ranking qualitative (i.e., social) indicators. A similar approach was also used
in Ref. [32].

2.5. Sustainability assessment

Using Equations (1)e(3) the sustainability dimensions for each


Best alternative WtE generation technology under investigation is calculated and
presented in the results section. Results reveal the most and least
sustainable WtE generation technologies.
Fig. 5. Multi-criteria decision analysis process (Source: [77]).
3. Results

 X   In this section the results obtained from the sustainability


1 N 1 assessment are presented. The analysis of results suggest that
wk ¼ (1)
N i anaerobic digestion (AD) and incineration are the most and least
i¼k
sustainable options in relation to the waste to electricity genera-
Here, w1  w2  : : : : : : : :  wk , w1 þ w2 þ : : : : : : : þ wk ¼ tion, respectively. Sustainability of gasification and pyrolysis, on the
1, N ¼ 4, and k ¼ 1 to 4. other hand, sits between those two. However, pyrolysis was found
The calculated weights [using Equation (1)] of the indicators for comparatively more sustainable than gasification.
different WtE technologies are listed in Table A1 in the Appendix. In comparison (considering incineration as the reference tech-
The highest weight has been assigned to a WtE generation tech- nology), gasification was found to be about 33% more sustainable
nology that is comparatively better than others [32]. For instance, than incineration. This is predominantly due to the environmental
electricity conversion efficiency of a gas engine was found higher performance of gasification technology. Similarly, pyrolysis was
than others, thus, the highest weight was assigned to the gas en- also outperformed in the environmental dimension compared with
gine and the lowest to a steam turbine. incineration along the social dimension. As a result, pyrolysis was a
WtE generation technology-specific indicators’ weights were 65% more sustainable WtE generation technology than incinera-
added to obtain the total score for a WtE technology using Equation tion. Comparatively, AD was found to be more economic than the
(2). other technologies. Environmental indicators also contributed to a
X greater sustainability score, along with economic indicators for AD.
W cT ¼ wk (2)
Thus, AD was found as the best sustainable option in comparison
indicators
with incineration and was found to be 111% more sustainable than
incineration. All these differences can be seen in Fig. 6.
326 I. Khan, Z. Kabir / Renewable Energy 150 (2020) 320e333

3.1. Environmental dimension option in relation to the social sustainability dimension. The AD
was found to be 49% more sustainable on the social dimension
In the case of environmental sustainability dimension, anaer- compared to incineration; primarily the social indicators such as
obic digestion scored highest followed by pyrolysis. Because AD visual disturbance due to technology involvement, heat wave
plant typically requires less land (although it depends on plant generation, public health risk, and community acceptance of the
capacity), emits less pollutants, has overall low emissions per kWh, project were found responsible. The next socially sustainable op-
and produces less dust than other technologies. The least envi- tion was found to be pyrolysis due to its low people displacement
ronmentally sustainable WtE technology was incineration followed rate and minimal disturbance to existing social infrastructure.
by gasification. Although incineration has achieved the highest score on the social
dimension compared with the other two sustainability dimensions
3.2. Economic dimension (i.e., environmental and economic), it was in the third position
within this dimension. The reasons for this were the positive im-
In terms of the economic sustainability dimension, AD has pacts on society from incineration, such as new job creation and
outperformed other technologies, as mentioned earlier, and this is local economy development. The least socially sustainable option
due to comparatively low capital, operational costs, and turbine was found to be gasification, which was about 13% less sustainable
price. In addition, AD typically uses gas engines to generate elec- than incineration within this dimension (see Fig. 6).
tricity, which is more efficient than turbines [51]. Furthermore, AD
requires less operational temperature (for digestion) than the other 3.4. Sensitivity analysis
technologies considered. The next most economic sustainable op-
tion after AD was found to be gasification, followed by pyrolysis. In Impact determination of an input variable on the output of an
contrast, the least economic sustainable option was incineration. analysis with different alternatives is known as sensitivity analysis.
Sensitivity analysis indicates the robustness of the results obtained
3.3. Social dimension from a model or system under uncertainty. It also reveals the
relationship between input variables and outcomes of a system.
The AD technology was also found to be the most sustainable For this analysis, the output will vary if there is a drastic change

Fig. 6. Sustainability dimensions (i.e., economic, environmental, and social) of waste-to-energy generation technologies considering all the indicators as listed in Table 1.
I. Khan, Z. Kabir / Renewable Energy 150 (2020) 320e333 327

the lack of technical information that could enhance possible in-


vestment. This section focusses on the possible adoption of po-
tential sustainable WtE generation technology given the
comparative analysis based on the results and current socio-
economic and waste management conditions of the country. A
recent feasibility study conducted by the Sustainable and Renew-
able Energy Development Authority (SREDA) in Bangladesh with
the support of UNDP with respect to WtE conversion found that the
waste in Bangladesh consists of ash (A), combustible (C) compo-
nent, and water (W) or moisture of about 10e20%, 20e30%, and
57e67%, respectively [56]. On average, wastes in Bangladesh
consist of 60.88% water, 26.06% combustible component, and 18%
ash. However, the conditions for a fuel (here waste) to be
combustible without any additional auxiliary fuel are: W<50%,
C>25% and A<60% [83]. These are depicted in Fig. 8.
Fig. 7. Stack height variation for incineration and gasification WtE plants. (Data source: Although the combustible component and ash content of Ban-
[49]). (For interpretation of the references to colour in this figure legend, the reader is
gladeshi waste are within the condition, water content is higher
referred to the Web version of this article.)
than the standard. In addition, the combustible component is
marginally useful to be combustible (see Fig. 8). To check further,
in weight assignment of the indicators. However, this weight these values are plotted in the ‘tanner triangle’ in Fig. 9. If a fuel falls
assignment might vary for the indicators for which the unit of within the grey shaded area of this triangle, it indicates that the fuel
measures used were comparable rather than exact numerical value. is combustible without any auxiliary fuels. Clearly, waste in
For instance, most of the economic indicators had specific numer- Bangladesh is not suitable for combustion as it falls outside the grey
ical values (see Table 1), thus, weight assignment for these types of shaded area (see Fig. 9).
indicators were straightforward without any uncertainty. Furthermore, the Bangladesh Council of Scientific and Industrial
In this analysis, a gas engine was considered to generate elec- Research (BCSIR) found the calorific value of Bangladeshi waste is
tricity from biogas in AD, because in a developing country context, about 6.048 MJ/kg [56], which is lower than the required value
the capital and maintenance costs for a gas engine are less than (>7 MJ/kg) for a waste to be used for incineration or gasification.
those for a gas turbine [51]. Moreover, gas engines are easy to Although the pyrolysis process is able to use the waste with lower
install. It is to be noted that gas turbines can also be used instead of calorific value, the maximum water content that can be handled is
gas engines in AD technology for electricity generation. Although about 10% [56]. Although pretreatment of the waste can be carried
gas engines are more efficient than gas turbines [51], if a gas engine out to lower the moisture content and to improve the calorific
in AD technology is replaced by a gas turbine there would not be value, this requires additional energy. Thus, none of the three WtE
any change in the overall results of the analysis. generation technologies is able to deal with Bangladeshi waste, due
The same is true for environmental indicators except noise, dust, to its composition. On the other hand, AD is the only available WtE
odour, and litter, for which, weights were assigned through generation technology that can be used to treat Bangladeshi waste,
comparative measures. On the other hand, all the social indicators’ as it is able to treat waste with low calorific value (~4 MJ/kg) and
weights were assigned based on comparative measures, that is, high water (~85%) contents [50]. The AD is not only suitable to deal
qualitative synthesis. “… the purpose of a qualitative synthesis would with Bangladeshi waste but also a sustainable option, found from
be to achieve greater understanding and attain a level of conceptual or this analysis.
theoretical development beyond that achieved in any individual
empirical study” [82]. Thus, based on related qualitative synthesis 5. Discussion
with the help of the literature and relevant data sources these
comparative measures were considered, and weights were The major challenges associated with WtE generation in relation
assigned. For example, ‘visual disturbance’ due to WtE plant to three sustainability dimensions e economic, environmental and
infrastructure (e.g., stack height) might vary between two tech- social e are discussed in this section. These include the capital costs
nologies. Stack height variations between incineration and gasifi- for necessary facilities development, the vulnerability of the facil-
cation is illustrated in Fig. 7 [49]. ities, the lower heating value, emissions and especially public
Clearly, visual disturbance due to stack height for incineration resistance to WtE generation [84].
would be higher than gasification. Even though stack height is Gasification and pyrolysis were considered as feasible alterna-
increased for gasification, it is unlikely that the height would tives to incineration from a technical and financial point of view,
exceed the incineration WtE plant with the same capacity. and were labelled as a less polluting technology, compared to
Although this may be true, it is still possible to obtain different incineration. However, the “advanced technology and operating re-
results due to the change in qualitative indicators. Consideration of quirements, highly specific waste input needs and high upfront capital
each of these qualitative indicators with different drastic changes in costs make this technology difficult to apply at scale” [85]. In addition,
value might generate different results. However, detailed verifica- these two technologies are not yet widely known by communities,
tion of these changes is beyond the scope of this study and left for particularly in developing countries.
future work. Both pyrolysis and gasification are relatively environment
friendly compared with incineration technology [86]. However,
there is a problem with economic viability. Due to high ‘operation
4. Prospect in the developing world: the case of Bangladesh and maintenance costs’ the economics of the technologies can
further be measured as acceptable if the by-products (e.g., gas,
While technologies to generate electricity from waste have been coke) have sufficient market value. In Bangladesh, marketing for
developed to a substantial extent in many countries globally, these products is yet to be created. Compared to all other WtE
Bangladesh is still trying to opt into these technologies because of technologies presented in this analysis, gasification and pyrolysis
328 I. Khan, Z. Kabir / Renewable Energy 150 (2020) 320e333

60.88

60
50

26.06

25

18
W C A

Fig. 8. Comparison between average waste contents (in %) in Bangladesh and the standard. W: water or moisture, C: combustibility, A: ash. Black Bars: Bangladesh average waste
contents; White Bars: Standard [Conditions for a waste to be combustible: W<50, C>25, A<60] [83].

are the most expensive [85]. private sectors [85]. This is the current scenario in Bangladesh.
It is possible to meet the demand of wastes in operating the WtE Additionally, the calorific value of waste in Bangladesh is less than
power plant in Bangladesh given the density of municipal pop- 7 MJ/kg, with a high-water content. Given these conditions, this
ulations. Public actors have almost no experience with WtE and analysis found that AD is relatively more suitable than any other
recruitment of skilled national staff is difficult for both public and technologies. Globally, several countries are using AD technology,

Fig. 9. Tanner triangle showing the combustibility of Bangladeshi waste. Grey coloured area indicates the capability of any fuel to be combusted without any auxiliary fuels. Red
coloured area showing possible ranges of combustibility of Bangladeshi wastes. Black coloured area showing the average combustible point for Bangladeshi waste. (For inter-
pretation of the references to colour in this figure legend, the reader is referred to the Web version of this article.)
I. Khan, Z. Kabir / Renewable Energy 150 (2020) 320e333 329

particularly in Europe for treating MSW. For instance, in Denmark, this technology are convertible to fertilizer. One of the main ad-
Germany and Switzerland, several anaerobic digesters that treat vantages of AD is that “it is very flexible as it can be designed in
MSW have been successfully implemented [87]. multiple ways, according to the context in which is intended to
The AD is more environment friendly than any of the three operate” [2]. If small scale waste to energy technology is used,
technologies given the minimal release of pollutants. The draw- anaerobic technology is suitable in the context of the developing
backs of anaerobic technology are: first, it requires a continuous world, like Bangladesh. Adoption of this technology has also been
supply of waste; and second, segregation of waste before the main suggested by two very recent feasibility studies undertaken by GIZ
process might be expensive. In Bangladesh, continuous supply of and SREDA in Bangladesh [56,85].
the waste can be ensured either from the residential sector or from
agricultural waste, ideally both. Additionally, Bangladesh is a 5.1.2. Social factors
tropical country with a warm to hot climate and therefore addi- Incinerators are still viewed by the public to be incredibly
tional temperature requirements for the AD process might not be harmful to society including social disturbance, and disturbance to
necessary all year round. However, temperature control is neces- the local community. Comparatively, establishment of an inciner-
sary for effective digestion. In terms of segregation of wastes, there ation power plant with certain capacity requires more land than
is already an informal system (i.e., scavengers) that separate the other available WtE technologies. Due to growing environmental
recyclable items from the waste; the process may need to be awareness, public opposition is forming against this technology
improved and more systematic given the requirements of the plant. [84]. For example, in Shenzhen, China, the community protested
Segregation of wastes at source (e.g., households), which is very against the installation of an incineration power plant close to the
common in the developed world [88], could be an effective local community as it emits toxic pollutants [93]. Incineration
solution. plants pose diverse health risks to the local community living close
to the plant [94].
5.1. Sustainable WtE technology for Bangladesh In the context of developing world, in this case Bangladesh, one
of the most densely populated countries, displacement of people
In terms of sustainability of the WtE generation technologies, from the project site may be necessary given the space required for
AD was found to be the sustainable option in relation to the waste the plant. Pyrolysis and gasification technologies have relatively
composition, continuous waste supply, socio-economic and envi- more social acceptance than incineration, but are costlier than
ronmental factors, and could be a viable option for developing anaerobic technology. Social acceptance of anaerobic technology is
countries towards sustainable development. Bangladesh was cho- higher than other technologies in the developing world [87]. Given
sen as a representative developing country to discuss the findings, the results and other sources of supports, anaerobic technology can
as the type of waste generated would be similar to that of other be socially feasible in Bangladesh: visual disturbance, heat waves,
developing nations, that is, dominated by water content [89]. and public health risks, for instance, are comparatively lower for AD
than for other WtE technologies.
5.1.1. Economic factors
The economic feasibility of a technology depends on its tech- 5.1.3. Environmental factors
nical features, process efficiency, resource consumption and output Results show that from an environmental perspective anaerobic
value including by-products. While incineration technology is technology is relatively more suitable than any other technologies.
widely used for waste to energy generation, many municipalities Incineration generates more pollutants than any other options such
recognize the benefits of gasification over incineration [90]. The as pyrolysis, gasification and anaerobic technologies. Incineration
syngas produced by gasification is multipurpose and can be used emits more GHGs such as SOx, NOx, COx than pyrolysis, gasification
for energy storage and power generation [90]. This difference al- and anaerobic digestion. This technology also potentially causes
lows gasification to capture energy content from waste at a higher soil and water pollution due to heavy metals such as cadmium,
efficiency, especially in the absence of a heat load. The ability to thallium and mercury in fly ash, and bottom ash [41]. In addition, it
clean syngas before it is combusted to produce electricity decreases is responsible for polluting air by releasing particulates, especially
air pollutants from gasification. PM10. There are also perceived health risks from highly carcino-
Comparing gasification and pyrolysis, the products of pyrolysis genic dioxins produced from incineration plants. It was also found
are char (solid residue), pyrolysis oils and combustible gases that noise from the operation of incineration plant is relatively
(syngas). The net calorific value for the syngas produced through higher than for any of the three options. In contrast, noise from the
pyrolysis is about 10e20 MJ/Nm3 and is suitable for liquid fuel operation of anaerobic digestion is negligible due to its design.
production [2]. However, an additional heat source is required for In Bangladesh, air and soil pollution, particularly in urban areas,
pyrolysis to maintain the temperature of the overall process. On the is higher than the national standard because of industrial pollution.
other hand, gasification is a thermal process. Syngas produced from Enforcement of environment law in Bangladesh is still weak [95]. In
gasification has a relatively lower net calorific value (4e10 MJ/Nm3) this context, incineration technology would not be suitable due to
than pyrolysis. The gasification process is faster than pyrolysis [91]. the high emission of pollutants. On the other hand, studies show
In both processes, efficient energy recovery from syngas through a that anaerobic digestions technology emits almost half of CO2
gas clean process is costly. emitted by incineration or pyrolysis and gasification technologies
Although Samolada and Zabaniotou (2014) found “pyrolysis from per unit MWh electricity generation [96e98]. Furthermore,
seems to be the optimal thermochemical treatment option compared Bangladesh is a land-hungry country. In this situation, incineration
to incineration and gasification” [25], in general, from the economic technology is less suitable compared with other technologies.
point of view, AD was found better than any of the three processes Notably, incineration technology requires relatively more land than
mentioned above. This is because it requires comparatively lower any other technologies with the same generation capacity [49].
capital and operational costs [41]. For example, it requires a rela-
tively low operating temperature compared with the other three 5.2. Related findings in the literature
WtE technologies [48]. Relatively less heat is required for producing
biogas. In addition, the calorific value for biogas (23 MJ/Nm3) is Anaerobic digestion was also found to be one a suitable WtE
higher than that for syngas [92]. The by-products (i.e., digestate) of generation technologies in many recent studies. For example,
330 I. Khan, Z. Kabir / Renewable Energy 150 (2020) 320e333

Liikanen et al. (2018) found that “… the environmental impacts of  Regulations towards a sustainable WtE generation need to be
MSW (Municipal Solid Waste) management in Sao Paulo can be most established [101].
effectively diminished by anaerobic digestion of source separated
organic waste …” [22]. Similar environmental friendliness of AD
technology was also found by Ref. [21]. In an early study, Cherubini 6. Conclusion
et al. (2009) found that “… a sorting plant coupled with electricity
and biogas production is very likely to be the best option for waste Sustainability assessment of four common waste-to-energy
management …” [27]. Considering energy generation, economic generation technologies has been conducted in this study with a
and environmental factors, AD was found to be better than landfill particular focus on the developing world, Bangladesh in this case. In
gas recovery in Nigeria [87]. In contrast, Othman et al. (2013) found addition, only electricity generation was considered in this
that the adoption of the thermal treatment options for waste assessment. A three-dimensional sustainability framework was
management is suitable for low income countries [99]. used to assess the sustainability of the WtE generation technolo-
Overall, as identified by Kumar and Samadder (2017) “… the gies. A total of 34 indicators were used; of these, 12 were economic,
most feasible MSWM (Municipal Solid Waste Management) solu- 13 environmental, and 9 social. Results suggest that anaerobic
tions in developing countries are anaerobic digestion for organic digestion and incineration were the most and least sustainable WtE
wastes, incineration for mixed MSW (other than biodegradable waste), technologies, respectively. Furthermore, analysis found that
pyrolysis and gasification for specific type of wastes (plastic, tyre, anaerobic digestion is also a sustainable WtE generation technol-
electronic equipment, electric waste, wood waste, etc.) and land-filling ogy in the developing world for a number of reasons: first, the
for inert wastes.” Although this may be true from the waste man- majority of wastes in the developing countries are organic wastes,
agement point of view, this analysis suggests that the most sus- which are dominated by water content, and are thus, suitable for
tainable option in WtE generation in Bangladesh is anaerobic anaerobic digestion. Second, anaerobic digestion is one of the very
digestion. flexible WtE generation technologies, which can be implemented
from very small to large scale in accordance with needs. Third,
5.3. Policy implications compared with syngas produced from gasification and pyrolysis,
the calorific value of biogas obtained from anaerobic digestion is
It can be seen that waste composition in the developing coun- high, and it is thus capable of generating more electricity through
tries is dominated by organic wastes, which is the case in combustion either using gas engines or turbines. Although this is
Bangladesh [89]. Considering organic waste (e.g., food waste) true, the efficiency of the gas engine or turbine also plays a vital role
dominated MSW, anaerobic digestion might be a sustainable waste in generating electricity. Overall, anaerobic digestion is socially,
management solution, as well as electricity generation option for economically, and environmentally viable waste-to-energy gener-
the developing economies, where access to electricity for its total ation technology in developing countries like Bangladesh.
population is yet to be achieved. Proper implementation of this Although there are other WtE generation technologies available
type of sustainable WtE generation project in such countries such as plasma arc, fermentation, use of microbial fuel cell, and
require a national energy policy which needs to take into account esterification, these are not well established yet in treating waste
the following: globally, are thus not included in this study, predominantly due to
data limitations, and are therefore left for future work.
 Government support should be provided to institutions willing On the other hand, landfill with gas recovery WtE generation
to implement sustainable anaerobic digestion WtE projects. was found in the literature to be the least favourable option in
 Government subsidies should be provided for AD-based WtE treating waste and is becoming obsolete nowadays due to its
generation power plant rather than for all WtE technologies. negative social, economic and environmental impacts, particularly
 In the early stages, local government needs to play a vital role in environmental, and has thus not been included in this analysis.
advertising the benefits of sustainable WtE generation plant, Although this analysis found that waste compositions in the
particularly using anaerobic digestion. developing world are similar and AD might be a sustainable WtE
 Governments should encourage the local establishment and generation solution, in reality this might vary. For country-specific
production of electricity from AD-based WtE generation. This sustainable WtE generation policymaking, this type of analysis
will ensure significantly reduced costs of electricity generation needs to be conducted for that country and this study might serve
from a sustainable source, local investment, and jobs. These as a guideline. Future research should consider this issue.
positive impacts will inspire other communities and localities to
adopt the same sustainable WtE plant.
 Joint-venture AD-based WtE projects with foreign companies Appendix
need to be encouraged. This will allow local institutions to learn
about the latest technology in relation to WtE generation.

Table A1
Weights assigned to different waste-to-energy generation technologies for economic, environmental, and social indicators, following the method as employed in Ref. [32].

Criteria No. Indicators Incineration Gasification Pyrolysis Anaerobic Digestion

Economic 1 Capital cost (US$/tonne of MSW/year) 0.2708 0.1458 0.0625 0.5208


2 Operational cost (US$/tonne of MSW/year) 0.2708 0.0625 0.1458 0.5208
3 Turbine price (US$) 0.0625 0.1458 0.2708 0.5208
4 Service life (in years) 0.2708 0.5208 0.0625 0.1458
5 Efficiency (%) [Turbine or Engine] 0.0625 0.2708 0.1458 0.5208
6 Temperature (in degree C) 0.0625 0.1458 0.2708 0.5208
7 Oxygen requirement (comparative measure) 0.2708 0.1458 0.5208 0.0625
8 Annual average calorific value required (MJ/kg) 0.0625 0.1458 0.2708 0.5208
I. Khan, Z. Kabir / Renewable Energy 150 (2020) 320e333 331

Table A1 (continued )

Criteria No. Indicators Incineration Gasification Pyrolysis Anaerobic Digestion

9 Availability (%) 0.2708 0.5208 0.0625 0.1458


10 Maximum waste moisture that can handle (%) 0.2708 0.1458 0.0625 0.5208
11 Low BTU & wet waste handling capacity 0.2708 0.1458 0.0625 0.5208
12 High BTU waste handling capacity 0.1458 0.2708 0.5208 0.0625
Environmental 13 Land use (m2) 0.0625 0.1458 0.2708 0.5208
14 Water use (comparative measure) 0.1458 0.2708 0.5208 0.0625
15 Pollutants generation (types) 0.0625 0.1458 0.2708 0.5208
16 Life cycle CO2 emission/kWh 0.0625 0.2708 0.5208 0.1458
17 Overall emissions (kgCO2-e/kWh) 0.0625 0.1458 0.2708 0.5208
18 SOx emission (mg/m3) 0.0625 0.5208 0.1458 0.2708
19 NOx emission (mg/m3) 0.1458 0.5208 0.0625 0.2708
20 Particulate matters (mg/m3) 0.0625 0.5208 0.1458 0.2708
21 Ash (% of fuel mass) RDF/Mass 0.0625 0.1458 0.2708 0.5208
22 Noise [Construction þ Operation þ Traffic] (comparative measure) 0.0625 0.1458 0.5208 0.2708
23 Dust (comparative measure) 0.0625 0.1458 0.2708 0.5208
24 Odour (comparative measure) 0.0625 0.1458 0.5208 0.2708
25 Litter (comparative measure) 0.0625 0.1458 0.5208 0.2708
Social 26 People displacement (comparative measure) 0.0625 0.1458 0.5208 0.2708
27 Disturbance to existing social infrastructure and services (comparative measure) 0.0625 0.1458 0.5208 0.2708
28 Visual disturbance due to infrastructure (comparative measure) 0.0625 0.1458 0.2708 0.5208
29 Heat wave (comparative measure) 0.0625 0.1458 0.2708 0.5208
30 Public health risk (comparative measure) 0.0625 0.1458 0.2708 0.5208
31 New job creation (comparative measure) 0.5208 0.2708 0.1458 0.0625
32 Impact on land value (comparative measure) 0.5208 0.2708 0.0625 0.1458
33 Community acceptance (comparative measure) 0.0625 0.1458 0.2708 0.5208
34 Local economy development (comparative measure) 0.5208 0.2708 0.1458 0.0625

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