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Chemistry Education

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A study of approaches to solving open-ended


Cite this: DOI: 10.1039/c3rp00028a
problems in chemistry
Tina Overton,* Nicholas Potter and Christopher Leng

This paper describes the outcomes of a qualitative investigation into the range of different approaches
that students use to solve open-ended, context rich problems. The study involved a small cohort of
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students individually solving open-ended, context-rich problems using a think aloud protocol. The
problems required the students to develop a strategy, to identify data required and to make
estimations. The problems did not lead to a single correct answer but rather a range of acceptable
Received 18th February 2013, answers. Analysis of the transcripts and recordings of the sessions resulted in a limited number of
Accepted 31st May 2013 categories of approaches to solving the problems. Applications of these approaches to individual
DOI: 10.1039/c3rp00028a students showed that there were three different types of problem-solver, described here as novice,
expert and transitional. The results provide insight that will help tutors change how they, and
www.rsc.org/cerp subsequent students, approach problem solving.

Introduction Problems requiring the application of HOCS demand more


than just knowledge to reach a solution. Knowledge or known
We have previously reported how the three cognitive variables, theory must be applied in unfamiliar contexts using such
working memory, M capacity and field dependence, effect skills as analysis, connection making, synthesis and critical
students’ achievement in solving open-ended, content-rich thinking. Bodner (1986) suggest that the difference between
problems (Overton and Potter, 2011). The results of that study an exercise and a problem is the result of differences in the
showed a difference between the cognitive variables required level of familiarity with similar tasks the individual brings to a
for success in traditional algorithmic problems and open-end given task. Funke (2010) describes problem solving as an
problems, with field dependence crucial for solving open-ended activity that requires more than routine action and thinking
problems. Overall degree scores correlated strongly with algo- and states that complex cognition is required to solve complex
rithmic problems solving scores and much more weakly with problems. Funke views complex problem solving as involving
scores on open-end problems solving. Interestingly, the con- intransparency, dynamics (underlying psychological forces, such
text-rich open-ended problems significantly shifted students’ as motivation and emotion), or polytely (multiple simultaneous
attitudes making them more positive disposed towards problem goals).
solving. This qualitative study investigates the different ways in More than 50 years ago, Polya proposed a model of problem
which students approach such problems, providing insight into solving that consists of four steps or stages (Polya, 1945);
the distinct strategies used. understand the problem, devise a plan, carry out the plan, look
Problem solving has been defined as ‘what you do, when you back. Bodner and Domin (1991) reports a much less structured
don’t know what to do’ (Wheatley, 1984). Anderson (2005) approach to solving problems and identified many more steps.
described problem solving as ‘any goal-directed sequence of His model consisted of the following steps; read the problem,
cognitive operations’. The types of problems set in examina- read the problem again, write down what you hope is the
tions or assessments in higher education chemistry are largely relevant information, draw a picture, make a list, or write an
algorithmic (Bennett, 2008; Pappa and Tsaparlis, 2011). Algo- equation or formula to help you begin to understand the
rithmic problems use mainly lower order cognitive skills problem, try something, try something else, see where this gets
(LOCS), whereas more open ended problems call upon higher you, read the problem again, try something else, see where this
order cognitive skills (HOCS) (Zoller and Pushkin, 2007). gets you, test intermediate results, read the problem again,
kenapa gitu?
algoritmik hanya mengingat rumus lalu menerapkan pada soal write down ‘an’ answer, test the answer to see if it makes sense.
University of Hull, Cottingham Road, Hull, HU6 7RX, UK. This is obviously a more iterative and reflective approach to
E-mail: t.l.overton@hull.ac.uk that proposed by Polya and the difference between them may

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reflect the difference between expert and novice problem students’ metacognitive behaviours on their ability to solve ill
solvers. defined problems in chemistry. Using an automated online
Developing problem solving skills has been the subject of instrument that collected and analysed students actions, a
much research into science education (Zoller et al., 1999; Dori significant correlation was found between the use of meta-
and Hameiri, 2003). Gabel and Bunce (1994) proposed that the cognitive strategies and the complexity of the problems stu-
factors affecting students’ success in problem solving are dents could handle effectively. Scherer and Tiemann (2012)
threefold: the type of problem and the underlying concepts of investigated the relationship between problem solving ability
the problem; the learner characteristics (including cognitive and metacognitive strategy knowledge within an online
styles and knowledge base); learning environment factors such environment. Their subjects were solving analytical, or closed,
as individual or group activity. Bunce attempted to enhance problems in which all the required data are provided, and
chemistry students’ skill in problem solving through problem complex problems, in which all required information is not
korelasi besar
categorization. Students were taught how to solve problems provided. The study showed substantial correlation between
using the explicit method of problem solving (EMPS) (Bunce strategy knowledge and analytical problem solving, but not
and Heikkinen, 1986). The EMPS involves encoding the infor- with complex problem solving. The authors report that the
mation given in a problem, relating this to what is already ability to solve analytical problems can be distinguished from
known, and planning a solution. This study showed that the ability to solve complex problems and that fostering pro-
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training in categorization skills and the EMPS can lead to blem-solving skills has to move beyond the development of
higher achievement in problem solving. However, there was strategy knowledge. Chen and Wu (2012) also found that
no link between understanding of the chemical concepts metacognitive strategies did not lead to higher performances
involved and the problem-solving skills ability. with complex problems in online environments. In a study of
Johnstone and El-Banna (1986) stressed the importance of chemistry students’ ability to solve quantitative, closed pro-
working memory capacity in learning science and Reid (2009) blems, Taasoobshirazi and Glynn (2009) found that their ability
suggested that problems that place a high load on working to develop a successful strategy was influence by students’
memory may be a better measure of a student’s working conceptualization of the problem and their self-efficacy, or
memory capacity than of problem solving ability. Tsaparlis belief in their own ability to succeed. konseptualisasi masalah, cari hubungannya
dengan ESII
(2005) investigated the effect of several cognitive variables on Walsh et al. (2007) carried out a phenomenographical study
students’ ability to solve open-ended problems in physical of problem solving approaches used by physics undergradu-
chemistry. The results showed a strong correlation between ates. They found that four different approaches were observed:
M-capacity and disembedding ability and problem solving a scientific approach, which includes qualitative analysis of the
scores. In a study by St Clair-Thompson et al. (2012) it was situation, planning and execution of a solution, and evaluation
found that the best predictors of algorithmic and open-ended of the solution; a structured plug-and-chug approach, which
problem solving abilities were tests that measured different includes qualitative analysis based on formulas; unstructured
elements of working memory. Performance on algorithmic plug and chug, which has a focus on required variable and
problems was predicted by the counting recall tests for working lacks evaluation; a memory-based approach which uses analy-
memory which utilises lower order cognitive skills. Perfor- sis of previous examples and lacks evaluation; and no clear
mance on open-ended problems was predicted by the figural approach. The students who adopted a scientific approach were
intersection test and backwards digit recall test. These which able to adopt the plug-and-chug approach when tackling less
measure mental capacity which utilises higher order cognitive complex problems but plug-and-chug students were unable to
skills. These results demonstrated that different cognitive adopt the scientific approach.
resources are required for solving algorithmic and open-ended Thus, much of the published evidence in the area of
problems. In a study of online problem solving, Bühner et al. problem solving in chemistry has focussed how students tackle
(2008) found that the working memory component of intelli- algorithmic or structured problems or on what factors affect
gence is the relevant aspect in predicting problem-solving their performance in more open-ended problems. Our focus in
ability. The nature of the task, its verbal, figural, or numerical this study is on the approaches that students adopt when faced
content, might play an important role in explaining this rela- with open-ended or complex problems in chemistry.
tionship. When a task requires information to be stored and
processed as well as integrated with elements held in memory, Methodology
the aspects of intelligence that are related to working memory
become most influential. The study involved individual students solving three open-
Kapa (2007) studied the effect of providing metacognitive ended, context-rich problems using a think aloud protocol.
support mechanisms (MSM) to students during their problem Think aloud protocols involve participants verbalising their
solving activities. MSMs are verbal prompts such as ‘‘What thoughts whilst completing a task and have a long tradition
are you asked to find?’’ ‘‘What is given in the problem?’’ The in chemistry education research (Bowen, 1994; Cheung, 2009).
study showed that these prompts were effective in helping The researcher may take notes or record the session in order to
students transfer from solving structured, closed problems to capture the evidence. The participant is encouraged to verbalise
open-ended problems. Cooper (2009) studied the influence of their thoughts but the researcher must take care to remain

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Table 1 Types of problems (Johnstone, 1993)

Type Data Methods Outcomes Skills


1 Given Familiar Given Recall of algorithms
2 Given Unfamiliar Given Looking for parallels to known methods
3 Incomplete Familiar Given Analysis of problem to decide what further data are required
4 Incomplete Unfamiliar Given Weighing up possible methods and deciding on data required.
5 Given Familiar Open Decision making about appropriate goals. Exploration of knowledge networks.
6 Given Unfamiliar Open Decisions about goals and choices of appropriate methods. Exploration of knowledge
and technique networks.
7 Incomplete Familiar Open Once goals have been specified, the data are seen to be incomplete.
8 Incomplete Unfamiliar Open Suggestion of goals, methods, consequent need for additional data. All of the above skills.

impartial and objective. The method enables the process of generating any data to enable application of any algorithmic
completing a task to be observed and analysed, rather than just operations.
the product of the task. There are several factors which affect Johnstone (1993) has previously categorised problems according
the validity of think aloud techniques. The number of people to whether the strategy required is familiar to the students,
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being simultaneously studied can affect validity because of the whether they are provided with all required data, or whether
possibility of social interactions and the influence of others on there is a clear goal (Table 1). Algorithmic problems are defined
a participant’s thoughts and actions. The degree of researcher as type 1, as all required data is given, the method is well known
intervention can have a great influence on the quality of the and there is a single correct answer. At the other extreme of this
data gathered. Asking a simple question such as ‘Why do you categorisation are type 8 problems, in which data are incom-
think that?’ can invoke metacognition, causing the participant plete, the strategy is unfamiliar and has to be developed, and
to reflect on the activity and thus modify outcomes. Partici- the goal is ill-defined or there is no single correct answer. The
pants may exhibit atypical behaviour and responses if they are problems used in this study are described as type 8 as, even
in an uncomfortable environment or if they are trying second though there may be some element of algorithmic calculations
guess the motivations of the researcher. How participants involved, students cannot use a well know routine and have to
report verbally can influence the data gathered; if participants develop their own strategy, the data is not all given in the
report back at the end of a problem solving activity they can problem and they have to make estimations in order to develop
post-rationalise their approach and appear to be more coherent their own data, and there is not a single correct answer to any of
and strategic than they actually were. There are also task- the problems. According to Funke (2010) these would be classed
specific variables which influence the data gathered. These as complex problems.
include items such as calculators, paper, pens and textbooks. The problems used have been used in previous studies
The think aloud method was chosen for this study to enable (Overton and Potter, 2011) and are given below.
analysis of the process of solving problems, rather than focuss- Problem 1: You’ve been on ‘Who Wants To Be a Millionaire’
ing on the problem solutions or scores, that is, approach rather and won d64 000. You decide to treat yourself and some friends
than ability. The study took place through one to one sessions to a holiday in America. The flight from Heathrow to New York
with the researcher. Students were encouraged to verbalise is 7 hours. To provide breathable air on an aircraft recirculation
their thoughts and to write as much as possible whilst solving cells containing KO2 are used. Potassium dioxide reacts with
the problems. Intervention from the researcher was kept to a the exhaled carbon dioxide as follows:
minimum and care was taken not to provide help with the
problems themselves. The sessions were audio recorded and all 4KO2 + 2CO2 - K2CO3 + 3O2
problem solving scripts retained for later analysis.
The problems used all used a real-life context, did not K2CO3 + CO2 + H2O - 2KHCO3
provide the students with all the data required to solve them,
and did not lead to a single correct answer. Although the What mass of KO2 would be needed on a Boeing 747 for this
chemistry content would be familiar to most students entering flight?
higher education, it became clear during the sessions that the Problem 2: On November 13 2005 an explosion at a chemical
style of the problem was unfamiliar to them. Students were not plant in Jilin City in north eastern China released 100 tonnes of
allowed to use calculators or to look up any information that benzene and nitrobenzene into the Songhua River. Two weeks
they thought they required. This constraint was applied in later, nearly 700 miles downstream, the spill flowed into the
order to study whether students were able to make sensible Amur river flowing through the Russian city of Khabarovsk. The
estimations and carry out approximate or order of magnitude Chinese and Russian authorities used activated carbon in water
calculations. Therefore, in order to solve the problems students treatment facilities to stop the contaminants getting into the
would have produce a strategy, make sensible estimations and municipal water supplies. Quantities of carbon were also
approximations and carry out simple ‘back of the envelope’ dumped in the river. Below is a table giving the specifications
calculations and think qualitatively about the problem before of activated carbon typically used for water treatment.

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Table 2 Initial categories of description


Grade Filtracarb FY5 Filtracarb CC65/1240
Type Granular Granular Category Code
Surface area BETN2 1150 1050 Makes estimations, approximations, generates data E+
(m2 g 1) Unable to make estimations, approximations or generate data E
Understands problem, what needs to know or do P+
CTC (%) 55 65 Can’t get started, can’t identify what needs to know or do P
Bulk density (g cm 3 ) 0.49 0.45 Logical approach and reasoning L+
Hardness (%) 99 90 Not logical, gaps in reasoning L
Makes sensible assumptions A+
Iodine no. (mg g 1) 1100 1050 Guesses A
Evaluates answer, aware of limitations EV
Seeks algorithmic approach AL
What mass of activated carbon would be required to comple- Distracted by context of problem CO
Lack of knowledge a barrier KN
tely eliminate the pollutants from the water in the affected areas?
Problem 3: Many commercial hair-restorers claim to stimu-
late hair growth. If human hair is composed mainly of the Each identified category was given an appropriate code to
protein a-keratin, estimate the rate of incorporation of amino allow further analysis of each participant’s data. For categories
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acid units per follicle per second. that described an ability and its corresponding inability, the code
The student participants were volunteers drawn from years was given the notation of a single letter and a ‘+’ or ‘ ’ sign, any
1, 2 and 3 of full-time undergraduate chemistry programmes. other codes were given a two letter notation. For example, the
They covered a range of abilities, gender and ethnic back- ability to make estimations and approximations was given the
grounds. The sessions were not time limited but all students code E+ whereas an inability to make estimations and approx-
solved three problems within one hour. The interviews were imations was given the code E . The categories identified from
conducted over two academic years, with 15 students involved the analysis of the students scripts and recordings are shown in
in year 1 and 12 in year 2. The study in year 1 led to a limited Table 2. Once the initial categories had been identified and coded
number of approaches being identified so the second study was then the individual student transcripts and recordings were
carried in order to verify those results. analysed and these codes were applied.

Analysis Results
Clement (2000) states that there are two ways to interpret think The results of the coding of individual students are shown in
aloud studies or interview. Generative studies aim to identify Table 3. The data in the table is organised with the codes
observational categories or elements if a theoretical model by representing those approaches that are considered to be sup-
intensive interpretation of relatively large sections of the tran- portive of positive outcomes in open-ended problem solving
script. Convergent studies are confirmatory rather than explora- placed at the top of the table. These are approaches that could
tory in nature and apply predefined codes in order to obtain lead to the development of a feasible solution and include; an
information about the frequency of certain observations. A ability to estimate and generate data (E+), an ability to identify
generative study can provide a sound basis for the design of a the problem (P+), use of logical approach and reasoning (L+),
convergent study. This current study was generative, as the an ability to make reasonable and sensible assumptions (A+),
aims were to explore the approaches that undergraduates take and evaluation of the problem solution (EV). Those approaches
when solving open-ended problems and to produce observa- that are considered to be unsupportive of open-ended problem
tional categories. solving are listed in the bottom half of the table. These
The students’ scripts were analyzed along with the audio approaches hinder the process of reaching a solution to the
recordings of the interviews by each researcher in order to problem and include; an inability to estimate (E ), an inability
identify the approaches used as each student solved each to identify the problem (P ), a lack of logical approach and
problem. Qualitatively distinct approaches were identified for reasoning (L ), an inability to make reasonable or sensible
each solution and each recording. Several different approaches assumptions (A ), seeking an algorithmic approach (AL), being
could be identified for each student as each individual segment distracted by the context of the question (CN) and lacking
of activity was analysed separately. This process was carried out sufficient knowledge to progress the problem (KN).
independently by each researcher (Armstrong et al., 1997) and a A shaded cell in the table indicates that this approach was
high degree of consensus was found between the themes observed for that participant whilst solving any one of the pro-
and approaches identified by each, thus providing confidence blems. The supportive, or positive, approaches have been shaded in
in the categorisation. The individual interpretations of the light grey, unsupportive, or negative, approaches in dark grey.
protocols was compared and discussed and a common set of Table 4 presents the results for the individual students re-ordered
observational categories emerged from that process. This initial in such a way that students who exhibited predominantly negative
set of categories was refined by collapsing together categories of approaches and those who exhibited predominantly positive
a similar nature. approaches are grouped together. Those that remain used a variety

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Table 3 Participant results


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Table 4 Participants results grouped by common approach

of approaches across the three problems. On viewing this presenta- Researcher: Well what do you think it means?
tion of the data it became clear that the students could be Student: I know you want the number of amino acid units going
organised into three broad groupings based on the combination into a follicle; an answer in unit per second. From this. . ..no idea how
of approaches they used; those that use predominantly positive to get those numbers. I have no idea where to get any numbers from.
approaches like students 1, 11, 12, and 13, those that use pre- Student 12 also demonstrates negative approaches and
dominantly negative approaches like students 6, 8, 10 and 15, and guesses at an answer:
those that use a mixture of the all approaches depending upon the Student: I don’t understand the question.
problem, such as students 2, 3, 5 and 7. Researcher: What do you think it means?
The students who adopted mostly negative approaches were Student: I think it’s about the rate of hair growing. It must be
typically unable to identify what they problem was asking them rate. . ., nothing comes to mind.
to do and were unable to make estimations or to generate their Researcher: What do you think you need to know?
own data. This approach is typified by student 11 in the extract Student: The speed that hair grows. . .or I think how many
from their interview: amino acids get into hair.
Student: One follicle per second. . .I can’t even answer that, I Researcher: That’s what you have to work out.
don’t know where to start. I don’t how long a protein takes. . .I don’t Student: That’s a funny question. Something like 5 or 6 amino
even understand it acids a second. . .yeah, that’s my answer.

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Students who adopted mostly positive approaches could supposed to stay in your hair and make it grow not to come out, so
typically clarify the aims of the problem and were comfortable it must be a low rate.
identifying what data were needed and making estimations. Student 5 typified how some students became distracted by
They were also likely to explore different strategies and evaluate their own prior knowledge and the context of the problem.
their answers. This is illustrated by this extract form the inter- Student: How do you monitor that? You’d have to take a hair
view from student 6: out each second. The best way to monitor amino acids is by mass
Student: The basic knowledge I have is 12 amino acids make up spec. . .keratin is a helix, a regular helix, it’s hollow too, I’ve done
polypeptide. So I need to know the rate of amino acid production I this before. . .amino acid per follicle per second?. . .it will have to be
suppose . . .have to be average wouldn’t it? Unless I work back- a really rough estimate unless..this is awkward because if you pull
wards from a bald patch and work out how fast hair grew, how long out hairs they’ll all be different lengths, they won’t all grow at the
from start to finish and work backwards. I’d need a designated site same rate. How can we monitor hair growth? If you get someone
to measure and need to know how many follicles in that. or I could with hair and cut it off to the skin and then let it grow and, measure
do it on how fast hair grows which is directly proportional to the the rate of growth. . .then pluck out one hair and analyse it by mass
rate of amino acid production. Yeah, that’s how I’d go about it. Go spec because it’s really sensitive.
for one hair. How fast does that grow? A length, a time and The focus of this study was an exploration of the approaches
composition. I say 2 days to grow 2 mm and need certain number students used when tackling problems of this type rather than
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of amino acids a to produce that. So. problem solving ability. Therefore, the problem solutions were not
Researcher: So what are you thinking now? formally marked. However, it was clear that only those students
Student: I’m thinking about estimating the volume of the hair exhibiting predominantly positive approaches produced satisfac-
and an amino acid and then I can use that with the volume of hair. tory solutions to one or more of the problems. Those using negative
So if I say an amino acid is diameter 10 nm and that hair is 0.1 mm approaches rarely made progress towards a solution and the
thick. So I can find how many can fit in that volume of hair. performance of those using a mixture of approaches varied from
So, I’ve worked out the volume of an amino acid molecule and student to student and with the individual problems.
divided volume of hair which gives me this answers. That seems a
lot to me. I’ll do that again. Discussion
Student 8 also demonstrated these positive attitudes and
developed an effective strategy very quickly and was very com- On viewing Table 4 it is clear that students fall into three broad
fortable making estimations. categories when solving open-ended problems; those that
Student: So I guess hair grows around 1cm a month. . .so that’s adopt largely positive strategies, those that adopt largely nega-
0.03 cm a day. . .and 3.85  10 7 cm a second. So if hair has a tive strategies and those that utilise a wide range of both
diameter of, say, 0.1 mm that’s 0,01 cm..and I can find the volume positive and negative approaches.
of hair per second. Those students who adopt the positive approaches could be
Researcher: What are you doing now? described as taking a scientific approach; they can understand
Student: I’m mapping out spherical amino acid units. If I know a problem, are logical, make estimations, can handle a lack of
the width of a unit I can work out the volume and then can divide data and evaluate their solution. This description corresponds
into the volume of hair to find the answer. An amino acid is, let’s to one of the types of problem solver described in Walsh’s
say, 10 nm, that’s 10 8 m, ah, 10 6 m, no it must be smaller, it’s (2007) study of solving algorithmic problems in physics.
10 10 cm. . . Those students that adopt negative or unhelpful approaches
Students who adopted a mixture of approaches demon- to solving open-ended problems take an unscientific approach
strated behaviours typical of both these situations described and are unable to define for themselves what the problem is
above and their approach varied with the problem. They seem about and find dealing with a lack of data or a lack of relevant
to be more influenced by the context of the problems, as background knowledge particularly difficult to cope with. These
illustrated by this extract from the interview of student 7: students never evaluate their solution are often distracted by
Student: Follicle per second? I need the formula of keratin. It the context of the problem and seek an algorithmic solution.
says it in the question. So do you want a rate equation? Or a This class of students corresponds to Walsh’s ‘no clear
number? approach’ in the study of physics students.
Researcher: Well, how would you work that out? Perhaps the most interesting group of students is the third
Student: I need to know what k looks like. Is it an amino acid? group. These students use a wide range of approaches depending
But just trying to work out the way to go. on the problem encountered, and often within a single problem.
Researcher: What have you written there? Whether they could identify the problem and handle lacking data
Student: A rate equation and so I want the concentration of the seemed to depend on the individual context. These students
product. . . So suppose I could guess how much amino acid there is, usually evaluated their solutions but they also sought algorithmic
how much hair restorer you could put on your head at one approaches. That students seek algorithmic routes through these
time. . .guestimate how much keratin. . .could shave my head and problems is not surprising when most of their previous experi-
work it out. What is concentration of keratin in my hair? Half a ence in problem solving has been of the algorithmic, structured
kilo? A follicle? How do you think of these questions? Well, it’s type (Bennett, 2008; Pappa and Tsaparlis, 2011).

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Bodner and Domin (1991) and Cartrette and Bodner (2010) identification of the characteristics of experts and novices.
describes students who take an unstructured approach to Longitudinal studies of the development of approaches to
problem solving as novices and those that take a structured solving complex, open-ended problems will be carried out in
or scientific approach, as experts. It would seem reasonable to order to ascertain whether these approaches are fixed for
assume that the students in this study who exhibited all individuals or whether, with intervention, they can be acceler-
positive approaches are indeed functioning as expert problem ated to the expert/scientific stage.
solvers. Those who adopted only unhelpful approaches are
clearly novice problem solvers as they find solving these References
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