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  , .

183: 188–194 (1997)

‘REVERTANT’ DCIS IN HUMAN AXILLARY BREAST


CARCINOMA METASTASES
 . *,  . ,  . ,  .    . 
Department of Pathology and Revlon/UCLA Breast Center, UCLA School of Medicine, Los Angeles, CA 90024, U.S.A.

SUMMARY
Recent experimental evidence obtained in Scid mice has suggested that the metastatic process is in large part epigenetically regulated
and undergoes partial reversion once the metastatic process is completed: the metastatic colonies become more engaged in the process
of growing in situ than actively metastasizing. Based on this experimental evidence, examples were sought of metastatic human cancers
where similar reversion to an in situ growth state was occurring. Review of 200 cases of metastatic human breast cancer revealed a 21
per cent incidence of reversion to a ductal carcinoma in situ (DCIS) growth pattern within axillary nodal metastases. The revertant
DCIS areas were characterized by an intact and circumferential basement membrane, as demonstrated by extracellular laminin and type
IV collagen immunoreactivity. These revertant DCIS areas could be distinguished from primary DCIS, however, by the absence of
surrounding myoepithelial cells in the former, identified in the latter by their positive maspin, S-100, and smooth muscle actin
immunoreactivity. The pattern of revertant DCIS, poorly differentiated (comedo) (13 per cent), intermediate (non-comedo) (6 per cent),
or well-differentiated (non-comedo) (2%), exhibited complete 100 per cent concordance with the primary DCIS pattern. The
concordance of histological patterns held true for even the subtypes of DCIS determined by architectural pattern, such as the
micropapillary or cribriform subtypes. Nuclear size by digital image analysis and Her-2/neu, p53, and Ki-67 status in the revertant DCIS
also exhibited complete concordance with the primary DCIS counterparts. Cases exhibiting a revertant DCIS pattern tended to be
ER-negative/EGFR-positive and exhibited significant nodal involvement (mean number, 9; mean area, 90 per cent) compared with cases
lacking a revertant pattern (mean number, 4; mean area, 15 per cent) (P<0·01) These findings suggest that reversion of the metastatic
phenotype may also be occurring within autochthonous human metastasis. ? 1997 John Wiley & Sons, Ltd.

J. Pathol. 183: 188–194, 1997.


No. of Figures 2. No. of Tables 0. No. of References 30.
KEY WORDS—DCIS; breast carcinoma; basement membrane; myoepithelial cells; autochthonous metastasis

INTRODUCTION our search, we observed a pattern of ductal carcinoma


in situ (DCIS) growth in axillary nodal metastases of
Recent studies of our laboratory and others1–3 have human breast cancer which suggested to us that the
indicated that the metastatic process is in large part metastatic process in human autochthonous metastasis
epigenetically regulated and hence reversible. Our find- may also be reversible.
ings with experimental metastasis in Scid mice indicated
that the metastatic colonies did not subsequently engage
in appreciable metastasis, but rather engaged in growing
in situ. Other studies with several spontaneously MATERIALS AND METHODS
metastasizing human cell lines in nude and Scid mice
demonstrated metastasis only when the cells were We decided to conduct in-depth studies of the fre-
injected orthotopically.2 Weiss first introduced the con- quency and histopathology of this pattern of DCIS
cept of a ‘transient metastatic compartment’ to explain growth reversion and to investigate further its features
how apparently weakly metastatic tumour cells could be with digital image analysis and immunocytochemistry.
influenced by certain environmental factors which
increased their metastatic potential.3 Conversely, the
absence of these positive factors, or the presence of other Computer retrieval
negative factors, could decrease or reverse metastatic Two hundred cases of axillary node-positive breast
potential. These prior observations and experimental carcinoma seen during the past 5 years at the Revlon/
studies prompted us to search for examples in human UCLA Breast Center and Center for the Health
pathological material which supported this concept. In Sciences, University of California at Los Angeles, Los
Angeles, CA, were retrieved and reviewed.
*Correspondence to: Sanford H. Barsky, MD, Department of
Pathology, UCLA School of Medicine, Los Angeles, CA 90024,
U.S.A. E-mail: sbarsky@ucla.edu Anatomical pathology studies
Contract grant sponsor: USPHS; contract grant numbers:
CA71195, CA40225, CA01351. Anatomical pathology studies included histopatho-
Contract grant sponsors: California Institute for Cancer Research
logical, digital image analysis, and immunocytochemical
(CICR); Cancer Research Coordinating Committee (CRCC); Jonsson studies of both the primary breast carcinoma and its
Comprehensive Cancer Center (JCCC). corresponding axillary metastases.
CCC 0022–3417/97/100188–07 $17.50 Received 7 October 1996
? 1997 John Wiley & Sons, Ltd. Revised 7 January 1997
Accepted 19 March 1997
REVERTANT DCIS IN AUTOCHTHONOUS METASTASIS 189

Diagnostic criteria—Modern diagnostic criteria for brownish-black staining) at sites of antigen presence.
the diagnosis and classification of DCIS types and Nuclei of cells containing ER protein, Ki-67, and p53
subtypes as established by recent studies4,5 were stained; surface membranes of cells containing either
applied. Specifically, DCIS was classified into poorly increased Her-2/neu antigen or increased EGFR antigen
differentiated, intermediately differentiated, and well- stained. For ER, tissues with greater than 10 per cent
differentiated on the basis of cytonuclear differentiation. nuclear staining (weak to strong staining intensity) were
The presence or absence of central necrosis was not used considered positive. For p53, EGFR, and Her-2/neu
as a basis of this classification but the term comedo was staining, either the cells were uniformly negative or
applied to poorly differentiated cases and the term 25–100 per cent staining occurred, the latter pattern of
non-comedo was applied to both intermediately and which was considered positive. For Ki-67, the number of
well-differentiated cases. DCIS was also subclassified positive nuclei was expressed as a percentage of the total
on the basis of architectural differentiation into solid, nuclei. For all of these antigens, cytoplasmic granular
cribriform, and micropapillary subtypes. staining was considered non-specific.

Digital image analysis studies—Digital image analysis


Statistical analysis
studies were designed to compare quantitatively the
nuclear size of primary DCIS with the revertant DCIS Standard tests of statistical significance were con-
noted within the axillary metastases. This analysis was ducted. These included chi-square, the Cochran–
conducted with a digital imaging system, which utilized Mantel–Haenszel modified chi-square, and a two-tailed
a Leitz Dialux microscope linked to a Vidicon camera, t-test.
an IBM PC with PCVision digitizer, and Microscience
software.6 Ten fields were counted of both primary
DCIS and revertant DCIS from each case. Only fully RESULTS
intact DCIS nuclei were counted. The cross-sectional
nuclear area exhibited by the DCIS patterns was Review of 200 cases of axillary node-positive breast
expressed as mean&standard deviation and compared. carcinoma revealed an overall 21 per cent incidence of a
Digital image analysis was also used to determine both reversion to a DCIS growth pattern within the axillary
the percentage of nodal area involved by metastasis metastases (Fig. 1A). Reversions of all the major types
and the percentage of nodal metastasis manifesting a of DCIS were observed in this study. For example,
revertant pattern. patterns of revertant DCIS included poorly differenti-
ated (comedo) DCIS (13 per cent) (Fig. 1B), well-
Immunocytochemical studies—Immunocytochemical differentiated (non-comedo) DCIS (6 per cent) (Figs 1C
studies were designed to embellish and expand upon the and 1D), and intermediately differentiated (non-
previous histopathological studies. Laminin, type IV comedo) DCIS (2 per cent) (Fig. 1E). There was 100 per
collagen, S-100 protein, smooth muscle actin, maspin, cent concordance between the types of primary and
Her-2/neu, p53, Ki-67. Oestrogen receptor (ER), and revertant DCIS present within individual cases. This
epidermal growth factor receptor (EGFR) were detected strict fidelity of histopathological pattern even held for
by established methods of immunocytochemical the subtypes of DCIS based on architectural differentia-
analysis.7–15 Monoclonal/polyclonal antibodies and tion, such as solid (Fig. 1C), cribriform (Fig. 1D), and
other immunohistochemical reagents were purchased micropapillary (Fig. 1E). In some cases, the revertant
from the following sources: Ki-67 MIB 1 (AMAC); DCIS even displayed dystrophic calcifications (Fig. 1F)
p53 Ab2 and Her-2/neu Ab3 (Oncogene Science); ER identical to those present within the primary DCIS.
Ab (Abbot); EGFR Ab (CIBA-Corning); rabbit anti- Areas of revertant DCIS were surrounded by an intact
human maspin (Pharmingen), anti-cow S-100, and and circumferential basement membrane demonstrated
anti-smooth muscle actin (DAKO); biotinylated goat by extracellular laminin and type IV collagen immuno-
anti-mouse (Zymed); horseradish peroxidase-conjugated reactivity (Fig. 1G). Basement membrane immunoreac-
streptavidin (Vector); and aminoethylcarbazole—AEC tivity was completely absent in the adjacent non-DCIS
(Zymed). For Ki-67, Her-2/neu, and p53 assays, slides areas present within the lymph nodes. Areas of revertant
were processed for antigen retrieval by boiling in 10 m DCIS could be distinguished from primary DCIS, how-
citric acid solution for 30 min. For Ki-67 antigen, ever, by the complete absence of a layer of myoepithelial
formalin-fixed paraffin sections also underwent cells in the former (Fig. 1H) but the presence of either a
microwave-processing.14 Sections were incubated with continuous or a focally discontinuous layer of myo-
primary antibody (1/100 Ki-67, 1/300 Her-2/neu, 1/20 epithelial cells in the latter (Fig. 1I). Myoepithelial cells
ER, 1/100 p53, 1/10 EGFR, 1/50 laminin, 1/50 type IV were identified by strong S-100, smooth muscle actin,
collagen, 1/1000 S-100, 1/2000 smooth muscle actin, and and maspin immunoreactivity. Maspin, a member of the
1/500 maspin) as used in previous studies.7,15–17 Sheep serpin family of proteinase inhibitors,17 was also
anti-mouse IgG and goat anti-rabbit IgG were used as strongly immunodetectable in the myoepithelial cell
secondary antibodies at 1/200 and 1/25 dilutions, layer surrounding normal breast ducts and acini; maspin
respectively. Antigen binding sites were then revealed by immunoreactivity, however, was absent in normal breast
incubating with the peroxidase substrate AEC [or ductal and acinar cells and in both the primary and the
peroxidase polymerizing diaminobenzidine (DAB)], revertant DCIS epithelial cells, suggesting that maspin
producing an insoluble brilliant red precipitate (or may be a myoepithelial-specific marker.
? 1997 John Wiley & Sons, Ltd.   , . 183: 188–194 (1997)
190 S. H. BARSKY ET AL.

Not only did the revertant DCIS growth pattern genetic locus at chromosome 11q13 is altered in both
closely recapitulate the primary DCIS pattern by histo- microdissected in situ and invasive breast cancer from
pathological criteria, but by digital image analysis, the the same patient.20 In retrospective studies, pathologists
nuclear sizes exhibited by the two DCIS areas were have noted an approximately 25 per cent incidence of
essentially identical (P>0·25) (Fig. 2A). Strong concord- progression of DCIS to invasive cancer over a 6 to
ance of Ki-67, Her-2/neu, and p53 status between the 10-year period,21,22 but whether additional genetic
revertant DCIS and the primary DCIS within individual events in the DCIS cells or paracrine events governed
cases was also observed. When the individual patients by the myoepithelial or other host cells influence this
were grouped into primary, revertant, poorly differenti- progression is not known.23
ated (comedo), intermediately, and well-differentiated The cardinal histopathological distinction between
(non-comedo), no differences were observed in these DCIS of all types and invasive breast cancer is the
markers between the revertant and primary DCIS presence of a circumferential or near-circumferential
(P>0·25), but significant differences were observed basement membrane and myoepithelial cell layer around
between the comedo and non-comedo groups (P<0·05) the ducts involved by DCIS.7,24 The myoepithelial cells
(Figs 2B and 2C). ER and EGFR status in the revertant are thought to contribute largely to the synthesis of the
DCIS exhibited strong concordance with their primary basement membrane and to exert other important para-
DCIS pattern (Fig. 2C). The groups exhibiting revertant crine influences on both the overlying normal ductal
primary comedo DCIS showed a higher Ki-67 status epithelium and the DCIS. Even when the DCIS involves
(Fig. 2B) and a greater presence of p53 and Her-2/neu the adjacent lobules (so-called ‘cancerization’ of the
alterations (Fig. 2C) compared with the groups exhibit- lobules), the surrounding basement membrane and
ing revertant and primary non-comedo DCIS (P<0·05). myoepithelial layer largely remain intact. In invasive
Cases exhibiting revertant DCIS were largely breast cancer, on the other hand, the invading breast
ER-negative and EGFR-positive (Fig. 2C), irrespective cancer cells penetrate this basement membrane and
of whether their pattern was revertant comedo or myoepithelial layer. Although some carcinomas, such as
non-comedo DCIS. squamous cell carcinomas, can retain a surrounding
Cases exhibiting a revertant DCIS pattern exhibited basement membrane during active invasion,25 invasive
significant nodal involvement (mean number, 9; mean breast carcinomas of all types, including even the most
area, 90 per cent), irrespective of whether the revertant differentiated tubular carcinomas, consistently lack a
DCIS pattern was comedo or non-comedo, compared surrounding basement membrane. The observation in
with cases not exhibiting revertant DCIS (mean number, this study of a recapitulation of basement membrane
4; mean area 15 per cent) (P<0·01) (Fig. 2D). In these around the islands of metastatic breast carcinoma cells,
cases of revertant DCIS, the majority of the node was cells which lack surrounding myoepithelial cells, is com-
replaced by metastatic carcinoma and the revertant pelling evidence that the carcinoma cells have acquired
DCIS pattern was observed in 15–25 per cent of the an ‘in situ’ phenotype. The strong correlation of his-
node. In many cases of revertant DCIS, the overall topathological features, digital image analysis nuclear
appearance of the nodal metastases bore a strong resem- parameters, and molecular markers between the rever-
blance to that of the primary tumour, which usually tant and primary DCIS areas of individual cases indi-
showed extensive intraductal carcinoma (EIC) admixed cates that this phenomenon is not stochastic but highly
with invasive carcinoma. In all of the 200 cases, most of directed.
which had readily apparent primary DCIS or EIC, in These findings have value in our understanding of the
the primary tumour either a continuous or a focally metastatic process in human breast cancer, because the
discontinuous layer of myoepithelial cells was always recognition of the revertant DCIS phenomenon sup-
present around the islands of tumour cells showing ports the hypothesis that metastatic carcinomas can
extracellular basement membrane staining. We never recreate their primary microenvironment at a distant site
observed extracellular basement membrane staining and engage in in situ growth rather than subsequent
around any tumour island exhibiting a complete absence metastasis. This hypothesis receives additional support
of myoepithelial cells in the primary tumour. from many other observations that have been made in
diverse tumours, such as the presence of sustentacular
cells at the periphery of the ‘Zellballen’ of invasive and
DISCUSSION metastatic paraganglioma, the occurrence of follicular
dendritic cells in the nodules of follicular lymphoma that
Breast cancer development in vivo includes not only a has spread outside the lymph node, and the presence of
derangement of growth, but also a progression to an non-neoplastic T-lymphocytes in between the tumour
invasive and highly metastatic phenotype.18,19 The cells of metastatic thymoma. In the case of metastatic
molecular and biochemical mechanisms behind this breast carcinoma, the attempt to recreate the micro-
progression are not well defined, but for decades path- environment of the primary tumour at a distant site
ologists have felt that ductal carcinoma in situ (DCIS), a manifests itself as a reversion to a DCIS growth state.
preinvasive proliferative growth state present within the Interestingly, the phenomenon that we are describing
primary ductal lobular units of the breast, progresses to is well recognized anecdotally among pathologists.
invasive and subsequently metastatic breast cancer. When we showed our cases to our pathology colleagues
Recently, this belief has been given credence by loss of at our institution, many responded that they had
heterozygosity (LOH) studies observing that the same ‘seen these patterns before’. We recently learned that
? 1997 John Wiley & Sons, Ltd.   , . 183: 188–194 (1997)
REVERTANT DCIS IN AUTOCHTHONOUS METASTASIS 191

Fig. 1—A–F
Fig. 1—(A) Revertant DCIS pattern (left) is seen juxtaposed to invasive areas (right) in lymph node metastases. Revertant DCIS patterns
included (B) poorly differentiated (comedo); (C) well-differentiated solid, (D) well-differentiated cribriform; (E) intermediately differentiated
micropapillary. There was strict fidelity between the type and subtype of primary DCIS and revertant DCIS. Some cases of nodal revertant
DCIS showed dystrophic luminal calcifications (F). All of the patterns of nodel revertant DCIS were surrounded by an intact basement
membrane, as evidenced by strong immunoreactivity to both type IV collagen and laminin (depicted) (G). Adjacent non-DCIS areas were
completely devoid of this extracellular immunoreactivity. The patterns of nodal revertant DCIS were, however, devoid of surrounding
myoepithelial cells (H), which were consistently present around primary DCIS of all types (I). Myoepithelial cells could be identified by
maspin (depicted), S-100 or smooth muscle actin positivity. (A, B, C, D, E, F) H & E, #150–#400; (G, H, I) Anti-laminin/anti-maspin,
immunoperoxidase, #250–#400

Professor N. F. Gowing, while working at the Royal observed that our experimental metastases did not
Marsden Hospital in the 1970s, made similar observa- engage in subsequent metastasis, but rather engaged in
tions of a DCIS growth pattern in axillary lymph nodes growing in situ. Based on these experimental studies, we
using PAS staining for basement membranes (personal reasoned that a large component of the metastatic
communication). Recently we published an experimental process was epigenetically regulated and hence revers-
study1 where we examined the issues of the paracrine ible. Based on this earlier experimental study which we
regulation of the metastatic process. In that study we conducted in Scid mice, we began looking for examples
? 1997 John Wiley & Sons, Ltd.   , . 183: 188–194 (1997)
192 S. H. BARSKY ET AL.

Fig. 1—G–I

in human pathological material that supported our cent certainty as being a true carcinoma ‘in situ’.26
overall hypothesis. The present study is an observational We did not observe in any of our 200 cases examples
account of a DCIS pattern of growth in metastases of of islands of invasive breast carcinoma lacking myo-
human breast cancer which suggests that reversion to a epithelial cells but exhibiting basement membrane
non-invasive in situ growth state may also be occurring immunoreactivity in the primary tumour.
in human autochthonous metastasis. We cannot be Another potential concern was whether the revertant
sure, however, that this growth pattern represents true DCIS pattern that we were observing actually repre-
biological reversion. sented tumour cells lodged in basement membrane-
Despite this, we believe that the areas of ‘revertant’ containing lymph node sinusoids. We considered this
DCIS represent more than duct-like differentiation in an alternative explanation for our observations, but
invasive tumour. The proof of this argument lies in the decided that it was unlikely for the following reasons:
consistent presence of surrounding basement mem- firstly, we did not see membrane-bound structures
branes around these islands of revertant DCIS. Even the present in metastatic deposits outside nodes. Secondly,
most differentiated invasive ductal carcinomas, such as in virtually all of the cases, the areas of revertant DCIS
tubular carcinomas, lack surrounding basement mem- were present in medullary and cortical-medullary areas
brane structures. Hence duct-like differentiation per se is of the lymph node, sparing the subcortical lymphatic
not sufficient to recapitulate basement membrane immu- spaces which were visible but not involved by metastatic
noreactivity. Furthermore, in the cases demonstrating tumour. We felt it unlikely for metastatic deposits within
nodal revertant DCIS, analysis of the primary lesions nodal lymphatics to involve selectively only medullary
revealed no evidence of similar structures containing nodal areas, sparing subcortical lymphatics. Thirdly, in
basement membranes but lacking myoepithelial cells. a substantial fraction of cases the nodes contained a
We are aware that some cases of primary breast cancer desmoplastic reaction and the pattern of revertant DCIS
might exhibit areas of a DCIS-like pattern which are was contained within these desmoplastic areas. When
nevertheless invasive and lack surrounding myoepithe- metastases occupy nodal lymphatics or when there is a
lial cells and basement membrane immunoreactivity. sinus histiocytosis involving nodal lymphatics, there
This could explain the finite risk of nodal metastasis in usually is not a desmoplastic reaction.
apparently ‘pure’ DCIS. This possibility was first sug- Our studies indicated that many of the known
gested in the 1960s by Professor Carlo Sirtori, who markers of breast carcinoma progression, Her-2/neu,
argued in the Italian literature that intraductal carci- p53, loss of ER, increased EGFR expression, and
noma of the breast could never be regarded with 100 per increased Ki-67, exhibited a strong correlation between
? 1997 John Wiley & Sons, Ltd.   , . 183: 188–194 (1997)
REVERTANT DCIS IN AUTOCHTHONOUS METASTASIS 193

Fig. 2—(A) Nuclear size (mean&standard deviation) strongly correlated between the revertant and primary DCIS areas; poorly differentiated DCIS
(comedo) exhibited a larger nuclear size than intermediately and well-differentiated DCIS (non-comedo). (B ) Correlation of Ki-67 immunoreactivity
(mean percentage of positivity&standard deviation) was strong between revertant and primary DCIS for both poorly differentiated (comedo) and
intermediately and well-differentiated (non-comedo) DCIS, which, differed significantly from each other. (C) Correlation between revertant DCIS
(R-DCIS) and primary DCIS (P-DCIS) in the expression (percentage of cases where marker was positive) of different molecular markers implicated
in human breast carcinoma progression. (D) Nodal involvement: the number of nodes and the percentage of nodal area (mean&standard deviation)
were greater in cases in which a pattern of revertant DCIS was observed, suggesting that a metastatic size threshold is required to initiate the
revertant phenotype

the revertant and primary DCIS areas and hence altera- not usually observed when the metastatic tumour
tions in these markers were not the cause of the DCIS volume/mass falls below a certain threshold. Cases
revertant phenotype. As anticipated, both revertant and which are EGFR-positive/ER-negative represent a sub-
primary poorly differentiated (comedo) DCIS exhibited set of breast carcinoma cases which exhibit more
an increase in nuclear size, the Ki-67 proliferating aggressive biological behaviour and more lymph node
marker, and frequency of p53 and Her-2/neu alterations metastases than cases which are EGFR-negative/
compared with their intermediately and well- ER-positive.
differentiated (non-comedo) DCIS counterparts.27,28 Since no internal cellular (nuclear, cytoplasmic, or
Cases of revertant DCIS tended to be EGFR--positive membrane) markers exist for breast carcinoma which
and ER-negative, irrespective of whether their pattern reliably distinguish DCIS cells from invasive carcinoma
was comedo or non-comedo; furthermore, cases of cells, we could only rely upon the extracellular basement
revertant DCIS, irrespective of whether their pattern membrane markers, laminin and type IV collagen, to
was comedo or non-comedo, exhibited significant nodal distinguish invasive from DCIS (primary or revertant)
involvement in terms of both the number of nodes and phenotypes. Recent in situ hybridization studies of
the percentage of nodal area involved. These observa- the calcium-binding protein psoriasin have observed
tions indicated to us that the revertant phenomenon is a increased expression in the in situ versus the in-
function of the metastatic tumour volume/mass and is vasive component of the same breast tumour.29 In
? 1997 John Wiley & Sons, Ltd.   , . 183: 188–194 (1997)
194 S. H. BARSKY ET AL.

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