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MSI.5 Lynch syndrome is associated with germline muta- MLH1 defect (Fig. 1). Only a small percentage of MLH1 loss
tions in one of the MMR genes and increases lifetime risk of tumors are because of Lynch syndrome, that is, because of
CRC to about 80% with early onset.5 Sporadic MSI tumors germline MLH1 mutation, whereas the majority of them result
can occur because of methylation of CpG-rich promoter from silencing of MLH1 expression because of promoter
sequence of MLH1. These cancers tend to arise in proximal hypermethylation.19 Hypermethylation of the MLH1 promoter
colon, tend to exhibit poor differentiation, mucinous cell is often a characteristic of CIMP tumors. These tumors often
type, and prominent lymphocytic infiltration.3 MSI tumors harbor a BRAF p.V600E mutation. BRAF p.V600 mutational
with hypermethylation account for three-quarters of analysis can be performed ahead of MLH1 promoter methyl-
hypermutated CRCs, whereas a quarter had somatic MMR ation analysis in tumors with MLH1 loss. The presence of a
gene mutation and polymerase ε mutations.10 BRAF mutation strongly favors sporadic pathogenesis.17 In
addition, BRAF mutation is associated with poor prognosis,
CpG Island Methylator Phenotype especially in CIMP-low tumors.13 The absence of a BRAF
The CIMP pathway is characterized by widespread mutation does not exclude sporadic etiology and requires pro-
hypermethylation of numerous promoter CpG island loci and moter methylation analysis to exclude a diagnosis of Lynch
consequent inactivation of tumor suppressor genes.7 CIMP syndrome. Loss of other proteins (MSH2, MSH6, or PMS2)
tumors were initially identified in 30% to 35% of CRCs, but increases a probability for Lynch syndrome and genetic coun-
DNA methylation analysis of CIMP-specific promoters seling and germline gene sequencing is recommended (Table 1).
revealed that the CIMP pathway accounts for 17% of CRC.13 Germline mutations are typically nonsense or frameshift muta-
Although CIN and MSI pathways are usually exclusive,10 the tions, which result in loss of function. A hit to the second allele
CIMP pathway overlaps substantially with the MSI pathway. (second hit), as a result of either additional loss-of-function
In fact, sporadic MSI CRCs are almost exclusively associated mutation or loss of heterozygosity, silences the function of the
with CIMP-associated methylation of the MLH1 promoter MMR gene and results in tumor formation.
region.14 CIMP-positive tumors are shown to represent a Microsatellite Instability Testing by Polymerized
distinct subset with high BRAF mutation.13,14 CIMP has a
strong association with the serrated neoplasia.15 CIMP Chain Reaction
tumors tend to arise in the proximal colon, at an older age, MSI can be determined by a PCR-based assay. MSI is
and are more common in female individuals.16 defined as alterations in the lengths of microsatellites, also
referred as short tandem repeats, because of deletion or inser-
tion of repeating units to produce novel-length alleles in tumor
MICROSATELLITE INSTABILITY TESTING DNA when compared with the normal/germline DNA from
the same individual.20 There are > 1 million microsatellite loci
MMR Deficiency by Immunohistochemistry (IHC) throughout the genome.21 To standardize MSI analysis, the
Testing for MMR deficiency (dMMR) can be performed reference panel, referred to as the Bethesda panel, for the
by IHC for the 4 major MMR proteins (MLH1, MSH2, PMS2, detection of MSI was proposed by a 1997 National Cancer
and MSH6) or by MSI polymerase chain reaction (PCR)-based Institute (NCI) workshop and consists of 5 microsatellite
assay.17,18 Initial screening can be performed by either method- markers, 2 mononucleotide loci [big adenine tract (BAT)-25
ology depending on the availability. In general, IHC does not and BAT-26) and 3 dinucleotide loci (D2S123, D5S346, and
require a special laboratory to perform and can be done at low D17S250).22 Commercial assay kits have become available
cost. In addition, the assay can help screen for a possible since then, including the one from Promega Corp. (Madison,
defective gene. Therefore, MMR IHC is generally preferred. WI), which uses 5 nearly monomorphic mononucleotide
However, limitations include the fact that not all pathogenic microsatellite loci (BAT-25, BAT-26, NR-21, NR-24, and
mutations result in loss of expression and interpretation is MONO-27).20 The performance of these assays is similar, but
somewhat subjective.15 For the IHC assay, if all proteins are mononucleotide loci are shown to be more sensitive and specific
expressed in the nucleus, the tumor is considered microsatellite than dinucleotide loci.23 An MSI-H (high) tumor is defined as
stable (MSS). Loss of 1 or 2 protein expression indicates MMR the one that shows shift of the size in ≥ 2 out of 5 microsatellite
deficiency, which highly correlates with MSI. As MLH1/PMS2 loci, whereas a shift only at 1 locus is considered MSI-L (low).21
and MSH2/MSH6 form functional pairs and MLH1 and MSH2
are needed to stabilize the complex, when MLH1 or MSH2 are Emerging Technologies
lost, PMS2 or MSH6 are also lost (Table 1). The most common Recently, cartridge-based automated PCR assay was
MMR-deficient pattern is the loss of MLH1/PMS2 because of developed by Biocartis (Mechelen, BE) (Idylla MSI). The
TABLE 1. Interpretation of Mismatch Repair Protein Immunohistochemistry Test Results and Further Action
Nuclear Expression of Protein
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Harada and Morlote Adv Anat Pathol Volume 27, Number 1, January 2020
FIGURE 1. Mismatch repair immunohistochemistry showing loss of MLH1 (B). PMS2 is also lost when MLH1 is lost (E). MSH2 and MSH6
are intact (C and D, respectively). Hematoxylin and eosin staining image is shown in (A). All 200× magnification. Note the presence of
internal control staining in lymphocytes and stromal cells (B and E).
performance has been shown to be comparable with the NGS achieved 98% sensitivity and 100% specificity for the
conventional PCR-based assay with 93.6% agreement and detection of MSI status as compared with the PCR assay.
lower failure rate (4% vs. 11.9%).24 Although further vali- Waalkes et al26 also demonstrated high sensitivity and specificity
dation by large number of the cases is warranted, these for CRC (both 100%), whereas endometrial and prostate cancer
automated tools may give small laboratories the ability to had false-negative cases. An advantage of using NGS is the
perform MSI assays on cases with equivocal results by IHC. ability to analyze over 100 loci for instability, whereas the assay
Next-generation sequencing (NGS) can also be used for requires special instrumentation and a bioinformatics pipeline.
determination of MSI status.25,26 Zhu et al25 showed MSI by Comparison of different techniques is summarized in Table 2.
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Adv Anat Pathol Volume 27, Number 1, January 2020 Molecular Pathology of Colorectal Cancer
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Harada and Morlote Adv Anat Pathol Volume 27, Number 1, January 2020
considered for anti-EGFR therapy must receive RAS muta- cancer looking for additional targeted therapy or clinical trial
tional testing. Mutational analysis should include KRAS and options. Overall, a molecular testing algorithm on the basis of
NRAS codons 12 and 13 of exon 2, 59, and 61 of exon 3, and current NCCN guidelines (version 2.2019; www.nccn.org/
117 and 146 of exon 4 (“expanded” or “extended” RAS). In professionals/physician_gls/pdf/colon.pdf) and biomarker
addition, BRAF p.V600 [BRAF c.1799 (p.V600)] mutational guidelines17 is illustrated in Figure 3.
analysis should be performed in CRC tissue in patients with
colorectal carcinoma for prognostic stratification. However, Immunotherapy
they state there is insufficient evidence to recommend BRAF Immune checkpoint inhibitors are an emerging field for
p.V600 mutational status as a predictive biomarker for oncology therapy. In 2015, patients with MSI tumors were
response to anti-EGFR inhibitors.17 Additional biomarkers shown to benefit from immune checkpoint blockade with
have been investigated for possible targeted therapies. How- pembrolizumab.33 Subsequently, the same group expanded
ever, currently there is insufficient evidence to recommend their study to various tumor types and showed the large pro-
PIK3CA or PTEN mutational analysis of colorectal carci- portion of mutant neoantigens in MMR-deficient cancers make
noma tissue for therapy selection outside of a clinical trial.17 them sensitive to immune checkpoint blockade, regardless of
the cancers’ tissue of origin.43 On the basis of this information,
Testing Algorithm the FDA-approved pembrolizumab for unresectable or meta-
Extended RAS and BRAF mutation analysis can be static MSI-H solid tumors in 2017. In the same year, the FDA
performed by any technologies that can detect sequence also granted accelerated approval to Nibolumab for dMMR
variations, that is, Sanger sequence, allele-specific real-time and MSI-H metastatic CRC (http://www.fda.gov/drugs/drug-
PCR, pyrosequencing, or NGS. When the guideline rec- approvals-and-databases).44 Another predictive marker for
ommended testing exons 2, 3, and 4 of KRAS and NRAS, immune checkpoint inhibitor therapy is tumor mutational
then single-gene assays became cumbersome and inefficient. burden (TMB). A recent study suggests that TMB seems to be
NGS-based targeted gene panels have become more efficient an important independent biomarker within MSI-H mCRC to
and cost-effective. In fact, there is a significant increase in stratify patients for likelihood of response to immune check-
laboratories using NGS for RAS testing from ∼10% in 2014 point inhibitors.45 However, currently, there are no guidelines
to 2015 to 23.1% in 2015 to 2016.38 In the same study, they for TMB estimation and reporting, which results in large var-
found that only a third to a quarter of participating labo- iability. Two organizations, Friends of Cancer Research
ratories met the guideline recommendations for extended (Friends) and the Quality Assurance Initiative Pathology
RAS testing, suggesting a delay in implementation at the (QuIP), initiated an effort to standardize the process and have
time of survey38 although much improvement is expected by proposed evidence-based recommendations for achieving con-
now. NGS-based assays, however, require a specific instru- sistent TMB estimation and reporting in clinical samples across
ment, a complex workflow, a bioinformatics pipeline, higher assays and centers.46
quality and quantity of DNA, and longer turnaround time. Recent preclinical and clinical studies suggest that the
Recently, a rapid and fully automated system has been checkpoint inhibitors can be expanded to microsatellite-
evaluated, and concordances between the Idylla NRAS- stable CRC in combinations with chemotherapy, molecular
BRAF or KRAS Mutation Test and reference test results targeted therapy, radiation, or novel immunomodulatory
were found in almost perfect agreement.39–41 A study by agents.47 Many clinical trials are currently in progress,
Franczak et al42 showed that the Idylla platform retrieved which may open a door for new treatment options for
49/67 (73.1%) samples that did not reach DNA quality microsatellite-stable tumors. Duan et al48 demonstrated
requirements for NGS. A caveat is an assay does not cover effective immunotherapy of CRC through systemic delivery
some rare variants (eg, KRAS p.G12F, p.G13C) compared of an immunostimulatory chemotherapeutic combination in
with sequence-based assays. Initial quick screening for nanoscale coordination polymer core-shell particles, syner-
extended RAS and BRAF status can be performed by an gizing with anti-PD-L1 antibody in murine model. As these
automated system and large NGS-targeted panel can be per- novel agents progress through the phases of clinical devel-
formed for patients with recurrent or resistant advanced-stage opment, novel predictive markers specific to these agents
FIGURE 3. Biomarker testing algorithm for colon cancer. IHC indicates immunohistochemistry; MSI, microsatellite instability; NGS, next-
generation sequencing; PCR, polymerase chain reaction.
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Adv Anat Pathol Volume 27, Number 1, January 2020 Molecular Pathology of Colorectal Cancer
may become important to optimally select patients most information could provide etiological insights into tailored
likely to benefit from them.47 Comprehensive analysis of strategies of disease prevention and treatment.53
multiple markers to identify sensitive patients to immune
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