INTRA-DAY TRADE TO TOTAL FUND HOLDINGS (NOT INDIVIDUAL BASKET)

Trade notifications are for informational purposes only. ARK offers fully transparent ETFs and provides trade information for all actively
not an endorsement of any company or a recommendation to buy, sell or hold any security. Trade notification files are not provided un
trading day. ARK may not trade every day. The time stamp of the email is the time of file upload and not necessarily the exact time of t
comprehensive lists of a day's trades for the ARK ETFs, but instead contain the most recent trades made in the ARK ETFs' portfolios. Ad
time. Most ARK ETF portfolio trades settle on a T+2 basis. These files represent an unofficial account, as all accounting and custody for t
Mellon. Updated ARK ETF end of day holdings are available on https://ark-funds.com/investor-resources
ARK Trade Desk
212.426.7040
ark@ark-invest.com

FUND Date Direction Ticker CUSIP

ARKG 2021-02-17 Buy ABBV 00287Y109
ARKG 2021-02-17 Buy VEEV 922475108
ARKG 2021-02-17 Buy SGFY 82671G100
ARKG 2021-02-17 Buy EXAS 30063P105
ARKG 2021-02-17 Buy CMLF 18978W109
ARKG 2021-02-17 Buy BFLY 124155102
ARKG 2021-02-17 Sell GOOGL 02079K305
ARKG 2021-02-17 Sell CDNA 14167L103
ARKG 2021-02-17 Sell TWST 90184D100
ARKG 2021-02-17 Sell VCYT 92337F107
ARKK 2021-02-17 Buy TSLA 88160R101
ARKK 2021-02-17 Buy SHOP 82509L107
ARKK 2021-02-17 Buy NTDOY 654445303
ARKK 2021-02-17 Buy IRDM 46269C102
ARKK 2021-02-17 Buy FATE 31189P102
ARKK 2021-02-17 Buy EXAS 30063P105
ARKK 2021-02-17 Buy BEAM 07373V105
ARKK 2021-02-17 Sell ONVO 68620A203
ARKK 2021-02-17 Sell SPLK 848637104
ARKK 2021-02-17 Sell SSYS M85548101
ARKQ 2021-02-17 Buy TSLA 88160R101
ARKQ 2021-02-17 Buy TDY 879360105
ARKQ 2021-02-17 Buy RAVN 754212108
ARKQ 2021-02-17 Buy KMTUY 500458401
ARKQ 2021-02-17 Sell BYDDY 05606L100
ARKQ 2021-02-17 Sell AVAV 008073108
ARKW 2021-02-17 Buy SHOP 82509L107
ARKW 2021-02-17 Buy TSLA 88160R101
ARKW 2021-02-17 Sell API 00851L103
ARKW 2021-02-17 Sell PD 69553P100
ARKW 2021-02-17 Sell PSTG 74624M102
ARKW 2021-02-17 Sell TCEHY 88032Q109
OT INDIVIDUAL BASKET)
y transparent ETFs and provides trade information for all actively managed ETFs. ARK’s statements are
or hold any security. Trade notification files are not provided until full trade execution at the end of a
l is the time of file upload and not necessarily the exact time of the trades. Files of trades are not
tain the most recent trades made in the ARK ETFs' portfolios. Additional files may be posted at a later
epresent an unofficial account, as all accounting and custody for the ARK ETFs is performed by BNY
ark-funds.com/investor-resources

Name Shares % of ETF

ABBVIE INC 294600 0.2492
VEEVA SYSTEMS INC 46198 0.1155
SIGNIFY HEALTH INC 228881 0.0672
EXACT SCIENCES CORP 250505 0.2875
CM LIFE SCIENCES INC 228824 0.0418
BUTTERFLY NETWORK INC 145660 0.0258
ALPHABET INC 17800 0.2995
CAREDX INC 404 0.0003
TWIST BIOSCIENCE CORP 9894 0.0122
VERACYTE INC 17374 0.0102
TESLA INC 89447 0.2532
SHOPIFY INC 39246 0.1975
NINTENDO CO LTD 69200 0.0204
IRIDIUM COMMUNICATIONS INC 184000 0.0322
FATE THERAPEUTICS INC 79517 0.0287
EXACT SCIENCES CORP 401153 0.2065
BEAM THERAPEUTICS INC 71530 0.0271
ORGANOVO HOLDINGS INC 4733 0.0003
SPLUNK INC 362921 0.2232
STRATASYS LTD 186371 0.0345
TESLA INC 13173 0.2509
TELEDYNE TECHNOLOGIES INC 519 0.005
RAVEN INDUSTRIES INC 14414 0.0133
KOMATSU LTD 19200 0.0147
BYD CO LTD 45813 0.0759
AEROVIRONMENT INC 8805 0.0282
SHOPIFY INC 13035 0.2005
TESLA INC 29508 0.2468
AGORA INC 28800 0.0306
PAGERDUTY INC 51982 0.03
PURE STORAGE INC 224119 0.0666
TENCENT HOLDINGS LTD 79100 0.0825