Professional Documents
Culture Documents
Author(s): A. I. Sabra
Source: Isis, Vol. 87, No. 4 (Dec., 1996), pp. 654-670
Published by: The University of Chicago Press on behalf of The History of Science Society
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By A. I. Sabra*
I trustthat no one would wish to contest the propositionthat all history is local history-
whetherthe locality is that of a short episode or of a long story. All history is local, and
the history of science is no exception. There can be no history of science that is not
concernedwith a localized episode or a sequenceof such episodes. Philosophersof science,
or some of them, may restrictthemselves to analyzing the formal or logical and timeless
structureof a piece of scientific thought;or they may substitutean emphasison growthas
a basic featureof scientific inquirythat requiresfor its logical elucidationthe additionof
a temporaldimension that retains an abstractcharacter.But historiansof science have a
differenttask. For while they can ignore the cognitive core of scientific practice only at
the cost of forfeiting their claim to a distinctive problematicand a distinctive discipline,
they are especially concernedwith science as a process that takes place in actual time or
science as a series of phenomenathat, owing to their special characterof chronological
and geographicallocality, we call "historical"-this "special character"being due to the
fact thatthe phenomenain questionare not merely in space and time but events associated
with, and indeed producedby, individuals acting in what we broadly call "culturalset-
tings."The thesis outlinedin these few abstractsentences is but a generalizationof a weak
version of the familiarcontextualistthesis in scientific historiography;or, to put it another
654
I For ideas underlyingthe theoreticalstructureof this essay I am indebted to the writings of Gottlob Frege
(on the distinctionbetween thoughtand recognitionof thought),KarlPopper(on methodologicalindividualism,
situationallogic, interactionof Worlds 1, 2, and 3), and Alfred North Whitehead(all about events).
can it be regardedas in any way "innocent"?To me it seems clear that the only correct
answerto this last question must be an unequivocalNo. Science and scientificare our own
terms and they express our own concepts (which, by the way, does not mean thatthey are
sharplydefinedor unproblematic);and,therefore,the studyof any past intellectualactivity
can be relevantto what we call "historyof science" only to the extent that such an activity
can be shown to help us understandthe modes of thought and expression and behavior
thatwe have come to associatewith the word science. This is not anachronism,presentism,
whiggism, or any of the other objectionableisms, but a consequence of the fact that we
who are writing the history also have a location of our own that defines our perspective
and, hence, the questions we pose from our vantage point and the terms in which these
questions are framed.Nor should this admissionto a definitepoint of view discourageor
detractfrom investigatingpast modes of thoughtand expression and behaviorunderother
categoriesdeemed suitablefor elucidatingthese modes "in their own terms,"as the phrase
goes. But, without aiming to replace other approachesthat put the emphasis on certain
concerns of sociology or anthropologyor culturalhistory, our historiographyof science
will always change as a function of our changingposition, being ourselvesforeverlocated
at the end point of the process that is continually shaping and reshaping what we call
"science."And so I am led to combine a self-evident propositionwith anotherthat seems
no more, and no less, than a corollary of it: that all history of science is local, and no
history of science can ever be neutral.
The characterof Arabic science, its strengthsandfailings, the course of its development,
and its ultimatefate have all been variouslyexplained in terms of language as a matrixof
thoughtand expression, of religion as an inexorableshapingforce, of naturalaptitudesor
inclinations of a certain race or inherentmentality, or as one inevitable expression of a
world cultureof which Islamic civilization was a late embodiment.A perceivedemphasis
on algebra in the Arabic traditionhas been attributedto certain features of Semitic lan-
guages that make these languages or their native users prone to "algebraization,"as op-
posed to Greek "geometrization."The persistentattemptsof Islamic astronomersto con-
struct kinematic models primarily designed to save the principles and the logical
consistency of Ptolemaic astronomyhave been seen as a sign of poverty of imagination
or of the tendencyof the "Semiticmind"towardthings it can easily perceiveby the senses.
Islamic religion has been cited both as the origin and source of vigor of medieval Islamic
science and as the majorcause of its final demise. And the "spiritof culture,"in this case
a Magianculturealreadyat work in "so-called"late antiquity,has been invoked to account
for every aspect of Islamic civilization, including its scientific products.2
It is not difficult to expose the weaknesses from which such explanationssuffer. One
2 Roger Arnaldezand Louis Massignon, "ArabicScience," in History of Science: Ancient and Medieval Sci-
ence, from the Beginnings to 1450, ed. Ren6 Taton, trans.A. J. Pomerans(New York: Basic, 1963), Vol. 3, Ch.
2, pp. 385-421, esp. pp. 402-405; Massignon, "R6flexionssur la structureprimitive de l'analyse grammaticale
en arabe,"Arabica, 1954, 1:3-16; Pierre Duhem, Le systeme du monde, Vol. 2 (Paris: Vrin, 1954), pp. 117-
179, esp. pp. 117-119 (on "le r6alismedes arabes");Duhem, To Save the Phenomena:An Essay on the Idea of
Physical Theoryfrom Plato to Galileo, trans.EdmundDolan and ChaninahMaschler (Chicago/London:Univ.
Chicago Press, 1969), pp. 25-35, esp. p. 26; BernardCarrade Vaux, "Les spheres c6lestes selon Nasir-Eddln
Attfisi," in Paul Tannery,Recherches sur 1'histoirede l'astronomie ancienne (Paris: Gauthier-Villars,1983),
App. 6, pp. 337-361; G. E. von Grunebaum,"MuslimWorld View and Muslim Science," in Islam: Essays in
the Nature and Growth of a Cultural Tradition(London: Routledge & Kegan Paul, 1964), pp. 111-126; von
Grunebaum,"Islamand Hellenism,"in Islam and Medieval Hellenism: Social and CulturalPerspectives (Lon-
don: Variorum, 1976), Ch. 1; J. J. Saunders,"The Problem of Islamic Decadence,"Journal of WorldHistory,
1963, 7:701-720; and Oswald Spengler, The Decline of the West, trans. Charles Francis Atkinson, 2 vols.
(London:Allen & Unwin, 1959), esp. Vol. 1, pp. 71-73, 207-216 (and see the index under"ArabianCulture").
can refer, for example, to the considerableand highly successful efforts of Islamic math-
ematiciansin the fields of geometry and trigonometry.One can relate the theoreticalpro-
gramof Islamic astronomersto the work of Ptolemy himself and to earlierideals of Greek
astronomy. One can point out the great complexity of the relationshipbetween science
and religion throughoutIslamic history and in variouspartsof the Islamic world. And one
can easily show the vacuousness of theories born of the spirit-of-cultureapproach.And,
in fairness to those who have advanced explanationsof these sorts, it must be said that
they tend to be poorly informed(or worse) aboutArabic science and, in many cases, about
Islamic civilization-a fact that, unfortunately,does not seem to have discouragedtheir
influence on minds that seek ready-madeand perhapscomfortingexplanations.
What is wrong with these explanations,and others like them, is not their consideration
of language, religion, and cultureas factors in the formationof a scientific enterprisethat
consciously adoptedearliertraditionswith markedlydifferentlanguagesand religious and
cultural values but, rather,their essentialist character,which has tended to prejudiceor
obstruct historical research. Now locality-that is, the characterof being local-is an
ineradicableor, if you like, an essential propertyof all historical events, but the actual
where and when and how of any such events are happeningscreated by human effort.
With the sure perceptiveness of a true historian, Richard Southern once described the
process of acquisitionand adaptationof Greek learningin Islam as "the most astonishing
event in the history of thought."3The event is astonishingbecause it strikes us as unex-
pected, and the best way I know to explain the unexpectedin history, insofar as it can be
explainedat all, is to try to understandit, not in termsof essences or spiritsor inevitabilities,
but as the outcome of choices by individualsand groups respondingto their situationsas
they perceived and experiencedthem. Let me illustrate.
The powerful drive that eventually led to the transferof the bulk of Greek science and
philosophy (as well as elements of the scientific thoughtof Indiaand Persia)to Islam was
launchedas a massive translationeffort thattook place in the context of empire and under
the patronageof the confident Abbasid court in Baghdad. Translationsinto Arabic had
been made earlier, and these had been preceded in the Middle East by translationsfrom
the Greek into Syriac and Persian,but it was the Abbasids who mounted a concentrated
translationeffort soon after they came to power in the middle of the eighth century and
who furtherorganizedand intensifiedtheir supportduringthe ninth century.Under their
predecessors, the Umayyads who ruled from Damascus (661-750), the Islamic empire
alreadyencompassedlarge areas-including Egypt, Syria, and Persia-that had come un-
der the influence of Hellenism from the time of Alexander;and before the ninth century
was over Islamic rule had reachedKashmirin the east and Khwarazmto the north.In the
early Abbasid period the higher administrationof the court itself was in the hands of
cultivatedPersianswho had gained much favor and influencewith the Abbasidrulersand
whose intellectual interests inclined them to various forms of secular learning and to a
rationalizingapproachfor understandingmattersof religious belief. Some of these Persian
officials acted as translators,especially from Persian, and in general they constitutedan
facets of Hellenistic thought that might not have been available to them by way of the
Christiantheologians,who had alreadymadetheirown choices fromtheirown standpoints.
And, as has been plausibly suggested, the absence of Greek literatureand Greek histori-
ographyfrom the translatedcorpusmay be attributableto a lack of acquaintanceor serious
intereston the partof the Christiantranslators.4In a similarway, the twelfth-andthirteenth-
century Arabo-Latintranslationsin northernSpain were understandablylimited to the
types and the levels of the learning that was currentlyavailable in Al-Andalus, with all
the features of that learning that had undoubtedlybeen shaped by a combinationof cir-
cumstancespeculiarto Al-Andalus.5
The scholarsof eighth- and ninth-centuryIraqlooked east to Persia and Indiaand west
to Greece and especially to Alexandria.Both looks deeply affected the characterof Arabic
science, especially in mathematicsand astronomy,in both of which we find combinations
of identifiableelements from the East and the West. But it was the westward gaze that
proved most enticing and, as it turnedout, most consequential.Some years ago I used the
term appropriationto characterizethe attitudeof Muslim scholarsand patronswho made
it their business to get hold of and make their own what they called "the sciences of the
ancients,"an expression that clearly revealed a sense of distance in time between them-
selves, as "the modems" (al-muta'akhkhirun),and the appropriatedlegacy of "the an-
cients" (al-mutaqaddimun),even as the appropriatorsset about gaining possession of the
ancientlegacies with greatenergy.6Withoutaiming here to unfold the full meaningof that
sense of distance(which has frequentlybeen misinterpretedand misused in modem schol-
arship),let me indicatebrieflyhow it was understoodand evaluatedby some of those who
promotedor participatedin the appropriationdrive of the ninth century.
I will not expand,not even briefly, on the role of the Abbasidcaliph al-Ma'miin,whose
contributionsas a patronof astronomicalresearchand as the one who turnedthe library
of Greekphilosophicalsciences collected by his immediatepredecessorsinto an organized
center of translationare well known. But I must emphasize the significance of his deep
involvementin a theological disputethatpromptedhim to initiatethe "inquisition"against
the conservative opponents of the Mu'tazilite school of kalam (or "theology")that he
favored. It is naturalto think of a connection between al-Ma'miin's supportof the Mu'-
tazilite emphasison the role of reasonin elucidatingreligious dogma and his championing
4Paul Kunitzsch, "The Two Movements of Translationinto and from Arabic and Their Importancein the
History of Thought"(in Arabic), Zeitschriftfur Geschichte der Arabisch-IslamischenWissenschaften,1987/
1988, 4:93-105.
5Guy Beaujouan, "The Transformationof the Quadrivium,"in Renaissance and Renewal in the Twelfth
Century,ed. Robert L. Benson and Giles Constable (Cambridge,Mass.: HarvardUniv. Press, 1982), pp. 463-
487, on p. 465: "Having found its principal Arabic sources in Spain, medieval Western science obviously
reflected, at the start,the choices of the Hispano-Moslemculture.The lack of interestin abstractmathematics,
the predominanceof astronomyand astrologyin the early translations,the relativelylate date of the Arabo-Latin
versions of Aristotle's naturalphilosophy, the failure to use importantworks by easternArabic scholars:all are
explained by the evolution of Arabic science in the Iberian peninsula, with its peculiarities of history and
geography,its particularistpride within the Islamic world, its conditioningby the oppressive dominationof the
Malikitefakihs."In additionto the referencescited by Beaujouansee A. I. Sabra,"TheAndalusianRevolt against
Ptolemaic Astronomy: Averroes and al-Bitriujl,"in Transformationand Tradition in the Sciences: Essays in
Honor of L Bernard Cohen, ed. EverettMendelsohn(Cambridge:CambridgeUniv. Press, 1984), pp. 133-153,
rpt. in Sabra,Optics,Astronomy,and Logic (Aldershot:Variorum,1994); Julio Sams6, Islamic Astronomyand
Medieval Spain (Aldershot:Variorum,1994), esp. Chs. 1 and 12; and R. S. Avi-Yonah, "Ptolemyvs. al-Biit4iji:
A Study of Scientific Decision-Makingin the Middle Ages," Archives Internationalesd'Histoire des Sciences,
1985, 35:124-147.
6A. I. Sabra,"TheAppropriationand SubsequentNaturalizationof GreekScience in Medieval Islam,"History
of Science, 1987, 25:223-243, rpt. in Sabra,Optics,Astronomy,and Logic.
10"idh kunnahirasan 'ala tatmiminaw'ina":al-Falsafa al-dla, in Rasitil, ed. AbiuR7da,Vol. 1, p. 103. For
the translationsee Ivry, Al-KindT'sMetaphysics,p. 58. See also Spengler, Decline of the West (cit. n. 2), Vol.
1, p. 211.
" ErnestRenan,L'islamismeet la science, 2nd ed. (Paris:CalmannLdvy, 1883).
13 A. I. Sabra,"Science and Philosophy in Medieval Islamic Theology: The Evidence of the FourteenthCen-
1976). The view of kalam as religious apologetics has been prevalentin modem literaturebut is currentlybeing
revised. See RichardM. Frank,"The Science of Kalam,"Arabic Sciences and Philosophy, 1992, 2:7-37; and
Sabra,"Science and Philosophy in Medieval Islamic Theology."
15 The
literatureon the madrasa is growing rapidly, but see especially the wide-rangingstudies of George
Makdisi: "Muslim Institutionsof Learningin Eleventh-CenturyBaghdad,"Bulletin of the School of Oriental
and African Studies, 1961, 24:1-56 (rev. by A. L. Tibawi, ibid., 1962, 25:225-238), and The Rise of Colleges:
Institutionsof Learning in Islam and the West (Edinburgh:EdinburghUniv. Press, 1981). Most of the recent
publicationsare concerned with the Mamlik period (for which there is abundantmaterial),but they have not
yet directed special attentionto the question of the place of science and philosophy in the madrasas. This must
be due in partto the long-held assumptionthat science and philosophy had no place in the madrasas, which is
not quite true, as is now being realized.
presentedto a large group, indeed the vast majority,of educatedMuslims. When we talk
of scientificadvancein Islam,whetherin mathematics,astronomy,or experimentalscience,
we usually have in mind the contributionsof men who carriedout their work outside of
the madrasas with the supportof kingly patrons-men like al-KhwTrizml,al-Khayyami,
Ibn Yulnus,Ibn al-Haytham,al-Blrtinl,al-Tilsi, and al-Shirazl.As always, there were ex-
ceptions-sometimes importantones, especially in the later period-and in some cases
the systems of patronageand madrasa even seem to merge, eitherpartially,or even com-
pletely, as for example underUlugh Beg's initiativein fifteenth-centurySamarkand.Such
exceptions should direct our attentionto the significant overlap among all three loci of
courtpatronage,college, and mosque. But the generalpictureof scientificadvancein Islam
as a patronizedactivity holds.
What we are still far from understandingis how patronageworked in contexts that
obviously differed from one center of activity to another.Let me give an example with
referenceto two or three situationsaboutwhich we know a little more than aboutthe rest.
Consideragainthe pagan sage, Aristotle,who was said to have inspiredCaliphal-Ma'mun
and with whom the Malikite Muslim jurist Averroes identifiedhimself. In both cases we
encounteracceptanceof the authorityof an alien thinkerand of the intellectualvalues he
represented.In both cases a Muslim theological context was involved: Mu'tazilitekalam
in the earlier episode, and the religious ideology of the Almohad dynasty in the later
Andalusianepisode. But the theological commitmentswere differentin the two cases, with
ratherdifferentimplicationsfor the place and authorityof the law, and so were the patterns
of patronage.The differences were, moreover, enhanced by an emphatic self-conscious
Andalusianidentityvis-a-vis the rest of the Islamicworld.It is not surprisingthatAverroes,
as the intellectual who responded most powerfully to this Andalusian situation, should
develop a new theory of religious authority,a totally negative attitudeto kalam,and a new
valuationof his adoptedAristotelianismthat set him against his Peripateticpredecessors
and earlier mathematiciansin the easternpart of the Islamic world. It is, therefore,with
referenceto this special context in all its geographical,political, and intellectualparticu-
laritiesthat we should try to gain a historicalunderstandingnot only of Averroes'rebuttal
to the attack launched by the Easternal-Ghazali against the falasifa, but also of his im-
portantand explicit divergencesfrom fellow-faylasufslike Avicenna or from a recognized
mathematicalauthoritylike Ibn al-Haythamand of his ultimaterejectionof the hitherto-
dominantPtolemaic astronomy.16
Similar,or greater,contrastswith regardto attitudes,patternsof relationsbetweenpatron
and client, and implicationsfor the practiceof science are what we should expect to find
as we turn our attentionto laterperiods. For example, soon afterthe Mongol Ilkhanshad
capturedBaghdad in 1258, thus bringing the Abbasid caliphate to an end, their leader
Hiilagulwas persuadedto establish an observatoryat Maraghain northwesternIran, an
event that markedthe beginningof one of the longer-lastingand importantepisodes in the
history of Arabic science. Most of the scholarswho were soon to be gatheredat Maragha
were Muslims (thereare reportsof one or more Chinese scholars).The man put in charge
of organizingthe new enterprisewas Nasir al-Din al-Tilsi, a Persianfrom Tus with serious
interestsin Shl'ite theology and Avicennan philosophy. (See Figure 1.) At age fifty-five
when he surrenderedhimself to the Mongols upon their captureof the Isma'Ili stronghold
of Alamut, he was alreadyfamous as a scholarand known to the Mongols as a competent
astronomerand astrologer.Two other scholars, both of them Sunnis, were broughtover
*. si. .
........
Figure 2. Giant armiillaryset up in the open air at the sixteenth-century Istanbul observatory. (MS
1404, late sixteenthcentury,IstanbulUniversityLibrary.)
set of astronomicaltables, based on new observations,of the type that had been used by
Arabic astronomers and astrologers for planetary predictions since the time of al-Ma'miin.
The Zj-i Il-Khani, as the new Persian handbook came to be known, was not completed
until 1272, after Hulagu's death. But in the meantime,and for several decades afterward,
the scholars at Maraghaand nearby Tabriz were able to pursue their individualinterests
in theoretical astronomy and in various branches of mathematics. It was in this singular
situation that the aporetic research in planetary theory, which was initiated by Ibn al-
Haythambefore the middle of the eleventh century and had attractedthe attentionof a
few individualscholarsin Asia and Syria, first found a sustainingatmosphere;and it was
from here that ffiis type of research later spread further east, south, and west, where it was
cafried on in different terms or with different emphases as scholars with different com-
mitmentsrespondedto changing contexts. (See Figure 2.)
The phenomenonof the mosque as a significant locus of scientific activity came into
being at about the same time as the establishmentof the Ilkhanidrule in Iran and Iraq,
being associatedwith the ascension to power of the Mamluiksin Egypt and Syria in 1250.
Most of what is now known aboutthis importantphenomenonis due to David King, whose
work over the last twenty years has been responsiblefor puttingthis phenomenonon the
map of Arabic science.18 It was the longest-lastingepisode within the traditionof Arabic/
Islamic science, having continuouslyenduredin some of the major mosques all the way
up to the nineteenth century, and it possessed interestingfeatures that distinguish it in
several ways from courtpatronageand the madrasas, the two otherloci of consequence.19
Though primarilya place of worship, the mosque, from its inception, and as distin-
guished from the madrasa that was sometimes attachedto it, often served as a forum for
propagationand discussion of subjectsrelatedto Arabiclanguage,grammar,and rhetoric,
as well as the vital issues of law, religion, andpolitics. Throughthe introduction,apparently
for the first time underthe Mamluiks,of the office of muwaqqit,the timekeeperin charge
of regulatingthe times of the five daily prayers,a place was createdfor the utilizationof
one form of scientific knowledge in a permanentreligious institution.
Strictly speaking,it would be wrong to consider the muwaqqita "professional"astron-
omer. His institutionalrole in the mosque was not to pursue the goals of astronomyas
these had been defined and elaboratedby Arabic astronomerssince the ninth centurybut,
as is clearly indicated by his status title, to offer reliable guidance to his local Islamic
communitywith regardto definitereligious observances(mainlyprayertimes) as specified
by religious law. This function the muwaqqitnonetheless performedin his capacity as an
expert in what was called "the science of reckoning time" ('jim al-mTqdt)by means of
exact astronomicalcomputations,and this distinguishedhim from the traditionalmu'ezzin
(the man who called for prayer),who relied on traditionalprescriptions.The main task of
the muwaqqitwas thereforeto use the methodsof sphericalastronomyin orderto construct
tables, usually computedfor a certainlocality or latitude,that would enable anyone who
could operate a simple observation instrument(such as an astrolabe or a quadrant)to
determinethe time of day or night from the altitudeof the sun or a star.A muwaqqitmight
also possess the skill to constructsuch instruments.And some distinguishedmuwaqqitsin
the thirteenthand fourteenthcenturiesaccomplishedthe impressivefeat of providinguni-
versal solutions of timekeeping problems (indeed, all problems of spherical astronomy)
for all latitudes. One muwaqqit,the fourteenth-centuryIbn al-Shatir(d. ca. 1375), who
was attachedto the Umayyad mosque in Damascus, venturedinto the area of theoretical
astronomyto produce the most complete solution to the equant problem, which Ibn al-
Haythamhad forcefully pointed out as a threatto the principles of Ptolemaic astronomy
and which was diligently pursuedby mathematicalastronomersin the thirteenthcentury.
These were all accomplishmentsthat must be regardedas accomplishmentsin astronomy
proper,regardlessof their institutionalsetting. And the same can be said of other equally
impressive investigationsaimed at determiningthe directionof Muslim prayer.As in the
case of timekeeping, these investigations also culminated in universal solutions for all
latitudes.
And yet it is noticeable, as King has pointed out, that the legal scholarsand interpreters
18 David King, "TheAstronomyof the Mamluks,"Isis, 1983, 74:531-555; and King, Astronomyin the Service
of Islam (Aldershot:Variorum,1993).
'9 The distinction has to be maintaineddespite occasional or even frequent overlappings, as, for example,
when a local rulerwas responsiblefor the appointmentof a favored professorin a madrasa.
20
David King, "Science in the Service of Religion: The Case of Islam,"in Astronomyin the Service of Islam
(cit. n. 18), Ch. 1, p. 246.
21
Ibid., p. 245.
who originatedin thirteenth-centurySyria and North Africa. All had written in Arabic,
the languagein which Ibn al-Shatiralso wrote. The example is representativeof situations
that existed before and after Ibn al-Shatir,though there were cases in which Persianand
Turkishwere the languages of composition, especially in later times. But once we direct
our attentionto situations,as distinguishedfrom tradition,ourpictureand ourproblematic
will change with every case, as we turnfrom one set of circumstancesto anotherin which
individualchoices are made with referenceto specific problemsproposedby specific con-
texts. Not, of course, that traditionand individualresponse are separable:on the contrary,
the formerprovides an inseparablepartof the intellectualcontext in which the othermust
take place. When I startedto write this talk I hoped to be able to illustrateand perhaps
also to characterizein some generaltermsthe interplayof traditionandindividualresponse
with referenceto one or two episodes of Arabic science. In the end I am forced to leave
that subjectfor anothertime and place.