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On The Soul, and Its Faculties (Powers) : Genesis 2:7 Art. 1. de Anima II, 1.412a15-B6 Aquinas Sum, Ia, Q. 79, Art. 2
On The Soul, and Its Faculties (Powers) : Genesis 2:7 Art. 1. de Anima II, 1.412a15-B6 Aquinas Sum, Ia, Q. 79, Art. 2
In this exposition we will treat on one aspect of man’s being and its main operations. In
Genesis we read of the first man coming into life, who is distinct from all other creatures. He was
made by God out of dirt; “then the Lord God formed man of dust from the ground, and breathed
into his nostrils the breath of life; and man became a living being.”1 And so man receives his life
from God. He was created in the image of God, Who gave him dominion over the earth. He was
a being endowed with knowledge to rule everything inferior to himself. We’ll begin by taking a
glance into the human soul; from there we will explore in depth two of the powers or potencies
that pertain to the soul alone: one being the intellect/understanding, the other being the will or
intellectual appetite. We refer to the potencies of the soul as ‘potencies/powers’ because they are
not an immediate source of man’s activity; they are not his essence, since “…in God alone His
The soul is the first principle of life in living things; therefore, we call living things
‘animate'. Saint Thomas Aquinas, quoting Aristotle, says that “the soul is the actuation of a
physical organic body with power to live.”3 “[The] intellectual soul is sometimes called intellect,
as from its chief power: and thus we read (De Anima I 4), that the ‘intellect is a substance.’ And
in this sense also Augustine says that the mind is a spirit and essence (De Trin. Ix, 2; xiv, 16).4
1
Genesis 2:7
2
Thomas Aquinas, Summa Theologica, Benziger Bros. edition, 1947, http://dhspriory.org/thomas/summa/, Ia, Q. 79,
Art. 1.
3
De Anima II, 1.412a15-b6
4
Aquinas Sum, Ia, Q. 79, Art. 2.
“Now the chief manifestations of life are the two activities of knowledge and movement.”5 From
the animate bodies we can make three divisions of the soul: the Vegetative (as seen in plants),
the Sensitive (as seen in animals, both irrational and rational), and the Intellectual/Rational
specific in human beings. “The human soul is a non bodily substance endowed with intellect and
will…. [the soul] can exist and operate per se if it be severed from the body.”6 “For only what
actually exists acts, and its manner of acting follows its manner of being…Consequently the
human soul, which is called an intellect or mind, is something incorporeal and subsisting.”7 Also,
Aquinas considers that in the soul there is no materiality. He gives two arguments: firstly, that “it
belongs to the notion of a soul to be the form of a body. Now, either it is a form by virtue of
itself, in its entirety, or by virtue of some part of itself….Secondly, we may proceed from the
specific notion of the human soul inasmuch as it is intellectual….It follows, therefore, that the
intellectual soul, and every intellectual substance which has knowledge of forms absolutely, is
exempt from composition of matter and form.”8 “Through its immateriality [the soul] has the
power of intelligence. Wherefore it follows not that the intellect is the substance of the soul, but
that it is its virtue and power.”9 The human soul is held to be incorruptible because “the
substantial and subsistent form cannot decay, break up, or cease to exist. For it has no material
elements or parts to fall away; it has no intrinsic dependence on matter for existence and
operation.”10 The intellectual soul “…can acquire universal and perfect goodness, because he can
acquire beatitude. Yet he is in the last degree, according to his nature, of those to whom beatitude
is possible; therefore the human soul requires many and various operations and powers. [Another
reason for the many powers is because] it is on the confines of spiritual and corporeal creatures;
5
Aquinas Sum, Ia, Q. 75 Art. 1
6
A Tour of the Summa, Paul J Glenn, Ia, Q. 75 2
7
Aquinas Sum, Ia, Q. 75 Art. 2
8
Aquinas Sum, Ia, Q. 75 Art. 5
9
Aquinas Sum, Ia, Q. 75 Art. 1 ad. 3
10
Glenn, Ia, Q. 75 Art. 6
and therefore the powers of both meet together in the soul.”11 And St. Thomas quoting Aristotle
says that these powers may be distinguished because of their acts and objects: “the idea of act or
activity is prior to the idea of potentiality and the idea of what an act bears on – its object – is
prior again.”12 We can think of the sun, which produces light, heat, etc…; we can call these
actions ‘powers’ of the Sun. Likewise, the soul’s actions are called powers. Aquinas makes a
For every act is either of an active power or of a passive power. Now, the object is
to the act of a passive power, as the principle and moving cause: for color is the
principle of vision, inasmuch as it moves the sight. On the other hand, to the act
of an active power the object is a term and end; as the object of the power of
growth is perfect quantity, which is the end of growth.13
In Ia Q. 77 a4 Aquinas mentions that there is an order to the powers – we rank vegetative as
being lower than sensitive, which in turn is lower than intellectual. He says, “Since the soul is
one, and the powers are many; and since a number of things that proceed from one must proceed
in a certain order; there must be some order among the powers of the soul.”14 In the fifth article
Aquinas distinguishes the powers of the soul from the powers of the whole composite (body and
soul) when he says that “some operations of the soul are performed without a corporeal organ, as
understanding and will. Hence the powers of these operations are in the soul as their subject.”15
Later Aquinas also makes mention of these two powers that pertain to the soul alone, distinct
from those that belong to the composite, he says: “…the composite is actual by the soul. Whence
it is clear that all the powers of the soul, whether their subject be the soul alone, or the
composite, flow from the essence of the soul, as from their principle; because it has already been
11
Aquinas Sum, Ia, Q. 77 Art. 2
12
De Anima II, 4.415 a16-23
13
Aquinas Sum, Ia, Q. 77 Art. 3
14
Aquinas Sum, Ia, Q. 77 Art. 4
15
Aquinas Sum, Ia, Q. 77 Art. 5
said that the accident is caused by the subject according as it is actual, and is received into it
according as it is in potentiality..”16
Considering first, the only thing that distinguishes man from plants and animals, that is,
his spiritual activity (whose most elevated faculty is the intellect, thought). Thus, the happiness
of man will be rooted in the spiritual activities of man.17 Now this intellect of ours is what moves
us to act honestly id quod intellectum trahit vel capit. The intellect is considered as man’s most
perfect potency. One, by reason of its excellence over what is inferior: The understanding
exercises a certain principality and dominion over the other faculties of man: principality with
respect to the sensitive appetite which it rules in a quasi-political manner since this can resist the
reason, and dominion with respect to the bodily members which are ordained to obey the
command of reason without contradiction. Two, by reason of its affinity to what is superior to
man: namely, with the divine things. These thing are, in effect, the object of understanding on
one hand, as only the understanding can have knowledge of essentially good things which are the
divine things. Secondly, by a certain connaturallity with respect to the divine itself, not because
the intellect is divine, but because it is the most divine thing in us, as it is the only operation
whose operation whose operation is completed without a corporeal organ. Now considering its
nobility, since it is the operation of what is best in man (his intellect). Since, operari sequitur
esse, so from the greater being comes the greater work. As Aquinas adds, “In the contemplation
of truth, man unites himself to those superior beings, achieving a certain similitude with them,
because the contemplation of truth is, with the scope of human operations, the only activity
16
Aquinas Sum, Ia, Q. 77 Art. 6
17
Fuentes Ethics, pg. 43
found also in God and in the separate substances.”18 Also, it has the greatest object among all
knowable realities the intellectual are the greatest and principally the divine. The intellect in its
operation only makes use of the body in a minimal way, therefore this operation causes very
little fatigue in comparison with other operations.19 “The intellect may be considered in two
ways: as apprehensive of universal being and truth, and as a thing and a particular power having
a determinate act.”20 The intellect is a passive faculty, sicut tabula rasa in qua nihil est scriptum
(like a clean tablet on which nothing is written), since “…at first we are only in potentiality to
understand, and afterwards we are made to understand actually.”21 “The human soul is called
wholly intellectual but only in part. (Man’s participation in God makes him more perfect than
any other corporeal creature because)…in the soul is some power derived from a higher intellect
(God, as we read in)…Ps. 4:7, ‘The light of Thy countenance, O Lord, is signed upon us.’”22
Second, the will: the will is an interior faculty of the soul, an intrinsic principle that
enables the subject to want; to need. St. Thomas puts it this way: “The word "necessity" is
employed in many ways. For that which must be is necessary….the will must of necessity adhere
to the last end, which is happiness: since the end is in practical matters what the principle is in
speculative matters....”23 The will, with even more reason than the intellect, it is the subject of
habits, because it can order itself to work in diverse manner and toward diverse things, since its
object is in the good in all its amplitude: universal and infinite, under which all goods can be
found (spiritual, material, individual, social, those articular to the will and any other potency that
18
SCG, III, 37
19
Fuentes, Ethics, pg. 45-46
20
Aquinas Sum, Ia, Q. 82 Art. 4 ad. 1
21
Aquinas Sum, Ia, Q. 75 Art. 2
22
Aquinas Sum, Ia, Q. 75 Art. 4
23
Aquinas Sum, Ia, Q. 82 Art. 1
can be commanded by the will).24 “The will from the very nature of the power inclined to the
good of the reason. But because this good is varied in many ways, the will needs to be inclined,
by means of a habit, to some fixed good of the reason, in order that action may follow more
promptly.”25 Now concerning sin and virtue, the will can be directed to opposite things:
The will does not desire of necessity whatsoever it desires….For there are certain
individual goods which have not a necessary connection with happiness, because
without them a man can be happy: and to such the will does not adhere of
necessity. But there are some things which have a necessary connection with
happiness, by means of which things man adheres to God, in Whom alone true
happiness consists. Nevertheless, until through the certitude of the Divine Vision
the necessity of such connection be shown, the will does not adhere to God of
necessity, nor to those things which are of God. But the will of the man who sees
God in His essence of necessity adheres to God, just as now we desire of
necessity to be happy. It is therefore clear that the will does not desire of necessity
whatever it desires.26
Suttor notes that the “human will is appetite informed by human understanding. Man has a head
full of intellectual necessities, and many of this bind the will.”27 St. Thomas clarifies that “the
will may be considered in two ways: according to the common nature of its object—that is to
determinate act.”28 Another aspect of the will concerning a possible division of appetitive powers
says that “the will regards good according to the common notion of good, and therefore in the
will, which is the intellectual appetite, there is no differentiation of appetitive powers, so that
there be in the intellectual appetite an irascible power distinct from a concupiscible power:”29 in
other words we can say that the will is moved by “that which appears good.”30 The will operates
24
Fuentes Ethics, pg. 78-79
25
Aquinas Sum, I-II Q. 50, Art. 5 ad 3.
26
Aquinas Sum, Ia, Q. 82 Art. 2
27
Timothy Suttor, Summa Theologiae, Volume II (Ia. 75-83), Man, pg. 221, Note a
28
Aquinas Sum, Ia, Q. 82 Art. 4 ad. 1
29
Aquinas Sum, Ia, Q. 82 Art. 5
30
Fuentes Ethics, pg. 26
To conclude, liberty is found in the merging of the intellect which judges and the will
which wants, loves, and desires. In this way liberty is derived from the reason and from the will,
and is a combination of both in its act. For Aristotle, the excellence of the will and that of the
intellect cannot be separated. This conception notably contrasts with the idea which
predominates in the modern world.31 Now concerning the superiority of one to the other, St.
Thomas says:
If therefore the intellect and will be considered with regard to themselves, then the
intellect is the higher power….For the object of the intellect is more simple and
more absolute than the object of the will;...But relatively and by comparison with
something else, we find that the will is sometimes higher than the intellect, from
the fact that the object of the will occurs in something higher than that in which
occurs the object of the intellect….Wherefore the love of God is better than the
knowledge of God; but, on the contrary, the knowledge of corporeal things is
better than the love thereof. Absolutely, however, the intellect is nobler than the
will.32
There is a double dependence in the two faculties, “for the understanding knows that the will
31
Fuentes Ethics, pg. 88
32
Aquinas Sum, Ia, Q. 82 Art. 3
33
Fuentes Ethics, pg. 26