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Tort Law Reading Week 1 Part 2
Tort Law Reading Week 1 Part 2
This article is about two torts, assault and battery, which together with false
imprisonment1 constitute the action of trespass to the person which has survived
to the present day. Assault and battery are not fashionable or popular torts in the
211
212 INTENTIONAL TORTS
6 The Times 13 February 1975-1 am grateful to L. Bingham & Co, Solicitors, for providing me with
the transcript of the judgment delivered by Talbot J on 12 February 1975.
7 Transcript, 5.
8 Ibid.
9 The following problems were raised by the claim in negligence. Had the plaintiff taken such part
in the activities at the pool that it could be found that he willingly accepted such risks of personal
injury as were reasonably foreseeable? Was it negligent to push someone into a swimming pool in
the circumstances appertaining to the case? Was there a foreseeable risk of injury? What is the
standard of care to be applied to the defendant who was 15 years and 11 months old? As the
plaintiff fell into the pool he hit the side of the pool with his ankle—could the defendant have
foreseen the type of injury received ?
10 (i833)2LJCP(NS)i9o; ioBing 112; 131 ER 848.
11 10 Bing 117.
12 [1965] 1 QB 232,239.
F. A. TRINDADE 213
Foundations of the Law of Tortn specifically refer to this statement and say
' . . . this should not be taken to mean that an intentional tort cannot be pleaded as
negligence ...'. However they appear to have overlooked the statement by Lord
Denning MR in Gray v Barr in 1971—seven years after Letang v Cooper—where
he said:14 'Whenever two men have a fight and one is injured, the action is for
assault, not for negligence. If both are injured, there are cross-actions for assault.
The idea of negligence—and contributory negligence—is quite foreign to men
grappling in a struggle*. The position is therefore not as clear as Williams and
Hepple suggest and the courts may well take the view, if the question is
specifically raised, that for an intentional direct act trespass is the only action that
So actions for intentional trespass may succeed where other actions fail and it is
useful to know when one can and should be able to bring a civil action for battery
and assault. Naturally, there will be people who will continue to rely upon
compensation orders made by the criminal courts or the various criminal injuries
compensation schemes which have come into existence in Britain, Canada,
Australia and New Zealand. But most compensation orders are confined to cases
where there has been a criminal offence and a conviction for that offence, and they
also seem to be 'confined to simple, straightforward cases... where no great
amount is at stake'.19 In England and Wales in 1978-79 there were 992 such
orders made with a face value of isfy^^.20 By contrast, during the same period
26 The quotation is from the British Board's explanation of the Scheme in its Fifteenth Report,
Cmnd 7752, 45.
27 Cmnd 7752, 55 paras E and G. Atiyth, Accidents, Compensation and the Law 3rd ed (1980) 353
says that 'it is clear that the connection between the applicant's past conduct and his injuries
need only be a pretty tenuous one to debar compensation'. See also Mien, Responses to
Victimisation (1978) Chap 5.
28 See Fontin v Katapodis (1962) 108 CLR 177 and Lane v Holloway [1968] 1 QB 379. Atiyah,
Accidents, Compensation and the Law 2nd ed, 308-309 suggests that the plaintiff in the latter
case would probably have got no award from the Board, or at best a reduced award and that
explains why the plaintiff chose to sue the defendant at law rather than pursue the simpler course
of claiming from the Board.
29 [1976] 3 WLR 458, 460-461. See also Gray \Barr[ 1971] 2 QB 554,569.
30 Fifteenth Report, Cmnd 7752, 8 para 6.
31 See e.g. Fogg v McKnight [1968] NZLR 330.
32 [1956] CrimLR 52.
2l6 INTENTIONAL TORTS
BATTERY
A battery is a direct act of the defendant which has the effect of causing contact
with the body of the plaintiff without the latter's consent. At the present time
battery is usually brought only for intentional acts though actions for reckless or
even careless33 acts are not precluded.
It is felt that comment is necessary on at least five matters. First, what is meant
by a direct act? Secondly, what is meant by an intentional act? Thirdly, what sort
of contact is sufficient for the purposes of the tort of battery ? Fourthly, we will
comment on the question of the knowledge of the contact, both the knowledge of
the plaintiff and the knowledge of the defendant. Finally, we shall comment briefly
on the question of consent.
Direct act
The first ingredient of the tort of battery is that whatever has to be done to the
plaintiff by the defendant to make the activity actionable as a battery must be
done directly. It is an ingredient which is common to all three torts of trespass to
the person, assault, battery and false imprisonment but it is not sufficiently
emphasized in the textbooks. As Street writes, 'although this requirement is not
usually stated in the textbooks it seems clear t h a t . . . the act must be a "direct"
one'.36 However there is some confusion creeping in and a leading Canadian
textbook writer suggests that 'a battery can be committed by intentionally causing
physical harm, however indirectly it is brought about'.31 There appear to be two
reasons for the confusion. First, it can be traced to a statement by Lord Denning
33 It will be shown later, pp 226-227, th*1 thi* >• clearly a civil battery.
34 E.g. every Australian State has a maximum award of 810,000 or less. In addition, there are other
ceilings on compensation for pecuniary loss. See e.g. Fifteenth Report, Cmnd 7752, 47 para 14
concerning the scheme in Great Britain.
35 This article will not concern itself with direct careless acts—see n 2 supra.
36 Street, The Law of Torts 6th ed (1976) 20.
37 Linden, Canadian Tort Law (Toronto 1977) 38.
F. A. TRINDADE 217
38 [1965] 1 QB 232, 239. However, it is not reasonable to suggest that Lord Denning MR was
discarding the traditional common law requirement of directness for in the very next sentence he
says, 'if one man intentionally applies force directly to another, the plaintiff has a cause of action
in assault and battery or, if you so please to describe it, in trespass to the person'.
39 The Law of Torts, 4th ed (1971)30.
40 (1725) 18^634,636.
41 Hillier v Leitch [1936] SASR 490.
42 Hopper v Reeve (1817) 7 Taunt 698, 700 per Gibbs CJ. To pull a chair out deliberately from
under the plaintiff while she is in the act of sitting down is definitely a battery. Garralt v Bailey
279 P 2d 1091, 1094 (1955).
43 An example given by Nares Jin Scott \ Shtpherd (1773)2 WBI892.
44 Dodwell v Burford (1670) 1 Mod Rep 24.
45 L*anwv Bray (1803)3 East 593.
46 (1773) 2 WB1 892.
2l8 INTENTIONAL TORTS
the lighted squib and threw it across the market-house upon the stall of R who
instantly to save his goods picked up the still lighted squib and threw it to another
part of the market-house where it struck the plaintiff and the combustible matters
bursting put out one of the plaintiffs eyes. The defendant was held liable in
trespass (battery) to the plaintiff and the injury to the plaintiff was held to be from
a 'direct* act of the defendant. It should be noticed that the acts of intervention by
W and R were not regarded as breaking the chain of directness for W and R were
not regarded as free agents but as acting under a compulsive necessity for their
own safety and preservation.47 What if a plaintiff is given pills, which he takes,
without knowing about their dangerous qualities? In Mink's case the judge said:
of time'. Perhaps the time has come to abolish the requirement of a 'direct' act in
actions for intentional trespass to the person.
The requirement of directness does however serve one particular purpose and
that is that it sometimes removes the necessity to invoke the doctrine of
'transferred intent'33 which has been developed in America. In Scott v Shepherd,
which was discussed earlier,54 it was not necessary for the court to transfer the
intent to injure Y (the first stall-holder) to the plaintiff because the court was
simply able to say that there was a 'direct' act from the defendant to the plaintiff.
If the requirement of a 'direct' act and the learning associated with it were to go, it
Intentional act
At the present time, for a battery, the act must not only be 'direct', it must also be
an 'intentional' act. But before we consider the various acts which are considered
by the courts as 'intentional', we should point out that the courts will only go on to
consider whether there has been an 'intentional' act if there is a 'voluntary' act on
the part of the defendant. Voluntary here means that the defendant must
consciously bring about the bodily movement for which he is being held liable.
Though an impaired or clouded consciousness will, it seems, suffice, acts done in a
state of automatism are regarded as 'involuntary'." So, if a sleepwalker stepped on
your face while you were lying on the floor he would not be liable in battery as
there would not be a voluntary act.56 Similarly, if you are asleep on the back seat
of a car and in your sleep you push the front seat forward, so that the driver is
thrown into the steering wheel or runs into P because he loses control of the car,
neither will be successful in an action in battery against you.57 It goes without
saying that if A takes B's hand forcibly and strikes C with it, B is not liable
because B has done no voluntary act.58 But assuming you have a voluntary act,
when is the act for the purposes of the tort battery said to be intentionalf
If the act is deliberate or wilful, if the defendant 'meant to do it',59 it will be
regarded as intentional, as when D punches P in the face with his fist because P
has insulted him or D takes a gun, points it at P, fires and hits him. But cases are
not always as simple as that. For example, D throws a stone at P meaning to hit
him in the eye but either because D's aim is bad or because P moves at the vital
moment P is struck on the ear and not the eye. There is little doubt that despite
what D meant to do, D will be regarded as having committed an intentional
battery against P. Again, if D under the mistaken impression that P has a wooden
left leg strikes him deliberately on that leg there will be a battery if P has no
wooden leg.60 In America, D was held liable in trespass for shooting P's dog
believing it to be a wolf." So a defendant will be liable in battery if he runs over
the plaintiff under the mistaken impression that he was 'a bundle of rags, a dead
dog or a dead kangaroo'62 or a large piece of brown paper;63 or if he fires at and
hits a moving object in long grass thinking it is a rabbit he had just lost sight of
and it turns out to be a couple engaged in sexual intercourse in the long grass.64
Take another situation: if D intends to shoot O but instead shoots P who is
wearing O's distinctive suit at the time, there is little doubt that there will be an
intentional battery and D's mistake65 will not prevent him from being held liable
directed the jury to return a verdict of not guilty of manslaughter. Would the girl
have succeeded in a civil action in battery if she had survived the impact? Could it
be said that the direct act was intentional? Unfortunately there are no
authoritative decisions to guide us, but in America cases such as this one would be
decided by what might be called for convenience the doctrine of substantial
certainty. Prosser describes it in the following way:69
The man who fires a bullet into a dense crowd may fervently pray that he will hit no
one, but since he must believe and know that he cannot avoid doing 80, he intends it.
The practical application of the principle has meant that where areasonableman in the
69
70 279 P 2d 1091 (Supreme Court of Washington) (1955).
71 Ibid, 1094.
72 Criminal Law: The General Part 2nd ed O961) 38. He goes on: 'It may be objected that
certainty is a matter of degree. In a philosophical view, nothing is certain; so-called certainty is
merely high probability... . We do in fact speak of certainty in ordinary life; and for the purpose
of the present rule it means such a high degree of probability that common sense would
pronounce it certain. Mere philosophical doubt, or the intervention of an extraordinary chance, is
to be ignored' (pp 38—40).
73 Op cit, supra n 36, 16.
222 INTENTIONAL TORTS
recognize those acts to be substantially certain to result in contact. Using that test,
a defendant, who on being refused service, fires through the window of a
restaurant wounding a customer in the face, would be liable in intentional battery
even though he does not know that the customer is there.74 Similarly a defendant
who, while standing on a parapet of a bridge crossing a railway line, pushes a
piece of paving stone over the parapet onto the front part of an approaching train,
would be liable in intentional battery if the stone crashes through the glass
window of the train driver's cab and strikes the guard.75 In both cases, the contact
which in fact occurs is substantially certain to occur and the acts in both cases
If there is no reason in logic or in law why a person who recklessly applies force
to the person of another should be outside the criminal law of assault and battery
there is surely no reason in logic or in law why a person who recklessly applies
force to the person of another should be outside the civil law of battery (or
assault). There is a good case for regarding reckless acts of a defendant, which
have the effect of causing contact with the body of the plaintiff without his
consent, as constituting the intentional tort of battery and it may be a better way
of dealing with some defendants than using the doctrine of substantial certainty.
There is even some authority for suggesting that the courts are prepared to treat
reckless acts as intentional acts. In Beats v Hayward, McGregor J said:11 'Now
intent Thus when the defendant chased an adversary into a supermarket, picked
up a bottle from a shelf and, in attempting to strike the adversary over the head
with the bottle in the supermarket, missed and instead hit the plaintiff, an
ordinary shopper, a painful blow to the elbow, the defendant was held liable in a
civil action of intentional battery and the court said that the defendant was liable
to the plaintiff 'to the same extent as if he had been the intended victim'.83 The
intent was 'transferred', the court approving the statement in the 1932 decision in
Carnes v Thompson:
If one person intentionally strikes at, throws at, or shoots at another, and unintentionally
the adult baby sitter onto the floor causing her to break bones in both arms and
wrists. The court held that the boy was capable of intending, and had intended,
the battery even though he lacked the mental capacity to recognize the
wrongfulness of his conduct A writer who has examined this question in some
detail has come to the conclusion that in the intentional tort of battery 'the defence
of incapacity to have the requisite intention is confined to very young children . . .
[and] that somewhere about the age of four a child is capable of the intention
necessary to commit this tort.94
94 Alexander, Tort Liability of Children and their Parents' in Studies in Canadian Family Laic
(1972) Vol 2, 845, 854.
95 I.e. hand to hand, in Purtell v Horn (1838) 8 Ad & E 602, 604.
96 (1803) 3 East 593.
97 (1704) 6 Mod Rep 149.
98 Opcit, 20 n 12.
99 Salmond on the Law of Torts 17th ed by R. F. V. Heuston (1977) 120: 'Nor is anger or hostility
essential to liability: an unwanted kiss may be a battery'.
100 Spivey v Battaglia 258 So ad 815 (1972).
101 (1704) 6 Mod Rep 149.
102 Ibid.
226 INTENTIONAL TORTS
to liability in battery if they find justification in the rules and usages of the game.
Contacts which are prohibited, or acts not within the rules and usages of the
game, will be regarded as unpermitted contacts. The defendant footballer in
McNamara v DuTican103 who deliberately 'felled' the plaintiff footballer during a
game but after the plaintiff had parted with possession of the ball was held liable
to the plaintiff in an action of intentional battery. The question of unpermitted
contacts also arises in relation to surgical and dental treatment. A patient might
consent to a certain operation but not to another104 or to the removal of a certain
tooth but not another. Perhaps this last matter is best dealt with later in relation
the plaintiff, it is suggested that either contact with the clothing114 of the plaintiff
or with an object closely identified"5 with the body of the plaintiff will suffice to
constitute contact for the purposes of the tort of battery.
If the contact is reasonably necessary for a purpose recognized by the courts
then there will be no battery. In Donelly v Jackman116 the defendant struck a
police officer when he touched the defendant on the shoulder intending to stop
him for questioning. It was held that the defendant had committed an assault
(battery) on the police officer while in the execution of his duty but that there was
no battery by the police officer. Similarly, where a minor plaintiff persistently told
the defendant doctor that 'his role in society could best be described by the sound
114 E.g. defendant putting his hand in the pocket of plaintiff woman's dress. See Piggly-Wiggly
Alabama Co v Ricklei 103 So 860 (1925). Or on clothing covering the private parts of the
plaintiff, Skonten v Nitty 367 P id 248 (1961).
115 See the examples in nn m and 112. Also see Siegel v Long 53 So 753 (1910).
116 [1970] 1 WLR562.
117 Morgan v Pittone 475 P 2d 839 (1970). See also Wiffin vKmcard( 1807) 2 B & P(NR) 471.
118 Rote vKempthorru (1910) 103 LT 730.
228 INTENTIONAL TORTS
knowledge that a contact with the plaintiff has taken place. For example, a
defendant may run over the plaintiff under the mistaken impression that he is 'a
bundle of rags, a dead dog or a dead kangaroo'.119 Or a defendant might throw a
stone to frighten X and the plaintiff, of whose presence the defendant is unaware,
might be struck by the stone.120 Or the defendant might recklessly throw a
television set from the top of a block of flats and it might injure the plaintiff
walking below.121 In all these cases even though the defendant is unaware of the
identity or even the presence of the plaintiff he will be liable in battery.122 His lack
of knowledge of the plaintiff will not affect his liability.
119 Sec Late v Vitter (i96i)QSR 46 and the other examples tupra pp 219—220.
120 See Alteiri v Colasso 362 A id 798 (1975). Also White v Sander 47 NE 90 (1897). Where
applying the doctrine of recklessness, it is submitted, there would be success.
121 See n 68 tupra.
122 See pp 219-222.
123 Lunti, Hambly & Hayes, Torts: Cases and Commentary (1980) 592.
124 Opcit,77.
125 Street's position has not changed from his first edition in 1955 (pp 16-17) t 0 h ' 9 «i*tli edition in
1976 (p 19).
126 (1974) 6 OR (2d) 606, S3 DLR (3d) 494 (Ont HQ.
127 (1976) 75 DLR (3d) 536 (Ont HC).
F. A. TRINDADE 229
ASSAULT
An assault is any direct threat by the defendant which places the plaintiff in
reasonable apprehension of an imminent contact with his person either by the
defendant or by some person or thing within the defendant's control. At the
present time assault is usually brought for intentional threats though actions for
reckless or even careless threats are not precluded.
128 See T w o Views on Consent in Trespass to the Person' 27 Alberta L Rev 318—322 (1979). The
contribution by Hertz is critical, Picard supports the decisions and so does Linden, Canadian
Tori Lam (1977) 58.
129 See pp 212—213.
130 I.e. easier than in an action for the tort of negligence.
' 3 1 (1979) 26 ALR 584, 588.
132 [1981] 1 AD ER 257, 265.
«33
23O INTENTIONAL TORTS
It is felt that comment is necessary on at least three matters. First, what threats
are sufficient to constitute the tort of assault? Secondly what is meant by
reasonable apprehension of imminent contact and thirdly we will comment on the
question of knowledge of the threat.
Before we do that however we should say that the word assault is often used to
describe what is essentially a battery. This is because most assaults culminate in
contact and therefore a battery, and the result is often described as an assault and
battery or simply as an assault. An example of this is provided by the recent
Australian decision in Butchard v Barnett, where a judge found that the
It is clear on the facts of the case with which I am dealing that, prior to the actual striking
of the plaintiff by the defendant, there was no immediate apprehension of violence by the
plaintiff as far as the defendant was concerned, for the simple reason that the plaintiff had
not seen the defendant, as he was struck from behind, and the act of the defendant, if not
justified, was a battery.
There are several examples of an assault without a battery. 138 A good example is
provided by Stephens v Myers.139 During a parish meeting it was resolved by a
134 (i98o)86LSJS + 7,s 3 .
135 Gambriell v Ca/xjr«//i (1975) 54 DLR (3d) 66i, 664.
136 Doyle v Garden of the Gulf Security & Investigation Inc and Gallant (1980) 65 APR 123.
137 (1975) 54 DLR (3d) 661, 664.
138 See e.g. Martin v Shoppee (1828) 3 C & P 373 and Read v Coker (1853) 13 CB 850.
139
F. A. TRINDADE 231
large majority to eject the defendant who was constantly interrupting the
proceedings. The defendant advanced in a threatening manner towards the
plaintiff, who was acting as chairman of the meeting, to strike him but was
stopped by the Churchwarden before he was near enough to strike the plaintiff. It
was held that the act of the defendant amounted to an assault in law. We shall
now examine our definition of assault in greater detail.
I am not persuaded that threats uttered over the telephone are to be properly categorized
as mere words. I think it is a matter of the circumstances. To telephone a person in the
early hours of the morning, not once but on many occasions, and to threaten him, not in a
conversational tone but in an atmosphere of drama and suspense, is a matter that a jury
could say was well calculated to not only instil fear into his mind but to constitute
threatening acts, as distinct from mere words....
One of the difficulties with threatening words (whether they be words uttered
inter praesentes or over the telephone) is that they might threaten an indirect act.
For example, D might say to P 'I shall tell TP (a third party) that you have
seduced his daughter and he will then surely beat you up' or D might telephone P
and say 'I have set up a trap for you and as soon as you leave the room you will set
off my carefully set spring gun'. Now both these examples are, in a sense, offers of
140 Martin v Shoppee (1828) 3 C & P 373 per Lord Tenterden CJ. See also Vaughn v Baxter 488 P
zd 1234 (1971) (chase with automobile). See also TurberviUt v Savage (1669) 1 Mod Rep 3: 'So
if he hold up his hand against another in a threatening manner and say nothing, it is an assault'.
141 (1823) 1 Lew 184,185.
142 [i969]
143 Ibid, 455.
232 INTENTIONAL TORTS
bodily contact, imminent bodily contact if you like, but they are offers of indirect
bodily contact and could only come within the description of assault if the
threatening words themselves or the threatening telephone call itself were
regarded as the direct threat necessary for the tort of assault. To treat the
threatening message as the direct threat however involves an illogicality for one
would have to say that to set a spring gun which injures the plaintiff is not a
trespass (battery) because the act is indirect as the contact has been held to be
indirect or consequential (see Bird v Holbrook)144 but to tell the plaintiff that one
has set up a spring gun would be trespass (assault) because the threatening speech
conveys the apprehension of an imminent and direct bodily contact. If the threat
does convey the apprehension of an imminent and direct bodily contact then it is
an assault whether the threat is by deed, by deed and words or by words alone.148
Sometimes words have the effect of unmaking or neutralizing a threat made by
a positive act. In Turberville v Savage1*9 T, after an exchange of words with S, put
his hand upon his sword and said 'If it were not assize-time, I would not take such
language from you'. These words were held to prevent what would otherwise be
an assault (putting his hand upon his sword) from coming into being. The court
took the view that T was in effect saying that he would not assault S as the judges
Reasonable apprehension
The word apprehension has two meanings, to anticipate with fear or with
knowledge, and both of them are relevant to the tort of assault. When we say that
the plaintiff must be placed in reasonable apprehension of an imminent contact
148 'In the age in which we live threats may be made and communicated by persons remote from
the person threatened. Physical violence and death can be produced by acts done at a distance
by people who are out of sight and by agents hired for that purpose. I do not think that these, if
they result in apprehension of physical violence in the mind of a reasonable person, are outside
the protection afforded by the civil and criminal law as to assault'. Per Taylor J in Barton v
Armstrong [1969] 2 NSWR451, 455.
149 (1669) 1 Mod Rep 3; 86 ER 684.
150 In fact T was the plaintiff because S on hearing T's remarks actually drew his sword and poked
T in the eye. The success of T's action in battery depended on whether T was guilty of assault.
Weir points out that 'in these cases one justifies self-defence by calling the other party a
"wrongdoer".' Op cit, 260.
151 [1964] NZLR 295.
152 (1853) 13 CB 850.
234 INTENTIONAL TORTS
with his person it is not necessary (though it usually is the case) that he must
anticipate with fear or be frightened by the possible contact. It is sufficient if he
just knows and expects that it is about to take place. As Chubb J said in Brady v
Schatzel:1" 'In my opinion, it is not material that the person assaulted should be
put in fear... if that were so, it would make an assault not dependent on the
intention of the assailant, but upon the question whether the party assaulted was a
courageous or timid person.' It should be noticed that because actual fear of
imminent bodily contact is not necessary for the tort of assault, the tort also
protects individuals from those threats which are more in the nature of insulting
immediate in time must that be? Taylor J offered an answer to this question in
Barton v Armstrong:1"
In my opinion the answer is it depends on the circumstances. Some threats are not capable
of arousing apprehension of violence in the mind of a reasonable person unless there is an
immediate prospect of the threat being carried out. Others, I believe, can create the
apprehension even if it is made clear that the violence may occur in the future, at times
unspecified and uncertain. Being able to immediately carry out the threat is but one way of
creating the fear of apprehension, but not the only way. There are other ways, more subtle
and perhaps more effective.
was the knowledge of the inspector that mattered, not the knowledge of the
defendant. If the inspector had known that the gun was not loaded or had
recognized it as a toy replica, there would have been no assault. Certainly this
would be the position in tort. This leads us to consider the question of the
knowledge of the defendant.
In MacPherson v Brown161 a university lecturer while in the university grounds
was surrounded by a group of student demonstrators, including the defendant,
who for some time prevented the lecturer from passing and caused him to be in
fear of physical danger from the group, even though no actual physical contact
There is a certain confusion about, perhaps even ignorance of, the ingredients of
the intentional torts of assault and battery. An attempt has been made in this
article to explain how the various requirements of directness, intentional acts,
contact, knowledge of the contact, consent, threats (by acts and by words),
apprehension of imminent contact and knowledge of the threat have been
developed by the courts in England, Australia, Canada and New Zealand. An
attempt has also been made in this article to show how the courts in these various
jurisdictions could be persuaded by a judicious use of precedents and logic to