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ORIGINAL ARTICLE

Age-dependant cephalometric standards as


determined by multilevel modeling
Arjen F. van Diepenbeek,a Peter H. Buschang,b and Birte Prahl-Andersenc
Amsterdam, the Netherlands, and Dallas, Tex

Introduction: The purpose of this study was to evaluate the feasibility of constructing age-dependant
cephalometric standards for white subjects by using 3 data sets. Methods: The data sets were the samples
from the Fels Longitudinal Study (United States), the Michigan Growth Study (United States), and the
Nijmegen Growth Study (The Netherlands). The 3 mixed-longitudinal samples provided data for 218 girls and
231 boys between 9 and 14 years of age and were compared based on 4 cephalometric angles: SNA, SNB,
ANB, and SN/GoMe. Curve-fitting and statistical comparisons were performed with multilevel modeling
procedures. Results: All 4 angles showed linear changes over time. SNA and SNB increased, whereas ANB
and SN/GoMe decreased. Based on paired-sample comparisons, the samples displayed statistically
significant (P ⬍0.05) differences for 50% of the growth velocities and 8% to 17% of the intercepts (size of
the angle at 11 years). The SNA and SNB angles showed small and inconsistent differences across the
samples. The ANB angle for the Fels boys decreased less than in the other 2 samples. The Nijmegen and Fels
girls had the greatest and the least decreases, respectively, in the SN/GoMe angle. Most sample differences
decreased over time. Conclusions: Based on the growth differences identified, we concluded that sagittal
and vertical jaw relationships have different patterns of growth in different samples of white subjects;
indiscriminate pooling of data, to create age-dependant cephalometric standards for white subjects is not
recommended. (Am J Orthod Dentofacial Orthop 2009;135:79-87)

T
he ability to accurately predict and evaluate the mixed-longitudinal data sets, but differences between
effects of orthodontic and surgical intervention samples are largely untested.4-9 To obtain accurate
on facial growth has been attributed to our estimates of extreme percentiles, large sample sizes are
knowledge and understanding of changes that take required. Because no data sets are sufficiently large to
place in treated and untreated subjects.1-3 Craniofacial estimate extreme percentiles and it is unlikely (due to
growth reference data (standards) play an essential role costs and ethical considerations) that larger longitudinal
in orthodontic diagnosis and treatment planning with studies will be conducted in the future, we must use the
respect to timing, duration, and the amount and type of existing longitudinal data fully and efficiently.
orthopedic forces used. Reference data are also neces- To that end, the purpose of this study was to
sary to determine the severity of the deficits of patients evaluate the feasibility of constructing age-dependant
with craniofacial growth disorders or congenital mal- cephalometric standards for white subjects. By combin-
formations. ing 3 large data sets—the Fels Longitudinal Study
The applicability of cephalometric reference data is (United States),5 the Michigan Growth Study (United
largely determined by its external validity and its ability States),6 and the Nijmegen Growth Study (The Neth-
to estimate extreme percentiles. We presently do not erlands)7— our long-term goal was to derive reference
have reference data that apply to all white subjects. data flexible enough to be applied to white subjects
Reference data have been developed for separate generally and sufficiently precise to identify abnormal
growth patterns. Mathematical models will be devel-
a
Private practice, Department of Orthodontics, Academic Center for Dentistry, oped so that the reference data can be easily incorpo-
Amsterdam, The Netherlands. rated into existing cephalometric programs.
b
Professor, Department of Orthodontics, Baylor College of Dentistry, Texas
A&M University Health Science Center, Dallas, Tex.
c
Chairperson, Department of Orthodontics, Academic Center for Dentistry,
MATERIAL AND METHODS
Amsterdam, the Netherlands. The data were derived from 3 large mixed-longitu-
Reprint requests to: Arjen F. van Diepenbeek, Academic Center for Dentistry,
Louwesweg 1, 1066EA Amsterdam, the Netherlands; e-mail, diepenbeek@ dinal cephalometric data sets, including samples from
hetnet.nl. the Fels Longitudinal Study, the Michigan Growth
Submitted, January 2006; revised and accepted, November 2006. Study, and the Nijmegen Growth Study. The age range,
0889-5406/$36.00
Copyright © 2009 by the American Association of Orthodontists. 9 to 14 years, was chosen for both girls and boys
doi:10.1016/j.ajodo.2006.11.025 because data were available from all 3 sets in this
79
80 van Diepenbeek, Buschang, and Prahl-Andersen American Journal of Orthodontics and Dentofacial Orthopedics
January 2009

Table I. Total subjects per data set Table II. Total measurements per site and age
Girls Boys Total per
9 10 11 12 13 14 site
Fels 46 47
Michigan 82 98 Girls
Nijmegen 90 86 Fels 39 31 42 35 41 32 220
Total 218 231 Michigan 56 58 54 42 40 44 294
Nijmegen 155 162 135 89 79 21 641
Total per age 250 251 231 166 160 97 1155
Boys
range, and children are usually treated between those Fels 29 22 38 36 44 39 208
Michigan 63 76 56 63 66 51 275
ages. Nijmegen 149 152 114 67 47 18 547
The sample from the Fels study included children Total per age 241 250 208 166 157 108 1130
born between 1959 and 1969 living in southwestern
Ohio. The radiographs were taken annually between 4
and 18 years of age. A total of 562 cephalograms,
pertaining to a mixed-longitudinal sample of both
sexes, were digitized after tracing. Children who had
orthodontic treatment before or during the collection
process were excluded from this study. Nonwhite
subjects (3%) in the Fels sample were excluded. A total
of 46 girls and 47 boys between 9 and 14 years of age
were included.
The data for the Michigan Growth Study came
from the Elementary and Secondary School Growth
Study at the University of Michigan and were col-
lected between 1955 and 1974. One hundred eighty
subjects with continuous attendance at the university
over the period from 6 to 16 years of age were
selected from the total sample. The radiographs were
taken on birthdays during the school year or on the
subject’s half-birthday if the birthday was outside the
school year. The data were exclusively taken from
Fig 1. Cephalometric landmarks.
lateral cephalograms of orthodontically untreated
children. All radiographs were traced and digitized.
A total of 82 girls and 98 boys were included in this
study from 9 to 14 years of age. each data set. Table II shows the total number of
The Nijmegen Growth Study began in 1970 in the measurements per site and age.
Netherlands to study the interrelationships among The 3 samples included untreated white subjects of
various developmental processes. The cephalometric middle to northern European ancestry. Only children
data came from existing mixed-longitudinal records with normal occlusion and untreated malocclusion
taken between 1971 and 1976, by using 6 overlap- (dental and skeletal) were included in the study. Each
ping cohorts. At the start of the study, the children sample represents its respective ethnic group; geo-
were 4, 4.5, 7, 7.5, 9.25, or 9.5 years of age. graphic and cultural variations exist between the 3
Radiographs were taken annually from 4 to 9 years samples.
and semiannually from 9 to 14 years of age. About The comparisons of the 3 groups were based on 4
2500 lateral cephalometric radiographs, pertaining to craniofacial measurements representing sagittal and
467 subjects (220 girls, 247 boys) were digitized vertical jaw relationships: SNA, SNB, ANB, SN/GoMe
directly from the cephalograms and stored for anal- angles. The 4 measurements were computed from 6
ysis. Data from 90 girls and 86 boys 9 to 14 years of digitized landmarks (Fig 1).
age were included in this study. The number of Cephalometric landmarks used include sella tur-
measurements exceeds the number of persons be- cica (S), the optic geometric midpoint of the sella
cause more than 1 cephalogram was available at each turcica; nasion (N), the midpoint of the naso-frontal
age. Table I shows the number of girls and boys in suture lying on the outer contour of the bony fore-
American Journal of Orthodontics and Dentofacial Orthopedics van Diepenbeek, Buschang, and Prahl-Andersen 81
Volume 135, Number 1

Table III. Total measurements, missing data, and left out data
SNA SNB ANB SN/GoMe

F M N F M N F M N F M N

Girls
Subjects 220 294 641 220 294 641 220 294 641 220 294 641
Missing 0 0 6 0 0 8 0 0 11 0 0 11
Left out 3 5 3 1 2 3 3 5 3 0 2 2
Total 217 289 632 219 292 630 217 289 627 220 292 628
Boys
Subjects 208 375 547 208 375 547 208 375 547 208 375 547
Missing 0 0 6 0 0 3 0 0 8 0 2 5
Left out 3 3 3 3 3 1 3 3 3 2 3 3
Total 205 372 538 205 372 543 205 372 536 206 370 539

F, Fels; M, Michigan; N, Nijmegen.

head; A-point (A), the deepest point on the concave Once the data had been checked and cleaned, the
curvature between the anterior nasal spine (ANS), age changes of the 4 measurements were modeled by
and prosthion (Pro), defined as the crest of the using MLwiN (version 1.1, Centre for Multilevel Mod-
alveolar process of the most prominent maxillary elling, Institute of Education, University of London,
central incisor and the ANS as the foremost maxil- London, United Kingdom). Multilevel modeling proce-
lary point in the region of the nasal floor; B-point dures, as described by Goldstein,12 can easily handle
(B), the deepest point on the concave curvature missing data and do not require adjustment of measure-
between infradentale (Inf) and pogonion (Pog), with ments to exact ages. The multilevel models partitioned
infradentale defined as the crest of the alveolar random variation within and between subjects. The
process of the most prominent mandibular incisor procedure first evaluated the order of the polynomial
and pogonion as the foremost point of the outer necessary to fit all the subjects’ data. So the model
contour of the chin; menton (Me), the lowest point on represents a sort of mathematical function, which de-
the outer contour of the chin; gonion (Go), the scribes the curve that best fits the measures. Multilevel
intersection of the outer contour of the mandible with modeling creates a mathematical function that best fits
the bisector of the angle formed by a tangent to the all measurements or the measurements of a group of
posterior ramus from articulare (Ar). persons at different ages.
The magnification factors were 9.09% for the Fels The fixed part of the multilevel model describes the
Longitudinal Study, 12.9% for the Michigan Growth mean growth curves. Polynomials were used to model
Study, and 4.17% for the Nijmegen Growth Study. each measure as a function of age. Multilevel is a
Because only angular measurements were involved, powerful tool to create growth curves and has been
magnification was not adjusted.10 extensively used in orthodontic research.13-15
The Michigan and Nijmegen radiographs had been For numeric stability, we subtracted 11 from each
previously digitized. The Fels data base was traced and age, thereby transforming the age range from 9 to 14 to
digitized by Riesmeijer et al.11 They reported intraex- –2 to 3. The polynomial represents the mathematical
aminer cephalometric tracing reliabilities (intraclass function of the curve that best fits the measurements.
correlations) from 0.988 to 0.999; the reliability of For example, if the growth curve is linear with a
digitization ranged from 0.989 to 1.000. positive slope, the formula for the estimate at 10 years
of age would be Y(age 10) ⫽ Con ⫹ (slope * –1). The
Statistical analysis constant (con) would be the mean size at the intercept
For each measurement, a check was made for (ie, at 11 years of age), and the slope is the increase or
outliers. Outliers were defined as a fluctuation of decrease in Y per year in age. In other words, it
sequential measured values of more than 3°. For provides a measure of growth velocity at 10 years of
example, if SNA at 9 years is 80°, at 10, 84°, and at 11, age. Once the model is established, it is possible to
81°, the measurement at 10 years (84°) was considered calculate the measure’s values at every age in the age
an outlier and therefore left out. span modeled.
Table III shows the total amount of measurements, The 3 samples were first analyzed separately to
missing data, and left out data. determine the appropriate models for the SNA, SNB,
82 van Diepenbeek, Buschang, and Prahl-Andersen American Journal of Orthodontics and Dentofacial Orthopedics
January 2009

Fig 2. SNA for both sexes.

ANB, and SN/GoMe angles. Separate models were angle decreased by 0.2° to 0.6° per year. Of the 4
estimated for the sexes. Paired sample comparisons measurements, SN/GoMe showed the greatest yearly
were then made to statistically determine differences change (Fig 5).
(intercept and slope) among the 3 samples. Table IV gives the sex-specific multilevel models
by sex (intercept [SE intercept] ⫹ slope [SE slope]).
RESULTS Linear functions were used to estimate values
All 4 angles changed as a linear function of age between 9 and 14 years of age for each measurement
between 9 and 14 years of age (Figs 2-5). With the (Figs 2-5). For example, SNA for the girls was 80.83°
exception of the Michigan female SNA angle and the at 11 years of age, 80.68° (80.83 ⫹ 0.15 [X⫺1]) at 10
Fels male ANB angle, all changes were statistically years of age and 81.13 (80.83 ⫹ 0.15 [X2]) at 13 years
significant (P ⬍0.05). SNA and SNB increased by 0.1° of age (Table IV and Fig 2).
to 0.3° and 0.2° to 0.4° per year, respectively. ANB The paired statistical comparisons showed that
angle decreased by 0.1° to .02° per year, and SN/GoMe 12.5% of the intercepts and 50% of the slopes were
American Journal of Orthodontics and Dentofacial Orthopedics van Diepenbeek, Buschang, and Prahl-Andersen 83
Volume 135, Number 1

Fig 3. SNB for both sexes.

significantly (P ⬍0.05) different across the samples For the boys, there were no significant size
(Figs 2-5). differences at age 11 for SNA, SNB, and SN/GoMe.
For the girls, there were no significant sample differ- The ANB angle of the Fels boys was significantly
ences in size at age 11 for SNA, SNB, and ANB. The smaller than that of the other 2 male samples. Boys
SN/GoMe angle was significantly larger for the Nijmegen had significant differences in growth velocity for all
than the Michigan girls. Girls had significant sample differ- measurements except SN/GoMe. As was evident in
ences in growth velocity for SNA, SNB, and SN/GoMe. the girls, SNA and SNB angles increased most for
Increases in the SNA and SNB angles tended to be the the Nijmegen boys and least for the Michigan boys.
greatest for the Nijmegen girls and the least for the Michigan The Fels boys had significantly less reduction in
girls. Decreases in the SN/GoMe angle were greatest for ANB angle than did the boys from Michigan and
the Nijmegen girls and least for the Michigan girls. Nijmegen.
84 van Diepenbeek, Buschang, and Prahl-Andersen American Journal of Orthodontics and Dentofacial Orthopedics
January 2009

Fig 4. ANB for both sexes.

DISCUSSION SNA occurred between 10 and 15 years of age for boys.


Children are usually treated between 9 and 14 years For girls, 50% of the increase occurred between 10 and
of age; therefore, this age span was chosen for the 15 years of age. Bishara8 showed an increase in SNA
construction of reference data for craniofacial growth. for boys (from 80° at 8 years to 81° at 12), but not for
The SNA and SNB angles increased by 0.2° to 1.3° and girls between 8 and 14 years of age. However, he
1° to 1.8°, respectively, between 9 and 14 years of age, reported SNB increases of 2° for boys and 1° for girls.
indicating greater relative sagittal development of the El-Batouti et al9 reported somewhat larger increases of
mandible than the maxilla. Similar increases were SNA (1.8°-2.6°) and SNB (2.1°-2.4°) for boys and girls
reported for children from Philadelphia, Pa (Walker 9 to 15 years of age. Our results are also consistent with
and Kowalsky16) and Denver, Colo (Banafsheh and previous reports showing greater increases in SNA and
Nanda17). Bishara,18 following a sample from 5 to 25 SNB for boys than girls.8,9,17 Boys have relatively
years of age, found that 78% of the total increase of greater anterior displacements of the midface and the
American Journal of Orthodontics and Dentofacial Orthopedics van Diepenbeek, Buschang, and Prahl-Andersen 85
Volume 135, Number 1

Fig 5. SN/GoMe for both sexes.

mandible than do girls; these might be related to years, 63% after 15 years, and 31% before 10 years for
well-established differences in growth rates17,19 and the boys. The total decrease of ANB from 5 to 25 year
differences in maxillary and mandibular rotations.20 was 1.6°. For the girls, 71% the decrease occurred
The age changes in the ANB angle were due to between 10 and 15 years of age, with a total decrease of
differences in maxillary and mandibular growth, with 1.4° from 5 to 25 years of age.
girls showing greater decreases than boys. Bishara et Nanda and Ghosh,22 in a longitudinal study of the
al21 showed that the ANB angles of boys and girls sagittal positions of the maxilla and mandible, showed
decreased 0.1° and 0.9°, respectively; this compares that Point B moved forward more than Point A between
closely with our results. In 2000, Bishara18 also found 6 and 24 years of age. Girls had greater forward
a decrease of ANB in his population of Iowa school movement from ages 6 to 12; boys had greater forward
children. Six percent of the total decrease between 5 movement from 12 to 18 years. This suggests that the
and 25 years of age took place between ages 10 and 15 sex differences we observed in ANB decrease can be
86 van Diepenbeek, Buschang, and Prahl-Andersen American Journal of Orthodontics and Dentofacial Orthopedics
January 2009

Table IV. The sample and sex-specific multilevel showed that the SNA and SNB angles of the Nijmegen
models* and Michigan children were comparable at 9, 10, and
Girls Boys
11 years of age; this supports our findings. However,
those authors also showed that both samples had larger
SNA SNA and SNB angles than the Manchester children;
Fels 80.83 (0.48) ⫹ 0.15 (0.05) 79.38 (0.49) ⫹ 0.24 (0.06) they attributed this to possible differences in the eth-
Michigan 80.27 (0.38) ⫹ 0.04 (0.04) 80.41 (0.32) ⫹ 0.13 (0.03)
Nijmegen 80.36 (0.36) ⫹ 0.21 (0.03) 80.30 (0.38) ⫹ 0.27 (0.03)
nicity of the white samples. The group differences are
SNB probably not due to our lack of control over Angle
Fels 72.24 (0.49) ⫹ 0.35 (0.05) 76.80 (0.41) ⫹ 0.26 (0.05 classifications, because Riesmeijer et al,11 who evalu-
Michigan 76.49 (0.35) ⫹ 0.20 (0.04) 76.28 (0.30) ⫹ 0.25 (0.03) ated the same sample, found no significant differences
Nijmegen 76.31 (0.33) ⫹ 0.40 (0.03) 76.08 (0.36) ⫹ 0.37 (0.03)
for either Class I or Class II subjects.
ANB
Fels 3.61 (0.24) ⫺ 0.20 (0.03) 2.59 (0.26) ⫺ 0.02 (0.04) The results indicate that the samples could be
Michigan 3.78 (0.26) ⫺ 0.16 (0.03) 4.13 (0.19) ⫺ 0.12 (0.03) pooled for some measurements, but probably not for
Nijmegen 4.05 (0.20) ⫺ 0.19 (0.03) 4.21 (0.22) ⫺ 0.10 (0.02) others. Because the differences were generally less than
SN/GoMe 1°, it might be acceptable to pool the samples for the
Fels 36.03 (0.74) ⫺ 0.43 (0.06) 34.43 (0.70) ⫺ 0.28 (0.07)
Michigan 34.57 (0.55) ⫺ 0.19 (0.05) 34.67 (0.48) ⫺ 0.32 (0.04)
SNA and SNB angles. Normal variability for SNA and
Nijmegen 36.54 (0.51) ⫺ 0.57 (0.04) 35.31 (0.48) ⫺ 0.42 (0.04) SNB is 3° to 4°, indicating that one would expect to
find differences in any sample within 12° to 16° (SD, ⫾
*Intercept (SE intercept) ⫹ slope (SE slope).
1.96°).3,6,8,9 On that basis, the differences among the
Michigan, Fels, and Nijemegen samples represent less
than 8% of the variation normally seen in any sample.
partially explained by maturity differences, with girls In contrast to the SNA and SNB angles, the group
well into their adolescent spurt. differences for the ANB and SN/GoMe angles were too
The mandibular plane angle decreased between 9 large in the younger ages to allow pooling without
and 14 years of age, indicating that mandibular growth
adjustments. Although the differences decrease to less
direction changed toward a more sagittal direction. Sex
than 1° at 14 years for SN/GoMe, the Fels ANB angle
differences in Sn/GoMe become smaller with age. Van
remained 1.2° to 1.4° smaller than the Michigan and
der Beek et al23 previously reported a decrease of the
Nijmegen ANB angles at the same age. These differ-
mandibular plane angle between 7 and 14 years of age
ences are systematic and, as such, are easily controlled
for Dutch girls. Buschang et al20 showed that the
by making appropriate age, sex, and sample adjust-
growth direction during childhood and adolescence was
ments.
predominately horizontal; this might be associated with
greater forward mandibular rotation. In terms of remod-
eling, decreases in the mandibular plane angle and CONCLUSIONS
forward mandibular rotation have been related to in-
creased vertical growth of the posterior mandible and 1. Growth changes in sagittal and vertical jaw rela-
increased resorption in the gonial region.24,25 Impor- tionships showed significant differences between
tantly, forward mandibular rotation also affects sagittal samples of untreated white children, aged 9 to 14
jaw relationships and helps to explain the decreases years, from the Fels, Michigan, and Nijmegen
observed for the ANB angle. studies.
The differences between the 3 samples of white 2. Indiscriminate pooling of cephalometric data from
subjects were inconsistent. The ANB angle at 11 years these 3 samples to create age-dependant cephalo-
of age was smaller for th Fels boys than for the metric standards is not recommended.
Michigan and Nijmegen boys because SNA was 3. Caution should be exercised when using historic
slightly smaller and SNB was slightly larger. For the controls because children from other countries and
girls, there was a significant difference of 1.98° in regions within countries might be expected to
SN/GoMe between the Nijmegen and the Michigan mature at different rates and ages.
samples. Importantly, these differences decreased over
time. The Nijmegen and Michigan girls showed slightly We thank A. M. Riesmeijer and K. W. L. Vig for
larger and smaller increases in SNA and SNB angles, allowing us to use their data, especially after all their
respectively, than did the Fels sample. Most (75%) of work for their research published in the American
the yearly changes were less than .2°, and all but 1 were Journal of Orthodontics and Dentofacial Orthopedics
less than .3° per year. Trenouth et al26 previously in 2004.
American Journal of Orthodontics and Dentofacial Orthopedics van Diepenbeek, Buschang, and Prahl-Andersen 87
Volume 135, Number 1

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