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818 710 FEDERAL REPORTER, 3d SERIES

[14, 15] We therefore hold that de- (4) evidence was sufficient to prove the
mand was required on all of Gomes’s de- jurisdictional element of the child por-
rivative claims. After Werbowsky, partic- nography offenses.
ipation by directors in alleged wrongdoing
Affirmed.
is not sufficient to excuse demand. There-
fore, the district court correctly dismissed
Gomes’s complaint. Because Gomes failed 1. Criminal Law O411.85, 411.86(6)
to make the required demand, we need not
When a suspect requests counsel dur-
address whether he adequately pleaded
ing an interrogation, police must cease
that the alleged RICO violations proxi-
questioning until counsel has been made
mately caused the Fund’s losses.
available or the suspect reinitiates commu-
* * *
nication with the police. U.S.C.A. Const.
The judgment of the district court is Amend. 5.
affirmed.
2. Criminal Law O411.80

, To invoke his right to counsel under


Edwards, a suspect must articulate his
desire to have counsel present sufficiently
clearly that a reasonable police officer in
UNITED STATES of America, the circumstances would understand the
Plaintiff–Appellee, statement to be a request for an attorney;
v. there is no requirement that an officer
Neil E. HAVLIK, Defendant–Appellant. must ask clarifying questions when a sus-
pect makes an ambiguous statement re-
No. 12–1294.
garding counsel. U.S.C.A. Const.Amend.
United States Court of Appeals, 5.
Eighth Circuit.
3. Criminal Law O411.81
Submitted: Sept. 21, 2012.
Defendant’s question, ‘‘I don’t have a
Filed: March 28, 2013. lawyer. I guess I need to get one, don’t
Background: After his motion to sup- I?,’’ in response to an officer’s statement
press was denied, 2009 WL 2136166, de- that he had the right to counsel, was not
fendant was convicted in the United States an unequivocal or unambiguous request for
District Court for the Eastern District of counsel, and therefore was insufficient to
Arkansas, Susan Webber Wright, J., of invoke the right to counsel under Ed-
receipt and possession of child pornogra-
wards; a reasonable officer could have un-
phy, and was sentenced to 144 months’
derstood defendant’s response to be a re-
imprisonment. Defendant appealed.
quest for advice about whether to seek
Holdings: The Court of Appeals, Colloton, counsel, rather than a request for counsel.
Circuit Judge, held that: U.S.C.A. Const.Amend. 5.
(1) defendant’s statements to interrogat-
ing officers did not invoke the right to 4. Criminal Law O411.81
counsel under Edwards; Defendant’s statement to an interro-
(2) defendant voluntarily waived his Mi- gating officer, ‘‘I guess you better get me a
randa rights; lawyer then,’’ was not an unequivocal or
(3) defendant was not entitled to a jury unambiguous request for counsel, and
instruction on entrapment; and therefore was insufficient to invoke the
U.S. v. HAVLIK 819
Cite as 710 F.3d 818 (8th Cir. 2013)

right to counsel under Edwards. U.S.C.A. criminal act prior to first being approached
Const.Amend. 5. by government agents.
5. Criminal Law O410.77, 411.92 8. Criminal Law O772(6)
A court considers the totality of the A defendant who requests an entrap-
circumstances, including the conduct of the ment instruction is entitled to have it given
officers and the characteristics of the ac- whenever there is sufficient evidence from
cused, in determining whether a suspect’s which a reasonable jury could find entrap-
waiver of rights or statements were the ment.
product of an overborne will; the inquiry is
essentially the same for both the Miranda 9. Criminal Law O37(3), 772(6)
waiver and the inculpatory statements. Where agents simply offer a subject
U.S.C.A. Const.Amend. 5. the opportunity to commit a crime, and the
subject promptly avails himself of the
6. Criminal Law O411.96
criminal opportunity, an entrapment de-
Defendant voluntarily waived his Mi-
fense typically does not warrant a jury
randa rights, and his statements to offi-
instruction.
cers were voluntary, despite the number of
officers involved in the search of defen- 10. Criminal Law O772(6)
dant’s home, the injury defendant suffered Defendant was not entitled to a jury
to his chest while being secured, and the instruction on entrapment in his trial for
officers’ persistence in reading defendant’s receipt and possession of child pornogra-
rights under Miranda; sprawling layout of phy, where the government introduced evi-
defendant’s property, the threats posed by dence of defendant’s predisposition to com-
the terrain, and the presence of large dogs mit the crime, including evidence that the
required a significant team of officers to Federal Bureau of Investigation (FBI) dis-
execute the search warrants, and only covered defendant’s name in customer rec-
three of those officers participated in ques- ords of a company that processed credit
tioning defendant, defendant signed the cards for commercial child pornography
Miranda waiver after the last of three websites, and evidence that the search of
medical specialists concluded that he had defendant’s property produced multiple
‘‘calmed down’’ and was not seriously in- video tapes containing child pornography.
jured, and the officers were justified in
their persistence because defendant inter- 11. Obscenity O210(13)
rupted their initial inquiries while assert- Evidence that after defendant ordered
ing a mistaken belief that Miranda applied video tapes containing child pornography,
only after a formal arrest. U.S.C.A. the tapes were mailed interstate from
Const.Amend. 5. Indiana to Texas, and then transported
from Texas to Arkansas, was sufficient to
7. Criminal Law O37(2.1), 330, 569
satisfy the jurisdictional element of statute
Entrapment is an affirmative defense criminalizing receipt of child pornography.
that requires a defendant to present evi- 18 U.S.C.A. § 2252(a)(2).
dence that a government agent implanted
in an innocent person’s mind the disposi- 12. Obscenity O210(12)
tion to commit a criminal act; only then Evidence that defendant downloaded
does the burden shift to the prosecution to child pornography from the Internet was
prove beyond reasonable doubt that the sufficient to satisfy the jurisdictional ele-
defendant was disposed to commit the ment of statute criminalizing possession of
820 710 FEDERAL REPORTER, 3d SERIES

child pornography, as the Internet was an pornography videos and enclosed a person-
instrumentality and channel of interstate al check as payment.
commerce. 18 U.S.C.A. § 2252(a)(4)(B). Postal inspectors arranged for a con-
trolled delivery of the child pornography
videos to Havlik’s local post office and
secured a search warrant for Havlik’s resi-
Andrea L. Smith, argued, Kirkwood, dence. After Havlik returned home with
MO, for appellant. the contraband, officers entered the prop-
Marsha Wardlaw Clevenger, Assistant erty and ordered Havlik to the ground.
United States Attorney, argued, Little When Havlik did not comply, an officer
Rock, AR, for appellee. forced him to the ground with a ‘‘bladed
forearm strike’’ and handcuffed him. An
Before RILEY, Chief Judge, SMITH emergency medical technician then exam-
and COLLOTON, Circuit Judges. ined Havlik, who was complaining of chest
pain. During the execution of the war-
COLLOTON, Circuit Judge.
rant, officers subdued Havlik’s large dogs
A jury convicted Neil E. Havlik of re- to secure the area.
ceipt and possession of child pornography,
in violation of 18 U.S.C. § 2252(a)(2) and Three law enforcement agents attempt-
(a)(4)(B). The district court 1 sentenced ed to read Havlik the rights prescribed by
him to 144 months’ imprisonment, to be Miranda v. Arizona, 384 U.S. 436, 86 S.Ct.
followed by 15 years’ supervised release. 1602, 16 L.Ed.2d 694 (1966). Havlik, how-
Havlik appeals the conviction on several ever, repeatedly asserted that he did not
grounds, and we affirm. understand why the officers were reading
the rights to him if he was not under
I. arrest, questioned the officers’ right to be
The Federal Bureau of Investigation on his property, and complained of chest
learned of Havlik’s possible involvement pain. When an officer informed Havlik of
with child pornography in 2005 during a his right to counsel, Havlik replied: ‘‘I
large-scale undercover investigation of don’t have a lawyer. I guess I need to get
commercial child pornography websites. one, don’t I?’’ The officer continued by
The Bureau forwarded Havlik’s name to advising Havlik that an attorney would be
the United States Postal Inspection Ser- appointed for him if he could not afford
vice. In 2007, as part of a mail-based one. Havlik responded, ‘‘I guess you bet-
testing program, Postal Inspector Thomas ter get me a lawyer then.’’ The officer
Henderson sent Havlik a solicitation letter continued reading the Miranda rights, but
in which Henderson posed as a distributor eventually stopped when Havlik’s health
of child pornography and invited Havlik to complaints prompted the officers to sum-
request a catalog. Havlik mailed a re- mon medical personnel. After the medical
sponse to the solicitation in which he re- examination, a postal inspector read Hav-
quested catalogs and asserted that he was lik the Miranda rights, obtained Havlik’s
‘‘not a law enforcement officer.’’ After waiver of those rights, and began to inter-
Havlik received a catalog, he returned an view him. Havlik then made inculpatory
order form for the purchase of three child statements.

1. The Honorable Susan Webber Wright, Unit- trict of Arkansas.


ed States District Judge for the Eastern Dis-
U.S. v. HAVLIK 821
Cite as 710 F.3d 818 (8th Cir. 2013)

In their search of Havlik’s property, of- during an interrogation, police must cease
ficers seized the three VHS tapes that questioning until counsel has been made
Havlik had received during the controlled available or the suspect reinitiates commu-
delivery, as well as other VHS tapes con- nication with the police. Id. at 484–85, 101
taining 491 images of child pornography S.Ct. 1880.
and 24 video clips totaling 57 minutes of
[2] The Supreme Court clarified the
child pornography. These images and vid-
Edwards rule in Davis v. United States,
eo clips had been copied and downloaded
512 U.S. 452, 114 S.Ct. 2350, 129 L.Ed.2d
from the Internet through Havlik’s
WebTV system. 362 (1994), saying that ‘‘if a suspect makes
a reference to an attorney that is ambigu-
A grand jury returned a three-count
ous or equivocal in that a reasonable offi-
indictment against Havlik that included
cer in light of the circumstances would
one count of receipt of child pornography,
have understood only that the suspect
in violation of 18 U.S.C. § 2252(a)(2), and
might be invoking the right to counsel, our
one count of possession of child pornogra-
precedents do not require the cessation of
phy, in violation of 18 U.S.C.
questioning.’’ Id. at 459, 114 S.Ct. 2350.
§ 2252(a)(4)(B). Havlik moved to sup-
To implicate Edwards, a suspect ‘‘must
press statements he made during the ex-
articulate his desire to have counsel pres-
ecution of the search warrants, and to
dismiss all charges on the basis of en- ent sufficiently clearly that a reasonable
trapment. The court denied the motions, police officer in the circumstances would
and the case proceeded to trial. During understand the statement to be a request
trial, Havlik moved for judgment of ac- for an attorney.’’ Id. There is no require-
quittal, arguing among other things that ment that an officer must ask clarifying
there was insufficient evidence to prove questions when a suspect makes an ambig-
the jurisdictional element of the child uous statement regarding counsel. Id. at
pornography offenses. The court denied 461, 114 S.Ct. 2350. Applying these prin-
the motion, and a jury convicted Havlik ciples, the Court in Davis held the state-
on both child pornography counts. Hav- ment ‘‘[m]aybe I should talk to a lawyer’’
lik was acquitted on a third count that was equivocal, and not an invocation of the
charged him with witness tampering. right to counsel for purposes of Miranda
The district court sentenced Havlik to and Edwards. Id. at 462, 114 S.Ct. 2350.
144 months’ imprisonment, to be followed [3] Havlik claims that he twice invoked
by 15 years of supervised release. Hav- the right to counsel with sufficient clarity
lik appeals. to implicate the Edwards rule. In re-
sponse to an officer’s statement that he
II.
had the right to counsel, Havlik respond-
A. ed: ‘‘I don’t have a lawyer. I guess I need
[1] Havlik appeals the district court’s to get one, don’t I?’’ This question is insuf-
denial of his motion to suppress state- ficient to trigger an obligation to cease
ments on two grounds. The most substan- questioning. In Dormire v. Wilkinson,
tial is Havlik’s claim that the interrogating 249 F.3d 801 (8th Cir.2001), we held that a
officers violated the rule of Edwards v. similar question—‘‘Could I call my law-
Arizona, 451 U.S. 477, 101 S.Ct. 1880, 68 yer?’’—was ambiguous, because a reason-
L.Ed.2d 378 (1981), by continuing to ques- able officer could have understood the sus-
tion him after he invoked his right to pect to be ‘‘merely inquiring whether he
counsel. When a suspect requests counsel had the right to call a lawyer.’’ Id. at 805.
822 710 FEDERAL REPORTER, 3d SERIES

Similarly here, a reasonable officer could [5] Second, Havlik makes two related
have understood Havlik’s response to be a contentions about the voluntariness of his
request for advice about whether to seek admissions. He contends that his waiver
counsel, rather than a request for counsel. of rights under Miranda was involuntary
See Mueller v. Angelone, 181 F.3d 557, and the product of police coercion, such
573–74 (4th Cir.1999). that his admissions should be suppressed.
[4] Havlik also contends that he in- See Colorado v. Connelly, 479 U.S. 157,
voked his right to counsel when he said, ‘‘I 169–70, 107 S.Ct. 515, 93 L.Ed.2d 473
guess you better get me a lawyer then.’’ (1986). And he maintains that even if
The phrase ‘‘I guess’’ is ‘‘used to indicate there was a valid waiver of rights, his
that although one thinks or supposes statements during the search were none-
something, it is without any great convic- theless involuntary, such that they should
tion or strength of feeling.’’ The New Ox- have been suppressed based on a violation
ford American Dictionary 755 (Elizabeth of the Due Process Clause. See Schneck-
J. Jewell & Frank Abate, eds. 2001). As a loth v. Bustamonte, 412 U.S. 218, 225–26,
transitive verb, to ‘‘guess’’ means to ‘‘esti- 93 S.Ct. 2041, 36 L.Ed.2d 854 (1973). We
mate or suppose (something) without suffi- consider the totality of the circumstances,
cient information to be sure of being cor- including the conduct of the officers and
rect.’’ Id. In other contexts, the phrase ‘‘I the characteristics of the accused, in deter-
guess’’ has been viewed as equivocal. E.g., mining whether a suspect’s waiver or
Culkin v. Purkett, 45 F.3d 1229, 1233 (8th statements were the product of an over-
Cir.1995) (describing a witness’s ‘‘I guess’’ borne will. Wilson v. Lawrence Cnty., 260
response to a court’s question as ‘‘equivo- F.3d 946, 952 (8th Cir.2001). The inquiry
cal’’); United States v. Nelson, 450 F.3d is essentially the same for both the Mi-
1201, 1212 (10th Cir.2006) (describing the randa waiver and the inculpatory state-
phrase ‘‘I guess I’m ready to go to jail ments. Connelly, 479 U.S. at 170, 107
then’’ as ‘‘at best an ambiguous or equivo- S.Ct. 515.
cal statement’’ in applying Davis to an
alleged invocation of the right to remain [6] The facts surrounding Havlik’s
silent); United States v. Wiggins, 131 F.3d waiver and statements demonstrate volun-
1440, 1442 (11th Cir.1997) (describing the tariness. Havlik points to the number of
phrase ‘‘I plead guilty I guess’’ as ‘‘equivo- officers involved in the search, the injury
cal’’); cf. Burket v. Angelone, 208 F.3d 172, he suffered while being secured, and the
197–98 (4th Cir.2000) (concluding that ‘‘I officers’ persistence in reading his rights
think I need a lawyer’’ is not an unequivo- under Miranda. But the government
cal request for counsel). Havlik’s state- showed that the sprawling layout of Hav-
ment is thus not materially different from lik’s property, the threats posed by the
the statement ‘‘[m]aybe I should talk to a terrain, and the presence of large dogs
lawyer,’’ which the Supreme Court held required a significant team of officers to
ambiguous in Davis, 512 U.S. at 462, 114 execute the search warrants. Despite the
S.Ct. 2350. presence of a team of officers on the prop-
In sum, Havlik’s statements to the inter- erty, only three of those officers participat-
rogating officers were not an unequivocal ed in questioning Havlik. See Simmons v.
or unambiguous request for counsel, and Bowersox, 235 F.3d 1124, 1132–33 (8th Cir.
the police were not required to ask clarify- 2001). The government also proved that
ing questions. Accordingly, there was no Havlik’s chest injury did not undermine
violation of the Edwards rule. the voluntariness of his waiver or admis-
U.S. v. HAVLIK 823
Cite as 710 F.3d 818 (8th Cir. 2013)

sions. Three different medical specialists on entrapment was an obvious error that
evaluated Havlik, and he signed the Mi- affected the defendant’s substantial rights
randa waiver after the last specialist con- and seriously affected the fairness, integri-
cluded that he had ‘‘calmed down’’ and was ty or public reputation of judicial proceed-
not seriously injured. The officers were ings.’’ United States v. Wilder, 597 F.3d
justified in their persistence, because Hav- 936, 944 (8th Cir.2010).
lik interrupted their initial inquiries while
asserting a mistaken belief that Miranda [9] Havlik contends that the govern-
applied only after a formal arrest. Havlik ment implanted the disposition to obtain
never demonstrated an inability to under- child pornography in his mind by subject-
stand the substance of the warnings. We ing him ‘‘to a bombardment of e-mails
thus conclude that Havlik voluntarily containing pornography.’’ Yet the Postal
waived his rights under Miranda, and that Inspection Service did not send Havlik a
his statements to the officers were volun- single e-mail prior to Inspector
tary. Henderson’s e-mail that confirmed Hav-
lik’s mail order for child pornography vid-
B. eos. During the investigation, Henderson
[7, 8] Although he did not request a did mail Havlik one solicitation letter invit-
jury instruction on entrapment, Havlik ing him to request a catalog of child por-
now argues that the evidence was insuffi- nography. Havlik promptly requested a
cient to convict him, because the govern- catalog, and Henderson replied to that re-
ment did not prove beyond a reasonable quest. ‘‘Where agents simply offer a sub-
doubt that he was not entrapped. Entrap- ject the opportunity to commit a crime,
ment is an affirmative defense that re- and the subject promptly avails himself of
quires a defendant to present evidence the criminal opportunity, an entrapment
that a government agent ‘‘implant[ed] in defense typically does not warrant a jury
an innocent person’s mind the disposition instruction.’’ Id. at 945.
to commit a criminal act.’’ Jacobson v.
United States, 503 U.S. 540, 548, 112 S.Ct. [10] The government also introduced
1535, 118 L.Ed.2d 174 (1992). Only then evidence of Havlik’s predisposition. The
does the burden shift to the prosecution to FBI discovered Havlik’s name in customer
‘‘prove beyond reasonable doubt that the records of a company that processed credit
defendant was disposed to commit the cards for commercial child pornography
criminal act prior to first being approached websites. The search of Havlik’s property
by Government agents.’’ Id. at 549, 112 produced multiple VHS tapes containing
S.Ct. 1535. A defendant who requests an child pornography, which Havlik acquired
entrapment instruction is entitled to have from sources other than the government.
it given ‘‘whenever there is sufficient evi- When a defendant exhibits such predispo-
dence from which a reasonable jury could sition to commit the crime, the district
find entrapment.’’ Mathews v. United court need not instruct the jury on entrap-
States, 485 U.S. 58, 62, 108 S.Ct. 883, 99 ment. United States v. Cooke, 675 F.3d
L.Ed.2d 54 (1988). But Havlik seeks to 1153, 1156 (8th Cir.2012). For these rea-
challenge the sufficiency of the evidence on sons, there was no plain error in declining
the basis of an affirmative defense without to instruct the jury on entrapment.
having objected to the lack of a jury in-
struction on that defense at trial. So we [11] Havlik next challenges the suffi-
review for plain error and ‘‘consider ciency of the evidence to prove the juris-
whether the absence of a jury instruction dictional element of the child pornography
824 710 FEDERAL REPORTER, 3d SERIES

offenses. On the receipt count, the juris- strumentality and channel of interstate
dictional element is satisfied if the govern- commerce. United States v. Trotter, 478
ment proves that a ‘‘visual depiction’’ of F.3d 918, 921 (8th Cir.2007). A reasonable
child pornography was ‘‘receive[d] TTT us- trier of fact therefore could find that Hav-
ing any means or facility of interstate or lik possessed child pornography that had
foreign commerce or that has been mailed, been transported using a means or facility
or has been shipped or transported in or of interstate commerce.
affecting interstate or foreign commerce.’’
18 U.S.C. § 2252(a)(2). The government * * *
presented evidence that Havlik mailed an The judgment of the district court is
order form for the VHS tapes from Arkan- affirmed. We decline to address Havlik’s
sas to Indianapolis, Indiana, where Inspec- claim of ineffective assistance of counsel,
tor Henderson was based. Henderson which should be raised, if Havlik so de-
then sent the tapes from Indiana to anoth- sires, in a collateral proceeding under 28
er postal inspector in Houston, Texas, and U.S.C. § 2255. See United States v.
the second inspector delivered them to Bauer, 626 F.3d 1004, 1009 (8th Cir.2010).
Havlik’s post office in Arkansas. Havlik
argues that because he ‘‘received’’ the
tapes from his local post office, the tapes
‘‘were not shipped to him by mail or other-
wise carried in interstate commerce from
,
Indiana to him.’’ But the statute does not
require proof that the child pornography
was shipped to him by mail; it is enough Catherine L. TAYLOR, Plaintiff–
that he received material ‘‘that has been Appellant,
mailed’’ or ‘‘has been TTT transported in
TTT interstate TTT commerce.’’ Id. The v.
government presented evidence that after TENANT TRACKER, INC., also known
Havlik ordered the tapes, they were as Result Matrix, Inc., Defendant–
mailed interstate from Indiana to Texas, Appellee.
and then transported from Texas to Ar-
kansas. That was sufficient to satisfy the Catherine L. TAYLOR,
jurisdictional element of the statute. See Plaintiff–Appellee,
United States v. Acosta, 421 F.3d 1195,
v.
1197–98 (11th Cir.2005); United States v.
Moore, 916 F.2d 1131, 1138 (6th Cir.1990); Tenant Tracker, Inc., also known as
United States v. Dornhofer, 859 F.2d 1195, Result Matrix, Inc., Defendant–
1197–98 (4th Cir.1988). Appellant.
[12] On the possession count, the juris- Nos. 11–3466, 11–3648.
dictional element of the statute is met if
the defendant ‘‘knowingly possesses’’ child United States Court of Appeals,
pornography that has been ‘‘shipped or Eighth Circuit.
transported using any means or facility of Submitted: Sept. 20, 2012.
interstate TTT commerce.’’ 18 U.S.C.
§ 2252(a)(4)(B). The government present- Filed: March 28, 2013.
ed evidence that Havlik downloaded child Background: Applicant for federal hous-
pornography from the Internet using a ing assistance brought action against con-
WebTV system. The Internet is an in- sumer reporting agency, alleging it failed

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