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Extubation Failure After General Anesthesia: April 2018
Extubation Failure After General Anesthesia: April 2018
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Wayne Pearce
Penn State Hershey Medical Center and Penn State College of Medicine
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RELEASE DATE: April 1, 2018 EXPIRATION DATE: March 31, 2019 closed to participants prior to the start of each activity.
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WRITTEN BY
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FACULTY DISCLOSURES
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Wayne Pearce, MB BCh Wayne Pearce, MB BCh, and Sonia J. Vaida, MD, have no relationships with commercial
Assistant Professor of Anesthesiology & Perioperative Medicine
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The planners and managers reported the following financial relationships or relationships
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to products or devices they or their spouse/life partner have with commercial interests
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The following PIM planners and managers, Trace Hutchison, PharmD, Samantha Mattiucci,
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REVIEWED BY PharmD, CHCP, Judi Smelker-Mitchek, RN, BSN, and Jan Schultz, MSN, RN, CHCP, hereby
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Sonia Vaida, MD state that they or their spouse/life partner do not have any financial relationships or rela-
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Professor of Anesthesiology & Perioperative Medicine and Obstetrics and Gynecology tionships to products or devices with any commercial interest related to the content of this
Vice Chair for Research
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The planners and managers from Penn State College of Medicine hereby state that they or
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Hershey, Pennsylvania
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PROFESSIONAL GAPS
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SPONSORSHIP
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mortality. Judicious planning significantly contributes to the safety and success of tracheal This activity is jointly provided by Postgraduate Institute for Medicine and Penn State
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extubation. This lesson focuses on failed extubation after general anesthesia in adult College of Medicine.
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patients.
INSTRUCTIONS FOR PARTICIPATION
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LEARNING OBJECTIVES Participants can download and print the course material in an easy to read printer-
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After completion of this activity, the reader should be able to: friendly format, available through the boxed link at the top of the page. Participants
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• Estimate the incidence of airway complications at extubation after general anesthesia. must reflect on the information presented, and then register to complete the exam and
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the educational activity are those of the faculty and do not necessarily represent the views expressed or implied, with respect to the material contained herein.
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Participants have an implied responsibility to use the newly acquired information to enhance inquiries@pimed.com.
patient outcomes and their own professional development. The information presented in this
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activity is not meant to serve as a guideline for patient management. Any procedures, med- CALL FOR WRITERS
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ications, or other courses of diagnosis or treatment discussed or suggested in this activity If you would like to author a future installment of The Frost Series in Anesthesiology News,
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should not be used by clinicians without evaluation of their patients’ conditions and possi- please send an email to Sonia Vaida, MD, at svaida@pennstatehealth.psu.edu.
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ble contraindications and/or dangers in use, review of any applicable manufacturer’s product
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STATEMENT OF NEED
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The content of this activity was developed by the faculty indicated herein under the supervi- Airway complications during extubation following general anesthesia occur about 15% of
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sion of Postgraduate Institute for Medicine and assistance from Penn State University. the time, meaning these complications are not rare events. The causes and risk factors for
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Applied Clinical Education (ACE) is responsible for graphic design and distribution of the failed extubation are reviewed in this review, as is how to strategically plan for extuba-
activity via Anesthesiology News and CMEZone.com. All information included in this activity tion, including strategies for high-risk extubation. Anesthesiologists responsible for airway
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is believed to be true and accurate at the date of publication. ACE makes no warranty, management must learn how to plan for failed extubations.
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Case Presentation
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A 68-year-old man, with a body mass index (BMI) of hypertension, type 2 diabetes mellitus, smoking, and obstructive
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41 kg/m2, was scheduled to undergo anterior cervical sleep apnea (OSA). The preoperative airway evaluation revealed
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discectomy and fusion (ACDF) because of cervical radiculopathy a Mallampati class II, thyromental distance of 6 cm, and a mouth
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at the C2-C4 levels. His past medical history was significant for opening of 4 cm, with limited neck flexion and extension.
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an 8-cm endotracheal tube (ETT) was successful using a GlideScope Tracheal extubation is an elective procedure performed during a highly
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video laryngoscope (Verathon Inc), after two failed attempts, first with vulnerable period in the perianesthetic process. Failure to successfully main-
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a Macintosh and then with a Miller direct laryngoscopy. Surgery was tain a patent airway after removing the ETT often necessitates reintubation
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uneventful and lasted 6.5 hours. Intraoperative blood loss was estimated followed by unplanned admission to intensive care. Furthermore, it can lead
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to be 400 mL. Appropriate reversal of the neuromuscular blockade was to important postoperative respiratory complications, such as hypoxia, pul-
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confirmed with a train of four (TOF) ratio of 0.9. An audible leak was monary aspiration of gastric contents and/or blood, or cardiac arrest.
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saturation (SpO2) decreased to 86% and the respiratory rate increased to After General Anesthesia
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25 breaths per minute. Face mask manually assisted ventilation failed to The 4th National Audit Project of the Royal College of Anaesthetists
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improve the SpO2. Reintubation was attempted using a GlideScope video (NAP4) prospectively reviewed airway complications in the United King-
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laryngoscope. A Cormack-Lehane laryngeal view grade 2 was obtained; dom over a one-year period and analyzed 184 reported cases.1 Major air-
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however, the ETT could not be inserted into the trachea. The SpO2 con- way complications occurred in 16% of cases during emergence from
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tinued to decrease to 60%. anesthesia and 14% during recovery from anesthesia.1
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An LMA Fastrach (Teleflex) was inserted, and ventilation and oxygen- Peterson et al analyzed the American Society of Anesthesiologists
ation were restored to normal values. A 7.0-mm ETT was inserted blindly (ASA) Closed Claims database for 1985 to 1999 for airway manage-
through the LMA. The patient was transferred to the ICU, sedated and ven- ment–related malpractice claims. The investigators found that 12%
tilated. After 24 hours, extubation was planned. The patient was positioned of airway injuries occurred during extubation and 5% during postan-
in a head-up position; a 14-F Cook Airway Exchange Catheter (AEC) then esthesia recovery.2 In 2013, Cavallone and Vannucci reported that a
was inserted 22 cm through the ETT, and the ETT was removed. Correct follow-up review for litigated malpractice claims, from 2000, identified
placement of the AEC was confirmed by end-tidal carbon dioxide (CO2) 15 out of 16 cases of death and permanent brain damage that occurred
monitoring and fiber-optic examination. The AEC was left in place for 60 after failed extubation.3 An analysis of reintubations from a quality
minutes with concomitant oxygen administration through a nasal cannula assurance database of 152,000 cases found their incidence to range
and successfully removed with no further complications. from 0.09% to 0.19%.4
APRIL 2018 Anesthesiology News I 3
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in obese patients and patients with OSA.3 Pharyngeal muscles are late to
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The most common cause of postextubation laryngeal obstruction is with pharyngeal obstruction occurs with a TOF less than 9, and is accen-
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laryngospasm. tuated in these patients.8,9 According to the NAP4, 42% of major airway
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Laryngospasm results from contraction of the laryngeal muscles due events occur in obese patients.1 Similarly, Peterson et al, in the ASA Closed
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to stimulation of the superior laryngeal nerve, causing partial or com- Claims analysis, reported 15 out of 26 postextubation major airway events
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plete sustained closure of the vocal cords. It is triggered by blood, saliva occurring in obese patients.2 Isoco suggested routine use of the sitting or
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or surgical debris entering the glottic space, mainly during light lev- lateral position at extubation and nasal CPAP in obese patients with OSA
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els of anesthesia. Untreated, laryngospasm can lead to severe compli- syndrome to prevent postoperative pharyngeal obstruction.10
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edema, and cardiac arrest. Laryngospasm occurs more frequently in chil- Airway Trauma
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dren, patients with upper respiratory tract infection, smokers, and obese Large or overinflated ETTs, especially if used for a prolonged time, can
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patients, and during surgical procedures involving the upper airway.3 cause edema and ulceration of the laryngeal mucosa. Repeated attempts
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Jaw thrust and continuous positive airway pressure (CPAP) with at laryngoscopy and ETT insertion can cause traumatic injuries to the
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100% oxygen can relieve laryngospasm, and administration of propofol oropharynx, larynx, or trachea. Use of adjunct airway management
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(1-2 mg/kg) and/or succinylcholine (1 mg/kg) may be necessary.5 devices (eg, ETT introducer) to facilitate intubation can cause or exacer-
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Laryngeal Edema
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Laryngoscopy, insertion of the ETT, and prolonged intubation can reported reduced airway trauma with video laryngoscopy.11
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damage the laryngeal mucosa, leading to laryngeal edema. Upper air- Surgical procedures in proximity to the airway increase the risk for
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way edema can be exacerbated by positioning the patient in a pro- difficult extubation. These procedures include but are not limited to
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longed prone or Trendelenburg position, or by fluid overload.5 As shown upper airway, head and neck, maxillofacial, carotid, and cervical spine
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The value of the ETT “cuff leak” test in detecting laryngeal edema is Anterior cervical spine surgery requires prolonged periods of intraop-
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discussed below. erative tracheal retraction and can lead to postoperative airway obstruc-
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Vocal Cord Dysfunction occur up to 48 hours after surgery. Radiographic evidence shows that
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Bilateral vocal cord paralysis can lead to stridor or complete airway upper cervical surgery, particularly at the C4 level, is associated with the
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mainly after cervical (eg, thyroidectomy) or intrathoracic surgery.3 Aryte- chart review of 311 patients having anterior cervical spine surgery, Sagi et
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noid cartilage dislocation is a rare complication caused most frequently al reported that 6.1% had airway complications, with 1.9% requiring rein-
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by traumatic intubation.7 tubation. In all but two patients the airway complications were attrib-
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Residual Neuromuscular Block complications were surgery lasting more than 5 hours, blood loss greater
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Residual neuromuscular block defined as a TOF ratio less than 0.9, as than 300 mL, and exposure of more than three vertebral bodies (partic-
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measured by quantitative monitoring, can cause weakness of the upper ularly when including C2, C3, or C4)13
airway muscles, potentially leading to significant respiratory muscle dys- In a retrospective cohort study, Kim et al compared airway complica-
function.8 In a recent review article, Murphy emphasized the importance tions—defined as unplanned postoperative reintubation or tracheostomy
of using quantitative neuromuscular monitoring to reliably identify full following anterior cervical spine surgery, before and after implement-
recovery from neuromuscular blockade. Quantitative neuromuscular ing a protocol for postoperative airway management. The postopera-
monitoring techniques measuring the muscle strength (mechanomyog- tive airway complication rate was significantly decreased after applying
raphy, electromyography, acceleromyography, kineograph, and phono- the protocol (0.76%) compared with the non-protocol approach (3.64%).
myography), are superior to qualitative techniques (peripheral nerve Predictors of airway complications were a history of comorbidities, com-
stimulators) in assessing the accuracy and reversal of the neuromuscu- bined anterior and posterior cervical spine surgery, patients operated on
lar blockade.9 for trauma, and surgery time longer than 5 hours.14
4 I Anesthesiology News APRIL 2018
Strategic Planning for Extubation not be able to maintain his ⁄ her own airway after removal of the tracheal
Airway changes can occur during surgery, such as laryngeal edema tube.”5
after prolonged intubation, surgical bleeding or pressure from hema-
toma, even in patients in whom tracheal intubation was easy. The ASA Assessing Laryngeal Edema
practice guidelines for management of the difficult airway emphasize If laryngeal edema is suspected, the cuff leak test is a simple, nonin-
the importance of a “pre-formulated extubation strategy.” The recom- vasive technique to detect a leak around the ETT due to the decreased
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mended strategy includes considering the benefits of “awake extuba- caliber of the airway lumen. The cuff leak test is performed by deflat-
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tion” versus “extubation before the return of consciousness,” having a ing the ETT cuff and listening for an audible leak during exhalation with
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detailed reintubation plan, and the possible use of airway devices capa- a stethoscope placed over the neck. Quantitative cuff leak test is per-
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ble of serving as guides for expedited reintubation.15 formed with the ETT cuff deflated, by calculating the difference between
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In 2012, the Difficult Airway Society (DAS) in the United Kingdom inspired and expired tidal volumes averaging 3 to 5 ventilator-delivered
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published guidelines for the management of tracheal extubation, high- respiratory cycles.
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lighting the importance of a stepwise approach to planning, preparing, The diagnostic value and accuracy of the cuff leak test in predict-
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executing the tracheal extubation, and postextubation follow-up.5 ing postoperative airway obstruction are controversial. Miller and Colle
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found that a leak volume less than 110 mL is indicative of a high risk for
Planning and Preparing
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Planning for extubation should start early during the anesthetic pro- change in tidal volumes is associated with laryngeal edema.17 A meta-
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cess, preferably before endotracheal intubation. It is crucial to optimize analysis of 11 studies, including 2,303 patients, found only a moderate
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the conditions for extubation and identify risk factors for failure to main- predictive value for the cuff leak test.18 Recently, Schenell et al, in a pro-
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tain airway patency after removal of the ETT (Figures 1 and 2). Plans for spective multicenter cohort study, described a high rate of false-positive
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extubation and a back-up plan for reintubation need to be prepared, quantitative cuff leak tests.19 Evaluating the laryngeal air column width
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and the necessary airway equipment and adequately trained person- with ultrasonography has been described as a valuable tool to assess the
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nel should be made immediately available. The cricothyroid mem- severity of laryngeal edema.20
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should that become necessary. Ultrasonographic identification of the cri- Preoxygenation Before Extubation
or
cothyroid membrane can be considered. General clinical factors such as Administering high oxygen concentration before extubation was
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should be evaluated and optimized before proceeding with extubation. Popat et al in the DAS recommendations for management of tracheal
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DAS suggests two separate algorithms for patients at “low risk” or “at- extubation, “pre-oxygenation before extubation is vital” because the
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risk” extubation. The “at-risk” definition refers to a patient who “may “priority is to maximize oxygen stores.”5
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Airway Optimization of
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general conditions
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Administration of IV Steroids Before Extubation extubation should be considered in instances where it is important to
The benefits of administering prophylactic intravenous steroids in avoid hemodynamic changes, coughing, and straining (eg, in patients
preventing postextubation laryngeal edema are controversial.5,22 In a with increased intracranial or intraocular pressure). The main concern
meta-analysis of 6 studies that included 1,923 adult patients, Fan et with deep extubation is maintaining airway patency in a patient with
al found a 62% reduction in the incidence of laryngeal edema after decreased airway reflexes; therefore, it is best avoided in patients who
extubation in patients receiving prophylactic IV steroids. Multiple-dose have difficult mask ventilation or difficult intubation, or are at increased
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administration was more efficient in preventing postoperative laryngeal risk for aspiration.
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Bailey Maneuver
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Responses and Coughing at Extubation during emergence from general anesthesia is to switch the ETT with a
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Lidocaine laryngeal mask airway (LMA) or another supraglottic airway device while
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Lidocaine can be administered intravenously, topically, or instilled the patient is under deep anesthesia. Using a supraglottic airway device
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in the ETT to significantly blunt hemodynamic responses and cough at as a bridge to extubation allows removal of the ETT under deep anes-
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extubation.5,23 Spraying the trachea before tracheal intubation with 160 thesia (deep extubation), while maintaining airway control. LMA and the
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mg of 4% lidocaine HCl solution significantly reduced the incidence of LMA variants (eg, Pro-Seal LMA) are less stimulating and thus induce
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coughing during extubation in procedures lasting less than 2 hours.24 less systemic hemodynamic and cerebral changes, as well as decrease
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Nath et al recently reported a significantly reduced incidence of the incidence of coughing and straining during emergence, compared
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coughing at extubation (12%) in patients intubated with an ETT with with an ETT.32,33
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a cuff preloaded with alkalinized lidocaine compared with placebo The maneuver described in 1995 by Bailey consists of inserting the
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(22%).25 deflated LMA in the hypopharynx behind the larynx, inflating the LMA,
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and then removing the ETT.34 It also allows the LMA to be used as a con-
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Dexmedetomidine
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duit for examination of the glottis for swelling, edema, or injury, or para-
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Dexmedetomidine is a potent alpha agonist with sedative and doxical movement of the vocal cords.
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extubation significantly reduced systolic blood pressure, diastolic blood ASA practice guidelines for management of the difficult airway
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pressure, heart rate, and coughing at extubation, with no effect on suggest considering “short-term use of a device that can serve as
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Remifentanil
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beneficial situation before extubation, in which a patient both tolerates Perform Extubation
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such as remifentanil is used (eg, a balanced anesthetic combining Preoxygenation with FiO2
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propofol and remifentanil), then return of spontaneous respiration Optimize the patient’s position
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may occur at the same time as consciousness. This not only allows for
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nonpurposeful movement, and tachycardia without interfering with Low risk High risk
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technique, it is important to not rush or stimulate the patient.5 Wait until Awake vs deep extubation Airway exchange device
the patient opens her eyes, or even better, her mouth on command, and
Supraglottic device as bridge
furthermore takes a deep breath on cue. to extubation
chloride ventilating catheters with a well-established role in staged Let us apply this approach to the case.
extubation. Typically, AECs have depth marks and Luer lock connectors The patient presented the anesthesiologist with mixed conditions: high
for CO2 monitoring and jet ventilation. BMI, OSA, and limited flexion and extension of the neck. These were noted,
AECs are well tolerated by awake and spontaneously breathing however, in the presence of ample oropharyngeal and mandibular spaces.
patients. An AEC is inserted through an ETT, above the carina, to a This type of gestalt suggests a difficult intubation, but not necessarily a
depth of 20 to 22 cm and left in place after extubation to provide higher risk for reintubation. Adding two factors—the type of surgery (ACDF,
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oxygenation and guidance for reintubation. The maximum allowed 3 levels) and a rather lengthy operating time with blood loss exceeding
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depth of insertion is 25 cm.5 Gentle rotation of the ETT under direct 300 mL)—could sway clinical judgment toward the possibility of an
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or video laryngoscopy can facilitate passing the ETT over an AEC. Jet intermediate extubation risk.
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ventilation through the AEC can be considered with extreme caution, After induction, intubation was not easy and required considerable
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to avoid severe complications such as barotrauma. Mort analyzed the instrumentation. This implies a very high likelihood of a difficult
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efficacy of an AEC as a device to provide continuous access to the reintubation and that different equipment and technique from those used
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airway in ICU patients with a known or suspected difficult airway, at intubation may be required. Indeed, reintubation required the initial
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reporting an 87% first-attempt success rate passing an ETT. The AEC use of a supraglottic airway device after unsuccessful attempts with video
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was left in place for a mean duration of 3.9 hours. Migration of the AEC laryngoscopy.
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occurred in 6% of cases and the author recommended securing the This case illustrates that despite all convincing, reassuring signs
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proximal tip to the patient’s clothing.35 at emergence (the patient was alert, followed commands, breathed
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spontaneously with a good tidal volume and rate, and had an audible cuff
Postextubation Care
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leak), which are in the vast majority of cases associated with extubation
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Postextubation monitoring of end-tidal CO2 can help early detection success, one should always be alert to, and prepared for, the need for
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of airway obstruction. Heliox and CPAP ventilation at the bedside reintubation. Extubation is an elective procedure and as such requires
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may sometimes be useful (eg, for patients with paradoxical vocal proper preparation (Figure 2).
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Good communication with the staff who are caring for the patient Strategies when faced with a high-risk extubation (Figure 3)
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and expertise needs to occur expeditiously in the case of airway • Intubating over an AEC (as was done in the case discussed after
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obstruction. reintubation).
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Conclusion: Revisiting the Case • Exchanging the ETT for a supraglottic airway device, which promotes
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The prediction of successful extubation is an inexact science. It a smoother awakening and allows for fiber-optic examination of the
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requires judgment that is informed by both experience and deliberate glottis for edema or injury, or paradoxical motion of the vocal cords.
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practice. Could the case presented here have been judged as • An awake or “dissociated” extubation employing a remifentanil
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representing a high-risk extubation postoperatively? A glib and easy or dexmedetomidine infusion, or both, for ETT tolerance in a
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answer, not necessarily correct and heavily influenced by outcome bias cooperative patient.
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answers to two questions36: Is there an increased likelihood of required In any event, postponement of extubation is always better than rapid
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Br J Anaesth. 2011;106(5):617-631. 21. Benoit Z, Wicky S, Fischer JF, et al. The effect of increased FIO(2) before tracheal
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22. Khemani RG, Randolph A, Markovitz B. Corticosteroids for the prevention and treat-
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3. Cavallone LF, Vannucci A. Extubation of the difficult airway and extubation failure. Syst Rev. 2009;3:CD001000.
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23. Fan T, Wang G, Mao B, et al. Prophylactic administration of parenteral steroids for pre-
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4. Lee PJ, MacLennan A, Naughton NN, et al. An analysis of reintubations from a quality
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9. Murphy GS. Neuromuscular monitoring in the perioperative period. Anesth Analg. responses to the endotracheal tube during emergence from general anesthesia.
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10. Isono S. Obstructive sleep apnea of obese adults: pathophysiology and perioperative 28. Lee B, Lee JR, Na S. Targeting smooth emergence: the effect site concentration of
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Br J Anaesth. 2017;119(5):369-383. recovery profiles during emergence from anaesthesia and tracheal extubation.
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12. Andrew SA, Sidhu KS. Airway changes after anterior cervical discectomy and fusion. Br J Anaesth. 2009;103(6):817-821.
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J Spinal Disord Tech. 2007;20(8):577-581. 30. Shajar MA, Thompson JP, Hall AP, et al. Effect of a remifentanil bolus dose on the car-
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13. Sagi HC, Beutler W, Carroll E, et al. Airway complications associated with surgery on diovascular response to emergence from anaesthesia and tracheal extubation.
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Br J Anaesth. 1999;83(4):654-656.
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14. Kim M, Choi I, Park JH, et al. Airway management protocol after anterior cervical 31. Lee JH, Koo BN, Jeong JJ, et al. Differential effects of lidocaine and remifentanil on
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15. Apfelbaum JL, Hagberg CA, Caplan RA, et al. Practice guidelines for manage-
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32. Perelló-Cerdà L, Fàbregas N, López AM, et al. ProSeal Laryngeal Mask Airway attenu-
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33. Koga K, Asai T, Vaughan RS, et al. Respiratory complications associated with tracheal
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16. Miller RL, Cole RP. Association between reduced cuff leak volume and postextubation
extubation. Timing of tracheal extubation and use of the laryngeal mask during emer-
stridor. Chest. 1996;110(4):1035.
ib
17. De Bast Y, De Backer D, Moraine JJ, et al. The cuff leak test to predict failure of tra-
cheal extubation for laryngeal edema. Intensive Care Med. 2002;28(9):1267-1272. 34. Nair I, Bailey PM. Use of the laryngeal mask for airway maintenance following tracheal
d.
19. Schnell D, Planquette B, Berger A, et al. Cuff leak test for the diagnosis of post- 36. Ellard L, Cooper RM. Extubation of the difficult airway. In: Glick DB, Cooper RM, Ovas-
extubation stridor: A multicenter evaluation study. J Intensive Care Med. 2017 Jan sapian A, eds. The Difficult Airway: An Atlas of Tools and Techniques for Clinical Man-
1:885066617700095. doi: 10.1177/0885066617700095. [Epub ahead of print] agement. New York, NY: Springer Science; 2013:271-287.
8 I Anesthesiology News APRIL 2018
Post-test
Select the single best answer:
1. The incidence of airway complications at extubation is: 6. The quantitative cuff leak test is performed:
a. Lower than 4% a. With the ETT partly inflated, by calculating the difference between
b. Lower than 8% inspired and expired tidal volumes averaging 3 to 5 ventilator-
A
d. Higher than 10% b. With ETT deflated, by calculating the difference between inspired and
rig
Co
py
rig ed.
a. Laryngospasm c. With ETT inflated, by calculating the difference between inspired and
re
ht
d. Endotracheal intubation for more than 3 hours d. With ETT deflated, by calculating the difference between inspired and
20
a. Electromyography
pr
b. Acceleromyography
od
ah in w
on
4. Laryngospasm results from contraction of the laryngeal muscles due to d. Avoids undesirable cardiovascular responses
Pu
stimulation of:
bl
hi
b. Superior laryngeal nerve a. Inserting the laryngeal mask airway in the hypopharynx, followed by
ng
le
airway
ro
in
5. Factors associated with postoperative airway complication in anterior c. Removal of the ETT, followed by placement of a laryngeal mask airway
up
pa
ss
d. 27 cm
rw
er
is
m
te