Professional Documents
Culture Documents
of Policing
Prepared by: Rico O. Soledad, RCrim
Introduction
“Man is by nature a political animal”, this how Aristotle- one of the greatest
philosopher in man’s history if not the greatest thinker in the field of politics and
governance summed up his view that the highest achievement of human endeavor was
to be a citizen of a polis or a small city-state (Microsoft Encarta 2005). Aristotle’s
assertion contributed much on the modern administration of government both national
and local governments.
The basic rationale for the existence of organization is that they do those thing
that people are unwilling or unable to do alone.
In a city-state, there are elements, which are inevitable to every state even
today: people, territory, sovereignty, and government. People may mean one or more
nations. Microsoft Encarta define nation as a human community possessing a historic
territory, shared myths, symbols, and memories, a common and distinct culture, and
common laws and customs for the members. In politics, territory means governed
geographical area that is owned and controlled by a particular government or country.
Sovereignty on the other hand refers to freedom from outside interference and the
right to self-government. Finally, government stands for a group of people who have
the power to make and enforce laws for our country or area. Encarta describes
government as a political organization comprising the individuals and institutions
authorized to formulate public policies and conduct affairs of state. Government is
empowered to establish and regulate the interrelationships of people with the
community as a whole, and the dealings of the community with other entities.
Government applies in this sense both to the government of national states and its
subdivisions.
1
In the prevailing theory of political science, the function of government is to
secure the common welfare of the members of the social aggregate over which it
exercises control. In different historical epochs, government is to secure the common
welfare by various rudimentary; they arose directly from idea of right and wrong
common to the members of a social group and were enforced on individuals primarily
through group pressures. Among more highly organized peoples, governments
assumed institutional forms, they rested on defined legal basis, imposing penalties on
violators of the law and using force to establish themselves and discharge their
functions. In analysis, laws are needed for the governance of a state to attain political,
cultural and economic stability.
What is Law?
What is Enforcement?
What is Policing?
2
What is Administration?
What is Police?
Police is a branch of the criminal justice system that has the specific
responsibility of maintaining law and order and combating crime within the society.
The duties almost invariably assigned to police departments in most democratic
nations are protection of life and property, preservation of the peace, prevention of
crime, detection and arrest of violators of law, enforcing the law, and safeguarding the
rights of individuals. In addition, the police control vehicular traffic, prevent and
suppress vice, and perform a variety of other functions.
The ideal role of the police in a democratic society like the Philippines can be
describe as “the police should be powerful but not oppressive; they should be efficient
but not officious; they should form an impartial force in the body politic, and yet be
subject to a degree of control by persons who are not required to be impartial and who
are themselves liable to police supervision”. The attainment of this ideal in inherent in
the thrust toward professionalization of police work.
3
Origin and Definition of the Word Police
The word “police” originated from the Greek word “Politeia” meaning
government of a city. It applied to civil officers and not necessarily policeman. The
Roman changed the word slightly to “Politia”. The French changed the word to
“Police” and applied it to that person who actually enforced the law. Thereafter, The
English and Americans borrowed the word from the French and used it to describe a
law enforcement officer. The terms which assimilated to the English and American
language were French in origin. The words “constable” and “patrol” are likewise
French.
In the very broader sense, the term POLICE refers to the internal
organization or regulation of the state, the control and regulation of the
community or state through the exercise of the constitutional power of the
government.
In a narrow sense, POLICE denotes the constitutionally created agency
that exercises the power of the government concerning the maintenance of
tranquility, public order, peace, security of the persons and property and the
protection of public health and morale.
In a very restricted sense, POLICE refers to that organization of armed
men, which is actually an institution that is capable of exercising legally
mandated duties to enforce the law, maintain public order, and detect and
prevent crimes.
4
supports that the policemen are civil employees whose primary duty is to
preserve the public peace and security. This is commonly practiced in
countries having decentralized governmental structure such as in England,
United States and other democratic countries like the Philippines.
Police Objectives
a. to make sure there is an order in the community
b. to protect the lives and limbs of every member of the community
c. to protect the properties of the citizenry
d. to render appropriate assistance to other government office concerned
5
effectively support the primary tasks in the accomplishment of the police
objectives.
c. Administrative or Managerial Functions- these include personnel, intelligence,
inspection, planning activities, budgeting, training, and public relations. These
tasks should assist and effectively support the primary and secondary police
tasks in the attainment of the police activities.
Organization Defined
It is a form of human association for the attainment of a goal or objective. It is
the identifying and grouping the work to be performed, defining and delegating
responsibility and authority establishing relationships for the purpose of enabling
people work effectively.
The organization of the police force commonly requires the following organizational
units:
Functional Units
1. Bureau- the largest organic functional unit within a large department. It
comprises a number of divisions.
2. Divisions- a primary subdivision of a bureau.
3. Section- functional unit within a division that is necessary for specialization.
4. Unit- functional group within a section; or the smallest functional group with
an organization.
Territorial Units
1. Post- a fixed point or location to which an officer is assigned for duty such as
a designated desk or office or an intersection or crosswalk from traffic duty. It
is a spot location for general guard duty.
2. Route- a length of streets designated for patrol purposes. It is also called LINE
BEAT.
3. Beat- an area assigned for patrol purposes, whether foot or motorized.
4. Sector- an area containing two or more beats, routes, or posts.
6
5. District- a geographical subdivision of a city for patrol purposes, usually with
its own station.
6. Area- a section or territorial division of a large city each comprised of
designated districts.
Important Terminologies
1. Sworn Officers- all personnel of the police department who have oath and who
possess the power to arrest.
2. Superior Officer- one having supervisory responsibilities, either temporarily or
permanently, over officers of lower rank.
3. Commanding Officer- an officer who is in command of the department, a
bureau, a division, an area, or a district.
4. Ranking officer- the officer who has the more senior rank/higher rank in a
team or group
5. Length of service- the period of time that has elapsed since the oath of office
was administered. Previous active services may be included or added.
6. On duty- the period when an officer is actively engaged in the performance of
his duty.
7. Off duty- the nature of which the police officer is free from specific routine
duty.
8. Special duty- the police service, its nature, which requires that the officer be
excused from the performance of his active regular duty.
9. Leave of Absence- period, which an officer is excused from active duty by any
valid/acceptable reason, approved by higher authority
10. Sick leave- period which an officer is excused from active duty by reason of
illness or injury
11. Suspension- a consequence of an act which temporarily deprives an officer
from the privilege of performing his duties as a result of violating directives or
other departmental regulations.
12. Department Rules- rules established by department directors/supervisors to
control the conduct of the members of the police force.
13. Duty manual- describes the procedures and defines the duties of officers
assigned to specified post or position
14. Order- an instruction given by a ranking officer to a subordinate, either
a. General Order b. Special, or c. Personal
15. Report- usually written communication unless otherwise specifies to be verbal
reports; verbal reports should be confirmed by written communication.
7
Types Police Organizational Structure
a. Line Type
The straight line organization, often called the individuals, military or departmental
type of organization, is the simplest and perhaps the oldest type; but it is seldom
encountered in its channels of authority and responsibility extent in a direct line from
top to bottom within the structures, authority is definite and absolute. Quick decisions
can be made in the line organization because of the direct lines authority and, because
of these direct lines, each member in the chain of command known to whom he is
clearly fixed, discipline is easily administered in this type of organization,
responsibility for making decisions is well identified, and singleness of purpose is
fostered.
b. Functional Type
The functional organization in its pure form is rarely found in present day
organizations, except at or near the top of the very large organizations. Unlike the line
type of structure, those establishments organized on a functional basis violate the
prime rule that men perform best when they have but one superior. The functional
responsibility of each “functional manager” is limited to the particular activity over
which he has control, regardless of who performs the function.
Coordination of effort in this type of organization becomes difficult since the
employees responsible for results may be subject to functional direction of several
persons. Discipline is difficult to administer because of this multi-headed leadership.
There may be considerable conflict among the functional administrators, resulting in
much confusion among line personnel. Line of authority and responsibility are
fragmented into many functional channels, making each supervisor responsible to
several superiors depending upon the function he happens to be performing.
c. Line and Staff Type
The Line and Staff organization is a combination of the line and functional types. It
combines staff specialist such as the criminalists, the training officers, the research
and development specialists, etc. Channels of responsibility is to “think and provide
expertise” for the line units. The line supervisor must remember that he obtains advice
from the staff specialists.
In normal operations, the staff supervisor has line commands but with recognized
limitations such as coordination between line and staff personnel can be achieved
without undue friction. Failure to recognize these line and staff relationship is the
greatest and most frequent source of friction and a barrier to effective coordination.
The advantage of this kind would be - it combines staff specialist or units with line
organization so that service of knowledge can be provided line personnel by
specialist.
8
a. Carrying out the major purposes of the police department.
b. Delivering the services provided by the department.
c. Dealing directly with the department’s clientele.
d. Making final decisions with respect to the activities they perform.
Staff Functions: Staff functions are those operations designed to support the line
functions. Staff members are necessarily advisors who are typically assigned to
planning, research, legal advice, budgeting, and educational services. Staff members
are often civilians with specialized training who serve within the department but do
not deal with daily operation on the street. Their main function is to study police
policies and practices and to offer proposals to the chief executive of the department.
Staff personnel tend to be:
a. Highly specialized.
b. Involved in an advisory capacity
c. Detached from the public
d. Not directly responsible for the decisions made by department executive.
9
Advantages of Specialization
Specialization within a police department can be advantageous in the following
ways:
a. It helps streamline the flow of work by removing or minimizing bottle neck
and work delays. Task are automatically assigned to specialists.
b. It enhances the quality of performance within the department, since jobs are
performed by those competent to handle them.
c. It helps get jobs faster.
d. It tends to reduce the cost of police service.
e. It motivates worker, improve their expertise, and creates greater job
satisfaction of department personnel.
Hierarchy of Authority
If all person within an organization were given the freedom to do what they
like (and to refuse to do what they dislike), there would be little likelihood of
accomplishment. Any collaborative effort such as that in a police department thus
requires a system of checks and controls on individual behavior. Hence, the
department must have a person or persons with authority to direct the actions of
workers and ensure compliance with standards in order to achieve the department’s
goal.
Hierarchy defined: A hierarchy represents the formal relationship among
superiors and subordinates in any given organization. It can be visualized as a ladder,
with each rung (or rank) representing a higher or lower level of authority.
Authority Defined: Authority is the right to command and control the behavior
of employees in lower positions within an organizational hierarchy. A hierarchy
10
serves as the framework for the flow of authority downward (and obedience upward)
through the department.
Example: The authority of a police chief stems from the role that a chief
executive must play- whether he or she is referred to as chief, superintendent,
commissioner, or some other title, and regardless the size or location of the
department he or she commands.
Span of Control
A span of control is the maximum number of subordinates at a given position
that superior can supervise effectively.
Because a large police organization necessarily must have more subordinates
than superiors, subordinate positions within a bureaucracy will outnumber supervisor
position. For this reason, organizational charts of police agencies look more like
pyramids. The chief controls from the top of the pyramid and the rank-and-file obey
from their varied positions spread along the base. It between, there is a hierarchy of
ranks that expands wider and wider as it descends toward the bottom of the pyramid.
The height of an organizational pyramid is a product of the hierarchy of supervisory
positions or ranks that exists, while width of the pyramids base is a product of the
organization’s staggered span of control.
Relevant factors: Organization theory offers no magic formula for determining the
proper span of control within a police agency. Rather, the span of control for any
supervisory position may be determined on the basis of a number of variables
including:
1. The physical layout of the operation;
2. The complexity of the task;
3. Work conditions (normal, crises, etc.);
4. Educational and skill of the employees involved;
5. Leadership qualities of the supervisors;
6. The quality of the communication system among personnel;
11
7. The financial ability of the agency to hire more supervisors; and
8. The history and tradition of the agency in questions.
Delegation of Authority
Delegation is the conferring of an amount of authority by a superior position
onto a lower-level position. The person to whom authority is delegated become
responsible to the superior for doing the assigned job. However, the delegators remain
accountable for accomplishment of the job within the guideline and quality standards
of the agency.
Maintaining control within the organization demands that authority be
delegated vertically throughout the organization’s pyramid, from the chief at the top
to the patrol officers at the bottom. Excessive delegation within a department
produces a tall organizational pyramid, while very limited delegation results in a short
pyramid with fewer levels of authority.
Need for delegation: Very small organization need virtually no delegation, for
example, a U.S Marshall or village constable ordinarily does not have to delegate
authority to anyone. However, when any organization outgrows the capacity for face-
to-face supervision, the chief executive must of necessity delegate some authority.
Larger organizations require still further delegation or “sub-delegation” of authority.
Compare “Accountability” As alluded to earlies, a delegation of authority does
not include a delegation of accountability. The latter cannot be delegated, since
accountability for “getting the job done” falls on the delegator and, ultimately, on the
chief executive of the agency. In other words, a chief of police must be fully
accountable to the local government (city, country) for the actions with the chief
would violate the basic notion of administrative responsibility.
Unity of Command
Traditional theories of organization insisted that each employee should have
only one supervisor or boss, and considered this principle of “unity of command” the
backbone of any organizational structure. Thus, a patrol officer for example, would
always receive orders from one sergeant and would always report to that same
sergeant. If the officer was instructed or advised by a detective, garage sergeant, or
any other administrator (with the possible exception of the chief), the officer is
expected to check with his or her sergeant before taking any action.
12
c. It facilitates communication and reduces intra-agency conflicts by eliminating
contradictory orders.
d. It enhances supervision of control.
Formal Communication
Basically, communication is the process of sharing understanding and
information on common subjects. More precisely, it is an intercourse between,
through or more people by means of words, letters symbols, or gestures for the
purpose of exchanging information. Procedures, channels, and standardized languages
are essential to effective communication within such large organization.
While the eight elements previously discussed are crucial to any police organization,
they would remain fragmented without some means of integrating them into a
meaningful and practical whole. The integrating element is communication. Through
communication, personnel are kept informed of the objective of the organization, of
the means selected for achieving them, and of the information necessary for the
continuing operation of the department. Effective communication would ensure a
common understanding of department goals, policies, and procedure and this helps to
bind the agency together.
13
4. Functional Principle- refers to division of work according to type, place, time
and specialization.
5. Line and Staff- implies that a system of varied function arranged into a
workable pattern. The line organization is responsible for the direct
accomplishment of the objectives while the staff is responsible for support,
advisory or facilitative capacity.
6. Principle of Balance- states that the application of principles must be balanced
to ensure the effectiveness of the structure in meeting organization’s
objectives.
7. Principle of Delegation by Results- states that authority delegated should be
adequate to ensure the ability to accomplish expected results.
8. Principles of Absoluteness of Responsibility– explains that the responsibility
of the subordinates to their superior for performance is absolute and the
superior cannot escape responsibility for the organization on activities
performed by their subordinates.
9. Principle of Parity and Responsibility-– explains that responsibility for action
cannot be greater than that implied by the authority delegated nor should it be
less.
10. Authority level principle– implies that decisions within the authority of the
individual commander should be made by them and not be returned upward in
the organizational structure.
11. Principle of Flexibility- which means that the more flexible the organization,
the more it can fulfill its purpose.
According to Time Frame- The elements are divided into many shifts or
watches according to the time of the day. This is the most primary form of police
organization. Any large functional unit can also be organized according to time if the
demand exists.
14
them into squads assigned to specific sectors of jurisdiction, with a sergeant in charge
of each squad.
15