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Naming The Unnamable Jean-Jacues Rousseau's General Will - En.id-Dikonversi
Naming The Unnamable Jean-Jacues Rousseau's General Will - En.id-Dikonversi
Legal culture during the seventeenth and eighteenth centuries experienced a pre-
occupation with the will of an author. A very particular sense of the divine came
to be associated with an author of nature. The state too came to be described as an
autonomous (auto-nomos), self-conscious author. The author, situated outside and
prior to expression, produces the expression. If any juridical agent could trace
violent conduct to the will the state as author, the conduct was transformed from
an arbitrary subjective flat into an objective authoritative act. As I suggested in
Chapter Two, Thomas Aquinas had acknowledged the importance of such an
author. His author, though, was considered invisible. His was the Author, a divine
authoriz- ing origin of all natural and human laws. Hobbes’ authors, in contrast,
were considered human agents or “artificial persons” in his tems. Human authors,
sharing conven- fions about the signification of words, created a social contract.
They delegated their authority to a supra-artificial person, the Leviathan, whose
laws guarded the terms of the contract and guided social behaviour. The
Leviathan and all offices of the state were “actors” who played with the intent of
the contract.
So one can appreciate two senses of an ‘author’ in late medieval and modern
legal thought. First, there are ‘historical authors’ or what Hobbes called “actors.”’
Such historical authors are locatable in time and space. Generally, they are situ-
ated on a pyramidal hierarchy of institutions. Their authority to author statutes
and regulations is drawn from such a locus. Offices of the state speak to each
other. The enactment of statutes and regulations is historically contingent. And
that authority legitimizes their en-/orcement of the legal doctrines, rules and other
standards signified by their texts.
Modern legal positivism, beginning with Hobbes and continuing through
Jeremy Bentham and John Austin, focuses upon historical authors. History has a
beginning in the positivist project. For Hobbes, history begins after beasts have
acquired conventions as to what their particular grunts and noises signify and, in
particular, after civil institutions have been created in the name of the wills of the
first authors of linguistic expression. At that point, they can produce thoughts by
authoring expression. Authors can then speak with each other and make promises
1 Interestingly, Latin (by which Hobbes wrote his first edition of the Leviathan) uses acteurs and aii/eur:s
synonymously.
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KAMI Conklin, Asal Usul yang Tak Terlihat dari Positivisme Hukum
© Kluwer Academic Publishers 2001
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to each other. Even morality and justice begin only when such historical authors
can express themselves through a language. Most importantly, for our purposes,
historical authors, or“actors,” express themselves by positing expression that
others recognize as civil law. Legal authority begins with such expression. All
else is pre-legal — bodily struggle, morality, political wisdom and theology.
Hobbes is not alone in this regard. John Austin writes that there are “laws
properly so called” and these laws, he differentiates from laws “improperly so
called.” Laws “properly so called” are assignable to distinct authors whose ex-
pression is historically contingent. Laws “improperly so called” are not identifi-
able with authors or, if with authors, then authors who are not disfinct nor
locateable upon the official pyramidal hierarchy. H.L.A. Hart too differentiates the
pre-legal from the language of the legal world. The concept of law begins, Hart
claims, when rules are written. But such written rules merely “approximate” a
“pre-legal” world that is characterized by unwritten and unspoken judicial
practices. Hans Kelsen too distinguishes between a “primitive” legal order and a
modern legal system. Historical authors are located in the latter. Historical authors
will norms. Without historical authors, there would not be humanly posited
norms. We would fall back upon universal transcendental principles, such as
Aquinas advocated, for the authorizing origins of civil laws. Even Ronald
Dworkin postulates a pre- legal world without historical authors. History begins
when human agents, albeit interpreters rather than the ‘creators’ of texts, create a
coherent structure of thoughts in an effort to reach a pre-legal paradise where all
rational contradictions have worked themselves pure.
The basic question to be addressed, then, is this: if human agents, or their
institutions, author civil laws, how do we know which human agents may author
texts authoritatively? What authors count as legal authors? After all, there must
be some finality to the trace of historical authors or their rules/norms. We have
observed that Plato, Aristotle, Hobbes, Bentham, and Austin each recognized the
need for such finality. And each recognized that finality would only arrive on the
scene if there were a single externality that grounded the expression of historical
authors. One strain of the Tradition of legal positivism, led by Hobbes, postulates
that there are invisible authors who ground the structure of rules/norms and insti-
tutions of the historical authors. Invisible authors, emerging from a language-less
condition, are located outside history, for history only begins with the institutional
actors who posit civil laws. The invisible authors are absent from the consequen-
tial legal structure. As Hobbes remarks, without such a grounding of authority in
invisible authors, the enunciations and scripts of a legislature or king are little
different from the scripts of a philosopher. Nor are they any more legally weighty
than un-authored customs. Precisely because the authors in the natural condition
express their thoughts in a world where they have hitherto lacked a language, the
NAMING THE UwAMABLE: Roussmu 125
historical authors may never return to such a condition. Having gained a language,
the historical authors cannot escape from it. Historical authors may only access an
object, Hobbes insists, through the signs of the o&cials in the legal structure.
Reality only begins with signs, Hobbes especially emphasizes early in the
Leviathan. A con- dition, inaccessible from within the language of the offices of
the state, provides Hobbes with the finality needed to ensure that the scripts of
human agents are authori- tative and, therefore, ‘existent’ and enforceable. It
makes sense, then, that we should call the originary authors, invisible authors.
Today, one is continually reminded of the ‘people’ in politics and in
adjudication, as the judiciary is an unelected institution in a society which claims
to be demo- cratically elected by the people. The big question with respect to the
problematic of finality, in the context of the referent ‘the people, is whether the
habits of the people are, like Hobbes’s authors, inaccessible or invisible from
within the lan- guage of the legal structure. Are the habits of obedience assignable
to distinct historical authors? Are the habits quantifiable? Must we signify such
habits of obedience through signs? Must the signs be recognizable by judges and
lawyers and legislators as legally binding signs? Or, when pressed, are the habits
of the people, like the language-less natural condition of Thomas Hobbes, absent
from the legal institutions? Indeed, are the peoples really an in itsel], ‘the People,
an invisible author not unlike Hobbes’s invisible authors who created the social
con- tract? Do the people, as the ultimate referent of legal positivism, precede
history? Do they precede legal existence?
2 Jean-Jacques Rousseau, Social Contract, ed. Maurice Cranston (London: Penguin, 1968), Bir. 2, chap.
4, p. 74 (hereinafter cited, for example, as 2.4.74).
126 CHAPrnR Fivn
Most importantly, Rousseau shares with Hobbes the belief that authoritative
civil laws are separate from the moral content of such laws. If a juridical official
posits his own personal values in the application of a legislative rule, such an
official commits an act of violence, Rousseau writes. Violence should “never be
exercised except by virtue of authority and law.” 3 Put another way, “since the law
unites universality of will with universality of the field of legislation, anything
that any man, no matter who, commands on his own authority is not a law.”4
Because juridical officials may not, in fact, gain an immediacy or presence with
the general will, the most that one can say is that such officials ought to gain such
an immediacy. The only issue, for Rousseau, is ‘what renders the authorizing
origins for a civil law?’ The rational linkage of a civil law to the transcendental
gen- eral will transforms the violence of a personal act into the impersonality of
an authori- tative act. Indeed, the general will, the final grounding of civil laws,
provides the archimedean point with which to evaluate the moral content of any
one legislated rule or action. Morality, that is, only begins when a society has civil
laws. And civil laws depend upon their locus in a system of interconnected civil
laws.
But can the general will be accessed through the civil laws? Is the general will
knowable to the judges and lawyers who refer to the civil laws of historical au-
thors? Can the general will, at best, be approximated as a post facto posit of a civil
law whose author claims to be implementing the general will through the civil
laws? Is the general will an invisible author much like Hobbes’s invisible authors
in the natural condition?
Rousseau’s legal theory is sometimes associated with natural law theory pre-
cisely because of the transcendence of the general will vis-a-vis humanly binding
laws. Yet, certain aspects of Rousseau’s legal theory suggest a privileging of legal
posifivism. Rousseau offers us two of the key characteristics of legal positivism.
First, although one may inquire into the moral content of a civil law in order to
test whether the law contradicts the general will, this inquiry is not a subjective
judgment. Rather, as with Hobbes, the legislated rule is invalid if it exceeds the
chain of authoritative rules in civil society. And the chain of authority ends with
the general will, “the source and supplement of all laws. 5 If juridical officials
apply civil laws unequally, for example, they contravene the general will. Such
unequally applied laws lack legal authority. So too, legal obligation towards a
government is found wanting if the government exploits the citizen.
Although Rousseau’s analysis entertains a far wider inquiry as to what
constitutes an author- itative rule than does Hobbes’s, Rousseau phrases the
issue of the relation of law and morality in much the same terms of legal
authority as does Hobbes. Legal officials act inequitably or wrongly, not
because of the Goodness or Rightness of their action independent of the
authority of their action, but because they exceed the vires allotted to their
authoritative action. It just so happens that Rousseau admits that the ultimate
author, the general will, transcends the offices on the legal structure, whereas
Hobbes insists that the ultimate author, the Leviathan, delegates its authority
to actors as agents. That is, Rousseau admits that the gen- eral will is located
external to the structure of civil institutions and yet, like a spirit, it permeates
the minds of historical authors.
Rousseau shares a second characteristic with legal posiEvism. The scope of
authoritative civil laws is comprehensive over all human conduct: “[m]an is
born free, and he is everywhere in chains.”‘ No pamcular will, no private
thought, no local interest may override the universal laws of the state. Indeed,
“no sooner does one man, setting aside the law, claim to subject another to his
will, than he departs from the state of civil society, and confronts him face to
face in the pure state of nature, in which obedience is prescribed solely by
necessity.” 7 Naked violence characterizes such a pre-legal realm. The total
dominance of the legal stricture is compatible with the freedom of the
individual.' Even the king is sub- ject to the laws. The authority of civil laws is
so total that no one governmental office is supreme over the civil laws: “the
government be not master of the law.”’ The civil laws work affirmatively to
create conditions where the dependence of slave upon master may be
terminated.'° For civil laws express a “celestial voice” and “wonders.”
Legislators function, then, as guardians of the civil laws." And individual
rulers and legislators are less opposed to the general will, as suggested by
Dennis Lloyd," than do legislatures manifest one transient moment in the re-
presentation of the general will as a civil law.
Yet, despite the separability of authoritative rules from the moral Goodness or
Rightness of the content of the rules and despite the total enclosure of human
thought and action by authoritative laws, the general will — the authorizing origin
of legal reasoning — is inaccessible from the language of the enclosing civil laws.
That is, the establishment of civil laws in not itself a legal act. For the general will
emanates from a pre-legal condition that judges, lawyers, and legislators can never
retrieve. Rousseau admits at the end of the Discourse on Inequality, for example,
that, once one has grown dependent upon civilization, one may not escape from
civilization’s hold. Of course, the mark of the first signs of civilization is whether
human authors have authored universal rules. The right to private property is such
an indicium. One is condemned to be a citizen under the laws of a constitution
even though “there always arise more real calamities than even apparent advan-
tages.”” One “cannot fail to be struck by the vast distance which separates the
two states,” Rousseau remarks. i’ Indeed, the road from the state of nature is “lost
and forgotten” once the citizen is compelled to live under the civil laws. The
officials of civil society forget their own authorizing origin in a state of nature.
The origin is “vanished by degrees” to the point that the civil laws lack “any real
foundation in nature.” I '
Even if the historical authors of civil society remembered that they had forgot-
ten the authorizing origin of civil laws, they would, like Hobbes, be unable to
access the origin through the language of the historical authors and their legal
officials. An invisibility encircles the natural condition despite or, perhaps,
because of the necessity of the totality of civil laws.
History begins, then, with the human posit of civil laws. Legal existence
begins with such civil laws. Civil laws are primary. Morality and justice merely
supple- ment civil laws. Rousseau insists, though, that the general will, a
remainder of the forgotten, authorizing natural condition, is part and parcel of the
totality of civil laws. That is, though external to the legislated rules, the general
will remains present through the civil laws. If the general will is silenced by the
rise of particu- lar interests, “everyone, animated by secret motives, ceases to
speak as a citizen any more than as if the state had never existed.”' 6 The civil laws
then have private interests as their end. And the state collapses into “an empty and
illusory form.” The general will remains “always unchanging, incomiptible, and
pure,” though. The healthy state is the general will. The general will is an in itsel].
As such, la volonté is inaccessible from the language of the civil laws. La volonté
is ever- present, yet invisible. La volonté is, perhaps, a holy ghost.
b) Civil society
As with Hobbes, the critical moment for the trace of the authority of civil laws
arises when authority is transposed from the state of nature to a civil society.
At that point, one’s absolute and natural liberty “is alienated in whole,”
according to Rousseau." Re-contextualized into civil society, the particular
individual recov- ers whatever he or she lost in the alienation. The individual
recovers what he or she has lost through the posit of civil laws.
The individual gains something more, though, as civil laws are posited.
The individual acquires greater power than he or she had in the state of nature,
because he or she is now “an indivisible part of the whole,” the “whole” being
the general will. Rousseau considered the pamcipants associated with the
general will to be “the people” collectively. Once civil laws are posited,
individuals become citi- zens. The general will speaks through the civil laws. The
general will — “an artificial and corporate body” — is sovereign. The people
legislate in the name of the general will. Likewise, all o&cials are constrained by
the general will. Even the legislature or the government o&ces are subject to the
general will. For example, if a juridical agent imposes disproportionate burdens
upon citizens, such action lies “outside the sover- eign’s compeence.” Such action
lacks authority and becomes a private matter." The agents of the general will are
bound to their own covenants.
17 Social Contract, 1.6.61. This point is discussed in G.D.H. Cole, “Introduction,” to Discourse, v-xxxviii.
18 Social Contract, 2.4.77.
19 Social Contract, 3.6.82.
130
2. The Legislature
Rousseau insists that it is not enough to trace a civil law to some legislature or
judge or king or even to the will of the general populace. The general will tran-
scends the particular wills of a legislature, court, government, or populace. And
this transcendence alone finalizes the tracing project. If the people transferred
their liberty to a legislature or government, for example, such a transference
would be “illogical and nugatory.”2' A legislator merely proposes laws to the body
poli- tic. The body politic considers whether the general will authorizes such
proposed laws. Although I participate through the general will as a citizen, the
general will is independent of my legal person, Rousseau insists. The general will
is a moral being with a unity, a common ego, a life, and a will of its own." As
Rousseau puts it in the Social Contract, “[eJach one of us puts into the community
his person and all his powers under the supreme direction of the general will; and
as a body, we incorporate every member as an indivisible part of the whole.” 22 I
am juridically equal with all other juridical persons in the state because the
general will ration- ally transcends the multiplicity of particular differences.
Rousseau attributes such a rationality to all juridical persons.
Unlike the Hobbesian situation where intermediaries signify the will of the
Leviathan, Rousseau describes a bonding between citizen and general will. The
bonding is not unlike the unwritten laws of early Greek tribes, as I have described
in Chapter One. Rousseau claims that the citizen shares an immediacy with the
general laws. Such a bonding is so tight that “[a]ny law which the people has not
ratified in person is void; it is not law at all.” 2' Each citizen participates directly in
the manifestation of the general will through civil laws. Historically contingent
institutions do not authorize posited laws. A representative assembly, for exam-
ple, cannot posit a general binding law because such a legislature re-presents the
general will. An assembly merely submits proposed laws for popular approval. As
Rousseau claims, “[l]aws are really nothing other than the conditions on which
civil society exists. A people, since it is subject to laws, ought to be the author of
them.”2‘ Because particular citizens cannot renounce their individual wills and
because a body politic is formed notwithstanding the inalienability of particular
wills, a problem remains: “How to find a form of association which will defend
the person and goods of each member with the collective force of all, and under
which each individual, while uniting himself with the others, obeys no one but
himsel), and remains as free as before.” 2’ In Book Two, Rousseau offers a pre-
existing, rational, universal general will, speaking through abstract laws, as just
such an association. Kant later sought to express this universality through the
categorical imperative. The general will speaks. The general will speaks through
abstract laws alone. This legal voice is “celestial.”°‘
Is the general will analogous to Hobbes’s authors who emerge from the
natural condition? Rousseau responds in the negative. Although Rousseau
states in one place that “[a] people ought to be the author of [the laws], 2’ he
emphasizes to- wards the end of the Social Contract that the citizenry do not
necessarily author the general will. Like the Leviathan, the general will is a
single unilingual and monologic voice — unilingual because all officials who
write in its name write in the same official language, and monologic because
the citizens, as addressees, must passively listen to the general will’s officials
without there being a break for the citizens to interject. A single will, not a
multiplicity of wills, constitutes the general will. Further, the general will is
“indestructible” in contrast to the contin- gently situated body politic. The
body politic inevitably dies just as does any living organism. Further, the
general will is constant. Indeed, rather than arbitrat- ing people’s opinions, the
minister of censorship speaks on behalf of the rational general will. Particular
governments may err in contrast with the general will. Symptomatic of Ronald
Dworkin’s “law beyond law,” the general will can never err. Rousseau puts
this point this way in his essay, Political Economy:
But how, I shall be asked, can the general will be known in cases in which it has
not expressed itself? Must the whole nation be assembled together at every
unforseen event? Certainly not. It ought the less to be assembled, because it is by
no means certain that its decision would be the expression of the general will;
besides the
method would be impracticable in a great eople, and is hardly ever necessary
where the government is well-
intentioned.28
31 Asher Horowitz, Rousseau, Nature and Histoz› fToionto: University of Toronto Press, 1987), 188.
32 Sociol Contract, 3.1.101.
33 Socin/ Contract, 3.2.135; 3.7.122; 3.11.137. The body is born, but it ines'itably dies because the
head always eventually dominates the heart. Rousseau’s association of the metaphors of the body
with lhe institutional arms of the “body politic” (his term) is crucial to understanding his refusal to
allow civil laws to be entrapped io tbe rcprescatatJvc sigas of a semiotic system.
34 Social Contract, 3.4.106.
35 Social Cotitraci, 3.15.141.
36 mere/ C’onknci, 3.1.69.
NAMING THE UwAMABLE: Roussnnu 133
will is a presence or an immediacy with the officials and citizens. There are no
signs that can mediate between the general will and the thoughts of the human
agents. Rousseau realizes that juridical agents may only ex post facto re-
present the general will. The public may fail to voice the general will when,
for example, the meanest interests of particular wills dominate civil society. In
that circum- stance, the general will is subordinate to particular interests.
Because the general will is permanent, omnipotent, and transcendent, this
comiption eventually leads to the death of the body politic. Particular wills,
despite their claim to represent the general will, may comipt the
institutionalization of the general will. Although the general will lacks an
identity because it lacks particulars, it bears repeating that the general will is
said to possess an ego and a body. Moreover, the general will is believed to
speak (and thereby to act) in civil society through general laws: “the law is
nothing other than a declaration of the general will. 37 Accordingly, the
government or the popular will may err in their implementation of the general
will, although the populace may be misled and although the populace may
not discern the public good.” The general will is always rigftt. True laws
would never be oppressive because, reflecting the “always unchanging,
incomiptible and pure”39 interests of humankind in general, it would not be in
the interest of the general will to impose fetters upon the populace or any
faction of the populace.
Although the general will arficulates the communal interest through laws,
the general will stands ‘out there’ beyond the civil laws. The absence of the
author- izing origin drives legislators to continually amend civil laws so as to
better approximate the general will. The externality of the general will
functions as an archemedean point upon which to ground the authority of the
civil laws. The general will, like the “rational and impartial spectator” of
Kant’s metaphysics of morals and the invisible authors of Hobbes’s legal
structure, is situated spatially behind and temporally before all posited laws.
The general will is an a priori concept which does not depend upon some third
factor to gain a signification.
consider any individual man nor any specific action.”" Being abstract, a
general law is purged of all human inclination and historical contingency.
Consequently, the expression of the general will conceals a multiplicity of
voices. The general laws recognize a person as universal, rational, abstract,
equal, and bodiless, much as Hegel describes the juridical person in the
moment of abstract right in The Philosophy ofRight. All such universal
persons are equal before the general will, and all such persons are entitled to
equal benefit under the general will. This formal equality prevents laws from
being enacted for particular individuals or a particular set of circumstances.‘2
The general will, as expressed through the legislation of historical authors,
unites citizens. How so? Purged of the social and historical contingencies or
particular wills, the general will transcends parhcular circumstances and
thereby rationally joins them through the transcendent bridge. “According to
the fun- damental concept,” according to Rousseau, “it is only the general will
which binds individuals.”” Civil laws do not bind individuals. This binding
unity contrasts with the anthropological or experiential character of social
bonding. The unity is artificial, rational, and juridically defined, not an
amalgam of particular wills that have been embodied with experienced
meanings. The statutes of the people, de- crees of a government, and
judgments of the judiciary merely approximate the transcendent general will.
The authorizing origin of a legislative and adjudicative act is intrinsically
valued in and for itsel]. Being an indeterminatetranscendental form emptied of
particulars, the general will is the first cause of civil laws of a modem state.
Even the sovereign state itself is subordinate to such a first cause. The state
too is an “artificial person,” “a mere fictitious entity(since it is not a man).’^
The general will is what Judith Shklar describes as ‘that supreme illusionist.”‘5
The name of the general will names nothing because it names the
unnameable.’ 6
legislatures that enact such general laws. The parficular wills of a legislative
body are grounded in a formless origin. This unreachable origins is a One
rather than the Many, just as Hobbes insisted that all juridical actors defer to a
One that stands behind all civil laws. Like a human agent, the One is
believed to possess a body and a consciousness. But the One is absent from
civil society. The One lacks the public language of civil institutions. The
will of the One can only be expressed through general laws. Juridical agents
of the General Will can only approximate the thoughts of the One through
their posited laws.
In sum, early modern legal thought poses an origin that is absent from
the public language of general laws. Rousseau’s General Will is one such
origin. The General Will is pure in that it lacks any particular identity that
would possess the inclinations and particularities associated with historical
contingency. Rousseau believes that the citizen is immediately bonded with
the absent arche of the au- thority of all human laws, without the
significations that Hobbes had considered so important for there to be
knowledge. All legislatures and judges act as agents of Rousseau’s pure
will. Agency governs their actions. It is not a question of civil institutions re-
presenting the General Will, but of such institutions acting within the
boundaries that the General Will authorizes of its agents. In Hobbes’s case, all
juridical actors represent a “mortalle God” who, in turn, represents the invisible
authors in an inaccessible state of nature. Hobbes’s mortal God unifies the
multi- ple wills in this mythical/mystical natural condition. Situated in a pre-
history or, more correctly, an a-history, the origin of civil laws cannot be
reached through the signs of a legal language. Once again, the authorizing
origin of civil laws is pre- legal.
Both Rousseau’s General Will and the invisible Author of Hobbes’s natural
condition possess a purity and presence that we lesser humans in civil society
can only approximate through our deliberation and interpretation of civilly
posited statutes and other legal documents. Juridical agents can never access
such a pres- ence. The King is dead. Only a God can save the King.