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Clinical Chemistry 59:4

617–628 (2013) Review

The Human Gut Microbiome and Body Metabolism:


Implications for Obesity and Diabetes
Sridevi Devaraj,1,2 Peera Hemarajata,1,2 and James Versalovic1,2*

BACKGROUND: Obesity, metabolic syndrome, and type 2 microbiome as a potential contributor to the rapidly
diabetes are major public health challenges. Recently, increased prevalence of obesity (3–5 ). This review fo-

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interest has surged regarding the possible role of the cuses on recent advances in the understanding of the
intestinal microbiota as potential novel contributors to gut microbiome and techniques to assess the micro-
the increased prevalence of these 3 disorders. biome and its relationship to human body metabolism,
obesity, metabolic syndrome, and type 2 diabetes (Fig. 1).
CONTENT: Recent advances in microbial DNA sequenc-
ing technologies have resulted in the widespread appli- The Human Gut Microbiome: The Toolkit behind
cation of whole-genome sequencing technologies for the Science
metagenomic DNA analysis of complex ecosystems
such as the human gut. Current evidence suggests that The widespread application of 16S rRNA gene se-
the gut microbiota affect nutrient acquisition, energy quencing for detection of bacterial pathogens and mi-
harvest, and a myriad of host metabolic pathways. crobial ecology has provided a robust technical plat-
form for the evaluation of the bacterial composition of
CONCLUSION: Advances in the Human Microbiome the human microbiome. Sequencing of 2 primary tar-
Project and human metagenomics research will lead gets within bacterial 16S rRNA genes yielded valuable
the way toward a greater understanding of the impor- compositional data pertaining to the human fecal mi-
tance and role of the gut microbiome in metabolic dis- crobiome of 242 healthy adults (6, 7 ). In the Human
orders such as obesity, metabolic syndrome, and Microbiome Project, 18 different body sites were sam-
diabetes. pled and sequenced. Stool specimens were the single
© 2013 American Association for Clinical Chemistry specimen type used to study the intestinal microbiome.
Previously published studies demonstrated the varia-
tion in composition of the gut microbiome among lo-
Obesity, metabolic syndrome, and type 2 diabetes are cations within the gastrointestinal tract in different
major public health challenges, affecting approxi- mammalian species. For example, 16S rRNA gene se-
mately 26 million children and adults in the US. More quencing has been deployed to study the maturation
than 8% of the US population has diabetes, of which of murine cecal microbiota, and these studies dem-
17.9 million people have the metabolic syndrome (1 ). onstrated the existence of a large number of yet-
During the past 20 years, obesity has dramatically in- unidentified bacteria that inhabit the mammalian in-
creased in prevalence in the US. More than 1 in 3 US testine (6 ). Such sequencing strategies, which are cul-
adults (36%) are obese, and approximately 12.5 mil- ture independent, are essential for determining
lion (17%) of children and adolescents (age 2–19 years) bacterial composition of the microbiome and its rela-
are obese (2 ). In the US in 2010 (2 ), all of the states had tive stability and diversity over time. Thus, it is essential
a prevalence of obesity of over 20%. The heterogeneity to develop robust experimental models of the human
of these disorders has been demonstrated through both microbiome to delineate important mechanistic pro-
anthropometric and genetic studies. These metabolic cesses in the development of human disease states.
disorders are believed to be caused by a combination of Advances in sequencing technologies have resulted
genetic susceptibilities and lifestyle changes. Recently, in the widespread application of whole-genome (WG)3
interest has surged in the possible role of the intestinal sequencing technologies for metagenomic DNA anal-

1 3
Department of Pathology and Immunology, Baylor College of Medicine and Nonstandard abbreviations: WG, whole genome; NMR, nuclear magnetic res-
2
Department of Pathology, Texas Children’s Hospital, Houston, TX. onance; GC-TOFMS, gas chromatography TOF mass spectrometry; SCFA, short-
* Address correspondence to this author at: Department of Pathology, Texas chain fatty acid; CAZymes, carbohydrate-active enzymes; CLA, conjugated
Children’s Hospital, 1102 Bates Ave., Suite 830, Houston, TX 77030. Fax linoleic acid; GLP-1, glucagon-like peptide 1; RYGB, Roux-en-Y gastric bypass;
832-825-1165; e-mail jamesv@bcm.edu. HILIC-HPLC, hydrophilic interaction liquid chromatography–HPLC; TNF, tumor
Received September 4, 2012; accepted January 16, 2013. necrosis factor; GABA, ␥-amino butyric acid; Fiaf, fasting-induced adipocyte
Previously published online at DOI: 10.1373/clinchem.2012.187617 factor; LPS, lipopolysaccharide; TLR, Toll-like receptor; BB, biobreeding.

617
Review

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Fig. 1. Hyperglycemia (HG) and increased free fatty acids (FFA), which are hallmarks of obesity, metabolic
syndrome, and diabetes, combined with a high-fat, high– glycemic load diet, could result in increased activation of
the inflammasome complex as well as increase the activation of macrophages via increased TLR activation and
nuclear factor ␬B (NF-␬B) activation.
Increased metabolic endotoxemia may occur and activate the TLR4 pathway via the adapter protein, MyD88, leading to immune
cell activation and inflammation. Also, macrophages could infiltrate the adipose tissue and activate mitogen-activated protein
kinases, such as c-Jun aminoterminal kinase (JNK) and NF-␬B, resulting in increased cross-talk and adipose-tissue– derived
adipokines. A hyperglycemic and high fat diet could also result in changes to the gut microbiome by altering the content of
histidine, glutamate, SCFAs, and other factors and promote gut-barrier dysfunction and conditions prevalent in obesity,
metabolic syndrome, and diabetes by altering the host response. All of these metabolic alterations that result in increased
systemic inflammation, macrophage activity, and TLR activation contribute to the increased cardiometabolic burden in obesity,
diabetes, and metabolic syndrome.

ysis of complex ecosystems such as the human intestine tional responses of an ecosystem to dietary changes,
(7 ). WG sequencing strategies provide microbial com- drug therapy, epigenetic alterations, and environmen-
positional as well as functional information. WG data tal perturbations. Alternatively, most genes (usually
can be used to infer bacterial composition, and these approximately 2000 genes per bacterium) in the micro-
data yield information similar to that generated by 16S biome are sequenced so that metabolic and other func-
rRNA gene sequencing. The genome sequences of tional pathways can be evaluated in each individual’s
highly abundant species are well represented in a set of metagenome. Functional WG data provide opportuni-
random shotgun reads, whereas less abundant species ties to find out which metabolic pathways are affected
are represented by fewer sequences generated in a next- and how the microbiome may contribute mechanisti-
generation sequencing run. This relative richness per- cally to health and disease states. This technology cre-
mits the comprehensive measurement of the composi- ates the formidable challenge of managing vast data

618 Clinical Chemistry 59:4 (2013)


The Human Gut Microbiome and Body Metabolism
Review

sets. Advances in next-generation DNA sequencing malian biology and human health and disease. The Hu-
yielded 576.7 Gb of microbial DNA sequence data, man Microbiome Project was approved in May 2007 as
which were generated with an Illumina™ genome an- 1 of 2 major components (in addition to the human
alyzer (Illumina) from total DNA from the stool sam- epigenomics program) of NIH RoadMap version 1.5
ples of 124 European adults (8 ). The relationship be- (now known as the Common Fund). Recently, 2 sem-
tween the commensal microbiota that comprise the gut inal reports from the Human Microbiome Project con-
microbiota and those that are in the intestinal barrier is sortium (10, 11 ) described investigations in which a
complex and differs spatially throughout different ar- population of 242 healthy adults were sampled at 15 or
eas of the gastrointestinal tract. Fecal metagenomics 18 body sites up to 3 times, 5177 microbial taxonomic
measures ecosystem changes in stool or the distal intes- profiles were generated from 16S rRNA genes, and

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tine, but it does not compare the microbiomes in dif- more than 3.5 T bases of metagenomic sequences were
ferent regions of the intestine. It is also important to generated. In addition, in parallel, the Human Micro-
note that metagenomic analysis of fecal samples does biome Project consortium has sequenced approxi-
not include all important molecular interactions mately 800 human-associated reference genomes. This
within the gastrointestinal tract. Turnbaugh et al. have resource will provide a framework for future studies of
proposed the idea of a core set of functions within the disease states and a reference collection of healthy human
microbiome, and the tools of proteomics and metabo- microbiome data. The data set will enable future investi-
lomics may be required for more in-depth functional gations into the epidemiology and ecology of the human
analyses (7, 9 ). From a systems perspective, meta- microbiome in various disease states, and treatment strat-
genomic analyses may provide further details on spe- egies will evolve from these studies. Using compositional
cific intraindividual changes and thus have major im- and functional approaches, the relationships between
plications for personalized medicine strategies. pathological variations in the gut microbiome and several
Metatranscriptomics, metaproteomics, and meta- disease states have been delineated.
bonomics will be useful to explore the functional as- Urine metabolomics provides an opportunity for
pects of the gut microbiome from the top down. Real- studies of the microbiome’s impact on whole-body
time analysis of the intestinal microbiome is a useful metabolism. The advantages of using urinary samples
tool in the development of personalized approaches to include relatively large sample volumes and the conve-
targeted therapies. Metabonomics can be described as nience of noninvasive collection. In addition, urine
the study of metabolic responses to chemicals, the en- samples can be used for the investigation of the chro-
vironment, and diseases and involves the computa- nology of metabolic changes and thus are a valuable
tional analysis of spectral metabolic data that provide tool for investigations related to the pathogenesis or
information on temporal changes to specific metabo- progression of disease and for screening and diagnosis
lites. In addition, metabonomics provides global met- as well as prognostic evaluation. The methods com-
abolic profiling of an individual in real time. It is pos- monly used for metabolic profiling of urine include
sible, with such approaches, to elucidate complex procedures such as nuclear magnetic resonance
pathways and networks that are altered in specific dis- (NMR) spectroscopy, LC-MS, GC-MS, and gas chro-
ease states. The combination of metabolic profiling and matography TOF mass spectrometry (GC-TOFMS). In
metagenomic studies of gut microbiota permits the a recent seminal report, the Nicholson group described
study of host and microbial metabolism in great detail. a method for urine collection and storage that empha-
Such analysis of functional components of the micro- sizes the importance of midstream urine collection and
biome that affect metabolism and human health is re- the addition of urease before the freezing of urine sam-
ferred to as functional metagenomics. ples. This method will eventually be used for metabolic
Metagenomics and the science of the human mi- profiling. Before analyses by GC-MS– based tech-
crobiome have arrived at the forefront of biology pri- niques, urease activity is terminated with ethanol or
marily because of major technical and conceptual de- methanol and then derivatized by subjecting the sam-
velopments. The major technical development was the ple to oximation followed by trimethylsilyl derivatiza-
deployment in many centers of next-generation DNA tion (12 ). Because of the various sample preparation
sequencing technologies with greatly enhanced capa- steps, it is important to use biological QC samples and
bilities for sequencing collections of microbial ge- check the validity of the data that are obtained from
nomes in the metagenome. Technological advances GC-MS– based techniques that use principal compo-
have created new opportunities for the pursuit of large- nent analysis. GC-MS– based metabolomic studies in-
scale sequencing projects that were difficult to imagine clude several steps such as baseline correction, noise
a decade ago. The key conceptual development was the reduction, deconvolution, peak area calculation, and
emerging paradigm of the essential nature of complex retention time alignment, and these steps help to gen-
microbial communities and their importance to mam- erate consistent data. Several different commercially

Clinical Chemistry 59:4 (2013) 619


Review

available software programs can assist in such correc- number) compared to roughly 20 000 –25 000 genes in
tion strategies before data analyses. Also, in urinary the human genome. This microbial “factory” contrib-
metabolic profiling, it is important to normalize data utes to a broad range of biochemical and metabolic
(on the basis of volume, creatinine content, and other functions that the human body could not otherwise
variables) to obtain meaningful information and min- perform (21 ). Although diet-induced changes in gut
imize the influence of dilution. Using this protocol, microbiota occur within a short time frame (1–3– 4
investigators were able to undertake high-throughput days after a diet switch), the changes are readily revers-
metabolic profiling of approximately 400 – 600 metab- ible (22, 23 ). In animal models, the ratio of the most
olites in 120 urine samples per week. High-throughput prominent intestinal bacterial phyla, the Bacteroidetes
analyses by NMR spectroscopy or MS are metabolic- and Firmicutes, is altered in response to dietary

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profiling strategies that are widely used to provide changes (22, 23 ). Disruption of the energy equilibrium
global metabolic overviews of human metabolism (13– leads to weight gain. Mouse model studies have dem-
16 ). Coupled with computational multivariate analy- onstrated the relationship between energy equilibrium,
sis, these methods provide a deeper understanding of diet, and the composition of the gut microbiome.
disease states and can lead to biomarker discovery. This Transplantation of the gut microbiota from obese do-
approach facilitates the quantification of environmen- nors resulted in increased adiposity in recipients com-
tal influences on the host genome and human health. pared to a similar transfer from lean donors.
As part of large-scale clinical studies, this analytical Recent evidence suggests that the gut microbiota
strategy has been successfully applied to disease states affect nutrient acquisition, energy harvest, and a myr-
such as hypertension (17 ), ischemic heart disease (18 ), iad of host metabolic pathways (24 ). Recent findings
diabetes (19 ), and obesity (20 ). raise the possibility that the gut microbiota has an im-
Metabonomics can be quite challenging because portant role in regulating weight and may be partly
the chemical space associated with the endogenous me- responsible for the development of obesity. Initial evi-
tabolites is highly diversified, and thus complete meta-
dence of the relationship between obesity and gut mi-
bolic information for any sample is hard to decipher
crobial composition was reported 3 decades ago, when
completely. Common analytical technologies used in
surgically induced weight loss through gastric bypass
metabolomics and metabonomics include NMR spec-
surgery and weight gain through lesions of the ventro-
troscopy, LC-MS, and GC-MS, as well as GC-TOFMS.
medial hypothalamic nucleus were found to be associ-
These different analytical techniques have their own
ated with changes in gut microbial ecology (25, 26 ).
strengths and weaknesses and are usually used in an
These earlier studies used culture-dependent methods,
integrated fashion such that each of these analytical
platforms can provide complementary data; the selec- which detect a minority of microbes harbored in the
tion of particular analytical techniques depends on the gut. In recent years, the ability to obtain a thorough
study questions that are being posed. NMR has the ad- picture of gut microbial communities has improved by
vantage of being rapid, nondestructive to samples, and the introduction of molecular, culture-independent
applicable to intact biomaterials rich in chemical struc- techniques based on ribosomal 16S rRNA gene se-
tural information. NMR requires minimal sample quencing. Jumpertz et al. (27 ) performed an inpatient
preparation and can be used to investigate a mixture of energy balance study in 12 lean and 9 obese individuals
or several different metabolites in a single sample. as they consumed 2 calorically distinct diets for brief
However, MS-based strategies have the advantages of periods of time, and these investigators simultaneously
increased sensitivity, accuracy, precision, and repro- monitored the gut microbiota by performing pyrose-
ducibility compared to NMR. Furthermore, the cou- quencing studies of bacterial 16S rRNA genes present
pling of GC to TOFMS offers several additional advan- in feces and by measuring ingested and stool calories by
tages such as reduced analysis time and greater bomb calorimetry. This study showed that altered nu-
accuracy with respect to peak deconvolution. trient load (i.e., high calories vs low calories) induced
rapid changes in the bacterial composition of the hu-
The Gut Microbiome: Beyond Composition to man gut microbiota, and these changes correlated well
Function and Metabolism with stool energy loss in lean individuals. Increased
proportions of Firmicutes and corresponding reduc-
The gut microbial community includes approximately tions in Bacteroidetes taxa were associated with an in-
1014 bacteria that normally reside in the gastrointesti- creased energy harvest of approximately 150 kcal.
nal tract, reaching a microbial cell number that greatly These data point to a strong link between gut micro-
exceeds the number of human cells of the body. The biome composition and nutrient absorption in hu-
collective genome of these microorganisms (the micro- mans, and such studies need to be confirmed with
biome) contains millions of genes (a rapidly expanding larger numbers of study participants.

620 Clinical Chemistry 59:4 (2013)


The Human Gut Microbiome and Body Metabolism
Review

The gut microbiome is very important in main- plex enzymes that are required to break down the vari-
taining both gastrointestinal and immune function as ety of polysaccharides in the diet. Microbes, by
well as being crucial for the digestion of nutrients, and contrast, contain many genes encoding a variety of
this notion has been confirmed by studies of germ-free carbohydrate-active enzymes (CAZymes) in the hu-
mice (28 –30 ). Important metabolic functions of the man microbiome (35 ). Microbial CAzymes that con-
gut microbiome include the catabolism of dietary tox- stitute the mammalian host repertoire include glyco-
ins and carcinogens, synthesis of micronutrients, fer- side hydrolases, carbohydrate esterases, glycosyl
mentation of indigestible food substances, and assist- transferases, and polysaccharide lyases (35 ). Microbes
ing in the absorption of electrolytes and minerals. In gain access to abundant readily fermentable carbon
addition, the production of short-chain fatty acids sources that would otherwise be wasted by the host and

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(SCFAs) by the gut microbiome affects growth and dif- may use these complex carbohydrate substrates to sus-
ferentiation of enterocytes and colonocytes. Differ- tain viable, functionally robust microbial communities
ences in the metabolic activities of the gut microbiome and generate bioactive signals that affect mammalian
may contribute to variation in caloric extraction from metabolism.
ingested dietary substances, storage of calories in adi- Intestinal bacterial taxa differ with respect to their
pose tissue, and energy availability for microbial pro- abilities to utilize dietary and host-derived carbohy-
liferation. Such differences in the gut microbiome are drates (e.g., mucus components) (23, 36 ). Bacterio-
also responsible for the variation in the ability of an detes (23, 36 ) also have been demonstrated to easily
individual’s capacity to harvest energy, which may ex- assimilate dietary carbohydrates, because members of
plain aspects of obesity. Differences in gut microbial this bacterial phylum possess several carbohydrate uti-
composition and its metabolic efficiency may be re- lization pathways. However, in situations of dietary
sponsible for the predisposition of an individual to carbohydrate starvation, gut bacteria catabolize mu-
metabolic disorders such as obesity and diabetes (31 ). cins in the gastrointestinal tract as a carbohydrate
The gut microbiome can affect whole-body me-
source, thereby potentially compromising the mucus
tabolism and alter physiological parameters in multiple
layer adjacent to the epithelium. In addition to Bacte-
body compartments (32 ). In one study (33 ), gnotobi-
roides, strains of the genus Bifidobacterium contain
otic mice had increased quantities of phosphocholine
genes encoding glycan-foraging enzymes that enable
and glycine in the liver and increased quantities of bile
these gut bacteria to acquire nutrients from host-
acids in the intestine. The gut microbiome also influ-
derived glycans (37 ). Besides their capacity to hydro-
ences kidney homeostasis by modulating quantities of
lyze starch, gut microbes have developed the ability to
key cell-volume regulators such as betaine and choline
(33 ). A more recent study showed specific differences degrade numerous plant and host-derived glycoconju-
in the patterns of bile acids present and reduced overall gates (glycans) and glycosaminoglycans including cel-
bile acid diversity in germ-free vs conventional rats lulose, chondroitin sulfate, hyaluronic acid, mucins,
(34 ). Compared to conventional rats, germ-free rats and heparin. Microbial catabolic enzymes such as en-
have increased concentrations of conjugated bile acids doglycosidases may act on dietary substrates to release
that can accumulate in the liver and the heart. complex N-glycans from human milk and other dairy
sources (38 ). Fluctuations in diet may have functional
The Gut Microbiome and Carbohydrate consequences for bacteria and the host so that the “can-
Metabolism nibalization” of indigenous mammalian carbohydrates
may result in augmentation of beneficial features, pre-
Carbohydrates are an important nutritional compo- vention of diseases, or predisposition to different dis-
nent for mammals and the mammalian microbiome, ease states. For example, bifidobacteria grown on hu-
including the gut microbiota. Mammals absorb simple man milk oligosaccharides stabilize tight junction
sugars, including galactose and glucose, in the proxi- formation in the epithelium and promote the secretion
mal jejunum via specific sugar transporters. Mamma- of the antiinflammatory cytokine, interleukin-10 (39 ).
lian enzymes hydrolyze disaccharides (sucrose, lactose, The biogeography of the microbiome may be relevant
maltose) and starches to constituent monosaccharides, because specific genes/pathways such as simple carbo-
but have limited abilities to hydrolyze other polysac- hydrate transport phosphotransferase systems are
charides. As a consequence, every day a bulk of undi- more prominent in the small intestine than in the colon
gested plant polysaccharides (cellulose, xylan, and pec- (40 ). Probing into pathways which are affected by al-
tin) and partially digested starch reaches microbial terations in the gut microbiome (e.g., carbohydrate
communities in the distal gut. By hosting metabolically storage and utilization) will yield new knowledge on
active microbiota capable of hydrolyzing complex car- the role of human-associated microbes in the develop-
bohydrates, mammals avoid the need to evolve com- ment of several metabolic disorders in humans.

Clinical Chemistry 59:4 (2013) 621


Review

The Gut Microbiome and Fatty Acid Metabolism ponderance of different fatty acids, including SCFAs.
These results are supported by a recent animal study.
Intestinal bacteria including probiotics produce a di- Nonobese rats with RYGB had decreased amounts of
verse array of fatty acids that may have health- Firmicutes and Bacteroidetes and significantly in-
promoting effects. Intestinal bifidobacteria produce creased amounts (52-fold higher concentrations) of
conjugated linoleic acid (CLA), and CLA appears to Proteobacteria compared with sham-operated rats
modulate the fatty acid composition in the liver and (49 ). Obesity is a proinflammatory state. It was
adipose tissue in murine models (41 ). In addition to shown that the abundance of butyrate-producing
conjugated and free fatty acids, intestinal bacteria gen- Faecalibacterium prausnitzii species is negatively as-
erate SCFAs (i.e., acetate, butyrate, propionate) by fer- sociated with biomarkers of inflammation before

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menting dietary carbohydrates (fiber) that humans and after RYGB, indicating that this bacterial species
cannot digest themselves. A recent study showed that may contribute to maintaining a healthy gut (48 ).
germ-free mice are devoid of SCFAs, indicating the im- Thus, surgical interventions in the gastrointestinal
portance of the gut microbiota for SCFA production in tract may have profound effects on gut microbial
the intestine (42 ). Acetate is the dominant SCFA type composition, SCFA production, and the mamma-
in humans, and this SCFA appears to play an intriguing lian immune system.
role in the modulation of 5⬘AMP-activated protein ki- Interestingly, a recent study (50 ) has demon-
nase activity and macrophage infiltration in adipose strated that subtherapeutic administration of antibiot-
tissue (43 ). SCFAs such as propionate can be used for ics alters the population structure of the gut micro-
de novo glucose or lipid synthesis and serve as an en- biome as well as its metabolic capabilities. In this study,
ergy source for the host. investigators administered subtherapeutic doses of an-
SCFAs may function as microbe-derived signals tibiotics to young mice, resulting in increased adiposity
that influence carbohydrate metabolism and gut phys- in young mice and increased levels of the incretin
iology by stimulating mammalian peptide secretion GIP-1. In addition, these investigators observed sub-
and serving as energy sources for gut epithelial cells. stantial taxonomic changes in the microbiome (in-
SCFAs can stimulate glucagon-like peptide 1 (GLP-1) creased Lachnospiraceae and Firmicutes and decreased
secretion via the G-protein– coupled receptor FFAR2 Bacteroidetes), changes in key genes involved in the
(free fatty acid receptor 2) in the colonic mucosa (44 ). metabolism of carbohydrates to SCFAs (increased lev-
By stimulating GLP-1 secretion, bacterial SCFAs pro- els of acetate, propionate, and butyrate), increases in
vide signals that suppress glucagon secretion, induce colonic SCFA levels, and alterations in the regulation of
glucose-dependent insulin secretion, and promote glu- hepatic metabolism of lipids and cholesterol. Thus,
cose homeostasis. An enteroendocrinological pathway modulation of murine metabolic homeostasis can be
is proposed in which SCFAs stimulate the secretion of achieved by altering the gut microbiota through anti-
peptide YY, a hormone that is released by ileal and biotic manipulation.
colonic epithelial cells in response to feeding and seems
to suppress the appetite (45 ). High-fat diets supple- The Gut Microbiome and Amino Acid Metabolism
mented with butyrate prevented and reversed insulin
resistance in dietary-obese mice. At the same time, Beneficial microbes such as bifidobacteria and lactoba-
butyrate-producing bacteria and fecal butyrate con- cilli produce biologically active compounds derived
centrations decline with diets containing reduced from amino acids, including a variety of biogenic
amounts of specific carbohydrates (46 ). The SCFA amines. Dietary components include proteins and pep-
propionate modulates energy homeostasis by promot- tides that may be hydrolyzed to amino acids by luminal
ing GPR41 (G protein-coupled receptor 41)-mediated proteinases and peptidases. Amino acids derived from
activation of sympathetic neurons, in contrast to ke- dietary protein sources may serve as substrates for lu-
tone bodies (47 ). The ability to modulate sympathetic minal bioconversion by the gut microbiome. Diverse
outflow provides another mechanism linking the gut microbial enzymes may contribute to mammalian
microbiome to the enteric nervous system, energy ex- amino acid metabolism by generating bioactive metab-
penditure, and metabolic homeostasis. olites in the intestine. One such class of enzymes,
Roux-en-Y gastric bypass (RYGB) surgery is a ma- amino acid decarboxylases, is widely prevalent in gut
jor bariatric intervention to treat morbid obesity. Be- microbes, and these microbial enzymes, when com-
fore surgery, increased quantities of Bacteroidetes were bined with amino acid transport systems, link dietary
observed, but reductions in Bacteroidetes and en- compounds with microbial metabolism and signaling
hanced quantities of Proteobacteria were detected fol- with the gut mucosa (Fig. 2).
lowing surgery (48 ). These microbial population shifts Combinations of metabolomics strategies, includ-
likely change the metabolite profiles and relative pre- ing MS, HPLC, and NMR, are leading to discoveries of

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Fig. 2. Intestinal microbes may play an important role in host-microbiota interactions via luminal conversion.
Nutrients consumed by the host may be converted by intestinal microbes into several bioactive compounds that could affect
the health and disease states of the host and the intestinal microbiota. SCFAs ⫽ short-chain fatty acids. Reproduced with
permission from Hemarajata et al. (78 ).

metabolites and small compounds derived from the The Gut Microbiome and Body Metabolism:
human microbiome. With the use of hydrophilic inter- Obesity and Inflammation
action liquid chromatography–HPLC (HILIC-HPLC),
bioactive molecules derived from gut microbes were The incidence of overweight and obesity has reached
isolated as antiinflammatory, tumor necrosis factor epidemic proportions. Data reported by the CDC and
(TNF)-inhibitory compounds and HILIC-HPLC frac- the National Health and Nutrition Examination Sur-
tions were analyzed by MS and NMR. One such mi- vey indicated that, in 2008, an estimated 1.5 billion
crobial signal and biogenic amine, histamine, was adults were overweight, and more than 200 million
identified and quantified in TNF-inhibitory HILIC- men and almost 300 million women were obese by
HPLC fractions derived from Lactobacillus reuteri these criteria. Worldwide obesity has more than dou-
found in breast milk and the gut (51 ). Histamine is bled in the last 2 decades. Obesity is associated with a
produced from L-histidine via histidine decarboxyl- cluster of metabolic and systemic disorders such as in-
ase, which is present in some fermentative bacteria sulin resistance, type 2 diabetes, fatty liver disease, ath-
including probiotic lactobacilli. One constituent of erosclerosis, and hypertension. The major cause of
the gut microbiome, L. reuteri, is able to convert a obesity is a positive energetic balance resulting from an
dietary component, L-histidine, into an immuno- increased energy intake from the diet and a decreased
regulatory signal, histamine, which suppresses pro- energy output associated with low physical activity. In
inflammatory TNF production via histamine type 2 addition to alterations in diet and physical activity re-
receptors in the intestinal epithelium. Other exam- sulting in obesity, genetic differences contribute to
ples of microbe-facilitated amino acid metabolism obesity and cause differences in energy storage and ex-
include the generation of ␥-amino butyric acid penditure. Furthermore, growing evidence suggests
(GABA) from glutamate via glutamate decarboxyl- that the gut microbiota represents an important factor
ase (52 ) and the production of putrescine from contributing to the host response to nutrients. A land-
ornithine. The identification of these bacterial bio- mark study by Turnbaugh et al. (53 ) was one of the first
active metabolites and their corresponding mecha- studies to show how the gene content in the gut micro-
nisms of action with respect to immunomodulation biota contributes to obesity. The microbiomes ob-
may lead to improved antiinflammatory strategies tained from the distal gut of genetically obese leptin-
for chronic immune-mediated diseases. Such antiin- deficient mice (ob/ob) and their lean littermates (ob/⫹
flammatory amino acid metabolites may ameliorate and ⫹/⫹) were compared. In this study, investigators
pathologic processes in obesity and diabetes. reported that the microbiota in the ob/ob mice con-

Clinical Chemistry 59:4 (2013) 623


Review

tained genes encoding enzymes that hydrolyze indi- Several studies have highlighted the pivotal role of
gestible dietary polysaccharides. Increased amounts of inflammation in the metabolic processes leading to the
fermentation end products (such as acetate and bu- metabolic syndrome, obesity, and diabetes. Cani et al.
tyrate) and decreased calories were found in the feces of (57–59 ) postulated another mechanism linking the in-
obese mice. These data suggest that the gut microbiota testinal microbiota to the development of obesity. The
in this mouse model promoted the extraction of addi- authors hypothesized that bacterial lipopolysaccharide
tional calories from the diet. (LPS) derived from gram-negative bacteria residing in
The composition of the gut microbiome seems to the gut microbiota may be the trigger for increased in-
be important in regulating body weight (54 ). To dem- flammation observed in high-fat diet–induced metabolic
onstrate this point, investigators conducted experi- syndrome. In a series of experiments in mice fed a high-fat

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ments in which they transplanted the gut microbiota of diet, the investigators showed evidence of pronounced
either ob/ob mice or lean mice to lean gnotobiotic endotoxemia, associated with reductions in both gram-
mice. After 2 weeks, mice that received microbiota negative (Bacteroides-related bacteria) and gram-positive
from the ob/ob mice were able to extract more calories bacteria (Eubacterium rectale—Clostridium coccoides
from food and also showed a significantly greater fat group and bifidobacteria), and an increased ratio of
gain than mice that received the microbiota from lean gram-negative to gram-positive bacteria. The authors
mice. Thus, differences in caloric extraction of ingested of this report suggested that chronic metabolic endo-
food substances may be largely a result of the compo- toxemia induces obesity, insulin resistance, and
sition of the gut microbiota. These data support a piv- diabetes.
otal role for the gut microbiome in the pathogenesis of In human experiments, Ley et al. (60 ) and Ravus-
obesity and obesity-related disorders. sin et al. (61 ) serially monitored the fecal gut microbi-
Manipulation of the gut microbiota may be an im- ota in 12 obese individuals who participated in a
portant therapeutic strategy to regulate energy balance weight-loss program for a year by following either a
in individuals who are obese, diabetic, or have a diag- fat-restricted or carbohydrate-restricted low-calorie
nosis of metabolic syndrome. In genetically obese, diet. Similar to experiments in mice, in humans a rela-
ob/ob mice and their lean counterparts fed the same tive abundance of microbiota that belonged to the Bac-
polysaccharide-rich diet, Ley et al. analyzed bacterial teroidetes and Firmicutes phyla was found, and the mi-
16S rRNA gene sequences from the cecal microbiota crobiota showed remarkable intraindividual stability
and reported that ob/ob mice had 50% fewer Bacte- over time. Before the initiation of the low-calorie diet, a
roidetes and correspondingly more Firmicutes than relative abundance of Firmicutes and decreased
their lean littermates and this difference was unrelated amounts of Bacteroidetes were detected in the obese
to differences in food consumption. participants compared with the nonobese controls. Af-
Backhed et al. (55 ) confirmed these findings and ter weight loss, increased amounts of Bacteroidetes
found that young, conventionally reared mice had a (3% to 15%) and a decreased abundance of Firmicutes
40% higher body fat content and 47% higher gonadal were observed, and these changes correlated with the
fat content than germ-free mice, although their food percentage of weight loss and not with changes in di-
consumption was less than their germ-free counter- etary caloric content. These human studies confirmed
parts. When the distal gut microbiota from young, animal data suggesting that alterations in gut microbial
conventionally-reared mice were transplanted into the composition are associated with obesity. Cause and ef-
gnotobiotic mice, a 60% increase in body fat within 2 fect relationships between obesity and changes in the
weeks was observed, without any increase in food con- gut microbiota remain unclear. Kalliomäki et al., in a
sumption or energy expenditure. This increase in body prospective study of children from birth to age 7 years
fat was accompanied by increased insulin resistance, (62 ), collected fecal specimens at 6 and 12 months of
adipocyte hypertrophy, and increased concentrations age. This report documented an abundance of Bifido-
of circulating leptin and glucose. Mechanistic studies bacterium taxa and decreased proportions of Staphylo-
demonstrated that the microbiota promoted absorp- coccus aureus in children who were whose weight was
tion of monosaccharides from the gut and induced he- within reference intervals at age 7 years than in those
patic lipogenesis in the host. These responses were who were overweight or obese. Although they did not
largely mediated via upregulation of 2 signaling pro- examine factors such as diet and physical activity, these
teins, ChREBP (carbohydrate response element- data suggest that differences in the composition of the
binding protein) and liver SREBP-1 (sterol response gut microbiota precede overweight and obesity status.
element-binding protein type-1). In addition, with ge- Antibiotics have also been shown to pervasively affect
netically modified fasting-induced adipocyte factor gut microbial composition. A 5-day course of orally
(Fiaf)-knockout mice, gut microbes were also shown to administered ciprofloxacin decreased substantially the
suppress intestinal Fiaf (56 ). diversity of the fecal microbial community (63 ). In this

624 Clinical Chemistry 59:4 (2013)


The Human Gut Microbiome and Body Metabolism
Review

study, although most of the microbial community re- in germ-free mice demonstrate that they are protected
vived within 4 weeks after administration of cipro- from obesity, insulin resistance, dyslipidemia, and fatty
floxacin, some other genera failed to reappear even af- liver disease/nonalcoholic steatohepatitis when fed a
ter treatment with the antibiotic for 6 months (63 ). high-fat Western diet (69 ). In contrast, following the
colonization with microbiota from conventionally
The Gut Microbiome and Metabolism: Diabetes and raised mice, the body fat content in the originally germ-
the Metabolic Syndrome free mice increased up to 60% in 14 days. This was
associated with increased insulin resistance, although
Toll like receptors (TLRs) are pattern recognition re- the food intake was reduced. The metabolic syndrome
ceptors that are important in mediating inflammation affects 1 in 3 US adults and leads to an increased pro-

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and immunity. Increased amounts of TLRs are present pensity of diabetes and cardiovascular disease (70 ). In a
on cell surfaces in patients with obesity, diabetes, and single human study in patients with the metabolic syn-
metabolic syndrome (63 ). Recently, investigators have drome, Zupancic et al. (71 ) studied Amish men and
explored the role of the gut microbiome in regulating women with varying body mass indices. In 310 study
TLR-mediated insulin resistance. Mice deficient in the participants, gut microbiota were characterized by
microbial pattern-recognition receptor TLR5 dis- deep pyrosequencing of bar-coded PCR amplicons
played hyperphagia, became obese, and developed fea- from the V1–V3 region of the 16S rRNA gene. They
tures of the metabolic syndrome, including hyperten- were able to identify 3 communities of interacting bac-
sion, hypercholesterolemia, and insulin resistance teria in the gut microbiota, analogous to previously
secondary to dysregulation of interleukin-1␤ signaling identified gut enterotypes. Network analysis identified
(43 ). When gut microbiomes from these mice were 22 bacterial species and 4 operational taxonomic units
transplanted into germ-free mice with an intact toll- that were either positively or inversely correlated with
like receptor 5 (TLR5) gene, recipient mice developed metabolic syndrome traits, suggesting that certain
similar features of the metabolic syndrome, which sug- members of the gut microbiota can contribute to the
gests that the intestinal microbiome was the key deter- metabolic syndrome. It is important that future studies
minant of this disease phenotype. In another study, focus on delineation of specific components of the gut
TLR2-deficient mice developed obesity, insulin resis- microbiome that contribute to visceral obesity, dysgly-
tance, and glucose intolerance, and the gut micro- cemia, dyslipidemia, hypertension, and insulin resis-
biomes of TLR2-deficient mice had a greater abun- tance associated with this population (71 ). Nonalco-
dance of Firmicutes and fewer Actinobacteria of the holic fatty liver disease is the hepatic manifestation of
genus Bifidobacterium (64 ). Administration of an anti- metabolic syndrome and the leading cause of chronic
biotic cocktail eliminated many of the Firmicutes and liver disease in the Western world. Using different
resulted in improved insulin activity and glucose toler- mouse models of inflammasome deficiency, such as
ance. In addition to improved insulin activity and glu- mice deficient in Asc (apoptosis-associated speck-like
cose tolerance, because lower levels of Bifidobacterium protein containing a caspase recruitment domain),
spp. contribute to increased gut permeability, this NLRP3 (nucleotide-binding domain, leucine rich fam-
change in the gut microbiome may result in a leaky gut ily, pyrin containing 3), caspase, or interleukin 18, the
and yield increased concentrations of endotoxins such authors showed significant alterations in gut microbi-
as LPS in the circulation. The immune system recog- ota as evidenced by increased members of Bacterio-
nizes LPS as a microbial pattern triggering TLR signal- detes and decreased members of Firmicutes in these
ing and causing inflammation. Both obesity and in- mouse models. More severe hepatic steatosis and in-
flammation tend to cause diabetes, so the loss of TLR2 flammation were found, as evidenced by increased
in these mice leads to changes in their gut bacteria, TLRs (mainly TLR 4 and 9) and secretion of hepatic
which result in a greater risk of diabetes mellitus. In- TNF-␣. Importantly, the authors speculated that in-
deed, increased amounts of TLR2 have been observed creased hepatic steatosis was due to intestinal bacterial
on monocytes of patients with metabolic syndrome, products acting as agonists for TLR4 and 9 and enter-
type 1 and type 2 diabetes compared with matched ing the liver via the portal circulation (72 ). Further-
controls (65–72 ). TLR2 deficiency in diabetic mice re- more, these pathologic changes result in exacerbation
sults in decreased development of complications of di- of hepatic steatosis and obesity (72 ). Thus, altered in-
abetes such as diabetic nephropathy (68 ). Possibly, the teractions between the gut microbiota and the host,
gut microbiome plays a crucial role in regulating dia- produced by defective inflammasome sensing, may
betic vasculopathies, and this area will be an important govern the rate of progression of multiple abnormali-
area of future investigation. ties associated with metabolic syndrome.
With regard to the role of the microbiome in met- Intestinal microbiomes have also been studied in
abolic syndrome and associated abnormalities, studies relation to insulin resistance in patients with type 2

Clinical Chemistry 59:4 (2013) 625


Review

diabetes. Larsen et al. reported that there was a signifi- More than 30 billion nucleotide bases of Illumina shot-
cant reduction in the relative abundance of Firmicutes gun metagenomic data were analyzed, and the findings
and Clostridia in adults with type 2 diabetes when they revealed significantly increased proportions of path-
used the technique of deep tag-encoded sequencing (73 ). ways and modules involved in carbohydrate metabo-
Additionally, the ratios of Bacteroidetes to Firmicutes and lism and stress responses in cases compared to con-
Bacteroides–Prevotella to C. coccoides–Eubacterium rectale trols. Other differences included the relative quantities
groups were correlated with increased fasting glucose of genes involved in adhesion, motility, and sulfur me-
levels in these patients. In this study, Larsen et al. tabolism, which were more abundant in cases, whereas
showed that in addition to the decreased abundance of genes with roles in DNA and protein metabolism,
Firmicutes, the Betaproteobacteria levels were signifi- amino acid synthesis, and aerobic respiration were

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cantly increased in diabetic patients compared to non- more abundant in controls. The 16S rRNA data were
diabetic controls and their abundance significantly also mined for indications of changes in microbial
correlated with their plasma glucose concentrations composition. At the phylum level, numbers of Actino-
(r ⫽ 0.46, P ⬍ 0.05) (73 ). Such findings are intriguing bacteria, Bacteroidetes, and Proteobacteria were signif-
and prompt questions regarding how microbial com- icantly increased in cases, whereas Firmicutes, Fuso-
position and corresponding metabolites may influence bacteria, Tenericutes, and Verrucomicrobia were
whole-body metabolism in humans and contribute to higher in controls (P ⬍ 0.001). At the genus level, the
insulin resistance and diabetes. abundance of Bacteroides was much greater in cases,
Interestingly, the gut microbiome also regulates whereas Prevotella was much more abundant in con-
type 1 diabetes. Type 1 diabetes is an autoimmune dis- trols. Furthermore, the total number of bacteria that
ease, which is due to the specific destruction of the produce lactic acid and butyrate was greater in controls
endocrine insulin-secreting pancreatic ␤ cells resulting than in cases. Thus, these data suggest that such lactate-
in an insulinopenic state. Type 1 diabetes also predis- and butyrate-producing bacteria may be beneficial and
poses to microvascular and macrovascular complica- maintain a healthy gut and that dysregulation of these
tions. Data have emerged on the critical role of the bacteria can lead to reduction in optimal mucin syn-
gastrointestinal microbiota in the protection or the thesis, as identified in individuals with autoimmune
triggering of type 1 diabetes (74 ). In 2 models of dia- diseases, and contribute to development of type 1 dia-
betes, the NOD (nonobese diabetic) mouse and the betes. These exciting findings need to be confirmed in
biobreeding (BB) rat, the incidence of spontaneous larger study populations.
type 1 diabetes mellitus can be affected by the microbial In conclusion, randomized clinical studies should
environment in the animal-housing facility or by expo- help define the features of the gut microbiome that
sure to microbial stimuli (75 ). Furthermore, the recog- contribute to obesity and diabetes epidemics in defined
nition of bacterial determinants from intestinal micro- populations. In addition, mechanistic studies of the
biota may trigger type 1 diabetes. TLRs are innate human microbiome will be instructive and have ther-
pattern-recognition receptors involved in host defense apeutic implications. Furthermore, advances in tech-
and maintenance of tissue integrity. TLR signaling is nology, such as 16S rRNA sequencing, WG metag-
mediated through the adapter protein MyD88, and the enomics, and metabolomics in metabolic diseases will
deletion of MyD88 protects from atherosclerosis. Mice enable scientists to mine large data sets for disease-
lacking MyD88 were protected against insulitis (74 ), contributing features. Large databases and bioinfor-
and this phenomenon depends on commensal mi- matics resources such as those derived from the Hu-
crobes because germ-free MyD88 knockout mice de- man Microbiome Project will lead the way toward a
velop robust diabetes. greater understanding of the importance and role of
In BB rats (a model of type 1 diabetes), Lactobacil- the gut microbiome in metabolic disorders such as
lus species present in feces (L. johnsonii and L. reuteri) obesity, metabolic syndrome, and diabetes, and these
were negatively correlated with type 1 diabetes devel- studies may provide therapeutic strategies to reduce
opment (76 ), possibly via modulation of the intestinal the aggregate cardiometabolic burden in human
mucosal protein and oxidative stress response leading populations.
to lower quantities of proinflammatory cytokines such
as interferon ␥. Thus, therapeutic modulation aimed at
altering the gut microbiome may be beneficial in re-
tarding the development of diabetes. Author Contributions: All authors confirmed they have contributed to
Alterations in the gut microbiota contribute to the the intellectual content of this paper and have met the following 3 re-
quirements: (a) significant contributions to the conception and design,
development of autoimmune disorders such as type 1 acquisition of data, or analysis and interpretation of data; (b) drafting
diabetes. Fecal samples were obtained from 4 pairs of or revising the article for intellectual content; and (c) final approval of
matched participants in a case control study (77 ). the published article.

626 Clinical Chemistry 59:4 (2013)


The Human Gut Microbiome and Body Metabolism
Review

Authors’ Disclosures or Potential Conflicts of Interest: Upon man- Honoraria: None declared.
uscript submission, all authors completed the author disclosure form. Research Funding: NIH P30 DK56338-06A2; J. Versalovic, NIH
Disclosures and/or potential conflicts of interest: UH3 DK083990, NIH R01 AT004326-01A1, and NIH R01
Employment or Leadership: None declared. DK065075-01.
Consultant or Advisory Role: None declared. Expert Testimony: None declared.
Stock Ownership: None declared. Patents: None declared.

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