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Engineering Structures 23 (2001) 600–609

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Parametric analysis of irregular structures under seismic loading


according to the new Turkish Earthquake Code
Semih S. Tezcan *, Cenk Alhan
Department of Civil Engineering, Bogazici University, Bebek, 80815 Istanbul, Turkey

Received 12 August 1999; received in revised form 5 July 2000; accepted 20 July 2000

Abstract

In order to investigate the effects of torsion on moment and shear values of vertical structural elements, a typical model building
has been selected. Torsional irregularity has been created in the building by changing the location of the shear walls. Three cases
of different centers of rigidity for 1, 5, and 10-story buildings have been considered. Each case has been analyzed by both the
methods of equivalent earthquake loading and dynamic analysis, and the results compared. In order to investigate the effects of
nonorthogonality on the distribution of moments and shears of the vertical structural elements, a 5-story building has been studied
with one nonorthogonal and two orthogonal shear walls. Three cases of different orientations of the nonorthogonal wall have been
considered. Each case has been analyzed for five different directions of earthquake.  2001 Elsevier Science Ltd. All rights reserved.

Keywords: Earthquake design; Irregularity; Seismic codes; Torsional effects; Irregular structures

1. Introduction lowing statements exist regarding the irregularities in


buildings in the ECT:
1.1. Architectural considerations
Because of the adverse effects in the response of
There is a strong relationship between the architec- buildings to earthquakes, design and construction of
tural design of a building and its earthquake safety. The buildings that have any of the irregularities defined in
dimensions of height and plan, the type and distribution this code should be avoided. (Article 6.3. 1).
of partition walls, the selection of the structural system,
distribution of mass and rigidities of a building affect the
earthquake safety significantly. Because of these facts, 1.2. Types of irregularities
architects are advised to design regular and symmetric
structures [1]. When collapsed or severely damaged There are various types of irregularities that should be
buildings are investigated, it is seen that the causes of avoided during the preliminary architectural design
damage are directly or indirectly related to the irregu- stage. Irregularities may exist in configuration of the
larities developed during the architectural design. The building, in differences between the story heights, in dis-
interesting point is that there is no restriction to these tribution of masses and rigidities, in creating short col-
irregularities in the earthquake codes although it is umns, in providing the possibility for hammering, and
known that they are the main causes of severe damage. also in nonorthogonal placement of columns and shear
There is no clear-cut restriction to any of the irregu- walls. As can be seen from Table 1, most of the above-
larities in the new Earthquake Code of Turkey (ECT) mentioned irregularities are well defined in the ECT, but
1998 [2]. There are, however, only clear warnings and the others are missing and no provisions exist for them.
discouraging rules against these irregularities. The fol- A common requirement in seismic design of irregular
buildings in the earthquake codes [3] is that the design
forces should be determined considering the dynamic
* Corresponding author. Tel.: +90-212-287-0008; fax: +90-212- characteristics of the building. In some cases, the ECT
287-0009. also dictates the use of dynamic analysis instead of the

0141-0296/01/$ - see front matter  2001 Elsevier Science Ltd. All rights reserved.
PII: S 0 1 4 1 - 0 2 9 6 ( 0 0 ) 0 0 0 8 4 - 5
S.S. Tezcan, C. Alhan / Engineering Structures 23 (2001) 600–609 601

Table 1
Types of irregularities

No. In plan In elevation

1 A1a Torsional eccentricity B1a Soft story (by Area Criterion)


2 A2a Slab openings B2a Soft story (by Deflection Criterion)
3 A3a Projections in plan B3a Discontinuity of columns
4 A4a Nonorthogonal elements B4 Hammering
5 A5 Symmetric but unequal distribution of columns B5 Setbacks
6 A6 Asymmetry in plan B6 Asymmetric mass
7 B7 Short columns
8 B8 Unequal story heights
9 B9 Weak columns — strong slab

a
Irregularity defined in the ECT 1998 [2].

equivalent earthquake loading method. Recently, several where A=plan dimension of the building perpendicular
parametric studies have been carried out to compare to the direction of ground motion; and a, d, g=specified
these different seismic analysis methods [4–7]. In this coefficients. The first part is termed dynamic eccentricity
presentation, parametric studies have been carried out and is a function of eccentricity es, the real distance
only for the torsional and nonorthogonal types of irregu- between the centers of mass and stiffness. This dynamic
larities. eccentricity takes into account the differences in stiffness
and mass distributions of the building in plan, and also
1.3. Torsional irregularity makes some allowance for the dynamic effect of tor-
sional response. The second part, commonly referred to
For torsional irregularity, there is an “irregularity as the accidental eccentricity, accounts for other factors
coefficient, hb” defined in the ECT. It is the ratio of such as torsional ground motion, and the differences
⌬max=the maximum relative story displacement of the between actual and computed eccentricities [8,9]. There
story in question to ⌬ave=the average relative story dis- are several recent studies which compare different Code
placement of that story for any one of the earthquake Provisions on torsionally unbalanced structures. Chand-
directions, which are orthogonal to each other. In case ler et al. [10] have compared the response of systems
hb=(⌬max/⌬ave)⬎1.2, a torsional irregularity is said to designed according to several seismic codes. Wong and
exist. In such a case, the accidental eccentricity ±5% to Tso [11] have presented a comparison of UBC88 with
be applied to the structure is increased by multiplying it the older one for bidirectionally excited systems having
by a factor D=(hb/1.2)2. For structures with hb⬎2.0, the a natural period of 0.5 s. Different constants are used in
design should be repeated by reducing the degree of different Codes in determining the design eccentricity.
eccentricity. For example, the Uniform Building Code (UBC) and the
For structures where torsional irregularity exists, there Applied Technology Council (ATC-3) provisions spec-
are some restrictions against the utilization of the equiv- ify g=0.05 and a=d=1, with a=1 implying no dynamic
alent earthquake loading (EEL) method. In general, the amplification of torsional response. The Mexico Federal
dynamic analysis is peferred as a safe method and the District Code (MFDC) however, specifies g=0.1, a=1.5,
utilization of the EEL method is limited especially for and d=1 which implies dynamic amplification. The
torsionally irregular structures. In this study, three differ- National Building Code of Canada (NBCC) specifies
ent types of structures with different hb values have been g=0.1, a=1.5, and d=0.5. The ECT defines the design
analyzed by using both the dynamic analysis and the eccentricity in a much simpler form where a=d=1, and
EEL methods, for 1-, 5- and 10-story buildings. g=0.05. This shows that the ECT does not take the
dynamic amplification of torsional response into
1.4. The design eccentricity account.

Most building codes require that the lateral earthquake 1.5. Nonorthogonality
force at each floor level of an unsymmetrical building
be applied eccentrically relative to the center of mass. Nonorthogonal irregularity exists, if the principal axes
The design eccentricity, ed, specified in most seismic of moments of inertias of one or more of the vertical
codes is of the form: load-resisting elements are not parallel to the major
orthogonal axes of the lateral load-resisting system.
ed⫽aes⫹gA (1)
In this study, a 5-story building with three shear walls
ed⫽des⫺gA (2) one of which is nonorthogonal and the other two are
602 S.S. Tezcan, C. Alhan / Engineering Structures 23 (2001) 600–609

orthogonal, has been selected. The orientation of the split into two parts as (A) orthogonal shear walls
nonorthogonal shear wall is changed by changing the included and (B) orthogonal shear walls excluded. In
angle b between the principal axis of the shear wall and both cases, three different types of structures have been
the orthogonal Y-direction. The angle b is selected as obtained by changing the b angle, which defines the non-
30°, 45° and 60°. For every b-value, the direction of the orthogonal wall direction with respect to the Y-axis. The
earthquake is assumed to be in five different directions, shear wall has been placed such that it would make
(1) parallel to the main principal axis of the shear wall, b=30°, 45° and 60° with respect to the vertical Y-axis,
(2) 15° right to the main principal axis of the shear wa1l, measured in the counterclockwise direction. In every
(3) 15° left to the main principal axis of the shear wall, type, dimensions of the beams and columns have been
(4) parallel to the X-axis and lastly (5) parallel to the Y- kept constant. But as an exception, as the orientation of
axis of the structural system. the nonorthogonal shear wall with respect to the Y axis
has been changed, the length of the vertical shear wall
1.6. Calculations for nonorthogonal elements along the Y-direction on the right hand side has also been
varied to 4.33 m, 3.54 m and 2.50 m.
For any inclined column or shear wall the internal The direction of the earthquake is characterized by the
force Ba that is to be used in design, is the greater of angle a, which is measured counterclockwise from the
the values obtained by the following equations: positive sense of the X-axis. The a-angle is varied to be
a=0°, a=90° and also to be at 0°±15° with respect to
Ba⫽⫾Bax⫾0.3Bay (3)
the strong axis of the nonorthogonal wall. The floor plan
Ba⫽⫾0.3Bax⫾Bay (4) is identical in all storys. The thickness of the slab is 20
cm and the thicknesses of the shear walls are 30 cm.
where, Bax, Bay=internal forces along the principle axis
The beams have been selected to be 80 cm×30 cm, and
a–a obtained by a seismic analysis in the x and y-direc-
have been modeled as T-beams with 120 cm flange
tions, respectively. Ba=total (increased) internal force
widths for the interior parts, and as L-beams with 60 cm
along the principal axis a–a. Certainly, the same calcu-
flange widths for the exterior parts. The internal forces
lations are to be made in order to obtain the internal
of nonorthogonal elements have been calculated firstly
forces of the member along its other principal axis b–b.
by performing a seismic analysis in each direction of
their main principal axes and secondly by using the
empirical expressions given in Eqs. (3) and (4). Struc-
2. Case study for nonorthogonality
tural parameters of various cases are given in Table 2.
2.1. Structural data 2.2. Mathematical modeling and computational details

The example building is an ordinary 5-story building In order to obtain the internal forces and the base
with a floor plan as shown in Fig. 1. This case study is shear, a dynamic analysis has been performed by means

Fig. 1. A typical floor plan (nonorthogonal structure).


S.S. Tezcan, C. Alhan / Engineering Structures 23 (2001) 600–609 603

Table 2
Structural parameters for nonorthogonal cases

Case Dimensions b (°) a

a (m) b (m) c (m) d (m) a(1) (°) a(2) (°) a(3) (°) a(4) (°) a(5) (°)

Case 1 2.50 3.50 1.67 4.33 30 0 90 105 120 135


Case 2 3.54 2.46 2.46 3.54 45 0 90 120 135 150
Case 3 4.33 1.67 3.50 2.50 60 0 90 135 150 165

of the SAP-90 package program [12]. A three dimen- inclined wall computed by the empirical formula are
sional mathematical model has been used. The mass of exactly the same as those of the analytical results of the
every floor has been assigned to the master joint of the basic earthquake direction. For other earthquake direc-
corresponding floor. The slabs have been assumed to be tions however, the empirical values range from 0.62 to
infinitely rigid. The structural behavior factor has been 1.0 times the analytical values of the basic direction.
assumed to be R=8 corresponding to a perfect ductility For β=45° the moment and shear values of the
in both the frame system and shear walls. The effective inclined wall obtained by the empirical formula are 0.95
ground acceleration A0 has been taken as 0.4 since the times the actual values. The values for other earthquake
building is assumed to be in the first degree earthquake directions however, range from 0.71 to 0.97 times the
zone. Soil type has been selected to be very strong as actual values.
defined in Z1 type soil. The importance factor is taken
as I=1. 2.5. Discussion of results

2.3. Evaluation of results The ratio r has been observed to be very close to each
other either for the moment or for the shear values in
For both part A and part B, three different cases for every case study. The numerical studies indicate that the
each structure have been analyzed by changing the orien- empirical formulation gives satisfactory results for the
tation of the nonorthogonal wall. Five different earth- nonorthogonal element. The empirical equations work
quake directions have been considered for every type of especially well when there are no additional orthogonal
structure. Base shear of the structure, the internal shear shear walls. In Part A, when b=30° the empirical formula
and moment values of the inclined wall of a selected gives 1.20 times the actual values of moments and
column, and of the vertical wall along the Y-direction shears. For b=45°, r=1.23. These are quite logical results
have been calculated by both the computer analysis and and they are greater than the actual values by about 20%,
also by utilizing Eqs. (3) and (4) for each different case. nevertheless on the safe side.
In order to be able to discuss the validity of the empirical In Part B, the r values for the empirical formula are
technique a comparison ratio r is defined by: very close to unity, indicating that the empirical formula
gives nearly the same results as the actual values
r⫽Aa/A0 (5)
obtained by the computer analyses corresponding to the
where, Aa=internal force calculated by the computer for earthquake acting in the basic direction.
the earthquake acting in direction a, and A0=internal In the ECT, the internal force values of the orthogonal
force calculated by the computer for the earthquake act- vertical elements in a structural system, whether it be a
ing along the strong axis of the element in question, for column or a shear wall, are not required to be calculated
which the r-values are unity (the basic direction). In the according to the empirical formula even if some nonor-
figures which will follow the r-values are typed in bold thogonal elements may exist in the structural system. To
characters. The values appearing beneath the r-values are take the greater of the values obtained by the seismic
the computed moments and shears for the element con- analyses in the main orthogonal X and Y-axes is suf-
cerned along its strong axis. For reasons of space limi- ficient.
tations, only the results of Part B are discussed herein.
A complete discussion is available elsewhere [13].
3. Case study for torsional irregularity
2.4. Nonorthogonal case with no additional walls
3.1. Structural data
The results are illustrated in a comparative fashion in
Figs. 2 and 3 for b=30° and b=45° angles. The example consists of four shear walls located along
For β=30° the moment and shear values of the the Y-direction. The total number of storys has been
604 S.S. Tezcan, C. Alhan / Engineering Structures 23 (2001) 600–609

Fig. 2. Nonorthogonal case without additional walls, b=30° (Shears and Moments, Element No. 1).

selected to be N=1, N=5 and N=10. The cross-sections of 3.2. Mathematical modeling and computational details
columns and shear walls have been varied for different
numbers of storys while the beam dimensions are kept The internal forces have been calculated by both the
constant as shown in Fig. 4. In order to compare the EEL and dynamic analysis methods. Analyses have been
internal forces, some of the vertical structural elements made with the aid of SAP-90 [12] package program
have been selected and they are numbered as l25, l28, using a three-dimensional mathematical model. The
141, 148, and 162. The thickness of the slab is 25 cm. structural behavior factor has been selected as R=8, cor-
The beam cross-sections have been assumed as T-shape responding to a perfect ductility in both the frame system
for the interior beams with a flange width of 150 cm and and the shear walls. The structure has been assumed to
L-shape for the exterior beams with a flange width of be in the first-degree earthquake zone, thus Ao=0.4, for
75 cm. The locations of shear walls have been shifted all buildings. Soil type has been selected as Z1 and the
in order to create three different cases of eccentricity as importance factor as I=1.
shown in Fig. 5. The earthquake forces have been applied to the master
S.S. Tezcan, C. Alhan / Engineering Structures 23 (2001) 600–609 605

Fig. 3. Nonorthogonal case without additional walls, b=45° (Shears and Moments, Element No. 1).

joints at every floor with an accidental eccentricity of ex⫽⌺XIx/⌺Ix (6)


5% even if the existing eccentricity of the structure was
ey⫽⌺YIy/⌺Iy (7)
zero. An average value for h has been calculated for
each building and in case have was greater than 1.2, the where X and Y=the distance between the center of the
accidental eccentricities have been multiplied by a fac- vertical structural element to the axis passing through the
tor D=(have/l.2)2. mass center, Ix and Iy=moment of inertias of the vertical
The masses and rotational mass moments of inertias structural elements about the x and y-axes, respectively.
of every floor have been calculated and have been In our case, the structure is kept symmetrical about the
assigned to the master joints. The master joints have x-axis so ey=0. In order to calculate the total eccentricity,
been defined at the mass centers of every floor. In order the increased accidental eccentricity is added to the
to apply 5% accidental eccentricity, the mass center has existing eccentricity by,
been shifted by 5% of the maximum length of the build-
etotal,x⫽(eo,x)D⫹ex (8)
ing in the X-direction. The existing eccentricities have
2
been calculated by D⫽(h/1.2) (9)
606 S.S. Tezcan, C. Alhan / Engineering Structures 23 (2001) 600–609

Fig. 4. A typical floor plan and node labeling.

where ex=existing eccentricity in the x-direction, eo,x=ac- 3.4. Flexible side column no. 125
cidental eccentricity of 5%, h=torsional irregularity con-
stant defined earlier. The results are summarized in In all cases of eccentricity, EEL has given on the order
Table 3. of 20–30% greater results than the dynamic analysis for
5 and 10-story buildings. In a 1-story building however,
3.3. Torsional irregularity constant, h a small deviation from the general trend has been
observed and dynamic analysis has given slightly greater
results than EEL in the symmetrical case. Variations of
It is observed that the lower limit h=1.2 is very small bending moments for this element are illustrated in Figs.
and has to be increased because this value is reached 6 and 7.
easily even in the totally symmetrical case, when only It is seen that the bending moments increase within a
the accidental eccentricity is applied. For most numerical small portion of the height, normally from the bottom
cases the have value is of the order 1.4, for even totally of the building up to the 2nd story, and continuously
symmetrical cases where only the accidental eccentricity decrease from the 2nd towards the upper storys. The dis-
is considered. tributions have proved to be very similar, in fact the
It is also observed that the upper limit h=2.0 is very same for 5 and 10-story buildings. The lower moments
high since it cannot be reached easily in most practical obtained at the bottom may be explained by the interac-
cases. Even in the most severe case of a 1-story building, tion between the shear walls and columns.
the h value was always less than 2.0. The building used As the eccentricity increases, the torsional effects on
in this case in fact may never be designed in practice, the building increase and there is an additional internal
since no one would place four shear walls on one side force created in the elements located in the flexible-side
of a 1-story building. The maximum value was have=1.7 of the building. It is also observed that the bending
in the most severe case of a 10-story building. It moments and shears of the columns located in the weak-
increases as the number of storys decreases, and was side of the building gradually tend to become larger as
determined to be have=2.1 for a 1-story building. If we the eccentricity increases.
discard the values for a 1-story building, as such a build- It has been found that for the elements on the flexible
ing plan would not be used in practical cases, the side, the internal forces increase with an increase of
maximum values in 5 and 10-story buildings have been design eccentricity, ed. Therefore, the relatively higher
of the order of have=1.7 to 1.8. When all parameters are a values given in Eq. (1) lead to a similar increase in
taken into account, the limits for h are proposed to be the internal forces of elements. This increase becomes
1.40ⱕh⬍1.80. more significant for elements located at the flexible side
S.S. Tezcan, C. Alhan / Engineering Structures 23 (2001) 600–609 607

3.5. Stiff side column no. 148

For almost all cases of eccentricity, the dynamic


analysis results are greater than those of the EEL
methods as shown in Figs. 8 and 9. This indicates that
for columns located at the stiff side of the building, the
dynamic analysis is more unfavorable. The bending
moments of case 1 are greater than those of case 2 and
case 3. The lowest moments are in case 3. Towards the
upper storys however, all cases converge to the same
value at the top storys of the 5 and 10-story buildings.
This is an expected behavior as this column is located
at the stiff side of the building. Increased eccentricity
causes lower values of moments and shears in this col-
umn. It has been determined that for the elements located
at the stiff side, the internal forces decrease as the design
eccentricity, ed, increases. Therefore, a relatively lower
d value given in Eq. (2) leads to much safer internal
forces for elements on the stiff side.

3.6. A real example for the failure of a building due


to torsional irregularity

After the 17 August 1999 Kocaeli Earthquake of


Ms=7.4, the structure shown in Fig. 10 which is located
in Duzce, was moderately damaged. The building’s
owners decided to repair the structure. However, due to
financial problems, only the Bank corner of the building,
as seen in the foreground of Fig. 10, was repaired with
column jacketings. As a result, the strengthened corner
became more stiff than the other portion of the plan of
Fig. 5. Three cases of torsional eccentricities. the building. However, two months after its strengthen-
ing, the structure was subjected to the 12 November
of the building. It is observed that the flexible edge dis- 1999 Duzce Earthquake of Ms=7.2. As can be seen in
placement may be up to two or three times that of the Fig. 10, due to the torsional irregularity created by the
symmetrical structure, which in return causes the internal partial strengthening of the structure, the flexible part
forces of the elements on the flexible side to be two or was displaced much more than the stiff blue Bank cor-
three times greater than those of the symmetrical struc- ner. As a result the structure was severeley distorted
ture. and damaged.

Table 3
Eccentricities, meters

Eccentricity Case 1 Case 2 Case 3

1 story 5 story 10 story 1 story 5 story 10 story 1 story 5 story 10 story

A 21.00 21.00 21.00 21.00 21.00 21.00 21.00 21.00 21.00


eo=0.05A 1.05 1.05 1.05 1.05 1.05 1.05 1.05 1.05 1.05
e1=⌺xIx/⌺Ix 0.00 0.00 0.00 5.82 5.17 5.17 8.73 7.75 7.75
h=⌬max/⌬ave 1.32 1.39 1.42 2.17 1.80 1.65 2.06 1.81 1.66
D=(h/1.2)2 1.22 1.35 1.41 3.28 2.26 1.89 2.94 2.28 1.91
etotal=eoD+e1 1.28 1.41 1.48 9.27 7.54 7.16 11.82 10.14 9.76
608 S.S. Tezcan, C. Alhan / Engineering Structures 23 (2001) 600–609

Fig. 6. Distribution of moments, 5-story building (Element No. 125).

Fig. 7. Distribution of moments, 10-story building (Element No. 125).

Fig. 8. Distribution of moments, 5-story building (Element No. 148).

Fig. 9. Distribution of moments, 10-story building (Element No. 148).


S.S. Tezcan, C. Alhan / Engineering Structures 23 (2001) 600–609 609

culated eccentricity should be increased by at least


50% before being combined with the 5% accidental
eccentricity.
5. Similarly, in order to prevent an undue reduction in
the internal forces of the columns located at the stiff-
side, the calculated eccentricity should be reduced by
at least 50% before the 5% accidental eccentricity is
subtracted. The maximum and minimum final eccen-
tricities are therefore recommended to be:
emax⫽l.5es⫹0.05A

emin⫽0.5es⫺0.05A.

Fig. 10. A real example of torsional damage from Duzce Earthquake.

4. Conclusions and recommendations References

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