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SHOCK, Vol. 30, Supplement 1, pp.

53Y59, 2008

EXPERIMENTAL MODELS OF SEPSIS AND THEIR CLINICAL RELEVANCE

Luiz F. Poli-de-Figueiredo,*† Alejandra G. Garrido,*


Naomi Nakagawa,* and Paulina Sannomiya*
*Heart Institute, and † Department of Surgery, University of São Paulo School of Medicine, São Paulo, Brazil

Received 17 Dec 2007; first review completed 18 Feb 2008; accepted in final form 11 Mar 2008

ABSTRACT—Sepsis remains a major cause of morbidity and mortality mainly because of sepsis-induced multiple organ
dysfunction. In contrast to preclinical studies, most clinical trials of promising new treatment strategies for sepsis have failed
to demonstrate efficacy. Although many reasons could account for this discrepancy, the misinterpretation of preclinical data
obtained from experimental studies and especially the use of animal models that do not adequately mimic human sepsis may
have been contributing factors. In this review, the potentials and limitations of various animal models of sepsis are discussed
to clarify to which extent these findings are relevant to human sepsis. Such models include intravascular infusion of
endotoxin or live bacteria, bacterial peritonitis, cecal ligation and perforation, soft tissue infection, pneumonia or meningitis
models using different animal species including rats, mice, rabbits, dogs, pigs, sheep, and nonhuman primates. Despite
several limitations, animal models remain essential in the development of all new therapies for sepsis and septic shock
because they provide fundamental information about the pharmacokinetics, toxicity, and mechanism of drug action that
cannot be replaced by other methods. New therapeutic agents should be studied in infection models, even after the initiation
of the septic process. Furthermore, debility conditions need to be reproduced to avoid the exclusive use of healthy animals,
which often do not represent the human septic patient.
KEYWORDS—Animal models, bacteremia, endotoxin, shock, sepsis

INTRODUCTION sistant to endotoxin, have distinct hemodynamic profiles, and


limited blood volume in comparison with humans (10). En-
Sepsis remains a major cause of morbidity and mortality
dotoxemia and bacteremia represent models without an in-
worldwide despite developments in monitoring devices, diag-
fectious focus. They may reproduce many characteristics of
nostic tools, and new therapeutic options (1, 2). It is a clinical
sepsis and are highly controlled and standardized. However,
syndrome resulting from a complex interaction between host
they reflect a primarily systemic challenge without an in-
and infectious agents, characterized by a systemic activation
fectious focus and the sepsis-induced immune reaction that
of multiple inflammatory pathways, including cytokine net-
characterizes human sepsis. Therefore, experimental models
work and coagulation (3). The main cause of death is multiple
with an infectious focus are more clinically relevant (11).
organ failure, which is the final pathway for sepsis-induced
In human sepsis, gram-positive organisms and fungi have
systemic and regional hemodynamic changes, widespread
exceeded gram-negative organisms as a cause of sepsis, but
microcirculatory disturbances, and cellular alterations, lead-
they are very uncommon in animal studies (8), in contrary to
ing to an uncoupling between blood flow and metabolic
gram-negative bacteria. This does not reflect the diversity of
requirements (4, 5).
infectious agents, sites of infection, and progress of the in-
Extensive clinical and animal research, with substantial ex-
fection encountered clinically. There is an increasing concern
penses, have been undertaken to address the pathophysiology
about possible important differences in host inflammatory
and treatment of severe sepsis and septic shock (6, 7). In
responses to sepsis caused by gram-positive versus gram-
contrast to many preclinical studies, most clinical trials of
negative bacteria (8, 12). Experimental evidences suggest that
promising new treatment strategies for sepsis have failed to
the efficacy of mediator-specific anti-inflammatory agents in
demonstrate efficacy (8, 9). Although many reasons could
sepsis may be altered by the bacteria type of underlying
account for this discrepancy, the misinterpretation of preclin-
infection with significant differences between gram-negative
ical data obtained from experimental studies and especially
and gram-positive strains (8).
the use of animal models that do not adequately mimic human
I.v. bacteria infusion, caused by the relatively large inocula
sepsis may have been contributing factors.
that are required, probably constitutes a model of endotoxin
We reviewed the experimental models of sepsis, addressing
intoxication rather than evolving infection. Intraperitoneal
their limitations and benefits, to clarify the extent to which
challenges typically require 100- to 1,000-fold fewer bacteria
their findings are relevant to human sepsis.
(13). Thus, the models used most extensively do not precisely
replicate many important clinical parameters and do not du-
LIMITATIONS
plicate the dynamic interactions among investigational drugs,
The animal model most frequently used at the beginning of microbial pathogens, and host defenses that occur in patients
preclinical studies is rodents (6). However, they are quite re- with sepsis.
Although promising agents are studied later in larger
Address reprint requests to Luiz F. Poli-de-Figueiredo, Av Dr. Arnaldo, 455-4th animals, including primates, and attempts are made to mimic
floor Suite 4215, Sao PauloYSPYBrazil, ZIP 01246-903. E-mail: lpoli@uol.com.br.
DOI: 10.1097/SHK.0b013e318181a343 various aspects of human septic shock, the experimental
Copyright Ó 2008 by the Shock Society conditions encountered in human sepsis trials are more
53

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54 SHOCK VOL. 30, SUPPLEMENT 1 POLI-DE-FIGUEIREDO ET AL.

complicated than simulated even in large-animal models. from dead bacteria and an acute hemodynamic deterioration
Animals are carefully selected to have no preexisting dis- (6, 12, 15, 29, 36).
eases and to have a similar genetic background, age, weight, Endotoxin or LPS, as the principal component of the gram-
sex, and nutritional status. These animals are then chal- negative bacterial cell wall, stimulates the release of inflam-
lenged with a single well-defined precipitating event, where- matory mediators from various cell types, responsible for
as patients with sepsis patients are heterogeneous with initiating the process of sepsis (26). LPS is a stable rela-
respect to age, preexisting conditions, sources of infection, tively pure compound that can be stored in lyophilized form.
types of infecting microorganism, and many of them have An accurate dose can be measured and may be administered
experienced trauma or major surgery. Adequacy, rapidity as a bolus or infusion (26). This has formed the basis for the
and quality of care, including antibiotics, and timing of simplest sepsis model and many endotoxicosis models (35).
surgical intervention among others are critical for survival The sensitivity to endotoxin shows considerable differen-
in human sepsis (10). ces between species. Rodents, cats, and dogs are relatively
The natural history of severe sepsis in laboratory animals endotoxin resistant, whereas humans, rabbits, sheep, and
is generally distinct from human sepsis, with animals more nonhuman primates show an enhanced response (6, 10, 26).
often having a rapid onset of hypodynamic circulatory col- In insensitive animals, presensitization with killed organism
lapse and a more rapid resolution or decline to mortality. In or D-galactosamine reduces the dose of LPS needed to
clinical sepsis, the mortality is most commonly caused by produce an inflammatory response (35). Despite lower doses
the development of multiple organ failure days to weeks being more physiological, most studies have continued to use
after initial presentation. For this reason, animal models that high endotoxin doses in nonsensitized animals. The duration
lead to significant mortality within the first 6 to 12 h may and route of administration have varied between studies
not describe an outcome that is relevant to humans (6). as well.
Agents under investigation are often administered to animals A large i.v. dose of LPS in rats results in a sudden car-
before or immediately after the induction of sepsis, condi- diovascular collapse and death (37), whereas a lower dose
tions that can rarely be achieved in clinical trials. promotes a hyperdynamic response, with an early increase in
cardiac output (38). Similarly, rabbits challenged with high
doses of LPS (5 mg/kg) show low cardiac output and high sys-
EXPERIMENTAL MODELS
temic vascular resistance, but when challenged with a much
Signs and laboratory findings seen in human sepsis can be lower dose (1Y3 2g/kg), they manifest a hyperdynamic state
observed in a variety of animal models including intravascular (26). A low dose of LPS (0.75 2g/kg) in sheep promotes a
infusion of endotoxin (9, 14Y17) or live bacteria (14, 18Y21), biphasic response characterized by an early reduction and a
bacterial peritonitis (8, 22Y25), cecal ligation and perforation later increase in cardiac output, whereas a prolonged ex-
(26Y30), soft tissue infection (31), pneumonia model (32, 33), tremely low dose of LPS (9, 12, or 24 ng/kg per h for 24 h)
and meningitis model (34). Different animal species have promotes a delayed hyperdynamic state, with high cardiac
been used including rats, mice, rabbits, dogs, pigs, sheep, and output and vasodilatation (15). As in human sepsis, a higher
nonhuman primates (26). Even though those models replicate dosage of endotoxin in sheep has been associated with a
many of the features of sepsis, it is important to critically more profound myocardial depression (9). Endotoxin admin-
evaluate the extent to which they mimic the septic picture. istration in dogs (2 mg/kg) provokes a severe hypodynamic
state with an abrupt decrease in arterial pressure, cardiac
output, hepatic blood flow, and an increase in systemic
ENDOTOXIN
vascular resistance and blood lactate levels (39). Most
Endotoxin is commonly used in animal models of sepsis. nonhuman primate endotoxicosis models have used massive
However, there is controversy over its relevance to our un- i.v. doses, resulting in rapid circulatory collapse and early
derstanding of human sepsis. When administered to human death, whereas lower doses more closely resembled hu-
subjects, endotoxin may mimic many of the features of man sepsis with coagulopathy and progressive multiorgan
sepsis (26). In critically ill patients, increased concentra- dysfunction (16).
tions of serum endotoxin have been associated with the Several authors argued that the endotoxin model is not a
development of sepsis, disease severity, and mortality (6, 26). suitable one to study sepsis (6, 26), despite the fact that endo-
Detectable levels of endotoxin were identified in up to 75% toxin may play an important role in the pathogenesis of sepsis.
in intensive care unit (ICU) sepsis patients in intensive care The use of high doses of endotoxin in animals that are resis-
settings (35). Endotoxin levels often remain undetectable in tant to endotoxin has toxic effects that are not seen when
serum in more indolent forms of uncomplicated sepsis, with low doses are administered to endotoxin-sensitive species,
the recorded levels being of no prognostic significance (6). such as man (6). Although released by gram-negative sep-
Occasionally, very high levels of endotoxin can be detected sis, endotoxin is not released in gram-positive bacteria, but
in patients with meningococcemia and with the beginning mortality is similar (38). The use of corticosteroids and
of the antibiotic therapy, killing bacteria (36). The hypothesis antiYTNF-! has been effective in animal models of endotox-
that endotoxin plays a significant role in sepsis is supported emia, but has failed in clinical trials (6, 40). In addition, killed
by many studies that show that antibiotic administration may Escherichia coli are more lethal than endotoxin. As the
lead to a sudden release of massive amounts of endotoxin endotoxin is only one component of gram-negative bacteria,

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SHOCK OCTOBER 2008 EXPERIMENTAL MODELS OF SEPSIS 55

it is suggested that the other cell wall components may In a porcine model, in which both gram-positive and gram-
contribute to systemic inflammatory response (26). negative bacteria were used at a similar dose, the hemody-
Thus, caution must be exercised whenever assessing clin- namic and pulmonary changes depended on the bacterial
ical efficacy of novel therapeutic agents in animal models species used. Whereas Staphylococcus aureus induced mini-
of endotoxemia (6). There is general agreement among mal changes, both E. coli and Pseudomonas aeruginosa re-
researchers that LPS injection may serve as a model for sulted in shock and acute respiratory failure (21).
endotoxic shock but not for sepsis (26). In an ovine model, a nonlethal dose of E. coli promoted a
hyperdynamic cardiovascular response with hypotension, in-
creased output, tachycardia, fever, oliguria, tachypnea, and hy-
INTRAVASCULAR INFUSION OF LIVE BACTERIA
perlactatemia (4). In a porcine model, P. aeruginosa infused
Because the rate of positive blood cultures is associated over a week resulted in biphasic changes to the cardiac out-
with increasing sepsis severity, (sepsis [17%], severe sepsis put, with late systemic hypotension and pulmonary hyper-
[25%], septic shock [69%]), it has been suggested that bacter- tension (42).
emia plays an important role in the outcome of sepsis (26). In dogs, both sublethal and lethal i.v. dose of live E. coli
Different aerobic bacterial species have been investigated to promoted early profound cardiovascular deterioration with
induce sepsis and septic shock (26). Escherichia coli is the hypotension, very low cardiac output, splanchnic hypoperfu-
most common one. There is a wide variability in the dose of sion, and severe metabolic changes (18Y20, 43Y45). Animals
and duration of infusion, as seen with endotoxicosis models. challenged by a lethal dose of E. coli (1.2  1010 colony-
In small animals, low doses of E. coli, administered over forming units/kg) presented only partial and transient
several hours, have been associated with minimal early phys- improvements in systemic and regional blood flows during
iological changes, whereas higher doses have often produced fluid resuscitation, but the progressive cardiovascular col-
a biphasic response, with an early rise and late fall in cardiac lapse was unavoidable (Fig. 1). In this model, the magnitude
output (35). In baboons, a bolus i.v. injection of LD100 dose of of changes at the splanchnic region was greater than the
E. coli induced an exaggerated TNF-! response with cardio- systemic ones. Moreover, the transient benefits after fluid
vascular collapse and early death. In this model, pretreatment replacement were much less evident within the splanchnic
with a TNF-! inhibitor showed hemodynamic improvement region, particularly at the microcirculatory level, as demon-
and better survival, highlighting the role of TNF-! in car- strated by the PCO2 gastric mucosal-arterial gradient (Fig. 1).
diovascular collapse and resultant organ dysfunction and This discrepancy between systemic and regional parameters
death (41). A severe disseminated intravascular coagulation has been well demonstrated in experimental and clinical
induced by both sublethal and lethal doses of live E. coli and studies (18, 43Y47). The intense compromise of splanchnic
endotoxin has been described in baboons (14), resulting in a perfusion, particularly at the gut mucosa, has been implicated
complex inflammatory and hemostatic response that involves in the genesis, amplification, and perpetuation of the sys-
the microvascular endothelium and its regulatory anticoagu- temic inflammatory response and the progression of multiple
lant networks, thereby contributing to the multiorgan dys- organ dysfunction (47). The pathophysiological basis that
function development (14). has been used to explain this phenomenon is that the gut

FIG. 1. Experimental model of septic shock induced by lethal i.v. dose of live E. coli in dogs. Changes in MAP, cardiac index, portal vein blood flow
index, and PCO2 gastric mucosal-arterial gradient (PCO2 gap) during the experimental protocol (mean T SEM). BIYbacterial infusion (1.2  1010 colony-forming
units/kg over 30 min); FRYfluid resuscitation period; CTYcontrols, no fluid (n = 7); RLYRinger’s lactate solution 32 mL/kg over 30 min (n = 7). Modified from
Garrido (43).

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56 SHOCK VOL. 30, SUPPLEMENT 1 POLI-DE-FIGUEIREDO ET AL.

causing hemodynamic deterioration, especially in the absence


of fluid resuscitation (12, 29, 36).
Not all models using an intravascular infusion of live bac-
teria are acute preparations characterized by abrupt cardiovas-
cular deterioration secondary to overwhelming bacteremia.
Shaw and Wolfe (49) described a chronically instrumented
unanesthetized canine model, wherein animals were infused
intra-arterially with viable E. coli and were studied 24 h later.
The animals were aggressively resuscitated at the time sepsis
was induced, the dose of bacteria being invariably lethal in
the absence of adequate restoration of intravascular volume.
However, with fluid resuscitation, 85% of the animals sur-
vived the protocol and, at the time of study, were hyper-
dynamic and hypermetabolic (49). In addition, many of the
hormonal alterations typical in humans with sepsis were
FIG. 2. Histological examination of the lung (A and B) and liver (C and observed. Although not widely used, this model mimics many
D) in an experimental model of septic shock induced by lethal i.v. dose of the features of clinical sepsis and avoids the confounding
of live E. coli in dogs. A, Two recent fibrin thrombi in pulmonary small
vessels. B, Intense inflammatory process in pulmonary parenchyma forming
effects of anesthesia and surgical preparations.
a microabscess. C, Liver parenchyma and portal triad display an intense Because most patients are not challenged with a massive
mixed inflammatory infiltration. D, Microabscess in liver parenchyma. From bacterial load at any time, but rather harbor a septic focus
Garrido (43).
that is intermittently and persistently showering the body with
bacteria, several authors have questioned the relevance of
hypoxia and/or ischemia contribute to gastrointestinal tract models using a bolus infusion of viable bacteria (26). In
barrier dysfunction and translocation of cytokines, bacteria, addition, concerns over the use of an appropriate strain of an
and their products (47). infective organism extend also to studies of endotoxemia,
At the time of autopsy, those animals receiving live E. coli where the most commonly used strain of endotoxin is un-
showed evidence of major inflammatory alterations and injury commonly seen in human bacteremia. There are a number of
in lungs and liver (43). An illustrative example of the impact features of either the host or host-bacterium interactions that
of this model of septic shock is presented in Figure 2. Tissue are species specific (6). For example, Salmonella typhi does
inflammatory recruitment, presence of small-vessel thrombo- not cause systemic infection in laboratory rodents but is
sis, vascular congestion, focal hemorrhage, and microabscess responsible for typhoid fever in humans. In mice, a rela-
were observed in lung and liver. These alterations have been ted bacterium, Salmonella typhimurium, causes a systemic
described in experimental and clinical sepsis (48), and reflect infection and it is commonly used as a model of human
the complex host systemic response with activation of mul- typhoid infection, despite its low virulence in humans (6).
tiple inflammatory pathways and the coagulation system Individual bacteria may also cause a broad spectrum of
contributing to widespread microcirculatory disturbances. disease processes, depending on the expression of virulence
The acute i.v. live bacteria injection results in immediate genes. These findings suggest that it may be difficult to make
cardiovascular collapse and early death, behavior rarely seen conclusions regarding the efficacy of a therapy based on a
in human sepsis. However, within these limitations, this mod- study looking at infection with a single bacterial strain, par-
el may mimic extreme clinical sepsis such as seen in menin-
gococcemia, pneumococcal bacteremia in splenectomized
individuals, and gram-negative bacteremia in the setting of
profound granulocytopenia (26), which are increasingly seen
nowadays. This model also allows the study of the acute
effects of early interventions in short periods, such as fluid
replacement. Large animals allow the use of systemic and
regional monitoring similar to the ones used in ICUs, in
addition to regional blood flow measurements and blood
sampling only feasible in experimental studies.
As in other models, the hemodynamic response to the
challenge with live bacteria also depends on fluid resuscita-
tion and antibiotic treatment. The use of fluid resuscitation
has varied between studies, but in its absence, early death is
frequent. There is considerable evidence that antibiotic ther-
apy may, through the destruction of bacteria and release of
substantial amounts of cell wall components by gram-
FIG. 3. Aspect of the necrotic cecum after ligation and puncture for
negative, gram-positive, and fungi, promote an intense in- the evaluation of leukocyte-endothelial interactions displayed in
flammatory response with excessively high levels of TNF-!, Figure 5 (28).

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SHOCK OCTOBER 2008 EXPERIMENTAL MODELS OF SEPSIS 57

FIG. 4. Intravital microscopy in rat mesentery, allowing the evaluation of leukocyte-endothelial interactions shown in Figure 5.

ticularly if it is a pathogen not commonly seen in critically ill sample size, whereas variability remains a problem in larger
patients (6). Despite these criticisms, numerous laboratories species. The gastrointestinal contents of animals, particularly
continue to use intravascular infusions of viable bacteria to herbivores, vary between species. Initial attempts to induce
induce sepsis in animals, and many of these models remain peritonitis by intraperitoneal implantation of feces were often
very useful, provided that certain inherent limitations are disappointing, with animals appearing tolerant to their own
recognized (26). fecal flora (35). To overcome those limitations, human feces
were used, or barium sulfate, bile salts, or autologous hemoglo-
PERITONITIS MODELS bin added to the fecal material (8).
Both CLP and fecal inoculation models deliver a variable
Peritonitis may be induced in animals in several ways. Bowel microbiological dose (8), so pure bacterial culture peritoni-
can be perforated, allowing contamination with gastrointestinal tis models have been developed. In 1980, Ahrenholz and
contents, or inocula of fecal material or pure bacterial cul- Simmons (50) showed that 24-h mortality was 100% when
tures can be instilled into the peritoneal cavity (35). In early viable E. coli suspended in saline was injected intraperito-
models, segments of intact bowel were isolated, and the de- neally in rats. However, when the same number of bacteria
velopment of peritonitis was expected (35). The disadvantage was implanted intraperitoneally in a bovine clot, early mor-
of this model was that the onset of peritonitis was uncon- tality was prevented, but the rats developed abscess, and the
trolled and depended on the timing of gastrointestinal per- 10-day mortality rate was 90% (50). Thus, fibrin delays the
foration. To overcome this limitation, the cecal ligation and systemic absorption of the entrapped bacteria and promotes
puncture (CLP) model was developed as a simple and repro- the development of chronic intraperitoneal abscess, a more
ducible model that has been used widely in sepsis research local septic focus (26). This highly reproducible model has
(24, 25). The cecum is ligated distal to the ileocecal valve and
perforated using two needle punctures (Fig. 3). Needle size
can be used to manipulate CLP to give a lethal and non-
lethal sepsis (8, 26).
The principal advantage of CLP models is their simplicity.
Because sepsis is induced by a straightforward surgical
procedure, there is no need to grow and quantify bacteria or
in other ways prepare the inoculum. Furthermore, these are
models of sepsis caused by peritoneal contamination with
mixed flora in the presence of devitalized tissue and thus
establish a clear resemblance to clinical problems such as a
perforated appendicitis or diverticulitis (35). This technique,
without fluid resuscitation, promotes rapid onset of shock.
After fluid resuscitation, mortality rate may be reduced with
pathophysiological responses resembling those noted in
human sepsis (29). The use of intravital microscopy in the
vascular mesentery (Fig. 4) allows in vivo observation of
altered mesenteric leukocyte-endothelial interactions after
cecal ligation/puncture and their modulation by different fluid
FIG. 5. Number of rolling leukocytes/10 min, adherent leukocytes/
regimens, and reversion after surgical sepsis source control 100 2m venule length, and migrated leukocytes/5,000 2m2 in rat
(Fig. 5) by removing the necrotic cecum (27, 28). mesenteric microcirculation. Rats were sham-operated (SHAM, n = 6),
However, it is difficult to control the magnitude of the septic submitted to CLP (n = 7), or to CLP + necrotic tissue resection/peritoneal
lavage (REL, n = 6). *P G 0.05 among CLP versus SHAM and CLP + REL
challenge in the CPL model. In studies using small animals, the groups. Removal of the necrotic tissue restored microcirculatory disturban-
problem of variability is easily overcome by increasing the ces induced by sepsis. From Nagakawa et al. (28).

Copyright @ 2008 by the Shock Society. Unauthorized reproduction of this article is prohibited.
58 SHOCK VOL. 30, SUPPLEMENT 1 POLI-DE-FIGUEIREDO ET AL.

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