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Experimental Models of Sepsis and Their Clinical Relevance: Shock
Experimental Models of Sepsis and Their Clinical Relevance: Shock
53Y59, 2008
Received 17 Dec 2007; first review completed 18 Feb 2008; accepted in final form 11 Mar 2008
ABSTRACT—Sepsis remains a major cause of morbidity and mortality mainly because of sepsis-induced multiple organ
dysfunction. In contrast to preclinical studies, most clinical trials of promising new treatment strategies for sepsis have failed
to demonstrate efficacy. Although many reasons could account for this discrepancy, the misinterpretation of preclinical data
obtained from experimental studies and especially the use of animal models that do not adequately mimic human sepsis may
have been contributing factors. In this review, the potentials and limitations of various animal models of sepsis are discussed
to clarify to which extent these findings are relevant to human sepsis. Such models include intravascular infusion of
endotoxin or live bacteria, bacterial peritonitis, cecal ligation and perforation, soft tissue infection, pneumonia or meningitis
models using different animal species including rats, mice, rabbits, dogs, pigs, sheep, and nonhuman primates. Despite
several limitations, animal models remain essential in the development of all new therapies for sepsis and septic shock
because they provide fundamental information about the pharmacokinetics, toxicity, and mechanism of drug action that
cannot be replaced by other methods. New therapeutic agents should be studied in infection models, even after the initiation
of the septic process. Furthermore, debility conditions need to be reproduced to avoid the exclusive use of healthy animals,
which often do not represent the human septic patient.
KEYWORDS—Animal models, bacteremia, endotoxin, shock, sepsis
Copyright @ 2008 by the Shock Society. Unauthorized reproduction of this article is prohibited.
54 SHOCK VOL. 30, SUPPLEMENT 1 POLI-DE-FIGUEIREDO ET AL.
complicated than simulated even in large-animal models. from dead bacteria and an acute hemodynamic deterioration
Animals are carefully selected to have no preexisting dis- (6, 12, 15, 29, 36).
eases and to have a similar genetic background, age, weight, Endotoxin or LPS, as the principal component of the gram-
sex, and nutritional status. These animals are then chal- negative bacterial cell wall, stimulates the release of inflam-
lenged with a single well-defined precipitating event, where- matory mediators from various cell types, responsible for
as patients with sepsis patients are heterogeneous with initiating the process of sepsis (26). LPS is a stable rela-
respect to age, preexisting conditions, sources of infection, tively pure compound that can be stored in lyophilized form.
types of infecting microorganism, and many of them have An accurate dose can be measured and may be administered
experienced trauma or major surgery. Adequacy, rapidity as a bolus or infusion (26). This has formed the basis for the
and quality of care, including antibiotics, and timing of simplest sepsis model and many endotoxicosis models (35).
surgical intervention among others are critical for survival The sensitivity to endotoxin shows considerable differen-
in human sepsis (10). ces between species. Rodents, cats, and dogs are relatively
The natural history of severe sepsis in laboratory animals endotoxin resistant, whereas humans, rabbits, sheep, and
is generally distinct from human sepsis, with animals more nonhuman primates show an enhanced response (6, 10, 26).
often having a rapid onset of hypodynamic circulatory col- In insensitive animals, presensitization with killed organism
lapse and a more rapid resolution or decline to mortality. In or D-galactosamine reduces the dose of LPS needed to
clinical sepsis, the mortality is most commonly caused by produce an inflammatory response (35). Despite lower doses
the development of multiple organ failure days to weeks being more physiological, most studies have continued to use
after initial presentation. For this reason, animal models that high endotoxin doses in nonsensitized animals. The duration
lead to significant mortality within the first 6 to 12 h may and route of administration have varied between studies
not describe an outcome that is relevant to humans (6). as well.
Agents under investigation are often administered to animals A large i.v. dose of LPS in rats results in a sudden car-
before or immediately after the induction of sepsis, condi- diovascular collapse and death (37), whereas a lower dose
tions that can rarely be achieved in clinical trials. promotes a hyperdynamic response, with an early increase in
cardiac output (38). Similarly, rabbits challenged with high
doses of LPS (5 mg/kg) show low cardiac output and high sys-
EXPERIMENTAL MODELS
temic vascular resistance, but when challenged with a much
Signs and laboratory findings seen in human sepsis can be lower dose (1Y3 2g/kg), they manifest a hyperdynamic state
observed in a variety of animal models including intravascular (26). A low dose of LPS (0.75 2g/kg) in sheep promotes a
infusion of endotoxin (9, 14Y17) or live bacteria (14, 18Y21), biphasic response characterized by an early reduction and a
bacterial peritonitis (8, 22Y25), cecal ligation and perforation later increase in cardiac output, whereas a prolonged ex-
(26Y30), soft tissue infection (31), pneumonia model (32, 33), tremely low dose of LPS (9, 12, or 24 ng/kg per h for 24 h)
and meningitis model (34). Different animal species have promotes a delayed hyperdynamic state, with high cardiac
been used including rats, mice, rabbits, dogs, pigs, sheep, and output and vasodilatation (15). As in human sepsis, a higher
nonhuman primates (26). Even though those models replicate dosage of endotoxin in sheep has been associated with a
many of the features of sepsis, it is important to critically more profound myocardial depression (9). Endotoxin admin-
evaluate the extent to which they mimic the septic picture. istration in dogs (2 mg/kg) provokes a severe hypodynamic
state with an abrupt decrease in arterial pressure, cardiac
output, hepatic blood flow, and an increase in systemic
ENDOTOXIN
vascular resistance and blood lactate levels (39). Most
Endotoxin is commonly used in animal models of sepsis. nonhuman primate endotoxicosis models have used massive
However, there is controversy over its relevance to our un- i.v. doses, resulting in rapid circulatory collapse and early
derstanding of human sepsis. When administered to human death, whereas lower doses more closely resembled hu-
subjects, endotoxin may mimic many of the features of man sepsis with coagulopathy and progressive multiorgan
sepsis (26). In critically ill patients, increased concentra- dysfunction (16).
tions of serum endotoxin have been associated with the Several authors argued that the endotoxin model is not a
development of sepsis, disease severity, and mortality (6, 26). suitable one to study sepsis (6, 26), despite the fact that endo-
Detectable levels of endotoxin were identified in up to 75% toxin may play an important role in the pathogenesis of sepsis.
in intensive care unit (ICU) sepsis patients in intensive care The use of high doses of endotoxin in animals that are resis-
settings (35). Endotoxin levels often remain undetectable in tant to endotoxin has toxic effects that are not seen when
serum in more indolent forms of uncomplicated sepsis, with low doses are administered to endotoxin-sensitive species,
the recorded levels being of no prognostic significance (6). such as man (6). Although released by gram-negative sep-
Occasionally, very high levels of endotoxin can be detected sis, endotoxin is not released in gram-positive bacteria, but
in patients with meningococcemia and with the beginning mortality is similar (38). The use of corticosteroids and
of the antibiotic therapy, killing bacteria (36). The hypothesis antiYTNF-! has been effective in animal models of endotox-
that endotoxin plays a significant role in sepsis is supported emia, but has failed in clinical trials (6, 40). In addition, killed
by many studies that show that antibiotic administration may Escherichia coli are more lethal than endotoxin. As the
lead to a sudden release of massive amounts of endotoxin endotoxin is only one component of gram-negative bacteria,
Copyright @ 2008 by the Shock Society. Unauthorized reproduction of this article is prohibited.
SHOCK OCTOBER 2008 EXPERIMENTAL MODELS OF SEPSIS 55
it is suggested that the other cell wall components may In a porcine model, in which both gram-positive and gram-
contribute to systemic inflammatory response (26). negative bacteria were used at a similar dose, the hemody-
Thus, caution must be exercised whenever assessing clin- namic and pulmonary changes depended on the bacterial
ical efficacy of novel therapeutic agents in animal models species used. Whereas Staphylococcus aureus induced mini-
of endotoxemia (6). There is general agreement among mal changes, both E. coli and Pseudomonas aeruginosa re-
researchers that LPS injection may serve as a model for sulted in shock and acute respiratory failure (21).
endotoxic shock but not for sepsis (26). In an ovine model, a nonlethal dose of E. coli promoted a
hyperdynamic cardiovascular response with hypotension, in-
creased output, tachycardia, fever, oliguria, tachypnea, and hy-
INTRAVASCULAR INFUSION OF LIVE BACTERIA
perlactatemia (4). In a porcine model, P. aeruginosa infused
Because the rate of positive blood cultures is associated over a week resulted in biphasic changes to the cardiac out-
with increasing sepsis severity, (sepsis [17%], severe sepsis put, with late systemic hypotension and pulmonary hyper-
[25%], septic shock [69%]), it has been suggested that bacter- tension (42).
emia plays an important role in the outcome of sepsis (26). In dogs, both sublethal and lethal i.v. dose of live E. coli
Different aerobic bacterial species have been investigated to promoted early profound cardiovascular deterioration with
induce sepsis and septic shock (26). Escherichia coli is the hypotension, very low cardiac output, splanchnic hypoperfu-
most common one. There is a wide variability in the dose of sion, and severe metabolic changes (18Y20, 43Y45). Animals
and duration of infusion, as seen with endotoxicosis models. challenged by a lethal dose of E. coli (1.2 1010 colony-
In small animals, low doses of E. coli, administered over forming units/kg) presented only partial and transient
several hours, have been associated with minimal early phys- improvements in systemic and regional blood flows during
iological changes, whereas higher doses have often produced fluid resuscitation, but the progressive cardiovascular col-
a biphasic response, with an early rise and late fall in cardiac lapse was unavoidable (Fig. 1). In this model, the magnitude
output (35). In baboons, a bolus i.v. injection of LD100 dose of of changes at the splanchnic region was greater than the
E. coli induced an exaggerated TNF-! response with cardio- systemic ones. Moreover, the transient benefits after fluid
vascular collapse and early death. In this model, pretreatment replacement were much less evident within the splanchnic
with a TNF-! inhibitor showed hemodynamic improvement region, particularly at the microcirculatory level, as demon-
and better survival, highlighting the role of TNF-! in car- strated by the PCO2 gastric mucosal-arterial gradient (Fig. 1).
diovascular collapse and resultant organ dysfunction and This discrepancy between systemic and regional parameters
death (41). A severe disseminated intravascular coagulation has been well demonstrated in experimental and clinical
induced by both sublethal and lethal doses of live E. coli and studies (18, 43Y47). The intense compromise of splanchnic
endotoxin has been described in baboons (14), resulting in a perfusion, particularly at the gut mucosa, has been implicated
complex inflammatory and hemostatic response that involves in the genesis, amplification, and perpetuation of the sys-
the microvascular endothelium and its regulatory anticoagu- temic inflammatory response and the progression of multiple
lant networks, thereby contributing to the multiorgan dys- organ dysfunction (47). The pathophysiological basis that
function development (14). has been used to explain this phenomenon is that the gut
FIG. 1. Experimental model of septic shock induced by lethal i.v. dose of live E. coli in dogs. Changes in MAP, cardiac index, portal vein blood flow
index, and PCO2 gastric mucosal-arterial gradient (PCO2 gap) during the experimental protocol (mean T SEM). BIYbacterial infusion (1.2 1010 colony-forming
units/kg over 30 min); FRYfluid resuscitation period; CTYcontrols, no fluid (n = 7); RLYRinger’s lactate solution 32 mL/kg over 30 min (n = 7). Modified from
Garrido (43).
Copyright @ 2008 by the Shock Society. Unauthorized reproduction of this article is prohibited.
56 SHOCK VOL. 30, SUPPLEMENT 1 POLI-DE-FIGUEIREDO ET AL.
Copyright @ 2008 by the Shock Society. Unauthorized reproduction of this article is prohibited.
SHOCK OCTOBER 2008 EXPERIMENTAL MODELS OF SEPSIS 57
FIG. 4. Intravital microscopy in rat mesentery, allowing the evaluation of leukocyte-endothelial interactions shown in Figure 5.
ticularly if it is a pathogen not commonly seen in critically ill sample size, whereas variability remains a problem in larger
patients (6). Despite these criticisms, numerous laboratories species. The gastrointestinal contents of animals, particularly
continue to use intravascular infusions of viable bacteria to herbivores, vary between species. Initial attempts to induce
induce sepsis in animals, and many of these models remain peritonitis by intraperitoneal implantation of feces were often
very useful, provided that certain inherent limitations are disappointing, with animals appearing tolerant to their own
recognized (26). fecal flora (35). To overcome those limitations, human feces
were used, or barium sulfate, bile salts, or autologous hemoglo-
PERITONITIS MODELS bin added to the fecal material (8).
Both CLP and fecal inoculation models deliver a variable
Peritonitis may be induced in animals in several ways. Bowel microbiological dose (8), so pure bacterial culture peritoni-
can be perforated, allowing contamination with gastrointestinal tis models have been developed. In 1980, Ahrenholz and
contents, or inocula of fecal material or pure bacterial cul- Simmons (50) showed that 24-h mortality was 100% when
tures can be instilled into the peritoneal cavity (35). In early viable E. coli suspended in saline was injected intraperito-
models, segments of intact bowel were isolated, and the de- neally in rats. However, when the same number of bacteria
velopment of peritonitis was expected (35). The disadvantage was implanted intraperitoneally in a bovine clot, early mor-
of this model was that the onset of peritonitis was uncon- tality was prevented, but the rats developed abscess, and the
trolled and depended on the timing of gastrointestinal per- 10-day mortality rate was 90% (50). Thus, fibrin delays the
foration. To overcome this limitation, the cecal ligation and systemic absorption of the entrapped bacteria and promotes
puncture (CLP) model was developed as a simple and repro- the development of chronic intraperitoneal abscess, a more
ducible model that has been used widely in sepsis research local septic focus (26). This highly reproducible model has
(24, 25). The cecum is ligated distal to the ileocecal valve and
perforated using two needle punctures (Fig. 3). Needle size
can be used to manipulate CLP to give a lethal and non-
lethal sepsis (8, 26).
The principal advantage of CLP models is their simplicity.
Because sepsis is induced by a straightforward surgical
procedure, there is no need to grow and quantify bacteria or
in other ways prepare the inoculum. Furthermore, these are
models of sepsis caused by peritoneal contamination with
mixed flora in the presence of devitalized tissue and thus
establish a clear resemblance to clinical problems such as a
perforated appendicitis or diverticulitis (35). This technique,
without fluid resuscitation, promotes rapid onset of shock.
After fluid resuscitation, mortality rate may be reduced with
pathophysiological responses resembling those noted in
human sepsis (29). The use of intravital microscopy in the
vascular mesentery (Fig. 4) allows in vivo observation of
altered mesenteric leukocyte-endothelial interactions after
cecal ligation/puncture and their modulation by different fluid
FIG. 5. Number of rolling leukocytes/10 min, adherent leukocytes/
regimens, and reversion after surgical sepsis source control 100 2m venule length, and migrated leukocytes/5,000 2m2 in rat
(Fig. 5) by removing the necrotic cecum (27, 28). mesenteric microcirculation. Rats were sham-operated (SHAM, n = 6),
However, it is difficult to control the magnitude of the septic submitted to CLP (n = 7), or to CLP + necrotic tissue resection/peritoneal
lavage (REL, n = 6). *P G 0.05 among CLP versus SHAM and CLP + REL
challenge in the CPL model. In studies using small animals, the groups. Removal of the necrotic tissue restored microcirculatory disturban-
problem of variability is easily overcome by increasing the ces induced by sepsis. From Nagakawa et al. (28).
Copyright @ 2008 by the Shock Society. Unauthorized reproduction of this article is prohibited.
58 SHOCK VOL. 30, SUPPLEMENT 1 POLI-DE-FIGUEIREDO ET AL.
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