Professional Documents
Culture Documents
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highlighted part in a case? Pakikopya na lang yong ruling. 😊
Under Canon 1
A LAWYER SHALL UPHOLD THE CONSTITUTION, OBEY THE LAWS
OF THE LAND AND PROMOTE RESPECT FOR LAW OF AND LEGAL
PROCESSES.
ISSUE:
Whether or not respondent committed the acts of malpractice, deceit, gross
misconduct and violation of lawyer's oath.
RULING:
The very first Canon of the new Code states that "a lawyer shall uphold the
Constitution, obey the laws of the land and promote respect for law and
legal process", moreover, Rule 138, Sec. 3 of the Revised Rules of Court
requires every lawyer to take an oath to 44 obey the laws of the Republic of
the Philippines as well as the legal orders of the duly constituted authorities
therein." And for any violation of this oath, a lawyer may be suspended or
disbarred by the Supreme Court [Rule 138, Sec. 27, Revised Rules of
Court]. All of this underscore the role of the lawyer as the vanguard of our
legal system. The transgression of any provision of law by a lawyer is a
repulsive and reprehensible act which the Court will not countenance. In
the instant case, respondent, having violated Art. 1491 of the Civil Code,
must be held accountable both to his client and to society.
Rule 1.01
A lawyer shall not engage in unlawful, dishonest, immoral or deceitful
conduct.
4.Arciga v. Maniwang AC 1608 1981
FACTS:
Magdalena T. Arciga in her complaint of February 24, 1976 asked for the
disbarment of lawyer Segundino D. Maniwang (admitted to the Bar in 1975)
on the ground of grossly immoral conduct because he refused to fulfill his
promise of marriage to her. Their illicit relationship resulted in the birth on
September 4, 1973 of their child, Michael Dino Maniwang.
ISSUE:
In his opinion, respondent’s cohabitation with the complainant and his
reneging on his promise of marriage do not warrant his disbarment.
RULING:
This Court found that respondent’s refusal to marry the complainant was
not so corrupt nor unprincipled as to warrant disbarment.
8.In re Basa
FACTS:
Carlos S. Basa is a young man about 29 years of age, admitted to the bars
of Calif ornia and the Philippine Islands. Recently he was charged in the
Court of First Instance of the city of Manila with the crime of abduction with
consent, was found guilty in a decision rendered by the Honorable M. V.
del Rosario, Judge of First Instance, and was sentenced to be imprisoned
for a period of two years, eleven months and eleven days of prisión
correccional. On appeal, this decision was affirmed in a judgment handed
down by the second division of the Supreme Court.
ISSUE:
Whether the crime of abduction with consent, as punished by article 446 of
the Penal Code, involves moral turpitude.
RULING:
"Moral turpitude," it has been said, "includes everything which is done
contrary to justice, honesty, modesty, or good morals." (Bouvier's Law
Dictionary, cited by numerous courts.) Although no decision can be found
which has decided the exact question, it cannot admit of doubt that crimes
of this character involve moral turpitude. The inherent nature of the act is
such that it is against good morals and the accepted rule of right conduct.
It is the order of the court that beginning with the day when Carlos S. Basa
shall be discharged from prison, he be suspended from his office of lawyer
for one year.
ISSUE:
Whether applicant A.C. Argosino has purged himself of the obvious
deficiency in moral character.
RULING:
We stress that good moral character is a requirement possession of which
must be demonstrated not only at the time of application for permission to
take the bar examinations but also, and more importantly, at the time of
application for admission to the bar and to take the attorney’s oath of office.
Mr. Argosino must, therefore, submit to this Court, for its examination and
consideration, evidence that he may be now regarded as complying with
the requirement of good moral character imposed upon those seeking
admission to the bar. His evidence may consist, inter alia, of sworn
certifications from responsible members of the community who have a
good reputation for truth and who have actually known Mr. Argosino for a
significant period of time, particularly since the judgment of conviction was
rendered by Judge Santiago. He should show to the Court how he has tried
to make up for the senseless killing of a helpless student to the family of
the deceased student and to the community at large. Mr. Argosino must, in
other words, submit relevant evidence to show that he is a different person
now, that he has become morally fit for admission to the ancient and
learned profession of the law.
The Sandiganbayan found that the charge against Mayor Teves for causing
the issuance of the business permit or license to operate the Valencia
Cockpit and Recreation Center is "not well-founded."
Petitioner, as then Mayor of Valencia, did not use his influence, authority or
power to gain such pecuniary or financial interest in the cockpit. Neither did
he intentionally hide his interest in the subject cockpit by transferring the
management thereof to his wife considering that the said transfer occurred
before the effectivity of the present LGC prohibiting possession of such
interest.
In May 1996, Elmer Abastillas, the playing coach of the Ozamis City
volleyball team, wrote Mayor Benjamin A. Fuentes of Ozamis City,
requesting financial assistance for his team. Mayor Fuentes approved the
request and sent Abastillas’ letter to the City Treasurer for processing.
Mayor Fuentes also designated Mario R. Ferraren, a city council member,
as Officer-in-Charge (OIC) of the city while Mayor Fuentes was away.
Abastillas eventually got the ₱10,000.00 assistance for his volleyball team.
ISSUE:
Whether or not the conviction of a lawyer for a crime involving moral
turpitude constitutes sufficient ground for his disbarment from the practice
of law under Section 27, Rule 138 of the Rules of Court.
RULING:
This Court has ruled that the crime of falsification of public document is
contrary to justice, honesty, and good morals and, therefore, involves moral
turpitude. Moral turpitude includes everything which is done contrary to
justice, honesty, modesty, or good morals. It involves an act of baseness,
vileness, or depravity in the private duties which a man owes his
fellowmen, or to society in general, contrary to the accepted and customary
rule of right and duty between man and woman, or conduct contrary to
justice, honesty, modesty, or good morals.
It appears that as member of the bar and in his Capacity as a notary public,
Vailoces, on December 14, 1950, acknowledged the execution of a
document purporting to be the last will and testament of one Tarcila
Visitacion de Jesus. Presented for probate before the Court of First
Instance of Negros Oriental, the will was impugned by her surviving spouse
and daughter. Consequently, the probate court, finding that the will was a
forgery, rendered decision denying probate to the will.
ISSUE:
Whether the respondent is guilty and convicted of a crime involving moral
turpitude.
RULING:
Under Section 25, Rule 127, of the Rules of Court, a member of the bar
may be removed or suspended from his office as attorney if it appears that
he has been convicted of a crime involving moral turpitude. Moral turpitude,
as used in this section, includes any act deemed contrary to justice,
honesty or good morals. Among the examples given of crimes of this
nature by former Chief Justice Moran are the crime of seduction and the
crime of concubinage.The crime of which respondent was convicted is
falsification of public document, which is indeed of this nature, for the act is
clearly contrary to justice, honesty and good morals. Hence, such crime
involves moral turpitude. Indeed, it is well-settled that "embezzlement,
forgery, robbery, and swindling are crimes which denote moral turpitude
and, as a general rule, all crimes of which fraud is an element are looked
on as involving moral turpitude"
ISSUE:
Whether or not the conditional pardon extended to respondent places him
beyond the scope of the rule on disbarment aforecited
RULING:
The pardon granted to respondent here is not absolute but conditional, and
merely remitted the unexecuted portion of his term. It does not reach the
offense itself, unlike that in Ex parte Garland, which was "a full pardon and
amnesty for all offense by him committed in connection with rebellion (civil
war) against government of the United States."
From the period of January 1993 to May 1994 complainant had several
conferences with the respondent regarding the processing of her travel
documents. To facilitate the processing, respondent demanded an
additional amount of Sixty-Five Thousand Pesos (P65,000.00) and
prevailed upon complainant to resign from her job as stenographer with the
Commission on Human Rights.
When complainant inquired about her passport, Atty. Calis informed the
former that she will be assuming the name Lizette P. Ferrer married to
Roberto Ferrer, employed as sales manager of Matiao Marketing, Inc. the
complainant was furnished documents to support her assumed identity.
That respondent acted the way he did because he was confronted with an
alleged urgent situation is no excuse at all. As an individual, and even more
so as a member of the legal profession, he is required to obey the laws of
the land at all times. For notarizing the Verification of the Motion to Dismiss
with Answer when three of the affiants thereof were not before him and for
notarizing the same instrument of which he was one of the signatories, he
failed to exercise due diligence in upholding his duty as a notary public.
ISSUE:
Whether respondent guilty of gross negligence as a notary public.
RULING:
The duties of a notary public is dictated by public policy and impressed with
public interest. It is not a meaningless ministerial act of acknowledging
documents executed by parties who are willing to pay the fees for
notarization. It is of no moment that the subject SPA was not utilized by the
grantee for the purpose it was intended because the property was allegedly
transferred from complainant to her brother by virtue of a deed of sale
consummated between them. What is being penalized is respondent’s act
of notarizing a document despite the absence of one of the parties. By
notarizing the questioned document, he engaged in unlawful, dishonest,
immoral or deceitful conduct. A notarized document is by law entitled to full
credit upon its face and it is for this reason that notaries public must
observe the basic requirements in notarizing documents. Otherwise, the
confidence of the public in notarized documents will be undermined.
WHEREFORE, the notarial commission of respondent Atty. Leonardo M.
Real is hereby REVOKED. He is disqualified from reappointment as notary
public for a period of two (2) years and SUSPENDED from the practice of
law for a period of one (1) year, effective immediately. He is WARNED that
a repetition of the same or similar offense in the future shall be dealt with
more severely.
ISSUE:
Whether or not the IBP correctly found Atty. Gasmen liable for violation of
the Notarial Rules and the CPR.
RULING:
Rule 1.01 - A lawyer shall not engage in unlawful, dishonest, immoral or
deceitful conduct.
In this case, while the IBP Commissioner found the absence of bad faith
and considered Atty. Gasmen as a first time offender, the Court finds that
the penalties of disqualification from being commissioned as notary public
for a period of two (2) years and suspension from the practice of law for
one (1) year are proper. On this score, the Court observes that Atty.
Gasmen did not deny notarizing the documents without the presence of
Sappayani and indirectly admitted doing the same with other similar
documents and affiants. Thus, such practice, he evidently countenanced
fraud.
WHEREFORE, the Court finds respondent Atty. Renato G. Gasmen
GUILTY of violation of the Notarial Law and the Code of Professional
Responsibility. Accordingly, the Court hereby SUSPENDS him from the
practice of law for one (1) year; REVOKES his incumbent commission as a
notary public; and PROHIBITS him from being commissioned as a notary
public for two (2) years, effective immediately. He is WARNED that a
repetition of the same offense or similar acts in the future shall be dealt with
more severely.
27.Flores v. Chua AC 4500 1999
FACTS:
Complainant Ban Hua U. Flores seeks the disbarment of respondent Atty.
Enrique S. Chua, a practicing lawyer in the City of Bacolod for various
offenses amounting to "malpractice, gross misconduct, violation of his
lawyer's oath, the Code of Professional Conduct and Responsibility, as well
as the provisions of the laws of the Republic of the Philippines, to wit:
ISSUE:
RULING:
I.On the first charge that responding was guilty of fraud against a person in
his deathbed by falsification and forgery of a deed of sale, there is no
evidence that he actively conspired with any party, or actively participated,
in the forgery of the signature of one Chua Beng, a purported party to the
contract. However, complainant's evidence supports the conclusion that the
signature of Chua Beng on a Deed of Sale was forged.
II. Ignorance of a pending action on the properties subject of the SEC case
cannot, therefore, be invoked by respondent. Respondent is answerable for
misconduct under Canon 12.02.
III. Here, we cannot excuse him from such misconduct for it behooves him
to even exert earnest efforts towards the settlement of family disputes and
certainly he should be the last to exacerbate and complicate the
controversial situation in which family members are embroiled. By his
publication, respondent has violated the canons of professional ethics and
professional responsibility, particularly Canon 19, 27, 3.01, 13.02, 1.03 and
1.04.
IN VIEW OF ALL THE FOREGOING, we find respondent ENRIQUE S.
CHUA guilty of grave misconduct rendering him unworthy of continuing
membership in the legal profession. He is thus ordered DISBARRED from
the practice of law and his name stricken off the Roll of Attorneys, effective
immediately.
Rule 1.02
A lawyer shall not counsel or abet activities aimed at defiance of the law or
at lessening confidence in the legal system.
29. In re: Terrell GR 1203 1903 / 2 Phil. 266
FACTS:
Howard D. Terrell, an attorney-at-law, first, had assisted in the organization
of the "Centro Bellas Artes" Club, after he had been notified that the said
organization was made for the purpose of evading the law then in force in
said city; and,
Secondly, for acting as attorney for said "Centro Bellas Artes" during the
time of and after its organization, which organization was known to him to
be created for the purpose of evading the law.
ISSUE:
Whether or not Atty. Terrell guilty of violating Rule 1.02.
RULING:
We have carefully considered these facts, and have reached the
conclusion that they were such as to justify the court below in arriving at the
conclusion that the knowledge and acts of the accused in connection with
the organization of the "Centro Bellas Artes" Club were of such a nature
and character as to warrant his suspension from practice.
ISSUE:
Whether the respondent violated the Rule 1.02 of the Code of Professional
Responsibility.
RULING:
Respondent had sworn to uphold the Constitution. Thus, he violated his
oath and the Code when he prepared and notarized the Occupancy
Agreement to evade the law against foreign ownership of lands.
Respondent used his knowledge of the law to achieve an unlawful end.
Such an act amounts to malpractice in his office, for which he may be
suspended.
ISSUE:
Whether Atty. Flaminiano should be held liable.
RULING:
Atty. Flaminiano’s acts of entering the property without the consent of its
occupants & in contravention of the existing writ or preliminary injunction &
making utterances showing disrespect for the law & this Court, are
unbecoming of a member of the Bar. Although he says that they
“peacefully” took over the property, such “peaceful” take-over cannot justify
defiance of the writ of preliminary injunction that he knew was still in force.
Through his acts, he has flouted his duties as a member of the legal
profession. Under the Code of Professional Responsibility, he is prohibited
from counseling or abetting “activities aimed at defiance of the law or at
lessening confidence in the legal system.”
Doctrine:
As the law now stands, inferior courts retain jurisdiction over ejectment
cases even if the question of possession cannot be resolved without
passing upon the issue of ownership; but this is subject to the same caveat
that the issue posed as to ownership could be resolved by the court for the
sole purpose of determining the issue of possession.
32. Guarin v. Limpin AC 10576 2015
FACTS:
On July 22, 2009, Guarin filed this complaint with the Integrated Bar of the
Philippines Commission on Bar Discipline (IBP CBD) claiming that Atty.
Limpin violated Canon 1 and Rule 1.01 of the CPR by knowingly listing him
as a stockholder, Chairman of the Board and President of LCI when she
knew that he had already resigned and had never held any share nor was
he elected as chairperson of the BOD or been President of LCI. He also
never received any notice of meeting or agenda where his appointment as
Chairman would be taken up. He has never accepted any appointment as
Chairman and President of LCI.
ISSUE:
Whether Atty. Limpin violated Rule 1.02 of the CPR.
RULING:
After going through the submissions and stipulations of the parties, we
agree with the IBP that there is no indication that Guarin held any share to
the corporation and that he is therefore ineligible to hold a seat in the BOD
and be the president of the company. It is undisputed that Atty. Limpin filed
and certified that Guarin was a stockholder of LCI in the GIS. While she
posits that she had made the same in good faith, her certification also
contained a stipulation that she made a due verification of the statements
contained therein. That Atty. Limpin believed that Guarin would sign a
Deed of Assignment is inconsequential: he never signed the instrument.
We also note that there was no submission which would support the
allegation that Guarin was in fact a stockholder. We thus find that in filing a
GIS that contained false information, Atty. Limpin committed an infraction
which did not conform to her oath as a lawyer in accord with Canon 1 and
Rule 1.01 of the CPR.
We also agree with the IBP that in allowing herself to be swayed by the
business practice of having Mr. de los Angeles appoint the members of the
BOD and officers of the corporation despite the rules enunciated in
the Corporation Code with respect to the election of such officers, Atty.
Limpin has transgressed Rule 1.02 of the CPR.
ISSUE:
Whether the proposal of "direct registration" was unquestionably unlawful,
immoral and deceitful all at once.
RULING:
A lawyer shall uphold the Constitution, obey the laws of the land and
promote respect for law and legal processes. He shall not engage in
unlawful, dishonest, immoral or deceitful conduct; or counsel or abet
activities aimed at a defiance of the law or at a lessening of confidence in
the legal system. He should advise his client to uphold the law, not to
violate or disobey it. Conversely, he should not recommend to his client any
recourse or remedy that is contrary to law, public policy, public order, and
public morals.
Rule 1.03
Rule 1.03 - A lawyer shall not, for any corrupt motive or interest, encourage
any suit or proceeding or delay any man's cause.
FACTS:
On February 22, 2005, the complainant filed a Petition for Disbarment with
the Court, charging the respondent with multiple gross violations of his oath
as a lawyer and Canons of Professional Ethics for unlawfully obstructing
and delaying the proceedings in Criminal Case No. 111152 against
Canaco.
The complainant alleged that the respondent’s act of sending out the letters
dated May 24, 2004 was criminally and maliciously done to delay, impeded,
obstruct, or otherwise frustrate the prosecution of Canaco, who is the
respondent’s client.
The complainant further contended that the respondent’s letters were not
justified by any tenable and lawful defense 11 and were made to suppress
and conceal the subject birth record to impair its availability, authenticity,
verity, or admissibility as evidence in Criminal Case No. 111152 before the
MeTC.
ISSUE:
Whether the respondent is guilty of Rule 1.03 of the Code of Professional
Responsibility.
RULING:
Rule 1.04
Rule 1.04 - A lawyer shall encourage his clients to avoid, end or settle a
controversy if it will admit of a fair settlement.
FACTS:
- 1955 – Castaneda and Henson filed a replevin suit against Ago in the CFI
of Manila to recover certain machineries.
-1957 – judgment in favor of Castaneda and Henson
- 1961 – SC affirmed the judgment; trial court issued writ of execution;
Ago’s motion denied, levy was made on Ago’s house and lots; sheriff
advertised the sale, Ago moved to stop the auction; CA dismissed the
petition; SC ffirmed dismissal
- Ago thrice attempted to obtain writ of preliminary injunction to restrain
sheriff from enforcing the writ of execution; his motions were denied
- 1963 – sheriff sold the house and lots to Castaneda and Henson; Ago
failed to redeem
- 1964 – sheriff executed final deed of sale; CFI issued writ of possession
to the properties
- 1964 – Ago filed a complaint upon the judgment rendered against him in
the replevin suit saying it was his personal obligation and that his wife ½
share in their conjugal house could not legally be reached by the levy
made; CFI of QC issued writ of preliminary injunction restraining Castaneda
the Registed of Deeds and the sheriff from registering the final deed of
sale; the battle on the matter of lifting and restoring the restraining order
continued
- 1966 – Agos filed a petition for certiorari and prohibition to enjoin sheriff
from enforcing writ of possession; SC dismissed it; Agos filed a similar
petition with the CA which also dismissed the
petition; Agos appealed to SC which dismissed the petition
- Agos filed another petition for certiorari and prohibition with the CA which
gave due course to the petition and granted preliminary injunction.
ISSUE:
Whether the Ago’s lawyer, encourage his clients to avoid controversy.
RULING:
No. Despite the pendency in the trial court of the complaint for the
annulment of the sherrif’s sale, justice demands that the petitioners long
denied the fruits of their victory on the replevin suit, must now enjoy them,
for, the respondents Agos abetted by their lawyer Atty. Luison, have
misused legal remedies and prostituted the judicial process to thwart the
satisfaction of the judgement, to the extended prejudice of the petitioners.
Forgetting his sacred mission as a sworn public servant and his exalted
position as an officer of the court, Atty. Luison has allowed himself to
become an instigator of controversy and a predator of conflict instead of a
mediator for concord and a conciliatory for compromise, a virtuoso of
technicality in the conduct of litigation instead of a true exponent of the
primary of truth and moral justice.
It is the duty of the counsel to advice his client on the merit of lack of his
case. If he finds his client’s cause as defenseless, then he is his duty to
advice the latter to acquiesce and submit rather than traverse the
incontrovertible. A lawyer must resist the whims and caprices of his client,
and temper his client’s propensity to litigate.
FACTS:
Atty. De Ysasi and De Ysasi III are father and sons respectively. The father
owns a hacienda in Negros Occidental. Son is employed in the hacienda as
the farm administrator. Son III underwent surgery and so he missed work.
He was confined and while he’s nursing from his infections he was
terminated, without due process, by his father. Son filed against his father
for illegal dismissal before the NLRC. His father invoked that his son
actually abandoned his work.
ISSUE:
Whether or not De Ysasi III abandoned his work.
Whether they failed to settle without resorting to the courts.
RULING:
No. His absence from work does not constitute abandonment. To constitute
abandonment, there must be a.) failure to report for work or absence
without valid or justifiable reason, and b.) a clear intention to sever the
employer-employee relationship, with the second element as the more
determinative factor and being manifested by some overt acts. No such
intent was proven in this case.
Yes. Once again, we reiterate that the useful function of a lawyer is not only
to conduct litigation but to avoid it whenever possible by advising
settlement or withholding suit. Their relationship allows them to settle the
case even without resorting to the court.
CANON 2
A lawyer shall make his legal services available in an efficient and convenient manner compatible
with the independence, integrity and effectiveness of the profession.
37. LEDESMA vs. CLIMACO G.R. No. L-23815, 28 June 1974
FACTS:
Atty. Ledesma, a counsel de parte for one of the parties in a case pending before the sala of Judge
Rafael Climaco, filed a motion to withdraw as counsel de parte in light of his appointment as an election
registrar. Judge Climaco, instead of granting his withdrawal, appointed him as counsel de oficio of the
two defendants in the criminal case. Ledesma then filed a motion to withdraw as counsel de oficio but it
was denied.
ISSUE:
Whether Atty. Ledesma should be allowed to withdraw as counsel de officio considering his
appointment as Election Registrar.
RULING:
No. Membership in the Bar carries with it a responsibility to live up to its exacting standards. Law
is a profession and not a trade or craft. Those enrolled in its ranks aid the courts in the administration of
justice. As such, an attorney may be called or appointed as counsel de oficio to aid indigents for the
realization of their constitutional right to counsel especially in criminal cases like this where a person may
be convicted not because of his or her guilt but because he or she lacks competent legal representation.
Petitioner is admonished for not being mindful of his obligation where he is expected to exercise due
diligence, not mere perfunctory representation, to the case of his clients. He must be reminded that a
member of the bar is a vanguard in the bastion of justice and is therefore expected to have a bigger dose
of social conscience and a little less self-interest.
38. IN RE: TAGORDA 53 Phil. 37, 23 March 1929
FACTS:
Tagorda, a practising attorney and a member of the provincial board of Isabela, admits that he made
use of a card advertising unethical legal services and is the author of a letter solicitating by stating his
intent to charge legal fees lower than that customarily prescribed.
ISSUE:
Whether Tagorda violated the Code of Professional Responsibility.
RULING:
Yes. Solicitation of business by circulars or advertisements, or by personal communications or
interviews not warranted by personal relations, is unprofessional, and the commission of offenses of this
character amply justifies permanent elimination from the bar. But as mitigating circumstances working in
favor of the respondent there are, first, his intimation that he was unaware of the impropriety of his acts,
second, his youth and inexperience at the bar, and, third, his promise not to commit a similar mistake in
the future As a result the respondent attorney is suspended from the practice as an attorney-at-law for the
period of one month.
FACTS:
Linsangan alleged that Tolentino, with the help of a paralegal, convinced his clients to transfer
legal representation. Tolentino promised them financial assistance and expeditious collection on their
claims. To induce them to hire his services, he persistently called them and sent them text messages.
ISSUE:
Whether the means employed by Tolentino constituted distinct violations of ethical rules.
RULING:
Yes. Rule 2.03 of the Code states that “A lawyer shall not do or permit to be done any act designed
primarily to solicit legal business.” Lawyers are prohibited from soliciting cases for the purpose of gain,
either personally or through paid agents or brokers. Such actuation constitutes malpractice, a ground for
disbarment. Lawyers are only allowed to announce their services by publication in reputable law lists or
use of simple professional cards. Professional calling cards may only contain the following details:
lawyers name; name of the law firm with which he is connected; address; telephone number and special
branch of law practiced.
CANON 3
A lawyer in making known his legal services shall use only true, honest, fair, dignified and object
information or statement of facts.
40. ULEP vs. THE LEGAL CLINIC B.M. No. 553, 17 June 1993
FACTS:
Ulep files a complaint against The Legal Clinic because of its advertisements stating undignified
phrases which are champertous, unethical, demeaning of the law profession, and destructive of the
confidence of the community in the integrity of the members of the bar.
ISSUE:
Whether the services offered by the Legal Clinic can properly be the subject of the advertisements
herein complained of.
RULING:
Yes. A lawyer cannot advertise his talents or skills as in a manner similar to a merchant advertising
his goods. The proscription against advertising of legal services or solicitation of legal business rests on
the fundamental postulate that the practice of law is a profession. The canons of the profession tell us that
the best advertising possible for a lawyer is a well-merited reputation for professional capacity and
fidelity to trust, which must be earned as the outcome of character and conduct.
41. DACANAY vs. BAKER & MCKENZIE A.C. No. 2131, 10 May 1985
FACTS:
Torres, using the letterhead of Baker & McKenzie, which contains the names of the ten lawyers,
asked a certain Rosie Clurman for the release of 87 shares of Cathay Products International, Inc. to
Gabriel, a client. Attorney Dacanay, in his reply, denied any liability of Clurman to Gabriel. He requested
that he be informed whether the lawyer of Gabriel is Baker & McKenzie “and if not, what is your purpose
in using the letterhead of another law office.” Not having received any reply, Atty. Dacanay sought to
enjoin Juan Collas and nine other lawyers from practicing law under the name Baker and McKenzie, a
law firm organized in Illinois.
ISSUE:
Whether respondents should enjoin from practicing law under the firm name Baker & McKenzie.
RULING:
Yes. Respondents' use of the firm name Baker & McKenzie constitutes a representation that being
associated with the firm they could "render legal services of the highest quality to multinational business
enterprises and others engaged in foreign trade and investment" which the Court finds unethical because
Baker & McKenzie is not authorized to practice law here.
Who may practice law: Any person heretofore duly admitted as a member of the bar, or hereafter
admitted as such in accordance with the provisions of this rule, and who is in good and regular standing,
is entitled to practice law.
CANON 5
A lawyer shall keep abreast of legal development, participate in continuing legal education
programs, support efforts to achieve high standards in law schools as well as in the practical
training of law students and assist in disseminating information regarding the law and
jurisprudence.
FACTS:
For failure to check citations of the prosecutions, the order of respondent RTC Judge Eustaquio
Gacott Jr. dismissing a criminal case was annulled by the Supreme Court. The respondent judge was also
sanctioned with a reprimand and a fine of PHP 10k for gross ignorance of law.
ISSUE:
Whether counsel for respondents committed gross ignorance of the law.
RULING:
Yes. The responsibility to keep abreast with the changes in the law espoused in Canon 5 is
applicable with equal force to counsel for private respondents, Atty. Bermejo. By insisting upon the
authority of an already abolished Anti-Dummy Board, counsel displayed blatant irresponsibility, not to
mention ignorance of the law. She should be reminded that the law is a progressive science. There is less
than full compliance with the demands of professional competence, if a member of a bar does not keep
himself abreast of the trend of authoritative pronouncements.
FACTS:
Atty. Metila failed to submit important documents to the Court of Appeals and the serious
consequences brought by such act became prejudicial to the case of Payod. Payod said they made
sufficient follow ups with Atty. Metila but the latter failed to show up in appointed meetings at the Court.
Pagod thereafter charged Atty. Romeo P. Metila for willful neglect and gross misconduct in the discharge
of her duties. Atty. Metila denied the charges and insisted that there was no attorney-client relationship
between him and Payod for there was no Special Power of Attorney authorizing Payod’s mother to hire
him as a lawyer.
ISSUE:
Whether the failure of Atty. Metila to submit documents to the CA constitute gross negligence.
RULING:
No. In failing to comply with the requirements in initiating complainant’s appeal even after his
attention to it was called by this Court, respondent fell short of the standards required in the Canon of
Professional Responsibility for a lawyer to “keep abreast of legal developments” and “serve his client
with competence and diligence.” However, the circumstances attendant to respondent’s initial handle of
the case do not warrant a finding of gross negligence, or sheer absence of real effort on his part to defend
her cause. Neither do the circumstances warrant a finding that respondent was motivated by ill-will. In the
absence of proof to the contrary, a lawyer enjoys a presumption of good faith in his favor.
FACTS:
Sanchez charged Atty. Aguilos with misconduct for the latter’s refusal to return the amount she had
paid for his professional services despite his not having performed the contemplated professional
services. Clearly, the respondent misrepresented his professional competence and skill to the complainant.
He did not know the distinction between the grounds for legal separation and for annulment of marriage.
His explanation is that the client initially intended to pursue the action for legal separation.
ISSUE:
Whether the respondent should be held administratively liable for misconduct.
RULING:
Yes. Respondent was liable for misconduct, and he should be ordered to return the entire amount
received from the client. Lawyers shall keep abreast of the legal developments and participate in
continuing legal education program (Canon 5 of the Code) in order to prevent repetition of such kind of
advise that respondent gave to the complainant. In giving an advise, he should be able to distinguish
between the grounds for legal separation and grounds for annulment of marriage. But as the respondent
stated in his answer, it appears that he is mixed up with the basic provisions of the law.
FACTS:
Cabiles filed an administrative complaint seeking the disbarment of Atty. Cedo for neglecting two
cases, a labor case and a criminal case. According to Cabiles, Cedo misled her by claiming that it was
Danilo who was absent during the said hearing. Aside from this, Cedo failed to file a Reply and
negligently handled the appeal before the NLRC. Anent the second case, Cabiles claimed that Cedo did
not exert any effort to seasonably file her Complaint for unjust vexation before the City Prosecutor's
Office, causing it to be dismissed on the ground of prescription.
ISSUE:
Whether Atty. Cedo violated Canon 5 of the Code of Professional Responsibility.
RULING:
Yes. Bar Matter 850 mandates continuing legal education for IBP members as an additional
requirement to enable them to practice law. This is ‘‘to ensure that throughout their career, they keep
abreast with law and jurisprudence, maintain the ethics of the profession and enhance the standards of the
practice of law.” Noncompliance with the MCLE requirement subjects the lawyer to be listed as a
delinquent IBP member.
In the present case, respondent lawyer failed to indicate in the pleadings filed in the said labor case
the number and date of issue of his MCLE Certificate of Compliance for the Third Compliance Period. In
fact, upon checking with the MCLE Office, it was discovered that respondent lawyer had failed to comply
with the three MCLE compliance periods. For this reason, there is no doubt that respondent lawyer
violated Canon 5.
CANON 6
These canons shall apply to lawyers in government service in the discharge of their official tasks.
FACTS:
Complainant, house counsel for V&G, filed a disbarment complaint against Atty. Vincent
Renomeron, Register of Deeds of Tacloban City, for the latter’s irregular actuations with regards to the
application of V&G for registration of 163 pro forma. Deeds of Absolute Sale with Assignment of lots in
its subdivision.
ISSUE:
Whether the respondent register of deeds, as a lawyer, may also be disciplined by this Court for his
malfeasances as a public official.
RULING:
Yes, for his misconduct as a public official also constituted a violation of his oath as a lawyer. The
lawyer’s oath imposes upon every lawyer the duty to delay no man for money or malice. The lawyer’s
oath is a source of his obligations and its violation is a ground for his suspension, disbarment or other
disciplinary action.
The Code of Professional Responsibility applies to lawyers in government service in the discharge
of their official tasks (Canon 6). Just as the Code of Conduct and Ethical Standards for Public Officials
requires public officials and employees to process documents and papers expeditiously and prohibits them
from directly or indirectly having a financial or material interest in any transaction requiring the approval
of their office, and likewise bars them from soliciting gifts or anything of monetary value in the course of
any transaction which may be affected by the functions of their office, the Code of Professional
Responsibility forbids a lawyer to engage in unlawful, dishonest, immoral or deceitful conduct, or delay
any man’s cause “for any corrupt motive or interest.”
FACTS:
Reyes reported to the NBI that he had been the victim of extortion by Atty. Gaa, an Assistant City
Fiscal of Manila, who was investigating a complaint for estafa filed by Reyes’ business rival. The NBI
agents then apprehended Atty. Gaa in an entrapment operation set up by them.
ISSUE:
Whether respondent should be disbarred on the grounds of malpractice and willful violation of
lawyer’s oath.
RULING:
Yes. The extortion committed by respondent constitutes misconduct as a public official, which also
constitutes a violation of his oath as a lawyer. The lawyer’s oath imposes upon every lawyer the duty to
delay no man for money or malice. The lawyer’s oath is a source of his obligations and its violation is a
ground for his suspension, disbarment or other disciplinary action.
48. PIMENTEL vs. LLORENTE, et al., A.C. No. 4680, 29 August 2000
FACTS:
Pimentel filed a complaint against Atty. Llorente and Atty. Salayon, in their capacity as members
of the Pasig City Board of Canvassers, for gross misconduct, serious breach of trust, and violation of the
lawyer’s oath for tampering with the votes received by them, with the result that other senatorial
candidates were credited with votes which were above the number of votes they actually received while
petitioner’s votes were reduced. Respondents denied the allegations, claiming that the errors pointed out
by Pimentel could be attributed to honest mistake, oversight, and/or fatigue.
ISSUE:
Whether respondents are guilty of misconduct.
RULING:
Yes. Now, a lawyer who holds a government position may not be disciplined as a member of the
bar for misconduct in the discharge of his duties as a government official. However, if the misconduct
also constitutes a violation of the Code of Professional Responsibility or the lawyer’s oath or is of such
character as to affect his qualification as a lawyer or shows moral delinquency on his part, such individual
may be disciplined as a member of the bar for such misconduct.
Here, by certifying as true and correct the SoVs in question, respondents committed a breach of
Rule 1.01 of the Code which stipulates that a lawyer shall not engage in “unlawful, dishonest, immoral or
deceitful conduct.” By express provision of Canon 6, this is made applicable to lawyers in the
government service.
49. BERENGUER-KANDERS vs. FLORIN A.C. No. 5119, 17 April 2013
FACTS:
Rosario and Pablo Berenguer filed a disbarment case against Atty Florin, Atty Jornales and Atty
Pedro. Petitioners as an owner of agricultural land situated in Bicol Province was subjected their property
under CARP. Respondents being officer of the DAR rendered unjust judgment, orders, and resolution
adverse and prejudicial to the interest of petitioners, issued order and granting a writ of execution ex-parte
knowing fully well that they had no authority to do so.
ISSUE:
Whether respondents violated the Code of Professional Responsibility.
RULING:
Yes. The Code of Professional Responsibility was not meant to govern the conduct of private
practitioners alone, but of all lawyers including those in government service. This is clear from Canon 6
of said Code. A lawyer in government service is a keeper of the public faith and is burdened with high
degree of social responsibility, perhaps higher than her brethren in private practice.
RULE 6.01
The primary duty of a lawyer engaged in public prosecution is not to convict but to see that justice
is done. The suppression of facts or the concealment of witness capable of establishing the
innocence of the accused is highly reprehensible and is cause for disciplinary action.
FACTS:
Respondent Lieutenant Orais of the Philippine Constabulary filed a complaint charging petitioner
Suarez with sedition, which was subsequently dismissed. In turn, Suarez charged Orais and Jimenez with
the crime of arbitrary detention. Judge Planton dismissed the case. Thus, the petition for writ of
mandamus, compelling Judge Platon to reinstate the criminal case.
ISSUE:
Whether there is sufficient ground to proceed with the criminal case for arbitrary detention against
Lieutenant Orais and Justice of the Peace Jimenez.
RULING:
No. The prosecuting officer is the representative not of an ordinary party to a controversy, but of a
sovereignty whose obligation to govern impartially is as compelling as its obligation to govern at all; and
whose interest, therefore, in a criminal prosecution is not that it shall win a case, but that justice shall be
done. As such, he is in a peculiar and very definite sense the servant of the law, the twofold aim of which
is that guilt shall not escape or innocence suffer. He may prosecute with earnestness and vigor—indeed,
he should do so. But, while he may strike hard blows, he is not at liberty to strike foul ones. It is as much
his duty to refrain from improper methods calculated to produce a wrongful conviction as it is to use
every legitimate means to bring about a just one.
Considering all the circumstances, we cannot say that Judge Platon, in granting the motion for the
dismissal of the case for arbitrary detention, abused his discretion so flagrantly as to justify a departure
from the well-settled rule that an inferior tribunal in the performance of a judicial act within the scope of
its jurisdiction and discretion cannot be controlled by mandamus.
RULE 6.02
A lawyer in the government service shall not use his public position to promote or advance his private
interests, nor allow the latter to interfere with his public duties.
51. LAHM v. MAYOR A.C. No. 7430, 15 February 2012
FACTS:
Toze filed a complaint for illegal dismissal against the members of the Board of Trustees of the
International School, Manila. The case was raffled to the sala of the respondent Labor Arbiter Mayor.
During the proceedings, Toze filed a Verified Motion for the Issuance of a Temporary Restraining Order
and/or Preliminary Injunction, to which Lahm and Concepcion opposed. Thereafter, the respondent issued
an Order directing the parties to maintain the status quo ante, which consequently reinstated Toze to his
former position as superintendent of the International School Manila. Despite the complainants’ motion
for an early resolution of their motion to dismiss the said case, respondent maintained his Order. Thus, the
complaint praying for the respondent’s disbarment for alleged gross misconduct and violation of lawyer’s
oath.
ISSUE:
Whether the respondent is guilty for the gross misconduct and violation of lawyer’s oath.
RULING:
Yes. The Code of Professional Responsibility does not cease to apply to a lawyer simply because
he has joined the government service. In fact, by the express provision of Canon 6 thereof, the rules
governing the conduct of lawyers “shall apply to lawyers in government service in the discharge of their
official tasks.” Thus, where a lawyer’s misconduct as a government official is of such nature as to affect
his qualification as a lawyer or to show moral delinquency, then he may be disciplined as a member of the
bar on such grounds.
The respondent, being part of the quasi-judicial system of our government, performs official
functions that are akin to those of judges, hence, administrative cases against him may be likened to
administrative cases against judges.
RULE 6.03
A lawyer shall not, after leaving government service, accept engagement or employment in connection
with any matter in which he had intervened while in said service.
FACTS:
The Central Bank declared GENBANK insolvent and unable to resume business. A public bidding
of GENBANK’s assets was held where Lucio Tan group submitted the winning bid. Solicitor General
Mendoza filed a petition for the assistance and supervision of the court in GENBANK’s liquidation. After
EDSA Revolution I, Pres. Aquino established the PCGG to recover the alleged ill-gotten wealth of former
Pres. Marcos. Pursuant to this, the PCGG filed with the Sandiganbayan a complaint for reversion,
reconveyance, restitution against Tan, et. al. for properties acquired by them by taking advantage of their
close relationship and influence with former Pres. Marcos. PCGG filed motions to disqualify respondent
Mendoza as counsel for Tan et. al. with Sandiganbayan. It was alleged that Mendoza as then Sol Gen and
counsel to Central Bank actively intervened in the liquidation of GENBANK subsequently acquired by
Tan et. al. The Sandiganbayan denied PCGG’s motion.
ISSUE:
Whether Rule 6.03 of the Code of Professional Responsibility applies to Mendoza.
The prohibition states: “A lawyer shall not, after leaving government service, accept engagement or
employment in connection with any matter in which he had intervened while in the said service.”
RULING:
No. Rule 6.03 of the cannot apply to respondent Mendoza because his alleged intervention while
SolGen is an intervention on a matter different from the matter involved in the Civil case of
sequestration. In the metes and bounds of the “intervention”. The applicable meaning as the term is used
in the Code of Professional Ethics is that it is an act of a person who has the power to influence the
subject proceedings. The evil sought to be remedied by the Code do not exist where the government
lawyer does not act which can be considered as innocuous such as “drafting, enforcing, or interpreting
government or agency procedures, regulations or laws or briefing abstract principles of law.” The court
rules that the intervention of Mendoza is not significant and substantial. He merely petitions that the court
gives assistance in the liquidation of GENBANK. The role of court is not strictly as a court of justice but
as an agent to assist the Central Bank in determining the claims of creditors. In such a proceeding the role
of the SolGen is not that of the usual court litigator protecting the interest of government.
Rule 6.03 is a restatement of Canon 36 of the Canons of Professional Ethics: “ A lawyer, having once
held public office or having been in the public employ, should not after his retirement accept employment
in connection with any matter which he has investigated or passed upon while in such office or employ.”
Indeed, the restriction against a public official from using his public position as a vehicle to promote or
advance his private interests extends beyond his tenure on certain matters in which he intervened as a
public official. Rule 6.03 makes this restriction specifically applicable to lawyers who once held public
office.” A plain reading shows that the interdiction 1. applies to a lawyer who once served in the
government and 2. relates to his accepting “engagement or employment” in connection with any matter in
which he had intervened while in the service.
FACTS:
Zapatos was the Presiding Judge of the MTC where he presided over a Forcible Entry case entitled
“Rupinta vs. Sps. Conol,” Atty. Pasok being the counsel of Rupinta. Later on, Zapatos was appointed
Presiding Judge of RTC. Atty. The defendants are now represented by Zapatos, the former judge who
once presided over the aforesaid case. Atty. Pasok alleged that the appearance of Zapatos is highly illegal,
immoral, unethical and adverse to the interest of the public, Zapatos, being the previous presiding judge,
continued on with his appearance for the appellees. Zapatos raised as his defense that he cannot be
charged nor penalized of any violation because when he rendered the first in the Forcible Entry case, he
believes he was completely in absolute neutrality.
ISSUE:
Whether the respondent lawyer is guilty for violating the Code of Professional Responsibility.
RULING:
Yes. To come within the ambit of Rule 6.03 of the Code of Professional Responsibility, the
respondent must be shown to have accepted the engagement or employment in relation to a matter that,
by virtue of his judicial office, he had previously exercised power to influence the outcome of the
proceedings. That showing was sufficiently made herein.
The respondent, in his capacity as the judge of the MTCC, presided over the case before eventually
inhibiting himself from further proceedings. His act of presiding constituted intervention within the
meaning of the rule whose text does not mention the degree or length of the intervention in the particular
case or matter. It is also plain and unquestionable that Canon 36, prohibited him as a former member of
the Bench from handling any case upon which he had previously acted in a judicial capacity. In this
context, he not only exercised the power to influence the outcome of the proceedings but also had a direct
hand in bringing about the result of the case by virtue of his having the power to rule on it.
CANON 7
A lawyer shall at all times uphold the integrity and dignity of the legal profession and support the
activities of the integrated bar.
54. SANTOS JR. vs. LLMAS A.C. No. 4749, 20 January 2000
FACTS:
A Complaint for misrepresentation and non-payment of bar membership dues was filed against
Atty. Llamas, who has not indicated the proper PTR and IBP OR Nos. and data in his pleadings for at
least three years already. He averred that he is only engaged in a “limited” practice of law and as a senior
citizen he is exempted from payment of income taxes and included in this exemption is the payment of
membership dues.
ISSUE:
Whether Atty. Llamas is guilty of violating the Code of Professional Responsibility.
RULING:
Yes. By indicating “IBP-Rizal 259060” in his pleadings and thereby misrepresenting to the public
and the courts that he had paid his IBP dues to the Rizal Chapter, respondent is guilty of violating the
Code of Professional Responsibility.
FACTS:
Leda prayed for Tabang‘s disbarment on grounds of using his legal knowledge to contract an
invalid marriage with her, misrepresenting himself in the bar exam as single, and for lack of good moral
character. He contended that he and Leda agreed not to disclose that their marriage was void from the
beginning because he wanted to finish his studies and take the bar first. He also believed that when he
applied for the Bar, he honestly believed that in the eyes of the law, he was single.
ISSUE:
Whether Tabang committed gross misrepresentation of his status
RULING:
Yes. His declaration in his application for admission to the 1981 Bar Examinations that he was
“single” was a gross misrepresentation of a material fact made in utter bad faith, for which he should be
made answerable. Rule 7.01, Canon 7, Chapter II of the Code of Professional Responsibility explicitly
provides: “A lawyer shall be answerable for knowingly making a false statement or suppression of a
material fact in connection with his application for admission to the bar.” That false statement, if it had
been known, would have disqualified him outright from taking the Bar Examinations as it indubitably
exhibits lack of good moral character.
FACTS:
MELENDREZ filed a Petition to disqualify Meling from taking the Bar Examinations and to
impose on him the appropriate disciplinary penalty as a member of the Philippine Shari’a Bar for
allegedly not disclosing that he has 3 pending criminal cases, for allegedly using the title “Attorney” in
his communications despite the fact that he is not a member of the Bar. MELING explains that he did not
disclose the criminal cases because he believed in good faith that the case would be settled.
ISSUE:
Whether Meling’s act of concealing cases constitutes dishonesty.
RULING:
Yes. Rule 7.01: “A lawyer shall be answerable for knowingly making a false statement or
suppressing a material fact in connection with his application for admission to the bar.” He is aware that
he is not a member of the Bar, there was no valid reason why he signed as “attorney” whoever may have
typed the letters. Unauthorized use of the appellation “attorney” may render a person liable for indirect
contempt of court.
Application form of 2002 Bar Examinations requires the applicant that applicant to aver that he or she
“has not been charged with any act or omission punishable by law, rule or regulation before a fiscal,
judge, officer or administrative body, or indicted for, or accused or convicted by any court or tribunal of,
any offense or crime involving moral turpitude; nor is there any pending case or charge against
him/her.” Meling did not reveal that he has three pending criminal cases. His deliberate silence constitutes
concealment, done under oath at that.
FACTS:
Parazo, a duly accredited reporter of the Star Reporter, a local daily of general circulation,
manifested a story with the headline— "CLAIM 'LEAK' IN LAST BAR TESTS," "Applicants In Uproar,
Want Anomaly Probed; One School Favored." He stated in said report that students of a private university
in Sampaloc had been seen with copies of the mimeographed questions one week prior to the exams.
ISSUE:
Whether or not Parazo may be compelled by the court to reveal his source within the purview of the
exemption “interest of the state.”
HELD:
Yes, As the conduct of Bar Examinations and the Legal Profession is imbued with General Interest
and National Importance, it is but just that the immunity of newspapermen be disregarded as to protecting
its sources from investigation as to any anomaly that may be alleged in the conduct of the Bar
Examinations.
FACTS:
Complainant Tapucar and respondent Atty. Tapucar were married with 11 children. When
respondent became a CFI judge, he cohabited with Elena of whom he had 2 children. He was penalized
with suspension for immorality. Despite this, Atty. Tapucar still continued to cohabit with Elena, giving
rise to another charge of immorality and other administrative cases. He continued living with Elena and
completely abandoned complainant and his children. Atty. Tapucar later contracted marriage with Elena
while his marriage to complainant subsists. Complainant filed the present petition for disbarment under
the compulsion of the maternal impulse to shield and protect her children from the despotic and cruel acts
of their own father.
ISSUE:
Whether respondent violated the code of professional responsibility.
RULING:
Yes. Rule 7.03 states that a lawyer shall not engage in conduct that adversely reflects on his fitness
to practice law, nor should he, whether in public or private life, behave in a scandalous manner to the
discredit of the legal profession. Members of the Bar must live up to the standards and norms expected of
the legal profession, by upholding the ideals and tenets embodied in the Code of Professional
Responsibility always. Lawyers must maintain a high standard of legal proficiency, as well as morality
including honesty, integrity and fair dealing. For they are at all times subject to the scrutinizing eye of
public opinion and community approbation. Needless to state, those whose conduct—both public and
private—fails this scrutiny would have to be disciplined and, after appropriate proceedings, penalized
accordingly.
In the case at bar, keeping a mistress, entering into another marriage while a prior one still subsists, as
well as abandoning and/or mistreating complainant and their children, show his disregard of family
obligations, morality and decency, the law and the lawyer's oath. Such gross misbehavior over a long
period of time clearly shows a serious flaw in respondent's character, his moral indifference to scandal in
the community, and his outright defiance of established norms. All these could not but put the legal
profession in disrepute and place the integrity of the administration of justice in peril, hence the need for
strict but appropriate disciplinary action.
FACTS:
Spouses Victory were enticed by respondent to enter into a financial transaction with her with a
promise of good monetary returns. As respondent is a lawyer and a person of reputation, Spouses Victory
entrusted their money to respondent to earn good profit for the parties. Later on, respondent failed to
settle and account the money entrusted to her by Spouses Victory. Spouses Victory filed a criminal
complaint for estafa and violation of B.P. Blg. 22.
ISSUE:
Whether the respondent should be held administratively liable.
RULING:
Yes. Rule 7.03 of Canon 7 provides that a lawyer shall not engage in conduct that adversely reflects
on his fitness to practice law, nor shall he, whether in public or private life, behave in a scandalous
manner to the discredit of the legal profession. Good character is an essential qualification for the
admission to and continued practice of law. Thus, any wrongdoing, whether professional or
nonprofessional, indicating unfitness for the profession justifies disciplinary action.
In this case, it is without dispute that respondent has an outstanding obligation with Spouses Victory, as
the latter’s investments which they coursed through the respondent fell through. To make matters worse,
respondent issued several checks to settle her obligation; unfortunately, said checks bounced. As a
lawyer, respondent is expected to act with the highest degree of integrity and fair dealing. She is expected
to maintain not only legal proficiency, but also a high standard of morality, honesty, integrity and fair
dealing so that the people’s faith and confidence in the judicial system is ensured. She must, at all times,
faithfully perform her duties to society, to the bar, to the courts and to her clients, which include prompt
payment of financial obligations.
CANON 8
A lawyer shall conduct himself with courtesy, fairness and candor toward his professional
colleagues, and shall avoid harassing tactics opposing counsel.
FACTS:
Atty. Bugaring was counsel for Royal Bechtel Builders against Spouses Alvaran. In one of the
hearings, he was cited for contempt for allegedly bringing an assistant in court to document the hearing
on video tape and being disrespectful to the court. Atty. Bugaring would interrupt the court by insisting
that he be allowed to present his evidence. The Court told him a few times to listen and yet he would
speak up, often in a sarcastic manner anytime he feels like. He alsomentioned about he is more rather
knowledgeable on the rules of Court. He also accused the Judge of being antagonistic towards his client.
ISSUE:
Whether RTC erred in citing petitioner in direct contempt of court.
RULING:
No. The conduct of petitioner in persisting to have his documentary evidence marked to the extent
of interrupting the opposing counsel and the court showed disrespect to said counsel and the court, was
defiant of the court’s system for an orderly proceeding, and obstructed the administration of justice. The
power to punish for contempt is inherent in all courts and is essential to the preservation of order in
judicial proceedings and to the enforcement of judgments, orders, and mandates of the court, and
consequently, to the due administration of justice. Direct contempt is committed in the presence of or so
near a court or judge, as in the case at bar, and can be punished summarily without hearing. Hence,
petitioner cannot claim that there was irregularity in the actuation of respondent Judge in issuing the
contempt order inside her chamber without giving the petitioner the opportunity to defen himself or make
an immediate reconsideration. The records show that petitioner was cited in contempt of court during the
hearing in the sala of respondent judge, and he even filed a motion for reconsideration of the contempt
order on the same day.
61. NOBLE III vs. AILES A.C. No. 10628, 1 July 2015
FACTS:
Maximino alleged that Orlando, a lawyer, filed a complaint for damages against his own brother,
Marcelo O. Ailes, Jr., whom Maximino represented. Later on, Maximino learned from Marcelo that the
latter had filed a separate case for grave threats and estafa against Orlando. When Maximino was
furnished a copy of the complaint, he discovered that, through text messages, Orlando had been
maligning him and dissuading Marcelo from retaining his services as counsel, claiming that he was
incompetent and that he charged exorbitant fees. Maximino filed a complaint charging Orlando with
violation of Rule 7.03 of Canon 7, the entire Canon 8 of the Code of Professional Responsibility, Bar
Matter Nos. 850 and 1922, and prayed for the disbarment of respondent as well as the award of damages.
Orlando insisted that the allegedly offensive language in his text messages sent to Marcelo was used in a
“brother-to-brother communication” and were uttered in good faith.
ISSUE:
Whether the IBP correctly dismissed the complaint against Orlando.
RULING:
No. Membership in the bar is a privilege burdened with conditions such that a lawyer’s words and
actions directly affect the public’s opinion of the legal profession. Lawyers are expected to observe such
conduct of nobility and uprightness which should remain with them, whether in their public or private
lives, and may be disciplined in the event their conduct falls short of the standards imposed upon them.
Thus, in this case, it is inconsequential that the statements were merely relayed to Orlando’s brother in
private. As a member of the bar, Orlando should have been more circumspect in his words, being fully
aware that they pertain to another lawyer to whom fairness as well as candor is owed. It was highly
improper for Orlando to interfere and insult Maximino to his client.
Indulging in offensive personalities in the course of judicial proceedings, as in this case, constitutes
unprofessional conduct which subjects a lawyer to disciplinary action. While a lawyer is entitled to
present his case with vigor and courage, such enthusiasm does not justify the use of offensive and abusive
language. The Court has consistently reminded the members of the bar to abstain from all offensive
personality and to advance no fact prejudicial to the honor and reputation of a party. Considering the
circumstances, it is glaringly clear how Orlando transgressed the CPR when he maligned Maximino to his
client.
FACTS:
Buenviaje alleged that he was married to the late Fe Gonzalo-Buenviaje. Meanwhile, Atty.
Magdamo was the counsel of Fe's sisters, Lydia and Florenia Gonzalo, who filed a criminal case for
bigamy against Buenviaje. They claimed that Buenviaje was married to a certain Amalia Ventura. Atty.
Magdamo sent a Notice of Death of Depositor to the BPI Branch where Buenviaje and Fe appeared to
have a joint account. Buenviaje prays that considering Atty. Magdamo's actuations, he should be
disbarred or suspended from the practice of law.
ISSUE:
Whether Atty. Magdamo shall be suspended for for violation of the Code of Professional
Responsibility.
RULING:
Yes. The records show that he referred to Buenviaje as a “swindler.” He made this imputation with
pure malice for he had no evidence that Buenviaje is committing swindling activities. Atty. Magdamo’s
malicious imputation against Buenviaje is further aggravated by the fact that said imputation was made in
a forum which is not a party to the legal dispute between Fe’s siblings and Buenviaje. He could have just
informed BPI-Dagupan of the death of its client and that there is a pending litigation regarding their
client’s estate, and he did not have to resort to name-calling and make unnecessary commentaries in order
to support his cause.
CANON 8 — A lawyer shall conduct himself with courtesy, fairness and candor towards his professional
colleagues, and shall avoid harassing tactics against the opposing counsel. Rule 8.01. — A lawyer shall
not, in his professional dealings, use language which is abusive, offensive or otherwise improper.
RULE 8.02
A lawyer shall not, directly or indirectly, encroach upon the professional employment of another
lawyer; however, it is the right of any lawyer, without fear or favor, to give proper advice and
assistance to those seeking relief against unfaithful or neglectful counsel.
63. IN RE: CLEMENTE M. SORIANO G.R. No. L-24114, 30 June 1970
FACTS:
Atty. Soriano entered his appearance in the present case as "chief counsel of record" for the
respondents Tiburcio, et al. This act in itself would have been innocuous were it not for the fact that it
was done one year and eight months after the decision in this case became final. Atty. Soriano asked the
Court to exhume the case from the archives. Atty. Soriano's subsequent explanation did not, however,
serve to dissuade this Court from requiring him to show cause why disciplinary action should not be taken
against him for entering an appearance at such a late date. He alleged that the respondent Tiburcio, in his
own behalf and as attorney-in-fact of the other respondents, went to him to engage his professional
services in two cases, to wit: this terminated case (L-24114) and the Varsity Hills case (L-30546). Atty.
Soriano allegedly relied upon the assurance of a mutual acquaintance and representation of Tiburcio that
the two cases were pending in the Court. He then agreed to render professional services in the two cases
in consideration of a contingent fee of 143.33 hectares of land out of the 430 hectares involved in the two
cases.
ISSUE:
Whether Atty. Soriano is guilty of negligence.
RULING:
Yes. Legal ethics; Legal ethics; Attorneys; Appearance; Filing an appearance after case is
terminated is censurable.—The entry of appearance of a counsel in a case Which has long been sealed
and terminated by a final judgment, besides being an unmitigated absurdity in itself and an unwarranted
annoyance to the court which pronounced the judgment, is a sore deviation from normal judicial
processes. It detracts heavily from the faith which should be accorded final judgments of courts of justice,
generating as it does in the minds of the litigants, as well as of the public, an illusory belief that
something more can be done toward overturning a final judicial mandate. Attorney so offending is
severely censured. Before taking over a case handled by a peer in the Bar, a lawyer is enjoined to obtain
the conformity of the counsel whom he would substitute. And if this cannot be had, then he should, at the
very feast, give notice to such lawyer of the contemplated substitution.
Attorney in the case at bar is found guilty of gross negligence in the performance of his duties as a lawyer
and as an officer of this Court. This inexcusable negligence would merit no less than his suspension from
the practice of the law profession, were it not for his candor, at the hearing of this incident, in owning his
mistake and the apology he made to this Court. It is the sense of this Court, however, that he must be as
he is hereby severely censured.
FACTS:
Complainant Likong executed a promissory note and a deed of assignment assigning to Yap
pension checks which she regularly receives from the US government as a widow of a US pensioner.
Cerina executed a special power of attorney authorizing Yap to get her pension checks from the post
office, which was later on revoked by Likong. Yap filed a complaint for injunction against Cerina, Atty.
Lim appearing as counsel for the former. Cerina filed a complaint for disbarment of Atty. Lim, alleging
that in all the motions, she was prevented from exhibiting fully her case by means of fraud, deception and
some other form of mendacity practiced on her by Atty. Lim who assumed to represent complainant and
connived in her defeat. Atty. Lim argued that Cerina‘s counsel had abandoned her and it was upon her
request that he made the compromise agreement.
ISSUE:
Whether respondent is guilty of misconduct under the Code of Professional Responsibility.
RULING:
Yes. The terms of the compromise agreement are indeed grossly loaded in favor of Atty. Lim’s
client. No great amount of mathematical prowess is required to see that the terms of the compromise
agreement are grossly prejudicial to complainant. There is no showing that respondent even tried to
inform opposing counsel of the compromise agreement. Neither is there any showing that respondent
informed the trial court of the alleged abandonment of the complainant by her counsel. Undoubtedly,
respondent’s conduct is unbecoming a member of the legal profession. Such acts constituting malpractice
and grave misconduct cannot be left unpunished for not only do they erode confidence and trust in the
legal profession, they likewise prevent justice from being attained.
Rule 8.02 states that a lawyer shall not, directly or indirectly, encroach upon the professional employment
of another lawyer, however, it is the right of any lawyer, without fear or favor, to give proper advice and
assistance to those seeking relief against unfaithful or neglectful counsel.
FACTS:
9 students of AMA were expelled for having apparently caused to be published objectionable
features or articles in the school paper. While the civil case was still pending, letters of apology and Re-
admission Agreements were separately executed by the expelled students without the knowledge of Atty.
Camacho, their lawyer. without his knowledge the PANGULAYAN AND ASSOCIATES Law Firm
(lawyers of AMA) procured compromise agreements his clients waived all kinds of claims they may have
with AMA.
ISSUE:
Whether respondent violates Canon 9 of the Code of Professional Responsibility.
RULING:
Yes. Although aware that the students were represented by counsel, respondent attorney proceeded,
nonetheless, to negotiate with them and their parents without at the very least communicating the matter
to their lawyer, herein complainant. This failure of respondent, whether by design or because of oversight,
is an inexcusable violation of the canons of professional ethics and in utter disregard of a duty owing to a
colleague. Respondent fell short of the demands required of him as a lawyer and as a member of the Bar.
Lawyer should not communicate upon subject of controversy with a party represented by counsel, much
less should he undertake to negotiate or compromise the matter with him, but should only deal with his
counsel. Lawyer must avoid everything that may tend to mislead party not represented by counsel and
should not advise him as to law.
CANON 9
A lawyer shall not, directly or indirectly, assist in the unauthorized practice of law.
FACTS:
An illegal dismissal case was lodged against Bonifacio and his company, Solid Engine Rebuilders
Corporation. Complainants therein, Abucejon Group, were represented by Era and Associates Law Office
through Atty. Era. Meanwhile, an administrative complaint was filed against Atty. Era for representing
conflicting interests. The Court found Atty. Era guilty of the charge and imposed the penalty of
suspension from the practice of law for two years effective upon his receipt of this decision, with a
warning that his commission of a similar offense will be dealt with more severely. Later, the scheduled
public auction over Bonifacio's and/or the corporation's properties in the business establishment was
conducted to implement the alias writ. Atty. Era actively participated therein. He attended the public
auction and tendered a bid for his clients who were declared the highest bidders. On the same day, a
certificate of sale was issued, which Atty. Era presented to the corporation's officers and employees who
were there at that time.
ISSUE:
Whether Atty. Bragas is guilty of directly or indirectly assisting Atty. Era in his illegal practice of
law.
RULING:
Yes. It is a lawyer’s duty to prevent, or at the very least not to assist in, the unauthorized practice of
law. Such duty is founded upon public interest and policy, which requires that law practice be limited
only to individuals found duly qualified in education and character.
Atty. Bragas ought to know that Atty. Era’s acts constitutive of law practice could be performed only by a
member of the Bar in good standing, which Atty. Era was not at that time. Hence, she should have not
participated to such transgression. Being an associate in Atty. Era’s law firm cannot be used to
circumvent the suspension order. The factual circumstances of the case clearly shows that Atty. Bragas
did not act to replace Atty. Era as counsel for his and/or the law firm’s clients during the latter’s
suspension. Atty. Bragas merely assisted Atty. Era, who admittedly was the one actively performing all
acts pertaining to the labor case he was handling.
67. US vs. C. W. NEY and JUAN GARCIA BOSQUE G.R. No. 3593, 23 March 1907
FACTS:
The Court ruled that Bosque was not entitled to admission to the practice of law in the Philippines
as he chose to remain a Spanish subject after sovereignty, hence not qualified for admission to the bar.
Later, Bosque and Ney, a practicing attorney, put up a law office. Bosque said he would devote himself to
consultation and office work relating to Spanish law. Bosque has not personally appeared in courts, and
except for one oversight, papers from the office were signed not with the firm name alone nor with any
designation of the firm as attorneys, but with the words “Ney & Bosque - C.W. Ney, abogado.” The Court
sent the papers to the Attorney-General to take appropriate action, which resulted to the filing of this case.
ISSUE:
Whether either of the defendants should be punished for contempt.
RULING:
Yes. A person not admitted to the bar may not hold himself out to the public as engaged in the
practice of law, either alone or as associated with a practicing attorney under a firm name. An attempt to
practice law by a person who has by order of this court been refused admission to the bar, is a
disobedience of such order and is contempt of court, not qualified by the fact that an appeal has been
taken from the order.
Atty. Ney is liable for his conduct amounting to misbehavior. In the offense of Bosque in holding himself
out as a general practitioner Ney participated, and for the improper signature of the pleadings be was
chiefly and personally responsible.
FACTS:
Tapay and Rustia filed a complaint to disbar Attys. Bancolo and Jarder. The complainants alleged
that they were subjected to a harassment Complaint filed before the Office of the Ombudsman with the
forged signature of Atty. Bancolo. It was also alleged that Atty. Bancolo has his forged signature attached
in other letter-complaints for other clients. Attys. Bancolo and Jarder admitted that their law office
accepted Divinagracia’s case which was assigned to Atty. Bancolo. Due to some minor lapses in the
assignment of cases, Atty. Bancolo permitted that pleadings and communications be signed in his name
by the secretary of the law office.
ISSUE:
Whether Atty. Bancolo may be held administratively liable for violating Rule 9.01 of Canon 9 of
the Code of Professional Responsibility.
RULING:
Yes. The admission of Atty. Bancolo that the Complaint he filed for a former client was signed in
his name by a secretary of his law office is in clear violation of Rule 9.01 of Canon 9 of the Code of
Professional Responsibility.
The lawyer’s duty to prevent or at the very least not to assist in, the unauthorized practice of law is
founded on public interest and policy. Public policy required that the practice of law be limited to those
individuals found duly qualified in education and character. The purpose is to protect the public, the
court, the client, and the bar from incompetence or dishonesty of those unlicensed to practice law and not
subject to the disciplinary control of the Court. It devolves upon a lawyer to see that this purpose is
attained.
69. REPUBLIC vs. KENRICK DEVELOPMENT CORPORATION G.R. No. 149576. August
8, 2006
FACTS:
Kenrick built a concrete fence around some parts of the land behind the Civil Aviation Training
Center of the Air Transportation Office claiming ownership over those lands. Kenrick justified its action
by presenting TCTs registered in the name of Alfonso Concepcion. When ATO verified the TCTs, it was
found that it has no record of them and that their ascendant title was non-existent in their office. Kenrick
filed an answer which was allegedly signed by its counsel Atty. Garlitos Jr. Apparently, the signature
appearing above Garlitos’ name was not his, he did not authorized anyone to sign it in his behalf, and he
did not know who finally signed it.
ISSUE:
Whether Kenrick failed to file a valid answer on the ground that its pleading was unsigned by its
counsel Atty. Garlitos.
RULING:
Yes. The preparation and signing of a pleading constitute legal work involving practice of law
which is reserved exclusively for the members of the legal profession. Counsel may delegate the signing
of a pleading to another lawyer but cannot do so in favor of one who is not. The Code of Professional
Responsibility provides: Rule 9.01—A lawyer shall not delegate to any unqualified person the
performance of any task which by law may only be performed by a member of the Bar in good standing.
No doubt, Atty. Garlitos could not have validly given blanket authority for just anyone to sign the answer.
The trial court correctly ruled that respondent’s answer was invalid and of no legal effect as it was an
unsigned pleading. Respondent was properly declared in default and the Republic was rightly allowed to
present evidence ex parte.
FACTS:
Alauya transacted with Alawi to avail of a contract for the purchase of one housing unit from a real
estate and housing company. Shortly thereafter Alauya wrote to the company expressing his intent to
render the contract void ab initio. Several correspondences ensued, all of which were signed by Alauya as
ATTY. ASHARY M. ALAUYA. Alauya is a member of the Sharia Bar and for that matter he is a
counselor-at-law. Alauya claims that he does not use the title of counselor-at-law for fear of being
mistaken as a local legislator. Hence, he affixed the title of attorney before his name. Alawi filed a
verified complaint against Alauya, alleging, among others, that Alawi usurped the title of an attorney
which is reserved only for the members of the Philippine Bar.
ISSUE:
Whether the respondent who passed the Shari’a Bar can use the Title Attorney.
RULING:
No, that persons who pass the Shari’a Bar are not full-fledged members of the Philippine Bar,
hence may only practice law before Shari’a courts. While one who has been admitted to the Shari’a Bar,
and one who has been admitted to the Philippine Bar, may both be considered “counsellors,” in the sense
that they give counsel or advice in a professional capacity, only the latter is an “attorney.” The title of
“attorney” is reserved to those who, having obtained the necessary degree in the study of law and
successfully taken the Bar Examinations, have been admitted to the Integrated Bar of the Philippines and
remain members thereof in good standing; and it is they only who are authorized to practice law in this
jurisdiction.
Alauya is hereby reprimanded for usurping the title of an attorney reserved for those who, having
obtained the necessary degree in the study of law and had successfully passed the bar examinations, have
been admitted ti the Integrated Bar of the Philippines and remain members thereof in good standing.
Rule 9.01
A lawyer shall not delegate to any unqualified person the performance of any task which
by law ay only performed by a member of the Bar in good standing.
Canon 10
A lawyer owes, candor, fairness and good faith to the court.
74. Masinsin v. Albano GR 86421 1994
Facts: The petitioners made use of delaying tactics through the filing of groundless suits and
petitions to prevent the MTC from acting on its eviction decision against the petitioners. The
counsel for petitioners is strictly warned and censured for violating the Lawyer’s Oath regarding
the promotion or suit of groundless, false or unlawful suits.
Issue: Whether or not the counsel for petitioners is blatantly delaying the judgement of the MTC
and; such should be disciplined.
Ruling:
Yes. The NHA filed a report to the Supreme Court saying that the land is question is not among
the lands being claimed by the NHA. Counsel for petitioners is obviously using dilatory tactics.
The lawyer’s oath to which we have all subscribed in solemn agreement in dedicating ourselves
to the pursuit of justice, is not a mere fictile of words, drift and hollow, but a sacred trust that we
must uphold and keep inviolable. Perhaps, it is time we are here reminded of that pledge.
Doctrine: The lawyer's oath to which we have all subscribed in solemn agreement in dedicating
ourselves to the pursuit of justice, is not a mere fictile of words, drift and hollow, but a sacred
trust that we must uphold and keep inviolable.
We have since emphasized in no uncertain terms that any act on the part of a lawyer, an officer
of the court, which visibly tends to obstruct, pervert, impede and degrade the administration of
justice is contumacious calling for both an exercise of disciplinary action and warranting
application of the contempt power.
Rule 10.1
A lawyer shall not do any falsehood, nor consent to the doing of any in court; nor shall he
mislead, or allow the Court to be misled by any artifice.
Ruling:
Yes. After the careful review of the record of the case and the report and recommendation of the
IBP, the Court finds that respondent Atty. Edelson G. Oliva committed acts of misconduct which
warrant the exercise by the Court of its disciplinary powers. The facts, as supported by the
evidence, obtaining in this case indubitably reveal respondent’s failure to live up to his duties as
a lawyer in consonance with the strictures of the lawyer’s oath, the Code of Professional
Responsibility, and the Canons of Professional Ethics. A lawyer’s responsibility to protect and
advance the interests of his client does not warrant a course of action propelled by ill motives
and malicious intentions against the other party.
In this case, respondent Atty. Edelson Oliva has manifestly violated that part of his oath as a
lawyer that he shall not do any falsehood. He has likewise violated Rule 10.01 of the Code of
Professional Responsibility which provides:
A lawyer shall not do any falsehood, nor consent to the doing of any in court nor shall he
mislead or allow the court to be misled by any artifice.
Accordingly, the Court resolved to impose upon Atty. Edelson Oliva the supreme penalty of
DISBARMENT. His license to practice law in the Philippines is CANCELLED and the Bar
Confidant is ordered to strike out his name from the Roll of Attorneys.
Doctrine: The practice of law is not a right but a privilege bestowed by the State on those who
show that they possess, and continue to possess, the qualifications required by law for the
conferment of such privilege. One of these requirements is the observance of honesty and
candor. It can not be gainsaid that candidness, especially towards the courts, is essential for the
expeditious administration of justice. Courts are entitled to expect only complete candor and
honesty from the lawyers appearing and pleading before them. A lawyer, on the other hand, has
the fundamental duty to satisfy the expectation. It is essential that lawyers bear in mind at all
times that their first duty is not to their clients but rather to the courts, that they are above all
court officers sworn to assist the courts in rendering justice to all and sundry, and only
secondarily are they advocates of the exclusive interests of their clients.
Rule 10.02
A lawyer shall not knowingly misquote or misrepresent the contents of a paper, the language or
the argument of opposing counsel, or the text of a decision or authority, or knowingly cite as law
a provision already rendered in operative by repeal or amendment, or assert as a fact that which
has not been proved.
76. Insular life Assurance Co. Employees Assn. V. Insular life Assurance Co. GR L-25291
1971
Facts:
Two of the lawyers and officers of the Unions namely Felipe Enaje and Ramon Garcia, tried to
dissuade the Unions from disaffiliating with the FFW and joining the National Association of
Trade Unions (NATU), to no avail. Enaje and Garcia soon left the FFW and secured
employment with the Anti-Dummy Board of the Department of Justice and were thereafter hired
by the companies - Garcia as assistant corporate secretary and legal assistant, and Enaje as
personnel manager and chairman of the negotiating panel for the Companies in the collective
bargaining with the Unions.
On October 1957, negotiations for the collective bargaining was conducted but resulted to a
deadlock. From April 25 to May 6, 1958, the parties negotiated on the labor demands but with no
satisfactory results due to the stalemate on the matter of salary increases. This prompted the
Unions to declare a strike in protest against what they considered the Companies’ unfair labor
practices. On May 20, 1958, the Unions went on strike and picketed the offices of the Insular
Life Building at Plaza Moraga.
Issue:
Whether or not the Companies are guilty of unfair labor practice when they sent individual
letters to the strikers with the promise of additional benefits, and notifying them to either return
to work, or lose their jobs.
RULING:
The Companies contended that by sending those letters, it constituted a legitimate exercise of
their freedom of expression. That contention is untenable. The Companies are guilty of unfair
labor practice when they sent individual letters to the strikers. It is an act of interference with the
right to collective bargaining through dealing with the strikers individually instead of through
their collective bargaining representatives. Although the Unions are on strike, the employer is
still obligated to bargain with the union as the employees’ bargaining representative. Further, it is
also an act of interference for the employer to send individual letters to the employees notifying
them to return to their jobs, otherwise, they would be replaced. Individual solicitation of the
employees urging them to cease union activity or cease striking consists of unfair labor practice.
Furthermore, when the Companies offered to “bribe” the strikers with “comfortable cots, free
coffee, and movies, overtime work pay” so they would abandon their strike and return to work, it
was guilty of strike-breaking and/or union busting which constitute unfair labor practice.
Doctrine: We must articulate our firm view that in citing this Court's decisions and rulings, it is
the bounden duty of courts, judges and lawyers to reproduce or copy the same word-for-word
and punctuation mark-for-punctuation mark. Indeed, there is a salient and salutary reason why
they should do this. Only from this Tribunal's decisions and rulings do all other courts, as well as
lawyers and litigants, take their bearings. This is because the decisions referred to in article 8 of
the Civil Code which reads, "Judicial decisions applying or interpreting the laws or the
Constitution shall form a part of the legal system of the Philippines," are only those enunciated
by this Court of last resort. We said in no uncertain terms in Miranda, et al. vs. Imperial, et al.
(77 Phil. 1066) that "[O]nly the decisions of this Honorable Court establish jurisprudence or
doctrines in this jurisdiction." Thus, ever present is the danger that if not faithfully and exactly
quoted, the decisions and rulings of this Court may lose their proper and correct meaning, to the
detriment of other courts, lawyers and the public who may thereby be misled. But if inferior
courts and members of the bar meticulously discharge their duty to check and recheck their
citations of authorities culled not only from this Court's decisions but from other sources and
make certain that they are verbatim reproductions down to the last word and punctuation mark,
appellate courts will be precluded from acting on misinformation, as well as be saved precious
time in finding out whether the citations are correct.
77. Comelec v. Noynay GR 132365 1998
Facts. COMELEC charged some public teachers with violations of Omnibus Election in their
engagement in partisan political activities. COMELEC then filed these criminal cases in RTC.
RTC, through Judge Noynay directed COMELEC to file the cases in MTC as RTC supposedly
had no jurisdiction. COMELEC filed an MR arguing that RTC has jurisdiction following Alberto
v. Lavilles where the court supposedly ruled that RTC has jurisdiction over election cases.
Noynay dismissed MR. COMELEC appeals in present court.
Issue. Did RTC Judge Noynay err in remanding the case to MTC? -Yes
Ratio. He did because the present case falls under the jurisdiction of the RTC, not MTC. In this
issue, two laws should be juxtaposed. On the one hand, the Omnibus Election Code states that
RTC has jurisdiction for violations of the code, except on cases of failure to register or vote. One
the other, a BP states that MTC has jurisdiction for cases with penalties of one year to six years.
In this case, the RTC implemented the BP. However, the present court finds his ruling mistaken
in that in the same BP providing MTC jurisdiction, it is stated that MTC has jurisdiction only in
cases that does not fall within RTC jurisdiction. Omnibus Election Code gives jurisdiction to
RTC on violates of the code. The violation presented in this case is a violation of the code. This
provided, RTC has jurisdiction, regardless if the penalty is less than six years. Thus, Judge
Noynay erred in ruling that RTC has no jurisdiction.
Doctrine. In relation to Legal Research, this case is relevant in that it zoomed in on the judge’s
misreading of the law and on the petitioner’s Motion for Reconsideration.
Canons 4 and 18 of the Canons of Judicial Ethics mandate that judges should be studious in the
principles of law and office administration in due regard of legal system integrity, respectively.
As well, Rule 3.01, Canon 3 of the Code of Judicial Conduct mandates them to be faithful to the
law and to maintain professional competence. The above actions of Hon. Noynay contradicts
these provisions.
Similarly, Rule 10.02, Canon 10 of the Code of Professional Responsibility mandates that
lawyers should not misquote or represent court rulings. In its MR, COMELEC through its
counsel Atty. Balbuena cited Alberto v. Judge Lavilles. In this citation, however, the present
court finds that errors persist. One, that the plaintiff in the case is Alberto Naldoza not Alberto
Naldeza or Alberto as used by the COMELEC lawyer. Two, that that case is 254 of SCRA not
245. And third, in its ascription of a Court Administrator’s Memo as the Court’s ruling. Atty.
Balbuena is admonished.
78. Alez Realty, Inc. v. CA GR 100643 1992
FACTS:
In a resolution of the Supreme Court, Atty Dacanay was required to show cause why he should n
ot be disciplinary dealt with by intercalating a material fact in the quoted judgment of the Court o
f Appeals, inserting “without notice to the actual occupants of the property, Adez Realty” when i
n fact it did not make such finding.
ISSUE:
Whether or not Atty Dacanay, by inserting phrase which is in fact not true, should be disbarred.
RULING:
YES. In the case at bar, the Supreme Court held that the inserted phase “without notice to the act
ual occupants of the property, Adez Realty,” was just the right phrase intercalated at the right pla
ce, making it highly improbable to be unintentionally, making it appear that respondent Court of
Appeals found that no notice was given to the occupants of subject property –– when in fact it di
d not make such a finding –– is a clear indication not merely of carelessness in lifting a portion o
f the assailed decision but a malicious attempt to gain undue advantage in the sporting arena of fa
irplay and, more importantly, to deceive and misguide this Court, which is the final arbiter of liti
gations.
He then violated Rule 10.02, Canon 10, Chapter III, of the Code of Professional Responsibility w
hich directs that “[a] lawyer shall not knowingly misquote or misrepresent the contents of a pape
r, the language
or the argument of opposing counsel, or the text of a decision or authority, or knowingly cite as a
law a
provision already rendered inoperative by repeal or amendment, or assert as a fact that which has
not been proved”
Assuming it was the carelessness of his secretary,
it is the duty of lawyers to check, review and recheck the allegation in their pleadings, more parti
cularly the quoted portions, and ensure that the statements therein are accurate and the reproducti
ons faithful, down to the last word and even punctuation mark. The legal profession demands tha
t lawyers thoroughly go over pleadings, motions and other documents dictated or prepared by the
m, type or transcribed by their secretaries or clerks, before filing them with the court. If a client i
s bound by the acts of his counsel, with more reason should counsel be bound the acts of his secr
etary who merely follow his orders.
79. Torres v. Dalangin AC 10758 2017
Facts: Atty. Dalangin was accused of maintaining an illicit and immoral affair with one Julita
Pascual, a clerk at the Public Attorney’s Office (PAO) in Talavera, Nueva Ecija. Upon review,
however, the alleged amorous relationship was not adequately proved (The quantum of proof in
administrative cases is substantial evidence). Also, Atty. Dalangin was said to be misquoting
jurisprudence in a pleading he filed in court. In addition, he took an immediate recourse to the
Court via a petition for review that questioned the IBP Board of Governors’ resolve to affirm the
Investigating Commissioner’s recommendation on his administrative liability, notwithstanding
the fact that the Court had not yet taken a final action on the complaints.
Issue: Whether or not Atty. Dalangin should be held administratively liable.
Held: Yes. While he vehemently denied any romantic relationship with Pascual, he admitted
demonstrating closeness with the latter’s family, including her children. It was such display of
affection that could have sparked in the minds of observers the idea of a wrongful relationship
and belief that Julienne was a product of the illicit affair. Atty. Dalangin should have been more
prudent and mindful of his actions and the perception that his acts built upon the public,
particularly because he and Pascual were both married. The fault, nonetheless, does not warrant
Atty. Dalangin’s suspension, much less disbarment. An admonition should suffice under the
circumstances. Also, while the Court detests Atty. Dalangin’s failure to properly indicate that the
statement was not a verbatim reproduction of the cited jurisprudence and, accordingly, calls his
attention on the matter, it finds the admonition to be adequate. A suspension for the lone incident
would be too harsh a penalty. Lastly, the filing of the petition for review on the issue of Atty.
Dalangin’s suspension from the practice of law was as yet not among his remedies, considering
that the Court still had to release its final action on the matter.
Atty. Bayani P. Dalangin is ADMONISHED to be more prudent and cautious in handling his
personal affairs and dealings with courts and the public, with a STERN WARNING that any
repetition of the same or similar acts in the future shall be dealt with more severely.
Rule 10.3
A lawyer shall observe the rules of procedure and shall not misuse them to defeat the ends
of justice.
80. Cobb-Perez v. Lantin GR L-22320 1968
Facts: A Civil case was filed by Ricardo Hermoso against Damaso Perez for the latter’s failure to
pay a debt of P17,000. Hermoso won and a writ of execution was issued in his favor. The sheriff
was to conduct a public sale of a property owned by Perez worth P300,000. This was opposed by
Perez as he claimed the amount of said property was more than the amount of the debt.
Respondent Judge Lantin, issuing Judge, found merit on this, hence he amended his earlier
decision and issued a second writ this time directing the sheriff to conduct a public sale of Perez’
210 shares of stock approximately worth P17,000.
Subsequently, Perez and his wife filed five more petitions for injunction trying to enjoin the
public sale. The case eventually reached the Supreme Court where the SC ruled that the petition
of the Perez spouses is without merit; that their numerous petitions for injunction are
contemplated for delay. In said decision, the Supreme Court ordered petitioners to pay the cost of
the suit but said cost should be paid by their counsels, Atty. Baizas and Atty. Bolinao. The
counsels now appeal said decision by the Supreme Court as they claimed that such decision
reflected adversely against their professionalism; that “If there was delay, it was because
petitioners’ counsel happened to be more assertive a quality of the lawyers which is not to be
condemned.”
Issue: Whether or not the counsels for the Spouses Perez are excused.
Ruling:
No. It is the duty of a counsel to advise his client, ordinarily a layman to the intricacies and
vagaries of the law, on the merit or lack of merit of his case. If he finds that his client's cause is
def enseless, then it is his bounden duty to advise the latter to acquiesce and submit, rather than
traverse the incontrovertible. A lawyer must resist the whims and caprices of his client, and
temper his client's propensity to litigate. A lawyer's oath to uphold the cause of justice is superior
to his duty to his client; its primacy is indisputable. A counsel's assertiveness in espousing with
candour and honesty his client's cause must be encouraged and is to be commended; what we do
not and cannot countenance is a lawyer's insistence despite the patent futility of his client's
position.
81. Avida Land V. Argosino, AC 7437 2016
Facts: Complainant is a Philippine Corporation engaged in the development and sale of
subdivision houses and lots. Respondent was counsel for Rodman Construction & Development
Corporation.
Complainant entered into a Contract to Sell with Rodman, under which the latter was to acquire
from the former a subdivision house and lot in Santa Rosa, Laguna through bank financing.
In the event that such financing would be disapproved, Rodman was supposed to pay the full
contract price of P4,412,254.00, less the down payment of P1,323,676.20, within 15 days from
its receipt of the loan disapproval.
Rodman filed a complaint before the Housing and Land Use Regulatory Board seeking the
nullification of the contract to sell. The MTC took cognizance of Rodman’s HLURB Complaint,
and dismissed the unlawful detainer case on the ground of lack of Jurisdiction.
Issue: Whether or not respondent's act of filing numerous pleadings, that caused delay in the
execution of a final judgment, constitutes professional misconduct in violation of the Code of
Professional Responsibility and the Lawyer's Oath.
Ruling:
Yes. Under the IBP Commission on Bar Discipline's Guidelines for Imposing Lawyer Sanctions
(IBP Guidelines), reprimand is generally appropriate as a penalty when a lawyer's negligence
causes injury or potential injury to a client or a party.69 In this case, respondent's injurious acts
were clearly not caused by his negligence in following procedures or court orders. He knowingly
abused the legal process and violated orders of the HLURB Board and Regional Office with the
intent of delaying the execution of a judgment that had long been final and executory. That he
continued to do so even if a Complaint was already filed against him proved that his acts were
deliberate.
Doctrine: Under the Code of Professional Responsibility, lawyers are required to exert every
effort and consider it their duty to assist in the speedy and efficient administration of Justice. The
code also obliges lawyers to employ only fair and honest means to attain the lawful objectives of
their client.
82. Festin V. Zubiri AC No. 11600 2017
Facts: Complainant alleged that he was elected as Mayor of the Municipality of San Jose,
Occidental Mindoro in the May 2013 elections. His opponent, Jose Tapales Villarosa (Villarosa),
filed an election protest against him before the Regional Trial Court of San Jose, Occidental
Mindoro, Branch 46 (RTC).2 After deciding in favor of Villarosa, the RTC issued an
Order3 dated January 15, 2014 (January 15, 2014 Order), granting his motion for execution
pending appeal, viz.:
WHEREFORE, the Motion for Execution Pending Appeal is GRANTED.
The OIC-Branch Clerk of Court [(COC)] is hereby directed to issue a Writ of Execution Pending
Appeal after the lapse of twenty (20) working days to be counted from the time [complainant's]
counsel receives a copy of this Special Order, if no restraining order or status quo order is
issued pursuant to Section 11 (b),4 Rule 14 of A.M. No. 07-4-15-SC.5 (Emphasis supplied)
Distressed, complainant filed a petition for certiorari6 before the Commission on Elections
(COMELEC), seeking a Temporary Restraining Order (TRO) against the issuance of the writ of
execution pending appeal.
Issue: Whether or not respondent should be held administratively liable for his violations of the
CPR.
Ruling:
Yes. After a judicious review of the case records, the Court agrees with the IBP that respondent
should be held administratively liable for his violations of the CPR. However, the Court finds it
proper to impose a lower penalty.
Canon 1 of the CPR mandates lawyers to uphold the Constitution and promote respect for the
legal processes. Additionally, Canon 8 and Rule 10.03, Canon 10 of the CPR require lawyers to
conduct themselves with fairness towards their professional colleagues, to observe procedural
rules, and not to misuse them to defeat the ends of justice.
Contrary to these edicts, respondent improperly filed the five (5) motions as "manifestations" to
sidestep the requirement of notice of hearing for motions. In effect, he violated his professional
obligations to respect and observe procedural rules, not to misuse the rules to cause injustice, and
to exhibit fairness towards his professional colleagues.
Doctrine:
Code of Professional Responsibility; Canon 8 and Rule 10.03, Canon 10 of the Code of
Professional Responsibility (CPR) require lawyers to conduct themselves with fairness towards
their professional colleagues, to observe procedural rules, and not to misuse them to defeat the
ends of justice.
Rule 11.01
A lawyer shall appear in court properly attired.
83. Peck v. Stone, 304 NYS2d 881
Facts:
This is an appeal from a judgement of the Supreme Court at Special Term, entered March 4,
1969, which dismissed petitioner’s application, in a proceeding under Article 78 of the CPLR, to
vacate an order made by respondent as Judge of the City of Court of Syracause, Onondaga
County.
Petitioner, a young female attorney, appeared before respondent as counsel for an indigent
defendant. Prior to the commencement of any proceedings on behalf of the client, respondent
made an order prohibiting petitioner from appearing as an attorney in his court until petitioner's
mode of dress was "suitable, conventional and appropriate". The record discloses that petitioner
was wearing a dress, the hemline of which was approximately five inches above the knee. We
are called upon to determine whether respondent's order was arbitrarily made and whether he
exceeded his authority in prohibiting petitioner from reappearing in his court in similar attire.
Issue: Whether or not (1) that the Judge lacked jurisdiction to issue the directive and that his
action was arbitrary and capricious.
Ruling:
In answer to the petition, respondent states that on both occasions when she appeared before him
petitioner's dress was "extremely and excessively short", was unconventional and not consistent
with the dignity of the court. He attached minutes of both proceedings and a photograph which
accurately depicts her appearance at the times in question, showing the hemline to be much more
than five inches above the knee.
As an officer of the court, petitioner was subject to certain rules of conduct stated in the Canons
of Professional Ethics. Her "co-operation with the court was due whenever justice would be
imperilled if co-operation was withheld."
Rule 11.02
A lawyer shall punctually appear at court hearings.
84. De Gracia v. Warden of Makati GR L-42032 1976
Facts:
De Gracia was charged for frustrated homicide, which later amended to a lesser offense of
serious physical injuries. To this charge, petitioner pleaded guilty. After serving his sentence he
was not released on the ground the prosecutor opposed it because the victim already died,
making him liable to homicide. Writ of Habeas Corpus was petitioned.
On the date of the hearing, petitioner and his counsel failed to appear, but left a manifestation
that petitioner was already released, and consequently, the petition is now moot and academic.
Issue:
Whether or not petitioner’s counsel violated his duties to the court?
Ruling:
Yes. It would appear, therefore, that with the release of petitioner, the matter had indeed become
moot and academic. That disposes of this petition, except for one final note. There was a lapse in
judicial propriety by counsel Salvador N. Beltran who did not even take the trouble of appearing
in Court on the very day his own petition was reset for hearing, a lapse explicable, it may be
assumed, by his comparative inexperience and paucity of practice before this Tribunal. It suffices
to call his attention to such failing by way of guidance for his future actuations as a member of
the bar.
Doctrine: There was a lapse In judicial propriety by counsel Salvador N. Beltran who did not
even take the trouble of appearing in Court on the very day his own petition was reset for
hearing, a lapse explicable, it may be assumed, by his comparative inexperience and paucity of
practice before this Tribunal. It suffices to call his attention to such failing by way of guidance
for his future actuations as a member of the Bar.
Rule 11.03
A lawyer shall abstain from scandalous, offensive or menacing language or behavior before the
courts.
85. JOSE D. SANGALANG and LUTGARDA D. SANGALANG, petitioners, FELIX C.
GASTON and DOLORES R. GASTON, JOSE V. BRIONES and ALICIA R. BRIONES,
and BEL-AIR VILLAGE ASSOCIATION, INC., intervenors-petitioners, vs.
INTERMEDIATE APPELLATE COURT and AYALA CORPORATION, respondents.
G.R. No. 71169 August 30, 1989
FACTS
The incident before the Court refers to charges for contempt against Atty. J. Cezar Sangco,
counsel for the petitioners Spouses Jose and Lutgarda Sangalang. In rendering its judgment, the
Court yielded to the records before it, and to the records alone, and not to outside influences,
much less, the influence of any of the parties. Atty. Sangco, as a former judge of an inferior
court, should know better that in any litigation, one party prevails, but his success will not justify
indictments of bribery by the other party.
ISSUE
Whether or not Atty. Sangco violated Canon 11 of Code of Professional Responsibility.
RULING
Yes. Atty. Sangco is entitled to his opinion, but not to a license to insult the Court with
derogatory statements and recourses to argumenta ad hominem. In that event, it is the Court’s
duty “to act to preserve the honor and dignity ... and to safeguard the morals and ethics of the
legal profession.”
Doctrine: In our “show-cause” Resolution, we sought to hold Atty. Sangco in contempt,
specifically, for resort to insulting language amounting to disrespect toward the Court within the
meaning of Section 1, of Rule 71, of the Rules of Court. Clearly, however, his act also
constitutes malpractice as the term is defined by Canon 11 of the Code of Professional
Responsibility.
86. PRUDENCIO S. PENTICOSTES, complainant, vs. JUDGE RAFAEL
HIDALGO, respondent.
A.M. Nos. RTJ-89-331, 355, 361, 362, 438, 439 September 28, 1990
FACTS
Complainant Prudencio S. Penticostes has filed a series of administrative charges against Judge
Rafael B. Hidalgo of Regional Trial Court Branch 68 of Tarlac, Tarlac. In the resolution dated
June 20, 1989 dismissing RTJ-89-294, the Court admonished the complainant "to exercise more
care and decorum in filing unfounded and unsubstantiated charges against officers of the court in
order to maintain and uphold the dignity of the same of which he is a part" (also dismissed was
RTJ-88213 in a Resolution dated July 18, 1989.) Complainant did not heed this admonition.
ISSUE
Whether or not complainant failed to comply his responsibilities to the judiciary.
RULING
Yes. Canon 11 provides that a lawyer shall observe and maintain the respect due to the court and
to judicial officers. Through his imprudent filing of administrative cases against respondent
judge, complainant has transgressed the provisions of the Code of Professional Responsibility
and miserably failed to observe conduct expected of a member of the bar under the Code and in
accordance with his lawyer's oath.
Doctrine: As a member of the bar, the complainant has responsibilities to the judiciary. The Code
of Professional Responsibility and the rules thereunder impose obligations on the lawyer, in
relation to the court: Canon 10 states that a lawyer owes candor, fairness and good faith to the
court. Canon 11 provides that a lawyer shall observe and maintain the respect due to the court
and to judicial officers, while Canon 12 mandates that a lawyer shall exert every effort and
consider it his duty to assist in the speedy and efficient administration of justice. Through his
imprudent filing of administrative cases against respondent judge, complainant has transgressed
the provisions of the Code of Professional Responsibility and miserably failed to observe
conduct expected of a member of the bar under the Code and in accordance with his lawyer's
oath.
87. LILY MOCLES, Complainant, v. JUDGE MABINI M. MARAVILLA, Respondent.
A.M. No. MTJ-93-873 December 14, 1994
FACTS
Complainant charged the respondent, the presiding judge of Branch 3 thereof, with ignorance of
law and bribery in that the respondent (a) issued a writ of execution with respect to the
restoration of possession in the said case despite the fact that it was already on appeal with
Branch 36 of the Regional Trial Court (RTC) of General Santos City, and (b) was rumored to
have received P20,000.00 in connection with such execution.
ISSUE
Whether or not respondent judge must be administratively sanctioned for issuing the writ of
execution.
RULING
Yes. He knew that his court had lost jurisdiction over the case and, moreover, he ought to have
known that pursuant to the clear language of Section 8 of Rule 70 and the pronouncements of
this Court, it was beyond his court's authority to issue the writ. He should have informed the
RTC, through appropriate means, of this constraint.
Doctrine: A complainant is grossly irresponsible when she imputes upon a judge the commission
of a grave offense solely on the basis of a rumor with the full awareness that she could not prove
it, and the lawyer who assists her in the preparation of the complaint should, under his oath as a
lawyer, prevent her from making the wild accusation.
88. KELLY R. WICKER and ATTY. ORLANDO A. RAYOS, Petitioners, v. HON. PAUL
T. ARCANGEL, as Presiding Judge of the RTC, Makati, Branch 134, Respondent.
G.R. No. 112869 January 29, 1996
FACTS
Kelly Wicker, with his wife Wynee Dieppe and the Tectonics Asia Architects and Engineering
Co., brought suit in the Regional Trial Court of Makati against the LFS Enterprises, Inc. and
others, for the annulment of certain deeds by which a house and lot at Forbes Park, which the
plaintiffs claimed they had purchased, was allegedly fraudulently titled in the name of the
defendant LFS Enterprises and later sold by the latter to codefendant Jose Poe.
Atty. Rayos claimed that the allegations in the motion did not necessarily express his views
because he merely signed the motion "in a representative capacity, in other words, just
lawyering.
ISSUE
Whether or not Atty. Rayos observed and maintained his responsibility as a lawyer.
RULING
No. As a lawyer, he is not just an instrument of his client. His client came to him for professional
assistance in the representation of a cause, and while he owed him whole-souled devotion, there
were bounds set by his responsibility as a lawyer which he could not overstep. A lawyer’s duty
to the courts is not secondary to that of his client.
Doctrine: A lawyer is not just an instrument of his client—he bears as much responsibility for
the contemptuous allegations in the motion for inhibition as his client.
89. RET. JUDGE VIRGILIO ALPAJORA, Complainant, v. ATTY. RONALDO
ANTONIO V. CALAYAN, Respondent.
A.C. No. 8208, January 10, 2018
FACTS
Respondent was President and Chairman of the Board of Trustees of CEFI. He signed and filed
pleadings as "Special Counsel pro se" for himself. Court proceedings ensued despite several
inhibitions by judges to whom the case was re-raffled until it was finally re-raffled to
complainant.
The administrative case against complainant was dismissed. The Court, however, referred the
comment/opposition with counter-complaint filed by complainant in the administrative case
against him to the Office of the Bar Confidant (OBC) for appropriate action.
ISSUE
Whether or not respondent escaped his liability
RULING
Yes. The Court, however, reiterates that a lawyer’s duty, is not to his client but primarily to the
administration of justice. To that end, his client’s success is wholly subordinate. His conduct
ought to, and must always, be scrupulously observant of the law and ethics. Any means, not
honorable, fair and honest which is resorted to by the lawyer, even in the pursuit of his devotion
to his client’s cause, is condemnable and unethical.
Doctrine: The filing of cases by respondent against the adverse parties and their counsels, as
correctly observed by the Investigating Commissioner, manifests his malice in paralyzing the
lawyers from exerting their utmost effort in protecting their client’s interest. As officers of the
court, lawyers are duty-bound to observe and maintain the respect due to the courts and judicial
officers. They are to abstain from offensive or menacing language or behavior before the court
and must refrain from attributing to a judge motives that are not supported by the record or have
no materiality to the case.
A lawyer does not have an unbridled right to file pleadings, motions and cases as he pleases.
Rule 11.05
A lawyers shall submit grievances against a Judge to the proper authorities only.
90. BONIFACIO SANZ MACEDA, Presiding Judge, Branch 12, Regional Trial Court,
Antique, petitioner, vs. HON. OMBUDSMAN CONRADO M. VASQUEZ AND ATTY.
NAPOLEON A. ABIERA, respondents.
G.R. No. 102781 April 22, 1993
FACTS
Respondent of the Public Attorney's Office alleged that petitioner had falsified his Certificate of
Service, by certifying "that all civil and criminal cases which have been submitted for decision or
determination for a period of 90 days have been determined and decided on or before January 31,
1998," when in truth and in fact, petitioner knew that no decision had been rendered in five (5)
civil and ten (10) criminal cases that have been submitted for decision.
Respondent further alleged that petitioner similarly falsified his certificates of service for the
months of February, April, May, June, July and August, all in 1989; and the months beginning
January up to September 1990, or for a total of seventeen (17) months.
ISSUE
Whether or not Ombudsman has no jurisdiction over said case.
RULING
Yes. It is only the Supreme Court that can oversee the judges’ and court personnel’s compliance
with all laws, and take the proper administrative action against them if they commit any violation
thereof No other branch of government may intrude into this power, without running afoul by the
doctrine of separation of powers.
Doctrine: A judge who falsifies his certificate of service is administratively liable to the Supreme
Court for serious misconduct and inefficiency under Section 1, Rule 140 of the Rules of Court,
and criminally liable to the State under the Revised Penal Code for his felonious act.
Canon 12
A lawyer shall not exert every effort and consider it his duty to assist in the speedy and efficient
administration of justice.
Doctrine:
The rule against forum shopping has long been established and subsequent circulars of the Court
merely formalized the prohibition and provided the appropriate penalties against transgressors.
Forum-shopping constituted direct contempt of court and could subject the offending lawyer to
disciplinary action.
93. ATTY. CARMEN LEONOR M. ALCANTARA, VICENTE P. MERCADO,
SEVERINO P. MERCADO AND SPOUSES JESUS AND ROSARIO
MERCADO, Complainants, vs. ATTY. EDUARDO C. DE VERA, Respondent.
A.C. No. 5859 November 23, 2010
FACTS
Pursuant to a favorable decision, a writ of execution pending appeal was issued in favor of
Rosario P. Mercado. Herein respondent, as her legal counsel, garnished the bank deposits of the
defendant, but did not turn over the proceeds to Rosario. Rosario demanded that the respondent
turn over the proceeds of the garnishment, but the latter refused claiming that he had paid part of
the money to the judge while the balance was his, as attorney’s fees. Such refusal prompted
Rosario to file an administrative case for disbarment against the respondent.
ISSUE
Whether or not respondent should be disbarred.
RULING
Yes. Information as to the structure and operations of the family corporation, private documents,
and other pertinent facts and figures used as basis or in support of the cases filed by the
respondent in pursuit of his malicious motives were all acquired through the attorney-client
relationship with herein complainants. Such act is in direct violation of the Canons and will not
be tolerated by the Court. Confidential information obtained cannot be disclosed.
Doctrine: It is worth stressing that the practice of law is not a right but a privilege bestowed by
the State upon those who show that they possess, and continue to possess, the qualifications
required by law for the conferment of such privilege. Membership in the bar is a privilege
burdened with conditions. A lawyer has the privilege and right to practice law only during good
behavior and can only be deprived of it for misconduct ascertained and declared by judgment of
the court after opportunity to be heard has been afforded him. Without invading any
constitutional privilege or right, an attorney’s right to practice law may be resolved by a
proceeding to suspend or disbar him, based on conduct rendering him unfit to hold a license or to
exercise the duties and responsibilities of an attorney. It must be understood that the purpose of
suspending or disbarring an attorney is to remove from the profession a person whose
misconduct has proved him unfit to be entrusted with the duties and responsibilities belonging to
an office of an attorney, and thus to protect the public and those charged with the administration
of justice, rather than to punish the attorney.
94. PABLO R. OLIVARES and/or OLIVARES REALTY
CORPORATION, Complainants, vs. ATTY. ARSENIO C. VILLALON, JR., Respondent.
A.C. No. 6323 April 13, 2007
FACTS
In his complaint, Olivares alleged that respondent’s client, Sarah Divina Morales Al-Rasheed,
repeatedly sued him for violations of the lease contract which they executed over a commercial
apartment in Olivares Building in Parañaque.
Respondent, on the other hand, asserts that he was only performing his legal obligation as a
lawyer to protect and prosecute the interests of his client. He denied that he was forum shopping
as his client, in her certificate of non-forum shopping, disclosed the two previous cases involving
the same cause of action which had been filed and dismissed.
ISSUE
Whether or not a lawyer should file multiple actions arising from the same cause.
RULING
No. Filing multiple actions constitutes an abuse of the Court’s processes. It constitutes improper
conduct that tends to impede, obstruct and degrade justice. Those who file multiple or repetitive
actions subject themselves to disciplinary action for incompetence or willful violation of their
duties as attorneys to act with all good fidelity to the courts, and to maintain only such actions
that appear to be just and consistent with truth and honor.
Doctrine: Those who file multiple or repetitive actions subject themselves to disciplinary action
for incompetence or willful violation of their duties as attorneys to act with all good fidelity to
the courts, and to maintain only such actions that appear to be just and consistent with truth and
honor.
Rule 12.03
A lawyer shall not, after obtaining extensions of time to file pleadings, memoranda or briefs, let
the period lapse without submitting the same or explaining his failure to do so.
Doctrine: It is understandable for a party to make full use of every conceivable legal defense the
law allows it. In the appraisal, however, of such attempts to evade liability to which a party
should respond, it must ever be kept in mind that procedural rules are intended as an aid to
justice, not as a means for its frustration. Technicalities should give way to the realities of the
situation.
97. Afurong v. Aquino AC 1571 1999
Facts: Thus, on December 22, 1975, Paraluman Afurong filed a complaint 6 with this Court for
disbarment against Atty. Angel G. Aquino.
According to complainant, appropriate punitive sanction should be meted to Atty. Angel G.
Aquino for filing frivolous harassment cases in the form of Civil Case Nos. 97265 and 97976,
and for giving false allegations in his Urgent Motion for Postponement.
Complainant emphasized that when Civil Case No. 97976 was set for pre-trial on December 12,
1975, at 9:00 a.m., respondent falsely represented that on the same date and hour, he would
attend the hearing also on said date and time of Special Proceedings No. D-00326, entitled "In
the Matter of the Petition for the Issuance of a Writ of Habeas Corpus of Lordeliza V. Sohnrey".
Complainant further contended that Atty. Angel G. Aquino misrepresented himself as an
attorney of the Citizens Legal Assistance Office, using the name and address of said Office to
postpone the pre-trial hearing of Civil Case No. 97976, on December 12, 1975, despite the fact
that he had been separated from office at the time.
Issue:
Whether or not Aquino failed to perform his duties expected of an attorney as provided under the
existing Canons of Professional Ethics.
Ruling:
The Revised Rules of Court provides that it is the duty of an attorney to counsel or maintain such
actions or proceedings only as appear to him to be just, and such defenses only as he believes to
be honestly debatable under the law. The decision in Civil Case No. 231552 had reached finality
and execution of such decision was being effected. Respondent Atty. Aquino should not have
filed a petition for certiorari considering that there was no apparent purpose for it than to delay
the execution of a valid judgment.
Doctrine:
It is the duty of an attorney to counsel or maintain such actions or proceedings only as appear to
him to be just, and such defenses only as he believes to be honestly debatable under the law.
A lawyer is mandated not to mislead the court in any manner.
Rule 12.09
98. PNB v Lu Teng Piao 57 Phil. 337 1932
Facts:
Uy Teng Piao was ordered by the CFI Manila to pay the sum of P17,232.42 with interest at 7%
per annum, plus 10% of the sum amount for attorney's fees and costs in favor of PNB. However,
he failed to comply and so the sheriff sold in a public auction 2 of his mortgaged properties to
PNB. Subsequently, PNB obtained a waiver of his right to redeem the 2nd parcel of land before
selling it to another. After selling both properties, and crediting the sum of 11,300 PHP to
Uy Teng Piao, PNB brought the present action before the court to revive the judgment for the
rest of the balance. Uy Teng Piao opposed and argued that there was an agreement of
condonation of the remaining balance between PNB and him, which is why he agreed to sign the
waiver. CFI ruled in favor of him and so the appeal. In reversing its previous decision, the Court
held that Uy Teng Piao failed to substantiate his claim of an agreement. Plus, one of the
attorneys of PNB testified that Uy Teng Piao only waived his right because a friend of his was
willing to pay the land. The court believed this testimony but still invoked Canon 19 of the Code
of Legal Ethics to remind lawyers that they should withdraw from handling the case when they
choose to testify
Issue: Whether or not the trial court erred in finding that the consideration of document Exhibit 1
is the condonation of the balance of the judgment rendered in said civil case No. 26328.
Ruling:
The trial court absolved the defendant on the ground that he had waived his right to redeem the
property in question in consideration of an understanding between him and an employee of the
bank that the latter would not collect from the defendant the remainder of a prior judgment.
That even conceding that there was such agreement, it was not shown that said employee was
authorized to make it, and that only the board of directors or the persons empowered by it could
bind the bank.
Doctrine:
The trial court absolved the defendant on the ground that he had waived his right to redeem the
property in question in consideration of an understanding between him and an employee of the
bank that the latter would not collect from the defendant the remainder of a prior judgment.
Held: That even conceding that there was such agreement, it was not shown that said employee
was authorized to make it, and that only the board of directors or the persons empowered by it
could bind the bank.
Canon13
A lawyer shall rely upon the merits of his cause and refrain from any impropriety which tends to
influence, or gives the appearance of influencing the court.
99. Nestle’ Philippines v. Sanchez, GR No. L-75209 1987
Facts: During the period July 8-10. 1987, respondent in G.R. No. 75029, Union of Filipro
Employees, and petitioner in G.R. No. 78791, Kimberly Independent Labor Union for Solidarity,
Activism and Nationalism-Olalia intensified the intermittent pickets they had been conducting
since June 17, 1987 in front of the Padre Faura gate of the Supreme Court building. They set up
pickets' quarters on the pavement in front of the Supreme Court building, at times obstructing
access to and egress from the Court's premises and offices of justices, officials and employees.
They constructed provisional shelters along the sidewalks, set up a kitchen and littered the place
with food containers and trash in utter disregard of proper hygiene and sanitation. They waved
their red streamers and placards with slogans, and took turns haranguing the court all day long
with the use of loud speakers.
Issue: Whether or not the act of respondent is contemptuous.
Ruling:
Yes. We accept the apologies offered by the respondents and at this time, forego the imposition
of the sanction warranted by the contemptuous acts described earlier. The liberal stance taken by
this Court in these cases as well as in the earlier case of AHS/PHILIPPINES EMPLOYEES
UNION vs. NATIONAL LABOR RELATIONS COMMISSION, et al., G.R. No. 73721, March
30, 1987, should not, however, be considered in any other light than an acknowledgment of the
euphoria apparently resulting from the rediscovery of a long-repressed freedom. The Court will
not hesitate in future similar situations to apply the full force of the law and punish for contempt
those who attempt to pressure the Court into acting one way or the other in any case pending
before it. Grievances, if any, must be ventilated through the proper channels, i.e., through
appropriate petitions, motions or other pleadings in keeping with the respect due to the Courts as
impartial administrators of justice entitled to "proceed to the disposition of its business in an
orderly manner, free from outside interference obstructive of its functions and tending to
embarrass the administration of justice."
Doctrine: Abuse of rights of free speech and of assembly not within the ambit of constitutional
protection; Counsel of record and all members of the legal profession are reminded to apprise
their clients on matters of decorum and proper attitude toward courts of justice.
Rule 13.01
A lawyer shall not extend extraordinary attention or hospitality to, nor seek opportunity for,
cultivating familiarity with Judges.
100. Lantoruia v. Bunyi AC 1769 1992
Facts: This is an administrative complaint filed by Cesar L. Lantoria, seeking disciplinary action
against respondent Irineo L. Bunyi, member of the Philippine Bar, on the ground that respondent
Bunyi allegedly committed acts of "graft and corruption, dishonesty and conduct unbecoming of
a member of the Integrated Bar of the Philippines, and corruption of the judge and bribery", in
connection with respondent's handling of Civil Case Nos. 81, 83 and 88 then pending before the
Municipal Court of Experanza, Agusan del Sur, presided over by Municipal Judge Vicente
Galicia 1 in which respondent Bunyi was the counsel of one of the parties, namely, Mrs.
Constancia Mascarinas.
Issue: Whether or not respondent violated Code of Professional Responsibility.
Ruling:
The respondent did not deny the allegation that he demanded and was given by the complainant
the sum of P18.10 for which no receipt was issued. There is absolutely no justification for this
act of the respondent considering that there are only two defendants to be served with summons.
The respondent is guilty of an illegal exaction. The amount of P11.90 for which the respondent
had issued two official receipts was more than enough to pay for the sheriff’s fees. For having
demanded the amount of P18.10 for which he did not issue a receipt, the respondent should be
suspended for three (3) months without pay. A more severe penalty would have been imposed
were it not for the fact that his personal record shows that the respondent has been a deputy
sheriff since November 15, 1956. During the twenty-two (22) years that he occupied the
position, he was never administratively held to account for any official misconduct.
WHEREFORE, the respondent Deputy Sheriff is hereby suspended for a period of three (3)
months without pay effective from this receipt of this resolution, and he is ordered to refund to
the complainant the P18.10 and is warned that a repetition of the same offense will be dealth
with more severely.
Doctrine: Act of sheriff in demanding money from a person without issuing receipt is illegal
exaction; Penalty is suspension for 3 months; More severe penalty was not imposed considering
respondent’s long service and that this is his first offense.
Rule 13.02
A lawyer shall not make public statements in the media regarding a pending case tending to
arouse public opinion for or against a party.
Rule 13.03
A lawyer shall not brook or invite interference by another branch or agency of the government in
the normal course of judicial proceedings.
Complainant Teresita P. Fajardo (Teresita) was the Municipal Treasurer of San Leonardo, Nueva
Ecija. She hired respondent Atty. Nicanor C. Alvarez (Atty. Alvarez) to defend her in criminal
and administrative cases before the Office of the Ombudsman.
The parties have differing versions of the facts as summarized by the Investigating
Commissioner of the Commission on Bar Discipline of the Integrated Bar of the Philippines.
Issue:
Whether or not a lawyer working in the Legal Section of the National Center for Mental Health
under the Department of Health is authorized to privately practice law.
Ruling:
Under Section 7(b)(2) of Republic Act No. 6713, otherwise known as the Code of Conduct and
Ethical Standards for Public Officials and Employees, and Memorandum Circular No. 17, Series
of 1986, government officials or employees are prohibited from engaging in private practice of
their profession unless authorized by their department heads. More importantly, if authorized, the
practice of profession must not conflict nor tend to conflict with the official functions of the
government official or employee.
By assisting and representing complainant in a suit against the Ombudsman and against
government in general, respondent put himself in a situation of conflict of interest.
Doctrine: Practice of Profession; Government Employees; Under Section 7(b)(2) of Republic
Act (RA) No. 6713, otherwise known as the Code of Conduct and Ethical Standards for Public
Officials and Employees, and Memorandum Circular No. 17, Series of 1986, government
officials or employees are prohibited from engaging in private practice of their profession unless
authorized by their department heads.
Canon 15
A lawyer shall observe candor, fairness and loyalty in all his dealings and
transactions with his clients.
Facts:
The complainants is the former clients of the respondent Fojas. The
Department of Labor and Employment (DOLE) declared complainants’ illegal
expulsion of Salvador from Far Easter University Faculty Association. Salvador
sought for damages but Atty. Fojas moved to dismiss it for res judicata and
lack of jurisdiction because it was already decided by Med-Arbiter and it is only
cognizable by the DOLE.
Ruling/Doctrine:
Yes. Every case a lawyer accepts deserves his full attention, diligence and
competence, regardless of its importance and whether he accepts it for free.
It is axiomatic that no lawyer is obliged to act either as adviser or advocate for
every person who may wish to become his client. He has the right to decline
employment, subject, however, to Canon 14 of the Code of Professional
Responsibility. Once he agrees to take up the cause of a client, the lawyer owes
fidelity to such cause and must always be mindful of the trust and confidence
reposed in him. He must serve the client with competence and diligence, and
champion the latter’s cause with wholehearted fidelity, care, and devotion.
Elsewise stated, he owes entire devotion to the interest of the client, warm zeal
in the maintenance and defense of his client’s rights, and the exertion of his
utmost learning and ability to the end that nothing be taken or withheld from
his client, save by the rules of law, legally applied.
This simply means that his client is entitled to the benefit of any and
every remedy and defense that is authorized by the law of the land and he may
expect his lawyer to assert every such remedy or defense. If much is demanded
from an attorney, it is because the entrusted privilege to practice law carries
with it the correlative duties not only to the client but also to the court, to the
bar, and to the public. A lawyer who performs his duty with diligence and
candor not only protects the interest of his client; he also serves the ends of
justice, does honor to the bar, and helps maintain the respect of the
community to the legal profession.
Therefore, Reprimanded Only.
105. Llunar v. Ricafort Ac 6484 2015
Facts
The complainant, as attorney-in-fact of Severina Bafiez, hired the respondent
to file a case against father and son Ricardo and Ard Cervantes (Ard) for the
recovery of a parcel of land. The said property had mortgaged with the Rural
Bank. Atty. Ricafort received a partial payment of the redemption price of the
property and attorney’s fees from the complainant. After a year, the
complainant learned that no case involving the subject property was ever filed
by the respondent .Thus, the complainant demanded that the respondent
return to her the amount of P95,000.00.
The complainant refused to recognize the complaint for annulment of title filed
by Atty. Abitria and claimed that she had no knowledge of Atty. Abitria's
engagement as counsel. Besides, the complaint was filed three (3) years late
and the property could no longer be redeemed from the bank. Also, the
complainant discovered that the respondent had been suspended indefinitely
from the practice of law.
Ruling:
The court found that respondent guilty of Grave Misconduct in his dealings
with his client and in engaging in the practice of law while under indefinite
suspension, and thus impose upon him the ultimate penalty of DISBARMENT.
The respondent in this case committed several infractions making him liable
for grave misconduct. First, the respondent did not exert due diligence in
handling the complainant's case. He failed to act promptly in redeeming the
complainant's property within the period of redemption. What is worse is the
delay of three years before a complaint to recover the property was actually
filed in court. The respondent clearly dilly-dallied on the complainant's case
and wasted precious time and opportunity that were then readily available to
recover the complainant's property. Under these facts, the respondent violated
Rule 18.03 of the Code of Professional Responsibility (CPR), which states that
"a lawyer shall not neglect a legal matter entrusted to him, and his negligence
in connection therewith shall render him liable."
Facts
Villahermosa is respondent in two land cases involving cancellation of
emancipation patents and transfer certificates of title, cancellation of special
power of attorney and deeds of absolute sale and recovery of ownership and
possession of parcels of land When the agrarian reform law was enacted
emancipation patents and titles were issued to Hermogena and Danilo
Nipotnipot, beneficiaries of the program, who in turn sold the parcels of land to
complainant's spouse Raymunda Villahermosa filed this complaint alleging
that Atty. Caracol had no authority to file the motions since he obtained no
authority from the plaintiffs and the counsel of record. Villahermosa posited
that Efren could not have authorized Atty. Caracol to file the second motion
because Efren had already been dead for more than a year.
He claimed that Atty. Caracol's real client was a certain Ernesto I. Aguirre, who
had allegedly bought the same parcel of land.
They state that the signature in the waiver was different from his usual
signature. Villahermosa averred that Atty. Caracol committed deceit and gross
misconduct
In its Report and Recommendation the Integrated Bar of the Philippines
Commission on Bar Discipline (IBP CBD) found that Atty. Caracol committed
deceitful acts and misconduct.
Issues: Atty. Caracol clearly misled and misrepresented to the DARAB that he
was counsel of Efren to protect the interest of Ernesto Aguirre, his real client,
violating his oath as a lawyer.
Ruling
The court adopt the findings of the IBP. The Rules of Court under Rule 138,
SEC. 21. Authority of attorney to appear. – An attorney is presumed to be
properly authorized to represent any cause in which he appears, and no
written power of attorney is required to authorize him to appear in court for his
client, but the presiding judge may, on motion of either party and on
reasonable grounds therefor being shown, require any attorney who assumes
the right to appear in a case to produce or prove the authority under which he
appears, and to disclose, whenever pertinent to any issue, the name of the
person who employed him, and may thereupon make such order as justice
requires. An attorney willfully appearing in court for a person without being
employed, unless by leave of the court, may be punished for contempt as an
officer of the court who has misbehaved in his official transactions.
Lawyers must be mindful that an attorney has no power to act as counsel for a
person without being retained nor may he appear in court without being
employed unless by leave of court.
If a lawyer corruptly or willfully appears as an attorney for a party to a case
without authority, he may be disciplined or punished for contempt as an officer
of the court who has misbehaved in his official transaction.
Rule 15.03
A lawyer shall not represent conflicting interest except by written consent of all
concerned given after a full disclosure of the facts.
Issue: Whether or not Atty. Marino should be reprimanded for negotiated with
the UST as union attorney, even though he was an interested party since he
was one of the officers who were dismissed.
Ruling
Yes. Atty. Marino failed to avoid conflict of interest when he negotiated for the
compromise agreement wherein he was the president of the union. Atty.
Marino, both as a lawyer and president of the union was duty bound to protect
and advance the interest of the union members and the bargaining unit above
his own. The court said this obligation was jeopardized when his personal
interest complicated the negotiation process and eventually resulted in the
lopsided compromise agreement that rightly or wrongly brought money to him
at the expense of the other faculty members.
108. Abragan, et al v. Rodriguez AC 4346 2002
Facts
Sometime in 1986, complainants hired the services of the respondent to
represent in a case before the MTCC of Cagayan de Oro City. The case was won
by the complainants. Subsequently, when the lawyer allegedly surreptitiously
dealt with the subject property with other persons, the petitioner severed the
lawyer – client relationship.
Ruling
Yes. In the present case, respondent clearly violated Rule 15.03 of Canon 15 of
the Code of Professional Responsibility, which provides that “a lawyer shall not
represent conflicting interests except by written consent of all concerned given
after full disclosure of the facts.”
The court said that respondent falls short of the integrity and good moral
character required from all lawyers. They are expected to uphold the dignity of
the legal profession at all times. The trust and confidence clients repose in
them require a high standard and appreciation of the latter's duty to the
former, the legal profession, the courts and the public. Indeed, the bar must
maintain a high standard of legal proficiency as well as of honesty and fair
dealings. To this end, lawyers should refrain from doing anything that might
tend to lessen the confidence of the public in the fidelity, honesty and integrity
of their profession.
FACTS
Spouses Antonio and Gloria Casquejo instituted their son-in-law, Glorito V.
Maturan as their attorney-in-fact, through a Special Power of Attorney to file
ejectment cases against squatters occupying there parcel lot.
Ruling
This Court adopts the findings of the investigating commissioner finding
respondent guilty of representing conflicting interests. It is improper for a
lawyer to appear as counsel for one party against the adverse party who is his
client in a related suit, as a lawyer is prohibited from representing conflicting
interests or discharging inconsistent duties. He may not, without being guilty
of professional misconduct, act as counsel for a person whose interest conflicts
with that of his present or former client.
The reason for the prohibition is found in the relation of attorney and client,
which is one of trust and confidence of the highest degree. A lawyer becomes
familiar with all the facts connected with his client’s case. He learns from his
client the weak points of the action as well as the strong ones. Such
knowledge must be considered sacred and guarded with care.
Facts
Atty. Pontevedra is his family’s legal counsel having represented him and
memmbers of his family in all legal proceedings in which they are involved.
Complainant also claims that his family’s relationship with respondents
extends beyond mere lawyer-client relations as they gave respondent moral,
spiritual, physical and financial support in his different endeavors.
Complainant claims that respondent, who was his lawyer in the said case,
deliberately failed to inform him of the dismissal of his counterclaim despite
receipt of the order of dismissal by the trial court, complainanet was deprived
of his right to appeal said order.
Complainant also claims that in order to further protect his rights and
interests over the said parcel of land, he was forced to initiate a criminal case
for qualified theft against the relatives of the alleged new owner of the said
land. Respondent is the counsel of the accused in said case.
Ruling
It is unprofessional to represent conflicting interests, except by express consent
of all concerned given after a full disclosure of the facts. Within the meaning of
this canon, a lawyer represents conflicting interests when, in behalf of one
client, it is his duty to contend for that which duty to another client requires
him to oppose.
The obligation to represent the client with undivided fidelity and not to divulge
his secrets or confidences forbids also the subsequent acceptance of retainers
or employment from others in matters adversely affecting any interest of the
client with respect to which confidence has been reposed.
FACTS
Rolando Pacana, Jr. filed an administrative complaint against Atty.
Maricel Pascual-Lopez charging the latter with flagrant violation of the
provisions of the Code of Professional Responsibility. Complainant worked for
Multitel and earned the ire of investors after becoming the assignee of majority
of the shares of stock of Precedent and after being appointed as trustee of a
fund amounting to Thirty Million Pesos (P30,000,000.00) deposited at Real
Bank.
Complainant sought the advice of respondent but no Retainer Agreement
was executed. Atty. Lopez gave regular advice, helped prepare standard
quitclaims, solicited money and properties from complainant to pay the
creditors and even discussed a collection case for the company. Soon,
complainant noticed that respondent began to avoid communicating with him.
Complainant then wrote to respondent a letter formally asking for a full
accounting of all the money, documents and properties given to the latter but
respondent failed to provide a clear audited financial report of all the properties
turned over by the complainant to the respondent. Complainant filed an
affidavit-complaint against respondent before the Commission on Bar
Discipline of the Integrated Bar of the Philippines (IBP) seeking the disbarment
of respondent.
RULING
YES. After due hearing, IBP Investigating Commissioner Patrick M. Velez
issued a Report and Recommendation finding that a lawyer-client relationship
was established between respondent and complainant despite the absence of a
written contract.
The absence of a written contract will not preclude the finding that there was a
professional relationship between the parties. Documentary formalism is not
an essential element in the employment of an attorney; the contract may be
express or implied. To establish the relation, it is sufficient that the advice and
assistance of an attorney is sought and received in any matter pertinent to his
profession. Given the situation, the most decent and ethical thing which
respondent should have done was either to advise complainant to engage the
services of another lawyer since she was already representing the opposing
parties, or to desist from acting as representative of Multitel investors and
stand as counsel for complainant. She cannot be permitted to do both because
that would amount to double-dealing and violate our ethical rules on conflict of
interest.
112. Santos Ventura Hocorma Foundation Inc. v. Funk AC 9094 2012
Facts
Complainant Santos Ventura Hocorma Foundation, Inc. filed a complaint for d
isbarment against Atty. Richard Funk. It alleged that Atty. Funk used to work
as corporate secretary, counsel, chief executive officer, and trustee of the foun
dation from 1983 to 1985.
Hocorma Foundation further alleged that in 2006 Atty. Funk filed an action for
quieting of title and damages against Hocorma Foundation on behalf of a client
.
Issue
Whether or not Atty. Funk betrayed the trust and confidence of a former client
in violation of the CPR when he filed several actions against such client on
Behalf of a new one.
Ruling:
Yes. Canon 15, Rule 15.03 of the CPR provides that a lawyer cannot represent
conflicting interests except by written consent of all concerned given after a ful
l disclosure of the facts. Here, it is undeniable that Atty. Funk was formerly th
e legal counsel of Hocorma Foundation. Years after terminating his relationshi
p with the foundation, he filed a complint against it on behalf of another client,
without the foundation’s written consent.
This rule is so absolute that good faith and honest intention on the erring lawy
er’s part does not make it inoperative.
Atty. Richard Funk was suspended from the practice of law for one year.
113. LOLITA ARTEZUELA VS. ATTY. RICARTE B. MADERAZO,
A.C. NO. 4354. APRIL 22, 2002
Facts
Artezuela filed before the Supreme Court a verified complaint for
disbarment against the respondent. She alleged that respondent grossly
neglected his duties her lawyer in a damage suit and failed to represent her
interests with zeal and enthusiasm. According to her, when her case was
scheduled for pre-trial conference, respondent asked for its postponement
although all the parties were present. Notwithstanding complainant’s
persistent and repeated follow-up, respondent did not do anything to keep the
case moving. He withdrew as counsel without obtaining complainant’s consent.
Ruling
Yes. He is guilty of representing conflicting interests prohibited by Rule 15.03
of Canon 15 of the Code of Professional Responsibility.
To be guilty of representing conflicting interests, a counsel-of-record of one
party need not also be counsel-of-record of the adverse party. He does not have
to publicly hold himself as the counsel of the adverse party, nor make his
efforts to advance the adverse party’s conflicting interests of record--- although
these circumstances are the most obvious and satisfactory proof of the charge.
It is enough that the counsel of one party had a hand in the preparation of the
pleading of the other party, claiming adverse and conflicting interests with that
of his original client. To require that he also be counsel-of-record of the adverse
party would punish only the most obvious form of deceit and reward, with
impunity, the highest form of disloyalty.
FACTS
Atty. Santos drafted Mariano Turla’s Affidavit of Self-Adjudication which states
that Mariano Turla is the sole heir of Rufina Turla knowing this to be false.
Mariano and Rufina Turla had a daughter. Years later Atty. Santos, on behalf
of Marilu Turla, daughter of Rufina and Mariano Turla, filed a Complaintfor
sum of money with prayer for Writ of Preliminary Injunction and temporary
restraining order against the complainant, Bernardino. The Complaint alleged
that Marilu Turla is an heir of Mariano Turla, which allegedly contradicts the
Affidavit of Self-Adjudication that Atty. Santos drafted.
ISSUE
Whether or not Atty. Santos represented clients with conflicting interests
thereby violating the Code of Professional Responsibility.
RULING
YES. Respondent violated Canon 15, Rule 15.03. There is conflict of interest
when a lawyer represents inconsistent interests of two or more opposing
parties.
The test is “whether or not in behalf of one client, it is the lawyer’s duty
to fight for an issue or claim, but it is his duty to oppose it for the other client.
In brief, if he argues for one client, this argument will be opposed by him when
he argues for the other client.” This rule covers not only cases in which
confidential communications have been confided, but also those in which no
confidence has been bestowed or will be used. Also, there is conflict of interests
if the acceptance of the new retainer will require the attorney to perform an act
which will injuriously affect his first client in any matter in which he represents
him and also whether he will be called upon in his new relation to use against
his first client any knowledge acquired through their connection. Another test
of the inconsistency of interests is whether the acceptance of a new relation will
prevent an attorney from the full discharge of his duty of undivided fidelity and
loyalty to his client or invite suspicion of unfaithfulness or double dealing in
the performance thereof.
However, Rule 15.03 provides for an exception, specifically, “by written
consent of all concerned given after a full disclosure of the facts.” The
respondent failed to present evidence that he obtained the written consent of
Mariano Turla and Marilu Turla.
He also violated Canon 10, Rule 10.01 of the Code of Professional
Responsibility by failing to thwart his client Mariano Turla from filing the
Affidavit of Adjudication despite his knowledge of the existence of Marilu Turla
as a possible heir to the estate of Rufina Turla. As officers of the court, lawyers
have the duty to uphold the rule of law. The respondent failed to uphold his
obligation as a member of the bar to be the stewards of justice and protectors
of what is just, legal and proper.
115. Anglo v. Valencia AC 10567 2015
Facts:
Complainant alleged that he availed the services of the law firm of the
respondents for labor cases. Atty. Dionela, a partner of the law firm, was
assigned to represent the complainant. The labor cases were terminated upon
the agreement of both parties. A criminal case for qualified theft was filed
against the complainant and his wife by FEVE Farms, represented by the law
which handled the complainant’s labor cases. Aggrieved. Complainant filed
disbarment case against the respondents, alleging that they violated the rule
on conflict of interest.
IBP Commissioner found the respondents to have violated the rule on
conflict of interest and recommended that the respondents be reprimanded.
Issue
Whether or not the respondents are guilty of representing conflicting
interests in violation of the pertinent provisions of Code of Professional
Responsibility (CPR).
Ruling
There is conflict of interest when a lawyer represents inconsistent interests
of two or more opposing parties. The Supreme Court found the respondents
guilty of representing conflicting interests in violation of Rule 15.03, Canon 15
and Canon 21 of the CPR and are therefore reprimanded for said violations,
with a Stern Warning that a repetition of the same or similar infraction would
be dealt with more severely. Meanwhile, the case against Atty. Philip Dabao is
dismissed in view of his death.
As a final point, the Court clarifies that respondents' pronounced liability
is not altered by the fact that the labor cases against complainant had long
been terminated. Verily, the termination of attorney-client relation provides no
justification for a lawyer to represent an interest adverse to or in conflict with
that of the former client. The client's confidence once reposed should not be
divested by mere expiration of professional employment.
116.Mabino Colleges v. Pajarillo AC 10687 2015
Facts
Atty. Pajarillo is the Corporate Secretary of Mabini Colleges, Inc. When
Mabini Colleges, Inc. applied for a loan with Rural Bank of Paracale (RBP),
Atty. Pajarillo sent letters to the RBP stating the financial capabilities of Mabini
Colleges, Inc. The loan was granted. RBP then decided to foreclose the
mortgage due to the failure of Mabini Colleges, Inc. to pay. Thus, an action for
Annulment of Mortgage with a Prayer for Preliminary Injunction was filed by
Mabini Colleges, Inc. against RBP. RBP as respondent in the said case was
represented by Atty. Pajarillo as counsel. The SC ruled that Atty. Pajarillo
should be suspended for violating the CPR. He represented conflicting
interests. Atty. Pajarillo appeared as counsel of RBP in a case filed by Mabini
Colleges, Inc. his former client. This makes the respondent guilty of
representing conflicting interests since the respondent failed to show any
written consent of all concerned (particularly the complainant) given after a full
disclosure of the facts representing conflicting interests.
Issue
Whether Atty. Pajarillo is guilty of representing conflicting interests when he
entered his appearance as counsel for RBP in the case for annulment of
mortgage filed by Mabini Colleges, Inc. against RBP.
Ruling
Yes. he represented conflicting interests in violation of Canon 15, Rule 15.03 of
the Code of Professional Responsibility which provides that "a lawyer shall not
represent conflicting interests except by written consent of all concerned given
after a full disclosure of the facts."
This rule prohibits a lawyer from representing new clients whose
interests oppose those of a former client in any manner, whether or not they
are parties in the same action or on totally unrelated cases. Based on the
principles of public policy and good taste, this prohibition on representing
conflicting interests enjoins lawyers not only to keep inviolate the client’s
confidence, but also to avoid the appearance of treachery and double-dealing
for only then can litigants be encouraged to entrust their secrets to their
lawyer, which is of paramount importance in the administration of justice.
The rule prohibiting conflict of interest applies to situations where in a
lawyer would be representing a client whose interest is directly adverse to any
of his present or former clients. It also applies when the lawyer represents a
client against a former client in a controversy that is related, directly or
indirectly, to the subject matter of the previous litigations in which he
appeared for the former client. This rule applies regardless of the degree of
adverse interests. What a lawyer owes his former client is to maintain inviolate
the client’s confidence or to refrain from doing anything which will injuriously
affect him in any matter in which he previously represented him.
A lawyer may only be allowed to represent a client involving the same or
a substantially related matter that is materially adverse to the former client
only if the former client consents to it after consultation.
Facts
In her complaint, Josefina M. Aniñon related that she previously engaged
the legal services of Atty. Sabitsana in the preparation and execution in her
favor of a Deed of Sale over a parcel of land owned by her late common-law
husband Brigido Caneja, Jr.. Respondent allegedly violated her confidence
when he subsequently filed a civil case against her for the annulment of the
Deed of Sale in behalf of Zenaida L. Cañete, the legal wife of Brigido Caneja, Jr.
The complainant accused Respondent of using the confidential information he
obtained from her in filing the civil case.
Issue
Whether Respondent is guilty of misconduct for representing conflicting
interests.
Ruling
Yes, the court agree with the findings and recommendations of the IBP
Commissioner and the IBP Board of Governors.
The relationship between a lawyer and his/her client should ideally be
imbued with the highest level of trust and confidence. This is the standard of
confidentiality that must prevail to promote a full disclosure of the client’s most
confidential information to his/her lawyer for an unhampered exchange of
information between them. Needless to state, a client can only entrust
confidential information to his/her lawyer based on an expectation from the
lawyer of utmost secrecy and discretion the lawyer, for his part, is duty-bound
to observe candor, fairness and loyalty in all dealings and transactions with the
client.
Part of the lawyer’s duty in this regard is to avoid representing conflicting
interests, a matter covered by Rule 15.03, Canon 15 of the Code of Professional
Responsibility which a lawyer shall not represent conflicting interests except
by written consent of all concerned given after a full disclosure of the facts.
“The proscription against representation of conflicting interests applies to a
situation where the opposing parties are present clients in the same action or
in an unrelated action.”
The prohibition also applies even if the “lawyer would not be called upon
to contend for one client that which the lawyer has to oppose for the other
client, or that there would be no occasion to use the confidential information
acquired from one to the disadvantage of the other as the two actions are
wholly unrelated.” To be held accountable under this rule, it is “enough that
the opposing parties in one case, one of whom would lose the suit, are present
clients and the nature or conditions of the lawyer’s respective retainers with
each of them would affect the performance of the duty of undivided fidelity to
both clients.”
Jurisprudence has provided three tests in determining whether a
violation of the above rule is present in a given case. One test is whether a
lawyer is duty-bound to fight for an issue or claim in behalf of one client and,
at the same time, to oppose that claim for the other client. Thus, if a lawyer’s
argument for one client has to be opposed by that same lawyer in arguing for
the other client, there is a violation of the rule. Another test of inconsistency of
interests is whether the acceptance of a new relation would prevent the full
discharge of the lawyer’s duty of undivided fidelity and loyalty to the client or
invite suspicion of unfaithfulness or double-dealing in the performance of that
duty. Still another test is whether the lawyer would be called upon in the new
relation to use against a former client any confidential information acquired
through their connection or previous employment.
Facts
The husband of the complainant was interested in purchasing a summer
residence in Moran Street, Baguio City.he requested respondent to purchase
the Moran property for him. They agreed that respondent would keep the
property in thrust for the Nakpils until the latter could buy it back. Pursuant
to their agreement, respondent obtained two (2) loans from a bank which he
used to purchase and renovate the property. Title was then issued in
respondent’s name.
The ownership of the Moran property became an issue in the intestate
proceedings when Jose Nakpil died. Respondent acted as the legal counsel and
accountant of his widow. Respondent excluded the Moran property from the
inventory of Jose’s estate and transferred his title to the Moran property to his
company, the Caval Realty Corporation.
Issue
Whether or not there was conflict of interest between the respondent Atty.
Valdes and the complainant.
Ruling
YES. Respondent was suspended from practice of law for one (1) year.
There is no question that the interests of the estate and that of its
creditors are adverse to each other. Respondent’s accounting firm prepared the
list of assets and liabilities of the estate and, at the same time, computed the
claims of two creditors of the estate. There is clearly a conflict between the
interest of the estate which stands as the debtor, and that of the two claimants
who are creditors of the estate.
Respondent undoubtedly placed his law firm in a position where his
loyalty to his client could be doubted. In the estate proceedings, the duty of
respondent’s law firm was to contest the claims of these two creditors but
which claims were prepared by respondent’s accounting firm. Even if the
claims were valid and did not prejudice the estate, the set-up is still
undesirable. The test to determine whether there is a conflict of interest in the
representation is probability, not certainty of conflict. It was respondent’s duty
to inhibit either of his firms from said proceedings to avoid the probability of
conflict of interest.
Public confidence in law and lawyers may be eroded by the irresponsible
and improper conduct of a member of the bar. Thus, a lawyer should
determine his conduct by acting in a manner that would promote public
confidence in the integrity of the legal profession. Members of the bar are
expected to always live up to the standards embodied in the Code of
Professional Responsibility as the relationship between an attorney and his
client is highly fiduciary in nature and demands utmost fidelity and good faith.
In the case at bar, respondent exhibited less than full fidelity to his duty to
observe candor, fairness and loyalty in his dealings and transactions with his
clients.
Facts
After having arranged the sale of steel sheets for Mrs Siy the
latter became implicated in a civil case with the complainant PNB. After
having stop employment with PNB, respondent Atty. Telesforo Cedo
appeared as counsel for Mrs. Siy. A similar situatio also happened when
spouses
Almeda were implicated to a case with complainant PNB counsel for Sps.
Almeda is the Cedo, Ferrer, Maynigo & Associates. Atty. Cedo was AVP of
the Asset Management group of complainant bank, where such loan
transaction of Sps. Almeda came under his purview. Respondent asserted
that in the former case, he did not participate in the litigation before the
court, while the latter, it was
another partner of the firm that handle the case. IBP made its report
and recommendation for suspension for having deliberate intent to devise
ways and means to attract as clients former borrowers of complainant
bank since he was in the best position to see the legal weaknesses of his
former employer
Issue
Whether or not respondent Atty. Cedo be held administratively liable.
Ruling
Yes, he is administratively liable.
According to Canon 6.03 of the Code of Professional Responsibility, “A
lawyer shall not, after leaving government service, accept engagement
or employment in connection with any matter in which he had intervened
while in said service.”Having been an executive of complainant bank,
respondent sought to litigate as counsel for the opposite side, a case against
his former employer involving a transaction which he formerly handled
while still an employee of complainant, violated said Canon.
The Court suspended respondent Atty. Telesforo s. Cedo from the practice of
law for three (3) years.
120. Anglo v. Valencia AC 10567 2015
Facts:
Complainant alleged that he availed the services of the law firm of the
respondents for labor cases. Atty. Dionela, a partner of the law firm, was
assigned to represent the complainant. The labor cases were terminated upon
the agreement of both parties. A criminal case for qualified theft was filed
against the complainant and his wife by FEVE Farms, represented by the law
which handled the complainant’s labor cases. Aggrieved. Complainant filed
disbarment case against the respondents, alleging that they violated the rule
on conflict of interest.
IBP Commissioner found the respondents to have violated the rule on
conflict of interest and recommended that the respondents be reprimanded.
Issue
Whether or not the respondents are guilty of representing conflicting
interests in violation of the pertinent provisions of Code of Professional
Responsibility (CPR).
Ruling
There is conflict of interest when a lawyer represents inconsistent interests
of two or more opposing parties. The Supreme Court found the respondents
guilty of representing conflicting interests in violation of Rule 15.03, Canon 15
and Canon 21 of the CPR and are therefore reprimanded for said violations,
with a Stern Warning that a repetition of the same or similar infraction would
be dealt with more severely. Meanwhile, the case against Atty. Philip Dabao is
dismissed in view of his death.
As a final point, the Court clarifies that respondents' pronounced liability
is not altered by the fact that the labor cases against complainant had long
been terminated. Verily, the termination of attorney-client relation provides no
justification for a lawyer to represent an interest adverse to or in conflict with
that of the former client. The client's confidence once reposed should not be
divested by mere expiration of professional employment.
121. Coveney v. Tannahil 37 am Dec. 287 (1841)
Facts
The defendants were partners under the name of John Tannahill & Co.,
and, in this action of assumpsit, the plaintiff gave in evidence an account
stated in writing on the 3d September, 1839, with an acknowledgment at the
end, signed John Tannahill & Co., in the handwriting of Tannahill, by which
a balance was admitted to be due the plaintiff. The defendants, Edwards &
McKibben, proposed to show that Tannahill had made this written
acknowledgment, after an injunction out of chancery at the suit of his
partners had been served upon him, restraining him from interfering with the
partnership accounts; and that Tannahill signed the acknowledgment for the
purpose of defrauding his said copartners. They called Seth E. Sill as a
witness, who acted as counsel for the plaintiff on the hearing,
Issue
Whether he was present when the account stated was signed.
Ruling
The principle is the same in whatever way the information passes. The
policy of the law allows a man to make the, best defense in his power.
Whatever may be his delinquency, he is permitted to confer freely with his
counsel, and to place in his hands any paper touching the matter in
question, without the peril of having his confidence betrayed under the forms
of law. The attorney may be called to prove the existence of a paper, and that
it is in his possession, for the purpose of enabling the other party to give
parol evidence of its contents. But he cannot be compelled to produce or
disclose the contents of a paper which has been deposited with him by his
client.
The referees decided that the witness should not answer the questions
put to him they said the facts which the defendants offered to show were
admissible, and they would hear them if proved by any' other witness. The
defendants then offered to prove a set-off exceeding the amount of the
plaintiff’s demand; but this was rejected, on the ground that the defendants
were concluded by the settlement, unless it could be proved that there was
some mistake in it. A report was made in favor of the plaintiff.
122. Dee v. CA GR 77439 1989
Facts
Petitioner and his father went to the residence of private respondent,
accompanied by the latter’s cousin, to seek his advice regarding the problem of
the alleged indebtedness of petitioner’s brother, Dewey Dee, to Caesar’s Palace,
a well-known gambling casino at Las Vegas, Nevada, U.S.A. Private respondent
personally talked with the president of Caesar’s Palace at Las Vegas, Nevada.
He advised the president that for the sake and in the interest of the casino it
would be better to make Ramon Sy answer for the indebtedness. The president
told him that if he could convince Ramon Sy to acknowledge the obligation,
Dewey Dee would be exculpated from liability for the account. Upon private
respondent’s return to Manila, he conferred with Ramon Sy and the latter was
convinced to acknowledge the indebtedness. In August, 1981, private
respondent brought to Caesar’s Palace the letter of Ramon Sy owning the debt
and asking for a discount. Thereafter, the account of Dewey Dee was cleared
and the casino never bothered him.
Having thus settled the account of petitioner’s brother, private respondent sent
several demand letters to petitioner demanding the balance of P50,000.00 as
attorney’s fees. Petitioner, however, ignored said letters.
Issue
Whether or not there is an attorney-client relationship between parties.
Ruling
YES. Court affirmed the decision of the defendant Court of Appeals. Costs
against the petitioner.
There is no question that professional services were actually rendered by
private respondent to petitioner and his family. Through his efforts, the
account of petitioner’s brother, Dewey Dee, with Caesar’s Palace was assumed
by Ramon Sy and petitioner and his family were further freed from the
apprehension that Dewey might be harmed or even killed by the so-
called mafia. For such services, respondent Mutuc is indubitably entitled to
receive a reasonable compensation and this right cannot be concluded by
petitioner’s pretension that at the time private respondent rendered such
services to petitioner and his family, the former was also the Philippine
consultant of Caesar’s Palace.
A lawyer is entitled to have and receive the just and reasonable
compensation for services rendered at the special instance and request of his
client and as long as he is honestly and in good faith trying to serve and
represent the interests of his client, the latter is bound to pay his just fees.
Facts
Atty. Ruste appeared for and represented, as counsel of spouses San
Juan. Atty. Ruste demanded for his fees but the spouse did not have enough
money to pay him so he asked them to execute in his favor a contract of lease
and contract of sale of their share of lot as payment of his fees. Spouses san
juan compiled, though in fact and in truth they received neither of the
considerations in said contracts. The payment of Chua of the lot through Atty.
Ruste never reached the hands of the Spouses San Juan.
Issue
Whether or not Atty. Ruste committed malpractice.
Ruling
Yes. He committed malpractice
There is evidence to show that the respondent has failed to account to
the aggrieved spouses for the various amounts received by him on account of
the transactions effected by him pertaining to the portion of lot. However, as
the evidence is conflicting and the statements of the parties are contradictory
on this point, it is believed that the determination of the exact amount due
them by the respondent should better elucidated and determined in an
appropriate action which the complaint and his spouse may institute against
the respondent for this purpose.
Respondent is found guilty of malpractice and is hereby suspended for a
period of one year, reserving to the complainant and his spouse such action as
may by proper for the recovery of such amount or amounts as may be due from
the respondent.
124. Hernandez v. Villanueva 40 Phil. 775
Facts
A disbarment complaint against Atty. Francisco Villanueva on the
grounds of a simulation of a contract, and the second to his acceptance of
retainers in two suits involving the same property from parties having adverse
interests. The respondent has filed a written argument in his own behalf and
an oral argument has been made for him by counsel. Counsel argues that
when Attorney Villanueva purchased the interest of his client he did so in good
faith, believing that the last paragraph of article 1459 of the Civil Code had
been abrogated by the Common Law.
Issue
Is this a breach of professional ethics and does it violate any of the regulations
laid down for the guidance of attorneys-at-law?
Ruling
Yes. This is a breach of professional ethics and a violation of the regulations
laid down by the Civil Code for the guidance of attorneys-at-law.
While the case involving the property of his client A was pending before the
Supreme Court, purchased from her, in consideration of five hundred pesos
and the value of his professional services, a parcel of land that was the subject-
matter of the litigation which he was conducting.
Ignorance of the law or error of judgment as to the attorney’s rights may
possibly slightly condone, but certainly can not entirely pardon the action of an
attorney who is guilty of a breach of professional ethics.
The last paragraph of division 5 of article 1459 of the Civil Code making the
prohibition against persons who cannot take by purchase either in person or
through the mediation of another to include lawyers "with respect to any
property or rights involved in any litigation in which they may take part by
virtue of their profession and office," is held to be in full force and effect.
Suspension in six month.
125. Ordonio v. Eduarte AM 3216 1992
Facts
In one civil case involved, Antonia Ulibari through her counsel Atty.
Eduarte, obtained a favorable decision from the RTC. While the case was
pending appeal, Antonia Ulibari conveyed 20 hectares of land to Atty. Eduarte
as her attorney’s fees. All the titles of the lands subject of the deeds of absolute
sale and the deed of conveyance, however remained in the name of Antonia
Ulibari. Later pon, Dominga Velasco-Ordonio filed a complaint for disbarment
against Atty. Eduarte on the basis of an affidavit executed by her mother
Antonia stating that affiant never conveyed the subject parcel of a land to Atty.
Eduarte as her attorney’s fees.
The commission on Bar Discipline of the IBP to which the case was referred for
investigation atty. Eduarte found guilty of violation of article 1491 of the Civil
Code and part of the Oath of Office.
Issue
Whether or not Atty. Eduarte violated the law in this case.
Ruling
The court agree with the Investigating Commissioner’s opinion that the
prohibition applies when the lawyer has not paid money for it and the property
was merely assigned to him in consideration of legal services rendered at a time
when the property is still the subject of a pending case. respondent admitted
that Antonia Ulibari did not actually sell the parcels of land to her children for
the considerations stated in the deeds of sale and that she (respondent)
"utilized the form of deed of sale as the most convenient and appropriate
document to effect the transfer of the parcels of land to Antonia Ulibari’s
children in accordance with her wish that said parcels of land be given to
them." In so doing, respondent has manifestly violated that part of her oath as
a lawyer that she shall not do any falsehood.
For having improperly acquired the subject property, under the foregoing
circumstances, respondent has violated not only Art. 1491 of the Civil Code but
also Rule 10 of the Canons of Professional Ethics which provides that "the
lawyer should not purchase any interest in the subject matter of the litigation
which he is conducting." For having violated Article 1491 of the Civil Code,
respondent is hereby ordered suspended from the practice of law for a period of
six (6) months.
Facts
An affidavit complaint, was filed by Leonila J. Licuanan with the
Office of the Court Administrator against respondent, Atty. Manuel L.
Melo, for breach of professional ethics, alleging that respondent,
who was her counsel in an ejectment case filed against her tenant,
failed to remit to her the rentals collected by respondent on different
dates over a twelve month period, much less did he report to her the receipt
of said amounts. It was only after approximately a year from actual
receipt that respondent turned over his collections to complainant
after the latter, through another counsel, acquired knowledge of the
payment and had demanded the same.
Respondent admitted having received the payment of rentals from
complainant's tenant, Aida Pineda, as alleged in the complaint, but
explained that he kept this matter from the complainant for the
purpose of surprising her with his success in collecting the rentals.
Thus, the Court find it hard to believe respondent's defense that he kept the
money of complainant for a year merely because he wanted to surprise
her with his success in collecting the rental payments from Pineda. On
the contrary, it is very much discernible that he did not surrender
immediately the money to complainant because he was using it for his own
benefit.
Issue
Whether there was unreasonable delay on the part of the respondent in
accounting for the funds collected by him for his former client,
the complainant herein, for which unprofessional conduct respondent
should be disciplined.
Ruling
A lawyer, under his oath, pledges himself not to delay any man for money
or malice and is bound to conduct himself with all good fidelity to his
clients.
He is obligated to report promptly the money of his clients that has come
into his possession. He should not commingle it with his private property
or use it for his personal purposes without his client's consent. He should
maintain a reputation for honesty and fidelity to private trust.
Respondent's unprofessional actuations considered, we are constrained to find
him guilty of deceit, malpractice and gross misconduct office. He has displayed
lack of honesty and good moral character. He has violated his oath not to
delay any man for money or malice, besmirched the name of an honorable
profession and has proven himself unworthy of the trust reposed in him
by law as an
Officer of the Court. He deserves the severest punishment.
Consistent with the crying need to maintain the high traditions and standards
of the legal profession and to preserve undiminished public faith in
attorneys at law. The Court Resolved to DISBAR respondent, Atty.
Manuel L. Melo, from the practice of law.
127. Dumadag v. Lumaya Ca 2614 1991
Facts
A Report finding respondent culpable for infidelity and disloyalty to his
client, negligence of duty, unethical practices and violation of his lawyers
oath. As penalty, the OSG recommended that after due hearing, "respondent be
suspended from the practice of law for not less than five (5) years.
The records show that thereafter, respondent sent a letter Stressing in the said
letter that he was not seeking a reconsideration of the denial of his petition for
reinvestigation, respondent averred in sum that he was a "not very healthy"
sixty-two (62) year old who merely wanted to know how long he would stay
suspended and if he was disqualified to be issued a commission as a notary
public considering that his commission was not renewed.
Respondent filed a Manifestation where he prayed that the Court issue a
resolution or decision on his averments that; he has been suspended from the
practice of law and denied a notarial commission for more than one (1) year
already; for lack of practicing lawyers and notaries public in the Municipality
of Baganga, Davao Oriental where Branch VII of the Regional Trial Court and
the Second Municipal Court set a popular public clamor which constrained the
undersigned to file the manifestation.
Issue
Whether or not Atty. Lumaya is guilty for the breach of contract of the canons
of professional responsibility and entitled to suspension.
Ruling
Yes. The practice of law is a privilege burdened with conditions.
Adherence to the rigid standards of mental fitness, maintenance of the highest
degree of morality and faithful compliance with the rules of the legal profession
are the conditions required for remaining a member of good standing of the bar
and for enjoying the privilege to practice law. The Supreme Court, as guardian
of the legal profession, has ultimate disciplinary power over attorneys. This
authority to discipline its members is not only a right but a bounden duty as
well. That is why respect and fidelity to the Court is demanded of its members.
As has been stated earlier, the indefiniteness of respondent suspension puts in
his hands the key for the restoration of his rights and privileges as a lawyer.
Until such time as he has purged himself of his misconduct and acknowledged
the same by exhibiting appropriate repentance and demonstrating his
willingness and capacity to live up to the exacting standards of conduct
demanded from every member of the bar and officer of the court, respondent
suspension must deservingly be fixed at ten (10) years. Consequently, the same
may only be lifted after the expiration of the said period, counted from the time
when his suspension actually commenced.
Facts
Petitioner engaged the services of the respondent to help him recover a claim of
money against a creditor. Respondent prepared demand letters for the
petitioner, which were not successful and so the former intimated that a case
should already be filed. As a result, petitioner paid the lawyer his fees and
included also amounts for the filing of the case.
A couple of months passed but the petitioner has not yet received any feedback
as to the status of his case. Petitioner made several follow-ups in the lawyer’s
office but to no avail. The lawyer, to prove that the case has already been filed
even invited petitioner to come with him to the Justice Hall to verify the status
of the case. Petitioner was made to wait for hours in the prosecutor’s office
while the lawyer allegedly went to the Clerk of Court to inquire about the case.
The lawyer went back to the petitioner with the news that the Clerk of Court
was absent that day.
Suspicious of the acts of the lawyer, petitioner personally went to the office of
the clerk of court to see for himself the status of his case. Petitioner found out
that no such case has been filed.
Ruling
Yes. The Supreme Court upheld the decision of the Commission on Bar
Discipline of the IBP as follows: “It is evident that the P25,000 deposited by
complainant with the Respicio Law Office was for the filing fees of the Regwill
complaint. With complainant’s deposit of the filing fees for the Regwill
complaint, a corresponding obligation on the part of respondent was created
and that was to file the Regwill complaint within the time frame contemplated
by his client.
The failure of respondent to fulfill this obligation due to his misuse of the filing
fees deposited by complainant, and his attempts to cover up this misuse of
funds of the client, which caused complainant additional damage and
prejudice, constitutes highly dishonest conduct on his part, unbecoming a
member of the law profession. The subsequent reimbursement by the
respondent of part of the money deposited by complainant for filing fees, does
not exculpate the respondent for his misappropriation of said funds.
129. HONORIO MANALANG and FLORENCIO CIRILLO, complainants, vs.
ATTY. FRANCISCO F. ANGELES, respondent.
A.C. No. 1558 March 10, 2003
Facts
Complainants said they made several demands upon respondent to turn
over to them the amount collected minus the agreed upon attorney's fees of
thirty percent (30%), but Atty. Angeles refused and offered to give them only
the sum of P2,650. Complainants then instituted the instant case, with the
assistance of the then Citizens Legal Assistance Office (CLAO) of the
Department of Justice.
respondent stated that he offered to give complainants their money, but they
insisted that he "deduct from this attorney's fees the amount of P2,000,
representing the amount discounted by the counsel of the Philippine Racing
Club Restaurant, together with sheriff legal fees and other administrative
expenses."
ISSUE
Whether or not Atty. Angeles should be suspended from practice of law.
RULING
Yes. His act of holding on to his clients’ money without their acquiescence is
conduct indicative of lack of integrity and propriety. He was clinging to
something which was not his, and to which he had no right. He appears
oblivious of the admonition that a member of the legal fraternity should refrain
from any act or omission which might lessen the trust and confidence reposed
by the public in the fidelity, honesty, and integrity of the legal profession.
Canon 17
A lawyer owes fidelity to the cause of his client and he shall be mindful of the
trust and confidence reposed in him.
Canon 18
A lawyer shall serve his client with competence and diligence.
FACTS
Complainant alleged that he engaged the services of respondent to assist his
mother Ursula Edquibal in cases she filed against his sister Delia Edquibal-
Garcia involving a certain real property in Masinloc, Zambales. His mother
obtained favorable judgments in four (4) out of the five (5) cases handled by
respondent. However, the trial judge rendered a decision averse to his mother.
Respondent then advised complainant to appeal to the Court of Appeals and
that the cost involved is ₱4,000.00. When complainant informed respondent
that he does not have enough money, the latter said ₱2,000.00 would be
sufficient for the moment. After receiving the money from complainant,
respondent told him just to wait for the result.
ISSUE
Whether or not respondent violated Canon 17 and 18 of the Code of
Professional Responsibility.
RULING
Yes. Diligence is “the attention and care required of a person in a given
situation and is the opposite of negligence.” A lawyer serves his client with
diligence by adopting that norm of practice expected of men of good intentions.
It is axiomatic in the practice of law that the price of success is eternal
diligence to the cause of the client.
FACTS
The complainant alleged that although his father Restituto paid the respondent
his acceptance fees, no formal retainer agreement was executed. The
respondent also did not issue any receipts for the acceptance fees paid. The
respondent, on the other hand, averred that Restituto, and not the
complainant, engaged his services on Restituto’s representation that they were
relatives.
The complainant asserted that during the pendency of the ejectment
proceedings before the MTC, the respondent failed to fully inform his father
Restituto of the status and developments in the case. Restituto could not
contact the respondent despite his continued efforts. The respondent also
failed to furnish Restituto copies of the pleadings, motions and other
documents filed with the court.
ISSUE
Whether or not respondent exercised diligence.
RULING
No. His failure to file the position paper, and to inform his client of the status
of the case, not only constituted inexcusable negligence; but it also amounted
to evasion of duty. All these acts violate the Code of Professional Responsibility
warranting the court’s imposition of disciplinary action.
Rule 18.03
A lawyer shall not neglect a legal matter entrusted to him, and his
negligence in connection therewith shall render him liable.
139. ELMO S. MOTON, Complainant, v. ATTY. RAYMUNDO D. CADIAO, Respondent.
Administrative Case No. 5169 November 24, 1999
FACTS
On May 5, 1991, upon motion of Atty. Cadiao, the court declared the defendant Castillo in default and allowed plaintiffs to
present their evidence ex-parte before a Commissioner. It turned out that the court appointed Commissioner was on official
leave.
Atty. Raymundo D. Cadiao liable for negligence in handling the complainant’s case and recommended that Atty. Cadiao be fined
Two Thousand (P2,000.00) Pesos with a warning that any similar negligence will be dealt with more severely.
ISSUE
Whether or not Atty. Cadiao is liable for negligence in handling the complaint’s case.
RULING
Yes. In this case, by reason of Atty. Cadiao’s negligence, actual loss has been caused to his client Elmo S. Moton. He should give
adequate attention, care and time to his cases. This is why a practising lawyer may accept only so many cases that he can
efficiently handle. Otherwise, his clients will be prejudiced. Once he agrees to handle a case, he should undertake the task with
dedication and care. If he should do any less, then he is not true to his lawyer’s oath
DOCTRINE/PRICIPLE
Canon 18, Rule 18.03 of the Code of Professional Responsibility provides that a lawyer shall not neglect a legal matter entrusted
to him and his negligence in connection therewith shall render him liable.
DOCTRINE/PRINCIPLE
Every attorney is bound to make sure of the nature of the errors he proposes to assign, whether these be of fact or of law.
146. VICTORIA LEGARDA, petitioner, vs. COURT OF APPEALS, NEW CATHAY HOUSE, INC. and REGIONAL
TRIAL COURT OF QUEZON CITY, BRANCH 94, respondents.
G.R. No. 94457 June 10, 1992
FACTS
Petitioner Victoria Legarda was the defendant in a complaint for specific performance with damages filed by private respondent
New Cathay House, Inc. before the Regional Trial Court of Quezon City. The complaint was aimed at compelling Victoria
Legarda to sign a lease contract involving her house and lot at 123 West Avenue, Quezon City which New Cathay House, Inc.
intended to use in operating a restaurant.
ISSUE
Whether or not Atty. Coronel violated Canon 18 of the Code of Professional Responsibility, particularly Rule 18.03 of the same
Code.
RULING
Yes. Atty. Coronel's failure to exercise due diligence in protecting and attending to the interest of his client caused the latter
material prejudice. It should be remembered that the moment a lawyer takes a client's cause; he covenants that he will exert all
effort for its prosecution until its final conclusion. A lawyer who fails to exercise due diligence or abandons his client's cause
makes him unworthy of the trust reposed on him by the latter.
DOCTRINE/PRINCIPLE
It should be remembered that the moment a lawyer takes a client's cause; he covenants that he will exert all effort for its
prosecution until its final conclusion. A lawyer who fails to exercise due diligence or abandons his client's cause makes him
unworthy of the trust reposed on him by the latter.
147. ROMINA M. SUAREZ, petitioner, vs. THE COURT OF APPEALS, PRESIDING JUDGE OF THE REGIONAL
TRIAL COURT, BRANCH LXI, ANGELES CITY, respondents.
G.R. No. 91133 March 22, 1993
FACTS
At the trial, Suarez did not appear in court despite notices sent to her residence. Her counsel de parte, Atty. Vicente San Luis,
appeared in her behalf during the time when prosecution was presenting its evidence. Atty. San Luis had left for the U.S. and has
not returned since without informing Suarez or withdrawing his appearance.
The RTC issued an order forfeiting the bonds posted by Suarez for her provisional liberty in view of the failure of her bondsmen
to produce her at the scheduled hearings.
ISSUE
Whether or not petitioner was denied her day in court.
RULING
Yes. Petitioner was deprived of her right to present and prove her defense due to the negligence of her counsel. We rule,
therefore, that under the facts of the case, petitioner was deprived of due process of law. It is abhorrent to the judicial conscience
to consign petitioner to the ordeals of imprisonment without affording her full opportunity to present her evidence including, of
course, the assistance of competent counselling.
DOCTRINE/PRINCIPLE
A lawyer owes his client full devotion to his genuine interest, warm zeal in the maintenance and defense of his rights and the
exertion of his utmost learning and ability. A client may reasonably expect that his counsel will make good his representations
and has the right to expect that his lawyer will protect his interests during the trial of his case.
Rule 19.01
A lawyer shall employ only fair and honest means to attain the lawful objectives of his client and shall not present, participate in
presenting or threaten to present unfounded criminal charges to obtain an improper advantage in any case or proceeding.
149. VERLEEN TRINIDAD, FLORENTINA LANDER, WALLY CASUBUAN, MINERVA MENDOZA, CELEDONIO
ALOJADO, ROSENDO VILLAMIN and AUREA TOLENTINO, Complainants,vs. ATTY. ANGELITO
VILLARIN, Respondent.
A.C. No. 9310 February 27, 2013
FACTS
The HLURB ordered the owner and the developer to deliver the Deeds of Sale and the Transfer Certificates of Title to the
winning litigants. The Decision did not evince any directive for the buyers to vacate the property. It was at this point that
respondent Villarin entered his special appearance to represent Purence Realty. Respondent sent demand letters to herein
complainants.5 In all of these letters, he demanded that they immediately vacate the property and surrender it to Purence Realty
within five days from receipt.
ISSUE
Whether or not respondent disregarded the HLURB Decision.
RULING
Yes. Given that respondent knew that the aforementioned falsity totally disregarded the HLURB Decision, he thus advances the
interest of his client through means that are not in keeping with fairness and honesty.
DOCTRINE/PRINCIPLE
Rule 19.01 of the Code of Professional Responsibility requires that a lawyer shall employ only fair and honest means to attain
lawful objectives. Lawyers must not present and offer in evidence any document that they know is false.
Canon 20
A lawyer shall charge only fair and reasonable fees.
150. METROPOLITAN BANK AND TRUST COMPANY, petitioner, vs. THE HONORABLE COURT OF APPEALS
and ARTURO ALAFRIZ and ASSOCIATES, respondents.
G.R. No. 86100-03 January 23, 1990
FACTS
Petitioner Metrobank filed a petition for review on certiorari after the Court of Appeals ruled that petitioner should pay the
certain amount based on the charging lien on the civil case filed against them which resulted to dismissal. In the dismissed case,
private respondent filed a motion to fix its attorney’s fees, based on quantum meruit, which precipitated an exchange of
arguments between the parties.
Petitioner manifested that it had fully paid private respondent, Arturo Alafriz and Associates. Private respondent countered and
attempted to arrange a compromise with petitioner in order to avoid suit, but the negotiations were unsuccessful.
ISSUE
Whether or not respondent is entitled to the enforcement of its charging lien for payment of its attorney’s fees.
RULING
No. A charging lien, to be enforceable as security for the payment of attorney’s fees, requires as a condition sine qua non a
judgment for money and execution in pursuance of such judgment secured in the main action by the attorney in favor of his client
DOCTRINE/PRINCIPLE
In the case at bar, the civil cases were dismissed upon the initiative of the plaintiffs “in view of the full satisfaction of their
claims.” This being so, private respondent’s supposed charging lien is without any legal basis.
157. JOHN C. QUIRANTE and DANTE CRUZ, petitioners, vs. THE HONORABLE INTERMEDIATE APPELLATE
COURT, MANUEL C. CASASOLA, and ESTRELLITA C. CASASOLA, respondents.
G.R. No. 73886 January 31, 1989
FACTS
Dr. Casasola’s claim against its erring building contractor, the trial court ruled in favor of the former who eventually died.Here,
petitioner Atty. Quirante filed a motion in the trial court for the confirmation of his attorney’s fees. According to him, there was
an oral agreement between him and the late Dr. Casasola with regard to his attorney’s fees, as confirmed in writing by the latter’s
surviving spouse and two daughters to be computed as follows:
1. In case of recovery of the P120,000.00 surety bond, the attorney’s fees of the undersigned counsel (Atty. Quirante)
shall be P30,000.00;
2. In case the Honorable Court awards damages in excess of the P120,000.00 bond, it shall be divided equally
between the Heirs of Dr. Casasola, Atty. John C. Quirante and Atty. Dante Cruz.
ISSUE
Whether or not Atty. Quirante is entitled of the attorney’s fees.
RULING
No. With regard to the effect of the alleged confirmation of the attorney's fees by some of the heirs of the deceased. We,
therefore, take exception to and reject that portion of the decision of the respondent court which holds that the alleged
confirmation to attorney's fees should not adversely affect the non-signatories thereto.
DOCTRINE/PRINCIPLE
The orderly administration of justice dictates that such issue be likewise determined by the court a quo inasmuch as it also
necessarily involves the same contingencies in determining the propriety and assessing the extent of recovery of attorney’s fees.
158. VALENTIN C. MIRANDA, Complainant, vs. ATTY. MACARIO D. CARPIO, Respondent.
A.C. No. 6281 September 26, 2011
FACTS
In complainant's Affidavit,2 complainant and respondent agreed that complainant was to pay respondent Twenty Thousand Pesos
(PhP20,000.00) as acceptance fee and Two Thousand Pesos (PhP2,000.00) as appearance fee. Complainant did not accede to
respondent's demand for it was contrary to their agreement. Moreover, complainant co-owned the subject property with his
siblings, and he could not have agreed to the amount being demanded by respondent without the knowledge and approval of his
co-heirs.
ISSUE
Whether or not Atty. Caprio charged respondent with higher fees.
RULING
Yes. It is highly improper for a lawyer to impose additional professional fees upon his client which were never mentioned nor
agreed upon at the time of the engagement of his services. At the outset, respondent should have informed the complainant of all
the fees or possible fees that he would charge before handling the case and not towards the near conclusion of the case.
DOCTRINE/PRINCIPLE
"Quantum meruit, meaning `as much as he deserved' is used as a basis for determining the lawyer's professional fees in the
absence of a contract but recoverable by him from his client." 12 The principle of quantum meruit applies if a lawyer is employed
without a price agreed upon for his services. In such a case, he would be entitled to receive what he merits for his services, as
much as he has earned.
159. AUGUSTO M. AQUINO, Petitioner, vs. HON. ISMAEL P. CASABAR, as Presiding Judge Regional Trial Court-
Guimba, Nueva Ecija, Branch 33 and MA. ALA F. DOMINGO and MARGARITA IRENE F. DOMINGO, substituting
Heirs of the deceased ANGEL T. DOMINGO, Respondents.
G.R. No. 191470 January 26, 2015
FACTS
Atty. Angel T. Domingo (now deceased) verbally contracted petitioner to represent him in Agrarian Case No. 1217-G on a
contingency fee basis. The case was for the determination of the just compensation for the expropriation and taking of Atty.
Domingo's ricelands. Atty. Domingo died. Petitioner filed a Manifestation dated December 11, 2007 of the fact of Atty.
Domingo's death and the substitution of the latter by his legal heirs, Ma. Ala F. Domingo and Margarita Irene F. Domingo.
ISSUE
Whether or not petitioner is entitled of attorney’s fees.
RULING
Yes. With his capital consisting of his brains and with his skill acquired at tremendous cost not only in money but in expenditure
of time and energy, he is entitled to the protection of any judicial tribunal against any attempt on the part of his client to escape
payment of his just compensation.
DOCTRINE/PRINCIPLE
A lawyer is as much entitled to judicial protection against injustice, imposition or fraud on the part of his client as the client
against abuse on the part of his counsel. The duty of the court is not alone to see that a lawyer acts in a proper and lawful manner;
it is also its duty to see that a lawyer is paid his just fees.
160. TEODORO R. REGALA, EDGARDO J. ANGARA, AVELINO V. CRUZ, JOSE C. CONCEPCION, ROGELIO A.
VINLUAN, VICTOR P. LAZATIN and EDUARDO U. ESCUETA, petitioners, vs. THE HONORABLE
SANDIGANBAYAN, First Division, REPUBLIC OF THE PHILIPPINES, ACTING THROUGH THE PRESIDENTIAL
COMMISSION ON GOOD GOVERNMENT, and RAUL S. ROCO, respondents.
G.R. No. 105938 September 20, 1996
FACTS
The Presidential Commission on Good Government (PCGG), raised a complaint before the Sandiganbayan (SB) against Eduardo
M. Cojuangco, Jr. and Teodoro Regala and his partners in the ACCRA law firm, for the recovery of alleged ill-gotten wealth,
which includes shares of stocks in the named corporations in PCGG.
ISSUE
Whether or not client’s identity in a case involving and acquiring companies allegedly sourced from ill-gotten wealth is
privileged and disclosure of such is unethical.
RULING
The court held that the client identity in this case is privileged. As a matter of public policy, a client's identity should not be
shrouded in mystery. This general rule is however qualified by some important exceptions:
1) Client identity is privileged where a strong probability exists that revealing the client's name would implicate that client in the
very activity for which he sought the lawyer's advice.
2) Where disclosure would open the client to civil liability.
3) Where the government's lawyers have no case against an attorney's client unless, by revealing the client's name, the said name
would furnish the only link that would form the chain of testimony necessary to convict an individual of a crime.
The circumstances involving the engagement of lawyers in the case at bench, therefore, clearly reveal that the instant case falls
under the first and third exception.
DOCTRINE/PRINCIPLE
The attorney-client privilege, as currently worded in the Rules of Court provides the disqualification by reason of privileged
communication. Rule 138 of the Rules of Court further emphasizes the importance of maintaining client confidence.
161. BLANDINA GAMBOA HILADO, petitioner, vs. JOSE GUTIERREZ DAVID, VICENTE J. FRANCISCO, JACOB
ASSAD and SELIM JACOB ASSAD, respondents.
G.R. No. L-961 September 21, 1949
FACTS
Blandina Hilado filed a complaint to have some deeds of sale annulled against Selim Assad. Attorney Delgado Dizon represented
Hilado. Assad was represented by a certain Atty. Ohnick. Atty. Vicente Francisco replaced Atty. Ohnick as counsel for Assad .
Four months later, Atty. Dizon filed a motion to have Atty. Francisco be disqualified because Atty. Dizon found out that Hilado
approached Atty. Francisco to ask for additional legal opinion regarding her case and for which Atty. Francisco sent Hilado a
legal opinion letter.
ISSUE
Whether or not Atty. Francisco should be disqualified in the said civil case.
RULING
Yes. There already existed an attorney-client relationship between Hilado and Atty. Francisco. Hence, Atty. Francisco cannot act
as counsel against Hilado without the latter’s consent.
DOCTRINE/PRINCIPLE
As ruled by the Supreme Court, to constitute an attorney-client relationship, it is not necessary that any retainer should have been
paid, promised, or charged for; neither is it material that the attorney consulted did not afterward undertake the case about which
the consultation was had.
162. UY CHICO, Plaintiff-Appellant, v. THE UNION LIFE ASSURANCE SOCIETY, LIMITED, ET AL., Defendants-
Appellees.
G.R. No. 9231 January 6, 1915
FACTS
The plaintiff seeks to recover the face value of two insurance policies upon a stock of dry goods destroyed by fire. The plaintiff
now brings this action, maintaining that the policies and goods insured belong to him and not to the estate of his deceased father
and alleges that he is not bound by the compromise effected by the administrator of his father’s estate.
ISSUE
Whether or not the attorney-client privilege was violated by the attorney’s act.
RULING
Yes. A lawyer must strictly maintain inviolate the confidence and preserve the secrets of his client. He shall not be permitted in
any court, without the consent of his client, to testify to any facts imparted to him by his client in professional consultation, or for
the purpose of obtaining advice upon legal matters.
DOCTRINE/PRINCIPLE
Communications made by a client to his attorney for the purpose of being communicated to others are not privileged after they
have been so communicated, and may be proved by the testimony of the attorney.
165. ELISA V. VENTEREZ, GENARO DE VERA, INOCENCIA V. RAMIREZ, PACITA V. MILLS, ANTONINA V.
PALMA and RAMON DE VERA, Complainants, v. ATTY. RODRIGO R. COSME, Respondent.
A.C. NO. 7421 October 10, 2007
FACTS
Venterez and friends hired Atty. Cosme as counsel for a land title dispute. The court ruled against the complainants. They wanted
to file a motion of reconsideration but Atty. Cosme failed or refused to do so. Because of this, the complainants were constrained
to contact another lawyer to prepare the motion for reconsideration.
Atty. Cosme claims that the son of one of the complainants informed him that the complainants were withdrawing the case from
him because he (the son) engaged another lawyer to take over the case. Atty. Cosme further explained that he even turned over
the records of the case to the son, ceased to be counsel of the complainants.
ISSUE
Whether or not the respondent violated the Code of the Professional Responsibility.
RULING
Yes. An attorney may only retire from the case either by a written consent of his client or by permission of the court after due
notice and hearing, in which event, the attorney should see to it that the name of the new attorney is recorded in the
case. Respondent did not comply with these obligations. Therefore, he remains the counsel of record for the complainants in Civil
Case No. 981 with the duty to protect complainants' interest.
DOCTRINE/PRINCIPLE
Rule 18.03, Canon 18 of the Code of Professional Responsibility, which states that "a lawyer shall not neglect a legal matter
entrusted to him, and his negligence in connection therewith shall render him liable." Respondent is reminded that the practice of
law is a special privilege bestowed only upon those who are competent intellectually, academically and morally.
166. ELOISA, CARLOS, JR., ARCHIMEDES, CAROLINE, and MA. CARLOTA, all surnamed
ARAMBULO, petitioners, vs. COURT OF APPEALS and ENGR. DANILO G. FERRERAS, respondents.
G.R. No. 105818 September 17, 1993
FACTS
Petitioners and private respondent are parties to a contract for the construction of a 4-storey dormitory building. Private
respondent, as the contractor, filed an action against the petitioners-spouses Carlos S. Arambulo and Eloisa I. Arambulo to claim
the balance of the contract price and the increase in the construction cost due to additional scope of work done and increase in the
cost of materials.
Arambulos, through Atty. Jimenez, filed their notice of appeal informing the trial court that they are appealing the decision to the
Court of Appeals. Atty. Jimenez filed a Withdrawal of Appearance with the express conformity of the defendants, while Atty.
Pineda entered his Appearance as their new counsel.
ISSUE
Whether or not the withdrawal of Atty. Jimenez was valid or not?
RULING
Yes. Since the withdrawal was with the client’s consent, no approval thereof by the trial court was required because a court
approval is indispensable only if the withdrawal is without the client’s consent.
DOCTRINE/PRINCIPLE
Rule 138, Section 26, the retirement is completed once the withdrawal is filed in court. No further action thereon by the court is
needed other than the mechanical act of the clerk of court of entering the name of the new counsel in the docket and of giving
notice thereof to the adverse party. The failure of the clerk of court to do either does not affect the validity of the retirement.