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DOI: 10.1002/cssc.

201500848 Full Papers

Life Cycle Assessment of Titania Perovskite Solar Cell


Technology for Sustainable Design and Manufacturing
Jingyi Zhang,[a] Xianfeng Gao,[a] Yelin Deng,[a] Bingbing Li,[b] and Chris Yuan*[a]

Perovskite solar cells have attracted enormous attention in collected from professional databases and the literature. The
recent years due to their low cost and superior technical per- results indicate that the perovskite dye is the primary source
formance. However, the use of toxic metals, such as lead, in of environmental impact, associated with 64.77 % total embod-
the perovskite dye and toxic chemicals in perovskite solar cell ied energy and 31.38 % embodied materials consumption, con-
manufacturing causes grave concerns for its environmental tributing to more than 50 % of the life cycle impact in almost
performance. To understand and facilitate the sustainable de- all impact categories, although lead used in the perovskite dye
velopment of perovskite solar cell technology from its design only contributes to about 1.14 % of the human toxicity poten-
to manufacturing, a comprehensive environmental impact as- tial. A comparison of perovskite solar cells with commercial sili-
sessment has been conducted on titanium dioxide nanotube con and cadmium–tellurium solar cells reveals that perovskite
based perovskite solar cells by using an attributional life cycle solar cells could be a promising alternative technology for
assessment approach, from cradle to gate, with manufacturing future large-scale industrial applications.
data from our laboratory-scale experiments and upstream data

Introduction

With the high demand for energy usage, perovskite sensitized this technology and its promising future in actual industrial-
solar cells have attracted enormous attention in recent years scale applications, great concerns have been raised recently on
due to their low cost and superior technological advantages.[1] the potential environmental impacts of the perovskite solar
Perovskite dye shows remarkable optical absorptions over cell due to the heavy use of toxic chemicals, such as lead, and
a broader range, which enables efficient light harvesting in energy-intensive processes, such as drying, heating up to
very thin films.[2] Moreover, they exhibit long charge-carrier dif- 500 8C in the synthesis of perovskite dye, and solar cell manu-
fusion lengths (> 1 mm) relative to the absorption depth of in- facturing processes.[7] It has been widely recognized that more
cident light (100 nm),[3] which means that almost all photoex- than 70 % of a product’s environmental impact is determined
cited species in perovskite are able to reach the charge-collec- in the design and development stage,[8] and it is most effective
tion electrodes and results in superior performance. The theo- to conduct a comprehensive life cycle assessment (LCA) in the
retical maximum power conversion efficiency (PCE) of perov- early technology development stage to guide the sustainable
skite solar cells can reach 30 %.[4] In current research, two types development of the technology.[9] Our rigorous literature
of perovskite solar cells have been developed by using liquid review only found two LCA studies related to solid-state perov-
and solid-state electrolytes with PCE values of around 7 and skite solar cells published recently,[10, 11]but their environmental
20 %, respectively.[5] impact results were significantly different from each other.
Research progress has revealed that perovskite solar cells Gong et al. claimed that 82.5 and 60.1 g CO2 equiv could be re-
have a promising future in replacing expensive silicon and cad- leased into the environment to generate 1 kWh of electricity,
mium–tellurium thin-film photovoltaic (PV) technologies cur- with 7.78 kWh of manufacturing energy needed to fabricate
rently commercially available.[6] With the rapid development of 1 m2 TiO2 and ZnO solar cells.[10] Espinosa et al. found that
about 5.48 and 5.24 kg CO2 equiv were generated to produce
1 kWh of electricity, with 0.146 and 0.108 kWh of process
[a] J. Zhang, Dr. X. Gao, Dr. Y. Deng, Dr. C. Yuan
energy required to produce a 1 cm2 solar cell.[11] The are large
Department of Mechanical Engineering
University of Wisconsin—Milwaukee uncertainties with these two LCA results mainly because they
3200 N Cramer, Milwaukee, WI, 532211 (USA) use secondary process data from the literature[10, 11] and ignore
E-mail: cyuan@uwm.edu supplementary materials, such as chemical solvents and associ-
[b] Dr. B. Li ated energies needed for perovskite dye synthesis and the
Department of Manufacturing System Engineering & Management
solar cell fabrication process. No LCA study has been conduct-
California State University—Northridge
18111 Nordhoff Street, Northridge, CA, 91330 (USA) ed on liquid perovskite solar cells. Although solid-state perov-
Supporting Information for this article is available on the WWW under skite solar cells require more complicated manufacturing pro-
http://dx.doi.org/10.1002/cssc.201500848. cesses and have a higher cost and environmental impact, this

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study presents an attributional LCA of liquid perovskite solar was first anodized in ethylene glycol (0.3 wt % NH4F and 0.6 vol %
cells to investigate their potential environmental impact from H2O) by applying 70 V direct current (DC) potential for 2 h. The ob-
cradle to gate and support sustainable scaleup in next stage of tained film was ultrasonically cleaned with deionized water to
remove the first oxidation layer. A second anodization process was
research and development.
performed under 70 V DC potential for 5 min. The obtained TNT
In perovskite solar cells, apart from the perovskite dye, the
film was annealed at 450 8C for 2 h and peeled off from the sub-
electrode material and structure are also important in deter- strate by an anodization-assisted self-detached approach.[16] For
mining both the PCE performance and the environmental solar cell anode fabrication, the fluorine-doped tin oxide (FTO)
impact of solar cell technology. Of various electrode materials glass was precoated with a titania blocking layer by spin-coating
studied for high-performance perovskite solar cells, highly or- a solution of 0.1 m titanium(IV) bis(ethyl acetoacetato)diisopropox-
dered TiO2 nanotubes (TNTs) demonstrate superior performan- ide in 1-butanol and heating at 500 8C for 30 min. Then, the free-
ces as photoelectrodes for solar cells compared with conven- standing TNT film was transferred to FTO glass covered with titania
paste and annealed at 500 8C for another 30 min.[17] Detailed infor-
tional mesoporous TiO2.[12] The one-dimensional nanostructure
mation regarding anodization, titania paste, and FTO glass is given
of TNTs can decouple the directions of light absorption and
in Sections 2 and 5 of the Supporting Information.
charge-carrier collection,[13] which can provide more flexibility
for solar cell design. More importantly, the nanotube arrays
can significantly enhance light absorption with improved light-
Perovskite dye preparation
trapping ability and increase the charge collection efficiency
with fast charge-transport channels. Additionally, the geometry The perovskite dye was synthesized by the reaction between
of the TNTs, such as pore size and tube length, can be con- PbI2[18] and CH3NH3I. CH3NH3I was formed by the reaction of meth-
ylamine (23.5 mL, 40 % in methanol; TCI) and of hydroiodic acid
trolled precisely, which can help enormously in solar cell struc-
(30 mL, 57 wt % in water; Aldrich) in a 250 mL round-bottomed
ture optimization and performance improvement.[14] Although
flask at 0 8C for 2 h with stirring. The precipitate was recovered by
TNT-based perovskite solar cells have many advantages in evaporation at 50 8C for 1 h. Then the product CH3NH3I was
technology development, their environmental impact can be washed with diethyl ether by stirring the solution for 30 min; this
significant due to the use of large amounts of organic chemi- was repeated three times. Finally, the product was dried naturally.
cals; high energy requirements for solar cell fabrication; and, In this process, diethyl ether occupied about 84.05 % of the total
particularly, novel nanowaste emissions generated from the mass used to prepare the perovskite dye; this could be largely re-
process, which have never been investigated previously. duced by a recycling process in large-scale industrial productions.
To deposit perovskite dye onto the TNT-based anode, sequential
The objective of this study is to conduct a cradle-to-gate
deposition methods were used.[19] Lead iodide was first introduced
LCA of liquid perovskite solar cell technology with TNT electro-
into the TNTs by spin-coating (6500 rpm) a 462 mg mL¢1 solution
des to identify potential opportunities for improvement and of PbI2 ( … 1 m) in N,N-dimethylformamide (DMF) for 5 s, followed
guide the sustainable development of liquid perovskite solar by heating at 70 8C for 30 min to dry PbI2. The TNT/PbI2 film was
cell technology from design to manufacturing. Herein, all man- then dipped into the prepared solution of CH3NH3I in 2-propanol
ufacturing process data are directly collected from our experi- (30 mg mL¢1), rinsed with 2-propanol, and dried at 70 8C for 30 min.
ments rather than those reported in the literature, which ena- In the reaction, the change of color from yellow to dark brown in-
bles this study to be conducted at the process level with accu- dicated the formation of perovskite dye. The solution of 2-propa-
nol occupied 14.18 % of the total mass to prepare the perovskite
rate and reliable information to support the “design for sus-
dye. Detailed information on energy and material consumption
tainability” of perovskite solar cell technology in the near
can be found in Table 1. A complete GaBi model and LCI are illus-
future. In addition, nanowastes and nanoemissions generated trated in Section 4 of the Supporting Information.
from the TNT electrode manufacturing processes are character-
The morphology of the TNT electrode before and after perovskite
ized in an individual inventory, which could support future re-
dye deposition is presented in Figure 1. The cross-sectional image
search efforts in its environmental impact assessment and for
of the nanotube arrays indicates a well-controlled nanotube struc-
similar nanomanufacturing technologies. The following sec- ture obtained in the experiment (Figure 1 a). The inset of Figure 1 a
tions explain details of the experiments conducted in our lab, presents an overview of the structure of the TNT electrode with
LCA method, inventory, and impact analysis. a controlled thickness of 2.3 mm, which can provide a good PCE of
6.5 %.[12c] After deposition of the perovskite absorber, some nano-

Experimental Section
TNT film-based anode manufacturing
Titanium foil was electrochemically anodized to give a titanium
nanotube film in mixed electrolyte in our laboratory; this is one of
the most commonly used manufacturing methods to produce
TNTs. Electrochemical anodization has great potential for industrial-
scale productions due to its easy, quick, and low-cost fabrication
process.[15] In our experiments, titanium foil (99.5 % purity, 0.25 mm
thick, Alfa Aesar) was ultrasonically washed with acetone for Figure 1. Cross-sectional images of TNT before (a) and after (b) perovskite
15 min and rinsed with deionized water. A two-step anodization dye deposition. The insets show a low magnification image of the film and
was used to fabricate the well-ordered TNT film. The titanium foil a TEM image of a single TNT/CH3NH3PbI3 deposition, respectively.

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Platinum precursor-based cathode manufacturing
Table 1. LCI of materials and energy used to fabricate each subcompo-
nent per cm2. Platinum precursor paste (0.01 m H2PtCl6 in 2-propanol) was
dipped to the top edge of the FTO glass and heated to 450 8C for
Component Mass
15 min. The platinum precursor paste was comprised of chloropla-
[kg cm¢2] [%]
tinic acid and 2-propanol, which formed 0.52 and 99.48 % of the
perovskite dye total cathode materials, respectively. A detailed GaBi model and in-
CH3NH3I 1.59 Õ 10¢5 0.19 ventory for preparing the platinum precursor are shown in Fig-
2-propanol 4.17 Õ 10¢4 4.92
ure S8 and Table S14 in the Supporting Information.
diethyl ether 7.13 Õ 10¢3 84.05
PbI2 4.62 Õ 10¢5 0.54
DMF 8.79 Õ 10¢5 1.04
2-propanol for cleaning 7.86 Õ 10¢4 9.27
Electrolyte
energy consumption [kWh] 5.25 Õ 10¢3 The electrolyte was composed of 0.9 m LiI, 0.45 m I2, 0.5 m 4-tert-bu-
materials consumed 7.70 Õ 10¢3 100
tylpyridine (tBP), and 0.05 m urea in ethyl acetate, and no electricity
synthesized perovskite dye 6.20 Õ 10¢5
was consumed in this step. Ethyl acetate contributed 99.97 % of
TNT-based anode the total electrolyte in weight and the rest of the electrolyte com-
titania paste 7.89 Õ 10¢6 15.57 ponents formed only 0.03 % of the total mass. The full LCI of the
TNT film 1.65 Õ 10¢6 3.26 electrolyte is summarized in Table 1 and the GaBi model for LiI can
titanium(IV) bis(ethyl acetoacetato)diisopropoxide 2.12 Õ 10¢6 4.18 be found in Figure S9 and Table S15 in the Supporting Information.
1-butanol 3.90 Õ 10¢5 76.98
energy consumption [kWh] 2.59 Õ 10¢3
prepared anode 5.07 Õ 10¢5 100 Balance of system
TNT film Because the boundary of this research is from raw material extrac-
Ti foil 1.13 Õ 10¢4 0.49 tion to electricity generation, the system also included the materi-
acetone 8.00 Õ 10¢4 3.47 als and energy used to connect the PV module to the grid and
deionized water 2.06 Õ 10¢2 89.4 from the grid to the junction box of the building (balance of
ethylene glycol solution 1.53 Õ 10¢3 6.64
system, BOS). The mounting structure, inverter, and electric installa-
energy consumption [kWh] 3.22 Õ 10¢3
materials consumed 2.30 Õ 10¢2 100
tion were three main components of the BOS.
fabricated TNT film 1.65 Õ 10¢6 Herein, the TNT perovskite solar cell panel was assumed to be in-
stalled on a slanted roof; this is the most commonly used mount-
Pt precursor cathode
ing structure for solar cells. The selection of the inverter and elec-
Pt deposition 4.10 Õ 10¢7 0.52
2-propanol 7.85 Õ 10¢5 99.48
tric installation was based on the power generation and conver-
energy consumption [kWh] 6.47 Õ 10¢4 sion efficiency. Herein, electricity generation was presumed to be
prepared cathode 7.89 Õ 10¢5 100 3 kWp and the energy conversion efficiency was initially based on
the current laboratory-scale PCE (6.5 %) of the TNT perovskite solar
electrolyte cell with liquid electrolyte, but expanded to 25 % in the sensitivity
lithium iodide 1.20 Õ 10¢8 0.01 analysis, according to its theoretical maximum efficiency. A detailed
iodine 1.14 Õ 10¢8 0.01 inventory (Table S16 in the Supporting Information) was extracted
4-tert-butylpyridine 6.76 Õ 10¢9 0.01 from the Eco-invent database and Life Cycle Inventories of Photovol-
urea 3.00 Õ 10¢10 0
taics.[20]
ethyl acetate 8.97 Õ 10¢5 99.97
synthesized electrolyte 8.97 Õ 10¢5 100

FTO substrate Other materials for solar cell assembly


FTO glass for anode 1.25 Õ 10¢3 50.00
The counter electrode glass was drilled with two holes and con-
FTO glass for cathode 1.25 Õ 10¢3 50.00
FTO substrate 2.50 Õ 10¢3 100
nected to the positive electrode by a gasket. Then heat and pres-
sure were applied to the gasket (iron, 110 8C) for 60 s to connect
other materials for assembly the two electrodes. The two holes, which were used to fill the elec-
FTO glass 5.00 Õ 10¢6 75.36 trolyte, needed to be sealed by glass caps and gaskets. Applying
gasket 1.64 Õ 10¢6 24.64 heat and pressure (iron, 110 8C) for 20 s to the seals helped the
energy consumption [kWh] 1.08 Õ 10¢3 gasket to melt. The detailed inventory for sealing the holes on the
perovskite solar cell assembly 6.64 Õ 10¢6 100 substrates and connecting the two electrodes is shown in Table 1.
TNT-based perovskite solar cell [kg] 2.79 Õ 10¢3 Detailed mass and energy flows for the perovskite solar cell assem-
total energy consumed [kWh] 1.28 Õ 10¢2
bly are illustrated in Figures S1 and S2 in the Supporting Informa-
total materials consumed [kg] 3.34 Õ 10¢2
tion.

Life cycle assessment


particles attached to the wall of the nanotubes (Figure 1 b), and Life cycle assessment (LCA) is a systematic approach to evaluate
the TEM image (inset of Figure 1 b) indicates successful infiltration the comprehensive environmental impact of a product over its full
of the perovskite absorber into the nanotubes. life cycle. A complete cradle-to-gate LCA of TNT perovskite solar
cells was conducted by including goal and scope definition, life
cycle inventory (LCI) analysis, life cycle impact assessment (LCIA),

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and interpretation. The inventory data was composed of energy quire the raw materials. Notably, aggregated processes, such
and material consumption. The energy demand in component as FTO glass manufacturing and isopropanol preparation in
manufacturing was estimated as the product of equipment usage the electrolyte, are also included in raw material extraction be-
time; power; and use factor, which was defined as the volume of
cause they are not required to be further processed and their
the manufacturing material divided by the maximum capacity pro-
products can be directly used in component manufacturing.
duced by the equipment. The amount of materials used was calcu-
lated by multiplying the concentration (density) and volume. Other Material processing contains all procedures from raw materials
LCI data, such as raw material extraction and part of material proc- to the materials that can be directly used to fabricate the com-
essing, were modeled and retrieved from the GaBi 6.0 professional ponents in the solar cells. Component manufacturing is the ex-
database, the EcoInvent database, and various reports in the litera- periments conducted in our laboratory to fabricate the solar
ture. LCIA was conducted using standard impact categories and cell components, including perovskite dye, TNT film based
characterization factors built into GaBi 6.0. Subsequently, sensitivity anode, platinum precursor cathode, electrolyte, FTO substrates,
analysis was carried out to investigate the effects of parameters
other materials for assembly, and the balance of system (BOS).
such as solar insolation, conversion efficiencies, and lifetime on the
The total mass of TNT perovskite solar cell is composed of
environmental impact of TNT perovskite solar technology. Uncer-
tainty analysis was also performed to check the data quality and 2.22 % perovskite dye, 1.82 % TNT anode, 2.83 % Pt precursor
robustness of the results. Finally, suggestions and recommenda- cathode, 3.22 % electrolyte, 89.61 % FTO glass, and 0.24 %
tions were formulated according to the obtained impact results other materials for assembly. For a comparative analysis with
and derived analysis. other solar cell technologies, the impact of transportation in
this LCA study is neglected by assuming that perovskite solar
cells have a similar impact from transportation as other solar
Results and Discussion
cell technologies. The functional unit in this study is defined as
Because perovskite solar cells are still under development and 1 cm2 active area for solar electricity generation, and it is inter-
have not entered the real application stage, in this study LCA changeable with other functional units, such as kWh under
is applied to TNT-based perovskite solar cells with liquid elec- specific solar insolation, performance ratio, and conversion effi-
trolyte to determine their environmental impact for the cradle- ciency. Herein, the active area is defined as the area of TNT
to-gate life cycle phases, which excludes the usage and de- film divided by the area of FTO glass, and is assumed to be
commissioning phases. In the usage phase, a small amount of 60 %.[22] Electricity consumption is based on the energetic mix
water is used to clean the solar panel on an annual basis; this of the USA, in which hard coal (40.86 %), natural gas (24.04 %),
is neglected herein.[20] For the decommissioning phase, there is and nuclear power (18.89 %) are the major resources for
no industrial data for solar cell recycling and treatment be- energy generation.
cause the life span of solar cells is as high as 30 years. Most
end-of-life research on solar cells is based on assumptions, and
Life cycle inventory analysis
perovskite solar cells, as third-generation solar cells, have no
valuable recycling data to input in our model.[21] However, for Materials and energy inventories are summarized in Table 1
perovskite solar cells, end-of-life is important due to the toxici- and the LCI analysis of TNT perovskite solar cells is based on
ty of the perovskite dye, and future work will be conducted in the scope and boundaries defined above. The LCI analysis is
this area to optimize research. The cradle-to-gate life cycle of conducted by using a process-based LCA method; detailed
TNT perovskite solar cells is divided into four main phases: raw analyses can be seen in the following paragraphs.
material extraction, material processing, component manufac- The energy consumed in the life cycle of TNT perovskite
turing, and TNT perovskite solar cell assembly (Figure 2). Raw solar cells from cradle to gate is a major part of environmental
material extraction includes all processes that are used to ac- impact analysis. Energy is consumed from raw material extrac-
tion to electricity generation,
and the total embodied energy
is calculated to be 0.27 kWh to
produce a 1 cm2 active area TNT
perovskite solar cell (2.79 g). The
manufacturing energy used in
the process to fabricate the solar
cell is calculated to be
0.01 kWh cm¢2, which is compa-
rable with traditional dye-sensi-
tized solar cells (DSSCs) reported
in the literature.[23] Major embod-
ied energy-intensive processes
are preparation of the perovskite
dye (0.178 kWh cm¢2) and TNT-
based anode (0.074 kWh cm¢2).
Figure 2. System boundary of TNT film based perovskite solar cells. Notably, TNT film fabrication is

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the major energy-consumption source for anode fabrication
(0.060 kWh cm¢2). It is also worth noting that the preparation
of perovskite dye is the most energy-consuming procedure of
all energy-intensive processes; this mainly originates from the
consumption of diethyl ether, 2-propanol, and synthesis
power. Specifically, about 10 mL of diethyl ether is needed to
wash the CH3NH3I precipitate and the extraction of diethyl
ether uses 0.120 kWh of energy. The production of 2-propanol
consumes about 0.028 kWh of energy. The power used in
spin-coating, evaporating, and cleaning requires approxi-
mately 0.025 kWh per cm2 of active area. On the other hand,
TNT film fabrication is another energy-intensive process, which
results from the use of a large amount of etching (ethylene
glycol) and cleaning (acetone) solutions, which consumes
0.033 kWh of energy altogether. Meanwhile, 0.016 kWh of
power is used in anodization, which involves electricity usage, Figure 3. Nanowastes from TNT film fabrication: a) low- and b) high-resolu-
tion SEM images of TNT waste on FTO glass, c) energy-dispersive X-ray spec-
such as a DC power supply and a heating oven. A detailed
troscopy (EDS) spectrum of Ti and O waste [content: 58.2 wt % (30.7 at %) Ti;
energy flow diagram is shown in Figure S2 in the Supporting 35.3 wt % (55.7 at %) O; 6.5 wt % (13.6 at %)] and d) nanoparticle size distribu-
Information. tion.
Material consumption in fabricating TNT perovskite solar
cells is another major part of the life cycle environmental The solid nanowastes from TNT electrode fabrication are an-
impact. As calculated, a total of 8.58 kg of materials are used alyzed. Figure 3 a and b show low- and high-magnification
in raw material acquisition from cradle to gate to produce SEM images, which indicate that the wastes are mainly com-
a 1 cm2 active area TNT perovskite solar cell. Major material- posed of broken TNTs. EDS characterization (Figure 3 c) con-
consuming processes are preparation of the TNT film based firms the composition of the solid wastes, in which the Ti and
anode (5.04 kg cm¢2) and perovskite dye (2.69 kg cm¢2), which O peaks are derived from TiO2, and the C peak is from the
take about 90 % of the total material consumption. Through carbon paste of the sample stage. Quantitative analysis of the
calculations, the high material consumption is associated with EDS spectrum gives a Ti/O atomic ratio of about 1:2 (Figure 3 c,
electricity generation and solvent preparation. The result also inset). Figure 3 d shows results from the zeta-potential analysis
indicates that the TNT anode consumes more materials than of the nanoparticle size and distribution of the solid waste,
perovskite dye preparation; this may originate from the large with a mean diameter of 5626.4 nm and geometric standard
amount of raw materials used to produce the TNT etching so- deviation of 1.885. Additional nanoparticle emission data from
lution. Specifically, ethylene glycol and acetone are two materi- the TNT synthesis is listed in Figure S10 in the Supporting In-
al-intensive solvents used in TNT-based anode manufacturing, formation.
with 1170 and 585 kg total materials needed to prepare 1 kg
of ethylene glycol and 1 kg of acetone, respectively. However,
Life cycle impact assessment
for perovskite dye preparation, the most material-consuming
solvent is diethyl ether, which requires 35.8 kg of raw materials The environmental impact of TNT perovskite solar cells from
for 1 kg of substance. The material composition of the TNT the cradle to the gate have been calculated and characterized
perovskite solar cell is summarized in Table 1. A detailed mass by means of the ILCD (International Reference Life Cycle Data
flow is modeled in GaBi 6.0 and shown in the Figure S1 in the System) method in GaBi 6.0 (Figure 4). The LCIA of different
Supporting Information. components are expressed as patterned bars in Figure 4,
Nanowastes and nanoparticle emissions generated from TNT whereas the environmental impact from four different life
film fabrication are also important sources of environmental cycle stages are shown as colored bars, which include raw ma-
impact that should be considered in the LCA study.[9] However, terial extraction, material processing, component manufactur-
the environmental fate, transport, and toxicity models required ing, and perovskite solar cell assembly. Notably, nanowastes
for environmental impact assessments of nanoparticles are still and nanoemissions are not included in the impact assessment
under development. Commercially available LCA databases, because there are no characterization factors or metrics avail-
such as GaBi, do not include the environmental impact of able in current LCIA methods to perform the analysis.
nanowastes and emissions. Previous reports have identified The process-based LCIA shows that most of environmental
that the environmental impacts of nanowastes and emissions impact is generated from raw material extraction, and this can
are highly dependent on the particle shape, size, mass, surface be explained by large amounts of energy and materials used
charge, and among others.[24] Herein, these relevant parame- to extract solvents used in perovskite solar cell manufacturing.
ters of nanowastes and emissions are characterized and ana- During synthesis of the perovskite dye, the solvents used to
lyzed in a separate inventory (Figure 3) to provide information clean and dissolve the chemicals, as measured in our experi-
to further develop environmental impact assessment methods ments, occupy about 50 % of the total mass. As a result,
for these nanowastes and nanoemissions. perovskite dye synthesis forms the major portion of the envi-

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tal impact. The manufacturing energy contributes to 23.60 %
AP, 0.59 % ETP, 0.039 % EP, 50.06 % HTP, 1.84 % IR, 30.24 % GWP,
0.56 % ODP, 25.86 % RI, 11.19 % POCP, and 43.87 % ADP. Higher
AP, HTP, GWP, and ADP values mainly originate from hard coal
burning activities, which accounts for 40.86 % of the electricity
mix in the USA, but has the lowest heating value and efficiency
compared with those of heavy fuel oil and natural gas.[25] Of all
component manufacturing processes, TNT film based anode
manufacturing and perovskite dye preparation contribute
most to process energy. TNT film based anode manufacturing
involves several processes that have a high energy demand, in-
cluding anodization with a DC power supply and multiple
high-temperature calcination processes. For perovskite dye
preparation, a large amount of energy is used to evaporate
precipitated CH3NH3I and to dry the coated PbI2 crystal and
perovskite dye in the oven. Therefore, developing a low-tem-
Figure 4. Life cycle environmental impact of TNT film based perovskite solar perature approach for perovskite dye and TNT anode prepara-
cells from the cradle to the gate: acidification potential (AP), freshwater eco- tion should be an efficient way to decrease energy consump-
toxicity potential (ETP), eutrophication potential (freshwater EP), human tox- tion, and consequently, reduce the environmental impact.
icity potential (HTP), ionizing radiation (IR), global warming potential (GWP),
Because the use of lead in perovskite dye is a major concern
ozone depletion potential (ODP), respiratory inorganics (RI), photochemical
ozone creating potential (POCP), and abiotic depletion potential (ADP). due to the material’s high toxicity,[7] the human toxic cancer
effect has been employed herein to analyze the effects of lead
in the TNT perovskite solar cell production process, which has
ronmental impact, contributing to 43.54 % AP, 79.42 % ETP, the second largest normalized value of all environmental
91.14 % EP, 59.59 % HTP, 74.00 % IR, 53.31 % GWP, 81.29 % ODP, impact factors and indicates that the fabrication of perovskite
53.58 % RI, 55.33 % POCP, and 69.54 % ADP, and is associated solar cells has a relatively high HTP intensity in the USA (nor-
with 64.77 % total embodied energy and 31.38 % materials. malized environmental impact factors can be found in
The high EP and ODP percentages are mainly due to the large Table S21 in the Supporting Information). Surprisingly, process
amounts of diethyl ether, 2-proponal, and other organic sol- energy and solvent usage are two major factors that affect the
vents used in perovskite dye synthesis. From Figure 4, it can human toxic cancer effect, rather than lead used in perovskite
also be seen that TNT film fabrication has a higher environ- dye preparation. On one hand, the high HTP values of process
mental impact than the other components, except perovskite energy and solvent production are mainly due to the large
dye, in most of the categories, such as AP, HTP, and GWP. Simi- amounts of material and energy consumption, as stated previ-
larly, it is also caused by the large amounts of organic solvents ously. The production of solvents takes about 66.06 % of the
used to clean and dissolve the chemicals in TNT film fabrica- total energy and 31.07 % of the total materials. Moreover, the
tion, which suggests that more attention should be paid to re- process energy occupies 22.55 % of the total energy and
ducing the use of solvents for the sustainable development of 64.67 % of the total mass. On the other hand, the production
perovskite solar cells in future mass-production scales. of lead nitrate, which has greater energy and material con-
Among different life cycle stages, raw material extraction, sumption than that of lead, only depletes 0.25 % of the total
which is mainly related to solvent usage, is the process with energy and 0.75 % of the total materials. Consequently, the
the highest environmental impact, and contributes to more lower HTP value of lead is the result of the smaller portion of
than half of the life cycle impact in most categories (Figure 4), energy and material consumption. Emissions generated from
such as AP (75.47 %), ETP (90.04 %), EP (98.25 %), HTP (47.49 %), the energy and solvent production processes also contribute
IR (95.65 %), GWP (69.18 %), ODP (98.30 %), RI (72.79 %), POCP to the high HTP value. According to the GaBi database, both
(88.16 %), and ADP (54.20 %). The high environmental impact energy and solvent production processes will generate a certain
percentage in each category is mainly due to high energy and amount of gaseous emissions, including SO2, NOx, CO, non-
material consumption. Raw material extraction takes up methane volatile organic compounds (NMVOCs), and particu-
77.06 % of the total energy and 35.09 % of total material con- late matters (PM10 and PM2.5), which have relatively high
sumption. Notably, the solvents utilized in TNT film fabrication HTPs. Meanwhile, metals, such as iron, magnesium, and alumi-
and perovskite dye preparation share 66.08 % total energy and num, emitted into the water system are another noteworthy
31.07 % total mass, which confirms that the use of solvents is part of the high HTP value in both production processes. The
the most significant source of life cycle emissions. Therefore, combined manufacturing energy for solar cell components
the most effective way to reduce the environmental impact of takes up 50.06 % of the HTP, which indicates that electricity
TNT-based perovskite solar cells is to recycle and reuse sol- usage has a great impact on the toxicity potential. Meanwhile,
vents from perovskite solar cell manufacturing. diethyl ether is still a significant impact factor with an HTP
Apart from solvent consumption, manufacturing energy is value of 29.35 %. As a result, more attention should be concen-
another noteworthy factor that drives the overall environmen- trated on the reduction of process energy and solvent usage

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in developing perovskite solar cells. It is also well known that Sensitivity and uncertainty analysis
industrial-scale production can largely increase the electricity
usage efficiency, and hence, greatly reduce energy consump- Sensitivity analysis is performed by evaluating the life cycle
tion. An estimation of the environmental impact changes emissions to generate 1 kWh of electricity. Power generation
under scaled-up production is further executed in GaBi. As il- can be estimated by G = E Õ I Õ PR Õ L Õ A,[29] in which G, E, I, PR,
lustrated in Table S20 in the Supporting Information, with L, and A represent the power generated, conversion efficiency,
a 20 % manufacturing energy reduction, a decrease of 4.2 % insolation, performance ratio, lifetime, and active area, respec-
GWP and 9.7 % HTP can be obtained. tively. In the calculation, A is 60 % according to the scaled-up
To clarify the major process that has high HTP during perov- production[22] and PR is 0.75 in Europe and 0.95 in the USA,
skite dye preparation, the synthetic process for the perovskite which represents that about 25 or 5 % of energy is lost due to
dye itself is analyzed separately during the cradle-to-gate life the BOS and other indirect processes.[23b, 30] Other factors that
cycle. CH3NH3I is responsible for 62.31 % HTP because of high affect the power generation of TNT perovskite solar cells, in-
material consumption and the large characterization factors in cluding E, I, and L, are defined as the sensitivity parameters in
solvent and process energy production. In comparison, lead our analysis (Table S22 in the Supporting Information). It is as-
iodide is only responsible for 3.68 % HTP, with 7.93 % of the sumed that module efficiency and lifetime can be increased
total material consumed during its synthesis. Notably, the pro- without large fluctuations of energy and material consumption
duction of lead itself contributes less than 0.37 % HTP in the in this study. According to current research, the increase in
perovskite dye preparation process due to the small amount perovskite solar cell efficiency strongly depends on the im-
of lead involved in the process. To produce the 1 cm2 active proved quality of the deposited perovskite crystal, which is
area TNT-based perovskite solar cell, only 0.046 g of PbI2 (0.1 m, mainly achieved by optimizing the spin-coating process.[31] This
2 drops of PbI2 in DMF) is needed. Contrary to our expecta- process has relatively low material and energy consumption,
tions, the process to produce CH3NH3I has a much higher HTP and therefore, may only cause small fluctuations on the envi-
than that of the procedure to synthesize PbI2. The use of dieth- ronmental impact. For instance, the manufacturing energy is
yl ether and 2-propanol in CH3NH3I preparation is responsible concentrated on the preparation of perovskite dye, which con-
for the high impact on the human toxic cancer effect. The re- sumes about 48.65 % of the total manufacturing energy. From
sults indicate that CH3NH3I, rather than the lead in perovskite, this amount of energy, about 97.7 % of the energy is used by
should be the major concern for the perovskite sustainability evaporation when synthesizing CH3NH3I, and cannot be avoid-
performance during the manufacturing process. ed by most CH3NH3PbI3 synthetic approaches. Therefore, it is
Overall, the most significant environmental impact factor is reasonable to assume a relatively stable process energy for
solvent usage, and therefore, solvent reclamation could be the perovskite dye development. Notably, possible differences
most promising way to reduce the total environmental impact. caused by perovskite solar cell structural evolution are neglect-
It has been proven that recycled solvents can be reused in ed due to a lack of industry production data at this early devel-
semiconductor manufacturing to serve as solvents for organic opmental stage. With these hypotheses, different insolation,
synthesis.[26] The purity of the recycled solvent is highly depen- conversion efficiencies and lifespans have been considered in
dent on the properties of each solvent and can reach 99.5 % or the sensitivity analysis to evaluate changes to the environmen-
higher,[27] which should meet the quality requirements for solar tal impact. The results for different environmental categories
cell production in most cases. Moreover, the energy usage and are illustrated in Figure 5 and Table S23 in the Supporting In-
material consumption for recycling could be much lower than formation, and show that the life cycle emissions from differ-
solvent production. Based on the recycling model built into ent categories are highly dependent on the sensitivity parame-
GaBi, only 1.64 kWh of energy is needed in the recycling pro- ters. Specifically, the environmental impact from the ten cate-
cess to regenerate 1 kg of solvent. However, producing 1 kg of gories is linearly correlated with sensitivity factors. Taking GWP
organic solvent will cost much more energy, ranging from 9.7 as an example, GWP is inversely proportional to solar insola-
to 16.2 kWh. For instance, about 12.4 kWh of energy is needed tion, conversion efficiency, and lifetime (Figure S15 in the Sup-
to produce 1 kg of diethyl ether. To estimate the effects of sol- porting Information). If the insolation changes from 1000 to
vent renewal, the scenario with solvent recycling is modeled in 2190 kWh m¢2 per year in Europe under fixed conversion effi-
GaBi 6.0. It turns out that, with an average recycling rate of ciency (6.5 %), lifetime (5 years, based on the commercial solar
86 % in industry,[27a, 28] most environmental impact is reduced cell), and performance ratio (0.75), the GWP will vary from
significantly. For instance, ETP, EP, and IR are reduced by 62.6, 1173.3 to 535.8 g CO2 equiv to produce 1 kWh of electricity.
74.3, and 49.4 % respectively; GWP also decreases from 28.8 to Meanwhile, if the insolation varies from 1359 to 2143 kWh m¢2
23.5 g CO2 equiv. The results of life cycle environmental impact per year in the USA under 6.5 % conversion efficiency, with
reduction from solvent recycling are shown in Table S19 in the a fixed lifetime of 5 years and 0.95 performance ratio, the GWP
Supporting Information, and reduced life cycle environmental will change from 681.6 to 432.3 g CO2 equiv. Moreover, with
impact from recycling solvents in each perovskite component a fixed insolation and lifetime, GWP will decrease linearly with
and in each LCA phase are illustrated in Figures S13 and S14 in increasing PCE. For a solar panel installed in the USA with
the Supporting Information, respectively. 1860 kWh m¢2 per year insolation and a fixed lifetime of
5 years, the GWP will decrease from 497.2 to 129.3 g CO2 equiv
if the conversion efficiency increases from 6.5 to 25 %. Also,

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Figure 5. Sensitivity analysis of environmental impact: a) sensitivity analysis with changes to insolation (conversion efficiency of 6.5 %; lifetime of 5 years; at
1000, 1700, and 2190 kWh m¢2 per year the PR is 0.75; at 1359, 1860, and 2190 kWh m¢2 per year the PR is 0.95); b) sensitivity analysis with change to conver-
sion efficiency (insolation of 1860 kWh m¢2 per year; lifetime of 5 years; PR of 0.95); c) sensitivity analysis with changes to lifetime (1, 5, 15, and 30 years). *uni-
fied factors: GWP, ETP, EP Õ 104, IR Õ 0.1, ODP Õ 108, RI Õ 104, ADP Õ 105, HTP Õ 108, POCP Õ 103, AP Õ 103.

with increasing lifetime from 1 to 30 years, the GWP reduces and the results show that the standard deviation is 3.6 and
from 2486.1 to 82.9 g CO2 equiv under 1860 kWh m¢2 per year 7.12 g with a 95 % confidence interval, which indicates that the
insolation and 6.5 % conversion efficiency. Because power gen- final results are reliable with œ 10 and œ 20 % changes to
eration is the multiplication of different sensitivity parameters, energy and material consumptions.
they have the same impact on the final results. The increase of The last source of uncertainty originates from the lack of
any one of the sensitivity parameters can equally enhance impact assessment for nanowastes and nanoparticle emissions
electricity generation and decrease greenhouse gas (GHG) generated from the TNT film fabrication process. This uncer-
emissions. The results suggest that the environmental impact tainty will add additional values to the life cycle impact catego-
can be effectively reduced by an overall improvement in the ry, especially RI and toxicity potentials, because both of them
conversion efficiency, longevity, active area ratio, and per- have been demonstrated to be closely correlated with the
formance ratio. emissions of fine metal particles. With progress of research
Because perovskite solar cells are still in the early stages of into nanotoxicity and impact assessment methods, this uncer-
research and development, and the manufacturing process pa- tainty could be addressed in the near future with the com-
rameters for large-scale production have not been fully estab- munity’s joint efforts in this direction.
lished yet, the LCA based on the laboratory-scale experiments
will have some uncertainties in the LCA results. Three major
Benchmarking with other solar cells
uncertainty sources are identified and considered in this analy-
sis. The first one is methodological uncertainty. Herein, method To evaluate the sustainability potential of perovskite solar cells
uncertainty is mainly associated with concerns about calculat- on the future market, the life cycle environmental impact of
ing the HTP impact category. Currently, toxicity assessment is the perovskite solar cells is benchmarked with Si solar cells,
a challenge in LCA studies because a robust model for charac- thin-film CdTe solar cells, and DSSCs (Table 2 and Table S25 in
terization factor development is lacking.[32] In this study, the the Supporting Information). The comparison is based on avail-
HTP category is characterized according to the USEtox able common impact data in manufacturing energy; GHG
method, which is a widely accepted model in current LCA emissions; and energy payback time (EPBT), which is defined
practices. However, the uncertainty range of HTP is still consid- as the time required for a renewable energy system to gener-
erable and gives two to three orders of magnitude factors for ate the same amount of energy as that used to produce the
characterization factors on human health.[33] Thus, the impact system itself. Current results indicate that the manufacturing
value from the HTP category should be treated with caution, energy used in the TNT perovskite solar cell is much smaller
particularly when comparing two different products. than that in silicon solar cells and CdTe solar cells, but similar
The second source of uncertainty is induced by the variabili- to that of traditional DSSCs and larger than that of solid-state
ty of input parameters that cause variations of environmental DSSCs. Additionally, from the results shown in Table 2, the
impact in the end product. Monte-Carlo analysis is employed GHG emissions and EPBT values for perovskite solar cells based
herein to assess the cumulative effect of uncertainties from dif- on current laboratory-scale data have a wider range than that
ferent inputs. In this study, the uncertainty of GWP is analyzed of traditional solar cells. Considering future large-scale applica-
by changing material and energy inputs by œ 10 and œ 20 %. tions and the rapid development of perovskite solar cell tech-
The list of changing data is shown in Table S24 in the Support- nology, which could significantly reduce energy consumption
ing Information. The probability density of equivalent CO2 of the process and improve the PCE, GHG, and EPBT values,
emissions has been plotted in Matlab and is illustrated in Fig- perovskite solar cell technology could become comparable to
ure S17 in the Supporting Information. The mean value of commercial Si and CdTe solar cells. Moreover, it is also noted
CO2 equiv emissions is 28.8 g. The detailed Monte-Carlo analy- that our data has a larger maximum bound than other perov-
sis can be found in Section 13 in the Supporting Information skite solar cells,[34] and this can be explained by the large

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Full Papers
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