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J Neuroimmune Pharm (2006) 1: 421–427

DOI 10.1007/s11481-006-9036-0

INVITED REVIEW

Stress-Induced Immune Dysregulation: Implications


for Wound Healing, Infectious Disease and Cancer
Jonathan P. Godbout & Ronald Glaser

Received: 20 April 2006 / Accepted: 13 July 2006 / Published online: 10 August 2006
# Springer Science + Business Media, Inc. 2006

Abstract The communication between the central nervous the evidence that psychological stress promotes immune
system and the immune system occurs via a complex network dysfunction that negatively impacts human health.
of bidirectional signals linking the nervous, endocrine and
immune systems. The field of psychoneuroimmunology Key words stress . immunity . cytokines . behavior
(PNI) has provided new insights to help understand the
pathophysiological processes that are linked to the immune Abbreviations
system. Work in this field has established that psychological HPA hypothalamic–pituitary–adrenal
stress disrupts the functional interaction between the nervous SNS sympathetic nervous system
and immune systems. Stress-induced immune dysregulation GC glucocorticoids
has been shown to be significant enough to result in health EBV Epstein–Barr virus
consequences, including reducing the immune response to NPC nasopharyngeal carcinoma
vaccines, slowing wound healing, reactivating latent herpes- BL Burkitt_s lymphoma
viruses, such as Epstein–Barr virus (EBV), and enhancing the
risk for more severe infectious disease. Chronic stress/
depression can increase the peripheral production of proin- Introduction
flammatory cytokines, such as interleukin (IL)-6. High serum
levels of IL-6 have been linked to risks for several conditions, Psychological stress can be defined as a perceived stress
such as cardiovascular disease, type 2 diabetes, mental health that influences an individual_s ability to cope with life
complications, and some cancers. This overview will discuss events. It is clear that psychological stress impacts immune
function and health (Fig. 1). Clinical and experimental
evidence indicates that the duration and the course of the
J. P. Godbout : R. Glaser stress are the pivotal factors that determine the nature of the
Institute for Behavioral Medicine Research, stress-induced immune change and any health-related
Ohio State University, Columbus, OH, USA outcome (reviewed by Glaser and Kiecolt-Glaser 2005;
J. P. Godbout : R. Glaser
Segerstrom and Miller 2004).
Department of Molecular Virology, In many circumstances, short-term stressors augment
Immunology, and Medical Genetics, certain aspects of immune function, which, as a conse-
Ohio State University, Columbus, OH, USA quence, can be either beneficial or detrimental. A classic
example of a beneficial response is the “fight or flight
R. Glaser
Comprehensive Cancer Center, response,” where activation of both the hypothalamic–
Ohio State University, Columbus, OH, USA pituitary–adrenal (HPA) axis and the sympathetic nervous
system (SNS) prepares an organism to deal with a threat by
R. Glaser (*)
increasing heart rate, increasing blood flow to skeletal
2175 Graves Hall, 333 W. 10th Avenue,
Ohio State University, Columbus, OH 43210, USA muscle, and elevating glucose metabolism. In regard to
e-mail: glaser.1@osu.edu immunity, this acute activation of HPA- and SNS-mediated
422 J Neuroimmune Pharm (2006) 1: 421–427

Wound healing
Stress Stress
Psychological
Recent evidence indicates that physiological stress impairs
Humans: Rodents:
wound healing by attenuating the initial inflammatory phase
Academic Stress Restraint Stress of the repair process. This first phase of wound healing is
Marital Discord Social Disruption Stress
Primary Caregiver of a Repeated Foot Shock Stress
cell-mediated and depends on the interactions between
Demented Spouse Other Stress Models chemokines, cytokines, and growth factors to recruit
Other Factors
phagocytes and fibroblasts at the wound site and to help
promote remodeling of damaged tissue. This early response
is pivotal because when it is impaired, the entire healing
cascade is disrupted (Hubner et al. 1996). This is clinically
Immune Dysfunction
relevant because stress-induced deficits in wound healing
are related to longer hospitalization and an increase in
Innate
Cell Meditated
Adaptive complications following surgical procedures (Kiecolt-
Wound Repair
Antibody Production Glaser et al. 1998).
NK Activity to Vaccination
Circulating Inflammatory In several human studies, psychological stress caused a
Infectious
Cytokines Episodes substantial delay in wound healing. For example, attenuated
Reactivation of wound healing was evident in older women who where
Latent Virus
primary caregivers of a demented spouse (Kiecolt-Glaser et
al. 1995). In this study, caregivers and age-matched controls
were subjected to a standardized 3.5-mm punch biopsy
Potential Complications
wound on the forearm. Wound healing in caregivers was
Increased clinical symptoms of an infection
Decreased resiliency in recovery from infection prolonged an average of 9 days longer (48 vs. 39 days)
Prolonged recovery from surgical procedures compared with controls. Moreover, peripheral blood leuko-
Behavioral/cognitive deficits
Tumor promotion/progress on cytes (PBLs) isolated from caregivers had lower levels of
interleukin (IL)-1 gene expression after treatment with
Fig. 1 The potential impact of psychological stress on immune
function and health. This figure depicts the multiple ways psycholog-
lipopolysaccharide (LPS) (Kiecolt-Glaser et al. 1995). In
ical stress can influence the immune system and health span. Chronic another study, when oral mucosal wounds were made in the
stress in human or rodent models can cause dysfunction in the innate, hard palate of dental students either before an examination
adaptive, and acquired mediated immune responses. These stress- period or during a vacation period, academic stress slowed
associated impairments in immunity can increase morbidity and
mortality by causing more serious deficits in physical and mental
wound healing by approximately 40% (Marucha et al.
health. 1998). Recent findings also indicate that the stress of a
hostile marital relationship delayed wound healing. Couples
with hostile marital interactions showed a 60% reduction in
wound healing repair, which was associated with a decrease
pathways increases leukocyte trafficking and enhances in proinflammatory cytokine IL-1β, IL-6, and tumor
adaptive (B cell) immune responses (reviewed by Dhabhar necrosis factor (TNF)-α levels at the wound site (Kiecolt-
2003; Sanders and Kohm 2002). Acute stress improved the Glaser et al. 2005). Taken together, these studies indicate
delayed-type hypersensitivity response in mice (Dhabhar that psychological stress significantly prolongs wound-
2003), which was purported to be a protective mechanism healing time, potentially through a mechanism involving
against wound infection following an aggressive encounter the reduction of the cell-mediated inflammatory response at
(Altemus et al. 2001). There is, however, a negative side to the wound site.
acute stress, which is associated with hyperimmune A potential explanation for this healing delay is that
responses in asthma, allergic responses, and latent viral stress stimulates HPA axis-dependent production of gluco-
reactivation. Thus, the influence of acute stress on the corticoid (GC) hormones. Adrenocorticotrophic growth
immune system is undoubtedly a complex interaction that hormone (ACTH) stimulation of the adrenal gland pro-
warrants further investigation. What is well established, motes the release of GCs. In general, GCs influence
however, is that chronic or excessive stress has a immune cells by suppressing differentiation and prolifera-
deleterious affect on immunity. This is illustrated in studies tion, regulating gene transcription, and reducing expression
showing that psychological stress delays the wound healing of cell adhesion molecules that are involved in immune cell
process, increases severity and duration of infectious trafficking (reviewed by Sternberg 2006). Relevant to
disease, promotes reactivation of latent viruses, and may wound healing, the GC cortisol functions as an anti-
even be a cofactor for tumor development and progression. inflammatory agent and modulates Th1-mediated immune
J Neuroimmune Pharm (2006) 1: 421–427 423

responses that are essential for the initial phase of healing. Infectious disease
For instance, adult women with higher perceived stress
scores had elevated levels of salivary cortisol and decreased Psychological stress and the accompanying negative emo-
concentrations of the inflammatory cytokines, IL-1α and tions such as anxiety and depression can impair B- and T-
IL-8, at wound sites. These two cytokines are chemo- cell-meditated immune responses. This is significant because
attractants that are necessary for the initial inflammatory stress-induced immune dysfunction is associated with
phase of wound healing (Glaser et al. 1999b). Other increases both in severity and duration of an infectious
inflammatory cytokines, such as TNFα and IL-6, were also disease. For instance, psychological stress increased the risk
decreased at the wound site of stressed individuals (Kiecolt- of developing clinical symptoms to a rhinovirus infection
Glaser et al. 2005). Moreover, the stress of caregiving was (Stone et al. 1992). Moreover, higher perceived stress scores
associated with a shift away from a Th1 cytokine profile were associated with the severity of clinical symptoms
toward a Th2 profile, with an increase in IL-10 synthesizing associated with respiratory virus infections (Cohen et al.
T cells (Glaser et al. 2001). Finally, in medical students 1991) and stress caused a delay in the recovery from these
experiencing examination stress, microarray analysis of infections (Cohen et al. 1998). Stress may also influence the
neutrophils at the wound site revealed a transcriptional pathogenesis of human immunodeficiency virus (HIV). The
profile consistent with suppression of neutrophil activity psychological stress related to the concealment of sexuality
(Roy et al. 2005). Collectively, these findings indicate that (Cole et al. 1996) in HIV-positive males, was associated
psychological stress impairs normal cell-mediated immuni- with a more rapid progression into AIDS (Leserman et al.
ty at the wound site, causing a significant delay in the 1999). Furthermore, in studies with monkeys, the stress of
healing process. an unstable living environment was associated with higher
Psychological stress can also be studied in mouse simian immunodeficiency virus (SIV)-RNA levels in
models by using, for example, physical restraint or plasma after virus inoculation, indicating stress-enhanced
disruption of the social hierarchy (Sheridan et al. 2000). viral replication (Capitanio et al. 1998).
Mouse models have provided significant insight into the Psychological stress impairs the immune response to
mechanism underlying how stress attenuates wound heal- several antiviral/bacterial vaccines, including hepatitis B
ing. Similar to human studies, inflammatory cytokines were virus (Glaser et al. 1992; Jabaaij et al. 1996), pneumococcal
found to be down-regulated in the early phase of wound bacteria (Glaser et al. 2000), rubella virus (Morag et al.
healing in stressed mice (Mercado et al. 2002a, b) and the 1999), meningitis virus (Burns et al. 2002), and influenza
glucocorticoid hormone, corticosterone, played a major role virus (Kiecolt-Glaser et al. 1996; Miller et al. 2004;
in the delayed healing response (Padgett et al. 1998a; Rojas Vedhara et al. 1999). This is biologically significant
et al. 2002). For example, restraint stress caused wounds to because immune responses to vaccinations are good
heal approximately 27% slower than wounds in control indicators of how a person would respond to a pathogen.
mice, which was associated with decreased leukocyte In support of this relationship, individuals who had
infiltration to the wound site at 1 to 3 days postwounding attenuated immune responses against influenza virus vac-
(Padgett et al. 1998a). Moreover, corticosterone levels were cination also experienced higher rates of clinical illness and
elevated 4-fold in restraint stressed mice. When corticoste- longer clinical episodes (Patriarca 1994).
rone signaling was blocked with the glucocorticoid inhib- These impaired immune responses to influenza virus
itor RU4055, wound healing rates of restraint stressed mice vaccination are paralleled in stress studies. For instance,
returned to baseline values (Padgett et al. 1998a). caregivers of a demented spouse showed dramatic deficits
Glucocorticoid hormones can suppress inflammatory in both cellular and humoral immune responses to an
cytokine production by modulating the activity of the influenza virus vaccine compared with noncaregivers.
transcription factor, nuclear factor kappa B (NFκB) Antibody production at 1 month after vaccination was
(reviewed by Padgett and Glaser 2003). NFκB is a potent markedly reduced in caregivers and antigen-specific pro-
activator of proinflammatory gene transcription and its duction of IL-2 by peripheral blood mononuclear cells
activity is modulated by GCs via several mechanisms (PBMCs) was also attenuated in caregivers (Kiecolt-Glaser
including increased transcription of the inhibitor of NFκB et al. 1996). Moreover, caregivers with poorer antibody
(IκB), competition for inflammatory gene promoter sites, responses to influenza virus vaccination had elevated
and reduction of active NFκB translocation into the nucleus concentrations of salivary cortisol that were correlated with
(De Bosscher et al. 2000; Hofmann et al. 1998; Hofmann higher perceived stress scores (Vedhara et al. 1999).
and Schmitz 2002). Thus, it is plausible that high cortisol Therefore, similar to wound healing studies, these reports
levels associated with stress limit NFκB transcriptional point toward a role of prolonged HPA axis-dependent
activity and subsequently, reduce proinflammatory gene production of glucocorticoids. This relationship is further
expression at the wound site (Padgett and Glaser 2003). substantiated in mouse studies using restraint stress, where
424 J Neuroimmune Pharm (2006) 1: 421–427

glucocorticoids were markedly elevated by stress (Padgett cells latently infected with EBV (Glaser et al. 1994). PBLs
et al. 1998a). In this restraint model, stress impaired isolated from stressed EBV-positive individuals also
antibody production to influenza virus 2 weeks following showed reduced proliferation to purified EBV polypeptides
vaccination and caused deficits in cell-mediated immunity (Glaser et al. 1993), indicating a reduction of the memory T
with decreased IL-2 production (Sheridan et al. 1991). cell response to the virus (reviewed by Glaser et al. 2005).
EBV and several other latent herpesviruses including
VZV and cytomegalovirus (CMV) are reactivated by the
Latent virus reactivation psychological stress associated with spaceflight (Mehta et
al. 2004; Mehta et al. 2000; Payne et al. 1999). The highest
There is mounting evidence that supports the relationship levels of salivary EBV DNA, resulting from the shedding
between psychological stress and the development, dura- of virus particles synthesized in cells of the nasopharynx,
tion, and recurrence of viral infections including the were found during spaceflight, and the levels of cortisol and
herpesviruses, herpes simplex virus type 1 (HSV-1), and catecholamines were also elevated on the day of landing
Epstein–Barr virus (EBV). The cellular immune response (Pierson et al. 2005). Furthermore, in West Point cadets the
plays a critical role in controlling the pathophysiology of stress of final exams promoted EBV reactivation, whereas
both lytic herpesvirus infections and/or the expression/ the more physical stressor of survival training did not
replication of latent herpesviruses. When cellular immunity (Glaser et al. 1999a). These data suggest that there may be
is impaired, one or more herpesviruses can be reactivated, differences in the physiological effects induced by diverse
which frequently results in a severe infection and even manifestations of stressors resulting in different health
death. For instance, psychological stressors are associated outcomes. Collectively, these findings support the notion
with an increased frequency of lesions in women infected that stress-induced changes in the cellular immune response
with HSV-1 or HSV-2 (Cohen et al. 1999). Moreover, stress are associated with the reactivation of latent hepresviruses.
was associated with longer recurrences of genital herpes in The mechanism of how latent viruses are reactivated in
women (Cohen et al. 1999) and increased incidence of vivo is not well understood. The stress-induced shift in the
herpes zoster virus (VZV) (i.e., shingles) in older individ- cytokine profile away from a Th1 toward a Th2 profile
uals (Schmader et al. 1990). Furthermore, HSV-1 reactiva- favors virus induced pathogenesis and survival because it
tion and impaired immunity to HSV-1 infection have been down-regulates the production of cytokines important for
demonstrated in mouse models of stress. For example, in a the T cell response to the virus (Glaser et al. 2006).
mouse ocular model of HSV-1 infection, reactivation of Although EBV reactivation and replication is enhanced by
latent HSV-1 was induced by social disruption stress but glucocorticoids in vitro (Glaser et al. 1995), in vivo
not restraint stress (Padgett et al. 1998b). In a mouse circulating cortisol levels, in a study from our laboratory,
footpad model of HSV infection, restraint stress reduced did not correlate with EBV reactivation, i.e., antibody titers
cytotoxic T lymphocyte (CTL)-mediated killing of HSV-1 to this virus (Glaser et al. 1994). We believe that this
infected cells (Bonneau et al. 1991). Abrogation of a mechanism is more complicated than a direct relationship
functional HPA or SAM axis reversed the stress-dependent between absolute glucocorticoid serum levels and latent
suppression of the CTLs (Bonneau et al. 1993), indicating a EBV reactivation. One critical factor may be how an
role of stress hormones in this immune dysfunction. individual responds to a stressor. For instance, a recent
EBV is a gamma herpesvirus and the etiological agent study demonstrated that viral reactivation was influenced
for infectious mononucleosis, and is a human tumor virus by whether a person was a high or low responder to stress.
implicated in several malignant diseases including naso- Although levels of circulating cortisol were similar in
pharyngeal carcinoma (NPC), African Burkitt_s lymphoma subjects with high and low cardiac reactivity, high stress
(BL), B cell lymphoma, and posttransplant lymphomas responders had the highest levels of EBV antibody titers
(Ansell et al. 1999; Brousset 2002; Petrella et al. 1997; (Cacioppo et al. 2002).
Touitou et al. 2003). Several studies have demonstrated that Work from our laboratory suggest that stress-induced
stress promotes latent EBV reactivation, which is reflected latent virus reactivation may not result in complete viral
in the higher antibody titers to EBV antigens such as the replication, but rather incomplete replication with increased
virus capsid antigen (VCA). For example, in medical production of one or more of the early antigen (EA) viral
students, examination stress increased the steady-state proteins (Glaser et al. 2006; Glaser et al. 2005). Recent
expression of latent EBV. Higher antibody titers to EBV work from another laboratory also supports this observation
VCA IgG were observed at the time of examination, (Laichalk and Thorley-Lawson 2005). This hypothesis has
compared to 1 month prior to the exam (Glaser et al. implications for the pathophysiology of EBV-associated
1994; Glaser et al. 1991). Moreover, academic stress caused disease (Glaser et al. 2006; Glaser et al. 2005). In a series of
a reduction in EBV-specific CTL-mediated killing of B studies, we showed that purified EBV-encoded deoxyuri-
J Neuroimmune Pharm (2006) 1: 421–427 425

dine triphosphate nucleotidohydrolase (dUTPase) induced immune responses, and then on the other hand stress can
immune dysregulation in mice. Mice treated with the EBV increase circulating levels of proinflammatory cytokines.
encoded dUTPase also exhibited sickness behavior (Padgett Although these findings are paradoxical, they illustrate that
et al. 2004). Moreover, the EBV-encoded dUTPase treat- the influence of stress on the immune system is a complex
ment induced immune dysregulation in vitro by interfering interaction. For example, a recent study from our laboratory
with the replication of human PBMCs and inducing showed a reduction of inflammatory cytokines in the
monocytes/macrophages to produce proinflammatory cyto- wound site, but revealed an increase in these same
kines (Glaser et al. 2006). These studies show that even inflammatory cytokines in circulation (Kiecolt-Glaser et
partial or abortive reactivation of latent EBV by stress al. 2005). Moreover, data from a 6-year longitudinal study
would be sufficient to cause impairments in immunity and showed that serum levels of IL-6 in spousal caregivers were
induce clinical symptoms such as fatigue. 4-fold higher when compared to control subjects (Kiecolt-
Glaser et al. 2003). This is significant because elevated IL-6
serum levels are a risk factor for variety of age-related
Cancer diseases such as type 2 diabetes, cardiovascular disease,
and cancer (Harris et al. 1999), and are associated with
The literature on stress and cancer is not as extensive as the mental health complications such as depression and
wound healing or infectious disease literature, but there are cognitive impairment (Dentino et al. 1999; Penninx et al.
studies suggesting that physiological changes produced by 2003; Weaver et al. 2002). It is noteworthy that the role of
stress may play a role in both initiation events and IL-6 in the etiology of depression is unclear; however, there
progression of tumors (Glaser et al. 2005). One possible is an apparent age-dependent association between inflam-
connection between stress and cancer development is the matory conditions and depressive-like symptoms (Kiecolt-
reactivation of latent tumor promoting viruses. As already Glaser and Glaser 2002). For instance, older individuals
discussed, EBV is associated with NPC, BL, non- who experienced a prolonged IL-6 response to an influenza
Hodgkin_s lymphoma, and posttransplant lymphomas virus vaccination had a greater incidence of mild depressive
(Ansell et al. 1999; Brousset 2002; Petrella et al. 1997; symptoms (Glaser et al. 2003). Collectively, these findings
Touitou et al. 2003). Because stress can promote latent suggest that chronic psychological stress could play a role
virus reactivation, it is plausible that there is a relationship in morbidity and mortality, particularly in older individuals.
between stress and EBV-associated tumors. Moreover,
stress is associated with a reduction in the activity of
natural killer (NK) cells and cytotoxic T cells (Glaser et al. Conclusions and future directions
1994; Levy et al. 1987; Sieber et al. 1992), both cell types
that can target abnormally growing cells for destruction. As There have been significant strides in understanding how
discussed, a stressed-induced shift in the balance from a psychological stress influences immune function. Clinical
Th1 toward a Th2 cytokine profile (Glaser et al. 2001) may and experimental evidence indicates that psychological
be permissive to virus replication, and thereby increases the stress attenuates the wound healing process and plays a
frequency of tumor promotion (Glaser et al. 2005). role in infectious diseases including the reactivation of
Collectively, these studies support the possibility that latent herpesviruses. Stress may also be a cofactor for both
stress-induced immune dysregulation could be a cofactor tumor development and progression. Delineating how stress
for increasing the risk for tumor promotion, particularly for influences immune function is important for the develop-
immunogenic tumors induced by oncogenic viruses. ment of potential behavioral/pharmacological interventions
to lower the incidence of stress-induced immune dysfunc-
tion. Interventions, including nutrition, exercise, and stress-
Long-lasting behavioral impairments reducing protocols such as muscle relaxations and yoga,
may provide an approach against stress-mediated impair-
As already discussed, chronic stress of caregiving for a ments in immunity and health. For example, a recent study
relative with dementia is also associated with immune showed moderate exercise enhanced wound healing in
dysregulation that has health consequences. Caregiving older adults (Emery et al. 2005), and a study on hostile
stress increased morbidity and mortality (Schulz et al. marital relationships demonstrated that marital support
2004). Even after the cessation of caregiving, this chronic reduced stress-related immune impairments (Kiecolt-Glaser
stressor still has a long-term impact on the immune et al. 2005). Such interventions to reduce stress may be
response (Esterling et al. 1996; Kiecolt-Glaser et al. 1996; clinically important in restoring immune function and
Kiecolt-Glaser et al. 2003). It is important to note that, on improving health outcomes as an adjunct to acceptable
one hand, stress can dampen inflammatory-mediated medical management.
426 J Neuroimmune Pharm (2006) 1: 421–427

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