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458 Clinical Orthopaedic Rehabilitation

Risk Factors for Osteoarthritis of the Knee


Established Controversial

Obesity Physical activity


Age Genetics
Osteoarthritis at other sites Smoking
Previous knee trauma or injury Estrogen deficiency
Previous knee surgery
Sex (female)

ment). Patellofemoral arthritis is common in an arthritic


.'
• . jl
' knee but is surprisingly seldom a source of symptoms.
Articular surface damage has been variously classified,

.., I
but the most useful categories are minimal, in which
there is no radiologic narrowing; mild, in which there is
'I"' loss of one third of the joint space; moderate, in which
two thirds of the joint space has been lost; and severe, in
which there is bone-an-bone contact.

Diagnosis
To examine for arthritis of the knee, move the joint un-
The Arthritic Knee der load (e.g., to examine the medial compartment, a
varus strain is applied to the knee and the knee is
Clinical Background moved). Crepitus will be felt under the hand applying
the varus strain and pain will be produced. Similarly, a
Arthritis of the knee can be due to many causes, includ-
valgus strain and load are applied to the lateral joint. The
ing congenital deformities (such as axial and rotatory de-
knee should be examined for laxity of the collateral liga-
formity), trauma, and rheumatoid arthritis (Table 6-4).
ments and, to some extent, the cruciate ligaments, al-
Eighty percent of patients develop medial compartment
though this is less important. The presence of any fixed
OA, and as the bone wears away, they develop a varus or
flexion deformity (e.g., lack of passive extension of the
"bow-legged" deformity. Five to ten percent develop a lat-
knee) should be noted. The patellar position (central or
eral compartment OA of the knee resulting in a valgus
subluxed) is important, as is the presence of a rotatory
or "knock-kneed" deformity. A small percentage of pa-
deformity of the tibia. When the patient stands, note any
tients have rotatory deformities of the tibia that cause
genu varum (bow-legged) or genu valgum (knock-kneed).
significant patellar maltracking or subluxation.
By the end of our history and exam of the arthritic
knee we have obtained the following information:
Classification
1. Symptom location
Arthritic deformity of the knee is classified as varus or • Isolated (medial, lateral, or patellofemoral)
valgus (with or without symptomatic patellar involve- • Diffuse
Chapter 6: The Arthritic Lower Extremity 459

2. Type of symptoms obtained with the knee in 30 degrees of flexion. The


• Swelling reason for this is that the articular cartilage loss in the
• Giving way, instability (ligament tear or weak medial compartment is in the distal femur and central
quadriceps) tibia, but articular cartilage loss in the lateral compart­
• Diminished ROM ment is in the posterior femur and posterior tibia.
• Mechanical (crepitance, locking, catching,
pseudolocking)
3. Timing of onset
Treatment of Knee Arthritis
(see Rehabilitation Protocol)
• Acute
• Insidious Nonoperative
4. Duration Treatment of early OA of the knee may be very ef­
5. Exacerbating factors fective if conscientiously carried out. Weight loss should
6. Prior intervention (e.g., NSAIDs, surgery) and the be strongly encouraged but not expected immediately.
patient's response Quadriceps strengthening makes a surprising difference.
Very strong quadriceps can considerably delay the neces­
Radiographic Evaluation of the Arthritic sity for surgery. If the patella is painful, extension exer­
Knee (Table 6-5) cises should be carried out only over the last 20 degrees
of extension. Activities such as deep squatting, kneeling,
Evaluation should always include a standing (weight­ and stair climbing that increase the patellofemoral joint
bearing) AP view of the knee. If surgery is contem­ reaction forces (PFJRFs) increase pain. Those activities
plated, there should be a full-limb (three-foot) view to should be avoided. If the patient starts with extremely
detect any deformities or problems above and below the weak muscles, electric stimulation may be used to begin
standard radiographic views (e.g., a valgus deformity of the process. Modalities other than heat or cold have not
the ankle). A lateral radiograph is required, as is a skyline been shown to be of value. Hyaluronic acid injections
view of the patella. If the problem is on the lateral side into the knee are of limited value. They appear to work
of the joint, a standing posteroanterior view must be best before there is bone-on-bone crepitus. Studies by in­
dependent researchers have found hyaluronic acid injec­
tions to be of "equal benefit" to nonsteroidal anti-inflam­
matory drugs (NSAIDs) (naproxyn [Naprosyn]). Patrella
Findings Indicating the Presence (2002) purports that hyaluronic acid intra-articular injec­
of Knee Osteoarthritis tion was of benefit. Careful review of the study actually
Symptoms Signs Radiography reveals that injection of hyaluronate sodium (Synvisc,
Pain with Joint line or Subchondral sclerosis
Provise, and Suplasyn) to be no better than placebo.
activity condylar tenderness Intra-articular osseous Similarly, intra-articular steroid injections have a very
debris (loose bodies or temporary and limited role.
joint mice) Keating (1993) found that of 85 patients with medial
Stiffness Effusion Joint narrowing compartment arthritis of the knee, more than 75% had sta­
(unicompartmental) tistical improvement on their Hospital for Special Surgery
Crepitation Joint irregularity pain scores at 12 months with the use of a lateral wedged
Decreased ROM Subchondral cysts insole in their shoe. For example, a 0.25 inch soft wedge or
Angular deformity Osteophytosis (" central or a 5 degree wedged insole placed laterally will reduce medial
marginal")
joint reactive forces from the medial joint line.

Rehabilitation Protocol
Nonoperative and Operative Treatment Algorithm for Patients with
Arthritis of the Lower Extremity (Hip or Knee)
Brotzman

Tier 1: Nonoperative Options plasty has been performed. Physician must be proactive
• Weight loss! -successful weight loss (difficult) dramati­ and implement low-impact aerobic exercise (water aero­
cally improves pain in lower extremity arthritics and bics, cycling, swimming) and direct the patient to a rep­
prolongs total joint arthroplasty longevity after arthro­ utable weight-loss center (e.g., Weight Watchers).
continued

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460 Clinical Orthopaedic Rehabilitation

Rehabilitation Protocol
Nonoperative and Operative Treatment Algorithm for Patients with
Arthritis of the Lower Extremity (Hip or Knee) (Continued)
Brotzman

Suggested Exercise Plan for Patients with Osteoarthritis of the Knee


Mild Symptoms" Moderate to Severe Symptoms

Active ROM exercises for the hip, knee, and ankle. Active-assisted ROM exercises for hip, knee, and ankle.

Physical therapy modalities as needed. Physical therapy modalities as needed.

Knee sleeve if comfortable. Stretching for quadriceps, hamstrings, adductors (Fig. 6-24),

Quadriceps sets for vastus medialis obliques, especially if


gastrocnemius; may use ultrasound for hamstrings if there is contraction.
there is a prominent patellofemoral component to Quadriceps sets for vastus medialis obliques; start supine if there

symptoms. is a hamstring contracture and gradually work up to a sitting position.

Advance to isometric progressive resistive exercises for Unloaded aerobic conditioning (pool, walker, grocery cart, cane);

quadriceps, hamstrings, and hip adductors and advance as described for hip.

abductors.
Advance strengthening to isometric closed-kinetic chain exercises,
Low-impact conditioning exerCISes. Avoid high such as wall-sitting (not "slide," because this word implies repetitions,
patellofemoral compressive forces. which usually are not well tolerated).
Authors are strong proponents of aquatic (unloading) Hip adductor and abductor strengthening.
exercise for mild, moderate, and severe arthritis Later, add straight leg raising progressive resistance exercise (2 pounds
(see Chapter 7). on the thigh).
Later still, try lunges; however, lunges require great strength and excellent
balance and coordination, and few patients are strong enough or can
understand the importance of positioning; lunges can therefore
aggravate symptoms.

"The program for mild symptoms is given in one or two physical therapy visits.
OA, osteoarthritis; ROM, range of motion.
From Baum AL, Baum J: Coming to grips with depression in rheumatoid arthritis. J Musculoskel Med 15:36, 1998

B
Figure 6-24. Stretching exercises help preserve or increase joint range of motion (ROM). A, In
this example of a hip adductor stretch, the patient lies supine on a firm surface, with the hips
and knees bent and the feet flat. The patient then lets the knees fall apart, keeping the soles of
the feet together, until an inner thigh stretch is felt. B, To stretch the hamstrings, the patient
lies on the floor near a doorway, with one leg extending into the doorway. The patient slides
forward while gently raising the other leg with the foot flat against the wall until a gentle
stretch is felt behind the knee. (A and B, From Hicks JE: Rehabilitation strategies for patients
with rheumatoid arthritis. J Musculoskel Med 17:191, 2000.)
Chapter 6: The Arthritic Lower Extremity 461

Rehabilitation Protocol
Nonoperative and Operative Treatment Algorithm for Patients with
Arthritis of the Lower Extremity (Hip or Knee) (Continued)
Brotzman

• Activity modification (Table 6-6) ROM exercises, and aquatic therapy is very useful if
• Discontinue high-impact sports (e.g., running, tennis, good patient compliance. Have follow-up visits to
basketball), change to low-impact water-based sports monitor compliance and progression.
or cycling. • Intra-articular cortisone (knee not hip)
• Avoid stair-climbing, kneeling, squatting, low chairs • Response to aspiration and injection is highly vari­
if patellofemoral arthritis exists. able (2 wk-6 mol.
• Change hard surface at work to soft if possible, sit • Injections should be limited to three per year
more than previously, and so on. (potential articular cartilage softeningjAVN). Warn
• Water aerobics in a warm pool (not a hot tub) for patients of potential corticosteroid-related flare.
aerobic exercise or strengthening. Application of ice that evening can help avoid
• NSAIDs this.
• We typically employ cyclooxygenase-2 (COX-2) in­ • Topical therapy
hibitors (Vioxx, Celebrex) for their improved safety • We have found topical therapy to be largely

profile (no difference in efficacy). ineffective.

• Employ the minimal effective dose, intermittent use if


The Arthritis Foundation offers the following exercise pro­
possible.
grams for arthritic patients:
• Significant potential long-term complication rate makes
these less attractive • Aquatics-heated pool, 6-10 wk, minimal joint stress,
• Peptic ulcer disease. increased ROM.
• Renal effects. • Joint efforts-6-8 wk, for patients with very limited

• Gastrointestinal bleed. mobility or elderly.

• Cane in the opposite hand (see Fig. 6-1) • PACE (People with Arthritis Can Exercise)-6-8 wk,
• Greatly decreases stress on arthritic joint, but for two levels of classes.
cosmesis considerations, many "young" or female • PEP (Pool Exercise Program) -45-min video that in­

arthritics will not use a cane. creases flexibility, strength, and endurance.

• Viscosupplementation of the knee (e.g., hylan G-F 20


Multiple brochures on arthritis information are available. Call
[Synvisc], hylauronate sodium [HyalganJ)
Arthritis Foundation 1-800-283-7800 or www.arthritis.org.
• Although some patients do respond well to serial in­
jections, studies have shown efficacy only comparable
Tier 2: Operative Options for Patients with
with taking Naprosyn.
Symptomatic Arthritic Knees
• "Unloading" graphite braces for knee arthritis (not
hip) Arthroscopy
• If the patient has unicompartmental knee involve­ • With OA, degenerating articular cartilage and synovial
ment (e.g., medial), she or he may derive some bene­ tissue release proinflammatory cytokines that induce
fit from a custom "unloader" brace chondrocytes to release lytic enzymes leading to degrada­
• Very expensive. tion of type 2 collagen and proteoglycans.
• Most patients quit wearing quickly secondary to • The "lavaging" effect of arthroscopy may dilute or
bulkiness, inconvenience. "wash out" these inflammatory mediators, although the
• Knee sleeve for proprioception (knee arthritis) effect is temporary.
• Some patients derive benefit from a light Neoprene • Patients often have unrealistic expectations of
knee sleeve, which may improve proprioceptive feed­ arthroscopy for arthritis, so counseling on the palliative
back (indications are soft, but the braces are inex­ or temporary effect is needed.
pensive with little if any possible complication). • Microfracture mayor may not offer some pain benefit.

• Chondroitin sulfatejglucosamine Drilling and abrasion chondroplasty seem to offer little

• Moderately expensive ($40 a mol. benefit.

• No multi-center studies confirming or denying efficacy. • Patients who benefit most from arthroscopy have me­
• No side effects or complications. If patients wish to chanical symptoms (locking meniscus) of short duration
try and derive great benefit (? placebo), we have «6 mol with mild arthritis on radiographs.
them continue. Otherwise, patient instructed to dis­ • Patients with 3 - 6 mo of unsuccessful supervised non­
continue at 3 mo if no benefit. surgical management with normal mechanical align­
• Physical therapy ment and mild to moderate arthritis on weight-bearing
• A brief course of therapy to teach home program of films are considered candidates for arthroscopic
hamstring and quadricep strengthening, flexibility, debridements.

continued

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462 Clinical Orthopaedic Rehabilitation

Rehabilitation Protocol
Nonoperative and Operative Treatment Algorithm for Patients with
Arthritis of the Lower Extremity (Hip or Knee) (Continued)
Brotzman

Table 6-7
Prognostic Factors for Arthroscopic Debridement of the Arthritic Knee
History Physical Examination Radiographic Findings Arthroscopic Findings
Good Prognosis
Short duration Medial tenderness Unicompartmental Outbridge I or II changes
Associated trauma Effusion Normal alignment Meniscal flap tear
First arthroscopy Normal alignment Minimal Fairbank's changes Chondral fracture or flap
Mechanical symptoms Ligaments stable Loose bodies Loose bodies
Relevant osteophytes Osteophytes at symptom
site

Poor Prognosis
Long duration Lateral tenderness Bi- or tri-compartmental Outbridge III or IV changes
Insidious onset No effusion Malalignment Degenerative meniscus
Multiple procedures Malalignment Significant Fairbank's changes Diffuse chondrosis
Varus> 10 degrees
Valgus> 15 degrees
Pain at rest Ligaments unstable Irrelevant osteophytes Osteophyte away from
symptom site
Litigation
Work-related

From Di Nubile N: Osteoarthritis of the knee-a special report. Physician Sports Med May: 2000.

• Patients with tibial spine pain, osteophyte formation, be considered palliative, temporary, and most effective
and lack of extension (flexion deformity) may benefit in the patient with concomitant mechanical findings
from arthroscopic notch plasty and osteophyte removal. (e.g., bucket-handle meniscal tear with a positive Mc­
• Table 6-7 reviews the prognostic factors for arthro­ Murray examination).
scopic debridement of an arthritic knee. Surgery for Focal Cartilage Defects of the Femur (Cartilage
• Arthroscopic management of the arthritic knee should Transfer or Chondrocyte Implantation) (Table 6-8)

~ ~ ~~t~> "'~C'ci"F~ut"";;"'{~f' ~AW


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: ~ ..". J,;&~~"jl
.. ".~,.,. $,; ·,,1t#'~~,';]"I~~$ •
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Table 6 - 8 ? , ~< ·%!:!;t;{llJ~~Jt!/~~ .

Surgical Treatment Options for Symptomatic Focal Cartilage Defects of the Femur*
Lesion Treatment Rehabi Iitation t Comments

Primary
<2 cm 2 Debridement and lavage. Straightforward. Provides short-term symptomatic relief.

Marrow stimulation Significant. Ideal for smaller lesions located on femoral condyle;

techniques. provides intermediate short-term relief; low cost.

Osteochondral autograft. Moderate. Relatively new procedure; probably as good as, if

not better than, marrow stimulation techniques;

provides potentially long-term relief.

>2 cm 2 Debridement and lavage. Straightforwa rd. Provides short-term symptomatic relief.

Marrow stimulation Significant. Has lower success rate for larger lesions; good choice

techniques. for symptomatic relief in low-demand individuals;

intermediate-term relief is possible; low cost.

Chapter 6: The Arthritic Lower Extremity 463

Rehabilitation Protocol
Nonoperative and Operative Treatment Algorithm for Patients with
Arthritis of the Lower Extremity (Hip or Knee) (Continued)
Brotzman

Surgical Treatment Options for Symptomatic Focal Cartilage Defects of the Femur*
Lesion Treatment Rehabilitation t Comments

Cartilage biopsy for


Straightforward. Staged procedure.
future autologous

chondrocyte implantation.

Osteochondral autograft.
Significant. With larger lesions, potential for donor site morbidity
exists; results are variable.

Osteochondral allograft.
Significant. Useful for larger lesions with significant bone stock

loss; small concern for disease transmission and

allograft availability; provides potentially long-term relief.

Secondary

2
<2 cm Osteochondral autograft.'
Moderate. Relatively new procedure; probably as good as, if not

better than, marrow stimulation techniques; provides

potentially long-term relief.

Autologous chondrocyte
Significant. High success rate for return to activities; potentially

implantation.
long-term relief; relatively high cost.

>2 cm 2 Osteochondral autograft.


Significant. With larger lesions, potential for donor site morbidity

exists; results are variable.

Osteochondral allograft.
Significant. Useful for larger lesions with significant bone stock loss;

small concern for disease transmission and allograft

availability; provides potentially long-term relief.

Autologous chondrocyte
Significant. High success rate for return to activities; potentially

implantation.
long-term relief; relatively high cost.

* Procedure selection depends on patient's age, expedations, demand, activity level, coexisting pathology, and extent and location of disease. For rehabili­

tation after articular defect surgery, please see Chapter 4, Knee Injuries.

'Straightforward, early weight-bearing and return to activities within 4 wk; moderate, short-term protected weight-bearing and return to activities within

12 wk; significant. prolonged protected weight-bearing and significant delay until return to activities (6-8 mol.

'Follows failed primary treatment.

From Cole BJ: Arthritis of the knee-a special report, Physician Sports Med 28(5):1-15, 2000.

Osteotomy Unicompartmental Knee Replacement


• Varus malalignment of the knee (bow-legged) in a • More controversial, patient selection is critical.
younger, active patient with medial compartment • Ideal candidate is
arthritis is addressed with a valgus-producing, high tibial • Older than 60 yr.
osteotomy. • Low-demand (sedentary).
• Mild valgus malalignment « 10 degrees of valgus) may • Thin.
be treated with a medial, high tibial closing wedge os­ • Isolated unicompartmental arthritic involvement
teotomy. Patients with greater than 10 degrees of valgus (Table 6-9).
undergo femoral osteotomy.
• Supracondylar femoral osteotomies do not interfere with Tier 3: Options for the Symptomatic Arthritic Knee
subsequent total knee replacements. However, tibial os­ TOTAL Joint Replacement
teotomies compromise total knee replacement results. • Total joint replacements work best in thin sedentary pa­
For this reason, osteotomies are seldom performed in the tients older than 6S yr.
United States. New opening-wedge osteotomy tech­ • A proportion of replacements "wear out" with time (oste­
niques for the tibia purport not to alrer the joint line for olysis), requiring revision. This revision rate is increased
later total knee replacement. with obesity, high-impact activity, overuse, and so on.
continued

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464 Clinical Orthopaedic Rehabilitation

Rehabilitation Protocol
Nonoperative and Operative Treatment Algorithm for Patients with
Arthritis of the Lower Extremity (Hip or Knee) (Continued)
Brotzman

Table 6-9
Treatment Criteria for Unicompartmental Knee Athritis
Unicompartmental Knee Arthroplasty High Tibial Osteotomy Total Knee Arthroplasty

History
>60 yr old <60 yr old, ideally 50s >65 yr old
Sedentary Laborer Sedentary
Pain with weight-bearing Activity-related pain Degenerative traumatic or
inflammatory arthritis
Noninflammatory arthritis Noninflammatory arthritis
No patellofemoral symptoms No patellofemoral
symptoms

Exam
ROM 5-90 degrees or better Flexion > 90 degrees Joint line tenderness
< 15 degrees coronal deformity Flexion contracture < 15 Altered ROM
degrees
Intact ACL (controversial) Competent MCl Varus or valgus deformity
Intact collateral ligaments Heavier patients
<200 pounds (90 kg)

X-rays
Isolated unicompartmental disease Mild to moderate Multicompartmental disease
osteoa rth ritis
Asymptomatic patellofemoral disease Varus alignment Varus or valgus alignment
Acceptable
No tibial or femoral bowing

Intraoperative Findings
Contralateral compartment without Inspection of articular Multicompartmental articular
eburnated bone and has normal meniscus surface prior to osteot­ degeneration
omy of no prognostic value
No evidence of inflammatory process Bony defects

Contraindications
Inflammatory arthritis Inflammatory arthritis Acute infection
Limited ROM Limited ROM Extensor mechanism disruption
Advanced patellofemoral disease or contra­ Advanced patellofemoral Severe recurvatum deformity
lateral compartment disease disease
Chondrocalcinosis (controversial) Varus> 10 degrees Severe vascular disease
ACl deficiency (controversial)

ACl, anterior collateral ligament; MCl, medial collateral ligament; ROM, range of motion.

From Seigel JA. Marwin SE: The role of unicompartmental knee arthroplasty. Orthopaedics Special Ed 5(2):62, 1999.

Operative - Arthritic Knee cellent overview on arthroscopy in patients with knee


Arthroscopic debridement is of temporary value, arthritis.
simply cleaning out the tags and meniscal tears and Livesley et al (1991) compared the results in 37
flushing from the joint fluid that contains pain-producing painful arthritic knees treated with arthroscopic lavage by
peptides. Cole and Hamers' (1999) article on the evalu­ one surgeon against those in 24 knees treated with physi­
ation and management of knee arthritis provides an ex­ cal therapy alone by a second surgeon. The results sug­
Chapter 6: The Arthritic Lower Extremity 465

gested that there was better pain relief in the lavage 20 degrees of extension, or flexion less than 90 degrees),
group at 1 year. Edelson et al (1995) reported that lavage and inflammatory arthritis. There are very few con­
alone had good or excellent results in 86% of their pa­ traindications to a varus osteotomy other than damage to
tients at 1 year and in 81 % at 2 years using the Hospital the medial compartment. There are many contraindica­
for Special Surgery scale. tions for a tibial osteotomy. Outcome after a valgus os­
Jackson and Rouse (1982) reported on the results of teotomy depends on the varus thrust force. This force,
arthroscopic lavage alone versus lavage combined with however, can be detected only by the use of a very so­
debridement, with 3-year follow-up. Of the 65 patients phisticated force plate analysis, of which there are very
treated with lavage alone, 80% had initial improvement few available worldwide, and other indications must be
but only 45% maintained improvement at follow-up. Of used. Strength-to-weight ratio is extremely important,
the 13 7 patients treated with lavage plus debridement, meaning that the older the patient and the heavier they
88% showed initial improvement, and 68% maintained are, the less the indication. A straight tibial diaphysis
improvement at follow-up. Gibson et al (1992) demon­ will result in an oblique joint line. A pagoda-shaped or
strated no statistically significant improvement with ei­ sloping surface of the tibial plateaus usually produces a
ther method, even in the short term. Patients who pre­ bad result. Lateral subluxation of the tibia on the femur
sent with flexion deformities associated with pain or and flexion contracture of more than 7 degrees also pro­
discomfort and osteophyte formation around the tibial duce a bad result.
spines may benefit from osteophyte removal and notch­ No osteotomy will last indefinitely. Supracondylar
plasty, as demonstrated by Puddu et al (1994). femoral osteotomies do not interfere with subsequent
The efficacy of lavage with or without debridement is total knee replacement because the osteotomy is done
controversial, and randomized prospective controlled tri­ above the level of the collateral ligaments. Tibial os­
als have not been performed. The literature suggests that teotomy will produce an inferior result with a total
arthroscopic lavage and debridement, when performed for knee replacement because the osteotomy is done inside
appropriate indications, will provide improvement in pain the collateral ligaments and patellar tendons and may
relief for 50% to 70% of patients, with relief lasting from produce a patella baja deformity. Eventually, a total knee
several months to several years. Drilling and abrasion replacement will be required in these patients. For this
arthroplasty do not appear to offer additional benefit. reason, osteotomies are seldom done in the United
Arthroscopy is also a sensitive way to evaluate cartilage States, although they remain moderately popular in many
when contemplating osteotomy or unicompartmental places in the world. New "opening wedge" techniques
knee arthroplasty, as plain radiography and magnetic reso­ with Puddu plate type fixation are currently being evalu­
nance imaging often underestimate the extent of os­ ated. Their purported value is that the open wedge does
teoarthritis. not adversely affect the joint line in subsequent total
Several factors determine prognosis after lavage and knee replacement.
debridement. Those who benefit most present with a
history of mechanical symptoms, symptoms of short dura­
tion «6 months), normal alignment, and only mild to
moderate radiographic evidence of osteoarthritis. It is not Total Knee Arthroplasty
uncommon for patients to have unrealistic expectations
Many surgeons use identical routines after total knee
after arthroscopic debridement. Thus, it is important to
replacement, whether the implants are cemented or non­
counsel patients about the limited indications and pallia­
cemented. Their rationale is that the initial fixation of
tive results.
noncemented femoral and tibial components is in gen­
eral so good that loosening is very uncommon. The tibia
Osteotomy of the Knee is largely loaded in compression. The stability achieved
This is a mechanical load-shifting procedure. The with pegs, screws, and stems on modern implants is now
mechanical axis of the knee is "shifted" from the worn adequate to allow full weight-bearing. However, if the
compartment (usually medial) to the good compartment. bone is exquisitely soft, weight-bearing should be delayed.
Closing wedge osteotomies have an inherent disadvan­ The progression to weight-bearing, therefore, must be
tage in that the tibiofibular joint must be disrupted with based solely on the surgeon's discretion and intraoperative
some degree of shortening and joint-line alteration. Be­ observations.
cause the joint line must remain "horizontal," in OA The guidelines for rehabilitation given here are
with a valgus deformity, the osteotomy is done through general guidelines and should be tailored to individual
the supracondylar region of the femur; and for varus patients. Concomitant osteotomies and significant struc­
deformity, it is done through the proximal tibia. Con­ tural bone grafting are indications for limited weight­
traindications to tibial osteotomy include panarthrosis bearing until healing has been achieved. Similarly, if the
(tricompartmental involvement), severe patellofemoral bone is extremely osteoporotic, full weight-bearing is
disease, severely restricted ROM (loss of more than 15 to delayed until the peri-implant bone plate develops. Expo­
466 Clinical Orthopaedic Rehabilitation

sure problems requmng a tibial tubercle osteotomy or a patients usually fail to achieve a reasonable ROM and
quadriceps tendon division may require that SLR be usually also develop a flexion contracture. If this sus­
avoided until adequate healing has occurred, which typi­ pected, a lumbar sympathetic block may be of not only
cally takes 6 to 8 weeks. diagnostic but also therapeutic value and should be car­
Component design, fixation methods, bone quality, ried out as soon as possible.
and operative techniques all affect perioperative rehabili­
tation. The implant choice no longer determines rehabili­
tation methods. It does not or should not make much
difference whether the implant is unconstrained, semi­
constrained, or fully constrained.
Total Knee Arthroplasty: Indications and
Postoperative return of 90 degrees of knee flexion Contraindications
is generally considered the minimal requirement for
Indications for total knee arthroplasty include disabling knee
activities of daily living with an involvement of one pain with functional impairment and radiographic evidence
knee. However, if both knees are replaced, it is essential of significant arthritic involvement, and failed conservative
that one knee reach more than 105 degrees of knee measures; including ambulatory aids (cane), NSAIDs, and
bend to allow the patient to rise from a normal low toi­ lifestyle modification (see p. 461)
let seat. Contraindications for Total Knee Arthroplasty
Continuous passive motion (CPM) may be used af­
Absolute
ter surgery, but there is a certain increase in wound prob­
• Recent or current joint infection-unless carrying out an
lems with it. Furthermore, if the patient is left on it for infected revision.
long periods of time, a fixed flexion contracture of the • Sepsis or systemic infection.
knee tends to develop. If CPM is to be used, therefore, • Neuropathic arthropathy.
the patient must come off the machine for part of the • Painful solid knee fusion (painful healed knee fusions are
usually due to RSD. RSD is not helped by additional
day and work at achieving full extension. We limit ag­
surgery).
gressive or prolonged CPM use in patients with the po­
tential for wound problems (such as those with diabetes Relative Contraindications
or obesity). • Severe osteoporosis.
Immediately after surgery, patients frequently have a • Debilitated poor health.
• Nonfunctioning extensor mechanism.
flexion contracture because of hemarthrosis and irrita­
• Painless, well-functioning arthrodesis.
tion of the joint. These flexion contractures generally • Significant peripheral vascular disease.
resolve with time and appropriate rehabilitation. How­
ever, patients who have been left with a fixed flexion
contracture at the time of the surgery frequently are un­
able to achieve full extension. It is important, there­
fore, that full extension be achieved in the operating Classification of Tricompartmental Total
room. Knee Implants
Manipulation under anesthesia may occasionally be
Constraint
required. This is a very individual decision on the part
Unconstrained (Fig. 6-25)
of the surgeon. The author's (HUC) preference is to
carry out a full manipulation under anesthesia using • Relies heavily on soft tissue integrity to provide joint

stability.

muscle relaxant if the patient has not achieved greater


• Rarely used in total knee arthroplasty.
than 70 degrees of flexion by 1 week. The usual area at
which adhesions develop is the suprapatellar pouch. Semiconstrained
Many surgeons rarely perform any manipulations under • Most knee prostheses fall into this group.
anesthesia and believe that the patient will be able to • With judicious soft tissue releases and proper implant se­
lection, flexion contractu res up to 45 degrees and angu­
work through the motion loss. Late manipulation under lar deformities up to 25 degrees can be corrected.
anesthesia (after 4 weeks) requires great force and risks
serious injury to the knee. Alternatively, arthroscopic ly­ Fully Constrained
sis of adhesions in the suprapatellar pouch can be done • Fully constrained in one or more planes of motion.
with an arthroscopy obturator or a small periosteal • Because of restriction of motion in one or more planes of
motion, implant stresses are very high, with potentially
elevator.
higher incidence of loosening, excessive wear, and
Reflex sympathetic dystrophy (RSD) of the knee is breakage.
uncommon after total knee replacement and is usually di­ • Reserved for severe instability and severe deformity too

agnosed late. The hallmarks are chronic pain that is pres­ large for semiconstrained implants.

ent 24 hours a day and allodynia or skin tenderness. Such


Chapter 6: The Arthritic Lower Extremity 467

Rehabilitation of Patients with "Hybrid"


Ingrowth Implants versus Those with
Cemented Total Knee Implants
Cemented Total Knee Arthroplasty
• Ability for weight-bearing as tolerated with walker from
1 day postoperative.
"Hybrid" or Ingrowth Total Knee Arthroplasty
• Touch-down weight-bearing (TDWB) only with walker for
first 6 wk.
• Next 6 wk, begin crutch walking with weight-bearing as
tolerated.

Note: Surgeon's preference may be different. Many believe


that because of compression with weight-bearing and good
stability of the tibial implant, weight-bearing as tolerated
with a walker is allowed immediately after surgery.

Posterior Cruciate Ligament- Sacrifice


or Retain
Advantages of Preserving the Posterior Cruciate
Ligament
Figure 6-25. Total knee arthroplasty. (From Howmedica In­ • Potentially restores more normal knee kinematics, result­
structional Handout. Salt Lake City, Howmedica Press, 1993, ing in a more normal stair-climbing ability compared with
p2.) those with PCL-sacrificing knees.

Disadvantages of Preserving the Posterior Cruciate


Ligament
• Excessive rollback of the femur on the tibia if too tight.
• Preoperative joint line must be reproduced.
• More difficult collateral ligament balancing.
• More difficulty in correcting large flexion contractures.

Goals of Rehabilitation after Total


Knee Arthroplasty
• Prevent hazards of bedrest (e.g., DVT, pulmonary em­
bolism, pressure ulcers). Fixation Method for Total Knee Implants
• Assist with adequate and functional ROM Cemented
• Strengthen knee musculature.
• Used for older, more sedentary patients.
• Assist patient in achieving functional independent
activities of daily living. Porous Ingrowth
• Independent ambulation with an assistive device. • Theoretically, porous ingrowth fixation should not deterio­
rate with time (unlike cemented fixation) and is thus the
Perioperative Rehabilitation Considerations ideal choice for younger or more active candidates.

Component design, fixation method, bone quality, Hybrid Technique


and operative technique (osteotomy, extensor mechanism • Noncemented "ingrowth" femoral and patellar compo­
technique) will all affect perioperative rehabilitation. Im­ nent with a cemented tibial component.
plants can be posterior cruciate ligament (PCL) -sacrific­ • Frequently used because of failure to achieve fixation

ing, PCL-sacrificing with substitution, or PCL-retaining. with some of the original porous-coated tibial compo­

See the box for advantages and disadvantages of these nents reported in the literature.

component designs.
468 Clinical Orthopaedic Rehabilitation

Continuous Passive Motion


There is conflicting data on the long-term effects Patient-related Risk Factors for Postoperative
of CPM on ROM, DVT, PE, and pain relief. Several Complications
studies have shown a shorter period of hospitalization • Chronic use of corticosteroids
with the use of CPM by shortening the length of • Smoker
time required to achieve 90 degrees of flexion. How­ • Obesity
ever, an increased incidence of wound complica­ • Malnutrition (albumin < 3.5 and lymphocyte count

tions has also been reported. Reports vary on whether < 1500)

• Diabetes mellitus
there is any long-term (l year) improvement of postop­ • Immunosuppressive use (e.g., methotrexate)
erative flexion in patients using CPM versus those who • Hypovolemia
do not. • Peripheral vascular disease
Transcutaneous oxygen tension of the skin near the inci­
sion for total knee replacement has been shown to decrease
significantly after the knee is flexed more than 40 degrees. Deep Vein Thrombosis Prophylaxis
Therefore, a (PM rate of 1 cycle per minute and a maximal The incidence of DVT after total knee arthroplasty is
flexion limited to 40 degrees for the first 3 days is recom­ much higher than originally suspected. Based on clinical
mended. detection, the DVT rate after total knee arthroplasty
If a CPM unit is used, the leg seldom comes out into ranges from 1 to 10%. However, more sensitive tech­
full extension. Such a device must be removed several niques (radioactive fibrinogen scans) have revealed a
times a day so that the patient can work to prevent the much higher incidence (50 to 70%). Prophylactic treat­
development of a fixed flexion deformity. ment is indicated (p. 457).

Total Knee Arthroplasty Rehabilitation Outline


Preoperative Physical Therapy
• Review transfers with patient
• Bed-to-chair transfers.
• Bathroom transfers.
• Tub transfers with tub chair at home.
• Teach postoperative knee exercises and give patient handout.
• Teach ambulation with assistive device (walker): TDWB or WBAT for total knee arthroplasty at the discretion of the surgeon.
• Review precautions
• To prevent possible dislocation, avoid hamstring exercises in a sitting position when using a posterior stabilized prosthesis (cruci­
ate-sacrificing).

Inpatient Rehabilitation Goals


• 0-90 degrees ROM in the first 2 wk before discharge from an inpatient (hospital or rehabilitation unit) setting.
• Rapid return of quadriceps control and strength to enable patient to ambulate without knee immobilizer.
• Safety during ambulation with walker and transfers.
• Rapid mobilization to minimize risks of bedrest.

Because of tradeoffs between early restoration of knee ROM (especially flexion) and wound stability in the early postoperative period,
different protocols are used, according to surgeon preference.

Rehabilitation Protocol
Total Knee Arthroplasty-"Accelerated" Postoperative Rehabilitation
Protocol
Cameron and Brotzman

Day 1 NOTE: Use knee immobilizer during ambulation until patient is


• Initiate isometric exercises (p. 447) able to perform three SLR in succession out of the immobilizer.
• SLR. • Cemented prosthesis: Weight-bearing as tolerated
• Quad sets. (WBAT) with walker.
• Ambulate twice a day with knee immobilizer, assistance, • Noncemented prosthesis: TDWB with walker.

and walker.

Chapter 6: The Arthritic Lower Extremity 469

Rehabilitation Protocol
Total Knee Arthroplasty-"Accelerated" Postoperative Rehabilitation
Protocol (Continued)
Cameron and Brotzman

• Transfer out of bed and into chair twice a day with leg • Provide discharge instructions. Plan discharge when

in full extension on stool or another chair. ROM of involved knee is from 0-90 degrees and

• ePM machine ~ patient can independently execute transfers and

• Do not allow more than 40 degrees of flexion on set­ ambulation.

tings until after 3 days.


• Usually I cycle pe{min. 10 Days-3 Weeks
a
• Progress 5 - 10 degrees day as tolerated. • Continue previous exercises.
• Do not record passive ROM measurements from • Continue use of walker until otherwise instructed by

CPM machine, but rather from patient because these physician.

may differ 5-10 degrees. • Ensure that home physical therapy and/or home nursing
• Initiate active ROM and active-assisted ROM exerises. care has been arranged.
• During sleep, replace the knee immobilizer and place
• Prescribe prophylactic antibiotics for possible eventual

a pillow under the ankle to help passive knee


dental or urologic procedures.

extension.
• Do not permit driving for 4-6 wk. Patient must have

regained functional ROM, good quad control, and pass

2 Days - 2 Weeks physical therapy functional testing.

• Continue isometric exercises throughout rehabilitation. • Provide walker for home and equipment and supplies as
• Use vastus medialis oblique (VMO) biofeedback if pa­ needed.
tient is having difficult with quadriceps strengthening or • Orient family to patient's needs, abilities, and limita­

control. tions.

• Begin gentle passive ROM exercises for knee • Review tub transfers
• Knee extension (Fig. 6-26). • Many patients lack sufficient strength, ROM, or
• Knee flexion. agility to step over tub for showering.
• Heel slides. • Place tub chair as far back in tub as possible, facing
• Wall slides. the faucets. Patient backs up to the tub, sits on the
• Begin patellar mobilization techniques when incision
chair, and then lifts the leg over.
stable (postoperative days 3 - 5) to avoid contracture.
• Tub mats and nonslip stickers for tub floor traction
• Perform active hip abduction and adduction exercises. also are recommended.
• Continue active and active-assisted knee ROM

exercises.
6 Weeks
• Continue and progress these exercises until 6 wk after • Begin weight-bearing as tolerated with ambulatory aid, if
surgery. Give home exercises with outpatient physical this has not already begun.
therapist following patient two to three times per week. • Perform wall slides; progress to lunges.

Figure 6-26. Passive ROM exer­


cises for knee extension. The pa­
tient places a towel under the
foot. Use a slow, sustained push
with the hands downward on
the quadriceps.

continued
470 Clinical Orthopaedic Rehabilitation

Rehabilitation Protocol
Total Knee Arthroplasty-"Accelerated" Postoperative Rehabilitation
Protocol (Continued)
Cameron and Brotzman

L
Figure 6-27. Four-inch-high step-ups for quadriceps
strengthening.

• Perform quadriceps dips or step-ups (Fig. 6-27). ~


• Begin closed-chain knee exercises on total gym and

progress over 4-5 wk

• Bilateral lower extremities. Figure 6-28. Lap-stool exercises for hamstring strengthen­
• Single-leg exercises. ing.
• Incline.
• Progress stationary bicycling. • Use McConnell taping of patella to unload
• Perform lap-stool exercises (hamstring strengthening)
patellofemoral stress if patellofemoral symptoms occur
(Fig. 6-28).
with exercise.
• Cone-walking: progress from 4- to 6- to 8-inch cones. • Continue home physical therapy exercises.

Rehabilitation Protocol
After Total Knee Arthroplasty
Wilk

Phase 1: Immediate Postoperative Phase-Days • Knee flexion to 90 degrees or greater.


1-10 • Control of swelling, inflammation, and bleeding.
Goals Days 1-2
• Active quadriceps muscle contraction. Weight-bearing
• Safe (isometric control), independent ambulation. • Walker/two crutches WBAT.
• Passive knee extension to 0 degrees.
Chapter 6: The Arthritic Lower Extremity 471

Rehabilitation Protocol

After Total Knee Arthroplasty (Continued)

Wilk

Continuous Passive Motion Exercises


• 0-40 degrees as tolerated if stable wound, and no con­ • Quad sets.
traindications. Take knee out of CPM several times a • Knee extension exercise 90-0 degrees.
day and place in a knee immobilizer with pillows under • Terminal knee extension 45-0 degrees.
the ankle (not the knee) to encourage passive knee ex­ • SLR (flexion-extension).
tension (see p. 469). • Hip abduction-adduction.
Cryotherapy • Hamstring curls.
• Commerical unit used. • Squats.
• Stretching
Deep Vein Thrombosis Prophylaxis
• Hamstrings, gastrocnemius, soleus, quads.
• Per physician.
• Bicycle ROM stimulus.
Exercises • Continue passive knee extension stretch.
• Ankle pumps with leg elevation. • Continue use of cryotherapy.
• Passive knee extension exercise. • Discontinue use of TED hose at 2- 3 wk (with physi­

• SLR if not contraindicated (see p. 447). cian's approval).

• Quad sets.
Weeks 4-6
• Knee extension exercise 90- 30 degrees.
Exercises
• Knee flexion exercises (gentle).
• Continue all exercises listed above.
Days 4-10 • Initiate
Weight-bearing • Front and lateral step-ups (minimal height).
• As tolerated. • Front lunge.
Continuous Passive Motion • Pool program.
• 0-90 degrees as tolerated. • Continue compression, ice, and elevation for
Exercises swelling.
• Ankle pumps with leg elevation. Phase 3: Intermediate Phase-Weeks 7-12
• Passive knee extension stretch.
Criteria for Progression to Phase 3
• Active-assisted ROM knee flexion.
• ROM 0-110 degrees.
• Quad sets.
• Voluntary quadriceps muscle control.
• SLR.
• Hip abduction-adduction. • Independent ambulation.
• Knee extension exercise 90-0 degrees. • Minimal pain and inflammation.
• Continue use of cryotherapy. Goals
Gait Training • Progression of ROM (0-115 degrees and greater).
• Continue safe ambulation. • Enhancement of strength and endurance.
• Instruct in transfers. • Eccentric-concentric control of the limb.
• Cardiovascular fitness.
Phase 2: Motion Phase-Weeks 2-6 • Functional activity performance.
Criteria for Progression to Phase 2 Weeks 7-10
• Leg control, able to perform SLRs. Exercises
• Active ROM 0-90 degrees. • Continue all exercises listed in phase 2.
• Minimal pain and swelling. • Initiate progressive walking program.
• Independent ambulation and transfers. • Initiate endurance pool program.
Goals • Return to functional activities.
• Lunges, squats, step-ups (small 2-inch step to start).
• Improve ROM.
• Enhance muscular strength and endurance. • Emphasize eccentric-concentric knee control.
• Dynamic joint stability. Phase 4: Advanced Activity Phase-Weeks 14-26
• Diminish swelling and inflammation.
Criteria for Progression to Phase 4
• Establish return to functional activities.
• Improve general health. • Full, nonpainful ROM (0-115 degrees).
• Strength of 4+/5 or 85% of contralateral limb.
Weeks 2-4
• Minimal or no pain and swelling.
Weight-bearing
• Satisfactory clinical examination.
• WBAT with assistive device.
continued

- -

---- = - =­
472 Clinical Orthopaedic Rehabilitation

Rehabilitation Protocol
After Total Knee Arthroplasty (Continued)
Wilk

Goals • Squats.
• Allow selected patients to return to advanced level of • Lateral step-ups.

function (recreational sports).


• Knee extension exercise 90-0 degrees.
• Maintain and improve strength and endurance of lower • Bicycle for ROM stimulus and endurance.

extremity.
• Stretching
• Return to normal lifestyle. • Knee extension to 0 degrees.
Exercises • Knee flexion to 105 degrees.
• Quad sets. • Initiate gradual golf, tennis, swimming, bicycle, walking
• SLR (flexion-extension). program.
• Hip abduction-adduction

Recommended Long.term Activities after Total joint replacement. The first long-term activity undertaken
Joint Replacement should be walking (Table 6-10).
DeAndrade (1993) developed an evaluation scale of
the activities for patients with total joint replacements.
Stress on the joint replacement should be minimized to Management of Rehabilitation Problems after
avoid excessive wear and tear that would reduce the Total Knee Arthroplasty
longevity of the implant. Intensity of the exercise should Recalcitrant Flexion Contracture (Difficulty Obtaining
be adjusted so that it is painless, but still promotes car­ Full Knee Extension)
diovascular fitness. Running and jumping should be • Initiate backward walking.
avoided, and shoes should be well cushioned in the heel • Perform passive extension with the patient lying
and insole. Joints should not be placed at the extremes of prone with the knee off the table, with and without
I'
motion. Activity time should be built up gradually, with weight placed across the ankle (see Fig. 4-24 ). This
frequent rest periods between activity periods. Correct use should be avoided if contraindicated by the PCl sta­
of walking aids is encouraged to minimize stress on the tus of the arthroplasty.

Table 6-10
Recommended Long-term Activities after Total Replacement of the Hip or Knee
Needs Some Skill.
Very Good. Highly Prior Significant With Care. Ask Your
Recommended Good. Recommended Expertise Doctor AVOID

Stationary bicycling Bowling Bicycling (street) Aerobic exercise Baseball


Ballroom dancing Fencing Canoeing Calisthenics Basketball
Square dancing Rowing Horseback riding Jazz dancing Football
Golf Speed walking Rock climbing Softball
Stationary (Nordic­ Table tennis Inline skating Handball
Track) skiing Cross-country skiing Nautilus exercises Jogging
Swimming Ice skating Racq uetba 11/
Walking Downhill skiing squash
Weight-lifting Tennis-doubles Lacrosse
Step machines (for Soccer
patients with hip re­ Tennis-singles
placements; not for
Volleyball
those with knee re­
placements)

From De Andrade RJ: Activities after replacement of the hip or knee. Orthop Special Ed 2(6):8, 1993.
Chapter 6: The Arthritic Lower Extremity 473

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