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Keywords: Cellulose nanocrystals (CNCs) are considered as one of the most attractive renewable reinforcements for bio-
Cellulose nanocrystals degradable polymers due to their promising properties and broad range of applications in several fields.
Biodegradable polymer nanocomposites However, the knowledge of CNCs effect on the overall properties of these CNC-based nanocomposites is not fully
Rheological properties clarified. This review proposes a comprehensive understanding on the effect of CNCs on the rheological, thermal,
Thermal properties
mechanical, barrier and biodegradation properties of the main biodegradable polymers. This further under-
Mechanical properties
standing is expected to facilitate progress in various sectors of nanotechnology and materials science.
Biodegradation
⁎
Corresponding authors at: School of Chemical Engineering, University of Campinas (UNICAMP), Campinas, SP 13083-970, Brazil.
E-mail addresses: filipevargasf@gmail.com (F.V. Ferreira), alain.dufresne@pagora.grenoble-inp.fr (A. Dufresne).
https://doi.org/10.1016/j.eurpolymj.2018.08.045
Received 12 July 2018; Received in revised form 10 August 2018; Accepted 27 August 2018
Available online 27 August 2018
0014-3057/ © 2018 Elsevier Ltd. All rights reserved.
F.V. Ferreira et al. European Polymer Journal 108 (2018) 274–285
biodegradable polymers is thus of fundamental importance and 2.1. Surface modification of CNCs
can contribute to the advancement of research on nanocomposites
materials based on CNCs. In general, surface modification is a versatile method to manipulate
and tune the surface properties of nanomaterials; essential condition to
The main contribution of this review of the literature is focused on expand their potential applications [55,56]. Several papers have re-
the effect of CNCs on the overall properties of biodegradable nano- ported the functionalization of CNCs using different functional groups
composites with emphasis on their rheological, thermal, mechanical, [57,58], while other authors reported the importance of functionali-
barrier and biodegradation properties. At first, a brief introduction on zation to manufacturing biodegradable nanocomposites with enhanced
cellulose and the extraction of CNCs from different raw materials performances [59]. Hence, this aspect is not discussed deeply here.
sources are presented. Important issues related to the fabrication of What is needed to know at present is that there are two main types of
CNCs-based nanocomposites, processing issues, dispersion and surface functionalization: covalent and non-covalent. Covalent functionaliza-
modification of CNCs are addressed in the subsequent sections. The tion is responsible for irreversible bond formation [60], while non-
fundamental knowledge of the effect of CNCs on the nanocomposites covalent is related to secondary reversible interactions such as van der
properties is covered. We discuss the addition of CNCs as a strategy to Waals or hydrogen bonding forces [61]. Additionally, the properties
produce nanocomposites with improved performance, correlating the and applications of CNCs can be adjusted by surface modification
variations in the nanocomposites properties with the CNC-polymer in- [62,63]. For further information about functionalization of CNCs, the
terface. Finally, the conclusions and perspectives are presented. reader is referred to the following papers [64–67].
Therefore, this review is a further understanding of polymer materials
reinforced with nanofillers. 3. Biodegradable polymers
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F.V. Ferreira et al. European Polymer Journal 108 (2018) 274–285
Table 3
Advantages and disadvantages of the main processing methods of CNC-based nanocomposites.
Methods Advantages Disadvantages
Solvent casting Ease preparation; possibility of forming a three-dimensional CNC network inside Use of hazardous solvents (environmental issues); small scale
polymer matrix. production.
Melt mixing Potential to large-scale mass production; hazardous solvents are not required. CNCs can degrade during the process; high shear applied during the
process does not allow the 3D CNC network to form.
In situ polymerization Formation of a polymer network with CNCs embedded relatively uniform; Temperature can degrade CNCs during polymerization; CNCs
possibility of covalent bond between CNCs and polymer matrix potential to large dispersion in the monomer phase can lead to low degree of
scale production. polymerization.
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F.V. Ferreira et al. European Polymer Journal 108 (2018) 274–285
Fig. 1. The corresponding intensity profiles measured from the centers of selected ring-banded spherulite of (a) neat PHB at different crystallization temperatures and
(b) neat PHB and its composite samples for Tc = 85 °C. The arrows in the micrographs indicate the measuring radial directions. Polarized optical photographs of final
crystalline morphology of (a) neat PHB, (b) MCC/PHB and (c) CNC/PHB crystallized at 109 °C with the scale bar of 200 μm. Adapted from ref [173] with permission
from Elsevier.
addition of CNCs (i.e. nanocrystals acting as nucleating agents). Despite 4.3. Mechanical properties of CNC-based nanocomposites
this, the crystallinity of the polymer decreased by 6.64%. According to
authors, the regularity of polymer chains was disturbed due to the The enhancement of the mechanical properties of the host matrix sounds
addition of CNCs. Morelli et al. [168] reported that despite the increase natural because of the intrinsic mechanical function of cellulose in nature.
in Tc as the amount of CNC increased, the crystallinity of PBAT did not The use of CNCs in different polymer matrices to achieve nanocomposites
change considerably. Similar behaviors were also observed by Hameed with adequate mechanical properties is important for the better employment
et al. [181] working with PHBV. In another work, Morelli et al. [182] of these materials in the different fields where they are used [184]. For ex-
reported that Tc of PBAT increased, while Xc decreased after addition of ample, when these materials are used as packaging, high elongation at break
modified CNC with a low molecular weight poly(butylene glutarate). It and enhanced tear resistance are required [185]. In the case of biomedical
is well-known that the crystallization process of polymeric materials application, the material should be flexible with high elongation at break,
depends on the level of dispersion of nucleating (in this case cellulose whereas for automotive applications, high stiffness and strength are essential
nanocrystals), nanocomposite processing method, polymer chemical [186]. Several authors studied theoretically the effect of CNCs on the me-
structure, thermal history of the material, structure of the filler and so chanical properties of polymer nanocomposites. Aitomäki and Oksman [187]
on [165,183]. Therefore, these above contradictory results suggest that used micromechanical models such as Halpin–Tsai model [188] and rule of
cellulose nanocrystals (especially modified CNCs) can act as nucleating mixture (ROM) model [189] to study the reinforcement effect of nanocellu-
agents (nucleation sites) affecting the interfacial interaction among lose in polymer nanocomposites. Sapkota et al. adapted the Ouali–Takaya-
filler-matrix, Tc and Xc of the polymer. Therefore, it is recommended to nagi [190] model with the model reported by Schilling et al. [191] to in-
study the nucleation effect of the CNCs for each system, since it can terpret the mechanical reinforcement in polymer nanocomposites reinforced
vary and modify the properties of the final material. with CNCs.
Table 5
Mechanical property improvements for CNC-based polymer nanocomposites.
CNC source Polymer matrix Preparation procedure Filler content (wt%) σ* (MPa) E* (GPa) ε* (%) Year Ref
University of Maine, USA PBS In situ polymerization 0.5 42.1 > 54.3 0.69 > 0.83 230 > 357 2018 [112]
MCC PBAT Melt mixing 7 22.0 < 12.4 0.05 > 0.08 544.5 < 567.4 2017 [150]
MCC PBAT Casting 10 6.3 > 7.2 0.06 > 0.12 10.2 < 5.8 2016 [168]
MCC PBAT Melt mixing 10 5.8 = 5.8 0.06 > 0.08 30 < 20 2016 [169]
MCC PBAT Melt mixing 0.5 11.0 < 9.7 0.04 > 0.12 927 < 558 2016 [141]
MCC PLA Casting 5 55 < 54 1.3 > 1.6 9<7 2015 [179]
MCC PHB Casting 5 25 < 23 1.4 > 1.8 4<3 2015 [179]
MCC PLA Casting 2.5 40 > 51 – 4.3 > 5.6 2013 [192]
MCC PLA Melt mixing 5 43 > 46 2400 > 4400 90 < 18 2012 [178]
Cotton PLLA Casting 2 48.3 > 58.6 1.1 > 1.4 31.1 < 8.3 2010 [177]
* σ – strength; E – modulus of elasticity; ε – elongation at break. The properties were compared between CNC-based nanocomposites and neat polymer. >
improved and < decreased properties.
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F.V. Ferreira et al. European Polymer Journal 108 (2018) 274–285
Other authors have highlighted experimentally improvements in the mechanical properties of the nanocomposite such as nanofiller size
mechanical properties of different polymer matrices through the addi- [196,197], method of preparation of the nanocomposite [167], ex-
tion of CNC as reinforcement [192]. Table 5 summarizes these im- traction method [198], surface modification of CNCs [59] and so on
provements in mechanical properties for CNC-based polymer nano- [132]. Thus, the above discussion allows us to conclude that the ad-
composites. Siqueira et al. [38] prepared PCL-based nanocomposites dition of CNCs affects the mechanical properties of the nanocomposites.
and observed an increase in tensile modulus with the addition of CNCs. The overall mechanical improvements of CNC-based nanocomposites
Morelli et al. [168] reported an increase of about 40% in yield stress for are related to a synergistic effect of the increased crystallinity of the
PBAT-based nanocomposites after addition of 10 wt% of modified polymer matrix due to nucleation ability of CNCs and the CNCs re-
CNCs. Similar result were observed by other research group [192]. The inforcing effect, obeying a nanofiller limit concentration for each
increase in the mechanical properties of nanocomposites can be related system [199].
to the addition of a hard phase (CNCs) in the comparatively softer
polymer matrix, which absorb part of the external stress due to their
4.4. Barrier properties of CNC-based nanocomposites
high Young’s modulus and also dissipate this external stress by particle-
particle and particle-polymer friction as mentioned earlier [193,194].
Barrier properties (gas and moisture barrier) are important re-
Moreover, the improvement in mechanical performance can also be
quirements for several applications, especially when the biodegradable
related to the increase in the polymer crystallinity, as observed by Pei
polymer is used as packaging [200]. Several authors have reported a
et al. [177]. The author prepared PLLA-based nanocomposites with
positive impact on gas and moisture barrier performances for biode-
partially silylated CNC (SCNC). They reported that the increase in
gradable polymers after addition of CNCs [201,202]. Ambrosio-Martín
tensile modulus (27%) and in the tensile strength (21%) observed for
et al. [203] prepared PLA-based nanocomposites using CNCs modified
the nanocomposite filled with 1 wt% SCNC can be related to the in-
with lactic acid oligomers (OLLA–BCNCs) as nanofiller. The authors
creased degree of crystallinity resulting from the addition of CNCs.
observed improvements in the water and oxygen barrier properties due
Fortunati et al. [178] prepared PLA-based nanocomposites re-
to the addition of well-dispersed OLLA–BCNCs. According to the au-
inforced with CNC modified with surfactant (acid phosphate ester of
thors, the nanofillers act as blocking agents within the polymeric ma-
ethoxylated nonylphenol) and observed an increase of 83% in the
trix, promoting a tortuous path to permeation of the water and gas
Young modulus value after addition of 5 wt% of modified CNCs.
molecules, and therefore increasing the barrier properties of the ma-
However, the authors observed a decrease in the elongation at break,
terial. Fig. 2 shows the schematic representation of tortuous path to
which is a common trend observed for thermoplastic nanocomposites
permeation of the water and gas molecules due to the addition of CNCs.
(as shown in Table 5). The addition of CNCs can lead to substantial
In this context, the morphology, orientation and good dispersion of the
local stress concentrations in the polymer matrix, reducing the elon-
CNCs within the polymer matrix lead to higher tortuosity effects, im-
gation at break of the material [195]. Despite this trend, some authors
proving the barrier properties of the material [204,205]. Sanchez-
observed a slightly different behavior studying CNC/PBAT nano-
Garcia et al. [206] reported that the water permeability decreased by
composites. Pinheiro et al. [150] observed that the elongation at break
82% and the oxygen permeability reduced by 90% when adding CNC in
of PBAT increased with the addition of modified CNCs. Moreover, this
PLA matrix. On the other hand, different results were reported by
property decreased as the CNC content increased from 3 (theoretical
Espino-Pérez et al. [192], working with n-octadecyl-isocyanate-grafted-
percolation threshold) to 7 wt%. This behavior may be surprising at
CNCs and PLA as matrix. The authors reported that O2 permeability did
first sight since the reinforcement effect of nanofiller should be more
not reduce after addition of CNCs into PLA. These contradictory results
pronounced as the CNC content increases. However, the addition of
between the work of Sanchez-Garcia et al. [206] and Espino-Pérez et al.
CNCs up to the theoretical percolation threshold leads to homogeneous
[192] can be related to the permeability value of neat polymer. San-
dispersion of CNCs in the polymer matrix (partially organized struc-
chez-Garcia et al. reported the blank value
ture), which favors the dissipation of external stress. This partially or-
(1.37 × 10−17 m3 m m−2 s−1 Pa−1) one order of magnitude higher
ganized structure tends to be destroyed when passing from a percolated
than that of Espino-Pérez et al. (2.4 × 10−18 m3 m m−2 s−1 Pa−1),
system to a non-percolated one, resulting in CNC agglomeration. The
while the nanocomposites showed the same range (about 1.6 and 2.3
agglomeration not only induces stress concentration spots in the
10−18 m3 m m−2 s−1 Pa−1).
polymer matrix, but it also affects the dissipation of external stress
Besides the barrier properties to water and gas by tortuosity effects,
through particle-polymer interaction, resulting in the reduction of the
some authors reported that the improvement of barrier properties of the
elongation at break. Other process parameters can also affect the
polymer can be related to the changes in its crystallinity due to the
Fig. 2. Schematic representation of the more tortuous path for water and gas molecules to diffuse due to addition of CNCs. The figure is based on the work of Ferrer
et al. [201] and Nair et al. [202].
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F.V. Ferreira et al. European Polymer Journal 108 (2018) 274–285
addition of the nanofiller [207]. Fortunati et al. [208] reported that [212] reported similar results and observed that the hydrophilic nature
PLA/CNC nanocomposites showed improvements in barrier properties of the reinforcement favors the degradation of the polymer. The crys-
simultaneously with increased crystallinity due to the addition of CNCs. tallinity [217] and crystal size [218,219] have also been reported
In order to better understand the origin of barrier properties, separating playing an important role in the degradation rate of the matrix, since
the blocking agent effect of CNCs from that of the nucleating effect crystalline regions are more resistant to hydrolysis [220,221].
which affects the crystallinity of the polymer, Espino-Pérez et al. [209] Since the biodegradation of polymers occurs in the environment, its
studied the system CNC/PLA nanocomposites with a high D-lactic acid impact in the soil must be examined in order to follow any ecotox-
content (which cannot crystallize under commonly used processing icological effects arising from the process. In this context, Palsikowski
conditions) as matrix. They considered separately the blocking agent et al. [222] reported their research with PLA and PBAT and their non-
effect of CNCs from that of the nucleating effect that affects the crys- cytotoxic, -phytotoxic, -genotoxic and -mutagenic behaviors against
tallinity of the polymer. The authors concluded that the tortuosity effect Allium cepa meristematic cells. Other authors [223,224] reported that
of CNC on the oxygen barrier properties is limited. However, a sig- the polymers PCL, PBS and PHB are also non-toxic in soil. However, as
nificant improvement in the water vapor barrier properties was ob- the number of new biodegradable reinforced materials grows in the
served after addition of modified CNC. Unmodified CNCs swell during market every year, the study of their biodegradation and the effect of
the mass transport of water due to their hydrophilicity, which favors this process in the environment should be investigated.
the pathway for mass transport. This behavior is not observed when
modified CNCs are used because the surface modification decreases the 5. Potential applications of CNC-based nanocomposites in the
hydrophilicity of the nanoparticles [57]. Follain et al. [210] reported industry
that other features can be listed as playing a significant role on gas and
moisture barrier performances of CNC-based nanocomposites. The au- The interest from industrial sector by cellulose-based materials has
thors prepared PCL-based nanocomposites reinforced with N-octadecyl attracted increasing investment, which will certainly continue to grow
isocyanate modified CNC and observed that the permeability and dif- driven by sustainability trends [225]. These materials have been shown
fusivity of the gases N2, O2 and CO2 were increased despite the per- great potential to be used in different fields such as flexible printed
colating dense CNC phase formed. According to the authors, the for- electronics applications [226], fire retardant paperboard for semi
mation of a three-dimensional network and intimate interfacial structural applications [227], food packaging [228], etc. However,
adhesion between CNC and PCL chains can cause structural defects in there are several challenges to solve especially related to development
the matrix, which facilitate the gas transfer. of suitable processing technologies for large scale. The processing step
Therefore, the results for barrier properties of CNC-based nano- of these materials is crucial because it is related to their final perfor-
composites here presented allow us to conclude that the tortuosity ef- mance. Further studies are needed to prepare cellulose-based nano-
fect induced by CNCs, the structure of the nanocomposite, CNC surface composites in industrial production, and they are appearing [229],
chemistry and mainly the change in crystallinity of the host matrix play which reinforces the optimism for the replacement of non-biodegrad-
a role on gas and moisture barrier performances of the material. able polymers by environment-friendly materials.
Biodegradation is an important requirement for packaging industry, Cellulose nanocrystals (CNCs) have been widely studied as re-
agricultural mulches and biomedical materials based on plastics, due to inforcement phase in biodegradable polymers due to their biodegrad-
their great amount of use of these items that tends to growth. This gives ability, wide availability, highly crystalline structure and ability to
rise to the current and growing concern about environmental issues. improve the properties of composites. The rheological, thermal, me-
The preparation of polymer materials with improved biodegradation chanical, barrier and biodegradation properties of the polymer are
properties has been challenging and an excellent alternative to mitigate improved after addition of CNCs, inspiring the scientific community to
the problems of landfills, mainly in countries that have not adopted the understand how CNCs affect the overall properties of the nanocompo-
composting technique. Studies have highlighted improvement in bio- sites. However, this fundamental knowledge is not fully clear.
degradation properties for different biodegradable polymer matrices As a general conclusion, CNCs can affect differently the viscosity of
through the addition of CNC as filler [150,211]. This behavior is related the polymer depending on size, free volume introduced by the CNCs,
to depolymerization of the polymer by water and hydrophilic nature of percolating network, processing method of the nanocomposites, dis-
CNC [212]. The polymer degradation occurs by non-enzymatic persion and interfacial interaction of CNCs with the polymer matrix. A
(thermal degradation, chemical hydrolysis) and enzymatic routes (de- number of papers have emphasized nucleation effect of CNCs, which
gradation by aerobic and anaerobic bacteria and fungi present in the increases the crystallinity of the polymer. The increased crystallinity
natural environment) [213]. In the case of non-enzymatic degradation, has been associated with improved mechanical properties of the na-
the polymer degradation rate is strongly increased by water, which nocomposite. Moreover, good dispersion and strong CNC-matrix inter-
causes hydrolysis of polymer chains, mainly those polymers of hetero- action contributes to dissipate energy from external stresses, which
geneous chains like polyesters [87]. enhances the mechanical properties of the nanocomposites. The pre-
The addition of CNCs increases the hydrophilicity of the polymer sence of CNCs in polymer matrices leads a more tortuous path to per-
[211], consequently enhances the biodegradability of the matrix. In the meation of water and gas molecules, improving the barrier properties,
case of enzymatic degradation, aerobic bacteria that act during the whereas enhancing the biodegradation rate of the inherently biode-
biodegradation process are hydrophilic and consume CNCs during de- gradable polymer. The further understanding of the effect of CNCs on
gradation [214]. The consumption of CNCs by microorganisms leads to the overall properties of CNC-based nanocomposites here reported is
a more porous polymer matrix, which favors the rate of bio-disin- useful information to researchers and may facilitate progress in mate-
tegration of the material [215]. In this context, the surface modification rials science.
of CNCs affects negatively the degradation of the matrix since it de-
creases the nanofiller hydrophilicity [216]. Pinheiro et al. [150] pre- Acknowledgements
pared PBAT-based nanocomposites filled with unmodified and modified
CNCs. The authors observed that the incorporation of unmodified CNCs The authors gratefully acknowledge the financial support received
resulted in greater weight loss probably due to the hydrophilic nature of from FAPESP [Grant 2016/09588-9; Ph.D. fellowship of F.V.F] and
the nanocrystals that accelerated the hydrolysis of PBAT. Other authors CNPq. The authors thank Dr. Marcos Mariano for the valuable
280
F.V. Ferreira et al. European Polymer Journal 108 (2018) 274–285
discussions. LGP2 is part of the LabEx Tec 21 (Investissements d’Avenir nanomaterials review: structure, properties and nanocomposites, Chem. Soc. Rev.
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