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India International Centre Quarterly
Bhikhu Parekh
This article will be published also in Violation of Democratic Rights in India after
Independence edited by Prof. A.R. Desai.
to discipline and to exercise the power of life and death over the
members of his family and household, to enjoy access to common
land, and to participate in the conduct of public affairs. These rights
belonged to him not as an individual but as the head of a family or
pater familias; and the family, not the individual, was deemed to be
the primary subject of rights.
II
Ill
of the nature and basis of his dignity, freedom and personal identity.
In order to say that his freedom is not compromised when his
abilities, skills and activities are placed at another man's disposal, he
needs to be defined in the barest possible manner. Since almost
everything about an individual is considered alienable, the crucial
question arises as to what is to be considered essential to his human
identity such that its alienation is his alienation, and his loss of
control over it amounts to a loss of his humanity. The theorists of the
modern conception of right locate his essential humanity in the inter
related capacities of choice and will For them they represent man's
differentia specifica, and are the bases of human dignity. 1 he individual
differs from the rest of the universe in possessing the two basic
capacities of reason and will. Thanks to them, he is capable of
freedom and self-determination. As long as he is not physically over
powered, hypnotized or otherwise deprived of his powers of choice
and will, he is considered to be autonomous; his actions are uniquely
his, and therefore his sole responsibility. It does not matter how
painful his alternatives are, how much his character is distorted by his
background and upbringing, and how much his capacities of choice
and will are debilitated by his circumstances. As long as he is able
to choose, his choices and actions are his responsibility.
Once the subject and the object of rights were defined in this
way, certain rights became most important, especially the rights to life,
liberty and property. Each came to be defined in narrow and restricted
terms. Thus the right to life was taken to mean the right to be free
from physical harm by other men; but not the right to material suste
nance without which life is impossible, or the right to be free from
insanitary conditions of work or an unhealthy living environment, or
excessively long hours of work-all of which directly or indirectly
reduce the span of life. The right to be free from the arbitrary will
of others, including the government, and to participate in the conduct
of public affairs, did not include the right to be free from the arbitrary
will or employers, who remained free to sack their employees or reduce
their wages at will. As for the right to property, it meant the right to
acquire property and to have it defended against others' interference;
and not what it literally meant, the right to (possess at least some)
property. We need hardly discuss why only these rights, and not
such other rights as personal development, self-respect, employment
and education, were emphasized; nor even why they were so narrowly
defined.
IV
The third important change since the seventeenth century has occur
red in the way the concept of right is defined. The modern concept of
right represents a novel and explosive combination of some of the
features that it shares in common with its pre-modern cousins, and
several others that it acquired for the first time in the seventeenth cen
tury. As it is commonly understood, a right has the following features.
First, a right is a claim. To say that 'A has a right to 6' is to say
that A possesses B not because others have kindly allowed him to
acquire or enjoy it, but because he has a claim to it which others
must recognize and respect. His claim is wholly independent of their
personal feelings and sentiments towards him, and requires a specific
pattern of behaviour from them.
Second, the claim has the nature of a title and its bearer is entitled
to make it. His claim is not arbitrary, but based on recognized pro
cedures. Every bearer of a right is a title-holder, and able, when
challenged, to point to his title-deed.
Fifth, to have a right to a thing means not only that one can do
what one likes with it within the legally prescribed limits, but also
that others are excluded from access to it. The concept of exclusivity
is built into the modern concept of right. It is not inherent in the
concept of right itself for, as we saw, in several pre-modern societies,
a man's enjoyment of a right did not prevent others from gaining
access to its objects if their need for it was urgent or greater.
Sixth, a right not only excludes others but also requires a specific
set of services from and imposes hardship on them. Minimally, they
are required to refrain from interfering with it. At a different level,
they are also required to make financial contributions towards the
maintenance of the apparatus of the state which is required both to
create and protect rights. A starving man, or one whose wife is dying
for want of money to buy medicine, is naturally tempted to help him
self to the surplus resources of his wealthy neighbour. The latter's right
requires him to resist the temptation, even at the risk of his own or
his loved one's life. Again, rights impose a considerable moral burden.
The rich man's right to do what he likes with his wealth, engage in
conspicuous and wasteful consumption, buy and sell property, or
set up an industry tends to damage a poor man's pride, self-respect
and sense of dignity. It also sets a vulgar social trend corrosive
of traditional moral values, destroys long established communities
and tends to weaken civic pride and unity.
burdens than the right to property; for the former requires of others
no more than self-restraint, whereas the latter imposes the additional
social, economic and moral costs referred to earlier.
VI
Like many other thinkers from the eighteenth century onwards, Marx
subjected the modern conception of right to a searching critique. He
developed his critique in three stages, first from a radical democratic
standpoint, then from the perspective of a rather simplistic and
reductionist theory of historical materialism, and finally from that of
its more sophisticated version. Although the languages and degree
of penetration of his critique varied with each stage, its basic thrust
and direction remained substantially the same.
The bourgeois legal theory takes over this view of man and gives
it a juristic expression in its theory of rights. Not a human being but
a juristic person is invested with rights, and since the former is
abstract and formal, so are his rights. The rights belong to the
individual not as a concrete and socially situated human being occupy
ing a specific position in society, but as a socially transcendental
abstraction, as a mere juristic fiction. Equality in the capitalist society
is therefore equality of (abstract) persons, not of (concrete) human
beings. As concrete and socially situated beings, men belong to
different classes and possess unequal resources, and are obviously
unequal in their powers, capacities and opportunities. Although the
rights they possess are equal, those they exercise or enjoy are there
fore necessarily unequal. The formal equality of rights is thus little
more than a device to veil and legitimize the stark reality of inequality.
For Marx the modern theory of rights also alienates man from his
fellow-men and destroys the unity of the human species. Rather than
appreciate man's social nature and institutionalize and nurture human
interdependence, the capitalist society is compelled by its logic to
isolate and privatize men. Being a competitive and exploitative society,
it necessarily presupposes isolated and egoistic men aggressively
pursuing their narrow and exclusive interests. The modern theory of
rights is a juristic expression of this. It institutionalizes isolation,
legitimizes the egoistic pursuit of self-interest, and turns each indivi
dual into an 'isolated monad, withdrawn into himself,' 'a limited
individual who is limited to himself.' It draws a boundary around each
individual which others are forbidden to cross, and confines him to
his clearly demarcated and fully fortified world.
thus weakens the objective unity of the working class. Since it heigh
tens his consciousness of himself as a self-contained and self-enclosed
individual constantly concerned to exclude and distance others, he
fails to appreciate the class basis of his social being. The modern
doctrine of rights creates a hiatus between his self-consciousness
and his being, and prevents the emergence of class consciousness
and class solidarity. It thus helps perpetuate the exploitative capitalist
mode of production and is inherently ideological.
For Marx, far from being illusions, rights in the capitalist society
in fact restrain the state, subject the capitalist class to certain
norms and provide the conditions under which the working
class can organize and grow. It is of course true that the state does
suspend them in times of crisis. However, it cannot do so all the
time; and when it does suspend them, it weakens its authority in the
eyes of its own functionaries as well as many of its subjects, includ
ing some members of the capitalist class. Further, to say that the
rights are illusory is to imply that there is no real difference between
a liberal democratic state on the one hand and a Bonapartist or
fascist state on the other. Marx explicitly rejected such a view,
From the dialectical point of view, the juristic form of the bourgeois
society cannot be entirely bourgeois; it is bound to have features that
point beyond the bourgeois society and require to be preserved Hist
orical progress cannot consist only in the continuity of the technolo
gical content; it must include also the preservation and consolidation
of the different dimensions and forms of individuality achieved by
mankind during successive historical epochs. In short the distinction
between form and content was not enough; an analogous distinction
needed to be drawn at the level of the form as well. Marx did not
explicitly work out such a deeper conception of critique.
the individual was nothing more than an indissoluble part of the social
organism. For him this kind of collectivism was characteristic of the
tribal society over which bourgeois individualism represented a great
historical advance.
interest and the exercise of power over others that now becomes the
object of rights.