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Nanyang Technological University, Singapore.
2015
Zhao, L., Wang, L., Bi, G., Zhang, L., & Zhang, H. (2015). Robust frequency-hopping spectrum
estimation based on sparse bayesian method. IEEE transactions on wireless communications, 14(2),
781-793.
https://hdl.handle.net/10356/107401 https://doi.org/10.1109/TWC.2014.2360191
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F REQUENCY-hopping (FH) signals have been widely In [7], [16], multiple FH signal estimation is considered in
used in wireless communications and other information a sparse linear regression (SLR) framework, where a fused
systems due to their inherent capability of low interception least absolute shrinkage and selection operator (LASSO) alike
and anti-jamming [1]–[6]. In practical civilian and military approach is used [17]. In this framework, two penalty terms
applications, estimating the parameters of the FH signals is of are incorporated to encourage sparsity and smoothness in the
great importance [2], [7]. In civilian wireless networks [2], frequency and TF domain, respectively. Since this approach is
[8], for example, estimating FH signals is vital to detect based on the compressive sensing concept, it can achieve
multiple users, avoid collision and achieve robust better estimation accuracy in various scenarios. Despite its
performance against interference [9]. In military success in estimating FH signals, the experimental results
communications, blind estimation is also required to estimate show that this approach does not scale well under low SNR
and intercept the intentional inter- ference [10]. The main conditions. Although the bounds of regularization parameters
challenges of FH signal estimation are to robustly estimate are given in [7] for desirable recovery, parameter tuning
the hopping time and frequency with un- known hopping process is still required to obtain robust performance of the
pattern particularly in low signal-to-noise ratio (SNR) algorithm, where optimal parameter selection is still an open
environments [2], [11]. Since the maximum likelihood problem.
Another approach is developed to cope with hopping time
The corresponding author is Dr Guoan Bi. Lifan Zhao, Lu Wang, Guoan and frequency estimation in FH networks particularly for
Bi and Haijian Zhang are with the Infocomm Centre of Excellence, School
of Electrical and Electronic Engineering, Nanyang Technological University,
multi-channel systems [2], [18]. An expectation maximization
50 Nanyang Avenue, Singapore 639798 (email: zhao0145@e.ntu.edu.sg; (EM) approach is employed to iteratively estimate the ampli-
wa0001lu@e.ntu.edu.sg; egbi@ntu.edu.sg; haijian.zhang@whu.edu.cn). tude, hopping time and frequency. In this approach, the
Liren Zhang is with College of Information Technology, UAE University,
United Arab Emirates (lzhang@uaeu.ac.ae).
success of the EM algorithm depends largely on the proper
selection of initial value, where a de-noised STFT is often
used to initialize
P
the algorithm. In low SNR environments, however, it is hard
to obtain a desirable initial TFR, which will inevitably result
in degraded performance of the EM algorithm.
yk xk
In order to accurately and robustly estimate multiple FH
signals in low SNR environments, a novel enhanced high- yk +1 xk +1
resolution TFR is proposed by exploiting sparsity and piece-
wise smoothness in the TF domain. In this paper, we develop P
a linear and high-resolution TFR based on the sparse Bayesian
Fig. 1. The segmentation of the signal into overlapped measurements, where
framework, encouraging sparsity in spectral and smoothness P is set to be an odd number for computational convenience.
in TF domain simultaneously. More concretely, rather than
reconstructing the sparse spectrum at each time instant in-
dependently to achieve high resolution [19], the proposed fi,k are all unknown to the user and are required to be
formulation can also exploit the piecewise smoothness in the estimated.
TF domain by utilizing the dependent Dirichlet process (dDP)
for the latent parameter modeling. The proposed framework
B. The Sparsity Based Estimator via SLR
can be considered as a multi-task learning problem with
unknown task relations. The main idea is to exploit the The frequency hopping signal estimation problem can be
frequency hopping patterns in a statistical manner. formulated within a sparse framework by exploiting the spar-
The rest of the paper is organized as follows. In Section II, sity and spectral smoothness [7]. It can be formulated as the
the frequency-hopping problem is introduced and the sparse following convex optimization problem
signal model is formulated. In Section III, FH signal 1 2
xˆ = arg min [ ∥y − Wx∥ +1λ ∥x∥ +2λ ∥Dx∥ ] (3)
estimation x 2 2 1 1
problem is formulated in a sparse Bayesian framework.
Further
discussions on related work are also presented in in this
section. Multi-channel extension of the proposed method is where the first term is for data fitting, the second and
presented in Section IV. Numerical experiments and conclu- third terms are for encouraging sparsity in frequency and
sion are given in Section V and Section VI, respectively. differential-time domain, respectively [7]. The λ1 and λ2 are
N otation : Vectors and matrices are denoted by bold used as regularization parameters.
symbol. For a matrix A, AH and A−1 denote the conju- It has been shown that sparsity-induced approach can
gate and inverse of the matrix, respectively. ℓp norm of a
( achieve state-of-the-art performance over many other meth-
∑n p) 1/
p
ods. However, an important shortcoming of the SLR based
vector is defined by ∥x∥p = |xi| . N (X|µ, Σ) approach is that it does not provide robust estimation perfor-
i= mance in low SNR environments, due to the sensitivity of
1 and
CN (X|µ, Σ) denote multivariate real and complex Gaussian hopping frequency
distributions, Bern(x|p) denotes Bernoulli distribution and
Γ(x|a, b) denotes Gamma distribution.
variational bound for logistic function approximation. Algorithm 1 Frequency hopping signals estimation based
on the proposed sparse Bayesian method
Proposition 2: Based on the quadratic variational bound 1: Input: yi, Φ, α, a, b, c, d, e, f .
of the logistic function2, the approximated posterior 2: while ∼ Converge do
of wk obeys a Gaussian distribution with mean and 3: Update α0 by (22) and (23)
covariance matrices given by, 4: for i = 1 : M do
M
∑ 5: Update µ· i and Σi by (26) and (28);
wˆ k = Σwk · [zˆik − 0.5] · ψ i (37) 6: end for
i=1 7: for k = 1 : K do
∑ M 8: Update α·k by (32) and (33);
− H 1
Σ = i
[λ I + 9: Update wk by (37) and (38);
i=1 10: Update λk by (41) and (42);
2 · ψ ψ f (η )] . (38)wk k
Proof: The proof is given in Appendix C. 11: for i = 1 : M do
12: Update zik by (55) and (56);
6) Updating rule for λk: Based on the Markov blanket of 13: end for
λk in Fig. 2, the optimal approximated distributionq(λk) 14: end for
should obey, 15: end while
16: Output: xi, i = 1, · · · , M.
q(λk) ∝ p(wk|λk−1)p(λk|e, f ). (39)
Similarly, the parameter λk obeys a Gamma
distribution,
M breaking process into a multi-task compressive sensing frame-
1 1 ∑ work. However, this bias can encourage to obtain smooth
ln q(λk) ∝ − w λ wkT + kln k|λ | + [(e −
k 1) frequency profile in the time-frequency domain as well as
2 2 i=
1
i=
1 accurate hopping pattern estimation.
· ln λki − f · λki]. (40)
The intuitive idea of the proposed approach is to utilize
The approximated posterior for q(λk) obeys a sparse signal recovery technique to obtain high resolution
Gamma distribution with parameter eˆ and fˆ given time frequency estimation, where temporal aware latent space
as,
1
eˆ = ( + e) · 1 (41) clustering is imposed to obtain enhanced signal recovery.
k g
2
1 Definition 1: Without loss of generality, let us consider a
ˆ
fk = · wk + wkwTk ) + f (42) signal segment that has one frequency hop between two active
diag(Σ 2
where 1g is a g-dimensional vector composed of 1. σ(η) exp[0.5(x η) f (η)(x2 η2)], where η is the variational parameter and f (η) is
defined as tanh(η/2)/(4η) [26].
In summary, the proposed algorithm works in a round-robin
manner to iteratively update these parameters, which is given
in Algorithm 1. Remarkably, the convergence of the algorithm
is guaranteed within this full variational Bayesian framework
[31].
D. Computational Complexity
The STFT requires the least computational
complexity to achieve representation performance
that should be further im- proved. The computational
complexity of the recently reported SLR method
implemented by alternating direction method of
multiplier (ADMoM) is in the order of O(M 2 N 2 )
for one iteration. The computational complexity of
the proposed algorithm mainly depends on the
matrix inverse operation in
25 0.35
5 5 0.3
20
x
e x
e 0.25
Frequency (KHz)
Frequency (KHz)
10 10
d d
n
I 15 n
I
15 15 0.2
y
c y
c
n n
e e 0.15
u 20 10 u 20
q q
e
r e
r 0.1
25 25
5
0.05
30 30
0 0
10 20 30 40 50 60 0 20 40 60 10 20 30 40 50 60 0 20 40 60
Time Index Time Index
(a) (b) (c) (d)
0.12 0.7
5 5 0.6
0.1
x x 0.5
Frequency (KHz)
Frequency (KHz)
e 10 e 10
d 0.08 d
n
I n
I
15 15 0.4
y
c y
c
n 0.06 n
e e 0.3
u 20 u 20
q 0.04 q
e
r e
r 0.2
25 25
0.02 0.1
30 30
0 0
10 20 30 40 50 60 0 20 40 60 10 20 30 40 50 60 0 20 40 60
Time Index Time Index
(e) (f) (g) (h)
Fig. 3. An illustrative example of frequency hopping signal estimation. The FH signal estimation results obtained by spectrogram, SLR, BCS-DP and
proposed algorithm are given in (a), (c), (e) and (g), and their corresponding hopping time statistics are given in (b), (d), (f) and (h), respectively.
calculating (28) and (38). Therefore, it is in the order of that clustering on the latent parameter space can be more
O(M P 3 + Kg 3 ) for one iteration. In general, P is chosen easily carried out with a smaller number of clusters, because
to be a small value compared to M and g is also chosen to be the projection manipulation in the DOA estimation stage will
smaller than M . It is seen that the computational complexities simplify the clustering procedure in the FH estimation stage.
of the proposed algorithm and SLR are in a similar order. More concretely, we argue that the proposed approach can
particularly benefit from this scheme for the simplification
IV. M ULTI -C HANNEL FH E STIMATION of latent parameter clustering. In Section V, our empirical
results show that the proposed scheme can give desirable
In practical information systems, such as FH wireless net-
performances, even in the scenarios that DOA estimation is
work, multiple channel systems are often deployed in order
biased.
to obtain robust performance against frequency collision and
In order to efficiently estimate the DOA, ℓ1-svd algorithm
interference [2], [8]. In the estimation process, the direction-
[33] is utilized by exploiting sparsity in the spatial domain,
of-arrival (DOA), hopping time and frequency are all required
where other popular sparse regularized approach for DOA
to be estimated. In this section, we extend the previously
estimation can also be used [34], [35]. Empirical results
proposed algorithm to multi-channel scenarios.
have demonstrated that sparsity-driven algorithms can provide
Assuming Ks sources are impinging on a uniform linear
robust estimation of DOA whether the sources are
array (ULA) with L sensors, the obtained measurement for
uncorrelated or correlated.
each snapshot can be given as
Assuming Ns snapshots are collected and denoting the
y(n) = As(n) + v(n), n = 1, . . . , Ns (44) measurement Y˜ as [y(1), · · · , y(Ns )], it is obtained
× ×
where y(n) ∈ CL 1, A = [a(θ1), · · · , a(θN )] ∈ CL N0 , ˜ H ˆ
a(θi) = [ejπcosθi , ej2πcosθi , ..., ejLπcosθi ]H (46) It is noted that the projection of signal onto the i-th direction
can be decomposed as the single FH signal in the i-th
corresponds to an ideal steering vector from spatial angle θi. direction and the projection of other FH signals from other
An integrated model can be formulated by iteratively esti-
mating the DOAs and hopping frequencies via a variational · i-th direction. It can be properly assumed
directions into the
that because the term aH (θi) a(θj) is relatively trivial
sparse Bayesian framework. Rather than the complicated inte-
compared with si, the second and the third terms in the right
grated framework, a simple scheme is proposed in this paper
hand side of (49) can be treated as noise sources. Therefore,
to carry out the DOA estimation and FH signal estimation
the proposed algo- rithm for multi-channel frequency hopping
in two separate stages. The intuition behind this scheme is
signal estimation is summarized in Algorithm 1.
Remark 4: In the multi-channel scenarios, the DOA and
1 hopping frequency estimation are carried out in separate
Correct Hopping Time Detection Ratio STFT
SLR stages, where each hopping signal can be estimated indi-
0.8 Proposed Method vidually. A remarkable advantage of this scheme is that the
proposed approach can achieve much better frequency
0.6 hopping estimation accuracy by the preprocessing that is
similar to the beam-forming manipulation, since clustering of
(a) the latent parameter can be more accurately carried out for a
0.4
single frequency hopping signal within this scheme.
Remark 5: This approach can also be flexibly extended to
0.2 the scenario where different dwells involve different DOAs.
In the modification of the algorithm, the DOA estimation is
0 required to be carried out to account for the directional hop-
-5 0 5 10
0 SNR ping in the spatial domain, which is similar to the frequency
10 hopping estimation in the frequency domain. We do not
discuss it further for brevity because the required modification
Incorrect IF Detection Ratio
is relatively straightforward.
0.6
V. N UMERICAL E XPERIMENTS
(c)
0.4 In this section, the numerical experimental results are given
to evaluate the performance of the proposed algorithm in
0.2 STFT comparison with other reported ones in both single and mul-
SLR tiple channel cases. In the following experiments, the SNR is
Proposed Method
0
defined as (
2
0 5 10 15 SNR =
10log ) ∥s∥2 (50)
0 SNR 10
10 Nsσ2
where s denotes the signal vector, Ns is the number of time
Incorrect IF Detection Ratio
x
e 10 6000 x 10
e
Frequency (KHz)
4000
Frequency (KHz)
d d
n
I n
15 I
y 15
(1) c
n 4000
y
c
n
3000
e e
u 20 u 20
q q 2000
e
r e
25 2000 r
25
1000
30 30
0 0
10 20 30 40 50 60 10 20 30 40 50 60 10 20 30 40 50 60 10 20 30 40 50 60
Time Index Time Index
14
7
5 5
12
6
x
e 10 x 10
10 e
Frequency (KHz)
Frequency (KHz)
d d 5
n
I n
I
y 15 8 y 15 4
n c
(2) c
u 20
n
e
e 6 u 20 3
q q
e
r e 2
25 4 r
25
2 1
30 30
0 0
10 20 30 40 50 60 10 20 30 40 50 60 10 20 30 40 50 60
10 20 30 40 50 60
Time Index Time Index
250
5 120 5
200
xe 10 100 x 10
Frequency (KHz)
e
Frequency (KHz)
d d
n
I 15 80 n 150
I
yc y 15
(3) n 60
c
n
e 20 e 100
u u 20
q q
e 40 e
25 r
25
50
20
30 30
0 0
10 20 30 40 50 60 10 20 30 40 50 60 10 20 30 40 50 60 10 20 30 40 50 60
Time Index Time Index
(a) (b) (c) (d)
Fig. 6. An illustrative example of frequency hopping signal estimation for multi-channel scenarios (SNR = -10 dB and L = 6). The multi-channel FH signal
(component 1) estimation based on STFT, SLR and proposed algorithm are given from (a.1) to (a.3) and their corresponding hopping time statistics are given
from (b.1) to (b.3). The multi-channel FH signal (component 2) estimation based on STFT, SLR and proposed algorithm are given from (c.1) to (c.3) and
their corresponding hopping time statistics are given from (d.1) to (d.3).
0.6 0.6
0.4 0.4
Component 1 (Proposed)
0.2 Component 2 (Proposed)
0.2 FHSE-EM
Component 1 (SLR) SLR
Component 2 (SLR) Proposed Method
0
1 2 3 4 5 0
DOA Bias / Degree -15 -10 -5 0
SNR
(a) (a)
1 100
Correct Hopping Time Detection Ratio
0.8
Fig. 7. The correct hopping time detection of (a) two component signals
and (b) three component signals, based on SLR and proposed algorithm in Fig. 8. The correct hopping time detection ratio and incorrect IF detection
multi-channel scenario. ratio based on FHSE-EM, SLR and proposed algorithm in multi-channel
scenario.
shown in Fig. 3(d) and 3(f). The reason for the degraded degraded performances to a certain extent. However, among
performance of the SLR is possibly the sensitivity of fused all the algorithms, the proposed approach can achieve
LASSO with heavy noise effects. Meanwhile, since the BCS- desirable results compared to the other ones. In summary, it
DP [32] only operates the clustering procedure for latent can be observed from these figures that the proposed
parameter without temporal smoothness constraint, the noise algorithm can achieve the best hopping time and frequency
might be easily categorized into the existing clusters. The estimation in low SNR scenarios.
success of the proposed algorithm depends on the temporal Finally, the performance of the algorithm is compared in
aware clustering by utilizing the logistic stick-breaking pro- terms of the number of reconstructed frequency bins, where
cess, which can encourage spectral smoothness and provide the hopping signal used in the experiment is the same as
sharp partition simultaneously as indicated from Fig. 3(g) and previous ones. The correct hopping time detection ratios
(h). obtained by different algorithms are compared, where
In Fig. 4, Monte Carlo experiments are conducted to incorrect IF detection ratios are omitted due to off-grid
give quantitative evaluation of the proposed algorithm and phenomenon in frequency domain. Figure 5 shows that the
the previously reported ones with both two components and proposed algorithm can provide robust performance to
three components in terms of hopping time and frequency achieve the best hopping time detection ratio.
estimation, respectively. In Fig. 4 (a) and (b), the performance
comparison of signal with two components (component 1 and B. Multi-Channel FH Estimation
component 2) are given. It can be concluded that with the
The performance of algorithm with multi-channel setting is
increase of SNR, SLR and the proposed algorithm can obtain
given in this section. We test both two-component and three-
better results than STFT. In particular, the correct hopping
component signals. The signal with two components is from
time detection ratio of SLR method is even lower than that of
DOAs θ = [40, 60], while the signal with three components is
STFT particularly when SNR <−2dB. However, our proposed
from three DOAs θ = [40, 58, 78]. The hopping patterns are
algorithm can achieve the best hopping time and frequency
the same as that used in the single channel experiment.
detection ratios. In Fig. 4 (c) and (d), the performance com-
As shown in the illustrative example in Fig. 6, it can be
parison of signal with three components is given. When three
shown that the frequency hopping signal can be separately
components are present, all of the algorithms suffer from
estimated after beam-forming procedure in (47). Since the
SNR is relatively low in this experiment, the STFT cannot APPENDIX
obtain a good signal energy concentration, while the SLR
and proposed algorithm give better estimation performance. A. Review of Dependent Dirichlet Process
It is noted that all the three algorithms cannot completely Dirichlet process (DP) has been defined to model random
eliminate the influence of the other signal component after measure on measures [25]. This process has been widely used
beam-forming. This undesirable signal component degrades for flexible mixture modeling with an unknown number of
the hopping time detection based on spectrogram and SLR mixtures. A DP process can be expressed as,
method as indicated in Fig. 6. It is also observed that both the
spectrogram and SLR cannot give the correct hopping time ∞
∑
estimation. In contrast, the proposed algorithm can give tt = πi δαi (53)
correct detection for both signal components. i=1
In order to demonstrate the robustness of the proposed algo- where πi is the mixing probability for the i-th mixture and δαi
rithm against DOAs estimation bias, a Monte Carlo is point mass located at αi [25]. Since the explicit
experiment for frequency hopping signal estimation is carried formulation of DP from the definition in (53) is not attainable,
out in terms of DOA estimation bias. In Fig. 7 (a) and (b), we various constructions of DP have been proposed [36]. In the
can observe that the hopping time detection rate decreases original DP, exchangeability of the data is often assumed.
with the increase of the DOA bias. The proposed algorithm However, many real data exhibiting correlation does not
can give better results than the SLR algorithm in terms of satisfy this assumption. In order to model the temporal or
DOA estimation bias. In particular, the proposed algorithm spatial dependency on the mixture modeling, dependent
can give more robust results even when the bias is as large as Dirichlet process [37] is further defined by imposing a
5 degrees. With the increase in the DOA bias, the SLR stochastic process on mixing weight and base measure,
algorithm suffers more degradation than that of the proposed ∞
∑
algorithm. Moreover, compared with the single channel
ttx = πi (x)δαi (x) (54)
scenario, the proposed scheme in multi-channel system has i=1
superior performance over the SLR based method due to the
efficiency of clustering procedures. In particular, the where πi(x) is the dependent mixing weight, δαi(x) is the
estimation performance of first FH signal is worse than the dependent point mass at αi(x) and x denotes the temporal or
second one, since component 2 can be more easily estimated spatial related index. In this way, dependency is imposed on
and detected with hopping time instant in the center of the the Dirichlet process.
signal. It can be concluded that the proposed algorithm gives
better performance in multi-channel systems than the B. Proof of Proposition 1
previously reported ones, even with a biased DOA estimation.
When zik = 1, the corresponding indicator parameter ξik =
To validate the proposed multi-channel estimation scheme, 1. Consequently, the approximated posterior for zik = 1 is
the performance comparison is carried out in terms of SNRs, given as
based on frequency hopping signal estimation expectation
[ ⟨ ⟩ ]
maximization (FHSE-EM) [18], SLR and the proposed one. q(zik = 1) ∝ exp ln |Λk| − xH i Λ kxi + ln σ[gk(ti )] .
(55)
In Fig. 8, it can be observed that the proposed method can (55)
achieve best performance in both the hopping time detection When zik = 0, the corresponding indicator parameters ξij
ratio and incorrect IF detection ratio over other methods. This = 0, j < k. Consequently, the approximated posterior for
can validate our argument that the two-stage sparsity-driven zik = 0 can be given as
scheme is effective for multi-channel FH signal estimation. K
q(zik = 0) ∝ exp{ ∑ [ ⟨ ⟩]
ξij ln |Λj| − xi H Λjxi
j=k+
1T
VI. C ONCLUSION AND FUTURE WORKS − wk ψ i + ln σ[gk(ti)]}. (56)
The resulted approximated posterior can be therefore ex-
In this paper, we propose a robust frequency hopping signal pressed as
estimation method based on sparse Bayesian framework. In Z
ikj
this approach, we formulate the frequency estimation problem q(zik = j) , j = 0, 1 (57)
in a multi-task learning manner with signal being partitioned = Zik0 + Zik1
into overlapped measurements. To enhance the estimation where Zik1 and Zik0 are the values calculated from the right
accuracy of the sparse spectral coefficients, the latent param- hand side of (55) and (56).
eters are encouraged to cluster in a temporal-aware sense by
utilizing the logistic stick-breaking process. In this way, more
accurate estimation can be obtained due to the use of multi- C. Proof of Proposition 2
task learning framework. This novel approach not only avoids In the following, a variational lower bound of logistic
the tedious parameter tuning process, but also provides robust function, i.e. Gaussian lower bound, will be applied to obtain
performance in low SNR environments. tractable inference. According to [26] and variational bound,
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