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C OPYRIGHT Ó 2021 BY T HE J OURNAL OF B ONE AND J OINT S URGERY, I NCORPORATED

The CARDE-B Scoring System Predicts 30-Day


Mortality After Revision Total Joint Arthroplasty
Micheal Raad, MD, Raj Amin, MD, Varun Puvanesarajah, MD, Farah Musharbash, MD, Sandesh Rao, MD,
Matthew J. Best, MD, and Derek F. Amanatullah, MD, PhD

Investigation performed at The Johns Hopkins University School of Medicine, Baltimore, Maryland
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Background: There exists a substantial risk of having a perioperative complication after revision total joint arthroplasty
(TJA). The complex shared decision-making between surgeon and patient would benefit from a high-fidelity tool to identify
patients at risk for mortality after revision TJA. Therefore, we developed the CARDE-B score. CARDE-B is an acronym for
congestive heart failure, albumin or malnutrition (<3.5 mg/dL), renal failure on dialysis, dependence for daily living, elderly
(>65 years of age), and body mass index <25 kg/m2. We developed and validated the CARDE-B score to determine the risk
of death within 30 days of a revision TJA.
Methods: A total of 13,118 revision TJAs (40% hip and 60% knee) from the National Surgical Quality Improvement
Program (NSQIP) database were analyzed. A simple 1-point scoring system, CARDE-B, was created for predicting 30-day
mortality after revision TJA, based on a logistic regression model. The CARDE-B scoring system assigns 1 point to each
criterion in the acronym: congestive heart failure, albumin (<3.5 mg/dL), renal failure on dialysis, dependence for daily
living, elderly (>65 years of age), and body mass index of <25 kg/m2. The CARDE-B scoring system was compared with 2
commonly utilized scores: American Society of Anesthesiologists (ASA) physical status classification and the 5-factor
modified frailty index (mFI-5). The area under the curve (AUC) was used to assess the accuracy of each model. The Hosmer-
Lemeshow test was used to assess goodness of fit. Finally, the Nationwide Inpatient Sample (NIS) was used for external
validation of the CARDE-B score in 19,153 patients who underwent revision TJA in 2017.
Results: Eighty-eight patients (0.7%) did not survive 30 days after revision TJA. The AUC for the logistic regression model
was 0.88 in both the derivation and internal validation samples using NSQIP. The predicted probability of 30-day mortality
after revision TJA increased stepwise from <0.01% for a CARDE-B score of 0 points to 39% for a CARDE-B score of 5 points.
The AUC for the CARDE-B score predicting 30-day mortality after revision TJA was 0.85. This was more accurate (p <
0.001) than the ASA physical status classification (AUC, 0.77) and the mFI-5 (AUC, 0.67). The AUC for the CARDE-B score
in the NIS external validation set was 0.75. The Hosmer-Lemeshow p value for goodness of fit was 0.34, indicating
goodness of fit in the external validation sample.
Conclusions: The CARDE-B score is a simple system that predicts the risk of death within 30 days of a revision TJA,
offering surgeons and patients a valuable and validated risk-stratification tool.
Level of Evidence: Prognostic Level III. See Instructions for Authors for a complete description of levels of evidence.

R
evision total joint arthroplasty (TJA) is technically de- risk-stratification tool has not been specifically investigated, to our
manding and carries a higher risk of morbidity and knowledge. The ASA classification was developed to assess anes-
mortality when compared with primary TJA1. To this thetic risk but has poor interrater reliability among different
end, a number of preoperative surgical risk scores have been specialists5. There are complex mortality risk calculators such as
created to assess surgical risk, such as the 5-factor modified the American College of Surgeons (ACS) National Surgical
frailty index (mFI-5)2 and the American Society of Anesthesi- Quality Improvement Program (NSQIP) Surgical Risk Calcu-
ologists (ASA) physical status classification3. Although the mFI-5 lator (SRC). The ACS-NSQIP-SRC involves >22 variables, and
is associated with mortality after revision TJA4, its accuracy as a some of the input variables are multilayered. An example of a

Disclosure: The authors indicated that no external funding was received for any aspect of this work. On the Disclosure of Potential Conflicts of Interest
forms, which are provided with the online version of the article, one or more of the authors checked “yes” to indicate that the author had a relevant financial
relationship in the biomedical arena outside the submitted work (http://links.lww.com/JBJS/G314).

J Bone Joint Surg Am. 2021;103:424-31 d http://dx.doi.org/10.2106/JBJS.20.00969


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The remaining 13,118 revision TJAs (Table I) were analyzed


for several risk factors shown in previous studies to affect mortality
after arthroplasty as well as risk factors that may be considered
clinically relevant9,10. The variable “yrdeath” was used to identify
30-day mortality. We used the variable “fnstatu” to identify patients
who were dependent in performing their activities of daily living at
baseline. We defined pulmonary disease as either having an es-
tablished diagnosis of chronic obstructive pulmonary disease or
dyspnea on exertion. An albumin threshold of <3.5 mg/dL was
used to define hypoalbuminemia or malnutrition9. Anemia was
defined as a preoperative hematocrit of <40%. Infection was
identified using the International Classification of Diseases, Ninth
Revision (ICD-9), codes 996.66 to 996.67 and the ICD, Tenth
Fig. 1 Revision (ICD-10), codes T84.5 to T84.7.
Flowchart demonstrating the derivation of the final sample with com- The analyzable revision TJAs were then randomly and
plete information for analysis after the listwise deletion of patients with evenly divided using a computer program (Stata Statistical
concomitant and concurrent procedures as well as incomplete Software, Release 15; StataCorp) into derivation and validation
information. cohorts (Fig. 1). Mortality rates for various risk factors were
then compared. The Fisher exact test was used for comparing
multilayered input for the ACS-NSQIP-SRC is ASA physical categorical variables. The Student t test was used to compare
status classification. This subjects the ACS-NSQIP-SRC to the continuous variables. Multicollinearity among risk factors was
same interrater reliability issues known with the ASA classifi- estimated using the variance inflation factor (VIF) with a
cation, affecting its generalizability5,6. threshold of <311. Logistic regression with robust estimates of
Hence, we developed a simple, predictive, 1-point risk the variance was then utilized to derive a risk estimating equation
assessment tool specific to revision TJA: the CARDE-B Scoring (REE). The REE was used to calculate the probability of death
System. CARDE-B is an acronym for congestive heart failure, using the entire cohort. We used receiver operating characteristic
albumin (<3.5 mg/dL), renal failure on dialysis, dependence for curve analysis to calculate the area under the curve (AUC) and to
daily living, elderly (>65 years of age), and body mass index
(BMI) of <25 kg/m2. The CARDE-B scoring system was de-
rived after logistic regression using the ACS-NSQIP database to TABLE I Demographic Characteristics and Risk Profile from the
predict 30-day mortality after revision TJA and validated in the ACS-NSQIP of 13,118 Patients Who Underwent Revi-
sion Hip or Knee Arthroplasty
Nationwide Inpatient Sample (NIS). We hypothesized that
assigning 1 point to each diagnosis in the acronym of CARDE-B Characteristic No. of Patients*
would more accurately predict the 30-day mortality of a revision
TJA than the ASA physical status classification or mFI-5. Age >65 years 7,302 (55.7%)
Female sex 7,518 (57.3%)
Materials and Methods BMI <25 kg/m2 2,080 (15.9%)

T he ACS-NSQIP database from 2015 to 2018 was utilized


for this study. The database contains prospectively col-
lected preoperative and 30-day postoperative outcomes for
BMI 25 to 34.9 kg/m2
BMI ‡35 kg/m2
6,971 (53.1%)
4,067 (31.0%)
Revision total hip arthroplasty 5,260 (40.1%)
randomly selected patients. Data are entered by trained surgical
Periprosthetic joint infection 1,668 (12.7%)
clinical reviewers and have an interrater reliability of >95%7.
The ACS-NSQIP database was queried for patients undergoing Hypoalbuminemia 2,078 (15.8%)
revision total hip arthroplasty using the Current Procedural Congestive heart failure 134 (1.0%)
Terminology (CPT) codes 27134, 27137, and 27138 and for Chronic obstructive pulmonary 1,410 (10.8%)
those undergoing revision total knee arthroplasty using CPT disease or dyspnea
codes 27486, 27487, and 27488. Patients who underwent addi- Renal failure on dialysis 97 (0.7%)
tional procedures or had incomplete data were excluded from our Anemia 6,940 (52.9%)
analysis using listwise deletion to create a complete-case Dependent for activities of daily living 676 (5.2%)
data set (Fig. 1). A comparison of multiple imputation and Hypertension 8,698 (66.3%)
listwise deletion (also known as complete-case analysis) to
Insulin-dependent diabetes mellitus 617 (4.7%)
deal with incomplete data within the ACS-NSQIP dem-
Tobacco use 1,704 (13.0%)
onstrated that listwise deletion was more appropriate 8 . A
comparison of characteristics between patients with com-
*The values are given as the number of patients, with the
plete and incomplete data may be seen in the Appendix, percentage in parentheses.
Supplemental Table 1.
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illustrate the model’s accuracy in the derivation and validation Results


samples12. The Hosmer-Lemeshow test was used to assess good- Risk Factors That Contribute to an Early Death After
ness of fit13. Coefficients from the whole-sample REE were used to Revision TJA
assign scores for each of the identified variables and scoring sys-
tems were compared for accuracy and simplicity. The model-
predicted 30-day mortality as a function of the chosen score was
E ighty-eight (0.7%) of 13,118 patients did not survive 30 days
after revision TJA. Using the derivation sample (Fig. 1), the
patients with and without each of the risk factors were compared
then displayed in the form of a box plot. with respect to their 30-day mortality after revision TJA. Mortality
The CARDE-B score was derived as a practical risk was significantly higher in patients who were >65 years of age
assessment tool specific to revision TJA after logistic regression (1.1%) compared with those who were £65 years of age (0.1%) (p
in the ACS-NSQIP database to predict 30-day mortality after < 0.001), had hypoalbuminemia (2.6%) compared with those
revision TJA. CARDE-B is an acronym of 6 risk factors where with a normal serum albumin (0.3%) (p < 0.001), had congestive
each diagnosis is assigned 1 point within the scoring system: heart failure (7.6%) compared with those without heart failure
congestive heart failure, albumin (<3.5 mg/dL), renal failure on (0.6%) (p < 0.001), had renal failure on dialysis (4.1%) compared
dialysis, dependence for daily living, elderly (>65 years of age), with those who did not (0.7%) (p = 0.042), had anemia (1.1%)
and BMI of <25 kg/m2. The CARDE-B score was compared compared with those with a normal serum hematocrit (0.2%)
with 2 commonly used risk-stratification scores, ASA physical (p < 0.001), underwent a revision total hip arthroplasty (1.0%)
status classification3,14 and mFI-52, each frequently utilized in compared with those who did not (0.5%) (p < 0.001), or were
the surgical setting and available for analysis in the ACS-NSQIP dependent for activities of daily living (4.9%) compared with those
database. The AUCs for various parameters were compared by who were independent (0.5%) (p < 0.001) (Table II). The rate of
using a previously described theory on U-statistics to generate mortality within 30 days of a revision TJA was higher with a BMI of
an estimated covariance matrix15. <25 kg/m2 (1.8%) compared with a BMI from 25 to 34.9 kg/m2
The NIS was used for external validation of the CARDE- (0.5%; p < 0.001) and a BMI of ‡35 kg/m2 (0.4%; p < 0.001). There
B score (Appendix, Supplemental Table 2). The NIS constitutes was no difference (p = 0.343) in the operative time of the revision
hospital discharge-level data from states participating in the TJAs with early mortality (mean and standard deviation, 146 ± 49
Healthcare Cost and Utilization Project (HCUP) and is based on a minutes) and those without early mortality (137 ± 66 minutes).
randomized stratified sampling designed to capture 20% of in-
patient discharges16. The NIS 2017 uses the ICD-10 Procedure Risk Model Development and Validation
Coding System (ICD-10-PCS) and diagnosis codes (ICD-10 All univariate risk factors with p values of <0.05 were included
Clinical Modification [ICD-10-CM]). The NIS does not include in the logistic regression model, in addition to infection,
laboratory values, so the diagnosis code for malnutrition was used given its clinical importance in the setting of revision TJA17.
to approximate hypoalbuminemia. Only patients with a hospital The mean VIF was 1.4, indicating low multicollinearity. The
length of stay of <30 days were included to approximate the AUC of the derivation sample was 0.88 (Hosmer-Lemeshow;
derivation and validation cohorts from the ACS-NSQIP database. p = 0.52) (Fig. 2-A), and the AUC of the validation sample was
Categorical variables are presented as the number and 0.88 (Hosmer-Lemeshow; p = 0.09) (Fig. 2-B). Six independent
percentage, and continuous variables are presented as the mean risk factors predicted death within 30 days of a revision TJA:
and the standard deviation. Significance was set as p < 0.05. All (1) congestive heart failure, (2) a serum albumin <3.5 mg/dL,
statistical computing was performed using Stata Release 15. (3) renal failure on dialysis, (4) dependence for activities of daily

TABLE II Univariate Risk Factors for Death within 30 Days of a Revision TJA in the Derivation Sample

Risk Factor Deaths with Risk Present* Deaths with Risk Absent* P Value

Infection 10 (1.2%) of 865 34 (0.6%) of 5,694 0.072


Hypoalbuminemia 28 (2.6%) of 1,069 16 (0.3%) of 5,490 <0.001†
Congestive heart failure 5 (7.6%) of 66 39 (0.6%) of 6,493 <0.001†
Chronic obstructive pulmonary disease or dyspnea 5 (0.7%) of 690 39 (0.7%) of 5,869 0.805
Renal failure on dialysis 2 (4.1%) of 49 42 (0.7%) of 6,510 0.042†
Anemia 37 (1.1%) of 3,493 7 (0.2%) of 3,066 <0.001†
Dependent for activities of daily living 16 (4.9%) of 324 28 (0.5%) of 6,235 <0.001†
Hypertension 35 (0.8%) of 4,311 9 (0.4%) of 2,248 0.056
Insulin-dependent diabetes mellitus 4 (1.4%) of 292 40 (0.6%) of 6,267 0.131
Tobacco use 5 (0.6%) of 837 39 (0.7%) of 5,722 0.999

*The values are given as the number of deaths for each risk factor, with the percentage in parentheses. †Significant at p < 0.05.
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Fig. 2-A

Fig. 2-B

Fig. 2 The receiver operating characteristic curve in the derivation sample (AUC, 0.88) (Fig. 2-A) and the validation sample (AUC, 0.88) (Fig. 2-B) for the risk
of death within 30 days of a revision TJA.

living, (5) elderly (>65 years of age), and (6) BMI <25 kg/m2 complexity to the scoring system with no significant change
(Table III). in accuracy (p = 0.263) (Fig. 3). The rate of observed 30-day
mortality increased in a stepwise fashion per point added to
Creation of the CARDE-B Scoring System the CARDE-B score: 4,362 revision TJAs had a CARDE-B
CARDE-B is an acronym for the 6 independent risk factors that score of 0 points and the 30-day mortality was <0.01%, 5,921
predicted death within 30 days of a revision TJA. The CARDE- revision TJAs had a CARDE-B score of 1 point and the 30-
B scoring system assigns 1 point for each independent risk day mortality was 0.3%, 2,192 revision TJAs had a CARDE-B
factor, with the lowest score being 0 points and highest score in score of 2 points and the 30-day mortality was 1.3%, 520
our sample being 5 points. Further analysis revealed that using revision TJAs had a CARDE-B score of 3 points and the 30-
weights based on the model coefficients added a layer of day mortality was 4.4%, 113 revision TJAs had a CARDE-B
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TABLE III Multivariate Regression Identifying the Independent Risk Factors for Death within 30 Days of a Revision TJA in All Patients

Risk Factor OR* P Value

Age >65 years 6.83 (3.00 to 15.55) <0.001†


BMI <25 kg/m2 2.36 (1.46 to 3.81) <0.001†
BMI ‡35 kg/m2 0.99 (0.52 to 1.85) 0.964
Revision total hip arthroplasty 1.29 (0.81 to 2.05) 0.290
Infection 1.25 (0.72 to 2.19) 0.430
Hypoalbuminemia 3.99 (2.38 to 6.70) <0.001†
Congestive heart failure 4.88 (2.28 to 10.44) <0.001†
Chronic obstructive pulmonary disease or dyspnea 0.94 (0.52 to 1.72) 0.848
Renal failure on dialysis 4.97 (1.61 to 15.37) 0.005†
Anemia 1.78 (0.93 to 3.41) 0.081
Dependent for activities of daily living 2.67 (1.56 to 4.57) <0.001†

*The values are given as the OR, with the 95% CI in parentheses. †Significant at p < 0.05.

score of 4 points and the 30-day mortality was 16%, and 10 External Validation
revision TJAs had a CARDE-B score of 5 points and the 30-day There were 19,153 patients identified in the NIS database who
mortality was 10%. The predicted risk of 30-day mortality after underwent a revision TJA in 2017 as defined by the ICD-10-
revision TJA was plotted as a function of each unit of the CARDE- PCS corresponding to component removal as a part of the
B score (Fig. 4). The AUC using the CARDE-B scoring system for surgical procedure. The AUC for the CARDE-B score in pre-
30-day mortality after revision TJA was 0.85 (Fig. 5). A CARDE-B dicting mortality was 0.75. The Hosmer-Lemeshow p value for
score of ‡2 points has a sensitivity of 80%, a specificity of 79%, a goodness of fit was 0.34, indicating goodness of fit in the
positive likelihood ratio of 3.7, and a negative likelihood ratio of external validation sample.
0.26. The ability of the CARDE-B scoring system to predict 30-day
mortality after revision TJA was statistically superior (p < 0.001) to Discussion
the ASA physical status classification (AUC, 0.77) and the mFI-5
(AUC, 0.67) (Fig. 5). T he CARDE-B scoring system accurately predicted the risk
of 30-day mortality after revision TJA. The ASA physical

Fig. 3
Receiver operating characteristic curves displaying the AUC of the simple CARDE-B scoring system, shown by the solid line (AUC, 0.85), compared with the
coefficient-weighted CARDE-B score, shown by the dashed line (AUC, 0.86).
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Fig. 4
Box plot demonstrating the predicted probability of 30-day mortality after TJA as a function of the CARDE-B score. The box indicates the interquartile range,
the error bars indicate the minimum and maximum values, and the dots outside the error bars indicate the outliers.

status classification may be an accurate risk stratification tool clinical visit. This enables the use of the CARDE-B scoring system
available for primary TJA10, but it is not routinely used or assessed in shared surgical decision-making prior to revision TJA.
during the preoperative assessment by orthopaedic surgeons. The essential criteria for any new scoring system are to
Agreement between physicians on ASA physical status classifica- outperform the existing systems and to offer easy implementation18.
tion is poor, particularly between physicians of different special- We believe that the CARDE-B scoring system fulfills these criteria.
ties5. In contrast, we believe that the CARDE-B score can be easily We intentionally chose to add a single point for each variable in the
calculated using objective information available during a routine CARDE-B score, compared with a complicated weighting system

Fig. 5
Receiver operating characteristic curves displaying the AUC of the CARDE-B scoring system, shown by the solid line (AUC, 0.85); the ASA classification,
shown by the dashed line (AUC, 0.77); and the mFI-5, shown by the dotted line (AUC, 0.67).
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that would impede practical implementation. Prior to evaluating the the limitations of large data sets, was the degree of preoperative
CARDE-B system, a variable weighting system was evaluated and patient optimization. Given the complexity of sampling weights in
offered only a small increase in accuracy (AUC, 0.86) with a sub- postestimation analysis, we chose not to include them in the
stantial increase in the level of complexity required. With more than validation analysis. However, we believe that the demonstrable
one-third of orthopaedic surgeons in the United States practicing accuracy of CARDE-B in the unweighted NIS data set provided
in the private setting19 and the increasing burden of time con- valuable information about its extrapolation to external samples.
straints and documentation, a simple and easy-to-use clinical Finally, we chose to exclude a substantial percentage of patients
scoring system is paramount. Furthermore, we were able to with missing data to create a complete-case data set8. We attempted
demonstrate the accuracy of CARDE-B in an external, exclusive, to mitigate the potential bias that may arise from such a situation
and nationally representative sample. by comparing the included and excluded patients (Appendix,
Revision TJA was conducted for a periprosthetic joint Supplemental Table 1).
infection 13% of the time in the ACS-NSQIP cohort. Published To our knowledge, however, this is the first scoring sys-
rates of periprosthetic joint infection among revision TJAs have tem designed to predict the risk of early mortality after revision
ranged from 7% to 22%20,21. Periprosthetic joint infection is an TJA with information easily obtainable during routine history-
independent risk factor for postoperative mortality after revision taking. The accuracy and simplicity of the CARDE-B scoring
TJA17,22,23. We did not find a statistical association between peri- system make it readily available for further validation in expanded
prosthetic joint infection and mortality in our study. The potential data sets or subsets of other databases.
explanations for this discrepancy are that periprosthetic joint In conclusion, the CARDE-B scoring system provides
infection at the time of revision TJA may be a proxy for poor host arthroplasty surgeons with a simple and valuable tool for
status or that the 30-day follow-up time for this study was insuf- helping patients to decide between operative and nonoperative
ficient to demonstrate this association. In this study, we analyzed management of complex arthroplasty-related complications.
hypoalbuminemia, which is a known indicator of general health
and frailty24. Hypoalbuminemia occurred more frequently when a Appendix
revision TJA was performed to treat a periprosthetic joint infection Supporting material provided by the authors is posted
(42%) than when a revision TJA was performed to treat a non- with the online version of this article as a data supplement
septic etiology (12%, p < 0.001; data not shown). This highlights at jbjs.org (http://links.lww.com/JBJS/G315). n
the role of potential confounding, especially in the presence of
periprosthetic joint infection. However, when hypoalbuminemia
was removed from the regression model, periprosthetic joint
infection became a significant predictor of early mortality after
revision TJA (odds ratio [OR], 1.87 [95% confidence interval Micheal Raad, MD1
(CI), 1.1 to 3.2]; p = 0.023; data not shown). Raj Amin, MD1
Varun Puvanesarajah, MD1
The CARDE-B scoring system assigns a single point to
Farah Musharbash, MD1
both a BMI of <25 kg/m2 and an albumin level of <3.5 mg/dL. Sandesh Rao, MD1
Although hypoalbuminemia is a known manifestation of poor Matthew J. Best, MD1
nutrition24, it may also represent independent disease processes Derek F. Amanatullah, MD, PhD2
such extravascular protein loss or tumor necrosis factor-alpha-
1Department of Orthopaedic Surgery, The Johns Hopkins University
mediated critical illness25. Underweight patients are at an even
higher risk for death after revision TJA if they also have hypoalbu- School of Medicine, Baltimore, Maryland
minemia, according to our findings. This highlights the importance 2Department of Orthopaedic Surgery, Stanford Medicine, Redwood City,
of preoperative patient optimization, particularly in the non-urgent California
and non-emergency cases.
This study had several limitations. The use of CPT codes Email address for D.F. Amanatullah: dfa@stanford.edu
for identifying procedures may be surgeon-dependent and may
not accurately reflect the procedure, especially when con- ORCID iD for M. Raad: 0000-0001-8167-5808
current and concomitant procedure codes are entered. We ORCID iD for R. Amin: 0000-0001-7597-3542
ORCID iD for V. Puvanesarajah: 0000-0002-3296-6403
attempted to mitigate this by restricting our inclusion cri- ORCID iD for F. Musharbash: 0000-0003-0739-2863
teria to patients undergoing a single principal procedure. ORCID iD for S. Rao: 0000-0001-7346-3274
Although the CARDE-B score was internally and externally ORCID iD for M.J. Best: 0000-0002-4401-2834
validated, a factor that the CARDE-B score failed to assess, given ORCID iD for D.F. Amanatullah: 0000-0002-6203-5853

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