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Gabriel Uzquiano
Pembroke College, Oxford, OX1 1DW, United Kingdom
We argue that certain modal questions raise serious problems for a modal meta-
physics on which we are permitted to quantify unrestrictedly over all possibilia.
In particular, we argue that, on reasonable assumptions, both David Lewis’s modal
realism and Timothy Williamson’s necessitism are saddled with the remarkable
conclusion that there is some cardinal number of the form @ such that there
could not be more than @-many angels in existence. In the last section, we
make use of similar ideas to draw a moral for a recent debate in meta-ontology.
1
One source is D’Israeli (1875, p. 18), who writes:
The reader desirous of being merry with Aquinas’s angels may find them in Martinus
Scriblerus, in Ch VII who inquires if angels pass from one extreme to another without
going through the middle? And if angels know things more clearly in a morning? How
many angels can dance on the point of a very fine needle, without jostling one another?
Some earlier references to this question in the seventeenth century can be found in Sylla
2005.
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54 John Hawthorne and Gabriel Uzquiano
1. Preliminaries
First, some scene setting. To forestall any suspicion of heresy, we
embrace the possible existence (and indeed actual existence) of
angels. On location issues, there have been many opinions. We state
our own, though here is not the place to defend them at length.
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5
Aquinas’s view is more nuanced: he claimed that God represents an actual infinity but
that no other actual infinities exist. See Aquinas 1948, part 1, q. 7, art. 1.
6
See Hudson 2006 for a discussion of a similar hypothesis.
7
We will say that an object x is a fusion of the Fs if and only if every F is part of x and for
any y, y is part of x if and only if y overlaps one of the Fs. Our definition of fusion is in line
with Tarski 1956 and Lewis 1991, but not with Simons 1987. See Hovda 2009 for the significance
of this difference.
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8
Note that even if there is an upper bound on boson cohabitation dictated by the laws of
nature, that does not settle the modal question, at least on the standard assumption that the
laws of nature are contingent.
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3. A Cantorian reminder
We have achieved a fuller answer: ‘infinitely many ’. However, once
the Cantorian hierarchy of transfinite cardinals is revealed to us
through the natural light of reason, we realize that this answer is
still only partial.9 The coarse answer ‘infinitely many ’ belies a range
of finer-grained distinctions. After all the familiar finite cardinals
comes @0, which is the first transfinite cardinal, that giving the car-
dinality of the set of natural numbers. And after @0 comes @1, which is
defined as the next transfinite cardinal. Unfortunately, we know very
little about how @1 compares with the cardinality of other familiar sets
9
Here we side with Georg Cantor, who writes:
It is my conviction that the domain of definable quantities is not closed off with the finite
quantities and that the limits of our knowledge may be extended accordingly without this
necessarily doing violence to our nature. I therefore replace the Aristotelian-Scholastic
proposition: infinitum actu non datur with the following: Omnia seu finita seu infinita sunt
et excepto Deu ab intellectu determinari possunt. [All forms whether finite or infinite are
definite and with the exception of God are capable of being intellectually determined.]
(Cantor, 1932b, p. 176)
10
The assumption that 2@0 ¼ @1 is the Continuum Hypothesis, which is known to be
independent from first-order Zermelo-Fraenkel set theory with choice (ZFC).
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4. Indefinite Extensibility
The answer ‘exactly @7 ’ is prima facie offensive to reason. The concern
about arbitrariness for the answer ‘exactly seven’ seem to carry over —
with roughly equal force — to the answer ‘exactly @7 ’:
Perhaps a better answer might be to say that while there cannot
possibly be absolutely infinitely many angels in existence, no aleph
manages to set an appropriate upper bound on the possible cardinal-
ities of angels dancing on the point of a needle:
Indefinite Extensibility : There could not be so many angels as to
exceed each and every aleph, but for each , there could be exactly
@-many angels in existence.
This answer does not suffer from the arbitrariness of previous answers,
though you may well wonder about the assumption that the Cantorian
sequence of alephs exhausts the range of live answers to our question.
What might prevent God from creating so many angels on the point
of a needle as to exceed each and every aleph? It is not obvious how, by
themselves, the methods of trascendental theology can rule out the
possibility of the existence of absolutely infinitely many angels on the
point of a needle. We would rather not speculate about the idea that,
since the transcendent Absolute is an appropriate symbol for the
power and transcendence of God, it is not to be matched by any
other actual infinity.11
11
It is striking that both Aquinas and Cantor reserve the greatest size for the deity.
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5. Plenitude
We have arrived at another live answer to our question: ‘absolutely
infinitely many ’. Maybe there could be so many angels on the point of
a needle that no aleph in the Cantorian hierarchy could ever do justice
to their quantity. Unlike the offensive answers dismissed earlier, this
strikes us as a live alternative to Indefinite Extensibility.
But what exactly would it be for some angels to be absolutely in-
finite in number? Cantor (1967) used the series of ordinal numbers,
which he called
, in order to measure absoluteness. In particular, he
argued that a collection — or ‘multiplicity ’, to use his term — X is
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14
The term was coined by David Lewis in Lewis 1991.
15
Lewis (1991) identifies some of these principles and their role in the simulation. Any of
them fit well with one of the important ideas — limitation of size — we will introduce in a
moment. (This is because limitation of size will entail the existence of a well-ordering of the
universe.)
16
See Shapiro 1991 for discussion of the coding scheme and its limitations.
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62 John Hawthorne and Gabriel Uzquiano
Then one such relation — call it a groovy relation — has one member
of the plurality code a subplurality of which it is not itself a member.17
(If a member of the domain, a, codes in R a plurality consisting of a
alone, then let a swap places with another, b, and the result will be a groovy
relation.)
Let R be a groovy relation. Now consider the codes in R of subpluralities of
which they are not members. Call them the Beatles. Since, by reductio,
R represents a one-one map that is onto, the Beatles must be coded in R by
some member of the domain, call him Ringo. Now let us ask the question:
‘Is Ringo one of the Beatles?’ Well, if Ringo is one of the Beatles, then we
will deduce that he is not. After all, the Beatles are all and only codes of
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argument will show that for every plurality of worlds greater than one, there are more prop-
ositions based on those worlds than there are worlds. (An identity property is based on a
plurality of things if and only if, for some subplurality, it is the property of being of the
elements of the subplurality; a proposition is based on a plurality of worlds if and only if, for
some subplurality, that proposition is true if and only if one or other of the worlds in the
subplurality obtains.)
20
Call an urelement that has no sets as parts an untainted urelement. A fusion of the empty
set with a trout is undoubtedly an urelement, but not an untainted one as it still has a set as a
proper part. A candidate restriction of the axiom is this: any untainted urelements form a set.
This restricted version of the urelement set axiom would serve our dialectical purposes just as
well.
21
See Lewis 1986, p. 107, and Sider 2009 for support. When we begin with a set of indi-
viduals, the result is a transfinite sequence of stages, which provides us with a map of the
set-theoretic universe. If U is the set of individuals:
U0 = U
Uþ1 ¼ U [ PðU Þ
S
Ul = <l U , for l a limit
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correspond one can deduce what size it is: it matches the plurality of
alephs and thus size of the universe. This is in fact the main conse-
quence of the von Neumann principle we will be using in what
follows.
The von Neumann principle is not offered as a mere contingency.
So let it be part of the third idea that it holds necessarily.
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8. Modal variation
We have been labouring under the assumption that that the aleph
sequence, and likewise the domain of pure sets, remains constant
from world to world. What if we relax that assumption? There are
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9. Interlude
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26
A similar argument given in Nolan 1996, pp. 246–7, and adapted to the constant domain
metaphysics discussed below by Sider (2009).
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It thus seems that if one is a modal realist, one can embrace neither
Plenitude nor Indefinite Extensibility: one has to claim that for some
, @ does in fact provide a modal upper bound on the size of the
angels can have in a world. One could say that at some world this size
is attained by the angels. Or one could instead says that while it is
never attained, any lower cardinal is attainable. Either way, the posited
upper bound reeks of the very sort of arbitrariness we have been at
pains to avoid.
To ward off the Forrest-Armstrong argument against his favourite
principle of recombination, Lewis has elsewhere noted that his brand
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may try to deal with the argument from Limitation of Size. It goes
without saying that those who are thoroughly convinced by the argu-
ment from the Urelement Set Axiom will not, in any case, be assuaged.
When confronted with the Limitation of Size argument, one natural
escape route for Williamson is to restrict the scope of our favourite
mereological principles to concrete existence: while there may well be
a fusion of angels, there need not be a fusion of possible angels. One
natural restriction — if it even serves to be so called — on mereology is
to first-order objects, objects that are fit assignments for first-order
variables.29 But that does not help here, since angels are obviously
29
Note that this provides an attractive way of blocking certain arguments that put prima
facie pressure on limitation of size. Consider for example an argument that proceeds via
noting that there are more identity properties based on the alephs than there are the alephs
(see n. 18). Does this show that the limitation of size principle is false after all? The defender of
limitation of size need not resort to a despairing nominalism at this point. A natural — and we
think more promising — response is, with Frege, to insist on a deep rift between the values of
first- and second-order variables, and on the back of this argue that it is mistaken to try to
cram the values of second-order variables into the domain of first-order variables. Assuming a
similar rift between first-order and propositional variables, arguments against the limitation of
size that proceed via the plenitude of propositions can be similarly blocked.
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open whether or not there are more objects altogether than there are
singletons. And indeed, there are, in Lewis’s framework, many more
arbitrary fusions of singletons than there are singletons. On this
system, then, the Cantorian sequence of alephs matches the size of
the singletons, but it is far from matching the size of all things.
Does this qualification enable him to escape from the Limitation
of Size argument that we have advanced against the modal realist?
It does not. Lewis is quite explicit that any urelement has a singleton.
Assume that there are again exactly as many angels as there are alephs.
Then there are strictly more fusions of angels than there are alephs.
30
To be sure, if we take ‘urelement’ to mean ‘non-set’ — as we have done — then Lewis
would not accept the principle that there is only one size a plurality of urelements can have
and not form a set. (Compare, for example, the plurality of all proper classes, i.e., fusions of
singletons without a singleton, with a subplurality of that plurality of the size of the pure sets.)
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Let us concede upfront that the adoption of this principle relies on the
presupposition that any two pluralities are comparable in size: either
there are exactly as many Fs as there are Gs, that is, they are in one-one
correspondence, or there are strictly fewer Fs than there are Gs, that is,
the Fs are in one-one correspondence with some (but not all) Gs, or
there are strictly more Fs than there are Gs.32 This assumption takes us
far beyond orthodox set theory, which remains silent when it comes to
the question of whether various proper classes are comparable in size.
Some further assumptions are natural enough, though not extrac-
table from the principle alone. Some of them are analogues to certain
unofficial assumptions on the nature of sets. In particular, it is natural
to assume that sizes, even if not sets, are, like sets, necessary beings.
We assume, too, that it is not necessary that everything is a size.
Cardinal comparability gives us that the sizes posited by our prin-
ciple are linearly ordered. A further natural assumption — though
certainly one not extractable from the previous ones — is that sizes
are well ordered, i.e., given any sizes, there is a least one of them. (This
rules out, for example, the hypothesis that not only is the Continuum
Hypothesis false, but also there is a countable number of densely
ordered sizes between the size of the reals and the size of the naturals.)
In a setting like this, where an ontology of sizes is posited that need
not be identified with sets, there is little to speak in favour of the
Urelement Set Axiom. If there are no sets, it will not be true. And
even if sets are posited alongside sizes, the Urelement Set Axiom
cannot be tolerated since it will be manifestly unacceptable to allow
31
The term ‘anti-zero’ comes from Boolos (1997).
32
Otherwise, if too many pluralities turned out not to be comparable in size, then there
might not be enough objects to satisfy the principle in the first place.
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that the sizes form a set. (Otherwise, the set of all sizes would have an
aleph as its cardinal number. But this means that our scale would leave
out sizes for any succeeding aleph, let alone the entire series of
alephs.)33 And in a setting like this, there is little force to the von
Neumann principle. When the aleph series no longer forms the
basis for the metaphysics of size one cannot, without special additional
argument, plausibly assume that the alephs arbitrate the limitations
on size.
What are the alternatives to Indefinite Extensibility and Plenitude in
this new setting? And how should we choose among them?
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that of the aleph sequence? Here, then, the natural view is an analogue
of Indefinite Extensibility: no matter what size you pick, there could
have been strictly more angels than that on the point of a needle.
But notice now that there are crushing objections to Lewis and
Williamson’s modal metaphysics, and indeed, to any metaphysics
that quantifies over all possibilia. For if, for any size, there could be
that many angels at the end of a needle, then no size whatever can be
coherently associated with the merely possible angels (in Williamson’s
case) or with the transworld panoply of angels (in Lewis’s case). The
lesson is that if one is to indulge in quantification over all possibilia
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larger size since the discreteness assumption will not hold for the
fusions.)34
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References
Aquinas, T. 1948: Summa Theologica. 1256–1272. New York: Benziger.
Boolos, G. 1997: ‘Is Hume’s Principle Analytic?’ In Heck 1997,
pp. 245–61. Reprinted in Boolos 1998, pp. 301–14.
—— 1998: Logic, Logic, and Logic. Cambridge, MA: Harvard
35
We would like to thank Øystein Linnebo, Daniel Nolan, Robbie Williams, Timothy
Williamson, and audiences at Abeerden, Chicago, Leeds, Manchester, MIT, Nottingham,
Oxford, Paris, and Vancouver.
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