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Ecological Principles and

Metrics for Improving Material


Astrid Layton1
Mem. ASME
Cycling Structures in
School of Mechanical Engineering,
Manufacturing Networks

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Georgia Tech Lorraine,
57070 Metz, France
e-mail: alayton6@gatech.edu A key element for achieving sustainable manufacturing systems is efficient and effective
resource use. This potentially can be achieved by encouraging symbiotic thinking among
Bert Bras multiple manufacturers and industrial actors and establish resource flow structures that
Mem. ASME are analogous to material flows in natural ecosystems. In this paper, ecological princi-
School of Mechanical Engineering, ples used by ecologists for understanding food web (FW) structures are discussed which
Georgia Institute of Technology, can provide new insight for improving closed-loop manufacturing networks. Quantitative
Atlanta, GA 30332-0405 ecological metrics for measuring the performance of natural ecosystems are employed.
e-mail: bert.bras@me.gatech.edu Specifically, cyclicity, which is used by ecologists to measure the presence and strength
of the internal cycling of materials and energy in a system, is discussed. To test applic-
Marc Weissburg ability, groupings of symbiotic eco-industrial parks (EIP) were made in terms of the level
School of Biology, of internal cycling in the network structure (high, medium, basic, and none) based on the
Georgia Institute of Technology, metric cyclicity. None of the industrial systems analyzed matched the average values and
Atlanta, GA 30332-0230 amounts of cycling seen in biological ecosystems. Having detritus actors, i.e., active recy-
e-mail: marc.weissburg@biology.gatech.edu clers, is a key element for achieving more complex cycling behavior. Higher cyclicity val-
ues also correspond to higher amounts of indirect cycling and pathway proliferation
rate, i.e., the rate that the number of paths increases as path length increases. In FWs,
when significant cycling is present, indirect flows dominate direct flows. The application
of these principles has the potential for novel insights in the context of closed-loop manu-
facturing systems and sustainable manufacturing. [DOI: 10.1115/1.4033689]

Introduction 240,000 tons, water savings of 3  106 m3 through recycling and


reuse, 30,000 tons of straw being converted to 5.4  106 l of etha-
Substantial progress has been made in the past two decades in
nol, 150,000 tons of yeast replacing 70% of the soy protein in tra-
the field of sustainable manufacturing. Many are looking for tech-
ditional feed mix for more than 800,000 pigs, and the recycling of
nologies that will solve the environmental problems related to
150,000 tons of gypsum from desulfurization of flue gas (SO2),
manufacturing, see, e.g., Refs. [1] and [2]. In 2001, a comprehen-
replacing the import of natural gypsum (CaSO4) [5].
sive study on environmentally benign manufacturing, however,
Unfortunately, symbiotic relationships do not guarantee suc-
found that there was no evidence that the environmental problems
cess, as the world of production and development is constantly
from our production systems are solvable by a “silver bullet” tech-
fluctuating and can be difficult to predict in the long term. Mone-
nology [3,4]. Rather, the need for systems-based solutions was
tary problems halt the implementation of many exciting EIP plans,
noted. Achieving true sustainable manufacturing requires adop-
companies that must fill such plans may remain unconvinced that
tion of a systems view that goes beyond a single factory and com-
moving locations would be financially beneficial, and things may
pany. Close collaboration between multiple companies,
fall apart for a number of reasons between an EIP’s early develop-
stakeholders, and even public–private partnerships around internal
ment and its maturation. Furthermore, there is also no real design
and external value chains and resource networks have to be pur-
guidance for establishing sustainable symbiotic industrial resource
sued. Although all manufacturers strive for efficient and effective
networks beyond typical ad-hoc approaches. The solution to these
resource utilization, we still have a long way to go in order to
difficulties may be found within the biological systems that were
move from the current “take-make-waste” society to a truly cycli-
the inspirations for EIPs. Biological systems, specifically ecosys-
cal production paradigm.
tems, have evolved to maintain their function in nonideal and
Nature is an excellent source of inspiration for sustainable man-
fluctuating conditions. A better understanding of biological eco-
ufacturing in the guise of ecological systems, which are canonical
systems is needed in order to identify and apply key components
examples of sustainability. Industrial symbiosis, named for the
from ecosystems that support the development and formation of
analogous close and often long-term interactions between two or
sustainable industrial manufacturing systems.
more biological species, occurs when multiple firms or facilities
The goal of biologically inspired design of industrial manufac-
achieve higher system efficiency through the exchange of “waste”
turing networks is to reproduce the sustainable cycling and recy-
energy and materials. An EIP is characteristic of a type of indus-
cling that characterize ecosystems, ideally achieving a highly
trial symbiosis that occurs among firms collocated in a bounded
efficient closed-loop flow of materials. This paper investigates
geographic area, typically an industrial park. The exchanges char-
the cycling of material/food through ecosystems and industrial
acteristic of EIPs has proven environmental benefits, most often
systems using ecological metrics. The goals of this article are:
reducing resource consumption and emissions. For example, the
(a) to review relevant principles and findings from ecology
mutualistic relationships within the well-known Kalundborg EIP
related to FWs and their functioning; (b) to compare industrial
have resulted in the EIPs yearly CO2 emission being reduced by
case studies against ecological system using key metrics, specifi-
cally cyclicity; (c) to identify key differentiating components
1
Corresponding author.
between current industrial systems and ecologies; and (d) to pro-
Manuscript received December 15, 2015; final manuscript received May 17, vide suggestions on how to improve industrial symbiosis based
2016; published online June 22, 2016. Editor: Y. Lawrence Yao. on the findings.

Journal of Manufacturing Science and Engineering OCTOBER 2016, Vol. 138 / 101002-1
C 2016 by ASME
Copyright V
This paper demonstrates how insight and improvements to property of mature systems is a complex FW structure, a prolifera-
cyclical networks can be made based on structural information tion of connections between species that exchange material and
only. That is, only the presence and direction of flows between energy [21]. The centripetal nature of FW structure also is a sell-
two actors in the network is required and information on flow ing point for industry. When a species becomes more efficient in
magnitude is not necessary to provide insight into how to improve use or acquisition of a resource, its population increases. Centripe-
material cycling. Although detailed flow knowledge allows for tality results in this singularly focused positive change being cas-
more precise network representations, the trade-off is the effort caded through the system such that all the populations of species
associated with collecting this quantitative flow information. The involved are benefited [17,22]. Translated to industry, this would
cost of information is less with structural metrics that only require mean that a change which benefits one company within an EIP
knowing a link exists between two actors than with flow metrics translates into a park-wide positive net effect.

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that require knowing amounts of material or energy transfer. A hypothesis within industrial ecology is that diversity, in the
sense that a wide range of species types are contained within any
system, could contribute to a more stable system: when one firm
Review of Relevant Ecological Principles departs, the system may adapt or recover by another actor(s) step-
FW Terminology and Industry Definitions. The importance ping in to fulfill the supplying role [23].
of characterizing the anatomy of ecological networks is given by An analysis of 40 FWs by Briand indicates that connectance,
Strogatz: “structure always affects function” [6]. By reproducing which is a measure of the number of direct to the total possible
the structure of these biological networks, the hope is that the interactions in a web and an important parameter in the previous
functioning of human systems will replicate the inherently sus- ecosystem analyses, declines as variability of the environment
tainable natural world as well. The appropriate application of eco- increases [24]. Following a line of reasoning strongly influenced
logical principles and analyses depends on building models that by May’s theoretical analysis [25], Briand argues that differences
specify how principles from biology are translated to industry, in connectance values for ecosystems in stable and unstable envi-
and back again. One biological model for ecosystems is an FW. ronments are the result of limitations in feeding periods caused by
Somewhere during the process of translating this model to indus- environmental fluctuations, which can lead organisms to depend
try, the defining characteristic of an ecosystem (the weblike struc- upon intermittent, intense feedings. This suggests a structure
ture) is discarded and industry is left with a unidirectional, which is dependent on the stability of resources, a property of
top–down “food chain” [7]. Companies within an industrial park interest for industries.
or components in an industrial cycle are cast as species, and the
material and energy exchanges between them are analogous to the
transfer of caloric energy that supports the species (metabolism). Structural FW Analyses. Ecologists use simple unweighted
At first glance, the comparison may seem a complete one; how- digraphs to quantify the characteristics of FW, where every link
ever, the transfer of ecological properties and principles to indus- indicates direction, in this case from resource (prey) to consumer
try is highly complex and much is missing. Definitions have led to (predator) [17]. Species or functional groups are represented in
the sustainable design slogan “waste equals food,” a slogan that the digraphs such that any species with identical predators and
although consistent with systems in nature does not fully capture prey are grouped as trophic species, which has been found to
the important workings of ecological systems. The lack of a well- reduce methodological bias in the data [13,17,26–28].
translated framework has led to many discrepancies in the imple- Ecologists use structural measures and metrics for the analysis
mentation and interpretation of ecological principles and how of ecological FWs [14,24,29–31]. The meaning and calculation of
they advise the organization of industrial system [8]. A framework each ecological measure/metric is best understood within the con-
built on real and complete ecological knowledge is of the utmost text of an organizational matrix. Organizational matrices are used
importance to accomplish this goal. Extensive literature exists to by ecologists to collect and document the exchanges between
aid in the successful translation of many desirable properties species or functional groups within the community at hand.
found in nature to industry, e.g., Refs. [9–12]. These matrices can document a variety of interactions from
predator–prey exchanges to all interactions in a community,
including any competitive interactions. Three types of matrices
Industry Desirable FW Properties. Models and structural are commonly used by ecologists: a FW matrix [F], a community
metrics have been developed to analyze and explain specific prop- matrix [C], and an adjacency matrix [A].
erties of ecosystems, such as the system’s ability as a whole to We use an FW matrix for the representation of the exchanges in
withstand environmental fluctuations and support diverse species, industrial systems and ecological FWs. Analogous to a connectiv-
which could be immensely beneficial to industry [13,14]. Findings ity matrix [32], an FW matrix is concerned only with the struc-
indicate that FWs are composed of multiple pathways through tural information (links and nodes) of a network and defines the
which material and energy flow, strongly connected groups of pathways that exist by which material and energy flows from one
interacting species compartments with weak interactions between compartment to another. It is blind to information such as flow
the compartments, and a modular structure that is hypothesized to rate, quality, and the type of flow. A link exists as long as some
increase the overall systems stability by localizing interactions physical quantity directly joins two nodes. Only flow existence
and disruptions [15–17]. This hypothesis, however, has been diffi- and direction are captured. An FW matrix [F] captures the
cult to fully resolve [18,19]. Replicating ecosystem robustness observed consumer–producer interactions that include both plant
and stability in human systems could ease the damage caused by and animal species (Ecologists commonly use different terms to
supply chain disruptions, which reduce the share price of the describe these interactions such as plant–herbivore versus
affected companies so significantly that 80% of companies world- Predator–prey but for simplicity we use predator–prey to describe
wide consider better protection of supply chains top priority [20]. any interaction where one species is consumed by another.). The
In 1969, Odum recognized that ecological systems, particularly left half of Fig. 1 depicts a hypothetical FW represented as a
mature ones, are associated with a high degree of internal recy- directional digraph; the right half represents the web as an FW
cling of energy and materials such that the amount of new inputs matrix [F]. Since a species (N) can be both predator and prey, the
into the system is small compared to what is transformed among result is a square matrix. A value of 1 indicates the existence of a
the system components [9]. Human systems in contrast (e.g., agri- flow while 0 indicates the absence of a flow. In Fig. 1-right, a
cultural ones) are geared for production rather than efficiency, value of 1 for L13 indicates that species 1 (S1) contributes resour-
resembling young rather than mature natural systems. Odum has ces to species 3 (S3). Alternatively, one can interpret that element
suggested mimicking mature systems would help shift the focus of the matrix to mean S3 “consumes” S1. Each row in an FW
of human systems from production to efficiency [9]. One desirable matrix captures the flow of resources from one species to all

101002-2 / Vol. 138, OCTOBER 2016 Transactions of the ASME


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Fig. 1 An example ecosystem (left), its FW (center), and its FW matrix representation (right).
S1–S3 represent the three species highlighted in the ecosystem and L11–L33 represent the link-
ages between them.

species in a web and each column captures the input of resources [F] and dividing this figure by the number of columns with
to a particular species from all species in the web. In other words, nonzero elements (the number of predators/consumers).
if predator j feeds on prey-i, then fij ¼ 1; the interaction (or link,  Vulnerability (V)—The average number of predators per
L) is accounted for exactly once in the FW matrix. The maximum prey in a web, which corresponds to the average number of
number of links L scales as (N)*(N  1) if a given species does consumers a producer interacts with in an industrial network.
not eat itself, and as (N2) if cannibalism is allowed (noted as a 1 Generated by summing the rows in an FW matrix [F] and
on the diagonal). A structural adjacency matrix [A] is the trans- dividing by the total number of rows with nonzero elements
pose of the FW matrix. (the number of prey/producers).
 Cyclicity (kmax)—A measure of the strength and presence of
cyclic pathways present in the system [32,34]. Obtained by
finding the maximum real eigenvalue of the transpose of the
Common Ecological Metrics for Assessing FW Structure. A FW matrix [F].
wide variety of metrics have been developed to understand the Formulae for these metrics are per Eqs. (1)–(13). fij represents
link between structure and behavior of ecological systems [32,33]. the linkage between actor i to actor j and is the ith row and jth col-
The structural measures and metrics used most frequently by ecol- umn entry in the matrix with a value of either 1 (link exists) or 0
ogists can be calculated using the N  N structural FW matrix (no link). All calculations per Eqs. (1)–(13) are simply based on
(such as given in Fig. 1); that is, all calculations are simply based binary information on whether a link exists between two actors in
on binary information on whether or not a link exists between two the matrix, or not, which makes these metrics very suitable for
actors in the matrix. The following are key metrics typically used application to manufacturing networks because it eliminates the
by ecologists to perform structural assessments of FWs: need for obtaining often proprietary material and energy flow data
 Number of species or actors (N)—The total number of actors between manufacturers
in a network, sometimes termed “species richness.” Repre-
sented by the size (number of rows or, as the two are equal, L
LD ¼ (1)
columns) of the FW matrix [F] [24]. N
 Number of links (L)—The number of direct links or interac- 8
tions between actor in a network. Represented by the total > X
n
>
> 1 for fij > 0
number of nonzero interactions in the FW matrix [F] [24] >
<
 Linkage density (Ld)—The ratio of the total number of links j¼1
frow ðiÞ ¼ X
n (2)
to the total number of actors in a network. >
>
> fij ¼ 0
 Number of prey (nprey)—Actors which are eaten by at least : 0 for
>
j¼1
one other. Represented by the number of nonzero rows in the
FW matrix [F]. “Prey” in an industrial network transfer ma- X
m
terial or energy to be utilized by others; that is, they are pro- nprey ¼ frow ðiÞ (3)
ducers [14]. i¼1
 Number of predator (npredator)—Actors that eat at least one 8
other. Represented by the number of nonzero columns in an > X
m
>
>
FW matrix [F]. “Predators” in an industrial network receive >
< 1 for fij > 0
material or energy from others; that is, they are consumers fcol ðjÞ ¼ i¼1
(4)
[14]. > X
m
>
> 0 for fij ¼ 0
 Prey to predator ratio (Pr)—The ratio of the number of >
:
i¼1
actors eaten by another to the number of actors that eat
another. That is, the ratio of prey:predators or producers:con- X
n
sumers. This is the number of nonzero rows in an FW matrix npredator ¼ fcol ðjÞ (5)
[F] divided by the number of nonzero columns. j¼1
 Specialized predator fraction (Ps)—The number of predators
(consumers) eating only one actor divided by the total num- nprey
ber of consumers in the network. This is the sum of the num- PR ¼ (6)
npredator
ber of columns with only one nonzero element in the FW
matrix [F] divided by the total number of columns with non- 8
>
> X
m
zero elements. >
> fij ¼ 1
< 1 for
 Generalization (G)—The average number of prey eaten per i¼1
fscol ðjÞ ¼ X
m (7)
predator in a web, which corresponds to the average number >
>
of producers a consumer interacts with in an industrial net- >
> 0 for fij 6¼ 1
:
work. Generated by summing the columns in an FW matrix i¼1

Journal of Manufacturing Science and Engineering OCTOBER 2016, Vol. 138 / 101002-3
X
n node, only the maximum (dominant) eigenvalue is left to repre-
nSpredator ¼ fscol ðjÞ (8) sent the pathway proliferation rate of the system as the limit of the
j¼1 number of indirect links (pathways between two nodes which con-
sist of more than one link) goes to infinity.
nSpredator Cyclicity can be 0, 1, or greater than 1.This is illustrated in
PS ¼ (9)
npredator Fig. 2, which is based on the similar figure by Fath and Halnes
[32,35]. Zero cyclicity indicates that no internal cycles are pres-
L ent, Fig. 2(a). In these networks, energy traveling through the sys-
G¼ (10) tem never passes through a component twice. A value of one is
npredator
representative of a network where only simple closed-loop path-

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L ways exist, Fig. 2(b). Those networks that have cycles made up of
V¼ (11) one link (self-loops) or have cycling only if link direction is
nprey
ignored may have a maximum eigenvalue of either 1 or 0 [17]. A
network with a maximum eigenvalue greater than 1 indicates that
L
C¼ 2 (12) the network is made up of complex looped pathways, as described
N in Fig. 2(c). The larger the cyclicity, the more complex and
numerous the paths are between components, creating a system
kmax ¼ max; real eigenvalue solution to : 0 ¼ detðA  kIÞ (13) that is more interconnected. Most FWs are composed of networks
where large subsets of “nodes” are strongly connected such that
Cyclicity is a key metric that addresses resource cycling in eco- the maximum eigenvalue is greater than 1, indicating the exis-
systems and will be discussed in more detail in the following tence of multiple cyclic pathways.
section. With respect to cyclicity, the dynamics and stability of FWs are
significantly influenced by nutrient recycling and decomposition
Cyclicity. Cyclicity (kmax) is a measure of the number and pro- [36]. In ecosystems, the detritivores (earthworms, fungi, and bac-
liferation of cyclic pathways present in the system [32] as the teria, for example) are responsible for the decomposition of dead
number of steps in the path approaches infinity. Cyclicity is organic matter and the distribution of nutrients to the system,
obtained by finding the maximum real eigenvalue of a web’s often known as the “recyclers of the biosphere.” This decomposi-
structural adjacency matrix [A] that is the transpose of the FW tion and redistribution create a fixed cyclic structure in the system
matrix [F]. The maximum real eigenvalue (kmax) is a measure of as measured by cyclicity [37].
the proliferation of pathways that originate and terminate at the
same node. There is a greater potential for flows to remain within
the system as pathways proliferate, and so kmax is indicative of the Comparison of EIPs and Ecosystems Based on Cyclicity
resulting internal cycling [17].
The use of eigenvalues to determine cyclicity (also known as Numerical Comparison. Given the importance of cyclicity in
“pathway proliferation rate”) of a system combines results from FWs, we now look at how ecological metrics can be applied to
graph theory and linear algebra [17]. The proof presented by Bor- industrial manufacturing systems, specifically, EIPs. In Ref. [38],
rett et al. uses the Perron–Frobenius theorem, which guarantees the success of proposed versus existing EIPs was examined and
that there is only one real eigenvalue that is greater than or equal compared to the performance of ecological networks using struc-
to all other eigenvalues (k1  ki for i ¼ 2,…, n) in adjacency matri- tural ecosystem metrics. The goal of mimicking median values of
ces associated with a strongly connected network [17]. In net- the FW metrics stems from the belief that form follows function.
works where it is possible to reach every node from every other EIPs that match the form of FWs will function more like the FWs.

Fig. 2 Examples of the three types of internal structural cycling as represented by cyclicity
(eigenvalues of [A]): (a) no cycling kmax 5 0, (b) weak cycling kmax 5 1, and (c) and strong
cycling kmax > 1

101002-4 / Vol. 138, OCTOBER 2016 Transactions of the ASME


For this comparison, a comprehensive dataset of 48 EIPs was summary of the differences is given in terms of best and worst
compiled and analyzed. The EIPs in this dataset can be classified values.
based on the current (or as current as possible) status of the EIP: The largest and most consistent differences between EIPs and
existing, proposed, or failed. EIPs currently (or as current as pos- biological ecosystems occur for cyclicity and linkage density,
sible) active/in operation/existing are often termed “successful” in which are both metrics that characterize the type and presence of
the literature as they have been fully or mostly implemented and connections within the system. None of the EIPs reach a cyclicity
are still running. The locations of the EIPs listed span the globe, or density of links close to that which is found for biological eco-
ranging from various locations in the U.S. to China to Denmark systems. As seen in Table 2, the closest EIP has a cyclicity of 3.87
and France. The proposed EIPs are often based on an existing and a linkage density of 3.13 as compared to the respective
industrial park where additional linkages between existing and median FW values of 4.24 and 5.04. The other structural metrics

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new companies to increase the symbiotic relationships have been calculated (ratio of prey to predators, generalization, and
suggested. Some of these EIPs exist entirely on paper. Three EIPs vulnerability) also fall short of FW median values but to a lesser
that were fully or mostly implemented are no longer in operation degree.
for unknown reasons. For all metrics, those EIPs which have high cyclicity values
Note that this analysis defined the system boundary of the EIP (three or greater) show the smallest difference from FW averages.
as not including customers that may consume products (including Those EIPs that have no internal cycling (cyclicity of zero) or
energy) created by the EIP actors. Although including this actor basic internal cycling (cyclicity of one) show the largest differ-
might change some of the properties examined, it would not ence from FW averages.
change the analysis of cycling since it is not possible in most cases EIPs in all groupings come closest on average to matching the
to account for returns to the EIP from this type of actor. Moreover, median values for the FW metric vulnerability (V) and prey to
although defining system boundaries is always a challenge, the predator ratio (PR), with both metrics coming in with an average
goal of a successful EIP is to reduce raw material inputs and waste value for all EIP types 19% lower than FWs. However, the EIPs
outputs by increasing the cycling of material between actors in the with the highest cyclicity (kmax  3) come closest to average FW
EIP. Material and energy outputs to customers outside of the EIP values for all metrics. This supports the notion that EIP designers
boundary do not fall into this category. Thus, the system boundary and decision makers should be aiming for structural designs that
definition used here is the most relevant to the industrial goals that converge on FW metrics in order to obtain the highest cyclicity.
EIPs are designed to achieve. The results of the existing and failed EIPs are due partially to a
Cannibalism is excluded from this analysis both for FWs and response to external stimuli. Industrial networks from which EIPs
EIPs to permit accurate comparisons. Cannibalism in an EIP are built are “complex adaptive systems” where the system does
would correspond to a particular actor directly recycling or reus- not adapt with any coordination but rather, it is the components
ing parts of its own waste stream. Although admittedly important, that change in their own best interest in response to external con-
these self-loops do not contribute to the cyclicity measured in a ditions [39]. EIPs experience a certain amount of purposeful coor-
system (see below), and information on this potential link is not dination between the participating companies, but still experience
easily obtained. to different degrees the complex adaptive system response. The
The 48 EIPs are ranked in four groups based upon the existence best scenarios would be expected to be those created on paper as
and complexity of the internal cycling measured by the ecological these have been ideally designed with the total purpose of opti-
metric cyclicity. As mentioned, the characteristic cycling seen in mizing a coordinated network behavior. The proposed EIPs show
FWs is an especially desirable function for developing sustainable a tendency to come slightly closer to FW averages than the exist-
manufacturing as it embodies the major goal for eco-industrial ing or failed EIPs. This is most likely due to the fact that the pro-
networks: closed-loop manufacturing. The four groups are as posed EIPs have not had to deal with the realities of operation yet;
follows: on paper, one may make a very beautiful design; however, in
actual operation, the design may not be possible. These
 Class A: The EIPs with a designation of class A are represen-
“proposed” EIPs, however, still possess cycling well below that
tative of highly complex internal cycling. This is defined as
found in biological systems.
those EIPs with a cyclicity value greater than or equal to 3
An EIP with no internal cycling seems contrary to what one
(kmax  3). These EIPs represent the top tier of collected
expects of a bio-inspired industrial network because one of the
systems.
most influential and identifying characteristics of biological net-
 Class B: The EIPs with a designation of class B are represen-
works is the prevalence and importance of materials and energy
tative of complex internal cycling. This is defined as those
cycling within the system. What is observed in the EIP results rep-
EIPs with a cyclicity value greater than 1 (3 > kmax > 1).
resents the difference between a simple “waste ¼ food” analogy
 Class C: The EIPs with a designation of class C contain sim-
and a truly biologically inspired FW, the two concepts are illus-
ple internal cycling. This is defined as those EIPs with a
trated by Fig. 3. The industrial networks of class D, all of which
cyclicity value equal to 1 (kmax ¼ 1).
have a cyclicity of zero, follow the linear structure of the food
 Class D: The EIPs with a designation of class D have no
chain in Fig. 3-left. Even though many of these networks
internal cycling present. This is defined as those EIPs with a
exchange and reuse by-products, the system is still made up of a
cyclicity value equal to 0 (kmax ¼ 0). All of the EIPs in this
linear chain of relationships, characterized by the food chain in
grouping pass along a by-product to another industry for use
Fig. 3-left. The industrial networks having cyclicity greater than
rather than disposal; however, they do not have the more
zero, those in classes A, B, and C, begin to show some of the eco-
complex cycling that results from the reintroduction of that
logical benefits characteristic of strong internal cycling, character-
by-product into the system.
ized by the FW in Fig. 3-right. The EIPs in these higher classes
Table 1 shows the resulting rank ordering of the 48 EIPs with exhibit median values for all the metrics used here closer to
respect to cyclicity (kmax) as well as the corresponding values for medians for the FWs.
linkage density (LD), the prey–predator ratio (PR), generalization The characteristic cycling seen in FWs is an especially desira-
(G), and vulnerability (V). The median values for these metrics ble function for developing sustainable manufacturing. This
from a post 1993 data set consisting of 50 natural FWs also have cycling of materials and energy in FWs brings with is a host of
been included. other industry desirable properties and functions. The successful
When compared to median values for FWs, the values for EIPs establishment of cycling in EIPs can also be understood through
highlight that EIPs do not match the values characteristic of eco- the presence and relative strength of indirect effects. Indirect
systems. All ecological metric values for EIPs markedly differ effects have been shown to be very important to the workings of
with the average values calculated for ecosystems. In Table 2, a ecosystems [40,41] and investigation of their influence in

Journal of Manufacturing Science and Engineering OCTOBER 2016, Vol. 138 / 101002-5
Table 1 FW metrics for the 48 EIPs, rank ordered based on cyclicity, alongside median values for the 50 FWs collected after 1993

kmax LD PR G V

FWs post-1993 median values (50): 4.24 5.04 1.09 6.18 5.34

A class EIPs Proposed The Green Triangle 3.92 3.25 1.14 3.71 3.25
Exists Pomacle–Bazancourt 3.70 2.67 1.00 3.00 3.00
Proposed Renova (RRP) 3.39 3.00 1.00 3.00 3.00
Proposed Clark Special Economic Zone 3.34 2.55 0.89 2.68 3.00
Exists Copper Industry Web 3.12 3.20 1.00 4.00 4.00

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Exists Kitakyushu RRP 3.00 1.55 0.80 1.70 2.13
B class EIPs Exists Kwinana 2.59 1.89 0.79 2.13 2.68
Exists Ulsan Industrial Park 2.42 1.75 1.00 2.00 2.00
Exists Humber Industrial Symbiosis Project 2.21 1.47 0.64 1.79 2.78
Exists Uimaharju Forest Industry Park 2.15 2.22 0.89 2.22 2.50
Exists UPM Kymi pulp and paper mill 2.08 2.15 1.20 2.80 2.33
Exists Harjavalta Industrial Area 2.00 2.00 0.83 2.00 2.40
Proposed GERIPA (IBS) 1.93 1.75 0.75 1.75 2.33
Exists Kawasaki 1.88 2.00 1.00 2.00 2.00
Exists Kymi EIP 1.82 1.75 1.00 2.00 2.00
Exists Burnside EIP 1.80 1.82 0.82 1.82 2.22
Exists Suzhou Eco-Industrial Park 1.73 1.56 0.89 1.56 1.75
Exists Devens EIP 1.73 1.43 0.82 1.76 2.14
Exists Guitang Sugarcane EIP Project 1.70 1.78 0.78 1.78 2.29
Exists Tianjin Economic Development Area 1.66 1.38 1.33 1.83 1.38
Exists Scotia Investments 1.62 1.43 1.40 2.00 1.43
Exists Kalundborg EIP 1.62 1.50 0.54 1.62 3.00
Exists Seshasayee Paper and Board Ltd.: Agro Industrial Eco-Complex 1.62 1.57 0.86 1.57 1.83
Exists Guayama 1.62 1.33 0.67 1.33 2.00
Proposed Mongstad EIP 1.55 1.73 0.70 1.90 2.71
Failed AES Thames EIP 1.47 1.63 1.60 2.60 1.63
Failed Brownsville EIP 1.41 1.38 1.20 2.20 1.83
Exists Barceloneta 1.41 1.14 0.57 1.14 2.00
Proposed Red Hills EcoPlex 1.32 2.00 1.00 2.00 2.00
Exists Fushan Farms (IBS) 1.27 1.29 0.71 1.29 1.80
Exists Nanning Sugar Company 1.22 1.38 0.75 1.38 1.83
Exists Monfort Boys Town (IBS) 1.22 1.22 0.88 1.38 1.57
Exists Tunweni Brewery (IBS) 1.17 1.13 0.88 1.13 1.29
C class EIPs Proposed Stoneyfield Londonderry EIP 1.00 2.15 0.83 2.33 2.80
Proposed Lower Mississippi Corridor 1.00 1.74 0.78 2.22 2.86
Proposed PV Symbiosis Prop 1.00 1.56 0.75 1.75 2.33
Exists Wallingford Eco-Industrial Park 1.00 1.50 0.82 1.64 2.00
Exists Styrian Recycling Network 1.00 1.13 0.86 1.57 1.83
Exists Landskrona 1.00 1.07 1.00 1.45 1.45
Exists An Son Village 1.00 1.00 0.67 1.00 1.50
Exists Jyvaskyla 1.00 1.00 0.50 1.00 2.00
Exists NIA-KIADB 1.00 0.71 0.67 1.11 1.67
D class EIPs Exists Lubei Industrial Park 0.00 1.89 1.14 2.43 2.13
Proposed Gladstone (with potential links 2008) 0.00 1.13 1.00 1.86 1.86
Exists Pingdingshan Coal Mining Group 0.00 1.00 1.00 1.33 1.33
Failed Triangle J EIP 0.00 0.95 1.88 2.25 1.20
Exists Gladstone (2005) 0.00 0.88 2.00 2.33 1.17
Proposed Connecticut Newsprint 0.00 0.83 0.40 1.00 2.50

industrial networks has been done as well [42,43]. Key aspects on


how to achieve greater cyclicity will be discussed.
Table 2 Summary of important metrics in the FW and EIP the
datasets showing ranges for the number of actors in the
system (“smallest,” “median,” and “largest”) and cyclicity
(“best” 5 highest and “worst” 5 lowest) Critical Components for High Cyclicity: Detritus Actors. As
mentioned, cyclicity is a measure of internal cycling in networks.
kmax LD PR G V As energy and materials savings in EIPs are highly dependent on
the successful cycling of waste and by-products, cyclicity is an
Post 1993 FWs median 4.24 5.04 1.09 6.18 5.34 important metric. The lower cyclicity values highlight the less
Worst FW 0 1.59 1.00 1.28 1.28 complex internal cycling present in the structure of EIPs as com-
Smallest FW 2.68 2.67 1.2 3.2 2.67
pared to FWs. The median value of cyclicity for FWs is more than
Largest FW 10.30 9.74 1.01 19.90 19.60
Best EIP-The Green Triangle 3.92 3.25 1.14 3.25 3.92 one and a half times larger than EIPs, indicating that FWs gener-
(class A) ally have a much more complex set of pathways. Although many
Worst EIP-Connecticut Newsprint 0 0.833 0.4 1 2.5 EIPs fall into the category of having at least one single cyclic loop
(class D) that all connected components participate in (cyclicity ¼ 1), a
number of the EIPs show a cyclicity of zero, meaning no cyclic

101002-6 / Vol. 138, OCTOBER 2016 Transactions of the ASME


The presence of detrital actors in EIP results in complex cycling
even when fewer connections exist relative to FWs (i.e., linkage
density is lower). The lowest EIP in the top group, Kitakyushu
Resource Recovery Park in Japan, has a low linkage density and
prey–predator ratio in comparison to the rest of the group, while
still having a high cyclicity. The explanation is that all the interac-
tions in the system are to and from only 1 of the 11 actors: the
resource recovery facility, which is the acting detritus. Thus, the
Kitakyushu Resource Recovery Park has 100% of the total links
in the system passing through its detritus actor. Clark Special

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Economic Zone also has a lower linkage density as compared to a
majority of the top EIPs. Of the 51 links between the 20 actors in
the Clark Special Economic Zone, those actors that saw the most
connections were the five composting/processing/recovery facili-
ties and 84% of the total links in this system passed through these
detrital-type actors.
Fig. 3 A visualization illustrating the difference in complex cy- There are six EIPs listed in Table 1 that ranked as D class,
clical interactions between a food chain and an FW in nature. exhibiting zero internal cycling. These EIPs are characteristic of
Adapted from Ref. [40]. cyclicity equal to zero, and low linkage density. Connecticut
Newsprint ranks the lowest out of all the EIPs in comparison to
FWs. Interesting is it does in fact have a composting and a recy-
structure is present. This is essentially a failure on the part of the cling component, but these actors fail to provide any benefits with
EIP designers to reproduce the structure and function of FWs. regard to structure; they each only have one connection with the
High cyclicity values (1) relate strongly to the overall propor- rest of the system. Triangle J located in NC, another EIP in this bot-
tion of the energy retained or used within the system versus that tom group, has a wastewater treatment plant which interacts with
which is lost or discarded by the system. This relationship is also three other actors; however, similar to Connecticut Newsprint, it
reflected in an analysis done on thermodynamic power systems too fails to be an “active-enough” participant to have an impact on
[45]. The results of that analysis suggest that designing EIPs with the internal cycling. So, we see it is not enough to simply have a
a high cyclicity structure may lead to more efficient closed-loop “detrital” component in an EIP; it must be an active participant in
industrial networks. Despite consumer and financial support, recy- the system in order to create cycles of materials and energy.
cling in industrial systems still only accounts for a small fraction This role of the detritus actor is a key differentiator between
of mobilized matter. Most recycling is in the form of metals col- EIPs. For example, EIP Kalundborg ranks in the bottom half of
lected and shipped to an offsite recycling facility [46], which from the C class EIPs, those exhibiting only basic internal cycling.
an ecosystem perspective corresponds to the export of material to Comparing Kalundborg to Pomacle–Bazancourt, the top ranking
other systems. The potential for onsite reuse of water and other EIP, Fig. 4, highlights the level of participation of the detritus
by-products is immense and much better reflects the role of the actors in each system. All except one of the 15þ cycles in
detritivores (decomposers) in an ecosystem. These organisms con- Pomacle–Bazancourt involve the two detritus actors. Kalundborg
sume waste or dead animals (detritus), which recycles matter and also has two detritus actors. The difference is that only one of the
energy back into the living components as opposed to being two detritus actors participates in only two of the three existing
exported. cycles. So, Kalundborg has far fewer cycles because the detritus
The internal cycling in FWs is very strongly influenced by the actors are disengaged from a majority of the system, while those
presence of detritivores. Over half of all the material in an FW is EIPs in the top-performing group have a majority of their total
connected to a decomposer-type species such as fungi, which links involved in a cycle and highly involved detritus actors.
recycles unused material or dead matter (detritus) and returns it Therefore, it is not enough to simply have a detrital component
back to the system. Decomposers ensure the presence of FW path- in an EIP, but it must be an active participant in the system in
ways that include all other species in the system because the con- order to create cycles of materials and energy. An EIP with no
nections due to this consumption pattern contribute to many other internal cycling seems contrary to what one expects of a bio-
existing cycles. Even limited connections to an actor that func- inspired industrial network because one of the most influential and
tions similarly in an EIP would dramatically increase connectiv- identifying characteristics of biological networks is the prevalence
ity, and thereby efficiency. and importance of materials and energy cycling within the system.
A detritus-type actor for an EIP is an actor that functions in Most of the detrital/decomposer actors in the systems examined
waste treatment (i.e., composting), recovery and recycling (i.e., here constitute agricultural users. However, industrial recyclers,
repair, remanufacture, reuse, resale), or agriculture (i.e., farm, wastewater treatment plants, or other actors that reuse and rema-
zoo, landscaping, green house, golf course). Additionally, to qual- nufacture products from inputs derived from waste streams of
ify as a detritus-type actor, there must be at least one link entering other EIP actors would fulfill this same role. The important role of
and leaving said actor. This last criterion is based on the funda- these actors for cycling should encourage industrial networks that
mental functional description of a detritus/decomposer in an FW do not currently have recycling-type facilities to invest in them,
and ensures that the detritus-type actor is an active participant of and motivate the search for ways to reduce barriers that discour-
the EIP. age this role with respect to other types of material flows.
The types of interactions present clearly influence the magni-
tude of the differences between EIP and FW performance (Table
1); EIPs fall closer to FWs without cannibalism and detrital inter- Effect of Detritus Actors on EIP Cyclicity. Due to the ecolog-
actions [38], suggesting that the failure to include such roles in ical importance of the decomposer/detritus actor, we also quanti-
EIPs is at least partially responsible for their lower cyclicity rela- fied the frequency of their occurrence in each EIP and plotted this
tive to FWs. The top six EIPs listed in Table 1 have one or more frequency against EIP cyclicity (Fig. 5). The plot area between
detritus-type actors, which can comprise from one-third to one- zero and one on the x-axis is shaded to indicate that the value of
half of the total actors in the group. Four of the top EIPs have cyclicity cannot fall between these two limits.
some form of composting or agriculture-type actor. The EIPs in The two data points circled in Fig. 5 have no active detrital
this top group tended to have a larger than average linkage density actors but still have a greater than zero cyclicity. These EIPs are
as well. Harjavalta with a cyclicity of 2.0 and the Lower Mississippi

Journal of Manufacturing Science and Engineering OCTOBER 2016, Vol. 138 / 101002-7
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Fig. 4 A comparison of the internal cycling of materials and energy within the Kalundborg
and Pomacle–Bazancourt EIPs. Double-lined arrows represent linkages which participate in a
cycle, grayed out linkages do not. Actors highlighted in bold are the acting detritus of the EIP.

Corridor with a cyclicity of 1.0. The Harjavalta industrial area in The outlier in Fig. 5 with a cyclicity of 1.0 but no active detritus
Finland is a full industrial park that includes a wastewater treat- is the Lower Mississippi Corridor. Figure 7 gives a visual descrip-
ment plant and an industrial cleaning facility, but these two com- tion of the material and energy exchanges between firms showing
panies are not included in the material and energy exchange that the cyclicity of the Lower Mississippi Corridor results from
diagram provided in the literature [47]. The existence of a detrital- three bidirectional links between three different pairs of actors.
type actor cannot be discounted as being a contributor to the Technically, a bidirectional link (or two actors linked in both
success of this EIP as the wastewater treatment plant and cleaning directions) does create a cycle; however, it is not the complex
facility may contribute behind the scenes to the overall structure. cycling of ecosystems that EIPs strive to reproduce.
The material and energy exchanges between firms in the industrial
network as documented in the literature are shown in Fig. 6.
Although none of the companies within the network fall into the Quantifying Indirect Flows
functional categories defined above for a detritus-type actor, they Ecology distinguishes between direct and indirect relationships
do all meet the active participant requirement, with five of the six and flows. A direct relationship is one that is formed between
actors having at least one connection entering and leaving. This is actors that are linked by a material or energy flow. An indirect
why the cyclicity is so high. relationship is formed if two actors interact through at least one

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Fig. 6 The Harjavalta industrial area in Finland. Double-lined
linkages indicate connections which participate in a cycle, gray
linkages do not. The single grayed box (city of Harjavalta) indi-
cates an actor which exclusively participates in incoming or
outgoing interactions (is only a predator or prey).
Fig. 5 The number of active detritus in an EIP plotted against
network cyclicity
ecologists Salas and Borrett found in a set of 50 FWs that when
significant cycling was present indirect flows nearly always domi-
intermediary so that material or energy flows through at least one nated direct flows [49]. This and other literature over the last 20
other actor [48]. This can be, but does not require spatial or tem- years has established the dominance of indirect effects in ecosys-
poral separation. Per these definitions, indirect relationships are tems [48,50]. The characteristic cycling of materials and energy in
also prevalent in manufacturing systems. For example, the rela- FWs is one of the most desirable properties to sustainably minded
tionship between original equipment manufacturer and a tier 2 industry networks. The apparent relationship between cycling in
supplier is indirect because it goes through a tier 1 supplier first. the system and indirect effects should also be a design property of
Although many EIPs focus on direct flows from one actor to interest for industrial networks and can be examined to enhance
another, ecologists have noted the significance of indirect flows, understanding and increase material cycling in manufacturing
i.e., flows between actors that have indirect relationships. The networks.

Fig. 7 The Lower Mississippi Corridor EIP. Double-lined linkages indicate connections which participate in a cycle, while
gray linkages do not. Grayed boxes indicate an actor which exclusively participates in incoming or outgoing interactions (is
only a predator or predator or prey).

Journal of Manufacturing Science and Engineering OCTOBER 2016, Vol. 138 / 101002-9
Indirect flow effects can be determined by looking at paths of
length greater than one. A path is the route traced by following
some quantity of material or energy and is made up of either
chains or cycles. A path with a length greater than one indicates
that the material or energy being followed interacts with more than
two actors in the system. The two methods for path formation are
chains and cycles. Both methods limit flows through transfer effi-
ciencies relating to dissipation and export and chains apply an
additional limitation by way of their length [17,51].
Graph theory enables the calculation of the number of paths of

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different lengths in the system by raising the adjacency matrix [A]
to a power that represents the path length being investigated
[5,52]. Thus, [A]4 provides all the paths in the network repre-
sented by [A] that have a length of four. This can also be done for
what is known as the flow intensity matrix [G]. The flow intensity
matrix highlights the amount of flow (kg, kJ, units, etc.) that is Fig. 9 Path length versus number of paths of that length for
indirectly circulated through the system (circulated using paths of the six highest EIPs ranked by cyclicity (class A; cyclicity > 3)
length greater than one). for paths of length 1–100, plotted on a log–log scale
A number of distinct patterns have arisen from the investigation
of indirect effects in ecosystems. The tendency for the number of
paths to increase geometrically without bound as path length cyclicity. The goal of this break down is to show that the relation-
increases, known as pathway proliferation, was first applied to the ship between indirect path lengths and the presence and strength
study of ecosystems in the early 1980s [52–54] and has been stud- of cycles as seen for FWs occurs in industry.
ied more recently in FWs [17,32]. Pathway proliferation only Figure 9 plots the top six EIPs, designated as group A, which
occurs if there is more than one cycle in the network. As noted have a cyclicity of three or greater. The figure clearly shows that
previously, the rate of increase in the number of paths with path the EIPs with a relatively high cyclicity display a rapid rate of
length is measured by cyclicity. increase in the number of paths with path length. The power-law
The relative magnitude of cyclicity can be used as a descriptor degree distribution seen for these EIPs in group A closely matches
of indirect flows in the network. Pathway proliferation has a the FW behavior. This topological similarity means that the net-
strong influence on the development and significance of indirect work robustness to random node deletion that has been related to
flows [17]. A faster rate of pathway proliferation, or a higher this structure [55,56] may be translated for those EIPs that closest
cyclicity, signifies that indirect pathways are more numerous. match the cyclicity seen in FWs. The metric robustness is a
Because indirect pathways that involve multiple actors will pro- parameter that requires knowledge of the quantities of materials
cess larger flows, a higher cyclicity increases the possibility that and energy flowing between actors, information that is not cur-
indirect flows will dominate direct flows [17]. rently available for EIPs.
Paths of specific lengths can be found by raising the adjacency Figure 10 shows the class B EIPs, those with cyclicity greater
matrix to a power that represents the path length being investi- than one, but note that the rate of increase is not as rapid as that
gated [5,52]. Thus, to find paths of length two or greater, the ma- for the top-tier EPS. This is another supporting factor for EIP
trix [A] is raised to the powers 2, 3, 4, and so on. Figure 8 shows designers to strive for higher cyclicity values in their networks;
path lengths of 1–100 for the 48 EIPs investigated. These were EIPs with higher cyclicity will have a structure that supports a
calculated by raising each of the adjacency matrices of the 48 level of dominance of indirect flows that is on par with what is
EIPs to the powers 1–100. Each line in Fig. 8 represents an EIP. seen in FWs.
The pathway proliferation rate for FWs has been shown to Figure 11 shows the class C and class D EIPs that have a cyclic-
increase with a power-law degree distribution [17,32,53,54]. This ity of one or zero. Figure 11-left shows that for those EIPs with
relationship can be seen in Fig. 8 inset (a) [52]. The curves for some form of basic cycling present in their structure, there is no
those EIPs with the highest cyclicity, those curves on top in Fig. guarantee that the number of paths in the system will be able to
8, most strongly resemble the curve found by Patten for ecosystem increase with path length. Figure 11-right shows that with no
behavior shown Fig. 8 inset (a) [52]. cycling there is no pathway proliferation. Figures 8 through 11
Figures 9 through 11 show the pathway proliferation rate of the confirm that pathway proliferation can only occur when there is
48 EIPs plotted in Fig. 8, broken down by EIP rank using more than one cycle in the network, and that this can be confirmed
by measuring a cyclicity that is greater than 1. Thus, cyclicity is a

Fig. 8 Path length versus number of paths of that length


totaled for each of the 48 EIPs, for paths of length 1–100, plotted Fig. 10 Path length versus number of paths of that length for
on a log–log scale. Inset (a) is the path length to number of the medium–high cyclicity EIPs (class B; 1 < cyclicity < 3) for
paths relationship for FWs as presented by Ref. [52]. paths of length 1–100, log–log scale

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Fig. 11 Path length versus number of paths of that length for the lowest cyclicity EIPs. Left
panel shows class C EIPs (cyclicity 5 1) and right panel shows the class D EIPs (cyclicity 5 0)
for paths of length 1–100, plotted on a log–log scale.

key metric for assessing and improving direct as well as indirect proliferation and indirect links is novel in the context of closed-
material flows in manufacturing networks. loop manufacturing systems.

Acknowledgment
Summary and Conclusion This material is based upon work supported by the National
Ecological principles used for understanding ecological FW Science Foundation under Grant Nos. CMMI-0600243, CBET-
structures are relevant to improving manufacturing networks. 0967536, and CBET-1510531. Any opinions, findings, and con-
Groupings of EIPs were made in terms of both their economic sta- clusions, or recommendations expressed in this material are those
tus (proposed, existing, or failed) and the level of internal cycling of the author(s) and do not necessarily reflect the views of the
in the network structure (high, medium, basic, and none) based on National Science Foundation.
the metric cyclicity. When examined using selected structural FW
metrics commonly used by ecologists for FW analysis, the ana- Nomenclature
lyzed groupings create a more complete perspective between each
other and biological FWs in terms of their success in being “bio- EIP ¼ eco-industrial park
inspired.” None of the systems, despite their status, successfully FW ¼ food web
match the average values found for biological ecosystems. Based G¼ generalization
upon these results, it is clear that the biological ecosystem, in the L¼ number of links
sense of the aforementioned structural metrics, has yet to be fully Ld ¼ linkage density
mimicked by industrial networks. For example, it is unlikely that Pr ¼ predator to prey ratio
high cyclicity values can be achieved in EIPs that lack actors ful- S¼ number of species
filling the role of detritus/decomposers. This suggests that EIP V¼ vulnerability
designers must incorporate analogous interactions in their indus- kmax ¼ cyclicity
trial networks to achieve the strong cycling characteristic of FWs.
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